Estates of Morgan v. Fairfield Family Counseling Ctr.

[This opinion has been published in Ohio Official Reports at 77 Ohio St.3d 284.]

ESTATES OF MORGAN ET AL., APPELLANTS, v. FAIRFIELD FAMILY COUNSELING

CENTER ET AL., APPELLEES; BROWN, APPELLANT.

[Cite as Estates of Morgan v. Fairfield Family Counseling Ctr.,

1997-Ohio-194.]

Psychotherapists—Malpractice—Negligence—Outpatient kills his parents—

Relationship between psychotherapist and patient in an outpatient setting

constitutes a special relation justifying the imposition of a duty upon the

psychotherapist to protect against and/or control the patient’s violent

propensities.

1. Generally, a defendant has no duty to control the violent conduct of a third

person as to prevent that person from causing physical harm to another

unless a “special relation” exists between the defendant and the third person

or between the defendant and the other. In order for a special relation to

exist between the defendant and the third person, the defendant must have

the ability to control the third person’s conduct.

2. R.C. 5122.34 does not preclude the finding that a special relation exists

between the psychotherapist and the outpatient which imposes a common-

law duty on the therapist to take affirmative steps to control the patient’s

violent conduct.

3. The relationship between the psychotherapist and the patient in the outpatient

setting constitutes a special relation justifying the imposition of a duty upon

the psychotherapist to protect against and/or control the patient’s violent

propensities.

4. When a psychotherapist knows or should know that his or her outpatient

represents a substantial risk of harm to others, the therapist is under a duty

to exercise his or her best professional judgment to prevent such harm from

occurring.

(No. 95-131—Submitted April 17, 1996 at the New Philadelphia Session—

Decided January 22, 1997.)

APPEALS from the Court of Appeals for Fairfield County, No. 94CA11.

__________________

{¶ 1} On the evening of July 25, 1991, Matt Morgan was playing cards with

his parents, Jerry and Marlene Morgan, and sister, Marla Morgan. Matt excused

himself from the table, went upstairs, and obtained a gun. He came back downstairs

and shot and killed his parents and seriously injured his sister. During the previous

year, Matt had been examined by or received counseling from various mental health

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professionals who were either employed by or served as consultants to appellee, the

Fairfield Family Counseling Center (“FFCC”). This case involves the liability of

those mental health professionals and FFCC for the injuries and deaths resulting

from the tragic events of July 25, 1991.

{¶ 2} During his senior year of high school, Matt began to have difficulties

at school, work, and home. His grades and attendance at school had fallen, and he

was required to attend summer school. He had problems keeping jobs, and became

disrespectful and verbally abusive toward his parents, to the point where his parents

had grown afraid of him. These problems continued after high school until January

1990, when Matt was removed from his parents’ home in Lancaster, Ohio, by police

after wanting to fight his father.

{¶ 3} Matt then drifted, homeless, until he presented himself at the

Emergency Room at Thomas Jefferson University Hospital in Philadelphia,

Pennsylvania, on March 26, 1990. There, he was diagnosed as suffering from

schizophreniform disorder and transported to C.A.T.C.H. Emergency Evaluation

Center (“EEC”), a mental health facility. Matt was further evaluated at C.A.T.C.H.

EEC between March 26, 1990 and March 29, 1990. It was noted that Matt had

“recent drifting, travel and homelessness,” and “[n]eeded to be put out of [his]

parents’ home by police.” Various symptoms were noted suggestive of either

schizophreniform disorder or schizophrenia, including Matt’s belief that the

government was affecting his body and the air waves, such that he was unable to

watch television or listen to tapes or the radio, delusions of persecution and ideas

of reference and thought broadcasting. Matt was prescribed Navane, an

antipsychotic or neuroleptic drug, and on March 29, 1990, was admitted to the

C.A.T.C.H. Respite.

{¶ 4} At the C.A.T.C.H. Respite, Matt came under the care of Miles C.

Ladenheim, M.D., who, at that time, was in his third year of psychiatric residency.

Dr. Ladenheim first saw Matt on April 2, 1990, at which time he rendered a primary

diagnosis of “schizophreniform disorder, rule out schizophrenia, chronic paranoid

type.” The essential features of schizophreniform disorder are identical to those of

schizophrenia, with the exception that the duration is less than six months. Once

the signs and symptoms persist for a continuous period of six months, the diagnosis

becomes schizophrenia. Schizophrenia is an inability to recognize reality in some

way, marked by delusions and perceptual distortions. There is no cure for

schizophrenia, but the symptoms can be controlled by medication such as Navane.

It was Dr. Ladenheim’s opinion that “it was only going to be a matter of time before

the six-month period elapsed, and he [Matt] would likely then have schizophrenia.”

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January Term, 1997

{¶ 5} Dr. Ladenheim determined that Matt had developed a fixed paranoid

delusional system involving his family, the government, unspecified industry and

others, including the delusion that he had a “big lawsuit case in both Ohio and

Florida, suing his family, aunts, uncles, and some other people,” and somatic

delusions regarding his legs. Dr. Ladenheim also noted that Matt had an unformed

paranoid ideation, ideas of reference from the television and feelings of thought

control by others. He noted that Matt also “had feelings of thought manipulation,

meaning his thoughts were being manipulated by outside forces or people, and

thought withdrawal, meaning that people were able to take thoughts out of his head,

and thought reading, meaning that people were able to read his thoughts.” Dr.

Ladenheim also made a note on April 30, 1990, that prior to leaving Ohio, Matt

was becoming increasingly agitated at home and was put out of his parents’ home

after threatening them.

{¶ 6} Matt’s art therapist at the Respite noted that Matt had an increased

feeling of stress when feelings of anger were discussed. After referring to a

particular example of anger in a drawing of a gun made by Matt on or about April

20, 1990, she stated that “[t]his, coupled with aggressive line quality, indicates

possible anger toward self and others.”

{¶ 7} During his twelve-week admission at the Respite, Matt was treated

with intensive therapy, Navane, and other medications to aid in sleeping and to

offset the potential side effects of the Navane. Eventually, Matt’s paranoia

regarding his family decreased and he developed improved insight into his mental

illness. Dr. Ladenheim explained that Matt’s illness could be controlled by

medication, and Matt agreed that the medication was helping him and that his

symptoms of mental illness may have contributed to his conflicts, especially with

his father. Matt began to make contacts with his family and they expressed a

willingness to help him. It was Dr. Ladenheim’s opinion that Matt should return to

his parents’ home, but that the treatments and medication must continue in order

for Matt to safely return to Ohio. Accordingly, the staff at the Respite contacted

defendant-appellee FFCC, and Matt was picked up by his parents on June 22, 1990.

{¶ 8} Matt initially presented himself to FFCC on July 16, 1990. After an

intake evaluation was conducted by defendant-appellee, Ronald Gussett, Ph.D.,

Matt was referred for consultation with defendant-appellant, Harold T. Brown,

M.D., a consultant contract psychiatrist to FFCC. Dr. Brown first saw Matt at

FFCC on July 19, 1990. From his thirty-minute evaluation of Matt, Dr. Brown

noted that Matt was “recently discharged from a mental health unit of some sort in

Philadelphia, Pennsylvania, on Elavil and Navane. He is out of medication. He

comes to the mental health clinic for his medication, continued care and help in

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completing a Social Security Disability form.” Dr. Brown also noted that “[h]is

[Matt’s] experience in Philadelphia sounds like some sort of acute atypical

psychosis. He does not present indicators of thought disorder or schizophrenia at

this point.”

{¶ 9} Dr. Brown did not make any final determination as to Matt’s condition

at that time, but did make a notation to “rule out malingering” because of a

discrepancy between Matt’s complaint that his legs are of different lengths and Dr.

Brown’s observation that Matt’s gait and movements were normal, “and that there

was a disability form in the works somewhere.” Dr. Brown testified that he sees

“a lot of people that show up with SSI in mind with a history very similar to Mr.

Morgan’s. And I think to give it to someone who doesn’t qualify for it is a real

disservice to them.” However, Dr. Brown thought it wise to defer his diagnosis,

continue the medication, obtain Matt’s records from Philadelphia, and schedule

another appointment for a month later.

{¶ 10} On August 16, 1990, Matt kept his scheduled appointment with Dr.

Brown. Dr. Brown was now in possession of the C.A.T.C.H. records, but it is clear

from his testimony that he never read them and never attempted to contact Dr.

Ladenheim. Instead, during this fifteen-minute session, Dr. Brown began to focus

more on there being “a strong factor of malingering here or at least overstating

symptoms to gain the SSI,” and reduced Matt’s Navane medication by half.

{¶ 11} The next and last time Dr. Brown saw Matt was for fifteen minutes

on October 11, 1990. Dr. Brown noted as follows:

“We discussed his migration from Ohio to Florida to Philadelphia and back

to Lancaster. He now chooses to view it as his extended vacation. No further

insight as to just what happened to get him into the mental hospital in Philadelphia

or why they may have prescribed neuroleptic [medication] for him.

“We discussed a plan to further taper the Navane. He is now taking only

one 10 milligram capsule a day for the last five to six weeks. When this present

supply is gone, he is to take a 5 milligram capsule once a day for a month and then

discontinue. He will continue with Dr. Gussett in psychotherapy as Dr. Gussett and

he both deem it useful.

“He is referred to job counselor, Nancy Lambert, for what help this may be

in finding employment.

“Diagnosis for the record will be that of atypical psychosis, not further

specified, in remission.”

{¶ 12} Dr. Brown testified that “[t]he diagnosis of atypical psychosis is kind

of a waste basket diagnosis when you think there’s been a psychotic episode, but

the information is not sufficient to make a clear specific diagnosis. And I didn’t

4

January Term, 1997

feel the information that I had or my observations of Matt were sufficient to make

a specific diagnosis at that time.”

{¶ 13} According to Dr. Brown, he had no “line of authority or control” at

FFCC. The “style of practice” there did not allow him to “do the supportive cycle

therapy, the verbal communication treatment modalities.” He felt, therefore, that

the responsibility of monitoring Matt’s condition after October 11, 1990, fell on

FFCC. He assumed that if “the counselor notices something going bad, they’ll refer

[the patient] back to me, something that they think medication will help with.”

Otherwise, Dr. Brown would not follow up on a patient’s progress, even though he

had terminated the patient’s medication.

{¶ 14} Between October 1990 and January 1991, Matt continued

psychotherapy and vocational counseling at FFCC. He received psychotherapy

from Dr. Gussett and vocational counseling from defendant-appellee Nancy J.

Lambert, LPC. During this time, however, Matt’s medication ran out and his

mother informed Lambert that Matt’s condition was beginning to deteriorate. Mrs.

Morgan reported that Matt was pacing, that he was quiet, withdrawn and moody,

that his eating habits had changed, that he was becoming sick like he was before

being hospitalized, and that he was regressing and needed to go back on medication.

Mrs. Morgan also reported that Matt had made a deposit on the purchase of a gun.

{¶ 15} Lambert, however, “thought that she [Marlene] was somewhat of an

overprotective and controlling mother,” “that she was worrisome, * * * seemed to

be overly involved and overly concerned with Matt * * * and also * * * I had some

question as to whether maybe she exaggerated.” When Matt failed to appear for an

appointment scheduled with Dr. Gussett in January 1991, Dr. Gussett and Lambert

decided that Matt would continue to see only Lambert.

{¶ 16} After January, Lambert continued as Matt’s vocational counselor,

and Matt’s condition deteriorated further. He again became verbally abusive

toward his parents, called them names, insulted them, and wanted to fight his father.

On one occasion, Matt was getting ready to punch his father in the back of the head,

but his father turned around in time to avoid it. Matt would throw food away after

indicating he was hungry, saying it wasn’t fit to eat, complained of his legs hurting

when nothing was wrong with them, talked to himself, and was observed telling

someone to be quiet when no one was in the room with him. On one occasion he

began striking a telephone pole repeatedly with a baseball bat. His parents were

again becoming afraid of him. He began to lose a lot of weight, complained of an

aerial attack on his head, and exhibited signs of paranoia. His parents felt

threatened by him.

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{¶ 17} Mrs. Morgan contacted Lambert several times during May 1991 to

report these symptoms. Lambert scheduled Matt for an appointment with Dr.

Brown, but Matt, by now apparently resistant to taking medication and therapy,

failed to keep the appointment. Also, in a phone conversation on May 29, Matt’s

employer reported to Lambert that Matt was too weak to push a lawnmower, was

on the verge of passing out, and did not seem to be totally in touch with reality.

{¶ 18} On May 30, 1991, Lambert conducted an emergency assessment,

and apparently concluded that Matt was not a candidate for involuntary

hospitalization. This assessment and the decision were made entirely by Lambert

without the assistance of a psychiatrist.

