holding that Title II ADA suits for prospective injunctive relief may proceed against individual officers in their official capacities
How later courts described this case
- holding that Title II ADA suits for prospective injunctive relief may proceed against individual officers in their official capacities
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
JANEL WHITBECK,
Plaintiff,
v. 3:25-CV-00673 (AMN/ML)
OTSEGO COUNTY; OTSEGO COUNTY
SHERIFF’S OFFICE; DEPUTY E.
LINCOLN, in her individual and official
capacities; and DEPUTY J. SMITH, in his
individual and official capacities,
Defendants.
APPEARANCES: OF COUNSEL:
JANEL WHITBECK
225 Main Street
Franklin, New York 13775
Plaintiff pro se
Hon. Anne M. Nardacci, United States District Judge:
ORDER
I. INTRODUCTION
On May 27, 2025, Plaintiff pro se Janel Whitbeck commenced this action and asserted
claims of false arrest and deliberate indifference to medical needs pursuant to 42 U.S.C. § 1983,
as well as claims pursuant to the Americans with Disabilities Act (“ADA”) and the New York
State Andrew Kearse Act, N.Y. Exec. Law § 837-u, against Otsego County, the Otsego County
Sheriff’s Office, and Otsego County Sheriff’s Deputies Lincoln and Smith in their individual and
official capacities. Dkt. No. 1. Plaintiff did not pay the filing fee and sought leave to proceed in
forma pauperis (“IFP”). Dkt. No. 2. This matter was referred to Magistrate Judge Miroslav
Lovric, who, on September 24, 2025, granted Plaintiff’s motion for leave to proceed IFP. Dkt.
No. 5.
Also on September 24, 2025, after conducting an initial review of the Complaint pursuant
to 28 U.S.C. § 1915(e), Magistrate Judge Lovric issued an Order and Report-Recommendation
recommending that (i) Plaintiff’s false arrest and deliberate indifference claims be permitted to
proceed against Otsego County and Defendants Lincoln and Smith in their individual and official
capacities; (ii) Plaintiff’s ADA claim be permitted to proceed against Otsego County and
Defendants Lincoln and Smith in their official capacities; and (iii) Plaintiff’s claims under the New
York State Andrew Kearse Act and Plaintiff’s claims against the Otsego County Sheriff’s Office
be dismissed with prejudice. Dkt. No. 5 (“Report-Recommendation”). Magistrate Judge Lovric
advised that under 28 U.S.C. § 636(b)(1), the parties had fourteen days within which to file written
objections and that failure to object to the Report-Recommendation within fourteen days would
preclude appellate review. Dkt. No. 5 at 14.1
For the reasons set forth below, the Court adopts the Report-Recommendation in its
entirety, except that it dismisses Plaintiff’s false arrest and deliberate indifference claims against
Defendants Lincoln and Smith in their official capacities with prejudice and without leave to
amend and permits Plaintiff’s ADA claim to proceed against Defendants Lincoln and Smith in
their official capacities only to the extent Plaintiff seeks prospective injunctive relief.
II. BACKGROUND
On March 1, 2025, Defendants Lincoln and Smith arrested Plaintiff for petit larceny. Dkt.
No. 5 at 2 (citing Dkt. No. 1 at 2). Plaintiff alleges that, shortly before her arrest, she experienced
1 Citations to court documents utilize the pagination generated by CM/ECF, the Court’s electronic
filing system.
a medical emergency while attempting to complete a transaction at Walmart. Id. (citing Dkt. No.
1 at 2). Specifically, Plaintiff alleges that her trained service dog alerted her to the onset of a
transient ischemic attack (referred to as “TIA”), and when she attempted to return to her vehicle
to access medication, Walmart staff stopped her, took her to the security office, and summoned
law enforcement. Id. (citing Dkt. No. 1 at 2).
Plaintiff alleges that she was visibly impaired; she was wearing a medical alert bracelet,
her speech was garbled, and her gait was unsteady. Id. (citing Dkt. No. 1 at 2). Plaintiff alleges
that during Defendant Lincoln’s search of Plaintiff she observed her medical alert bracelet. Id.
