J. Tashima, concurring in part, dissenting in part
How later courts described this case
- J. Tashima, concurring in part, dissenting in part
- “[D]ecisions regarding the equipment to be kept at the various stations, and the EMT training level of the persons stationed there, are fully protected by the discretionary function exception to the FTCA.”
- “[A]ny claim based upon [the defendant]’s failure to properly manage or supervise their employees is barred by the discretionary function exception.”
- “[A]n agency retains discretion whether to act where no statute or agency policy dictates the precise manner in which the agency is to complete the challenged task.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
DIANE ELAINE SCOTT, Personal Case No. 3:23-cv-00423-SB
Representative of the Estate of Kyle Batt,
OPINION AND ORDER
Plaintiff,
v.
UNITED STATES OF AMERICA et al.,
Defendants.
BECKERMAN, U.S. Magistrate Judge.
Diane Elaine Scott (“Scott”), in her capacity as the personal representative of the estate of
Kyle Batt (“Batt”), alleges a statutory wrongful death claim against the United States. The Court
has jurisdiction over Scott’s claim pursuant to the Federal Tort Claims Act, 28 U.S.C. § 1346(b)
(“FTCA”) and 28 U.S.C. § 1331, and all parties have consented to the jurisdiction of a magistrate
judge under 28 U.S.C. § 636.
Now before the Court is the United States’ motion to dismiss for lack of subject matter
jurisdiction or, alternatively, for partial summary judgment relating to specific subclaims of
Scott’s wrongful death claim. For the reasons that follow, the Court grants the United States’
motion.
BACKGROUND
This case arises out of Batt’s death in March 2021 while in the custody of the Federal
Bureau of Prisons (“BOP”). Scott alleges that Batt, an individual incarcerated at Federal
Correctional Institution Sheridan (“Sheridan”) during the relevant time period, suffered from a
seizure disorder and that Batt did not receive his anti-seizure medication for several days leading
up to his death, despite his numerous requests to the Sheridan pharmacy and other Sheridan
officials. (Fifth Am. Compl. (“FAC”) ¶ 8, ECF No. 62.) Scott alleges that Sheridan officials’
“negligence, negligence per se, gross negligence, and deliberate indifference” were “the direct
and proximate cause of Kyle Batt’s brain seizure, heart failure, and death[.]” (Id. ¶ 20.) Scott
alleges wrongful acts and omissions by Sheridan officials including insufficient medical staffing
and training and other inadequate medical care. (Id.)
DISCUSSION
I. LEGAL STANDARDS
A. Rule 12(b)(1)
“Under Rule 12(b)(1), a defendant may challenge the plaintiff’s jurisdictional allegations
in one of two ways.” Leite v. Crane Co., 749 F.3d 1117, 1121 (9th Cir. 2014); see also Dalfio v.
Orlansky-Wax, LLC, No. 21-56339, 2022 WL 3083323, at *1 (9th Cir. Aug. 3, 2022) (“To
contest a plaintiff’s showing of subject matter jurisdiction, a defendant may file two types of
Rule 12(b)(1) motions[.]”). Specifically, a defendant’s “Rule 12(b)(1) jurisdictional [challenges]
can be either facial or factual.” San Diego Cnty. Credit Union v. Citizens Equity First Credit
Union, 65 F.4th 1012, 1028 (9th Cir. 2023) (quoting White v. Lee, 227 F.3d 1214, 1242 (9th Cir.
2000)).
The Ninth Circuit has “distinguish[ed] between ‘facial’ and ‘factual’ challenges to
jurisdictional allegations in a complaint[,]” Jones v. L.A. Cent. Plaza LLC, 74 F.4th 1053, 1056
n.1 (9th Cir. 2023) (quoting Leite, 749 F.3d at 1121), explaining that a facial challenge “accepts
the truth of the plaintiff’s allegations but asserts that they are insufficient on their face to invoke
federal jurisdiction.” Bowen v. Energizer Holdings, Inc., 118 F.4th 1134, 1142 n.6 (9th Cir.