{¶ 19} On June 14, Mrs. Morgan sent a letter to FFCC seeking further help

regarding her son’s deteriorating condition. She specifically stated that she was

concerned that Matt may become violent. Matt was again evaluated for involuntary

hospitalization on July 3 and again it was determined that he did not satisfy the

requirements for hospitalization. This time the assessment was conducted by

Lambert and defendant-appellee William C. Reid, a licensed social worker. This

was the last time Matt was seen at FFCC.

{¶ 20} At the time of this assessment and the one conducted on May 30,

FFCC had an unwritten policy that it would not initiate involuntary hospitalization

proceedings, but would become involved only after such proceedings were initiated

by the family of the patient. However, Matt’s parents had attempted to initiate

involuntary commitment proceedings, but the probate court informed them that it

would need Lambert’s approval.

{¶ 21} On July 20, 1991, Mr. and Mrs. Morgan sent a letter to defendant-

appellee, L. Patrick McGovern, Ph.D., a psychologist employed by FFCC at the

time, again asking for help. Dr. McGovern reviewed Matt’s chart, spoke briefly

with Lambert and Reid, and concluded that Matt could not be hospitalized or given

medication against his will. Dr. McGovern then spoke with Matt’s parents on July

23 and July 25 and informed them of his conclusion. The last entry in Matt’s chart

at FFCC was made by defendant-appellee, Barbara K. Sharp, a licensed social

worker employed by FFCC who, after speaking with Dr. McGovern on July 25,

noted that “it is apparent that Matt is losing weight and decompensating. FFCC is

unable to assist since he refuses medication or psychiatric care.” It was that evening

that Matt shot his parents and sister.

{¶ 22} In June 1992, Matt Morgan was found not guilty by reason of

insanity of two counts of aggravated murder with specification, one count of

felonious assault with specification, and one count of attempted murder with

specification.

6

January Term, 1997

{¶ 23} On July 17, 1992, Jan E. Sholl, as executor of the Estates of Jerry

and Marlene Morgan, and Marla Morgan, plaintiffs-appellants, instituted this action

against Dr. Brown, FFCC, and its employees, alleging that their negligence in

treating Matt was the proximate cause of Jerry’s and Marlene’s death and Marla’s

injuries.1

{¶ 24} During pretrial discovery, plaintiffs’ experts testified that Dr.

Brown, FFCC, and its employees had substantially deviated from accepted

standards of medical care in the treatment of Matt, which deviation resulted in the

deaths of Jerry and Marlene and the injuries to Marla. Dr. Donald C. Goff testified

that Dr. Brown’s treatment of Matt was negligent in that Dr. Brown failed to

diagnose schizophrenia, failed to obtain an adequate history, failed to read the

C.A.T.C.H. records and to contact Dr. Ladenheim, discontinued Matt’s medication,

failed to monitor Matt after his medication was discontinued, and improperly

delegated the duty to monitor Matt’s condition to FFCC. Dr. Goff further testified

that it was predictable, in light of the C.A.T.C.H. records, that during the year

following the tapering of Matt’s medication, “he would be at risk for conflict with

the parents and potential violence”; that Matt’s risk for violence is directly related

to his level of psychosis; that as long as he was being treated with medication, that

risk was substantially reduced; that had Matt remained on medication between

October 1990 and June 1991, “he would not have pulled the trigger”; and that Dr.

Brown’s actions did contribute to the shootings of July 25, 1991.

{¶ 25} Dr. Goff also opined that Matt was committable by June 14, 1991,

and particularly faulted FFCC in that “a vocational therapist has no business

making decisions about what is appropriate and what’s not appropriate in terms of

involuntary hospitalization.”

{¶ 26} Dr. Emmanuel Tanay testified similarly to Dr. Goff. In particular,

as to Dr. Brown, Dr. Tanay testified that when Dr. Brown withdrew Matt’s

medication in October 1990, it was foreseeable that, without his medication, Matt

posed “a danger of violence, that there is a danger of homicide, arson, suicide.

* * * I [Tanay] couldn’t predict a specific event. And I wouldn’t do so. But I could

make a prognosis. I could say that it is an event that, if untreated, may take place

with considerable likelihood”; and that the only reason Matt killed his parents is

because he was taken off medication and didn’t receive good care.

{¶ 27} As to FFCC, Dr. Tanay was somewhat more graphic in his

criticisms:

1. The Fairfield County Mental Health Board was also named as a defendant below, but was

subsequently dismissed from the action. In addition, Matt Morgan himself brought a claim for

medical negligence, which remains pending in the trial court. However, the trial court certified this

action pursuant to Civ.R. 54(B).

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“My opinion is that the Center as an entity was at the very most equipped

to provide counseling for people with problems in living. But it was not equipped

to deal with psychotics. It had neither the resources, and I would even believe not

even the interest, in providing care for psychotics. It is my view, just so you know

exactly my view, that psychotics were used, exploited to get funds, but they were

provided virtually no meaningful care, they were looked after by case managers,

some of whom, according to the testimony that I have read, had as many as 105

clients.”

{¶ 28} Dr. Tanay also testified that no one employed by FFCC, including

Drs. Gussett and McGovern, was equipped to deal with schizophrenics, either in

terms of referring Matt to Dr. Brown for medication or in rendering a decision

regarding involuntary hospitalization. In particular, Dr. Tanay testified:

“When I think of her [Lambert’s] testimony, my blood pressure raises about

30 points. * * * I think her behavior in this case was outrageous. She is a vocational

counselor. She took it upon herself to make medical decisions.

“* * * She has as much business * * * making emergency assessments of a

psychotic individual as I have to fly a jumbo jet. She has no training, no education

along this line.

“* * * These alarmed parents call her and tell her of their concerns, and she

tells them that this psychotic individual does not meet the criteria. Who is she to

make that kind of a decision that he doesn’t meet the criteria? In any institution

that I know, physicians who have one or two years of psychiatric training are often

not permitted to make such decision and a senior member of the staff has to make

[it]. And here is a person who has no training of any kind in the field of psychiatry

or medicine making medical decisions.”

{¶ 29} Dr. Tanay expressed similar criticisms of Reid, stating that “[t]hese

two people had no business doing what they were doing.”

{¶ 30} In addition, Dr. Tanay opined that the “combination of a psychiatrist

unable to make a diagnosis of serious mental illness, and a facility staffed by non-

medical personnel, was a disaster waiting to happen. * * * [W]e have here a setup,

an organizational structure that cannot help but result in tragic consequences.”

{¶ 31} The trial court entered summary judgment in favor of Dr. Brown,

FFCC, and its employees. The court of appeals reversed the trial court’s judgment

as to Dr. Brown, but affirmed it as to FFCC and its employees.

{¶ 32} The cause is now before this court pursuant to the allowance of

discretionary appeals.

__________________

8

January Term, 1997

Leeseberg, Maloon, Schulman & Valentine and Jeffrey L. Maloon, for

appellants Estates of Jerry L. and Marlene F. Morgan.

Mazanec, Raskin & Ryder Co., L.P.A., John T. McLandrich and Richard A.

Williams, for appellees.

Reminger & Reminger Co., L.P.A., and Mark E. Defossez, for appellant

Harold T. Brown, M.D.

McCarthy, Palmer, Volkema, Boyd & Thomas and Michael S. Miller, urging

affirmance for amicus curiae, Ohio Academy of Trial Lawyers.

Richard M. Epps, urging affirmance as to appellees for amicus curiae, Ohio

Council of Community Mental Health and Recovery Organizations.

__________________

ALICE ROBIE RESNICK, J.

{¶ 33} In Littleton v. Good Samaritan Hosp. & Health Ctr. (1988), 39 Ohio

St.3d 86, 529 N.E.2d 449, this court determined that under certain circumstances a

psychiatrist can be held liable for the violent acts of a voluntarily hospitalized

patient following the patient’s release from the hospital. The question left open in

Littleton, however, was “whether a psychiatrist’s duty to protect a person from the

violent propensities of the psychiatrist’s patient extends to the outpatient setting.

See, generally, Tarasoff v. Regents of the University of California (1976), 17 Cal.3d

425, 131 Cal.Rptr. 14, 551 P.2d 334.” Littleton, 39 Ohio St.3d at 92, 529 N.E.2d

at 455, fn. 3. This is the issue we must decide today.

I

“SPECIAL RELATION” AND THE DUTY TO CONTROL

{¶ 34} It is by now an axiom that duty is an essential element of a cause of

action for negligence. See Menifee v. Ohio Welding Products, Inc. (1984), 15 Ohio

St.3d 75, 77, 15 OBR 179, 180, 472 N.E.2d 707, 710. See, also, Prosser & Keeton

on Torts (5 Ed.1984) 164, Section 30. In Ohio, “[t]he existence of a duty depends

on the foreseeability of the injury. * * * The test for foreseeability is whether a

reasonably prudent person would have anticipated that an injury was likely to result

from the performance or nonperformance of an act.” (Citations omitted.) Menifee,

supra, 15 Ohio St.3d at 77, 15 OBR at 180, 472 N.E.2d at 710. See, also, Hill v.

Sonitrol of Southwestern Ohio, Inc. (1988), 36 Ohio St.3d 36, 39, 521 N.E.2d 780,

783. In addition, it is generally recognized that where the defendant “in fact has

knowledge, skill, or even intelligence superior to that of the ordinary person, the

law will demand of that person conduct consistent with it.” Prosser & Keeton on

Torts, supra, at 185, Section 32.

{¶ 35} However, foreseeability alone is not always sufficient to establish

the existence of a duty. This court has followed the common-law rule, as set forth

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at 2 Restatement of the Law 2d, Torts (1965) 116-130, Sections 314 to 319, that

there is no duty to act affirmatively for another’s aid or protection absent some

“special relation” which justifies the imposition of a duty. Littleton, supra, 39 Ohio

St.3d at 92, 529 N.E.2d at 455; Hill, supra, 36 Ohio St.3d at 39, 521 N.E.2d at 784;

Gelbman v. Second Natl. Bank of Warren (1984), 9 Ohio St.3d 77, 79, 9 OBR 280,

281-282, 458 N.E.2d 1262, 1263.

{¶ 36} Restatement Section 314 states the general rule that there is no duty

to act affirmatively for another’s aid or protection.2 Section 315 “is a special

application of the general rule stated in § 314.” 2 Restatement of Torts, supra, at

122, Section 315, Comment a. It provides that there is no duty to control the

conduct of a third person to prevent him from causing physical harm to another

unless a “special relation” exists between the defendant and the third person or

between the defendant and the other. Sections 316 to 319 set forth the relations

between the defendant and the third person which require the defendant to control

the third person’s conduct. In Littleton, supra, 39 Ohio St.3d at 92-93, 529 N.E.2d

at 455, we relied on Section 319 of the Restatement in finding that a special relation

exists between a psychiatrist and his patient in the hospital setting. Section 319

states that:

“One who takes charge of a third person whom he knows or should know

to be likely to cause bodily harm to others if not controlled is under a duty to

2. The rule has its genesis in the early common-law distinction between “misfeasance” and

“nonfeasance.” While there is a duty to refrain from active misconduct working positive injury on

others, there is no duty to take affirmative action to aid or protect another from harm. Regardless

of the gravity of danger threatening the potential victim, or the relative ease with which the danger

can be averted, the traditional rule simply refuses to impose a moral obligation upon a stranger.

Thus, e.g., the expert swimmer, with a boat and rope at his disposal, who sees another drowning

before his eyes, is under no obligation to help him. Instead he may sit on the dock and watch the

man drown. Similarly, an ordinary bystander is under no duty to rescue a child drowning in what

he knows to be shallow water, or to prevent a neighbor’s child from hammering on a dangerous

explosive. Such decisions have been condemned by legal writers as “shocking in the extreme,”

“revolting to any moral sense,” and representative of “an attitude of rugged, perhaps heartless

individualism.” Nevertheless, because of the difficulties of setting moral standards and devising

workable rules to cover all situations, the rule remains the law. See 2 Restatement of Torts, supra,

at 116-117, Section 314, Comment c; Prosser & Keeton on Torts, supra, at 375-376, Section 56; 3

Harper, James & Gray, The Law of Torts (2 Ed.1986) 718-719, Section 18.6; Harper & Kime, The

Duty to Control the Conduct of Another, supra, 43 Yale L.J. 886, 887.

