vague and conclusory affidavits are insufficient to stave off a summary judgment motion
How later courts described this case
- vague and conclusory affidavits are insufficient to stave off a summary judgment motion
- absent any underlying use of excessive force, there can be no bystander liability
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NORTH CAROLINA
ASHEVILLE DIVISION
1:23-cv-295-MOC
CEDRIC MCILWAIN, )
)
Plaintiff, )
) MEMORANDUM OF
vs. ) DECISION AND ORDER
)
NICHOLAS HENSLEY, et al., )
)
Defendants. )
___________________________________ )
THIS MATTER is before the Court on Defendants’ Motion for Summary Judgment [Doc.
63].
I. BACKGROUND
The incarcerated Plaintiff, proceeding pro se, filed this action pursuant to 42 U.S.C. § 1983
addressing incidents that allegedly occurred at the Avery-Mitchell Correctional Institution.1 The
unverified Complaint passed initial review against Defendants Nicholas Hensley, Ashley
Robertson, and Tyler Silver for the use of excessive force.2 [Doc. 1: Complaint; Doc. 10: Order
on Initial Review]. The Plaintiff seeks damages and a jury trial.
The Defendants have now filed a Motion for Summary Judgment. [Doc. 63: MSJ]. The
Court notified the Plaintiff of the opportunity to respond to Defendants’ Motions and to present
evidence in opposition pursuant to Fed. R. Civ. P. 56. [Doc. 70: Roseboro3 Order]. The Plaintiff
filed a Response and materials including an Affidavit opposing summary judgment. [See Doc. 72:
1 The Plaintiff’s address of record is at the Alexander Correctional Institution.
2 The Plaintiff’s Complaint is unverified, and cannot be considered on summary judgment as a forecast of evidence.
3 Roseboro v. Garrison, 528 F.2d 309 (4th Cir. 1975).
MSJ Resp.; Doc. 73: Plaintiff’s Affid.]. The Defendants have not replied and the time to do so has
expired. [See July 7, 2025 Text-Only Order]. Having been fully briefed, this matter is ripe for
disposition.
II. STANDARD OF REVIEW
Summary judgment shall be granted “if the movant shows that there is no genuine dispute
as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.
56(a). A factual dispute is genuine “if the evidence is such that a reasonable jury could return a
verdict for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A
fact is material only if it might affect the outcome of the suit under governing law. Id.
The movant has the “initial responsibility of informing the district court of the basis for its
motion, and identifying those portions of the pleadings, depositions, answers to interrogatories,
and admissions on file, together with the affidavits, if any, which it believes demonstrate the
absence of a genuine issue of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)
(internal citations omitted).
Once this initial burden is met, the burden shifts to the nonmoving party. The nonmoving
party “must set forth specific facts showing that there is a genuine issue for trial.” Id. at 322 n.3.
The nonmoving party may not rely upon mere allegations or denials of allegations in his pleadings
to defeat a motion for summary judgment. Id. at 324. Rather, the nonmoving party must oppose
a proper summary judgment motion with citation to “depositions, documents, electronically stored
information, affidavits or declarations, stipulations …, admissions, interrogatory answers, or other
materials” in the record. See id.; Fed. R. Civ. P. 56(c)(1)(a). Namely, the nonmoving party must
present sufficient evidence from which “a reasonable jury could return a verdict for the nonmoving
party.” Anderson, 477 U.S. at 248. To that end, only evidence admissible at trial may be
considered by the Court on summary judgment. Kennedy v. Joy Technologies, Inc., 269 F. App’x
302, 308 (4th Cir. 2008) (citation omitted).
When ruling on a summary judgment motion, a court must view the evidence and any
inferences from the evidence in the light most favorable to the nonmoving party. Anderson, 477
U.S. at 255. Facts, however, “must be viewed in the light most favorable to the nonmoving party
only if there is a ‘genuine’ dispute as to those facts.” Scott v. Harris, 550 U.S. 372, 380 (2007).
