determining that granting summary judgment without verifying the supporting facts “would derogate the truth-finding functions of the judicial process by substituting convenience for facts”
How later courts described this case
- determining that granting summary judgment without verifying the supporting facts “would derogate the truth-finding functions of the judicial process by substituting convenience for facts”
- holding that the court “may in its discretion opt to conduct an assiduous review of the record.”
- “Only when no reasonable trier of fact could find in favor of the nonmoving party should summary judgment be granted.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
JEREMY CADE,
Plaintiff,
V.
No. 9:22-CV-00751
CARRIE HART, (ECC/PJE)
Commissary Supervisor,
Formerly known as John Doe
Industrial Commissary Supervisor,
Defendant.
APPEARANCES: OF COUNSEL:
JEREMY CADE
18-B-0136
_|3531 Gaines Basin Rd.
Albion, New York 14411
Plaintiff pro se
NYS Office of the Attorney General ANTHONY HUNTLEY, ESQ.
Litigation Bureau BRIAN W. MATULA, ESQ.
The Capitol
Albany, New York 12224
Attorneys for Defendant
PAUL J. EVANGELISTA
U.S. Magistrate Judge
REPORT-RECOMMENDATION & ORDER'
Plaintiff pro se Jeremy Cade (“plaintiff”), an individual incarcerated in the custody
of New York State Department of Corrections and Community Supervision (“DOCCS’),
’ This matter has been referred for a report and recommendation by the Honorable Elizabeth C. Coombe,
United States District Judge, pursuant to 28 U.S.C. § 636(b) and Local Rule 72.3(c).
commenced this action by filing a civil rights complaint on July 18, 2022, pursuant to 42
U.S.C. § 1983. See generally Dkt. No. 1. Plaintiff's only surviving claim is an Eighth
Amendment conditions-of-confinement claim against defendant Carrie Hart. See Dkt.
No. 16. Currently before the Court is defendant’s motion for summary judgment
pursuant to Federal Rule of Civil Procedure (“Fed. R. Civ. P.”) 56. See Dkt. No. 30.
Plaintiff did not respond to the motion. For the reasons set forth below, the undersigned
recommends that defendant's motion be granted.
|. BACKGROUND
A. Facts
At all relevant times, plaintiff was incarcerated at Great Meadow Correctional
Facility, where defendant was employed as the prison’s Commissary Supervisor. See
generally Dkt. Nos. 16, 30. Plaintiff worked in the prison’s commissary warehouse
under defendant’s supervision. See Dkt. Nos. 16; 30-2. On September 30, 2020, while
working in the commissary warehouse, plaintiff injured his foot using a pallet jack. See
Dkt. Nos. 16 at 3; 30-2 at 4. Plaintiff suffered a broken foot as a result of the accident.
See Dkt. No. 16 at 5.
Immediately following the accident, plaintiff was taken to the prison’s infirmary
" and assessed by a doctor. See Dkt. Nos. 16 at 5; 30-2 at 4. In the weeks following,
plaintiff filed a series of grievances regarding his alleged inability to access additional
medical care. See Dkt. No. 16 at 5. Plaintiff does not attribute this lack of medical care
to defendant. See Dkt. No. 30-5 at 34-35. Plaintiff has not alleged, and the record does
not reflect, that he ever filed a grievance arising out of his conditions-of-confinement
claim against defendant Hart. See Dkt. Nos. 16; 30-9; 30-10; 30-11.
B. Procedural History
Plaintiff filed his initial complaint against the State of New York and New York
State Department of Corrections and Community Supervision (“DOCCS”). See
generally Dkt. No. 1. Plaintiff additionally submitted a motion for leave to proceed in
forma pauperis (“IFP”). See Dkt. No. 2. On September 15, 2022, U.S. District Judge
David Hurd granted plaintiff's IFP application and dismissed without prejudice plaintiff's
claims, pursuant to 28 U.S.C. § 1915(e)(2)(B) and 28 U.S.C. § 1915A(b), for failure to
state a claim upon which relief may be granted and as barred by the Eleventh
Amendment. See Dkt. No. 9.
On October 21, 2022, plaintiff filed an amended complaint, naming John Doe
Industrial Commissary Supervisor, John/Jane Doe Great Meadow Superintendent, and
John/Jane Doe Great Meadow Medical Department as defendants. See Dkt. No. 11.