(citing Dkt. No. 1 at 2). Plaintiff further alleges that Defendant Smith physically steadied her,
which indicated his awareness of Plaintiff’s impairment. Id. (citing Dkt. No. 1 at 2). Defendants
Lincoln and Smith then allegedly proceeded to book, fingerprint, and photograph Plaintiff while
she was exhibiting a facial droop consistent with a TIA. Id. (citing Dkt. No. 1 at 2).
III. STANDARD OF REVIEW
This Court reviews de novo those portions of a magistrate judge’s report-recommendation
that have been properly preserved with a specific objection. Petersen v. Astrue, 2 F. Supp. 3d 223,
228 (N.D.N.Y. 2012); 28 U.S.C. § 636(b)(1)(C). If no specific objections have been filed, this
Court reviews a magistrate judge’s report-recommendation for clear error. See Petersen, 2 F.
Supp. 3d at 228 (citing Fed. R. Civ. P. 72(b), Advisory Committee Notes: 1983 Addition).
Similarly, if an objection simply rehashes arguments originally presented to the magistrate judge,
this Court reviews the relevant portions of the report-recommendation for clear error. See
Petersen, 2 F. Supp. 3d at 228-29 & n.6 (collecting cases). “When performing such a ‘clear error’
review, ‘the court need only satisfy itself that there is no clear error on the face of the record in
order to accept the recommendation.’” Dezarea W. v. Comm’r of Soc. Sec., No. 21-cv-01138,
2023 WL 2552452, at *1 (N.D.N.Y. Mar. 17, 2023) (quoting Canady v. Comm’r of Soc. Sec., No.
17-cv-0367, 2017 WL 5484663, at *1 n.1 (N.D.N.Y. Nov. 14, 2017)).
“[I]n a pro se case, the court must view the submissions by a more lenient standard than
that accorded to ‘formal pleadings drafted by lawyers.’” Govan v. Campbell, 289 F. Supp. 2d 289,
295 (N.D.N.Y. 2003) (quoting Haines v. Kerner, 404 U.S. 519, 520 (1972)) (additional citations
omitted). The Second Circuit has held that courts are obligated to “make reasonable allowances
to protect pro se litigants” from inadvertently forfeiting legal rights merely because they lack a
legal education. Id. (quoting Traguth v. Zuck, 710 F.2d 90, 95 (2d Cir. 1983)). That said, “even a
pro se party’s objections to a Report and Recommendation must be specific and clearly aimed at
particular findings in the magistrate’s proposal . . . .” Machicote v. Ercole, No. 06-cv-13320, 2011
WL 3809920, at *2, (S.D.N.Y. Aug. 25, 2011) (citation omitted); accord Caldwell v. Petros, No.
22-cv-567, 2022 WL 16918287, at *1 (N.D.N.Y. Nov. 14, 2022). After appropriate review, “the
court may accept, reject, or modify, in whole or in part, the findings or recommendations made by
the magistrate judge.” 28 U.S.C. § 636(b)(1)(C).
IV. DISCUSSION
Because neither party has filed any objections to the Report-Recommendation, the Court
reviews the Report-Recommendation for clear error.
First, Magistrate Judge Lovric recommended that Plaintiff’s claims against the Otsego
County Sheriff’s Office be dismissed with prejudice. Dkt. No. 5 at 6. Specifically, Magistrate
Judge Lovric noted that a municipal department “does not have the capacity to be sued as an entity
separate from the municipality in which it is located.” Id. at 5 (quoting White v. Syracuse Police
Dep’t, No. 18-cv-1471, 2019 WL 981850, at *3 (N.D.N.Y. Jan. 7, 2019)). Under New York law,
“a department of a municipal entity is merely a subdivision of the municipality and has no separate
legal existence.” Hoisington v. County of Sullivan, 55 F. Supp. 2d 212, 214 (S.D.N.Y. 1999); see
also Dudley v. Hochul, No. 24-cv-0048, 2024 WL 1906594, at *9 (N.D.N.Y. May 1, 2024)
(dismissing claims against the Onondaga County Sheriff’s Office because it was not amenable to
suit), report and recommendation adopted, 2024 WL 2399913 (N.D.N.Y. May 23, 2024).