The American Law Institute explains, however, that “[i]t appears inevitable that, sooner or

later, such extreme cases of morally outrageous and indefensible conduct will arise that there will

be further inroads upon the older rule.” 2 Restatement of Torts, supra, at 117, Section 314,

Comment c. At least two courts have already imposed a duty to summon aid for the benefit of

another. In Soldano v. O’Daniels (1983), 141 Cal.App.3d 443, 449, 190 Cal.Rptr. 310, 314, the

court felt it was “time to re-examine the common law rule of nonliability for nonfeasance in the

special circumstances of the instant case.” In concluding, the court stated that “[t]he imposition of

liability on the defendant in this case * * * is but a slight departure from the ‘morally questionable’

rule of nonliability for inaction absent a special relationship.” Id., 141 Cal.App.3d at 455, 190

Cal.Rptr. at 318. In Griffith v. Southland Corp. (1992), 94 Md.App. 242, 257, 617 A.2d 598, 606,

the court explained that “there is no precedent which permits a bystander to refuse to call 911 when

not exposed to imminent danger. Even if there were such an uncivilized and shocking principle,

blind allegiance would invite disdain and disrespect for the courts.”

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January Term, 1997

exercise reasonable care to control the third person to prevent him from doing such

harm.”

{¶ 37} The issue, therefore, becomes whether the relationship between a

psychotherapist and the outpatient constitutes a “special relation” which imposes a

duty upon the psychotherapist to protect others against and/or control the patient’s

violent conduct.

{¶ 38} In Tarasoff, supra, 17 Cal.3d 425, 131 Cal.Rptr. 14, 551 P.2d 334,

the Supreme Court of California found that the psychotherapist-outpatient

relationship constitutes such a special relation. In so finding, the court did not

engage in a traditional Restatement analysis. Under a traditional Restatement

analysis, Section 319 would take center stage. In Tarasoff, the court treated Section

315 et seq. as reflective of an overall principle that affirmative duties to control

should be imposed whenever the nature of the relationship warrants social

recognition as a special relation. Id., 17 Cal.3d at 435, 131 Cal.Rptr. at 23, 551

P.2d at 343. In this way, the court subjected Section 315 to an expansive reading.

Thus, the court noted that “courts have increased the number of instances in which

affirmative duties are imposed not by direct rejection of the common law rule [of

nonliability for nonfeasance], but by expanding the list of special relationships

which will justify departure from that rule.”3 Id. at fn. 5.

{¶ 39} The court then engaged in a two-part analysis. First, the court drew

an analogy to cases which have imposed a duty upon physicians to diagnose and

warn about their patient’s contagious disease, and concluded that “ ‘by entering into

a doctor-patient relationship the therapist becomes sufficiently involved to assume

some responsibility for the safety, not only of the patient himself, but also of any

third person whom the doctor knows to be threatened by the patient.’ ” Id., 17

Cal.3d at 437, 131 Cal.Rptr. at 24, 551 P.2d at 344, quoting Fleming & Maximov,

The Patient or His Victim: The Therapist’s Dilemma (1974), 62 Cal.L.Rev. 1025,

1030.

{¶ 40} Second, the court weighed various public policy concerns,

concluding that the public interest in safety from violent assaults outweighs the

countervailing interests of safeguarding the confidential character of

psychotherapeutic communications and the difficulty inherent in forecasting

dangerousness. Id., 17 Cal.3d at 437-443, 131 Cal.Rptr. at 24-28, 551 P.2d at 344-

348.

3. This analysis has prompted some discussion by legal scholars over whether and to what extent

Tarasoff affects traditional notions of duty. See, e.g., Lake, Revisiting Tarasoff (1994), 58 Albany

L.Rev. 97; Adler, Relying Upon the Reasonableness of Strangers: Some Observations about the

Current State of Common Law Affirmative Duties to Aid or Protect Others, 1991 Wis.L.Rev. 867,

886-898; Murphy, Evolution of the Duty of Care: Some Thoughts (1981), 30 DePaul L.Rev. 147,

169-176.

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{¶ 41} The court held, therefore, that:

“When a therapist determines, or pursuant to the standards of his profession

should determine, that his patient presents a serious danger of violence to another,

he incurs an obligation to use reasonable care to protect the intended victim against

such danger. The discharge of this duty may require the therapist to take one or

more of various steps, depending upon the nature of the case. Thus it may call for

him to warn the intended victim or others likely to apprise the victim of the danger,

to notify the police, or to take whatever other steps are reasonably necessary under

the circumstances.” Id., 17 Cal.3d at 431, 131 Cal.Rptr. at 20, 551 P.2d at 340.

{¶ 42} Since Tarasoff, a majority of courts that have considered the issue

have concluded that the relationship between the psychotherapist and the outpatient

constitutes a special relation which imposes upon the psychotherapist an

affirmative duty to protect against or control the patient’s violent propensities.

Recognizing that the duty is imposed by virtue of the relationship, these courts

acknowledge that the duty can be imposed not only upon psychiatrists, but also on

psychologists, social workers, mental health clinics and other mental health

professionals who know, or should have known, of their patient’s violent

propensities. The courts do not impose any single formulation as to what steps

must be taken to alleviate the danger. Depending upon the facts and the allegations

of the case, the particular psychotherapist-defendant may or may not be required to

perform any number of acts, including prescribing medication, fashioning a

program for treatment, using whatever ability he or she has to control access to

weapons or to persuade the patient to voluntarily enter a hospital, issuing warnings

or notifying the authorities and, if appropriate, initiating involuntary commitment

proceedings.

{¶ 43} Most of the courts engage in a Tarasoff-type analysis by which

Section 315 is subjected to an expansive reading. Others find a duty to exist under

the rule stated in Section 319. Collectively, they recognize that there are various

levels of being in “control” pursuant to Section 315, or being in “charge” pursuant

to Section 319, with corresponding degrees of responsibility for the patient’s

violent actions. Thus, although the psychotherapist may have less ability to control

the patient in the outpatient setting than in the hospital setting, this lesser degree of

control is not held to justify a blanket negation of the duty to control.

{¶ 44} Generally, the courts focus their attention on balancing the

countervailing public interests that were weighed in Tarasoff, including the

additional concern that patients be placed in the least restrictive environment and

that nonviolent patients not be subjected to hospitalization against their will in an

effort to avoid liability. These courts conclude that the interests of society to be

12

January Term, 1997

protected against the violent acts of mental patients outweigh the concerns of

confidentiality, overcommitment, and difficulty of predicting violent acts.

Hamman v. Maricopa Cty. (1989), 161 Ariz. 58, 775 P.2d 1122; Schuster v.

Altenberg (1988), 144 Wis.2d 223, 424 N.W.2d 159; Evans v. Morehead Clinic

(Ky.App.1988), 749 S.W.2d 696; Bardoni v. Kim (1986), 151 Mich.App. 169, 390

N.W.2d 218; Peck v. Counseling Serv. of Addison Cty., Inc. (1985), 146 Vt. 61, 499

A.2d 422; Brady v. Hopper (C.A.10, 1984), 751 F.2d 329; Lundgren v. Fultz

(Minn.1984), 354 N.W.2d 25; Lipari v. Sears, Roebuck & Co. (D.C.Neb.1980), 497

F.Supp. 185; Jablonski v. United States (C.A.9, 1983), 712 F.2d 391; McIntosh v.

Milano (1979), 168 N.J.Super. 466, 403 A.2d 500. See, also, Annotation, Liability

of One Treating Mentally Afflicted Patient for Failure to Warn or Protect Third

Persons Threatened by Patient (1978), 83 A.L.R.3d 1201; 2 American

Jurisprudence, Proof of Facts 3d (1988) 327; Sear, The Psychotherapist’s Duty to

Warn (1990), 40 Fedn. of Ins. & Corporate Counsel Qtrly. 406, 416-418.

{¶ 45} In addition, a number of courts have relied on Tarasoff in finding

that a psychotherapist can be held liable for the violent acts of a patient following

the patient’s release from the hospital. Wofford v. E. State Hosp. (Okla.1990), 795

P.2d 516; Naidu v. Laird (Del.1988), 539 A.2d 1064; Petersen v. State (1983), 100

Wash.2d 421, 671 P.2d. 230; Chrite v. United States (E.D.Mich.1983), 564 F.Supp.

341; Bradley Ctr., Inc. v. Wessner (1982), 250 Ga. 199, 296 S.E.2d 693. See, also,

Annotation, Liability of One Releasing Institutionalized Mental Patient for Harm

He Causes (1971), 38 A.L.R.3d 699. See, also, Div. of Corr., Dept. of Health &

Social Serv. v. Neakok (Alaska 1986), 721 P.2d 1121 (parolee case relying on

Tarasoff).

{¶ 46} The parties do not dispute that the psychotherapist-outpatient

relationship justifies the imposition of a common-law duty upon the

psychotherapist to control the violent propensities of the patient. In fact, Dr. Brown

readily admits that “[i]n Tarasoff, supra, the Supreme Court of California set then-

novel but reasonable parameters on a psychotherapist’s liability for violent acts of

outpatients.” However, our research discloses that Tarasoff does not enjoy

universal acceptance. Some courts have concluded that the typical psychotherapist-

outpatient relationship lacks sufficient elements of control necessary to satisfy

Sections 315 and/or 319. These courts reason that the duty to control is corollary

to the right, power, or ability to control, and criticize Tarasoff for not specifically

addressing the issue of a psychotherapist’s control over the outpatient. In addition,

some of these courts find that public policy militates against the imposition of a

duty in the outpatient setting. Boynton v. Burglass (Fla.App.1991), 590 So.2d 446,

448-449; Santa Cruz v. Northwest Dade Community Health Ctr., Inc.

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(Fla.App.1991), 590 So.2d 444, 445; Wagshall v. Wagshall (1989), 148 A.D.2d

445, 447, 538 N.Y.S.2d 597, 598-599; King v. Smith (Ala.1989), 539 So.2d 262;

Currie v. United States (C.A.4, 1987), 836 F.2d 209, 213; Cooke v. Berlin (1987),

153 Ariz. 220, 224-225, 735 P.2d 830, 834-835; Hasenei v. United States

(D.Md.1982), 541 F.Supp. 999, 1009. See, also, Stone, The Tarasoff Decisions:

Suing Psychotherapists to Safeguard Society (1976), 90 Harv.L.Rev. 358, 365-366;

Note, Affirmative Duty After Tarasoff (1983), 11 Hofstra L.Rev. 1013, 1029-1030.

{¶ 47} In light of the opposing views on the subject, we deem it necessary

to resolve the issue of duty in the outpatient setting by balancing the various factors

which are the focus of judicial attention on both sides of the issue. These factors

consist of the following: (1) the psychotherapist’s ability to control the outpatient;

(2) the public’s interest in safety from violent assault; (3) the difficulty inherent in

attempting to forecast whether a patient represents a substantial risk of physical

harm to others; (4) the goal of placing the mental patient in the least restrictive

environment and safeguarding the patient’s right to be free from unnecessary

confinement; and (5) the social importance of maintaining the confidential nature

of psychotherapeutic communications. See Littleton, supra, 39 Ohio St.3d at 93-

94, 97-98, 529 N.E.2d at 456-457, 459. See, also, Perreira v. State (Colo.1989),

768 P.2d 1198, 1214-1215.

A

{¶ 48} In weighing these factors, we must bear in mind that duty is not an

immutable concept, nor is it grounded in natural law. As Prosser & Keeton

explains, “[t]he statement that there is or is not a duty begs the essential question—

whether the plaintiff’s interests are entitled to legal protection against the

defendant’s conduct. * * * ‘[D]uty’ is not sacrosanct in itself, but is only an

expression of the sum total of those considerations of policy which lead the law to

say that the plaintiff is entitled to protection.” Prosser & Keeton on Torts, supra,

at 357-358, Section 53. Thus, “ ‘duty’ is only a word with which we state our

conclusion, and no more.” Id. at 281, Section 43.

{¶ 49} Accordingly, there is no more magic inherent in the conclusory term

“special relation” than there is in the term “duty.” Both are part and parcel of the

same inquiry into whether and how the law should regulate the activities and

dealings that people have with each other. As society changes, as our sciences

develop and our activities become more interdependent, so our relations to one

another change, and the law must adjust accordingly. “Duty” is not a rigid

formalistic concept forever embedded in the standards of a simplistic yesteryear.

Relations perhaps regarded as tenuous in a bygone era may now be of such

importance in our modern complicated society as to require certain assurances that

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January Term, 1997

risks associated therewith be contained. These principles do not shed their inherent

flexibility when applied in the context of a defendant’s duty to control the violent

conduct of a third person. See Lipari, supra, 497 F.Supp. at 192-193; McIntosh,

168 N.J.Super. at 495, 403 A.2d at 515; Tarasoff, 17 Cal.3d at 442, 131 Cal.Rptr.

at 27-28, 551 P.2d at 347-348; Prosser & Keeton on Torts, supra, at 356-358,

Section 53; Harper & Kime, The Duty to Control the Conduct of Another (1934),

43 Yale L.J. 886, 904-905.

B

{¶ 50} There is indeed a current running through the relevant Restatement

sections that in order for a special relation to exist between the defendant and the

third person, the defendant must have the ability to control the third person’s

conduct. Moreover, the cases from which these sections derive indicate that the

ability to control is not the fictitious control which provides the basis for vicarious

liability. Instead, “control” is “used in a very real sense.” Harper & Kime, The

Duty to Control the Conduct of Another, supra, 43 Yale L.J. at 891. Further, it

would be tantamount to imposing strict liability to require the defendant to control

a third person’s conduct where he lacks the ability to do so.