2024) (quoting Leite, 749 F.3d at 1121). Where, as here, the defendant asserts a facial challenge
to jurisdiction, a district court evaluates that challenge under the “familiar Rule 12(b)(6)
standard.” Id. at 1143 n.7 (citing Leite, 749 F.3d at 1121); (see also Def.’s Mot. Dismiss Lack
Jurisdiction (“Def.’s Mot.”) at 3, ECF No. 112, “Defendant believes that the Court is empowered
to dismiss the challenged allegations raised herein on a motion to dismiss standard under Rule
12(b)(1), by incorporating by reference the publications referenced in [Scott]’s FAC.”)
B. Rule 56
Summary judgment is proper if “there is no genuine dispute as to any material fact and
the movant is entitled to judgment as a matter of law.” FED. R. CIV. P. 56(a). At the summary
judgment stage, the court views the facts in the light most favorable to the non-moving party, and
draws all reasonable inferences in favor of that party. See Porter v. Cal. Dep’t of Corr., 419 F.3d
885, 891 (9th Cir. 2005). The court does not assess the credibility of witnesses, weigh evidence,
or determine the truth of matters in dispute. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242,
255 (1986). “Where the record taken as a whole could not lead a rational trier of fact to find for
the non-moving party, there is no ‘genuine issue for trial.’” Matsushita Elec. Indus. Co. v. Zenith
Radio Corp., 475 U.S. 574, 587 (1986) (quoting First Nat’l Bank of Ariz. v. Cities Serv. Co., 391
U.S. 253, 289 (1968)).
II. ANALYSIS
The United States moves to dismiss for lack of subject matter jurisdiction or,
alternatively, for partial summary judgment relating to several of Scott’s subclaims based on
Sheridan officials’ allegedly wrongful acts and omissions, on the ground that the FTCA’s
discretionary function exception bars those claims. (See Def.’s Mot. at 3.) Specifically, the
United States identifies two groups of subclaims that the FTCA’s discretionary function
exception bars: (i) Scott’s subclaims relating to BOP staffing, housing, and resource allocation
decisions; and (ii) Scott’s subclaims relating to BOP decisions regarding whether and to what
extent its officers are trained in specific areas. (See id. at 8-9, 16.)
A. Applicable Law
“The FTCA waives the government’s sovereign immunity for tort claims arising out of
negligent conduct of government employees acting within the scope of employment.” Morales v.
United States, 895 F.3d 708, 713 (9th Cir. 2018) (citing 28 U.S.C. § 1346(b)(1)). This waiver
“allows the government to be sued ‘under circumstances where the United States, if a private
person, would be liable to the claimant in accordance with the law of the place where the act or
omission occurred.’” Id. (citation omitted). An exception to “this broad waiver of sovereign
immunity [is] called the discretionary function exception[.]” Id. The discretionary function
exception “provides immunity from suit for ‘[a]ny claim . . . based upon the exercise or
performance or the failure to exercise or perform a discretionary function or duty on the part of a
federal agency or an employee of the Government, whether or not the discretion involved [is]
abused.’” Id. (citation omitted).
The purpose of the discretionary function exception is “to prevent ‘judicial second
guessing of legislative and administrative decisions grounded in social, economic, and political
policy through the medium of an action in tort.’” Id. (quoting United States v. S.A. Empresa de
Viacao Aerea Rio Grandense (Varig Airlines), 467 U.S. 797, 814 (1984)). The United States
bears the burden of demonstrating that the discretionary function exception applies in a given
case. See id. (citing Prescott v. United States, 973 F.2d 696, 702 (9th Cir. 1992)).
///
The Supreme Court has established a two-step analysis for determining the applicability
of the discretionary function exception. See Berkovitz v. United States, 486 U.S. 531, 536 (1988).
The court must “determine first whether the act is ‘discretionary in nature,’ which necessarily
involves an ‘element of judgment or choice.’” Morales, 895 F.3d at 713 (quoting United States v.