Second, Magistrate Judge Lovric addressed Plaintiff’s claim of false arrest under the Fourth
Amendment against Defendants Lincoln and Smith in their individual and official capacities. Dkt.
No. 5 at 6-7. Magistrate Judge Lovric noted that, when analyzing constitutional claims of false
arrest, courts generally look to the law of the state where the arrest occurred. Id. at 6 (citing Russo
v. City of Bridgeport, 479 F.3d 196, 203 (2d Cir. 2007)). “To establish a claim of false arrest under
New York law, the plaintiff must show that: (1) the defendant intended to confine him, (2) the
plaintiff was conscious of the confinement, (3) the plaintiff did not consent to the confinement and
(4) the confinement was not otherwise privileged.” Id. (internal brackets omitted) (quoting
Broughton v. State, 37 N.Y.2d 451, 456 (N.Y. 1975)). Confinement is otherwise privileged when
officers “have knowledge or reasonably trustworthy information of facts and circumstances that
are sufficient to warrant a person of reasonable caution in the belief that the person to be arrested
has committed or is committing a crime.” Id. at 6-7 (quoting Weyant v. Okst, 101 F.3d 845, 852
(2d Cir. 1996)). Here, Plaintiff alleges that she experienced a TIA while attempting to complete a
transaction at Walmart, and in the course of her attempt to access medication in her car, Walmart
staff summoned law enforcement. Dkt. No. 5 at 2 (citing Dkt. No. 1 at 2). Plaintiff further alleges
that despite their awareness of her impairment, Defendants Lincoln and Smith proceeded to arrest
her. Id. Magistrate Judge Lovric recommended that Plaintiff’s claim for false arrest against
Defendants Lincoln and Smith proceed. Id. at 7.
Third, Magistrate Judge Lovric addressed Plaintiff’s claim of deliberate indifference to
medical needs under the Fourteenth Amendment against Defendants Lincoln and Smith in their
individual and official capacities. Id. at 7-8. Courts evaluate claims of deliberate indifference that
arise during the course of a pretrial arrest and detainment under the Due Process Clause of the
Fourteenth Amendment. Mills v. Fenger, 216 F. App’x 7, 10 (2d Cir. 2006) (citing Weyant, 101
F.3d at 856). Magistrate Judge Lovric noted that a plaintiff must demonstrate that (i) an official
denied plaintiff the treatment needed to remedy a serious medical condition, and (ii) the official
denied such treatment because of his deliberate indifference to that need. Dkt. No. 5 at 7-8 (citing
Mills, 216 F. App’x at 10). Here, among other things, Plaintiff alleges that in connection with her
arrest for petit larceny, Defendants proceeded to book Plaintiff after she explained that she was
experiencing a TIA and while she was exhibiting symptoms of a TIA. See id. at 2 (citing Dkt. No.
1 at 2). Magistrate Judge Lovric recommended that Plaintiff’s medical indifference claim proceed
against Defendants Lincoln and Smith. See id. at 8.2
Fourth, Magistrate Judge Lovric addressed Plaintiff’s claims of false arrest and deliberate
indifference against Otsego County. Dkt. No. 5 at 8-9. “[T]o hold a municipality liable under §
1983 for the unconstitutional actions of its employees, a plaintiff is required to plead and prove
three elements: (1) an official policy or custom that (2) causes the plaintiff to be subjected to (3) a
2 To the extent that Plaintiff brings her false arrest and deliberate indifference claims against
Defendants Lincoln and Smith in their official capacities, “this District has held that [Section 1983]
claims against municipal officers in their official capacities are really claims against the
municipality and, thus, are redundant when the municipality is also named as a defendant.” Sears
v. Carmichael, No. 18-cv-909, 2018 WL 7291417, at *2 (N.D.N.Y. Aug. 6, 2018) (internal
citations and quotations omitted), report and recommendation adopted, 2019 WL 587587
(N.D.N.Y. Feb. 13, 2019). Since Plaintiff also names Otsego County as a defendant in this action,
Plaintiff’s Section 1983 claims against Defendants Lincoln and Smith in their official capacities
are redundant of her claims against Otsego County. See, e.g., id. (recommending dismissal of
plaintiff’s Monell claims against the individual defendants in their official capacities as
“redundant,” given that plaintiff also named the town of Saranac Lake as a defendant).
