affirming the dismissal of claims against individual defendants in their official capacity as duplicative
How later courts described this case
- affirming the dismissal of claims against individual defendants in their official capacity as duplicative
- “[H]is claims arise from conduct occurring during the course of their official responsibilities, so we assume these officers were sued in their official capacities.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT August 18, 2025
SOUTHERN DISTRICT OF TEXAS Nathan Ochsner, Clerk
BROWNSVILLE DIVISION
JOHN H. CARO, §
§
Plaintiff, §
§
VS. § CIVIL ACTION NO. 1:24-CV-080
§
CITY OF BROWNSVILLE, et al., §
§
Defendants. §
ORDER AND OPINION
Plaintiff John H. Caro brings this lawsuit against the City of Brownsville and several
officers from the Brownsville Police Department (Luis Nino, Mario Gomez, Alejandro Baez, and
Larissa Alvarado (collectively, the “Officers”)), alleging that Defendants applied excessive force
when arresting him. Caro asserts claims under 42 U.S.C. § 1983, alleging violations of his
constitutional rights under the Fourth, Fifth, and Fourteenth Amendments of the United States
Constitution.
Defendants move for dismissal of all of Caro’s causes of action for failure to state a claim.
(Motion, Doc. 44) Caro did not file a response. For the following reasons, the Court concludes
that the challenged claims do not survive the motion to dismiss.
I. Allegations and Procedural History1
In May 2022, Plaintiff John Caro was in his back yard repairing furniture and listening to
a radio while doing so. Police Officers Nino, Gomez, Baez, and Alvarado knocked on his front
door “and proceeded to arrest him, claiming that his radio was making noise which exceeded the
city’s sound ordinance.” (2nd Am. Compl., Doc. 34, ¶ 4) “Caro was unarmed [and] fully
cooperative at all times[.]” (Id.) He “posed no threat or flight risk whatsoever[.]” (Id.)
1 At the motion to dismiss stage, courts accept a plaintiff’s allegations as true. See Turner v. Pleasant, 663 F.3d 770, 775
(5th Cir. 2011).
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During the arrest, Caro’s wife told the Officers that he suffered from a heart condition.
(Id.) The Officers ignored her “and kept tasing [ ] Caro.” (Id.) They handcuffed him with his arms
behind his back.
The Officers’ conduct had an immediate and profound effect on his life, leaving him with
permanent back and shoulder injuries, in persistent pain, and suffering mental and emotional
anguish. (Id.)
The Defendants “initiated or procured a criminal prosecution against [Caro], . . . who was
innocent of any criminal charge and the prosecution was terminated in [Caro’s] favor.” (Id. at
¶ 13) The Defendants “acted with malice and without probable cause in initiating the
prosecution[.]” (Id.)
The City of Brownsville failed to train and supervise the Officers “with respect to this
routine and normal investigation of a person who posed no threat or flight risk, or a threat to the
general public[.]” (Id. at ¶ 7)
On July 3, 2025, Defendants filed their Motion to Dismiss (Doc. 44), requesting dismissal
of all of Caro’s causes of action. Caro filed no response to the Motion.
II. Analysis
A. Standard of Review
Defendants seek dismissal under Federal Rule of Civil Procedure 12(b)(6). To survive a
Rule 12(b)(6) motion, a plaintiff must plead “enough facts to state a claim to relief that is plausible
on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007); FED. R. CIV. P. 12(b)(6). A
plaintiff satisfies the facial plausibility standard by pleading “factual content that allows the court
to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft
v. Iqbal, 556 U.S. 662, 678 (2009). The allegations in the complaint are not required to be
thoroughly detailed, but must be “more than labels and conclusions, and a formulaic recitation of
the elements of a cause of action will not do.” Twombly, 550 U.S. at 555. The court considers only
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the allegations in the complaint and must accept them as true, viewing them in the light most
favorable to the plaintiff. Gines v. D.R. Horton, Inc., 699 F.3d 812, 816 (5th Cir. 2012). If the
allegations are sufficient “to raise a right to relief above the speculative level,” the court will not
dismiss the cause of action. Twombly, 550 U.S. at 555.
B. Claims Against the Officers
Caro alleges that the four Officers, “acting in the course and scope of their employment,”
repeatedly tased him and then handcuffed him with his arms behind his back, causing “permanent
back and shoulder injuries and [sic] persistent pain, mental and emotional anguish.” (2nd Am.
Compl., Doc. 34, ¶ 4)
In their Motion, the Defendants correctly argue that courts treat suits against municipal
officials in their official capacities as claims against the municipality itself. See Brown v. Strain,
663 F.3d 245, 251 (5th Cir. 2011); see also Hafer v. Melo, 502 U.S. 21, 22 (1991). Thus, a claim
against a municipal employee in an official capacity is duplicative of claims against the city itself,
and is subject to dismissal. See, e.g., Castro Romero v. Becken, 256 F.3d 349, 355 (5th Cir. 2001)
(affirming the dismissal of claims against individual defendants in their official capacity as
duplicative). These principles apply here. Caro’s claims against the Officers in their official
capacity are duplicative of his claims against the City of Brownsville. As a result, those causes of
action are without merit.
