holding that a municipality can be liable in a § 1983 suit alleging constitutional injuries from official municipal policy
How later courts described this case
- holding that a municipality can be liable in a § 1983 suit alleging constitutional injuries from official municipal policy
- “We note, however, that qualified immunity ‘only immunizes defendants from monetary damages’—not injunctive or declaratory relief.”
- “Another reason that claims against the state and its agencies cannot be maintained under § 1983 is that these entities are not suable ‘persons’ for purposes of § 1983.”
- holding that a municipality can be liable in a § 1983 suit based on action ordered by a decisionmaker with final authority over municipal policy
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
BRIAN KEITH ALFORD, :
:
Plaintiff, : Case No.: 24-cv-00034
:
v. : Judge Algenon L. Marbley
: Magistrate Judge Karen L. Litkovitz
MR. PRESSLEY, et al., :
:
Defendants. :
OPINION & ORDER
Before this Court are two Reports and Recommendations (“R&R” or “R&Rs”) and one
Order from Magistrate Judge Litkovitz. The first R&R (ECF No. 5) recommends dismissing all of
Plaintiff’s claims except for the First Amendment retaliation claim and declining to grant Plaintiff’s
request for injunctive relief. The Order (ECF No. 26) grants Defendants’ Motion for a Protective
Order, denies Plaintiff’s Motion for Leave to File a Response Reply in Support of Summary
Judgment, and denies Plaintiff’s Motion to Extend the Discovery Deadline. The second R&R (ECF
No. 29) recommends granting Defendants’ Motion for Summary Judgment against the First
Amendment retaliation claim.
For the reasons that follow, Plaintiff’s Objections (ECF Nos. 8 & 35) are OVERRULED,
and the Magistrate Judge’s first and second R&Rs (ECF Nos. 5 & 29) are ADOPTED. Accordingly,
Plaintiff’s Objection to the Magistrates Order (ECF No. 27) is DENIED as Moot.
I. BACKGROUND
This Court generally adopts the Second R&R’s background (see ECF No. 29 at 1–3) but
highlights a few key facts here for the purpose of this analysis. Plaintiff is a prisoner in the custody
of the Ohio Department of Rehabilitation and Correction (ODRC). On July 29, 2022, Plaintiff
appeared before an Ohio Parole Board to assess his eligibility for parole. (ECF No. 1 at 2, ¶ 4). The
Parole Board members consisted of the five individual Defendants: Mr. Pressly, Ms. Hoying, Mr.
Herron, Mr. Brumfield, and Mr. Whitmer. (ECF No. 1 at 2). According to Plaintiff, topics discussed
at the hearing included his litigious activity, release plans, employment, and the offenses for which
he was convicted. (ECF No. 1 at 3, ¶ 5). Plaintiff alleges that after he described his litigious activity,
a Board member told him to “continue your litigation.” (ECF No. 1 at 3, ¶ 4). Plaintiff also alleges
that a Board member stated, “I’ll be up front with you Mr. Alford, with what you are bringing us
today we are going to continue you for 48 more months, but if any of your litigation is successful
request reconsideration immediately.” (ECF No. 1 at 3, ¶ 5). Defendant Whitmer states that he has
no recollection of a Board member making these statements to Plaintiff. (ECF No. 15 at Exhibit A).
This hearing was documented in the Ohio Parole Board Decision and Minutes, wherein the
Board recorded its decision and provided its rationale.1 (ECF No. 15 at A-1). Parole hearings are
not recorded. (ECF No. 29 at 18). No video evidence exists for Plaintiff’s July 29, 2022 Ohio Parole
Board hearing. (ECF No. 29 at 18).
1 The Board checked the box indicating that “The mandatory factors indicated in AR 5120:1-1-07 were
considered.” (ECF No. 15 at Exhibit A-1). The Board also checked the following boxes as reasons that supported
continued incarceration:
B. There is substantial reason to believe that as the unique factors of the offense of conviction significantly
outweigh the inmates rehabilitative efforts, the release of the inmate into society would create undue risk to
public safety and/or would not further the interest of justice nor be consistent with the welfare and security of
society.
C. There is substantial reason to believe that due to serious infractions of division level 5120:9-06 of the
Administrative Code, the release of the inmate would not act as a deterrent to the inmate or to other
institutionalized inmates from violating institutional rules. (ECF No. 15 at Exhibit A-1).
Additionally, the Board summarized the rationale for their decision as such:
Offender has been back for eleven and half years after returning from federal incarceration for bank robbery
that occurred while on parole. The offender lacks cognitive programming to address his risk factors and
thinking errors; and has continued institutional conduct since his last hearing. After considering relevant
factors, the Board does not consider the inmate suitable for release at this time. (ECF No. 15 at Exhibit A-1).