As the Supreme Court has emphasized,
“[w]hen the moving party has carried its burden under Rule 56(c),
the opponent must do more than simply show there is some
metaphysical doubt as to the material facts …. Where the record
taken as a whole could not lead a rational trier of fact to find for the
nonmoving party, there is no ‘genuine issue for trial.’” Matsushita
Elec. Industrial Co. v. Zenith Radio Corp., 475 U.S. 574, 586-87,
106 S. Ct. 1348 (1986) (footnote omitted). “[T]he mere existence
of some alleged factual dispute between the parties will not defeat
an otherwise properly supported motion for summary judgment; the
requirement is that there be no genuine issue of material fact.”
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-28, 106 S. Ct.
2505 (1986). When opposing parties tell two different stories, one
of which is blatantly contradicted by the record, so that no
reasonable jury could believe it, a court should not adopt that version
of the facts for purposes of ruling on a motion for summary
judgment.
Scott, 550 U.S. at 380.
III. FACTUAL BACKGROUND
The relevant forecast of evidence viewed in the light most favorable to the Plaintiff shows
the following.
Officer Nicholas Hensley was conducting routine locker searches on April 14, 2023. [Doc.
66-8: Hensley Decl. at ¶ 2]. Hensley arrived at Plaintiff’s bunk at around 6:00 PM. [Doc. 66-8:
Hensley Decl. at ¶ 3]. Hensley asked to search the Plaintiff’s locker and the Plaintiff refused. [Doc.
66-8: Hensley Decl. at ¶ 3]. Plaintiff started putting on his shoes. [Doc. 73: Plaintiff’s Affid. at 1].
Hensley called for backup after giving the Plaintiff several orders and telling him that he needed
to comply. [Doc. 66-8: Hensley Decl. at ¶ 3].
Sergeant Tyler Silver and Officer Ashley Robertson responded to the Plaintiff’s cell. [Doc.
66-9: Silver Decl. at ¶ 3]. Silver directed the Plaintiff to submit to a locker search at least three
times. [Doc. 66-9: Silver Decl. at ¶¶ 3-4]. The Plaintiff refused to comply and cursed at officers.
[Id.; Doc. 66-8: Hensley Decl. at ¶ 4]. Plaintiff locked his locker and he began going through a
white shipping bag; officers later found drugs in the Plaintiff’s locker and a homemade knife in
his shipping bag. [Doc. 66-8: Hensley Decl. at ¶ 4; Doc. 66-9: Silver Decl. at ¶¶ 4, 10]. Officer
Hensley and Sergeant Silver applied a short burst of pepper spray to Plaintiff’s face,4 and Hensley
restrained him. [Doc. 66-9: Silver Decl. at ¶ 4].
Officers Robertson and Hensley began escorting Plaintiff out of the housing block for
transport to restrictive housing. [Doc. 66-8: Hensley Decl. at ¶ 4]. Robertson and Hensley brought
the Plaintiff to a hallway leading to the unit exit where they allowed Plaintiff to lean against a wall.
[Doc. 66-8: Hensley Decl. at ¶ 5]. Meanwhile, Sergeant Silver returned to his office to call for
additional officers to assist in escorting the Plaintiff to restrictive housing. [Doc. 66-9: Silver Decl.
at ¶¶ 4-5]. Silver then returned to the hallway where Robertson and Hensley had taken Plaintiff.
[Doc. 66-9: Silver Decl. at ¶ 5].
Plaintiff was then directed to proceed through the exit but the Plaintiff did not immediately
comply; he eventually started walking while using profanity. [Doc. 66-8: Hensley Decl. at ¶ 5].
When they reached the exit door, the Plaintiff turned back towards Roberston and Hensley and
4 The Court need not accept Plaintiff’s conclusory statement that he was pepper sprayed “for no reason.” [Doc. 73:
Plaintiff’s Affid. at 1]; see Brown v. Flowers, 196 Fed. Appx. 178, 182 (4th Cir. 2006) (vague and conclusory affidavits
are insufficient to stave off a summary judgment motion).
began spitting at them.5 [Doc. 66-8: Hensley Decl. at ¶ 5; Doc. 66-9: Silver Decl. at ¶ 6]. Silver,
Hensley, and Robertson used “minimal” force to get Plaintiff through the door. [Doc. 66-8:
Hensley Decl. at ¶ 5; Doc. 66-9: Silver Decl. at ¶ 6].