Gaubert, 499 U.S. 315, 322 (1991)). This “‘judgment or choice’ requirement is not met where a
‘federal statute, regulation, or policy specifically prescribes a course of action for an employee to
follow.’” Id. (quoting Berkovitz, 486 U.S. at 536). “If there is such a statute or policy directing
mandatory and specific action, the inquiry comes to an end because there can be no element of
discretion when an employee has no rightful option but to adhere to the directive.” Id. (quoting
Terbush v. United States, 516 F.3d 1125, 1129 (9th Cir. 2008)).
“If discretion is involved, then [the court must] consider whether the discretion ‘is of the
kind that the discretionary function exception was designed to shield’—namely, ‘only
governmental actions and decisions based on considerations of public policy.’” Id. (quoting
Berkovitz, 486 U.S. at 536-37). The phrase “public policy” has “been understood to mean
considerations ‘grounded in social, economic, and political policy.’” Id. (quoting Varig Airlines,
467 U.S. at 814). “The focus is on whether the actions are ‘susceptible to a policy analysis,’ not
whether the government actually took such public policy [judgments] into consideration when
making the decision.” Id. (quoting Miller v. United States, 163 F.3d 591, 593 (9th Cir. 1998)).
B. Analysis
1. Staffing, Housing, and Resource Allocation
In the fourth subclaim, Scott alleges that the United States is liable for Batt’s death based
on BOP’s “[f]ailure to have medical staff on overnight duty[.]” (FAC ¶ 20(4).) In the sixteenth
subclaim, Scott alleges that the United States is liable for Batt’s death based on BOP’s “fail[ure]
to send enough aid to Kyle Batt thus causing his cellmate to help carry Kyle Batt’s stretcher
down the stairs to the waiting ambulance.” (Id. ¶ 20(16).)
The United States moves to dismiss Scott’s fourth and sixteenth subclaims on the
grounds that “staffing and allocation of resources within BOP facilities is a discretionary
judgment or choice left to the federal agency” and “BOP is not required to house every inmate
with seizure disorders in prisons containing 24/7 medical care, nor would it be feasible to do so.”
(Def.’s Mot. at 9.)
a. Staffing
1) Discretionary Act
With respect to the federal statute, regulation, or policy relating to the alleged “[f]ailure
to have medical staff on duty[,]” Scott responds that she “is relying upon the BOP patient care
policies outlined in the complaint[.]” (Pl.’s Resp. Def.’s Mot. Dismiss (“Pl.’s Resp.”) at 13, ECF
No. 121.) Specifically, Scott argues that the Program Statement requires “each institution to have
‘. . . an Institutional Supplement for providing [twenty-four] hour medical, dental and mental
health care” and “a plan for emergency treatment in the absence of [twenty-four] hour on-site
medical coverage[.]” (Id. at 6, quoting BUREAU OF PRISONS, Program Statement 6031.04—
Patient Care (“Program Statement”) at 9 (June 3, 2014), https://perma.cc/P8F4-J4WY.1) The
1 Scott included quotes from the Program Statement in her FAC but did not include its
entire content. (See FAC ¶¶ 11-14.) The Court finds that it is appropriate to consider the Program
Statement as incorporated by reference into Scott’s FAC based on her quotations from the
Program Statement and reliance on its content as support for her claim. See Branch v. Tunnell,
14 F.3d 449, 453-54 (9th Cir. 1994) (“[D]ocuments whose contents are alleged in a complaint
and whose authenticity no party questions, but which are not physically attached to the pleading,
may be considered in ruling on a Rule 12(b)(6) motion to dismiss.”), overruled on other grounds
by Galbraith v. County of Santa Clara, 307 F.3d 1119 (9th Cir. 2002). Alternatively, the Court
may take judicial notice of the Program Statement. See United States v. Thornton, 511 F.3d
1221, 1229 n.5 (9th Cir. 2008) (taking judicial notice of BOP’s program statement on patient
care).
United States argues that “nothing in that Program Statement creates a mandatory and specific
duty violated by Sheridan officials.” (Def.’s Mot. at 13.)