On December 14, 2022, Judge Hurd accepted plaintiff's amended complaint as the
operative pleading and construed it to assert (1) an Eighth Amendment conditions-of-
confinement claim against defendants John Doe Industrial Commissary Supervisor and
John/Jane Doe Great Meadow Superintendent, and (2) Eighth Amendment medical
indifference claims against defendants John/Jane Doe Great Meadow Superintendent
and John/Jane Doe Great Meadow Medical Department. See Dkt. No. 12. The
Decision and Order dismissed plaintiff's claims against John/Jane Doe Great Meadow
Medical Department and John/Jane Doe Great Meadow Superintendent without
prejudice pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii) and 28 U.S.C. § 1915A (b)(1) for
failure to state a claim upon which relief may be granted. See id. However, the Court
concluded that plaintiff's Eighth Amendment claim against John Doe Industrial
Commissary Supervisor survived sua sponte review. See id. at 14. The Court directed
the New York State Office of the Attorney General (“NYOAG’) to attempt to ascertain
the identity and address of John Doe Industrial Commissary Supervisor, if possible, and
to provide this information to the plaintiff within thirty days. See id.
On December 14, 2022, the NYOAG submitted a letter in an attempt to assist
plaintiff in identifying John Doe Industrial Commissary Supervisor. See Dkt. No. 13. On
January 23, 2023, Magistrate Judge Christian F. Hummel issued a Text Order requiring
plaintiff to review counsel’s submission and submit, within thirty days, a second
amended complaint substituting the named defendant in place of John Doe Industrial
Commissary Supervisor. See Dkt. No. 14. Plaintiff did not submit an amended
complaint within thirty days. See Dkt. No 15. On March 14, 2023, Judge Hurd sua
sponte extended plaintiff's deadline to submit the second amended complaint, or to
_,| notify the Court within thirty days as to why the information in the NYOAG’s status
report was insufficient. See id.
On May 5, 2023, plaintiff submitted a Second Amended Complaint naming Great
Meadow Correctional Facility Commissary Supervisor Carrie Hart as the sole
defendant. See Dkt. No. 16. On August 21, 2023, Judge Hummel accepted plaintiff's
second amended complaint and held that plaintiff's Eighth Amendment claims against
mi| defendant Hart survived sua sponte review. See Dkt. No. 17 at 14. Defendant Hart
answered plaintiffs Second Amended Complaint on October 30, 2023. See Dkt. No.
23.
On August 30, 2024, defendant filed a motion for summary judgment. See DKt.
No. 30. Along with the motion, defendant served plaintiff a notification of the
consequences of the failure to respond to a Motion for Summary Judgment. See DKkt.
No. 30-1. On the same day, this Court notified plaintiff of his response deadline and
also notified him of the consequences of failing to timely respond to the motion. See
Dkt. No. 31.
On September 23, 2024, plaintiff requested an extension of time to respond to
defendant’s motion for summary judgment and permission to file a motion for
appointment of counsel. See Dkt. No. 32. On September 23, 2024, Judge Hummel
granted plaintiff's requests and extended his deadline to respond to October 23, 2024.
See Dkt. No. 33. On October 31, 2024, Judge Hummel sua sponte extended plaintiff's
time to respond to December 2, 2024. See Dkt. No. 34. To date, plaintiff has not
responded to defendant's Motion for Summary Judgment or Statement of Material
Facts.
C. Arguments
Plaintiff claims that defendant was deliberately indifferent to his safety in the
commissary warehouse in violation of the Eighth Amendment. See Dkt. No. 16 at 6.
Plaintiff claims that defendant knew that the pallet jack was broken and posed a risk of
harm but ordered plaintiff to use it to complete his work duties on September 30, 2020.
See id.
Defendant argues that summary judgment is warranted because plaintiff failed to
exhaust his administrative remedies or establish the elements of an Eighth Amendment
conditions-of-confinement claim, and that, even if such claim can be established,
defendant is entitled to qualified immunity. See generally Dkt. No. 30-3.
ll. LEGAL STANDARD
A. Summary Judgment
Fed. R. Civ. P. 56 instructs courts to grant summary judgment if “there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Feb. R. Civ. P. 56(a). A fact is “material” if it “might affect the outcome of
the suit under the governing law,” and a dispute is “genuine” if “the evidence is such that
a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 248 (1986). Thus, while “[f]actual disputes that are irrelevant
or unnecessary” will not preclude summary judgment, summary judgment cannot be
granted if “the evidence is such that a reasonable jury could return a verdict for the
nonmoving party.” /d.; see also Taggart v. Time, Inc., 924 F.2d 43, 46 (2d Cir. 1991)
(“Only when no reasonable trier of fact could find in favor of the nonmoving party should
summary judgment be granted.”). The party seeking summary judgment bears the
burden of informing a court of the basis for its motion and identifying those portions of
the record that the moving party claims will demonstrate the absence of a genuine
dispute of material fact. See Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986).