Accordingly, Plaintiff’s false arrest and deliberate indifference claims against Defendants Lincoln
and Smith in their official capacities are dismissed with prejudice and without leave to amend.
denial of a constitutional right.” Adams v. City of Syracuse, No. 21-cv-650 (AMN/MJK), 2025
WL 2772081, at *28 (N.D.N.Y. Sept. 29, 2025) (internal brackets omitted) (quoting Lucente v.
Cnty. of Suffolk, 980 F.3d 284, 297 (2d Cir. 2020)). A plaintiff can establish the existence of an
official policy or custom through “(1) a formal policy endorsed by the municipality; (2) actions
directed by the government’s authorized decisionmakers or those who establish governmental
policy; (3) a persistent and widespread practice that amounts to a custom of which policymakers
must have been aware; or (4) a constitutional violation resulting from policymakers’ failure to train
municipal employees.” Deferio v. City of Syracuse, 770 F. App’x 587, 589-90 (2d Cir. 2019)
(internal quotations, citations, and brackets omitted). Here, Magistrate Judge Lovric
recommended that Plaintiff’s claims against Otsego County, in which she alleges that Otsego
County failed to train or supervise Defendants Lincoln and Smith, be permitted to proceed. Dkt.
No. 5 at 9.
Fifth, Magistrate Judge Lovric addressed Plaintiff’s claim alleging a violation of Title II of
the ADA. Id. at 9-11.3 “To establish a violation of the ADA, the plaintiff must demonstrate (1)
that she is a ‘qualified individual’ with a disability; (2) that the defendants are subject to the ADA;
and (3) that she was denied the opportunity to participate in or benefit from the defendant’s
services, programs, or activities, or was otherwise discriminated against by the defendant by reason
of her disability.” Id. at 10 (quoting Disabled in Action v. Bd. of Elections in City of New York,
752 F.3d 189, 196-97 (2d Cir. 2014)). Magistrate Judge Lovric found that Otsego County is a
public entity that is subject to the ADA, and Plaintiff appeared to be a qualified individual with a
3 Magistrate Judge Lovric recommended that Plaintiff’s ADA claim proceed against Defendants
Lincoln and Smith only in their official capacities because Title II of the ADA does not permit
individual capacity suits against state officials. Dkt. No. 5 at 11 n.6 (quoting Hill v. LaClair, No.
20-cv-441, 2020 WL 2404771, at *7 (N.D.N.Y. May 11, 2020)).
disability who plausibly alleged that Defendants Lincoln and Smith wrongfully arrested her
because Plaintiff’s actions in response to her disability were misinterpreted as criminal activity.
Id. Magistrate Judge Lovric noted that Plaintiff alleged that Defendants Lincoln and Smith
observed her in a disoriented state, wearing her medical alert bracelet, and she informed
Defendants that she suffers from the risk of a TIA. Id. at 10-11. Accordingly, Magistrate Judge
Lovric recommended that Plaintiff’s ADA claim be permitted to proceed against Otsego County
and Defendants Lincoln and Smith in their official capacities. Id. at 11.4
Sixth, Magistrate Judge Lovric addressed Plaintiff’s claims pursuant to the New York State
Andrew Kearse Act. Id. at 11-12. Magistrate Judge Lovric noted that the New York State Andrew
Kearse Act is an unenacted New York State Assembly Bill that imposes criminal liability for
failure to obtain medical care for a person in custody displaying medical distress. Id. at 11.5
Magistrate Judge Lovric further noted that there is no private right of action to enforce federal or
state criminal statutes. See id. at 12 (citing, inter alia, Linda R.S. v. Richard D., 410 U.S. 614, 619
(1973)). Thus, Magistrate Judge Lovric recommended that this claim be dismissed for failure to
state a claim without leave to amend.