The Court finds that the United States has satisfied the requirements for the first step of
the discretionary function exception analysis. Specifically, the Program Statement requires BOP
facilities to “have an Institutional Supplement for providing [twenty-four] hour medical, dental
and mental health care.”2 (Program Statement at 9.) The Program Statement also requires that
each BOP facility have “procedures [to] address . . . [p]rovision of emergency treatment in the
absence of [twenty-four] hour on-site medical coverage.” (Id.) The Program Statement further
requires that “[i]nstitutions without [twenty-four]-hour on-site medical coverage, or those with
multiple facilities separated by significant distance, . . . have procedures incorporated into the
institution supplement by which th[e] [American Correctional Association] standard can be met.”
(Id.)
The Program Statement reflects that BOP maintains discretion in deciding whether to
provide twenty-four hour on-site medical coverage. (See id., providing guidance for institutions
“without [twenty-four] hour on-site medical coverage[.]”) Thus, the Court finds that the United
States has satisfied the first step of the discretionary function exception analysis because none of
the Program Statement provisions on which Scott relies contain a mandatory or specific duty to
provide twenty-four hour on-site medical coverage. See Bailey v. United States, 623 F.3d 855,
860 (9th Cir. 2010) (“[A]n agency retains discretion whether to act where no statute or agency
policy dictates the precise manner in which the agency is to complete the challenged task.”); see
2 “[A]n Institutional Supplement . . . is a local version of the national Program Statement
(PS) or policy addressing each aspect of the operation of the BOP.” Keen v. Noble, No. 1:04-cv-
05645, 2007 WL 1080549, at *1 (E.D. Cal. Apr. 4, 2007), findings and recommendation adopted
in part, rejected in part, 2007 WL 2789561 (E.D. Cal. Sept. 20, 2007), as amended, 2008 WL
268821 (E.D. Cal. Jan. 30, 2008).
also Summerville v. United States, No. 2:20-cv-10944, 2021 WL 5000691, at *3 (C.D. Cal. Sept.
27, 2021) (“Although the provision contains mandatory language, such as ‘will complete’ and
‘minimum of [twenty-four] hours,’ the BOP still retains an element of choice. . . . [T]he
provision Plaintiff currently relies on leaves several determinations to the BOP’s discretion such
as the type of training medical staff will receive or the manner in which medical staff can earn
credit hours.”).
2) Susceptible to Policy Analysis
With respect to Scott’s subclaim based on BOP’s alleged “[f]ailure to have medical staff
on duty” (FAC ¶ 20(4)), the Court finds that BOP’s decision whether to provide twenty-four
hour on-site medical staff is susceptible to policy analysis. Specifically, the Ninth Circuit has
held that “decisions involving the allocation and deployment of limited governmental resources
are the type of administrative judgment that the discretionary function exception was designed to
immunize from suit.” Fang v. United States, 140 F.3d 1238, 1241 (9th Cir. 1998) (citation
omitted); Quechan Indian Tribe v. United States, 535 F. Supp. 2d 1072, 1113 (S.D. Cal. 2008)
(“[A]ny claim based upon [the defendant]’s failure to properly manage or supervise their
employees is barred by the discretionary function exception.”); see also McDaniels v. United
States, No. 5:14-cv-02594, 2018 WL 7501292, at *11-12 (C.D. Cal. Dec. 28, 2018) (finding that
the discretionary function exception barred the plaintiff’s claim based on BOP’s alleged failure
adequately to staff and supervise the plaintiff’s housing unit), report and recommendation
adopted, 2019 WL 1045132 (C.D. Cal. Mar. 5, 2019); Doe v. United States, No. 1:08-cv-00517,
2010 WL 1904976, at *6 (D. Haw. May 10, 2010) (“[S]taffing and equipping are protected by
the discretionary function exception to the FTCA even if the United States abused its discretion
or was negligent in the performance of its discretionary functions.”) (citation omitted).
