Opinion

Disciplinary Counsel v. Coleman

  • 88 Ohio St. 3d 155
  • 2000 Ohio 288
Court
Ohio Supreme Court
Filed
Feb 22, 2000
Status
Published
Cited by
10 cases
Authority
More cited than 76.4%

The opinion

[This opinion has been published in Ohio Official Reports at 88 Ohio St.3d 155.]

OFFICE OF DISCIPLINARY COUNSEL v. COLEMAN.

[Cite as Disciplinary Counsel v. Coleman, 2000-Ohio-288.]

Unauthorized practice of law—Individual not authorized to practice law in Ohio

gave legal advice and prepared and filed complaints for others in an Ohio

court—Engagement in the unauthorized practice of law enjoined.

(No. 99-1618—Submitted October 20, 1999—Decided February 23, 2000.)

ON FINAL REPORT of the Board of Commissioners on the Unauthorized Practice

of Law of the Supreme Court, No. UPL 98-5.

__________________

{¶ 1} On October 20, 1998, relator, Office of Disciplinary Counsel, filed a

complaint charging that respondent, R. Lin Coleman of Pomeroy, Ohio, was

engaged in the unauthorized practice of law. After respondent answered, the matter

was heard on stipulated facts by the Board of Commissioners on the Unauthorized

Practice of Law (“board”).

{¶ 2} The board found that respondent, who is not an attorney at law,

conducted a business under the name “Trouble R Us Consumer Advocates” in

Pomeroy, Ohio. During the course of his business, respondent gave legal advice to

a resident of Ohio and prepared and filed complaints on her behalf in an Ohio court.

When relator contacted respondent about these activities, respondent said that he

did not intend to practice law, did not hold himself out as doing so, and immediately

ceased to conduct these activities. The board concluded that respondent’s conduct

constituted the unauthorized practice of law and recommended that respondent be

prohibited from engaging in such activities in the future.

__________________

Jonathan E. Coughlan, Disciplinary Counsel, and John K. McManus,

Assistant Disciplinary Counsel, for relator.

SUPREME COURT OF OHIO

Robert W. Stewart, for respondent.

__________________

Per Curiam.

{¶ 3} During each of the past few years we have decided cases in which it

was asserted that a power of attorney gives one the right to appear in court for the

person assigning that power. Cincinnati Bar Assn. v. Telford (1999), 85 Ohio St.3d

111, 707 N.E.2d 462 (a non-attorney who attempts to settle a pending lawsuit on

behalf of one of the litigants is engaged in the unauthorized practice of law);

Richland Cty. Bar Assn. v. Clapp (1998), 84 Ohio St.3d 276, 703 N.E.2d 771 (a

non-attorney who files a motion to dismiss on behalf of another is engaged in the

unauthorized practice of law); Akron Bar Assn. v. Greene (1997), 77 Ohio St.3d

279, 673 N.E.2d 1307 (a non-attorney who files a divorce action for another is

engaged in the unauthorized practice of law).

{¶ 4} The argument in each of these cases was similar to that made by

respondent in this case. He contends that the client he represented had “every right

to file” an action on her own behalf, that she also had “the right to assign her rights

to act for herself to another,” and that when respondent filed the cases on behalf of

his client he also filed “a Limited Power-of-Attorney form assigning [the client’s]

right to act in this matter to me.”

{¶ 5} Because the argument appears regularly, its sophistry should be

exposed.

{¶ 6} In the first place, persons holding powers of attorney have historically

not been considered attorneys who can appear in the courts. When a principal

through the execution of a “power of attorney” designates another to transact some

business that could have been transacted by the principal, he appoints an agent to

act for him as an “attorney in fact” or “private attorney.” 2A Corpus Juris

Secundum (1972) 771, Agency, Section 150; 3 American Jurisprudence 2d (1986)

529, Agency, Section 23. An “attorney in fact” has been consistently distinguished

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January Term, 2000

from an “attorney at law” or “public attorney” since at least 1402 when certain

attorneys in England were examined by Justices and “their names be entered on the

roll” of those permitted to practice in the courts. 1 The Oxford English Dictionary

(2 Ed.1989) 772. Thus, a person holding a power of attorney, but whose name is

not entered on the roll, is an attorney in fact, but not an attorney at law permitted to

practice in the courts.

{¶ 7} Secondly, respondent’s argument results in an absurd interpretation

of our Constitution. Section 2(B)(1)(g), Article IV of the Ohio Constitution gives

the Supreme Court power over all matters relating to the practice of law. Pursuant

to the Constitution and to secure the public’s interest in competent legal

representation, we have promulgated rules with respect to admission to the practice

of law, rules to govern the conduct of those admitted to the practice, and rules to

ensure that those admitted maintain their knowledge and skills through continuing

legal education. If accepted, respondent’s argument that a person may execute a

power of attorney and so enable the grantee to practice law in Ohio would render

meaningless the supervisory control of the practice of law given to us by the Ohio

Constitution.

{¶ 8} Thirdly, the use of a power of attorney as a contract to represent

another in court violates the laws of Ohio. In Land Title Abstract & Trust Co. v.

Dworken (1934), 129 Ohio St. 23, 1 O.O. 313, 193 N.E. 650, paragraph one of the

syllabus, we held that among other activities, “[t]he practice of law * * * embraces

the preparation of pleadings and other papers incident to actions and special

proceedings and the management of such actions and proceedings on behalf of

clients before judges and courts.”

{¶ 9} R.C. 4705.01 provides: “No person shall be permitted to practice as

an attorney and counselor at law, or to commence, conduct, or defend any action or

proceeding in which the person is not a party concerned, either by using or

subscribing the person’s own name, or the name of another person, unless the

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SUPREME COURT OF OHIO

person has been admitted to the bar by order to the supreme court in compliance

with its prescribed and published rules.”

{¶ 10} This law recognizes that a person has the inherent right to proceed

pro se in any court. But it also prohibits a person from representing another by

commencing, conducting, or defending any action or proceeding in which the

person is not a party. When a person not admitted to the bar attempts to represent

another in court on the basis of a power of attorney assigning pro se rights, he is in

violation of this statute. A private contract cannot be used to circumvent a statutory

prohibition based on public policy.

{¶ 11} Finally, courts in other states have all held, as have we, that a non-

lawyer with a power of attorney may not appear in court on behalf of another, or

otherwise practice law. Cf. Christiansen v. Melinda (Alaska 1993), 857 P.2d 345;

In re Estate of Friedman (1984), 126 Misc.2d 344, 482 N.Y.S.2d 686; Kohlman v.

W. Pennsylvania Hosp. (1994), 438 Pa.Super. 352, 652 A.2d 849.

{¶ 12} Not having been admitted to the bar by our order, respondent, as the

previous respondents before him, has engaged in the unauthorized practice of law.

Respondent is hereby enjoined from all further activities which constitute the

practice of law.

{¶ 13} Costs are taxed to respondent.

Judgment accordingly.

MOYER, C.J., DOUGLAS, RESNICK, F.E. SWEENEY, PFEIFER, COOK and

LUNDBERG STRATTON, JJ., concur.

__________________

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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