On January 4, 2024, Plaintiff filed his pro se Complaint against the five Parole Board
members as well as “Adult Parole Authorities.” (ECF No. 1 at 1). Seeking injunctive relief, the
Complaint alleged that Defendants worked in concert to retaliate against Plaintiff for his litigation
efforts (ECF No. 1 at 2). Additionally, the Complaint claimed that by continuing his parole
eligibility hearing for a fifth time, Defendants failed to adhere to Ohio parole regulations and
violated due process. (ECF No. 1 at 4). In doing so, Defendants allegedly “continue[d] to cause
injury to Plaintiff due to: (1) failure of ODRC to treat for life-threatening illness; (2) exposure to
dangerous hazardous waste…; (3) destruction of active legal documents…; (4) targeting by ODRC
staff.” (ECF No. 1 at 5). The Complaint also mentioned Plaintiff’s right to access the courts when
it stated, “This is a civil rights complaint…for violations of Plaintiff’s FIRST, FIFTH and
FOURTEENTH AMENDMENTS TO THE UNITED STATESD [sic] CONSTITUTION to include
access to the Courts.” (ECF No. 1 at 1).
In R&R 1, the Magistrate Judge determined that Plaintiff’s Complaint amounted to the
following claims: First Amendment retaliation, violation of due process rights, violation of state
rules and regulations, damages by ODRC staff, conspiracy to interfere with civil rights, and violation
of a state criminal law. (ECF No. 5 at 7–24). The Magistrate Judge also determined that Plaintiff’s
reference to his right to access the courts was not a freestanding claim because Plaintiff offered no
facts alleging that his right had been impeded. (ECF No. 5 at 11–12). Ultimately, the Magistrate
Judge recommended declining to grant Plaintiff’s request for injunctive relief. (ECF No. 24).
Plaintiff filed timely Objections to this first R&R. Defendants did not file a Response.
Subsequently, the Magistrate Judge delivered an Order (ECF No. 26) granting Defendants’
Motion for Protective Order to limit discovery and denying the following of Plaintiff’s motions:
Motion for Leave to File Response Reply in Support of Summary Judgment, Motion to Extend
Discovery Deadline, and Motion to Recuse and Request Protective Order. Plaintiff filed timely
objections to this Order.
Defendants filed a Motion for Summary Judgment (ECF No. 15), which R&R 2
recommended granting. Again, Plaintiff filed timely objections to this second R&R. (ECF No. 35).
Defendants filed a timely Response. (ECF No. 36).
II. STANDARD OF REVIEW
When a party objects to a magistrate judge’s report and recommendation, the district court
must review “de novo any part of the magistrate judge’s disposition that has been properly
objected to.” Fed. R. Civ. P. 72(b)(3); see also 28 U.S.C. § 636(b)(1)(c). After this review, the
district court “may accept, reject, or modify the recommended disposition; receive further
evidence; or return the matter to the magistrate judge with instructions.” Fed. R. Civ. P. 72(b)(3).
While the district court must consider all timely objections, the “filing of vague, general, or
conclusory objections does not meet the requirement of specific objections and is tantamount to
complete failure to object.” Slater v. Potter, 28 Fed. App'x 512, 513 (6th Cir. 2002) (citing Miller
v. Currie, 50 F.3d 373, 380 (6th Cir. 1995)). Likewise, “a general objection to the entirety of a
magistrate's report, without specifying a single issue of contention” does not meet the requirement
for proper objections. Howard v. Sec'y of Health & Hum. Servs, 932 F.2d 505, 509 (6th Cir. 1991).
Instead, they must “be clear enough to enable the district court to discern those issues that are
dispositive and contentious.” Miller, 50 F.3d at 380 (citing Howard, 932 F.2d at 509). The
objections of a petitioner appearing pro se are construed liberally and held to less stringent
standards than documents drafted by lawyers. Cf. Erickson v. Parus, 551 U.S. 89, 94 (2007) (per
curiam).
III. LAW AND ANALYSIS
A. Magistrate’s Recommendation to Dismiss All Claims Besides Plaintiff’s First
Amendment Retaliation Claim
The pleadings of a pro se litigant are held to “less stringent standards than formal pleadings
drafted by lawyers.” Garrett v. Belmont Cnty. Sheriff's Dep't, 374 F. App'x 612, 614 (6th Cir. 2010)
(quoting Haines v. Kerner, 404 U.S. 519, 520 (1972)). Nevertheless, “basic pleading essentials” are
still required. Wells v. Brown, 891 F.2d 591, 594 (6th Cir. 1989). Among such essentials are the
obligations under Fed. R. Civ. P. 8(a)(2) to provide “a short and plain statement of the grounds for
the court's jurisdiction” and “a short and plain statement of the claim showing that the pleader is
entitled to relief.” If these essentials are not met, this Court may dismiss a cause of action under
Rule 12(b)(6) for “failure to state a claim upon which relief can be granted.” Fed. R. Civ. P. 12(b)(6).
1. Section 1983 Claims Against OAPA
Plaintiff’s Complaint alleged civil rights violations under 42 U.S.C. § 1983 (“Section
1983”), which “creates liability for ‘persons’ who deprive others of federal rights under color of
law.” Hohenberg v. Shelby Cnty., Tenn., 68 F.4th 336, 342 (6th Circ. 2023) (citing Will v. Mich.
Dep’t of State Police, 491 U.S. 58, 64 (1989)). The Magistrate Judge recommended the dismissal
of any Section 1983 claims against the Ohio Adult Parole Authority (OAPA), as OAPA is a state
agency and not a “person” under Section 1983, the Magistrate Judge recommended the dismissal of
any Section 1983 claims against OAPA. (ECF No. 5 at 7–9).