After the moving party has met its initial burden, the nonmoving party “must do
more than simply show that there is some metaphysical doubt as to the material facts”
to defeat summary judgment. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp..,
m| 475 U.S. 574, 586 (1986). The nonmoving party may not rely on “mere conclusory
allegations, speculation, or conjecture,” Fischer v. Forrest, 968 F.3d 216, 221 (2d Cir.
2020), and must present more than a mere “scintilla of evidence” to support its claims,
Anderson, 477 U.S. at 252. At the same time, a court must resolve all ambiguities and
draw all inferences in favor of the nonmoving party. See Reeves v. Sanderson
Plumbing Prods., Inc., 530 U.S 133, 150 (2000). The Court “may not make any
credibility determinations or weigh the evidence.” /d. Thus, a court’s duty in reviewing a
motion for summary judgment is “carefully limited to discerning whether there are any
genuine issues of material fact to be tried, not to deciding them.” Gallo v. Prudential
Residential Servs., Ltd. P’ship, 22 F.3d 1219, 1224 (2d Cir. 1994).
Where, as here, a plaintiff proceeds pro se, the court must grant him “special
solicitude,” construe his submissions “liberally,” and read such submissions “to raise the
strongest arguments that they suggest.” Triestman v. Fed. Bureau of Prisons, 470 F.3d
471, 477 (2d Cir. 2006) (internal quotation marks omitted) (citing Ruotolo v. .R.S., 28
F.3d 6, 8 (2d Cir. 1994)). This is because “a pro se litigant generally lacks both legal
training and experience and, accordingly, is likely to forfeit important rights through
inadvertence if [ ] not afforded some degree of protection.” Tracy v. Freshwater, 623
90, 101 (2d Cir. 2010) (citing Triestman, 470 F.3d at 475). However, the Second
Circuit has cautioned district courts that they “cannot read into pro se submissions
claims that are not consistent with the pro se litigant’s allegations or arguments that the
submissions themselves do not suggest.” Triestman, 470 F.3d at 477 (citations
omitted). Further, the “special solicitude” standard does not excuse “frivolous or
vexatious filings by pro se litigants,” nor does it “exempt a party from compliance with
m| relevant rules of procedural and substantive law.” /d.
B. N.D.N.Y. Local Rule 56.1
Local Rule 56.1 requires a party moving for summary judgment to file and serve
a Statement of Material Facts “set[ting] forth, in numbered paragraphs, a short and
concise statement of each material fact about which the moving party contends there
exists no genuine issue.” N.D.N.Y.L.R. 56.1(a). Where the opposing party is
incarcerated and proceeding pro se, the moving party is additionally required to notify
the opposing party of the possible consequences for failing to respond to the motion.
See Champion v. Artuz, 76 F.3d 483, 486 (2d. Cir. 1996). The opposing party must
then file a statement “admitting and/or denying each of the movant's assertions in
matching numbered paragraphs.” N.D.N.Y. L.R. 56.1(b).
Where a pro se litigant fails to respond to the movant’s statement of material
facts, and the pro se litigant has been notified of the possible consequences for failing
to respond, the facts may be deemed true to the extent that they are supported by
evidence on the record. See N.D.N.Y. L.R. 56.1(b) (“The court shall deem admitted any
properly supported facts set forth in the Statement of Material Facts that the opposing
party does not specifically controvert.”). Similarly, “in this District, where a non-movant
willfully failed to respond to a movant’s properly filed and facially meritorious
memorandum of law, the non-movant is deemed to have ‘consented’ to the legal
arguments contained in that memorandum under Local Rule 56.1(b).” Sullivan v.
Snider, 8:19-CV-0129 (GTS/DJS), 2021 WL 1294595, at *10 (N.D.N.Y. Apr. 7, 2021).
However, failure to respond to a motion for summary judgment “does not, of
course, mean that the motion is to be granted automatically.” Champion, 76 F.3d at
m|486. The Court must assure itself of the movant’s entitlement to summary judgment,
regardless of whether the non-movant responded to the motion. See, e.g., GlobalRock
Networks, Inc. v. MCI Comme’ns Servs., Inc., 943 F. Supp. 2d 320, 329 (N.D.N.Y. May
6, 2013) (“Where the non-movant either does not respond to the motion or fails to
dispute the movant’s statement of material facts, the court may not rely solely on the
moving party’s Rule 56.1 statement; rather, the court must be satisfied that the citations
to evidence in the record support the movant’s assertions.”). Additionally, “[w]hile ‘[p]ro
se litigants are . . . not excused from meeting the requirements of Local Rule 56.1,’ the
Court retains discretion ‘to consider the substance of the plaintiff's arguments’ even
where there is incomplete compliance with the rule.” West v. Lagree, No. 9:22-CV-
00231 (MAD/CFH), 2024 WL 3649891, at *6 (N.D.N.Y. June 10, 2024) (alterations in
original) (quoting Wali v. One Source Co., 678 F. Supp. 2d 170, 178 (S.D.N.Y. 2009)
(internal citations omitted)), report and recommendation adopted, 2024 WL 3548785
(N.D.N.Y. Jul. 26, 2024).