///
Thus, the Court finds that the United States has satisfied both requirements of the
discretionary function exception with respect to Scott’s allegation that BOP was negligent in
failing to provide twenty-four hour on-site medical care.
b. Housing
Scott alleges in the fourth subclaim that the United States is liable for Batt’s death based
on BOP’s “[f]ailure to have medical staff on overnight duty[.]” (FAC ¶ 20(4).) Based on that
allegation, Scott appears to assert both that BOP was negligent in failing to provide twenty-four
hour on-site care (addressed above) and in failing to designate or transfer Batt to a facility that
provided twenty-four hour on-site care. (See Pl.’s Resp. at 23, “The failure of FBOP personnel at
FCI Sheriden to transfer Mr. Batt to a higher level of care was an extreme deviation from
standard of care and out of step with guidance published by FBOP’s parent agency the US
Department of Justice” (citing Pl.’s Resp. Ex. 14 at 25, copy of expert medical report of Ryan
Herrington, M.D., M.P.H., ECF No. 121-2).) The United States moves to dismiss Scott’s fourth
subclaim to the extent Scott asserts that “BOP should have placed Batt in a BOP facility that had
24/7 medical care” on the ground that “BOP is not required to house every inmate with seizure
disorders in prisons containing 24/7 medical care, nor would it be feasible to do so.” (Def.’s Mot.
at 8-9.)
1) Discretionary Act
With respect to the federal statute, regulation, or policy relating to the alleged “[f]ailure
to have medical staff on duty[,]” Scott does not identify or provide any reference to a statute,
regulation, or policy relating to housing in her FAC. (See generally FAC.) To the extent Scott
responds to the United States’ argument in its motion, she provides a short quote from a 2001
publication titled Correction Health Care. (See Pl.’s Resp. at 23.) Scott fails to attach to her
response or direct the Court to a copy of the relevant publication.
The Court finds that Scott has failed specifically to identify any “federal statute,
regulation, or policy that specifically prescribed a course of action that the [defendant] was
required to follow[.]” Moretti v. Letty Owings Ctr., No. 3:21-cv-01525-SI, 2023 WL 6216279, at
*8 (D. Or. Sept. 25, 2023) (“The government has met the requirements of the first step of the
discretionary function exception by showing that there was no federal statute, regulation, or
policy that specifically prescribed a course of action that the [defendant] was required to follow
to prevent [the relevant conduct]. Because there was no federally mandated course of conduct,
the [defendant]’s actions or omissions ‘involve[d] an element of judgment or choice.’” (first
quoting Terbush, 516 F.3d at 1129; and then citing Gaubert, 499 U.S. at 332)); see also Doe v.
Holy See, 557 F.3d 1066, 1084 (9th Cir. 2009) (“[N]owhere does [the plaintiff] allege the
existence of a policy that is ‘specific and mandatory’ on the [defendant]. He does not state the
terms of this alleged policy, or describe any documents, promulgations, or orders embodying
it. . . . While the burden of proving the Gaubert factors ultimately falls on the sovereign entity
asserting the discretionary function exception, ‘a plaintiff must advance a claim that is facially
outside the discretionary function exception in order to survive a motion to dismiss.’”) (citations
omitted).