Once outside the exit, the Plaintiff continued to disobey and pull away despite officer
demands to stop resisting. [Doc. 66-8: Hensley Decl. at ¶ 6]. Plaintiff leaned his body forward,
increased his speed, and tried to break away from the officers’ grasp. [Doc. 66-8: Hensley Decl. at
¶ 6; Doc. 66-9: Silver Decl. at ¶ 7]. The officers brought the Plaintiff safely to the ground to regain
control.6 [Doc. 66-8: Hensley Decl. at ¶ 6; Doc. 66-9: Silver Decl. at ¶ 7]. Officers then brought
the Plaintiff to his feet and proceeded to restrictive housing without further incident. [Doc. 66-8:
Hensley Decl. at ¶ 6; Doc. 66-9: Silver Decl. at ¶ 7]. Silver and Hensley had neither ill will towards
Plaintiff nor any desire to harm him. [Doc. 66-8: Hensley Decl. at ¶ 6; Doc. 66-9: Silver Decl. at
¶ 11].
A nurse conducted a restrictive housing screening of Plaintiff approximately three hours
after the use of force incident. [See Doc. 68-2: MSJ Ex 4B (April 14, 2023 21:32 Clinical
Encounter)]. The Plaintiff stated that he hurt his neck and back, and that he thought he had broken
bones in his face from an altercation with custody. [Id.; Doc. 73: Plaintiff’s Affid. at 1 (stating that
he suffered loss of hearing in right ear, physical pain, bruises on his head, and emotional distress)].
Upon examination, the Plaintiff did not appear to be in pain or distress, and he had no visible
injuries other than a red mark on the front side of his scalp. [Id.]. Palpations of the Plaintiff’s back,
neck, and face elicited no pain response, there was no visible bruising, and no impairment of the
5 The Plaintiff’s verified statement that, while being escorted outside in front of Avery Unit, “they used [Plaintiff’s]
head to shield the doors banging [his] head against all the doors” will be addressed in the discussion section, infra.
[Doc. 73: Plaintiff’s Affid. at 1]; see Scott, 550 U.S. at 380.
6 The Plaintiff’s verified statement that Silver “threw [him] to the ground” at which point Robertson, Silver, and
Hensley “severely punched [him] with closed fists,” will be addressed in the discussion section, infra. [Doc. 73:
Plaintiff’s Affid. at 1]; see Scott, 550 U.S. at 380.
Plaintiff’s movement. [Id.]. The Plaintiff was referred to mental health and he was instructed to
follow up with sick call as needed. [Id.].
The Plaintiff pleaded guilty to disciplinary infractions for substance possession, weapon
possession, and using profane language. [See Doc. 67-2: MSJ Ex 1E (Disciplinary Infraction
Report)].
The Plaintiff was transferred to the Marion Correctional Institution where he received
medical and mental health screening on May 2, 2023. [Doc. 68-3: MSJ Ex 4C (May 2, 2023 Health
Screen, Clinical Encounter)]. The Plaintiff appeared well and expressed no complaints other than
questioning why he was being placed in “seg.” [Id. at 7]. On May 31, 2023, the Plaintiff was seen
on a sick call for bad headaches but he refused to be seen, stating that he did not need medical
attention at that time. [Doc. 68-4: MSJ Ex 4D (May 31, 2023 Clinical Encounter)]. The Plaintiff
was seen again on June 9, 2023 for ear pain and headaches. [Doc. 68-5: MSJ Ex 4E (June 9, 2023
Clinical Encounter)]. Tenderness around Plaintiff’s ear and impacted ear wax were noted; Plaintiff
was provided with ear drops and ibuprofen, and he was instructed to use sick call for follow-up if
needed. [Id.]. The Plaintiff was seen again on sick call on June 15, 2023, at which time he stated:
I got into an incident two months ago and I have had hard time hearing. I got
assaulted at Avery Mitchell on April 14th and hit by an officer. I was having
headaches but they are gone now. Now I just have a hard time hearing on that right
side. They gave me some ear wax drops but they aren’t helping, I can’t hear good.