{¶ 51} However, those courts which find the ability to control to be lacking

in the outpatient setting tend to take a rather myopic view of the level or degree of

control needed to impose the duty. They appear to assume that in order to satisfy

Section 315 in general, or Section 319 in particular, there must be actual constraint

or confinement, whereby the third person’s physical liberty is taken away or

restricted.4 In viewing the issue in this way, these courts fail to recognize that the

duty to control the conduct of a third person is commensurate with such ability to

control as the defendant actually has at the time. See, e.g., 2 Restatement of Torts,

supra, at 116, Section 314, Comment a; at 124, Section 316, Comments a and b; at

126, Section 317, Comment c; and at 127, Section 318, Comment a. See, also,

Lundgren, 354 N.W.2d at 27-28; McIntosh, supra, 168 N.J.Super. at 483, 403 A.2d

at 508-509, fn. 11. In other words, it is within the contemplation of the Restatement

4. For example, in Hasenei, supra, 541 F.Supp. at 1009-1010, the court supported its conclusion by

observing that “lack of control by the therapist and maximum freedom for the patient is oft times

the end sought by both the psychiatric profession and the law.” Id., citing O’Connor v. Donaldson

(1975), 422 U.S. 563, 95 S.Ct. 2486, 45 L.Ed.2d 396. In O’Connor, the high court held that a state

cannot constitutionally confine, without more, a nondangerous mentally ill individual who can live

safely in freedom. O’Connor is clearly inapplicable to the dangerous individual. The Supreme

Court spoke in terms of “locking a person up,” “simple custodial confinement,” and “fenc[ing] in

the harmless mentally ill.” Id., 422 U.S. at 575, 95 S.Ct. at 2493-2494, 45 L.Ed.2d at 407. By

relying on O’Connor, the court in Hasenei apparently felt that the level of control needed to satisfy

Section 315 is that of actual constraint or confinement. More directly, the court in Santa Cruz, 590

So.2d at 445, reasoned that “[t]his case does not meet section 319 standards. [The patient] was not

in Northwest Dade’s custody.” The remaining cases do not directly address the issue other than to

conclude, without explanation, that the ability to control is lacking in the outpatient setting.

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that there will be diverse levels of control which give rise to corresponding degrees

of responsibility.

{¶ 52} The argument could be made that the two Illustrations to Section 319

describe situations where the potentially harmful individual is confined and then

negligently released. However, the rule stated in Section 319 is noticeably broader.

Just as there are diverse levels of control, there are different levels of taking

“charge.” In contrast to the “takes charge” language of Section 319, Section 320

sets forth the duty of one who “takes the custody” of another under certain

conditions to control the conduct of third persons as to prevent them from harming

the other. The comments to Section 320 indicate that the term “custody,” as used

in Section 320, is more suggestive of restrictions on liberty. Thus, “the illustrations

appended to [Section 319], which are drawn in the context of a private hospital or

sanitarium for the insane, are obviously not by way of limitation.” McIntosh, 168

N.J.Super. at 483, 403 A.2d at 509, fn. 11.

{¶ 53} Although the outpatient setting affords the psychotherapist a lesser

degree of control over the patient than does the hospital setting, it nevertheless

embodies sufficient elements of control to warrant a corresponding duty to control.

As we noted supra, there are a number of anticipatory measures that could be taken

in the outpatient setting to prevent the patient’s violent propensities from coming

to fruition. To find that such measures lack the quality of control would require us

to feign ignorance of the facts and testimony in the case sub judice.

{¶ 54} Dr. Brown testified that neuroleptic medication controls symptoms

of schizophrenia in approximately seventy percent of schizophrenics. Lambert

acknowledged that the symptoms of schizophrenia can be controlled with

antipsychotic medication such as Navane, and that one of the possible risks

associated with taking a medication-controlled schizophrenic off his medication is

that he can become dangerous to himself or others. Until Dr. Brown weaned Matt

off his medication, Matt was a medication-controlled and treatment-compliant

patient. Drs. Goff and Tanay were both of the opinion that Matt would have

remained compliant with his treatment and medication had Dr. Brown not weaned

him off the Navane, and that had Matt remained on medication, he would not have

had the overt psychotic symptoms that led him to kill his parents and injure his

sister.

{¶ 55} In addition, Drs. Goff and Tanay testified that at various points in

time after October 11, 1990, the last time Dr. Brown saw Matt, a number of other

steps could have been taken by Dr. Brown, FFCC and its employees to prevent

Matt’s dangerous proclivities from manifesting. According to their testimony, Dr.

Brown should have closely monitored Matt’s condition for at least six months after

16

January Term, 1997

withdrawing his medication. If this had been done, Dr. Brown could have

reinstated Matt’s medication upon the reappearance of symptoms. Since this was

not accomplished, Matt’s condition eventually deteriorated to the point of

noncompliance while under the care of FFCC. At this point, Drs. Goff and Tanay

opined, FFCC should have taken aggressive action to persuade Matt to continue

treatment and have his medication reinstated by Dr. Brown. Such action should

have included, among other things, strong family involvement, making Matt’s

participation in vocational therapy contingent upon continued treatment, and telling

Matt that he faced involuntary hospitalization unless he resumed taking his

medication. If such measures had proved to be ineffective, and Matt nevertheless

continued to deteriorate as he did, he would need to be involuntarily hospitalized,

which, Drs. Goff and Tanay opined, should have taken place in May or June 1991.

{¶ 56} Thus, we conclude that the psychotherapist-outpatient relationship

embodies sufficient elements of control to warrant a corresponding duty to control.5

C

{¶ 57} Society has a strong interest in protecting itself from those mentally

ill patients who pose a substantial risk of harm. See R.C. 5122.01(B). See, also,

Tarasoff, 17 Cal.3d at 440, 442, 131 Cal.Rptr. at 26, 27, 551 P.2d at 346, 347-348.

To this end, society looks to the mental health profession to play a significant role

in identifying and containing such risks. See, generally, R.C. Chapter 5122. The

mental health community, therefore, has a broadly based responsibility to protect

the community against danger associated with mental illness. See, e.g., Lipari, 497

F.Supp. at 190; McIntosh, 168 N.J.Super. at 489, 403 A.2d at 512. This

responsibility is analogous to the obligation a physician has to warn others of his

patient’s infectious or contagious disease.

{¶ 58} In Jones v. Stanko (1928), 118 Ohio St. 147, 160 N.E. 456, at

paragraphs one and two of the syllabus, the court held that a physician not only has

the statutory duty to report his patient’s contagious disease to the appropriate

governmental agency, but also the duty “to exercise ordinary care in giving notice

of the existence of such contagious disease to other persons who are known by the

5. This does not mean, however, that the psychotherapist has a duty to control the violent

propensities of the outpatient merely because he has the ability to control. If the ability to control

automatically gave rise to a corresponding duty to control, the general rule of nonliability for

nonfeasance would be undermined. The ability to control is a necessary but not a sufficient basis

for finding a special relation. As explained in 2 Restatement of Torts, supra, at 123, Section 315,

Comment b:

“In the absence of either one of the kinds of special relations described in this Section, the

actor is not subject to liability if he fails, either intentionally or through inadvertence, to exercise his

ability so to control the actions of third persons as to protect another from even the most serious

harm. This is true although the actor realizes that he has the ability to control the conduct of a third

person, and could do so with only the most trivial of efforts and without any inconvenience to

himself.”

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SUPREME COURT OF OHIO

physician to be in dangerous proximity to such patient.” Jones is important for four

reasons. First, it demonstrates that Ohio common law recognizes that a physician

can have a duty to others with whom he has no professional relationship. Second,

it accepts that a duty can arise by virtue of the public interest in containing certain

risks. Third, it places a duty upon the physician to act affirmatively to protect others

from a danger not only of which he is aware, but also of which he should be aware.

Fourth, the duty owed by the physician to diagnose and treat his patient’s condition

for the benefit of others is the same duty already owing to the patient.

{¶ 59} As explained in McIntosh, 168 N.J.Super. at 490, 403 A.2d at 512, a

patient’s dangerous propensities “may affect [others] in much the same sense as a

disease may be communicable. The obligation imposed by this court, therefore, is

similar to that already borne by the medical profession in another context.”

D

{¶ 60} In Littleton, supra, 39 Ohio St.3d at 97, 529 N.E.2d at 459, we

recognized the difficulty inherent in forecasting whether a particular patient may

pose a danger to others. Such difficulty, however, does not justify a blanket denial

of recovery. The concept of due care adequately accounts for the difficulty of

rendering a definitive diagnosis of a patient’s propensity for violence. The

psychotherapist is not expected to render a perfect prediction of future violence.

All that is required is that he or she arrive at an informed assessment of the patient’s

propensity for violence. Littleton, 39 Ohio St.3d at 98-99, 529 N.E.2d at 460;

Perreira, 768 P.2d at 1216-1217; Schuster, 144 Wis.2d at 246, 424 N.W.2d at 168-

169; Lipari, 497 F.Supp. at 192; McIntosh, 168 N.J.Super. at 483, 403 A.2d at 508;

Tarasoff, 17 Cal.3d at 438, 131 Cal.Rptr. at 25, 551 P.2d at 345. Moreover, to hold

that assessments of dangerousness are so plagued by uncertainty as to be without

value would raise serious questions as to the entire present basis for civil

commitment.6 See R.C. 5122.01(B)(2). See, also, Perreira, 768 P.2d at 1217;

Schuster, 144 Wis.2d at 247-248, 424 N.W.2d at 169; McIntosh, 168 N.J.Super. at

494-495, 403 A.2d at 514.

6. In response to the question whether he disagreed that “ ‘[d]etermining future dangerousness is a

task at which no profession has yet been demonstrated to be successful and for which psychiatrists

probably have no special skills,’ ” Dr. Tanay responded: “I think psychiatrists are capable of

determining that someone has a high potential for being dangerous. If not, then I think we have

wasted billions of dollars in employing psychiatrists in evaluating people before we commit them

and before we hospitalize them.”

It is also worthy of comment that the mental health profession claims expertise in

predicting the stability and responsibility of prospective employees. See, generally, Rouse &

Butcher, Annotated Bibliography on the Use of the MMPI/MMPI-2 in Personnel and Educational

Selection (1995); Applying Psychology in Business: The Handbook for Managers and Human

Resource Professionals (1990) 835, Chapter 83. It would be somewhat inconsistent to claim the

ability to predict likely human behavior in the employment setting, based solely on a single test

and/or interview, yet claim that a psychotherapist is without ability to predict dangerous propensities

in the outpatient setting.

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January Term, 1997

E

{¶ 61} One goal of modern psychiatry is to place patients in the least

restrictive environment. See, e.g., Perreira, 768 P.2d at 1219. The patient has a

right to be free of unnecessary confinement. Littleton, 39 Ohio St.3d at 97, 529

N.E.2d at 459. Mental hospitals are not dumping grounds for all persons whose

behavior might prove to be inconvenient or offensive to society. In O’Connor v.

Donaldson (1975), 422 U.S. 563, 575, 95 S.Ct. 2486, 2494, 45 L.Ed.2d 396, 407,

the United States Supreme Court put it this way:

“May the State fence in the harmless mentally ill solely to save its citizens

from exposure to those whose ways are different? One might as well ask if the

State, to avoid public unease, could incarcerate all who are physically unattractive

or socially eccentric. Mere public intolerance or animosity cannot constitutionally

justify the deprivation of a person’s physical liberty.”

{¶ 62} These are important interests, not to be lightly infringed upon.

Accordingly, there is some trepidation concerning the imposition of a duty because

of the fear that therapists will attempt to protect themselves from liability by

involuntarily hospitalizing nonviolent mental patients. See Littleton, 39 Ohio St.3d

at 97-98, 529 N.E.2d at 459, fn. 18.