Plaintiff objects to the R&R, citing an exception to immunity from Dotson v. Collins, 317
Fed. App’x 439, 441 (6th Cir. 2008), which states:
[W]here a prisoner does not claim immediate entitlement to parole or seek a shorter sentence,
but instead lodges a challenge to the procedures used during the parole process as generally
improper or improper as applied in his case, and that challenge will at best result in a new
discretionary hearing the outcome of which cannot be predicted, we hold such a challenge
cognizable under section 1983.
Id. (citing Dotson v. Wilkinson, 329 F.3d 463, 465–66 (6th Cir. 2003), aff’d, 544 U.S. 74 (2005),
remanded to, 448 F.3d 936 (6th Cir. 2006)).
While Dotson’s language may appear to support Plaintiff’s claims, the exception to
immunity that it articulates only applies to a narrow set of circumstances that do not exist in the
present case. Dotson, 329 F.3d at 465–66, 78 (permitting a state prisoner’s § 1983 suit that
challenges an official state agency procedure but does not challenge “the fact or duration” of the
prisoner’s confinement). Here, Plaintiff is not challenging an official parole procedure as improper;
instead, Plaintiff alleges that Defendants violated his constitutional rights by breaking state law, not
by following procedure.
For this same reason, Plaintiff’s other cited cases, Monell v. Dep’t of Social Servs., 436 U.S.
658 (1978) (holding that a municipality can be liable in a § 1983 suit alleging constitutional injuries
from official municipal policy) and Pembaur v. City of Cincinnati, 475 U.S. 469, 480–84 (1986)
(holding that a municipality can be liable in a § 1983 suit based on action ordered by a decisionmaker
with final authority over municipal policy), are also inapplicable. Those two cases pertain to
municipal liability, which applies “when implementation of [a municipality’s] official policies or
established customs inflicts the injury.” Monell, 436 U.S. at 707–08. Here, Plaintiff has not pointed
to any official policy or established custom that has allegedly violated his constitutional rights.
Instead, Plaintiff alleges that Defendants violated his constitutional rights by breaking state law, not
by implementing an official policy.
Plaintiff also objects on the grounds that, “because Plaintiff is not seeking monetary
damages, immunity is unavailable.” (ECF No. 8 at 8). This is generally correct in the context of
“persons.” Diaz v. Michigan Dep't of Corr., 703 F.3d 956, 964 (6th Cir. 2013). (“[T]he Supreme
Court announced an exception to Eleventh Amendment sovereign immunity in Ex parte Young for
claims [under federal law] for injunctive relief against individual state officials in their official
capacities.”); J. Endres v. Northeast Ohio Med. Univ., 938 F.3d 281, 302 (6th Cir. 2019) (“We note,
however, that qualified immunity ‘only immunizes defendants from monetary damages’—not
injunctive or declaratory relief.”).
The reason this exception does not apply in the present case, however, is because OAPA is
not a state official, but rather a state agency. Hohenberg, 68 F.4th at 342 (“States and state agencies
are not “persons” within the meaning of § 1983 for several reasons.”); see Horton v. Martin, 137
Fed. App’x 773, 774–75 (6th Cir. 2005) (holding that the Michigan Parole Board had sovereign
immunity from a Section 1983 suit alleging due process violations based on a parole revocation
hearing); Kanuszewski v. Mich. Dep’t of Health and Hum. Servs., 927 F.3d 396, 417 n.11 (6th Cir.
2019) (“Another reason that claims against the state and its agencies cannot be maintained under §
1983 is that these entities are not suable ‘persons’ for purposes of § 1983.”).
Finally, Plaintiff cites Will v. Mich. Dep’t of State Police, 491 U.S. 58 (1989) as support for
his objection that “immunity is unavailable.” (ECF No. 8 at 8). On the contrary, Will squarely
undermines Plaintiff’s objection since it held that “neither a State nor its officials acting in their
official capacities are ‘persons’ under § 1983.” Will, 491 U.S. at 72. Therefore, Plaintiff’s objection
to the Magistrate Judge’s recommendation to dismiss any Section 1983 claims against OAPA is
OVERRULED.
2. Due Process Violation
Objecting to the recommended dismissal of his due process claim, Plaintiff recounts
allegations of due process violations by OAPA. As established above, however, OAPA cannot be
held liable under Section 1983. With regards to the remaining five Defendants, Plaintiff provides
no substantive objection; he does not allege any facts that indicate any due process violations by the
individual Defendants. In fact, Plaintiff does not even mention them. “Without specifying a single
issue of contention,” Plaintiff’s general objection fails to meet the requirements for proper
objections. Howard v. Sec'y of Health & Hum. Servs., 932 F.2d 505, 509 (6th Cir. 1991).
The Magistrate Judge was correct in her assessment that Plaintiff failed to state a claim
because the Complaint “contain[ed] no factual allegations explaining how the fifth continuance
proceedings violated due process or were otherwise deficient.” (ECF No. 5 at 9). Accordingly,
Plaintiff’s objection to the Magistrate Judge’s recommendation to dismiss the due process claim is
OVERRULED.