2) Susceptible to Policy Analysis
The United States argues that “the decision[] regarding prison placement at specific
institutions . . . involve[s] a balancing act [to] ensure the agency is allocating enough of its
limited resources to protecting the safety of prisoners, guards, other staff and the public.” (Def.’s
Mot. at 15.) The Court agrees that, to the extent Scott is asserting a subclaim based on BOP’s
decision to house Batt at a particular facility, that is the type of decision that implicates social
and public policy considerations. See Cosimano v. Valli, No. 5:22-cv-00039, 2024 WL 5336763,
at *5 (C.D. Cal. Dec. 6, 2024) (“The Ninth Circuit specifically has held that prison officials’
decisions in assigning inmates to housing . . . come[s] within the discretionary function
exception.” (citing Alfrey, 276 F.3d at 557)), report and recommendation adopted, 2025 WL
220948 (C.D. Cal. Jan. 15, 2025); Benjamin v. United States, No. 1:16-cv-00248, 2016 WL
5660400, at *4 (D. Haw. Sept. 28, 2016) (“Because the ultimate decision as to [the plaintiff]’s
placement (even if negligent) is discretionary, it is protected from FTCA liability under the
discretionary function exception.”) (collecting cases); Sharma v. Johnson, No. 2:13-cv-02398,
2014 WL 2769139, at *4 n.4 (E.D. Cal. June 18, 2014) (“Assigning inmates to [the residential
drug abuse program] is among the BOP’s discretionary functions . . . , as is deciding whether to
transfer an inmate to another facility, and where.”); cf. Alfrey v. United States, 276 F.3d 557,
568, 571 (9th Cir. 2002) (J. Tashima, concurring in part, dissenting in part) (“Decisions
involving cell assignment . . . may be close to the core of statutory, policy discretion afforded
correctional authorities in performing their duties. Such decisions are what the Supreme Court
had in mind when it held: ‘Prison administrators . . . should be accorded wide-ranging deference
in the adoption and execution of policies and practices that in their judgment are needed to
preserve internal order and discipline and to maintain institutional security.’ . . . [I]ndeed, that is
exactly the same decision (i.e., cell assignment) that we have unanimously agreed . . . is subject
to the discretionary function exception.”) (simplified).
Thus, the Court finds that the United States has satisfied both requirements of the
discretionary function exception analysis with respect to Scott’s allegation that BOP was
negligent in failing to designate or transfer Batt to a facility that provided twenty-four hour on-
site care.
///
///
c. Resource Allocation
1) Discretionary Act
With respect to Scott’s allegation that BOP “failed to send enough aid to Kyle Batt thus
causing his cellmate to help carry Kyle Batt’s stretcher down the stairs to the waiting
ambulance” (FAC ¶ 20(16)), the Court finds that the United States has satisfied the first step of
the discretionary function exception analysis.
Specifically, the United States argues that “no such mandatory policy exists” (Def.’s Mot.
at 10), and Scott fails specifically to identify any “federal statute, regulation, or policy that
specifically prescribed a course of action that the [defendant] was required to follow[.]” Moretti,
2023 WL 6216279, at *8 (“The government has met the requirements of the first step of the
discretionary function exception by showing that there was no federal statute, regulation, or
policy that specifically prescribed a course of action that the [defendant] was required to follow
to prevent [the relevant conduct]. Because there was no federally mandated course of conduct,
the [defendant]’s actions or omissions ‘involve[d] an element of judgment or choice.’” (first
quoting Terbush, 516 F.3d at 1129; and then citing Gaubert, 499 U.S. at 332)); see also Holy
See, 557 F.3d at 1084 (“[N]owhere does [the plaintiff] allege the existence of a policy that is
‘specific and mandatory’ on the [defendant]. He does not state the terms of this alleged policy, or
describe any documents, promulgations, or orders embodying it. . . . While the burden of proving
the Gaubert factors ultimately falls on the sovereign entity asserting the discretionary function
exception, ‘a plaintiff must advance a claim that is facially outside the discretionary function
exception in order to survive a motion to dismiss.’” (first quoting Kennewick Irrigation Dist. v.
United States, 880 F.2d 1018, 1026 (9th Cir. 1989); and then quoting Prescott v. United States,
973 F.2d 696, 702 n.4 (9th Cir. 1992))).
///
2) Susceptible to Policy Analysis
The United States argues that “the second prong of the discretionary function exception
test is clearly met because multiple social, economic and political policy decisions are at issue
when BOP considers how to allocate its resources and staff.” (Def.’s Mot. at 15.)