Ill. DISCUSSION2
A. Plaintiff's Failure to Respond
On August 30, 2024, defendant filed and served a motion for summary judgment,
.| along with notice of the consequences of failing to respond to the motion. See DKt.
Nos. 30-1; 30-2; 30-3. On the same day, the Court also notified plaintiff of his response
deadline and the consequences for failing to respond to defendant’s motion. See DKt.
No. 31. Despite these warnings, plaintiff did not respond.
Although plaintiff failed to comply with Local Rule 56.1 by responding to
defendant's statement of material facts or opposing the motion’s legal arguments, in
deference to plaintiff's pro se status, the Court will review the entire record to determine
whether any genuine dispute of material fact exists precluding summary judgment.
See, e.g., Holtz v. Rockefeller & Co., Inc., 258 F.3d 62, 73 (2d Cir. 2001) (holding that
the court “may in its discretion opt to conduct an assiduous review of the record.”),
abrogated on other grounds by Gross v. FBI Fin. Servs., Inc., 557 U.S. 167 (2009);
? Unless otherwise noted, copies of any unpublished cases cited in this Report-Recommendation & Order
have been provided to plaintiff.
Frantti v. New York, 850 F. App’x 17, 19 (2d Cir. 2021) (summary order) (“district courts
have considerable latitude to fashion rules that will assist them in determining whether
summary judgment is appropriate.”); Giannullo v. City of N.Y., 322 F.3d 139, 143 n.5
(2d Cir. 2003) (determining that granting summary judgment without verifying the
supporting facts “would derogate the truth-finding functions of the judicial process by
substituting convenience for facts”); Rosa v. Hoke, No. 9:23-CV-573 (AJB/PJE), 2025
WL 1649044, at *3 (N.D.N.Y. June 11, 2025) (“the Local Rules on summary judgment
... do not function as a straitjacket on a court’s ability to consider the record and make
its own judgment about what the facts at trial might show.”).
Here, the factual assertions contained in defendant’s Statement of Material Facts
regarding plaintiff's failure to exhaust his administrative remedies are properly
supported by evidence. Defendant asserts that plaintiff was taken to medical
immediately after the incident causing his injury, and this assertion is consistent with the
facts asserted in plaintiffs Second Amended Complaint. See Dkt. No. 20-5 J 28; DKt.
No. 16 10. Defendant's Statement of Material Facts asserts that plaintiff did not, at
any time, file a grievance regarding defendant Hart’s actions, or the actions of any other
prison official, regarding the pallet jack incident. See Dkt. No. 30-2 4 37. This assertion
iS Supported by the copies of plaintiff's grievances relating to the denial of medical care
following the accident; the declaration of Alexandria Cutler, |GP Supervisor; the
declaration of Rachael Seguin; |GP Director; and the CORC grievance list. See Dkt.
Nos. 30-7; 30-8; 30-9; 30-20. Further, plaintiff makes no mention of filing any grievance
10
related to defendant Hart in his Second Amended Complaint.? See generally Dkt. No.
16. Accordingly, because the aforementioned facts are supported by the evidentiary
record and uncontroverted, they are deemed admitted.
B. Exhaustion of Administrative Remedies
Under the Prison Litigation Reform Act (“PLRA”), “[nJo action shall be brought
with respect to prison conditions under section 1983 . . . by a prisoner confined in any
jail, prison, or other correctional facility until such administrative remedies as are
available are exhausted.” 42 U.S.C. § 1997e(a). “Whether the plaintiff has exhausted
his administrative remedies is a question of law... . Thus, an inmate’s failure to
exhaust administrative remedies is properly considered on a motion for summary
judgment in lieu of an answer.” Jenkins v. Short, No. 9:19-CV-1352 (GTS/TWD), 2020
WL 9264842, at *5 (N.D.N.Y. Nov. 17, 2020) (citing Snider v. Melindez, 199 F.3d 108,
113-14 (2d Cir. 1999)) (additional citations omitted), report and recommendation
adopted, 2021 WL 958512 (N.D.N.Y. Mar. 15, 2021).