3. Access-to-Courts Claim
The Magistrate Judge determined that Plaintiff’s Complaint did not have a free-standing
access-to-courts claim. Objecting to this, Plaintiff describes OAPA activity from 2011 to 2017 and
summarizes the three elements of his First Amendment retaliation claim before stating, “Therefore,
Plaintiff objects to the Magistrate’s report and recommendations on this issue.” (ECF No. 8 at 11).
Plaintiff’s objection does not allege any facts regarding—nor does it mention—the five
individual Defendants. Plaintiff does not indicate how or when his right to access the courts had
been infringed upon in any way. As such, Plaintiff’s objection to the Magistrate Judge’s
recommendation that there is no access-to-courts claim is OVERRULED.
4. Violations of Ohio Rules, Regulations, and Laws
The Magistrate Judge recommended the dismissal of any claims of violations of Ohio rules,
regulations, or laws brought under Section 1983. Plaintiff objects, stating that “Because Plaintiff
has stated a claim for Prospective Injunctive relief for the Defendants failure to follow the rules and
regulations promulgated and adopted by them in causing revocation of his parole by virtue of R.C.
§5149 and 2967… he has stated a viable claim under §1983.” (ECF No. 8 at 11). This offers no
support for Plaintiff’s claim; it merely asserts that he has stated one. As such, Plaintiff’s objection
is a vague, general, and conclusory statement that does not meet the requirement of specific
objections. Slater v. Potter, 28 Fed. App'x 512, 513 (6th Cir. 2002) (citing Miller v. Currie, 50 F.3d
373, 380 (6th Cir. 1995)).
Further, Plaintiff’s statement fails to address the reason why alleged state-law violations are
not viable under Section 1983, which is “limited to deprivations of federal statutory and
constitutional rights. It does not cover official conduct that allegedly violates state law.” Michael v.
Ghee, 498 F.3d 372, 375 (6th Cir. 2007) (quoting Neinast v. Bd. of Trs. of the Columbus Metro.
Libr., 346 F.3d 585, 597 (6th Cir. 2003)). Here, Plaintiff alleges violations of Ohio rules,
regulations, and laws.
The Magistrate Judge was correct in reasoning that since these are state laws, they cannot be
brought under Section 1983. In the absence of a proper objection addressing this reasoning,
Plaintiff’s objection is OVERRULED.
5. Claims Against Non-Defendants
Plaintiff’s Complaint alleges that Plaintiff: (1) was denied medical care; (2) was exposed to
hazardous waste; (3) had legal documents destroyed; and (4) was targeted by ODRC staff. (ECF
No. 8 at 13). Given that the Plaintiff did not “allege that the individual Parole Board members
denied him medical care, exposed him to hazardous waste, destroyed his legal documents, or
targeted him,” the Magistrate Judge determined that these allegations were outside the scope of this
case. (ECF No. 5 at 15 & 16).
Plaintiff objects by stating that “the Adult Parole Authority members were appointed by the
Director” and are “being sued in their official capacity and individual capacity.” (ECF No. 8 at 12).
At no point in his objection does Plaintiff allege any facts indicating how the five Defendants denied
him medical care, exposed him to hazardous waste, destroyed his legal documents, or targeted him.
Plaintiff offers no specific objection to the Magistrate Judge’s recommendation to dismiss these
claims. Instead, Plaintiff merely states, “Therefore, Plaintiff objects to the Magistrate’s report and
recommendations on this issue.” (ECF No. 8 at 12). This is a vague, general, and conclusory
statement that does not meet the requirements for a proper objection. Slater v. Potter, 28 Fed. App'x
512, 513 (6th Cir. 2002) (citing Miller v. Currie, 50 F.3d 373, 380 (6th Cir. 1995)). Accordingly,
Plaintiff’s objection to the Magistrate Judge’s recommendation to dismiss any claims against non-
defendants is OVERRULED.
6. Conspiracy Claim
Plaintiff’s Complaint alleged that Defendants “work[ed] in concert with one another, for
retaliation against Plaintiff for exercising his FIRST AMENDMENT right to seek redress of
wrongs—civil litigation—with one or more Defendants having knowledge and/or involvement in a
campaign of retaliatory acts which resulted in actual injury.” (ECF No. 1 at 2).
The Magistrate Judge recommended the dismissal of Plaintiff’s conspiracy claim brought
under Section 1985 after determining that Plaintiff’s vague allegations failed to state a claim. To
state a Section 1985 conspiracy claim, a plaintiff must allege:
(1) a conspiracy; (2) for the purpose of depriving a person or a class of persons, directly or
indirectly, of equal protection of the laws; (3) through an act in furtherance of the conspiracy;
(4) which causes injury to plaintiff or plaintiff’s property or deprives him of any right or
privilege of a citizen of the United States.
Vakilian v. Shaw, 335 F.3d 509, 518 (6th Cir. 2003).
Plaintiff objects by restating his conclusory allegations. He begins his objection with
“Plaintiff has shown how each Defendant worked in conjunction with other Adult Parole Authority
members in order to (1) deprive Plaintiff of his constitutional due process rights; (2) for the purpose
of depriving Plaintiff of equal protection of the laws; (3) by continuing Plaintiff’s parole release; (4)
which has caused Plaintiff injury to his person, property and right or privilege of a citizen [sic] the
United Sates [sic].” (ECF No. 8 at 12–13). Instead of facts supporting his allegations, he offers basic
recitations of all the elements. Plaintiff does not describe how the Defendants worked together, how
they deprived him of equal protection of the laws, or even the manner in which he was injured. This
amounts to a general objection to the Magistrate Judge’s R&R, and even under the liberal standard
for pro se pleadings, this fails to state a claim. Cf. Erickson v. Parus, 551 U.S. 89, 94 (2007) (per
curiam). Therefore, Plaintiff’s objection to the Magistrate Judge’s recommendation to dismiss the
conspiracy claim is OVERRULED.