[Doc. 68-6: MSJ Ex 4F (June 15, 2023 Clinical Encounter)]. Ear wax made it impossible to
examine Plaintiff’s tympanic membrane, so the Plaintiff was provided with pain medication and
he was scheduled for ear irrigation. [Id.; Doc. 68-7: MSJ Ex 4G (June 20, 2023 Clinical Encounter
by Dr. Keven Chung)]. The Plaintiff’s ears were irrigated on June 23, 2023 after which his
examination was normal. [Doc. 68-8: MSJ Ex 4H (June 23, 2023 Clinical Encounter)].
Video footage from April 14, 2022 shows that the following events transpired in the prison
hallway:7
6:18:06 Officers Hensley and Robertson escort Plaintiff, whose hands are
cuffed behind his back, into the hallway without Plaintiff contacting
the door.
6:18:15 The officers stop in the hallway and Plaintiff rests his head on the
wall, near a second door.
6:21:53 Hensley and Robertson begin escorting Plaintiff towards the exit
door as a third officer enters the hallway.
6:22:02 The escort pauses at a third door, leading outside, in shadow. The
door then opens and the escort proceeds outdoors.
6:22:07 The Plaintiff moves to the right and officers place the Plaintiff on
the ground as additional officers arrive.
6:22:40 The Plaintiff is brought to his feet and the escort continues.
[Doc. 66-4: MSJ Ex 4 (manually filed video exhibit)].
IV. DISCUSSION
A. Excessive Force
The Eighth Amendment prohibits the infliction of “cruel and unusual punishments,” U.S.
CONST. amend. VIII, and protects prisoners from the “unnecessary and wanton infliction of pain.”
Whitley v. Albers, 475 U.S. 312, 319 (1986). To establish an Eighth Amendment claim, an inmate
must satisfy both an objective component–that the harm inflicted was sufficiently serious–and a
subjective component–that the prison official acted with a sufficiently culpable state of mind.
Williams v. Benjamin, 77 F.3d 756, 761 (4th Cir. 1996). In adjudicating an excessive force claim,
the Court must consider such factors as the need for the use of force, the relationship between that
need and the amount of force used, the extent of the injury inflicted, and, ultimately, whether the
7 The video footage depicts an overhead view of the hallway including a door leading from the housing unit, a second
door on the opposite side of the hall, and a third door leading outside. Some of the incidents transpiring outside the
hallway are visible through windows in the walls and doors.
force was “applied in a good faith effort to maintain or restore discipline, or maliciously and
sadistically for the very purpose of causing harm.” Whitley, 475 U.S. at 320-21. Furthermore, the
Supreme Court has made clear that “[a]n inmate who is gratuitously beaten by guards does not
lose his ability to pursue an excessive force claim merely because he has the good fortune to escape
without serious injury.” Wilkins v. Gaddy, 559 U.S. 34, 38 (2010).
Moreover, “[c]orrectional officers do not have to be under physical attack to justify the use
of force; they can also use appropriate force ‘to preserve internal order by compelling compliance
with prison rules and procedures.’” Shiheed v. Harding, 802 Fed. App’x 765, 767 (4th Cir. 2020)
(quoting Brooks v. Johnson, 924 F.3d 104, 112 (4th Cir. 2019)). Officers are owed “wide-ranging
deference in their determinations that force is required to induce compliance with policies
important to institutional security.’” Id. (quoting Brooks, 924 F.3d at 112).
The Fourth Circuit recognizes a cause of action for bystander liability “premised on a law
officer’s duty to uphold the law and protect the public from illegal acts, regardless of who commits
them.” Stevenson v. City of Seat Pleasant, Md., 743 F.3d 411, 416-17 (4th Cir. 2014) (quoting
Randall v. Prince George’s Cnty., 302 F.3d 188, 203 (4th Cir. 2002)). A “bystander officer” can
be liable for his or her nonfeasance if he or she: “(1) knows that a fellow officer is violating an
individual's constitutional rights; (2) has a reasonable opportunity to prevent the harm; and (3)
chooses not to act.” Randall, 302 F.3d at 204.