{¶ 63} This fear, however, has no reliable statistical support. See Perreira,

768 P.2d at 1219; McIntosh, 168 N.J.Super at 496, 403 A.2d at 515. Instead, the

statistical evidence that is available indicates that “Tarasoff has not discouraged

therapists from treating dangerous patients, nor has it led to an increased use of

involuntary commitment of patients perceived as dangerous.” Givelber, Bowers &

Blitch, Tarasoff, Myth and Reality: An Empirical Study of Private Law in Action,

1984 Wis.L.Rev. 443, 486.

{¶ 64} Moreover, as the court explained in Lipari, 497 F.Supp. at 192-193:

“This argument misinterprets the nature of the duty imposed upon the

therapist. The recognition of this duty does not make the psychotherapist liable for

any harm caused by his patient, but rather makes him liable only when his negligent

treatment of the patient caused the injury in question. * * *

“Thus, * * * a psychotherapist is not subject to liability for placing his

patient in a less restrictive environment, so long as he uses due care in assessing the

risks of such a placement. This duty is no greater than the duty already owing to

the patient.” See, also, Perreira, supra, 768 P.2d at 1219.

F

{¶ 65} As to the importance of safeguarding the confidentiality of

psychotherapeutic communications, this interest comes into play primarily when

the psychotherapist is required to warn a potential victim of a patient’s propensity

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for violence. However, as we noted in Littleton, 39 Ohio St.3d at 98, 529 N.E.2d

at 459, fn. 19, “an exception [to confidentiality] exists for disclosures necessary to

protect individual or public welfare. See Jones v. Stanko (1928), 118 Ohio St. 147,

160 N.E. 456, paragraph two of the syllabus; see, generally, Johnston [Breach of

Medical Confidence in Ohio (1986), 19 Akron L.Rev. 373].

{¶ 66} “The American Medical Association has long allowed breaches of

confidence when ‘it becomes necessary in order to protect the welfare of the

individual or of the community.’ Principles of Medical Ethics of the American

Medical Association (1957), Section 9. Apparently, even before the seminal

Tarasoff decision, therapists occasionally gave warnings to potential victims and

their families. Wise, Where the Public Peril Begins: A Survey of Psychotherapists

to Determine the Effects of Tarasoff (1978), 31 Stan.L.Rev. 165, 183-184, 190.”

See, also, Paquin, Confidentiality and Privilege: The Status of Social Workers in

Ohio (1992), 19 Ohio N.U.L.Rev. 199, 241-243; Givelber, Bowers & Blitch, supra,

1984 Wis.L.Rev. at 468-472.

G

{¶ 67} R.C. 5122.34 provides that:

“Persons, including, but not limited to, boards of alcohol, drug addiction,

and mental health services and community mental health agencies, acting in good

faith, either upon actual knowledge or information thought by them to be reliable,

who procedurally or physically assist in the hospitalization or discharge,

determination of appropriate placement, or in judicial proceedings of a person

under this chapter, do not come within any criminal provisions, and are free from

any liability to the person hospitalized or to any other person. No person shall be

liable for any harm that results to any other person as a result of failing to disclose

any confidential information about a mental health client, or failing to otherwise

attempt to protect such other person from harm by such client. This section applies

to expert witnesses who testify at hearings under this chapter.” (Emphasis added.)

{¶ 68} The emphasized language represents the relevant changes made by

the General Assembly under Am.Sub.S.B. No. 156. 142 Ohio Laws, Part I, 838.

Am.Sub.S.B. No. 156 was passed on March 17, 1988, and was generally effective

on March 28, 1988, the date it was approved by the Governor. Id. at 852-853.

However, R.C. 5122.34 as amended by that bill became effective on July 1, 1989.

Id. at 848. Thus, at the time we decided Littleton, supra, amended R.C. 5122.34

had already passed, but was not yet effective. See id., 39 Ohio St.3d at 95, 529

N.E.2d at 457, fn. 8.

{¶ 69} FFCC argues that, pursuant to the first sentence of R.C. 5122.34, its

decision with respect to whether Matt should have been hospitalized against his

20

January Term, 1997

will is immunized to the extent it was rendered in good faith. In this regard, FFCC

contends that the first sentence of R.C. 5122.34 operates not only to provide limited

immunity for decisions to hospitalize a mental patient, but also for decisions not to

hospitalize.

{¶ 70} Although FFCC makes no argument with respect to the second

sentence of R.C. 5122.34 added by Am.Sub.S.B. No. 156, two legal writers have

suggested that this additional language purports to preclude Tarasoff-type liability.

Eagle & Kirkman, Baldwin’s Ohio Mental Health Law (2 Ed.1990) 127-129,

Section T 3.04; Hulteng, The Duty to Warn or Hospitalize: The New Scope of

Tarasoff Liability in Michigan (1989), 67 U. of Det.L.Rev. 1, 11. We consider

these issues together because they suffer from the same general flaw of attempting

to extend R.C. 5122.34 beyond the boundaries set by the General Assembly.

{¶ 71} R.C. 5122.34 does not apply to immunize mental health

professionals from liability in all contexts. It operates only in the area of civil

commitment. It applies to mental health professionals “who procedurally or

physically assist in the hospitalization or discharge, determination of appropriate

placement, or in judicial proceedings of a person under this chapter.” The decision

not to initiate commitment procedures is a decision not to become involved in

proceedings under R.C. Chapter 5122, thus taking the psychotherapist outside the

protection of R.C. 5122.34. Accordingly, when FFCC itself determined that Matt

was not committable, it decided not to “assist” in proceedings “under this chapter.”

{¶ 72} Similarly, in granting unqualified immunity to mental health

professionals for failing to warn or otherwise protect others from harm caused by

their client, the second sentence of R.C. 5122.34 presupposes that affirmative action

was taken under R.C. Chapter 5122. In other words, the General Assembly has

made a policy decision that those who assist in hospitalizing, placing or discharging

a person under R.C. Chapter 5122 are not liable for failure to warn or protect. Thus,

a mental health professional who has not assisted in having a mental patient

committed, placed, or discharged under R.C. Chapter 5122 is not entitled to the

immunity bestowed by R.C. 5122.34.

{¶ 73} Accordingly, FFCC is not entitled to qualified immunity under the

first sentence of R.C. 5122.34 although, as set forth infra, it is entitled to what

amounts to the same thing under the “psychotherapist judgment rule.” More

important, the second sentence of R.C. 5122.34 does not preclude the finding that

a special relation exists between the psychotherapist and the outpatient which

imposes a common-law duty on the therapist to take affirmative steps to control the

patient’s violent conduct.

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H

{¶ 74} We conclude that the relationship between the psychotherapist and

the patient in the outpatient setting constitutes a special relation justifying the

imposition of a duty upon the psychotherapist to protect against and/or control the

patient’s violent propensities. The outpatient setting embodies sufficient elements

of control to warrant the imposition of such a duty, and such a duty would serve the

public’s interest in protection from the violently inclined mental patient in a manner

that is consistent with Ohio law. On the other hand, the imposition of such a duty

would not impose undue burdens upon the therapist or result in overcommitment,

nor would it significantly affect the confidential character of psychotherapeutic

communications.

II

THE “PSYCHOTHERAPIST JUDGMENT” RULE

{¶ 75} In Littleton, 39 Ohio St.3d 86, 529 N.E.2d 449, we balanced the

various policy considerations in determining the appropriate standard of care to be

applied to psychiatric decisions releasing voluntarily hospitalized mental patients

from the hospital. The court concluded that the malpractice standard of ordinary

care should not be applied, but that a “professional judgment standard” should be

applied similar to the “business judgment rule.” Accordingly, the holding of

Littleton describes an application of the professional judgment standard to three

different situations in the voluntary hospitalization setting.

{¶ 76} We explained in part as follows:

“ ‘Under such a “psychotherapist judgment rule,” the court would not allow

liability to be imposed on therapists for simple errors in judgment. Instead, the

court would examine the “good faith, independence and thoroughness” of a

psychotherapist’s decision not to commit a patient. * * * Factors in reviewing such

good faith include the competence and training of the reviewing psychotherapists,

whether the relevant documents and evidence were adequately, promptly and

independently reviewed, whether the advice or opinion of another therapist was

obtained, whether the evaluation was made in light of the proper legal standards for

commitment, and whether other evidence of good faith exists.’ (Citation omitted.)”

Id., 39 Ohio St.3d at 96, 529 N.E.2d at 458, quoting Currie v. United States

(M.D.N.C.1986), 644 F.Supp. 1074, 1083, affirmed on alternative grounds, Currie,

supra, 836 F.2d 209.

{¶ 77} Similarly, in Tarasoff, supra, 17 Cal.3d at 438, 131 Cal.Rptr. at 25,

551 P.2d at 345, the court explained that:

“Within the broad range of reasonable practice and treatment in which

professional opinion and judgment may differ, the therapist is free to exercise his

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or her own best judgment without liability; proof, aided by hindsight, that he or she

judged wrongly is insufficient to establish negligence.”

{¶ 78} Plaintiffs-appellants argue that the good faith judgment rule applies

only to decisions on “whether hospitalization of the patient is required,” and only

in “those cases in which a standard of care cannot be determined by the expert

witnesses.” We disagree.

{¶ 79} The nature of the duty imposed requires the therapist to determine

the interrelated questions of whether a patient poses a risk of harm to others and

how to prevent such harm from coming to fruition. It does not necessarily require

in all cases that the therapist hospitalize or medicate the patient, warn others, or

take any single specific step to avert the danger. What is required, if anything is

required, depends upon the facts and allegations of each case. Thus, when courts

indiscriminately refer to the “duty to warn” or the “duty to hospitalize,” they are

merely describing how particular therapists, under particular circumstances, failed

to fulfill their overall duty. We reject the notion that divergent standards of care

should be applied to what is essentially a single duty.

{¶ 80} The psychotherapist judgment rule is a compromise between

“declining to recognize a duty at all, or recognizing a duty and liability under a

traditional negligence theory.” Currie, 644 F.Supp. at 1083. The overriding

concern is to protect the public from assault by the violent mentally ill.

Fundamentally, the duty is imposed because the therapist is the best, if not the only,

line of defense society has against the danger posed by the violent mental patient.

Because of their special training, skill and contact with the patient, psychotherapists

are especially equipped to thwart the danger.

{¶ 81} However, the public interest would not be served by a standard of

care which intrudes upon the integrity of the psychotherapeutic relationship. To

maintain its efficacy, the psychotherapeutic relationship must instill confidence in

the patient and afford a certain degree of autonomy for the therapist in rendering

decisions. Although the concerns over predictability, overcommitment, and

confidentiality are overstated, they appear nevertheless to cause some trepidation

on the part of the patient and therapist alike which can affect the viability of the

relationship. See, generally, Givelber, Bowers & Blitch, supra, 1984 Wis.L.Rev.

443; Stone, The Tarasoff Decisions: Suing Psychotherapists to Safeguard Society,

supra, 90 Harv.L.Rev. 358. Society’s interest in being free from harm caused by

mentally ill persons is, in the final analysis, dependent upon “[t]he patient’s right

to good medical care.” Littleton, 39 Ohio St.3d at 97, 529 N.E.2d at 459. Without

good medical care, society would stand unprotected from mental patients with

violent propensities.

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{¶ 82} Thus, the professional judgment rule adopted in Littleton seeks to

strike an appropriate balance by not allowing the psychotherapist to act in careless

disregard of the harm presented to others by violently inclined patients, yet

preserving the confidence, autonomy, and flexibility necessary to the

psychotherapeutic relationship. There is nothing in the analysis itself that would

suggest a different result in the outpatient setting.

{¶ 83} Accordingly, we hold that when a psychotherapist knows or should

know that his or her outpatient represents a substantial risk of harm to others, the

therapist is under a duty to exercise his or her best professional judgment to prevent

such harm from occurring.7

III

THE “SPECIFIC THREATS TO SPECIFIC VICTIMS” RULE

{¶ 84} Dr. Brown urges the court to adopt the “specific threats to specific

victims” rule articulated in Brady, 751 F.2d at 331, and Thompson v. Alameda Cty.

(1980), 27 Cal.3d 741, 167 Cal.Rptr. 70, 614 P.2d 728. Under this rule, “absent

allegations in a complaint that a psychiatrist is aware of his patient’s specific threats

to specific victims, there exists no legal duty or obligation on the part of the

psychiatrist for harm done by the patient.” Brady, 751 F.2d at 331.

{¶ 85} The rule, at least as articulated in Brady, encompasses three elements

as a precondition to liability: (A) that the therapist is actually aware that the patient

represents a threat of harm to others, (B) that the threat of harm be specific, and (C)

that the target of such threats be precisely and specifically identified. Although

these elements tend to overlap and meld together in application, for purposes of

analysis we will consider them separately.