7. Ohio Criminal Law Violation
Plaintiff’s Complaint alleges that Defendants violated Ohio Rev. Code Ann. § 2921.45,
which states, “No public servant, under color of the public servant’s office, employment, or
authority, shall knowingly deprive, or conspire or attempt to deprive any person of a constitutional
or statutory right.” Violation of this is a first-degree misdemeanor. Ohio Rev. Code Ann. § 2921.45.
The Magistrate Judge determined that this criminal statute did not create a private cause of action.
(ECF No. 5 at 19). Plaintiff states that this statute “provides the basis for conspiracy claims” and
mentions that Defendants deprived Plaintiff of his civil rights under § 1983. (ECF No. 8 at 13).
Neither of these statements substantively objects to the fact that a “criminal statute [does] not
provide Plaintiff with a private cause of action.” Swain v. Chambers-Smith, No. 2:23-cv-2809, 2023
WL 8787760, at *5 (S.D. Ohio Dec. 19, 2023). Plaintiff’s only objection consists of his statement
that “this claim is not frivolous and should not be dismissed.” (ECF No. 8 at 13). However, this is a
general objection that fails to specify any “issues of contention” and thus does not meet the standard
for a proper objection. Howard v. Sec'y of Health & Hum. Servs., 932 F.2d 505, 509 (6th Cir. 1991).
Therefore, Plaintiff’s objection to the Magistrate Judge’s recommendation to dismiss the state
criminal law claim is OVERRULED.
B. Temporary Restraining Order and Preliminary Injunctive Relief
A TRO is an emergency measure, meant “to prevent immediate and irreparable harm to the
complaining party during the period necessary to conduct a hearing on a preliminary injunction.”
Hartman v. Acton, 613 F. Supp. 3d 1015, 1021 (S.D. Ohio 2020) (quoting Dow Chemical Co. v.
Blum, 469 F. Supp. 892, 901 (E.D. Mich. 1979)). Federal Rule of Civil Procedure 65(b) requires a
Court to examine on application for a TRO, whether “specific facts in an affidavit or a verified
complaint clearly show that immediate and irreparable injury, loss, or damage will result to the
movant.” Fed. R. Civ. P. 65(b)(1)(A). The Sixth Circuit has explained that courts may also consider
the traditional preliminary injunction factors: “(1) whether the movant has a strong likelihood of
success on the merits; (2) whether the movant would suffer irreparable injury without the injunction;
(3) whether issuance of the injunction would cause substantial harm to others; and (4) whether the
public interest would be served by issuance of the injunction.” City of Pontiac Retired Emps. Ass’n
v. Schimmel, 751 F.3d 427, 430 (6th Cir. 2014) (per curiam) (en banc).
To obtain temporary injunctive relief, it is of paramount importance that the party
establish immediacy and irreparability of injury. See Doe v. Univ. of Cincinnati, 2015 WL 5729328,
at *1 (S.D. Ohio Sept. 30, 2015) (noting that “standard for issuing a temporary restraining order is
logically the same as for a preliminary injunction with emphasis, however, on irreparable harm
given that the purpose of a temporary restraining order is to maintain the status quo”) (citing Motor
Vehicle Bd. of Calif. v. Fox, 434 U.S. 1345, 1347 n.2 (1977)). While a Court is permitted to consider
the other factors, immediacy and irreparability of harm are threshold considerations since “[a]
temporary restraining order is an extraordinary remedy whose purpose is to preserve the status quo.”
Marshall v. Ohio Univ., 2015 WL 1179955, at *4 (S.D. Ohio Mar. 13, 2015) (citing Procter &
Gamble Co. v. Bankers Trust Co., 78 F.3d 219, 226 (6th Cir.1996)). The “burden of proving that
the circumstances ‘clearly demand’ such an extraordinary remedy is a heavy one” since the party
seeking “the injunction must establish its case by clear and convincing evidence.’” Id. (citing
Overstreet v. Lexington-Fayette UrbanCnty. Gov’t, 305 F.3d 566, 573 (6th Cir.2002); Honeywell,
Inc. v. Brewer-Garrett Co., 145 F.3d 1331 (6th Cir.1998)).
Plaintiff’s Complaint requested a temporary restraining order pursuant to Fed. R. Civ. P.
65(b)(1) and preliminary injunctive relief pursuant to 28 U.S.C. § 2283 and § 2284 to “prevent
further retaliation and Constitutional violations.” (ECF No. 1 at 5). Section 2283, also known as the
Anti-Injunction Act, limits injunctive relief by preventing courts from granting an injunction unless
“expressly authorized by Act of Congress, or where necessary in aid of its jurisdiction, or to protect
or effectuate its judgments.” 28 U.S.C. § 2283. Section 2284 provides that “[a] district court of three
judges shall be convened when otherwise required by Act of Congress, or when an action is filed
challenging the constitutionality of the apportionment of congressional districts or the
apportionment of any statewide legislative body.” 42 U.S.C. § 2284. Neither statute is relevant to
Plaintiff’s claims. Additionally, Plaintiff does not offer any indication as to the form of injunctive
relief that he requests, nor has he filed a separate motion requesting the injunctive relief.