With respect to Scott’s allegation that BOP “failed to send enough aid to Kyle Batt thus
causing his cellmate to help carry Kyle Batt’s stretcher down the stairs to the waiting
ambulance” (FAC ¶ 20(16)), the Court finds BOP’s decision regarding the appropriate amount
of personnel to deploy in response to an emergency situation is the type of decision that
implicates social and public policy considerations. See Fang, 140 F.3d at 1241 (“[D]ecisions
involving the allocation and deployment of limited governmental resources are the type of
administrative judgment that the discretionary function exception was designed to immunize
from suit.”) (citation omitted); see also Alfrey, 276 F.3d at 565 (“[T]o decide what steps to take
in response to a reported threat, an officer must set priorities among all extant risks: the risk
presented by the reported threat, along with the other risks that inevitably arise in a prison. Those
types of decisions implicate social and public-policy considerations.”); Vickers v. United States,
228 F.3d 944, 951 (9th Cir. 2000) (“[T]he discretionary function exception protects agency
decisions concerning the scope and manner in which it conducts an investigation so long as the
agency does not violate a mandatory directive.” (citing Sabow v. United States, 93 F.3d 1445,
1451-54 (9th Cir. 1996))); cf. Mitchell v. United States, 149 F. Supp. 2d 1111, 1114 (D. Ariz.
1999) (“Decisions by governmental officials as to the day-to-day security needs of a prison,
including the number of guards to employ to supervise a given area, where to place emergency
alarms, and tactical choices made surrounding the movement of inmates within the institutions
are judgment calls and choices based on policy determinations that seek to accommodate ‘safety
[goals] and the reality of finite agency resources.’”).
Thus, the Court finds that the United States has satisfied both requirements of the
discretionary function exception with respect to Scott’s allegation that BOP was negligent in
failing to deploy the appropriate amount of personnel in response to Batt’s medical emergency.
d. Conclusion
For all of these reasons, the Court grants the United States’ motion and dismisses for lack
of subject matter jurisdiction Scott’s fourth and sixteenth subclaims.
2. Negligent Training
In the FAC, Scott alleges that the United States is liable for Batt’s death based on BOP’s
alleged failure adequately to train and supervise its staff and employees. (See FAC ¶¶ 18, 20(6),
(11), and (13)-(14).3) The United States moves to dismiss Scott’s subclaims relating to BOP’s
alleged failure to train and supervise its employees on the ground that those allegations fall under
the FTCA’s discretionary function exception. (See Def.’s Mot. at 16, citing FAC ¶¶ 18, 20(6),
(11), and (13)-(14).)
a. Discretionary Act
The United States argues that “[s]ince [Scott] has failed to point to any mandatory and
specific policy requiring correctional officers to be trained in how to treat seizures or operate
medical equipment, and since no such policy exists, the first prong of the discretionary function
exception is met.” (Def.’s Mot. at 17.) Scott’s response includes quotations from the Program
Statement, which she argues requires a “[four] minute response to life or limb threatening
medical emergencies” and “a team of ‘first-responders’ established for each shift with
documented training in first aid and CPR[.]” (Pl.’s Resp. at 6, quoting Program Statement at 9.)
3 At oral argument, Scott’s counsel agreed to strike the allegation that “[t]he officers
failed to ask Kyle Batt’s cellmate how to handle a seizure patient” (FAC ¶ 20(14)) as no longer
supported by the facts in the record. Thus, the Court strikes that allegation from the FAC.
However, Scott fails specifically to identify any federal statute, regulation, or policy that
mandates specific training relating to seizures or gurneys. (See Program Statement at 9, requiring
“training in first aid and CPR.”); cf. Banuelos v. United States, No. 2:15-cv-03273, 2016 WL
6818353, at *5 (C.D. Cal. July 15, 2016) (finding that the United States satisfied the first step of
the discretionary function exception analysis because “Plaintiff cites the [BOP Program
Statement 6031.04] policy that ‘[c]ompleted radiographic reports will be reviewed within two
working days, dated, and initialed by the [clinical director] prior to distribution and filing. . .
[but] Plaintiff does not allege that the radiographic reports were not reviewed, dated, or initialed
prior to distribution and filing”).