4 To the extent that Plaintiff’s ADA claim against Defendants Lincoln and Smith in their official
capacities seeks prospective injunctive relief, such claim may proceed. See Harris v. Mills, 572
F.3d 66, 72 (2d Cir. 2009) (holding that Title II ADA suits for prospective injunctive relief may
proceed against individual officers in their official capacities). However, Plaintiff’s ADA claim
against Defendants Lincoln and Smith in their official capacities seeking monetary relief is
redundant of Plaintiff’s ADA claim against Otsego County. See Johnson v. New York State Police,
659 F. Supp. 3d 237, 254 (N.D.N.Y. 2023). Accordingly, Plaintiff’s ADA claim is permitted to
proceed against Defendants Lincoln and Smith in their official capacities only to the extent it seeks
prospective injunctive relief.
5 As of October 16, 2025, the New York State Andrew Kearse Act is in committee with the New
York State Assembly. See New York State Senate, Assembly Bill A1745,
https://www.nysenate.gov/legislation/bills/2021/A1745.
Having reviewed the Report-Recommendation for clear error and considered Magistrate
Judge Lovric’s findings as to each claim, the Court adopts the Report-Recommendation in its
entirety, except that it dismisses Plaintiff’s false arrest and deliberate indifference claims against
Defendants Lincoln and Smith in their official capacities with prejudice and without leave to
amend and permits Plaintiff’s ADA claim to proceed against Defendants Lincoln and Smith in
their official capacities only to the extent that Plaintiff seeks prospective injunctive relief.
V. CONCLUSION
Accordingly, the Court hereby
ORDERS that the Report-Recommendation, Dkt. No. 5, is ADOPTED in its entirety
except as noted above; and the Court further
ORDERS that the Otsego County Sheriff’s Office is DISMISSED from this case with
prejudice; and the Court further
ORDERS that Plaintiff’s claims pursuant to the New York State Andrew Kearse Act be
DISMISSED with prejudice and without leave to amend; and the Court further
ORDERS that Plaintiff’s claims of false arrest and deliberate indifference against Otsego
County and Defendants Lincoln and Smith in their individual capacities SURVIVE initial review
and require a response; and the Court further
ORDERS that Plaintiff’s false arrest and deliberate indifference claims against Defendants
Lincoln and Smith in their official capacities be DISMISSED with prejudice and without leave
to amend; and the Court further
ORDERS that Plaintiff’s ADA claim against Otsego County SURVIVES initial review
and requires a response; and the Court further
ORDERS that Plaintiff's ADA claim against Defendants Lincoln and Smith in their
official capacities SURVIVES initial review and requires a response to the extent that Plaintiff
seeks prospective injunctive relief under the ADA; and the Court further
ORDERS that the Clerk shall issue summonses and General Order # 25 and forward them,
along with copies of the Complaint, to the United States Marshal for service upon the Defendants;
and the Court further
ORDERS that all pleadings, motions and other documents relating to this action must bear
the case number assigned to this action and be filed with the Clerk of the United States District
Court. Plaintiff must comply with requests by the Clerk’s Office for any documents that are
necessary to maintain this action. All parties must comply with Local Rule 7.1 of the Norther
District of New York in filing motions; motions will be decided on submitted papers, without oral
argument, unless otherwise ordered by the Court. Plaintiff is also required to promptly notify the
Clerk’s Office and all parties or their counsel, in writing, of any changes in his address; his failure
to do so may result in the dismissal of this action.
ORDERS that the Clerk serve a copy of this Order on Plaintiff in accordance with the
Local Rules.
IT IS SO ORDERED.
Dated: October 20, 2025 Ouwel . Jaraaeer
Albany, New York Anne M. Nardacci
U.S. District Judge
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