Based upon the Complaint, the Magistrate Judge recommended declining to grant injunctive
relief for several reasons. First, there was no notice to the Defendants, as is required in order to grant
a preliminary injunction under Rule 65(a)(1). Second, an ex parte temporary restraining order is
only available if specific facts show that immediate and irreparable harm will follow without the
temporary restraining order. Fed. R. Civ. P. 65(b)(1). The Magistrate Judge found no such facts,
reasoning that the alleged retaliation had already happened, so there was no immediate and
irreparable harm. Additionally, the Magistrate Judge could not determine “what Alford want[ed] the
Court to order the Individual Defendants to do or not do.” (ECF No. 5 at 21). Lastly, the Magistrate
Judge determined that Plaintiff did not have a strong likelihood of success on the merits because he
presented no evidence supporting his claim of First Amendment retaliation. (ECF No. 5 at 22).
Plaintiff does not object to the Magistrate Judge’s determination about preliminary
injunctive relief, but he does object to the recommendation to decline his request for a temporary
restraining order. In his objection, he asserts that:
[C]ontinued violations of Plaintiff’s constitutional rights by Defendants…have placed
Plaintiff in immediate threat of danger or death by continuing to deny Plaintiff’s release, due
to his health issues [ODRC’s [sic] refusal to treat for life-threatening illness [Hep-C,
neuropathy, nerve damage to his left arm and neck, possible prostate cancer prognosis] these
extraordinary circumstances warrant injunctive relief pursuant to Fed. R. Civ. P. 65(b)(1).
ECF No. 8 at 13.
Here, Plaintiff identifies a number of illnesses that ODRC has allegedly refused to treat as
evidence of the immediate threat of danger or death that Plaintiff faces. Thus, Plaintiff presents a
new harm to justify injunctive relief. The previous harm identified in his Complaint was “further
retaliation and Constitutional violations,” which the Magistrate Judge properly determined was
neither immediate nor irreparable (ECF No. 1 at 1; ECF No. 5 at 21–22). Like the previous harm,
this new harm is not shown through any specific facts—not the date of refusal, who refused, how
that refusal was communicated, etc. There is no evidence, just bare assertion.
Further, Plaintiff offers no reason for why a temporary restraining order should be granted
without notice to the Defendants. Without specific facts that “clearly show that immediate and
irreparable injury, loss, or damage will result to the movant” and an explanation as to why notice
should not be required, Plaintiff’s request does not satisfy the requirements for an ex parte temporary
restraining order. Fed. R. Civ. P. 65(b)(1).
First, Plaintiff is unlikely to succeed on the merits. This is addressed in the subsequent
section granting Defendants’ Motion for Summary Judgment. Second, Plaintiff has provided no
evidence that he will be irreparably harmed in the absence of injunctive relief; he offers no support
for his allegation that he was refused medical treatment. As for the harm of “further retaliation and
Constitutional violations,” (ECF No. 1 at 1), such alleged retaliation by the Parole Board would not
have occurred for the next 48 months anyway, given that Plaintiff’s parole hearing was continued
until then. Thus, there is no evidence of immediate and irreparable harm to Plaintiff. Third, this
Court cannot make any determination as to whether a temporary restraining order will harm others
because it is unclear what Plaintiff wants the order to do. Fourth, public interest does not support
granting a temporary restraining order request that fails to specify the form of injunctive relief
sought and fails to identify specific facts that show immediate and irreparable harm. Therefore,
balancing these four factors does not support granting Plaintiff’s request for a temporary restraining
order. Accordingly, Plaintiff’s objection to the Magistrate Judge’s recommendation to decline
granting a temporary restraining order is OVERRULED.
C. Defendants’ Motion for Summary Judgment
Summary judgment is granted when “there is no genuine dispute as to any material fact and
the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). When a party moves
for summary judgment, the evidence is viewed in the light most favorable to the nonmoving
party. Muhammad v. Close, 379 F.3d 413, 416 (6th Cir. 2004) (citing Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 251–52 (1986)). This Court must determine “whether the evidence presents a
sufficient disagreement to require submission to a jury or whether it is so one-sided that one party
must prevail as a matter of law.” Liberty Lobby, 477 U.S. at 251–52, 106 S. Ct. 2505. There is no
genuine issue for trial when the record as whole could not lead a rational trier of fact to find for the
nonmovant. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S. Ct. 1348,
89 L.Ed.2d 538 (1986).
The party opposing a properly supported motion for summary judgment “may not rest upon
the mere allegations or denials of his pleading but must set forth specific facts showing that there is
a genuine issue for trial.” First Nat'l Bank of Arizona v. Cities Serv. Co., 391 U.S. 253, 288, 88 S.