The forecast of evidence demonstrates that the Plaintiff refused to comply with repeatedly
orders to submit to a locker search and that Defendants Hensley and Silver applied a brief burst of
pepper spray to Plaintiff’s face to gain control of him and to restore order, without any ill will or
intent to harm him. [See Doc. 66-8: Hensley Decl. at ¶ 6; Doc. 66-9: Silver Decl. at ¶ 11]. The
Plaintiff’s subjective belief that the use of pepper spray was unjustified fails to demonstrate the
existence of a genuine dispute of material fact that this use of force was excessive. See Shiheed,
802 Fed. App’x at 767; see also Jackson v. Sampson, 536 F. App’x 356, 357 (4th Cir. 2013)
(unpublished) (holding that “prison officials’ failure to follow internal prison policies are not
actionable under § 1983 unless the alleged breach of policy rises to the level of constitutional
violation”).
The forecast of evidence further demonstrates that the Plaintiff was escorted into a hallway
without his head contacting two doors he passed, and that he was then escorted outside where he
was brought to the ground to regain control over him after he began resisting and spitting on
officers. [Doc. 66-4: MSJ Ex 4; Doc. 66-8: Hensley Decl. at ¶ 6; Doc. 66-9: Silver Decl. at ¶ 7].
The view of Plaintiff exiting the third door, leading outside, is shadowed such that it is impossible
to determine whether the Plaintiff’s head contacted that door. However, the remainder of the video
renders his allegation that the Defendants “bang[ed] his head against all the doors” so blatantly
contradicted by the video that no reasonable jury could believe it. [Doc. 73: Plaintiff’s Affid. at 1]
(emphasis added); see Scott, 550 U.S. at 380. The video also conclusively refutes the Plaintiff’s
contention that the Defendants “threw” him to the ground then “severely punched [him] with
closed fists” while he lay defenseless in restraints such that no reasonably jury could believe it.
Id.; id. Moreover, the Plaintiff’s undisputed medical records reflect that he had no physical injury
following the incident except for a red mark on his scalp, and that the pain and hearing problems
that he subsequently experienced were attributable to impacted earwax. [See Doc. 68-2: MSJ Ex
4B; Doc. 68-7: MSJ Ex 4G]. The Plaintiff has, therefore, failed to demonstrate the existence of a
genuine dispute of material fact that the Defendants used excessive force.
The Plaintiff further alleges that the Defendants failed to protect him from assault. [Doc.
1 at 3]. However, there is no forecast of evidence that any Defendant used more force than was
reasonably warranted by the Plaintiff’s resistant and aggressive behavior as discussed supra, or
that any Defendant failed to prevent other officers from violating the Plaintiff’s rights in this
regard. See Hinkle v. City of Clarksburg, W. Va., 81 F.3d 416, 420 (4th Cir. 1996) (absent any
underlying use of excessive force, there can be no bystander liability).
The Defendants’ Motion for Summary Judgment for violating the Plaintiff’s Eighth
Amendment rights will, therefore, be granted.
B. Qualified Immunity
“Qualified immunity protects officers who commit constitutional violations but who, in
light of clearly established law, could reasonably believe that their actions were lawful.” Henry v.
Purnell, 652 F.3d 524, 531 (4th Cir. 2011) (en banc). “To determine whether an officer is entitled
to qualified immunity, the court must examine (1) whether the plaintiff has demonstrated that the
officer violated a constitutional right and (2) whether that right was clearly established at the time
of the alleged violation.” E.W. ex rel. T.W. v. Dolgos, 884 F.3d 172, 178 (4th Cir. 2018) (internal
quotation marks omitted). The doctrine of qualified immunity “gives government officials
breathing room to make reasonable but mistaken judgments and protects all but the plainly
incompetent or those who knowingly violate the law.” Smith v. Ray, 781 F.3d 95, 100 (4th Cir.
2015) (internal quotation marks omitted).
As discussed supra, the Plaintiff has not presented a forecast of evidence that any
Defendant violated his constitutional rights. As such, summary judgment for the Defendants would
also be proper on this ground.
IV. CONCLUSION
For the reasons stated herein, the Defendants’ Motion for Summary Judgment is granted
and this action is dismissed with prejudice.
ORDER
IT IS, THEREFORE, ORDERED that the Defendants’ Motion for Summary Judgment
[Doc. 63] is GRANTED and this action is DISMISSED WITH PREJUDICE.
The Clerk is respectfully instructed to enter a Clerk’s Judgment in favor of the Defendants,
and close this case.
IT IS SO ORDERED.
Signed: July 22, 2025
agen
Max O. Cogburn i &
United States District Judge ttget
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