A

Awareness

{¶ 86} In Ohio, a cause of action for professional negligence is not

dependent upon actual awareness of the potential for harm. Instead, the duty to

protect others is imposed when the medical professional knows or should know that

7. In applying this standard, courts should not lose sight of the nature of the duty imposed. The

psychotherapist is not necessarily free of liability merely because he or she considered one of several

alternatives. What the psychotherapist judgment rule requires is that the therapist consider all

alternatives. Otherwise, an evaluation can hardly be considered thorough. For example, where a

therapist knows or should know that his or her patient poses a substantial risk of harm to others and

decides not to hospitalize the patient, the therapist can still be found liable for failing to explore

other options such as medicating the patient or warning potential victims. See Littleton, 39 Ohio

St.3d at 102, 529 N.E.2d at 462-463 (Douglas, J., concurring in part and dissenting in part).

Similarly, a decision is not necessarily based on professional judgment where the psychotherapist

is aware or should be aware that the course of action decided upon would be ineffective, e.g., if

medication is prescribed but the patient is not compliant, other alternatives may have to be

considered. Also, it may become necessary to reevaluate a chosen course of treatment where signs

of decompensation become evident. On the other hand, if the therapist, in good faith, chooses an

alternative after thoroughly considering all the options, he or she will not be held liable merely

because, in hindsight, the choice proved to be wrong.

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the patient is likely to cause harm to others. See Littleton, 39 Ohio St.3d at 92, 529

N.E.2d at 455; Jones, supra, 118 Ohio St. at 153, 160 N.E. at 458. Moreover, as

the court in Bardoni, 151 Mich.App. at 180, 390 N.W.2d at 223-224, aptly

explained:

{¶ 87} “[I]f a duty to take reasonable steps to protect a third person is

limited only to those victims which are actually known to the psychiatrist, * * * an

extremely negligent psychiatrist may not ascertain that the patient is even

dangerous or that the patient is dangerous to anyone in particular. For example: a

psychiatric hospital’s records of a patient indicate that the patient has violently

focused his aggression on a named or particular person, * * * but the treating

psychiatrist fails to read the records and is not apprised of this fact. Thus the target

of the violence is identified or readily identifiable, but the defendant psychiatrist is

not even aware that there exists a particular target of his patient’s aggression. The

relevant determination then becomes whether the psychiatrist should have

ascertained, by acting in accordance with the standards of his profession, e.g., by

reading the hospital records, that there existed a target of his patient’s aggression

and the identity of the target. Thus, whether the treating psychiatrist actually knows

of a target and whether that target is actually identified or readily identifiable by

the psychiatrist is not always the appropriate focus in determining the extent of a

psychiatrist’s duty to persons endangered by his patient.” (Citations omitted.)

B

Specific Threats

{¶ 88} R.C. 5122.01 provides as follows:

“(B) ‘Mentally ill person subject to hospitalization by court order’ means a

mentally ill person who, because of his illness:

“* * *

“(2) Represents a substantial risk of physical harm to others as manifested

by evidence of recent homicidal or other violent behavior, evidence of recent threats

that place another in reasonable fear of violent behavior and serious physical harm,

or other evidence of present dangerousness.”

{¶ 89} Thus, in Ohio evidence of specific threats is not necessarily required

in order to hospitalize a mentally ill patient against his will. A mentally ill patient

is also subject to involuntary commitment when his dangerous proclivities are

found to be imminent by virtue of “evidence of * * * other violent behavior * * *

or other evidence of present dangerousness.” It would indeed be curious to apply

a stricter standard as a precondition to the psychotherapist’s common-law duty to

control, especially since that duty, in its most confining aspect, would require the

therapist to institute those very commitment proceedings. Moreover, there are

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obviously circumstances where, despite the lack of a specific threat, it can

nevertheless be ascertained that the patient presents a danger to others and who the

likely victims will be. See Hamman, supra, 161 Ariz. at 64, 775 P.2d at 1128;

Jablonski, supra, 712 F.2d at 398. “Society must not become the victim of a

dangerous patient’s ambiguity.” Schuster, supra, 144 Wis.2d at 256, 424 N.W.2d

at 172-173.

C

Specifically Targeted Victims

{¶ 90} The advent of Thompson and Brady has compelled courts to confront

the question of whether and when the “readily identifiable victim” rule is applicable

and, if applicable, what degree of specificity is needed. The parties in the case sub

judice tend to categorize the various cases which have addressed this issue

according to whether they adopt the readily identifiable victim rule or reject it in

favor of a more encompassing standard of foreseeability. Having drawn this line

of demarcation, the parties would have us choose between what they perceive to be

opposing options. However, we find the query as to which is the better option to

be a misdirected question in this case. The views seen by the parties as being

divergent are for the most part separate standards applied in different contexts.

{¶ 91} The “readily identifiable victim” rule has its genesis in Thompson,

where it was applied only to allegations concerning the failure to warn, as the

allegations concerning the defendants’ failure to otherwise control the patient’s

violent conduct were disposed of on other grounds. The court in Thompson

summarized its holding by explaining that “[w]ithin this context and for policy

reasons the duty to warn depends upon and arises from the existence of a prior

threat to a specific identifiable victim.” Id., 27 Cal.3d at 758, 167 Cal.Rptr. at 80,

614 P.2d at 738. The court reasoned that requiring warnings to the public at large

would be “unwieldy and of little practical value,” producing “a cacophony of

warnings that by reason of their sheer volume would add little to the effective

protection of the public.” Id., 27 Cal.3d at 754-755, 167 Cal.Rptr. at 77, 614 P.2d

at 735.

{¶ 92} After Thompson, cases that have limited the duty of care to

identifiable victims have focused on the failure to warn. Within this context, they

have also restricted the application of the rule, allowing a psychotherapist to be held

liable to others in close relationship or close proximity to the victim, or finding that

certain circumstances fall between the extremes of requiring warnings to be issued

to the public at large and limiting it to a specifically named victim. On the other

hand, cases that have rejected the rule have focused on a myriad of other alternative

precautions alleged to have been reasonably necessary to control the patient. These

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cases vary in the standards of foreseeability that they impose, ranging from limiting

the scope of the duty to those within the “zone of danger” to expanding it to cover

the general public or all the world.

{¶ 93} At first blush, the cases may lead one to believe that a choice must

be made between adopting or rejecting the readily identifiable victim rule across

the board. This is because many of the cases involve allegations concerning the

psychotherapist’s failure to take a number of steps to control the patient or protect

the potential victim in addition to the giving of warnings. Upon closer scrutiny,

however, it becomes apparent that the “readily identifiable victim” rule is applied

only in the context of failure to warn. On the other hand, when the propriety of

other steps alleged to have been required are examined, the focus shifts away from

the special policy considerations and practical difficulties which have been said to

justify limiting the scope of the duty in failure-to-warn cases. Thus, the “readily

identifiable victim” rule is born, lives, and grows in failure-to-warn cases. Wofford,

795 P.2d at 520; Hamman, 161 Ariz. at 64, 775 P.2d at 1128; Perreira, 768 P.2d at

1210; Bardoni, 151 Mich.App. at 180, 390 N.W.2d at 223-224; Neakok, 721 P.2d

at 1128-1129, 1131-1132; Petersen, 100 Wash.2d at 428, 671 P.2d at 237; Hedlund

v. Orange Cty. Superior Court (1983), 34 Cal.3d 695, 705, 194 Cal.Rptr. 805, 810,

669 P.2d 41, 46-47; Jablonski, 712 F.2d at 398; Lipari, 497 F.Supp. at 194-195;

Bradley Ctr., Inc., 250 Ga. at 200-202, 296 S.E.2d at 695-696. See, also, Reisner

v. Regents of the Univ. of California (1995), 31 Cal.App.4th 1195, 1199-1200, 37

Cal.Rptr.2d 518, 520-521.

{¶ 94} The appropriate question, therefore, is not which approach should be

chosen, but whether it is wise to extend the readily identifiable victim rule beyond

the failure-to-warn case. In considering this issue, we find ourselves in agreement

with the following well-reasoned analysis of Currie, supra, 644 F.Supp. at 1079-

1080:

“One cannot read Thompson without being struck by the emphasis the court

placed on the practical difficulties which the lack of a ‘readily identifiable’ victim

placed on a duty to warn. Without knowing specifically who the victim would be,

the therapist could not know who to warn. The court discussed the possibility of a

general warning, but noted that the effectiveness of such a warning would be greatly

reduced because people would pay less attention to them. 27 Cal.3d at 753-760,

167 Cal.Rptr. at 77-80, 614 P.2d at 735-738. In sum, the court found that, unlike

in Tarasoff, Thompson’s reduced benefits of general warnings would not outweigh

the problems such as breach of patient confidentiality, now worsened by broader

dissemination of his threats.

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“This conclusion cannot be reached in a ‘duty to commit’ balancing test.

Unlike a duty to warn case, in which the therapist needs to know the identity of the

victim in order to adequately act, the therapist in a duty to commit case need only

know that the patient is dangerous generally in order to adequately commit him.

As a practical matter, the victim’s identity is irrelevant to whether the doctor can

adequately act—by committing the patient, the therapist is able to protect all

possible victims.

“The court does not believe that it is wise to limit any duty to commit

according to the victim. Arguably, the patient who will kill wildly (rather than

specifically identifiable victims) is the one most in need of confinement. In

negligent release cases, a defendant’s duty generally has not been limited to readily

identifiable victims, and the court believes a similar rule is appropriate here.

Citizens outside of the ‘readily identifiable’ sphere but still within the ‘foreseeable

zone of danger’ are potential victims a therapist should consider if he has a duty to

them and a means of adequately protecting them.” (Citations and footnote omitted;

emphasis sic.) See, also, Schuster, 144 Wis.2d at 256-259, 424 N.W.2d at 172-174.

{¶ 95} We need not determine at this time whether and to what extent the

readily identifiable victim rule should attach in a failure-to-warn case. The case

sub judice does not involve any allegation that Dr. Brown or FFCC was negligent

in failing to warn Matt’s family. The policy considerations and practical difficulties

leading to a limitation on the duty in failure-to-warn cases are not present here.

Accordingly, we reject such a limitation in this case. “ ‘It is not necessary that the

defendant should have anticipated the particular injury. It is sufficient that his act

is likely to result in an injury to someone.’ ” Di Gildo v. Caponi (1969), 18 Ohio

St.2d 125, 130, 47 O.O.2d 282, 285, 247 N.E.2d 732, 736, quoting Neff Lumber

Co. v. First Natl. Bank (1930), 122 Ohio St. 302, 171 N.E. 327, 330.

IV

REMOTENESS

{¶ 96} Dr. Brown also argues that he owed no duty to plaintiffs-appellants

as a matter of law because the shootings took place over nine months after the last

time he treated Matt. Thus, he contends, it cannot be found that the necessary

element of control was present during those nine months, especially since FFCC

took over Matt’s care.

{¶ 97} This argument commingles two distinct issues, that of duty and

proximate cause. The control portion of the argument goes to the issue of duty. In

this regard, the argument may be reduced to a proposition that there can be no duty

unless the patient was under the care of the therapist at the time the harm was

inflicted. Dr. Brown cites no authority for this position. Moreover, such a

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proposition runs counter to negligence principles. Viewing the facts most favorably

to plaintiffs-appellants, Civ.R. 56(C), the gravamen of Dr. Brown’s alleged

negligence in this case is the very act of withdrawing medication and relinquishing

care of Matt. It is clearly unsound to absolve a negligent defendant because of the

very act which made his conduct negligent.

{¶ 98} The issue of remoteness in time—a question of proximate cause—

cannot be resolved as a matter of law. As Prosser & Keeton explains:

“Remoteness in time or space may give rise to the likelihood that other

intervening causes have taken over the responsibility. But when causation is found,

and other factors are eliminated, it is not easy to discover any merit whatever in the

contention that such physical remoteness should of itself bar recovery. The

defendant who sets a bomb which explodes ten years later, or mails a box of

poisoned chocolates from California to Delaware, has caused the result, and should

obviously bear the consequences.” (Footnotes omitted.) Prosser & Keeton on

Torts, supra, at 283, Section 43.

{¶ 99} Thus, no fixed rule can be established as to how quickly the harm

must occur in order to hold the defendant liable. Some courts have found periods

ranging between three and a half months to two years and five months to be too

remote, while other courts have found periods ranging from five and one-half

months to three years not to be too remote. Reisner, 31 Cal.App.4th at 1201, 37

Cal.Rptr.2d at 521 (three years not too remote); Wofford, 795 P.2d at 521 (two years

and five months too remote. Also, notes that a lapse of time of three and one-half

months has been found too remote); Wagshall, 148 A.D.2d at 446, 538 N.Y.S.2d at

598 (seven to eight months too remote); Naidu, 539 A.2d at 1075 (five and one-

half months not too remote); Neakok, 721 P.2d at 1123, 1135-1136 (six months not

too remote); Lundgren, 354 N.W.2d at 28-29 (one and one-half years not too

remote).