Ct. 1575, 20 L.Ed.2d 569 (1968). In other words, the nonmovant “is required to present some
significant probative evidence which makes it necessary to resolve the parties’ different versions of
the dispute at trial.” Sixty Ivy St. Corp. v. Alexander, 822 F.2d 1432, 1435 (6th Cir.
1987) (quoting First Nat'l Bank, 391 U.S. at 288-89, 88 S. Ct. 1575). A pro se litigant is not excused
from his duty on a summary judgment motion to support his factual assertions with admissible
evidence. Maston v. Montgomery Cnty. Jail Med. Staff Pers., 832 F. Supp. 2d 846, 849 (S.D. Ohio
2011) (citing Viergutz v. Lucent Techs., Inc., 375 Fed. Appx. 482, 485 (6th Cir. 2010)); see
also Johnson v. Stewart, No. 08–1521, 2010 U.S. App. LEXIS 27051, at *6–7, 2010 WL 8738105
(6th Cir. May 5, 2010) (holding “[t]he liberal treatment of pro se pleadings does not require lenient
treatment of substantive law, and the liberal standards that apply at the pleading stage do not apply
after a case has progressed to the summary judgment stage.”).
Plaintiff’s Complaint alleged that Defendants retaliated against Plaintiff “for exercising his
FIRST AMENDMENT right to seek redress of wrongs—civil litigation—with one or more
Defendants having knowledge and/or having involvement in a campaign or retaliatory acts which
resulted in actual injury.” (ECF No. 1 at 2). First Amendment retaliation occurs when a plaintiff has
“engaged in conduct protected by the Constitution or by statute, the defendant took an adverse action
against the plaintiff, and this adverse action was taken (at least in part) because of the protected
conduct.” Thaddeus-X v. Blatter, 175 F.3d 378, 386–87 (1999).
Defendants filed a Motion for Summary Judgment (ECF No. 15), conceding the first element
but claiming Plaintiff failed to prove the second and third elements. As for the second element,
Defendants argued that Plaintiff had not been deterred from litigating as evidenced by the present
case and several other lawsuits brought by Plaintiff since the 2022 hearing. (ECF No. 15 at 10–11).
As for the third element, Defendants argued that Plaintiff cannot prove that his litigation motivated
their continuance. (ECF No. 15 at 12). They stated that “[t]emporal proximity alone is insufficient
to meet the plaintiff’s burden” and that Defendants did not consider his litigation in their decision,
but rather they considered a number of factors in assessing his suitability for parole. (ECF No. 15 at
12–13). Last, Defendants stated that even if Plaintiff had met his burden, Defendants would have
taken the same action without Plaintiff’s litigation. Defendants cited the myriad factors they used to
assess Plaintiff’s suitability, as cited in the Ohio Parole Board Decision and Minutes, which they
include as an exhibit. (ECF No. 15 at 12–13, A-1).
Plaintiff responded by reiterating his complaints about events dating back to 2000,
summarizing the legal standard for First Amendment retaliation, and stating, “Plaintiff will not be
deterred, at 67 years of age and fighting for his right to Life, Liberty and Freedom, any other person
of normal firmness would be deterred.” (ECF No. 17 at 14–16). Defendants cited this quote in their
Reply as proof that Plaintiff was not deterred. (ECF No. 19 at 2). They reiterated that the Parole
Board would have taken the same action regardless of Plaintiff’s litigation. (ECF No. 19 at 3).
The Magistrate Judge determined that the first and second elements for First Amendment
retaliation had been met; Plaintiff’s civil litigation was protected conduct, and the denial of parole
was sufficiently egregious to deter an inmate of ordinary firmness from further engaging in protected
conduct. (ECF No. 29 at 13–14). The Magistrate Judge rejected Defendants’ focus on subjective
deterrence and reasoned that what matters is whether an ordinary inmate would be deterred. (ECF
No. 13–14). The Magistrate Judge did not find that the third element had been met. Accordingly,
the Magistrate Judge recommended granting Defendants’ Motion for Summary Judgment with
regards to Plaintiff’s First Amendment retaliation claim. (ECF No. 29 at 21).
Plaintiff’s objection contains several allegations unrelated to the summary judgment issue.
First, Plaintiff claims that Defendant Widmer “never made a determination of the constitutional
violations committed from 2000 to date pursuant to relevant due process protections of Plaintiff
during the time he was taken into custody as a technical parole violator on June 22nd, 2000.” (ECF
No. 35 at 8–9). Plaintiff offers no support to explain which rule or regulation required Defendant
Widmer to take such action. This falls into the category of Plaintiff’s due process claims, alleging
that Defendants violated state law, which as established earlier, cannot support a Section 1983 claim.
Second, Plaintiff asserts that “Plaintiff’s cause of action did not begin to run under relevant
statute until July 29th, 2022 the last violation which took place [sic]. The continuing-violation
doctrine, an exception to the ordinary rule regarding the commencement of a statute of limitations,
allows for tolling based on continuing unlawful acts.” (ECF No. 35 at 10). Further, “Had the
defendants corrected the due process violations in causing revocation of Plaintiff’s parole ten and
one/half years after the arrest and ‘detainer’ placed by OAPA on June 22nd, 2000, Plaintiff would
not have continued to suffer from these due process protections….” (ECF No. 35 at 11). Here,
Plaintiff is objecting to the Magistrate Judge’s dismissal of his due process violation claim and
alleging that his claims against non-defendants stemming from 2000 are still viable under the
continuing violation doctrine. This objection is untimely. Likewise, Plaintiff’s objection was also
untimely when he stated, “it was an abuse of discretion for the magistrate to rule that Plaintiff’s
complaints regarding conditions of confinement and parole hearings pre-dating the July 29th, 2022
hearing were barred by the two-year statute of limitations.” (ECF No. 35 at 12–13). As such, this
Court will not consider these objections.