The Officers also invoke qualified immunity, to the extent that Caro alleges claims against
them in their individual capacity. Caro alleges that the Officers acted “in the course and scope of
their employment[,]” and he does not expressly allege claims against the Officers in their
individual capacity. At most, he alleges that at the time of his arrest, “the law was clear that tasing
and handcuffing a non-threatening, non-fleeing suspect constitutes excessive as a matter of law
force[.]” (Id. at ¶ 6) The reference to the “clear” law at the time of arrest resembles language often
utilized in the context of a qualified-immunity analysis, relevant to claims against officials in their
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individual capacity. Caro’s isolated reference, however, does not suffice to allege a cause of action
against the Officers in their individual capacity, especially in light of his unambiguous allegation
that the Officers acted in the course and scope of their employment. See Quinn v. Guerrero, 863
F.3d 353, 361 n.2 (5th Cir. 2017) (“[H]is claims arise from conduct occurring during the course of
their official responsibilities, so we assume these officers were sued in their official capacities.”).
As a result, the Court construes his claims as asserted against the Officers only in their official
capacity.2
C. Claims Against the City of Brownsville
Caro alleges that the City violated his constitutional rights under the Fourth, Fifth, and
Fourteenth Amendment, bringing a claim under Section 1983. He also makes a passing reference
to the “Disability Act.” (2nd Am. Compl., Doc. 34, ¶ 5) And he alleges that the City failed “to train
and supervise the 4 Defendants, police officers, with respect to this routine and normal
investigation of a person that posed no threat of flight risk, or a threat to the general public[.]”
(Id. at ¶ 7)
The Court has considered the City’s arguments seeking dismissal of each of these claims,
and concludes that the City has demonstrated entitlement to the requested relief.
The Supreme Court has recognized municipal liability under Section 1983 where the
execution of a municipal policy or custom inflicts a constitutional deprivation. Monell v. New
York City Dept. of Social Servs., 436 U.S. 658, 691 (1978). A municipality may only be held liable
when an action taken pursuant to official municipal policy or custom caused the constitutional
violation. Id.; see also Collins v. City of Harker Heights, 503 U.S. 115, 120 (1992). Thus, to find
the City liable under Monell, Caro must show that “(1) an official policy (2) promulgated by the
2 To the extent that Caro presents a facial claim against the Officers in their individual capacity, the Officers would be
entitled to qualified immunity, as Caro has not alleged facts sufficient to demonstrate that the Officers violated his
constitutional rights or did so in a manner clearly established by the law at the time of Caro’s arrest.
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municipal policymaker (3) was the moving force behind the violation of a constitutional right.”
Peterson v. City of Fort Worth, 588 F.3d 838, 847 (5th Cir. 2009).
As to a claim that a municipality failed to train or supervise an employee, a plaintiff must
demonstrate that “(1) the city failed to train or supervise the officers involved; (2) there is a causal
connection between the alleged failure to supervise or train and the alleged violation of the
plaintiff’s rights; and (3) the failure to train or supervise constituted deliberate indifference to the
plaintiff’s constitutional rights.” See Edwards v. City of Balch Springs, Texas, 70 F.4th 302, 312
(5th Cir. 2023) (internal citations omitted).
In the present matter, Caro identifies no specific City policy that allegedly caused the
violation of his constitutional rights under the Fourth, Fifth, and Fourteenth Amendments. He
also fails to allege any other instances in which the City’s police officers allegedly engaged in
similar wrongful conduct against other individuals, so as to identify a “custom” or “pattern” that
could amount to a policy.3 Caro’s Second Amended Complaint includes only conclusory
allegations, with no supporting alleged facts. Having failed to identify the requisite policy, Caro’s
causes of action under Section 1983 and for the alleged failure to train and supervise the Officers
are subject to dismissal.
Caro’s allegations also do not assert a viable claim under the ADA. He makes only a
passing reference to the “Disability Act,” and he does not allege that he suffers from a disability,
mentioning only that his wife informed the officers that he had a heart condition. These
allegations do not suffice to present a cause of action under the ADA. See Hainze v. Richards, 207
F.3d 795, 801 (5th Cir. 2000) (affirming the dismissal of an ADA claim in the context of an arrest:
“[W]e hold that Title II does not apply to an officer’s on-the-street responses to reported
disturbances or other similar incidents, whether or not those calls involve subjects with mental
3 Caro alleges that the City has exhibited a “consistent track record of failing to ever discipline its police officers when
they used excessive force.” (2nd Am. Compl., Doc. 34, ¶ 7) This generic allegation, however, fails to provide the requisite
specificity for repeated alleged incidents that could form the basis of a Section 1983 action.
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disabilities, prior to the officer’s securing the scene and ensuring that there is no threat to human
life[.]”).
Although the Court does not construe the Second Amended Complaint as presenting
causes of action under Texas law, the Defendants challenge any such claims that do exist. (See
Motion, Doc. 44) To the extent that Caro intended to allege such causes of action, the Defendants
in their Motion identify deficiencies in each of those claims. The Court agrees that those grounds
would defeat any state-law claims that Caro meant to allege.
Ill. Conclusion
For these reasons, it is:
ORDERED that Defendants City of Brownsville, Luis Nino, Mario Gomez, Alejandro
Baez, and Larissa Alvarado’s Motion to Dismiss (Doc. 44) is GRANTED; and
ORDERED that Plaintiff John H. Caro’s causes of action are DISMISSED WITH
PREJUDICE.
Signed on August 18, 2025.
co—
Fernando Rodriguez, Jr.
United States District Judge
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