{¶ 100} Physical or temporal remoteness, therefore, may be an important

consideration in whether negligent conduct is a substantial factor in producing

harm; but the mere lapse of time, in the absence of intervening causes, is not of

itself sufficient to prevent the defendant’s negligence from being the legal cause,

regardless of how much time has passed. Naidu, supra, 539 A.2d at 1075;

Restatement of Torts, supra, at 434, Section 433, Comment f; 2 American

Jurisprudence, Proof of Facts 3d, supra, at 344, Section 4.

{¶ 101} In light of the testimony of Drs. Goff and Tanay that part of Dr.

Brown’s negligence lay in the relinquishment of Matt’s care to FFCC and that Dr.

Brown’s negligence did contribute to the events of July 25, 1991, it cannot be found

as a matter of law that FFCC’s actions constitute an intervening cause.

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Accordingly, there remains a genuine issue of material fact as to whether Dr.

Brown’s alleged negligence in treating Matt was a substantial factor in producing

the injuries and deaths occurring on July 25, 1991.

V

APPLICATION OF STANDARD OF CARE TO FACTS

{¶ 102} Viewing the evidence most favorably to plaintiffs-appellants, we

find that reasonable minds could conclude that Dr. Brown failed to exercise his best

professional judgment in diagnosing and controlling Matt’s propensity for violence.

When Dr. Brown first saw Matt on July 19, 1990, he noted that Matt was “recently

discharged from a mental health unit of some sort in Philadelphia, Pennsylvania,

on Elavil and Navane,” and sought to obtain the C.A.T.C.H. records which he

received sometime prior to Matt’s next scheduled appointment on August 16, 1990.

According to Drs. Goff and Tanay, those records revealed that Matt was a

medication-controlled schizophrenic who, without medication, would more likely

than not have a relapse of his psychosis, placing him at substantial risk for conflict

with his parents and potential violence.

{¶ 103} However, instead of reading the C.A.T.C.H. records or contacting

Dr. Ladenheim, Dr. Brown noted on October 11, 1990, the date of his last

appointment with Matt, that he had “no further insight as to just what happened to

get him [Matt] into the mental hospital in Philadelphia or why they may have

prescribed neuroleptic [medication] for him.” Thus, he diagnosed Matt in part as a

malingerer intent on gaining Social Security disability benefits, and weaned him

off his medication.

{¶ 104} In Littleton, supra, 39 Ohio St.3d at 96, 529 N.E.2d at 458, we

relied in part upon Bell v. New York City Health & Hospitals Corp. (1982), 90

A.D.2d 270, 456 N.Y.S.2d 787, in constructing the professional judgment standard

to be applied in the hospital setting. In Bell, the court explained that:

“A decision that is without proper medical foundation, that is, one which is

not the product of a careful examination, is not to be legally insulated as a

professional medical judgment. Stated otherwise, ‘[p]hysicians are not liable for

mistakes in professional judgment, provided that they do what they think best after

careful examination. * * * However, liability can ensue if their judgment is not

based upon intelligence and thus there is a failure to exercise any professional

judgment.’ ” (Citations omitted and emphasis sic.) Id., 90 A.D.2d at 280-281, 456

N.Y.S.2d at 794.

{¶ 105} Applying the standard to the facts of the case, the court in Bell

concluded that:

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January Term, 1997

“Dr. Hermann [did not] make any attempt to ascertain from the Veteran’s

Administration Hospital, the patient’s medical history and treatment, even though

he noted that Bell ‘refuse[d] to discuss his past psychiatric history.’ Suicidal

ideations or tendencies may well have gone undetected as a result of inadequate

examination.” 90 A.D.2d at 284, 456 N.Y.S.2d at 796.

{¶ 106} Similarly, the failure to review prior medical records has played a

prominent part in a number of cases holding that the psychotherapist breached his

duty to others to diagnose and control the patient’s violent propensities. Hamman,

161 Ariz. at 59, 775 P.2d at 1123; Naidu, 539 A.2d at 1069, 1073; Peck, 146 Vt. at

66, 499 A.2d at 426; Jablonski, 712 F.2d at 393, 394, 398. See, also, Bardoni, 151

Mich.App. at 180, 390 N.W.2d at 224.

{¶ 107} Accordingly, we find that reasonable jurors could conclude that Dr.

Brown’s failure to review the C.A.T.C.H. records or contact Dr. Ladenheim to

obtain a thorough and accurate history on Matt amounted to something less than

the exercise of professional judgment. Thus, summary judgment was entered

improperly in favor of Dr. Brown, and the decision of the court of appeals is

affirmed as to this issue.

{¶ 108} We find further that summary judgment in favor of FFCC was

inappropriate for several reasons. First, the testimony of Drs. Goff and Tanay, if

believed, reveals that FFCC and its employees conducted a meaningless evaluation

into whether Matt was subject to involuntary hospitalization in May or July 1991.

Dr. Goff testified that Matt was committable by June 14, 1991, and “that a

vocational therapist has no business making decisions about what is appropriate

and what’s not appropriate in terms of involuntary hospitalization.” Dr. Tanay

testified that Matt was likely committable in May 1991, and that Lambert and Reid

“had no business doing what they were doing. And [FFCC] had no business

assigning them that role. * * * This was a responsibility absolutely beyond their

competence.” Instead, he opined, at least one psychiatrist or psychologist well-

trained in the area of dealing with psychotic individuals is required for a meaningful

evaluation of whether a patient is subject to involuntary hospitalization.

{¶ 109} This also is the type of situation which Littleton contemplates as

indicating the absence of professional medical judgment. In Littleton, we placed

reliance in part on Cohen v. New York (1976), 51 A.D.2d 494, 382 N.Y.S.2d 128,

affirmed (1977), 41 N.Y.2d 1086, 396 N.Y.S.2d 363, 364 N.E.2d 1134, in

constructing the psychotherapist judgment rule. Id., 39 Ohio St.3d at 96, 529

N.E.2d at 458. In Cohen, the court found the absence of professional medical

judgment where the patient, a schizophrenic who committed suicide on the date he

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was let out of the psychiatric ward, had not been evaluated by a qualified

psychiatrist. The court explained as follows:

“The determinative factual issue is whether or not a qualified psychiatrist

was actively supervising the care of the decedent. * * *

“* * *

“While this record establishes that patients were discussed at team

meetings, it is not established that any evaluation of this decedent’s suicide

propensities was made by a qualified psychiatrist during his stay at the hospital.

***

“What happened in this case was the result of ill-defined policy, in the

present circumstances, as to the power of floor nurses to impose restraints on a

patient’s freedom and requiring full evaluation by qualified psychiatrists at periodic

intervals. The fault herein is not with Doctors Bjork, Rosenberg or Sverd as

individuals, but rather with the lack of policies requiring more direct management

of a patient’s treatment by a qualified psychiatrist.” Id., 51 A.D.2d at 496-497, 382

N.Y.S.2d at 130.

{¶ 110} The second reason why summary judgment in favor of FFCC was

inappropriate is that there is sufficient testimony which, if believed, establishes that

FFCC was ill-equipped to deal with psychotic individuals such as Matt. Dr. Tanay

testified that FFCC “was not equipped to deal with psychotics. It had neither the

resources, and I would even believe not even the interest, in providing care for

psychotics. * * * [Instead] psychotics were used, exploited to get funds, but they

were provided virtually no meaningful care.” Explaining further, Dr. Tanay stated:

“[The] combination of a psychiatrist unable to make a diagnosis of serious

mental illness, and a facility staffed by non-medical personnel, was a disaster

waiting to happen. * * * [W]e have here a setup, an organizational structure that

cannot help but result in tragic consequences.”

{¶ 111} Third, although disputed, social worker Barbara Sharp testified that

FFCC had an unwritten policy that it would not initiate involuntary hospitalization

proceedings, but would become involved only after such were initiated by the

patient’s family. The court of appeals found that “there is no evidence that this

unwritten policy guided the counseling center in this case.” We find, however, that

there is sufficient evidence which allows for an inference that FFCC acted in

accordance with such a policy.

{¶ 112} FFCC received repeated notices of Matt’s deteriorating condition.

It was informed of Matt’s violent outbursts and of his deposit on the purchase of a

gun. Mrs. Morgan specifically stated her concern that Matt may become violent,

and repeatedly begged FFCC to do something before violence erupted. Instead of

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taking her seriously, Lambert believed that she was exaggerating and emergency

assessments were performed by what Drs. Goff and Tanay described as untrained

personnel. Under these circumstances, a reasonable juror could infer that FFCC’s

unwritten policy guided their actions.

{¶ 113} In light of the foregoing, we find that a genuine issue of material

fact remains as to whether FFCC exercised professional judgment in evaluating and

treating Matt. Accordingly, we hold that summary judgment was inappropriate in

favor of FFCC and its employees, and reverse the court of appeals as to this issue.

VI

ORDER OF “TRIFURCATION”

{¶ 114} By separate orders, the trial court “trifurcated” the issues of

liability, compensatory damages and punitive damages. Plaintiffs-appellants argue

that “[t]he language of Civ.R. 42(B) clearly places the burden on the moving party

to demonstrate that it will suffer prejudice if a request for a separate trial is not

granted.”

{¶ 115} The entries by the trial court indicate that it was concerned with

convenience and judicial economy. Civ.R. 42(B) allows the trial court to order

separate trials “in furtherance of convenience or to avoid prejudice, or when

separate trials will be conducive to expedition and economy.” Thus, we agree with

the following conclusion made by the court of appeals:

“Although we question whether such an order serves sound judicial

administration, we cannot conclude that such an order is an abuse of discretion as

that term is commonly defined.” See State v. Jenkins (1984), 15 Ohio St.3d 164,

222, 15 OBR 311, 361, 473 N.E.2d 264, 313; Blakemore v. Blakemore (1983), 5

Ohio St.3d 217, 219, 5 OBR 481, 482, 450 N.E.2d 1140, 1142.

{¶ 116} In light of all of the foregoing, we affirm the decision of the court

of appeals in part, and reverse it in part, as indicated herein, and remand the cause

to the trial court for further proceedings not inconsistent with this opinion.

Judgment affirmed in part,

reversed in part

and cause remanded.

DOUGLAS, F.E. SWEENEY and PFEIFER, JJ., concur.

MOYER, C.J., COOK and STRATTON, JJ., dissent.

__________________

COOK, J., dissenting.

{¶ 117} I respectfully dissent. The law recognizes the fundamental

unfairness of blaming one person for the acts of another. Thus, the Restatement

favors the general rule that there is no duty to act for the protection of others, with

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four explicit exceptions. 2 Restatement of the Law 2d, Torts (1965), Section 315.

The exceptions set forth in the Restatement are a parent’s duty to control his child,

a master’s duty to control his servant, a land possessor’s duty to control his

licensees, and the duty of one who “takes charge” of another person who he knows

or should know is likely to harm another to control that person. 2 Restatement of

Torts, supra, Sections 316 to 319. The common factor among these four exceptions

is that due to a “special relation” there exists the inherent ability or right to control

another’s conduct. Hasenei v. United States (D.Md.1982), 541 F.Supp. 999, 1009.

{¶ 118} It is unclear whether the majority relies on “an expansive reading”

of “special relation” as used in Section 315 of the Restatement or the “take charge”

analysis of Section 319 in concluding that a psychotherapist has a duty to control

an outpatient. In either event, it has been noted that “the typical relationship

existing between a psychiatrist and a voluntary outpatient would seem to lack

sufficient elements of control necessary to bring such relationship within the rule

of [Section] 315.” Hasenei v. United States, supra, 541 F.Supp. at 1009. The only

illustrations of “tak[ing] charge” set forth in the Restatement involve hospitals and

sanitariums that have either permitted the escape of inpatients or negligently

released contagious patients. 2 Restatement of Torts, supra, at 130, Section 319.

{¶ 119} In this case, Dr. Brown did not have the requisite “special relation”

with Matt when Matt killed his parents and injured his sister because Dr. Brown

lacked both the right and the ability to control Matt. Dr. Brown had not met with

Matt for over nine months. Dr. Brown stated that he did not monitor Matt’s

progress after October 1990 because he relied on the fact that an experienced

psychologist, a vocational rehabilitation person, and a case manager were working

with Matt, “all looking for, aware of, and knowing the signs of relapse.” The

individuals at Fairfield Family Counseling Center (“FFCC”) caring for Matt after

October 1990 knew to return him to Dr. Brown upon signs of illness and did, in

fact, schedule an appointment for Matt with Dr. Brown for May 23, 1991, which

Matt canceled.