The objections that pertain to the matter of summary judgment are that the factual differences
between Plaintiff’s version of events and Defendant Widmer’s version of events constitute a genuine
issue of material fact, and the temporal proximity between Defendants’ alleged comments and
questions about Plaintiff’s litigating activity and their decision satisfies the third element of
retaliation. (ECF No. 35 at 9, 16–17). In their Response, Defendants state that Plaintiff did not raise
a genuine issue of material fact as to the third element because “temporal proximity is insufficient
alone to meet the plaintiff’s burden….” (ECF No. 36 at 11, 12).
This Court agrees with the Magistrate Judge that there are no genuine issues of material fact
and that Plaintiff failed to meet his burden to prove First Amendment retaliation. While Plaintiff is
correct that there are discrepancies between Defendant Widmer’s version of events and Plaintiff’s,
these discrepancies are not material. Looking at the facts in the light most favorable to Plaintiff, and
assuming the 2022 Parole hearing did happen as described in Plaintiff’s Complaint, Plaintiff’s First
Amendment retaliation claim still fails because Plaintiff cannot prove the third element of First
Amendment retaliation. In other words, even if the Parole Board discussed Plaintiff’s litigious
activity with him as Plaintiff alleges, this still does not prove that their continuance was motivated
by it in the absence of other evidence. Smith v. Campbell, 250 F.3d 1032, 1038 (2001) (holding that
temporal proximity was not sufficient to meet the plaintiff’s burden of showing that the protected
conduct was a substantial or motivating factor for the adverse action); Coleman v. Bowerman, 474
F. App’x 435, 437 (6th Cir. 2012) (“In theory, temporal proximity between the protected conduct
and the adverse action, standing alone, may be significant enough to create an inference of
retaliatory motive. However, when other evidence of retaliatory motive is lacking, we have been
reluctant to hold that temporal proximity is sufficient to establish causation.” (citation omitted)).
Plaintiff offers no additional evidence. As such, Plaintiff’s reliance on temporal proximity
alone is insufficient to prove the third element. In fact, the temporal proximity does not even create
an inference of retaliatory motive because the rest of Plaintiff’s description of events demonstrates
the myriad other factors that the Defendants considered when making their decision. Plaintiff
acknowledges in his Complaint that he discussed the following with the Board: a previous
disciplinary incident which resulted in an increase in his security level; his release plans; his plans
for employment; his original offence; and his subsequent offense. (ECF No. 1 at 3). This aligns with
the requirement that the Parole Board must consider relevant factors such as criminal history,
disciplinary history, employment history and occupational skills, education and training, family
situation and support system, etc. Ohio Admin. Code 5120:1-1-07 (B)(1)-(16). By checking box 3A
on the Ohio Parole Board Decision and Minutes (ECF No. 15 at A-1), Defendants confirmed that
they considered these factors. (ECF No. 15 at A-1) Additionally, they checked the following boxes
as rationale for their decision:
There is substantial reason to believe that as the unique factors of the offense of conviction
significantly outweigh the inmates rehabilitative efforts, the release of the inmate into society
would create undue risk to public safety and/or would not further the interest of justice nor
be consistent with the welfare and security of society.
There is substantial reason to believe that due to serious infractions of division level 5120:9-
06 of the Administrative Code, the release of the inmate would not act as a deterrent to the
inmate or to other institutionalized inmates from violating institutional rules.
ECF No. 15 at A-1.
Lastly, Defendants wrote:
Offender has been back for eleven and half years after returning from federal incarceration
for bank robbery that occurred while on parole. The offender lacks cognitive programming
to address his risk factors and thinking errors; and has continued institutional conduct since
his last hearing. After considering relevant factors, the Board does not consider the inmate
suitable for release at this time.
ECF No. 15 at A-1.
This evidence demonstrates the Board’s myriad reasons for their decision, none of which
relates to Plaintiff's litigious activity. For this reason, Plaintiffs objection that Defendants “cannot
show they would have taken the same action in the absence of the protected activity,” fails (ECF
No. 35 at 13). Plaintiff's objection is OVERRULED.
IV. CONCLUSION
Accordingly, Plaintiff's Objections (ECF Nos. 8 & 27) are OVERRULED. This Court
ADOPTS the Magistrate Judge’s R&Rs (ECF No. 5 & 29), and Defendants’ Motion for Summary
Judgment (ECF No. 15) is GRANTED. Plaintiff’s Objections (ECF No. 27) to the Magistrate Order
(ECF No. 26) are DENIED as Moot.
Plaintiff’s claims are DISMISSED, and his case is CLOSED.
IT IS SO ORDERED.
—_— ;
Ke L. eM
UNITED STATES DISTRICT JUDGE
DATED: September 25, 2025
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