Further, to the extent Scott alleges that BOP failed to “adequately train and supervise its
staff and employees to ensure that prisoners with serious medical conditions receive timely and
appropriate medical care” (FAC ¶ 18), the Court finds that “this does not constitute a ‘mandatory
and specific’ directive.” Banuelos, 2016 WL 6818353, at *5 (quoting Chadd v. United States,
794 F.3d 1104, 1109 (9th Cir. 2015)); see also Summerville, 2021 WL 5000691, at *3 (“Plaintiff
cites to the requirement that the Clinical Director must ‘ensure new health care providers are
properly trained and oriented prior to assignment to independent duty.’ . . . [T]his provision does
not require sufficiently specific action to deprive the BOP of discretion.”) (citation omitted);
Banuelos, 2016 WL 6818353, at *5 (“Plaintiff cites the [BOP Program Statement 6031.04]
policy that . . . [t]he reviewing physician must ensure that timely, appropriate follow-up actions
are initiated on all abnormal findings, and that any actions taken are documented in the Progress
Notes of the inmate’s health record.’ . . . To the extent that Plaintiff focuses on the directive to
ensure ‘timely, appropriate follow-up actions,’ the Court finds that this does not constitute a
‘mandatory and specific’ directive.”) (simplified).
Thus, “[b]ecause there was no federally mandated course of conduct, the [defendant]’s
actions or omissions ‘involve[d] an element of judgment or choice.’” Moretti, 2023 WL
6216279, at *8 (first quoting Terbush, 516 F.3d at 1129; and then citing Gaubert, 499 U.S. at
332).
b. Susceptible to Policy Analysis
The United States argues that it has satisfied the second step of the discretionary function
exception analysis because “[d]ecisions regarding the balancing of staff and which staff are
specifically trained in particular tasks . . . necessarily involve social and economic decisions
based on the government’s limited budget and resources.” (Def.’s Mot. at 17-18, citing Fang,
140 F.3d at 1241.) The Court agrees.
Courts have consistently held that “[c]laims based on ‘negligent and reckless
employment, supervision[,] and training’ of government employees ‘fall squarely within the
discretionary function exception.’” Kornberg v. United States, 798 F. App’x 1019, 1020 (9th Cir.
2020) (quoting Nurse v. United States, 226 F.3d 996, 1001 (9th Cir. 2000)); see also Kelly v.
United States, 241 F.3d 755, 763 (9th Cir. 2001) (“The extent of training with which to provide
employees . . . [is] surely among those [decisions] involving the exercise of political, social, or
economic judgment.” (quoting Burkhart v. Wash. Metro. Area. Transit Auth., 112 F.3d 1207,
1217 (D.C. Cir. 1997))); Fang, 140 F.3d at 1241 (“[D]ecisions regarding the equipment to be
kept at the various stations, and the EMT training level of the persons stationed there, are fully
protected by the discretionary function exception to the FTCA.”); Kristiansen v. United States,
No. 3:24-cv-01719-IM, 2025 WL 2049290, at *7 (D. Or. July 22, 2025) (“Plaintiff is essentially
alleging that Defendant should have provided more training, or different training, or better
training. These are all policy decisions shielded by the discretionary function exception.”). Thus,
the Court finds that Scott’s subclaims based on BOP’s alleged failure adequately to train and
supervise its staff are susceptible to policy analysis.
Cc. Conclusion
For the reasons stated, the Court finds that, to the extent Scott asserts claims based on
BOP’s alleged failure adequately to train and supervise its staff, the discretionary function
exception bars those claims. Accordingly, the Court dismisses those subclaims (1.e., FAC 9] 18,
20(6), (11), and (13)) for lack of jurisdiction.
CONCLUSION
For the reasons stated, the Court GRANTS the United States’ motion to dismiss (ECF
No. 112), and dismisses paragraphs 18, 20(4), (6), (11), (13), and (16) (and strikes paragraph
20(14)) from the FAC.
IT IS SO ORDERED.
DATED this 19th day of August, 2025.
J Havic □□ [pecermer
HON. STACIE F. BECKERMAN
United States Magistrate Judge
PAGE 17 — OPINION AND ORDER