{¶ 120} Similarly, Dr. Brown had no ability to control Matt through

medication because he could not force Matt to take his medication. When Matt

first presented to Dr. Brown, he apparently had not been taking his medication

regularly or in the amounts prescribed. Even during the time that Matt was meeting

with Dr. Brown, Matt had independently decided to reduce his medication to only

half the prescribed dosage.

{¶ 121} In reaching its decision, the majority relies on Tarasoff v. Regents

of the Univ. of California (1976), 17 Cal.3d 425, 131 Cal.Rptr. 14, 551 P.2d 334.

However, Tarasoff did not consider the issue of whether the psychiatrist had

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sufficient ability to control the patient but simply opined that “[s]uch a relationship

may support affirmative duties for the benefit of third persons.” Id. at 436, 131

Cal.Rptr. at 23, 551 P.2d at 343. Tarasoff addressed only the duty of a

psychotherapist to warn and only in those situations when the patient has confided

to the therapist his specific intention to kill a specific individual. In Thompson v.

Alameda Cty. (1980), 27 Cal.3d 741, 167 Cal.Rptr. 70, 614 P.2d 728, the Supreme

Court of California seemingly limited the scope of Tarasoff in finding that “public

entities and employees have no affirmative duty to warn of the release of an inmate

with a violent history who has made nonspecific threats of harm directed at

nonspecific victims.” (Emphasis sic.) Id. at 754, 167 Cal.Rptr. at 77, 614 P.2d at

735.

{¶ 122} Prior to today’s decision, this court had found a special relationship

between a psychotherapist and a patient in an inpatient setting where the

psychiatrist had “take[n] charge” as anticipated by Section 319 of the Restatement.

Littleton v. Good Samaritan Hosp. & Health Ctr. (1988), 39 Ohio St.3d 86, 92-93,

529 N.E.2d 449, 455. In Littleton, the psychiatric team had extensive contact with

the inpatient and substantial opportunities to evaluate the patient’s violent

propensities before they discharged her.

{¶ 123} Today, this court appears to hold that, as a matter of law, any

psychotherapist-patient relationship constitutes a special relation justifying the

imposition of liability upon the psychotherapist for violent acts of the patient. It

finds this duty even where the psychiatrist met with the patient only three times in

an outpatient setting, where the patient communicated to the psychiatrist no specific

threats to specific individuals, and where, upon the patient’s mental health

deteriorating, other mental health professionals scheduled an appointment with the

psychiatrist which the patient failed to keep.

{¶ 124} If the majority has found a special relation between Dr. Brown and

Matt and between FFCC and Matt under the tenuous facts of this case, are all

persons employed in the psychotherapy field now strictly liable for the acts of their

patients? When does a “special relation” begin in the psychotherapist-outpatient

setting and when, if ever, does it terminate? Is the special relation formed during

the first consultation? After three consultations? How many appointments must

the outpatient cancel before the outpatient can be said to have terminated the special

relation?

{¶ 125} Moreover, the majority holds that a “psychotherapist” has the duty

to control a patient. Notably, R.C. 5122.10 permits psychiatrists and licensed

clinical psychologists to involuntarily hospitalize a person believed to be mentally

ill, if that person represents a substantial risk of physical harm to himself or others.

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By holding that “psychotherapists” now have a duty to control an outpatient with

violent propensities, the majority mandates that psychiatrists, psychologists,

psychiatric social workers, occupational therapists, and unspecified others in the

psychotherapy field commit or otherwise restrain potentially dangerous patients.

{¶ 126} In the absence of a showing of any ability or right of Dr. Brown or

FFCC to control Matt in the outpatient setting, I would reinstate the trial court’s

order of summary judgment for Dr. Brown and FFCC. I would hold that a Section

315 special relation does not generally exist in an outpatient setting. Where,

however, outpatient treatment is so intensive and controlled as to have the indicia

of “tak[ing] charge” as contemplated by Section 319 of the Restatement, a “special

relation” may be shown.

MOYER, C.J., and STRATTON, J., concur in the foregoing dissenting opinion.

__________________

STRATTON, J., dissenting.

{¶ 127} I concur with Justice Cook’s dissenting opinion. However, I have

additional concerns raised by the majority’s murky opinion. After having read the

opinion several times, I find it difficult to determine what liability this court is

intending to impose, and upon what principles of law it is based.

{¶ 128} There are two distinct issues in this case. The first is the liability

of Dr. Harold Brown, a “consultant contract psychiatrist,” to third parties for the

acts of violence committed by Matt Morgan, an outpatient. With respect to the

issues concerning Dr. Brown, I concur in Justice Cook’s dissenting opinion. While

Dr. Brown may be liable in malpractice for failing to adequately treat and/or

monitor his patient, I find that the imposition of liability in negligence for the

actions of Matt Morgan occurring nine months after his last visit with Dr. Brown

imposes an impossible standard upon the medical profession. The majority seems

to leap over sound legal principles of foreseeability and causation to find a “special

relation” which creates some sort of perpetual duty and strict liability. Would Dr.

Brown’s liability for Matt’s actions have ended twelve months after his last visit?

Or would potential liability exist for two years, five years or ten years? The

majority provides no answers to these difficult questions. A popular axiom is that

bad facts make bad law. The facts in this case are so tenuous that bad law has

indeed been created.

{¶ 129} The second issue is whether the mental health agency and its

employees are immune under R.C. 5122.34 for a decision not to hospitalize Matt

Morgan. Against a backdrop of a number of social issues, the General Assembly

passed R.C. 5122.34 to provide immunity from liability to various persons

providing mental health services. The statute specifically provides:

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January Term, 1997

“Persons, including * * * community mental health agencies, acting in good

faith, * * * who procedurally or physically assist in the hospitalization or discharge,

determination of appropriate placement, or in judicial proceedings of a person

under this chapter, do not come within any criminal provisions, and are free from

any liability to the person hospitalized or to any other person. No person shall be

liable for any harm that results to any other person as a result of failing to disclose

any confidential information about a mental health client, or failing to otherwise

attempt to protect such other person from harm by such client. * * *” (Emphasis

added.)

{¶ 130} To qualify for immunity under the statute, one must meet two

requirements. The first is the duty to act “in good faith.” Good faith is “that state

of mind denoting honesty of purpose, freedom from intention to defraud, and,

generally speaking, means being faithful to one’s duty or obligation.” Black’s Law

Dictionary (6 Ed.1990) 693. By contrast, bad faith is the “conscious doing of a

wrong because of dishonest purpose or moral obliquity.” Id. at 139.

{¶ 131} Second, the act performed in good faith must be one for which the

statute provides immunity, i.e., “procedurally or physically assist[ing] in the

hospitalization or discharge, determination of appropriate placement, or in judicial

proceedings of a person under this chapter.” In an analysis consisting of only two

paragraphs, the majority concludes that a decision not to initiate commitment

procedures to involuntarily hospitalize a person is a decision not to get involved.

The result is that the person will be protected from liability by the statute only if

the decision is to involuntarily hospitalize. However, if the person decides against

involuntary commitment to a hospital or decides upon some other form of

placement, then that person is left open to liability.

{¶ 132} I fail to see how an evaluation to determine whether a patient meets

the statutory criteria for involuntary hospitalization does not constitute

“procedurally * * * assist[ing]” in hospitalization. Furthermore, the phrase

“determination of appropriate placement” is obviously intended to cover

alternatives to hospitalization. Appropriate placements may include the patient’s

own home setting, outpatient treatment, or a special care facility or long-term

treatment facility that does not qualify as “hospitalization.” A patient is generally

at least risk to others when carefully monitored in the hospital setting; the greater

risk lies with the decision not to hospitalize or to place the patient in some other

“appropriate placement.” These are all decisions that must be made during that

same evaluation period to see whether the patient meets the statutory criteria for

individual hospitalization.

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{¶ 133} Matt Morgan’s case is one of tragic consequences. All concur in

hindsight that a different course of action would have been chosen had the outcome

been predictable. Unfortunately, however, the consequences of mental illness are

unpredictable. Medical science still hotly debates whether mental illness has a

physical or chemical basis or is the result of life’s difficult experiences. There is

some agreement in the mental health profession as to standards of treatment.

However, the ability to predict what patient with which particular mental illness

will turn suddenly on society with an act of rage or violence is still, with all the

advances in medicine, only a matter of speculation.

{¶ 134} As a former trial judge, I encountered many criminal defendants in

my court suffering from mental illness or dealing with mental health issues. Often

the crime committed did not merit incarceration. Even more often the mental

illness had nothing to do with the crime committed, but was simply a facet of the

defendant’s personality. Few of these people would physically injure another.

Therefore, unless there was a finding of criminal insanity, or mental incompetence

to stand trial, a trial court does not have jurisdiction to order commitment or

treatment and I was dependent on the civil system to effectuate commitment

proceedings if necessary.

{¶ 135} Mental health agencies that evaluate these defendants or other

indigents constantly battle problems of inadequate available treatment, placement

and resources. Many drug treatment facilities will not accept a defendant or

indigent with an underlying mental illness. Few can be hospitalized because most

do not meet the criteria for involuntary commitment.

{¶ 136} Society puts low priority on allocating resources for mental health

treatment. Mental health agencies are often underfunded. Many insurance

companies do not offer coverage for this kind of treatment. Agencies are often the

only available resource for help and, as such, are burdened by an overload of

indigent patients. Evaluations are often based on scant information, because mental

health patients may be a less than reliable source of information or history. Often

there is no caring family to provide rich detail or daily logs of activities.

{¶ 137} Under these difficult circumstances, mental health professionals

are required to evaluate the mentally ill. They are not doctors with high incomes.

Most are underpaid and compassionate individuals. They must be dedicated and

caring to be able to survive in their profession. They must struggle with the abused,

the neglected, and the traumatized, many with criminal histories. In the midst of

all this reality, these professionals try to make the best decision for the most

unpredictable of human behavior.

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{¶ 138} Today, the majority exposes thousands of mental health

professionals to liability only if they choose not to hospitalize the outpatient. In an

age where we encourage the least restrictive environment in caring for the mentally

ill, we have just created the greatest incentive to do the opposite, as Justice Cook

points out in her dissent. The majority appears to mandate hospitalization of all

patients and to create strict liability for violent acts of the outpatient if

hospitalization is not ordered. The majority is advising thousands of mental health

workers that they have statutory immunity for making a choice to hospitalize if

made in good faith. However, if they choose, in good faith, not to recommend

hospitalization, they are completely liable to the patients themselves, and to anyone

else the patient may injure because of their “special relation.” I do not believe that

this was the intent of the legislature. This interpretation defies even common sense.

Mental health workers must now be responsible for protecting or controlling the

violent propensities of their patients even in the absence of specific threats made

against specific individuals and regardless of whether the professional exercised

good faith when making a recommendation for placement.

{¶ 139} The record reflects that Matt Morgan exhibited few signs that

would alert anyone to the tragic events of July 25, 1991. He drew a picture of a

gun during psychotherapy in 1990; he attempted to hit his father; he struck a

telephone pole with a baseball bat. His recorded behavioral changes (becoming

quiet, withdrawn, moody, eating poorly, and talking to himself) were hardly signs

that indicated a potential for the degree of violence that occurred. No one could

have predicted that during a game of cards, this young man would get up from the

table, go and get a gun, and shoot his family.

{¶ 140} I believe that R.C. 5122.34 applies not only to the decision to

hospitalize, but also to the decision not to hospitalize and to decisions

recommending other placement.

{¶ 141} Further, I do not agree with the majority that a special relationship

between a psychotherapist and an outpatient creates some sort of “common-law

duty” to take affirmative steps to protect third parties from an outpatient’s violent

conduct. The majority’s statement that R.C. 5122.34 “does not preclude the

finding” of a special relationship appears to create a new standard. This renders

meaningless the immunity provisions of R.C. 5122.34 because all psychotherapists

and their outpatients have a special relationship. The majority has created a new

liability for the mental health profession despite the good-faith provision of R.C.

5122.34 and common-law principles of causation and foreseeability.

{¶ 142} Finally, I note that paragraphs two, three and four of the syllabus

appear to apply only to “psychotherapists.” I am perplexed as to whether the

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majority intended the law created by this opinion to apply only to those

professionals labeled as “psychotherapists” or also to psychiatrists and to the

broader category of all persons in the mental health field who are involved in the

care and treatment of an outpatient.

{¶ 143} It appears that the majority wanted to reach a particular result in

this case, so it fashioned a new remedy outside the statute rather than interpreting

the statute to reach the result. This is not our role. As tragic as the facts of this case

are, the legal principles which flow from the majority’s opinion are flawed.

Although the professionals at Fairfield Family Counseling Center may have

exercised poor judgment with respect to appropriate placement or failure to

involuntarily hospitalize Matt, the law grants them immunity for what is a

subjective evaluation of another’s mental state.

__________________

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