“[T]he PLRA’s exhaustion requirement applies to all inmate suits about prison
life, whether they involve general circumstances or particular episodes, and whether
they allege excessive force or some other wrong.” Porter v. Nussle, 534 U.S. 516, 532
(2002). Exhaustion is required even if the incarcerated individual is seeking monetary
damages that would be unattainable through the prison’s administrative proceedings.
See Ross v. Blake, 578 U.S. 632, 640 (2016); Woodford v. Ngo, 548 U.S. 81, 85 (2006).
3 Although the failure of a plaintiff to assert exhaustion in his complaint is not determinative of the issue of
exhaustion, Jones v. Block, 549 U.S. 199, 216 (2007), the absence of any argument or evidentiary
support that plaintiff exhausted his conditions-of-confinement claim renders this fact undisputed.
11
“(FJailure to exhaust is an affirmative defense, [therefore] the defendant bears the
burden of showing that an inmate has failed to satisfy the exhaustion requirements.”
Jenkins, 2020 WL 9264842, at “5. A defendant satisfies this burden by “establishing, by
pointing to ‘legally sufficient sources’ such as statutes, regulations, or grievance
procedures, that a grievance process exists” and that plaintiff failed to use the
procedure. Hubbs v. Suffolk Cnty. Sheriff's Dep’t, 788 F.3d 54, 59 (2d Cir. 2015)
(quoting Mojias v. Johnson, 351 F.3d 606, 610 (2d Cir. 2003)).
Once a defendant satisfies their burden, “the plaintiff must then counter the
defendant’s proof by showing that, as to him or her, the remedy was unavailable.”
Coleman v. Nolan, No. 9:15-CV-40 (ATB), 2018 WL 4732778 at *4 (N.D.N.Y. Oct. 2,
2018) (citing Smith v. Kelly, 985 F. Supp. 2d 275, 284 (N.D.N.Y. 2013)). This is
because the PLRA “contains its own, textual exception to mandatory exhaustion.”
Ross, 578 U.S. at 642. As an incarcerated individual's ability to exhaust administrative
remedies “hinges on the availability of administrative remedies,” an incarcerated
individual must exhaust all administrative remedies available to him, but “need not
exhaust unavailable ones.” /d. (citing 42 U.S.C. § 1997e(a)). Accordingly, “while ‘the
burden of production’ may shift to a plaintiff when a court considers whether the
m| grievance process was unavailable, ‘the ultimate burden of proof with respect to the
exhaustion defense remains, at all times, with the defendant.” Coleman, 2018 WL
4732778, at “4 (quoting Bailey v. Fortier, No. 9:09-CV-0742 (GLS/DEP), 2012 WL
6935254, at *5-6 (N.D.N.Y. Oct. 4, 2012) adopting Report-Recommendation, 2013 WL
310306 (N.D.N.Y. Jan. 25, 2013)).
12
Here, there is no dispute that, at all relevant times, DOCCS had in place a three-
step Inmate Grievance Program (“IGP”). See 7. N.Y.C.R.R. § 701.
First, an inmate must file a complaint with the facility's IGP clerk within
twenty-one calendar days of the alleged occurrence. [7 N.Y.C.R.R.] §
701.5(a). A representative of the facility's Inmate Grievance Resolution
Committee (“IGRC”) has sixteen calendar days from receipt of the
grievance to informally resolve the issue. /d. § 701.5(b)(1). If there is no
such informal resolution, the full IGRC conducts a hearing within sixteen
calendar days of receipt of the grievance and issues a written decision
within two working days of the conclusion of the hearing. /d. §§ 701.5(b)(2),
(3). Second, a grievant may appeal the IGRC decision to the facility's
superintendent within seven calendar days of receipt of the IGRC's written
decision. /d. § 701.5(c)(1). If the grievance involves an institutional issue (as
opposed to a DOCCS-wide policy issue), the superintendent must issue a
written decision within twenty calendar days of receipt of the grievant’s
appeal. /d. § 701.5(c)(3)(ii). Grievances regarding DOCCS-wide policy
issues are forwarded directly to the central office review committee
(“CORC’) for a decision under the process applicable to the third step. Id. §
701.5(c)(3)(i). Third, a grievant may appeal to CORC within seven working
days of receipt of the superintendent's written decision. Id. § 701.5(d)(1)(i).
CORC is to render a written decision within thirty calendar days of receipt
of the appeal. /d. § 701.5(d)(3)(ii).
Hudson v. Kirkey, No. 9:20-CV-00581 (LEK/DJS), 2023 WL 2324988, at *3 (N.D.N.Y.
Mar. 2, 2023) (additional citation omitted).
Plaintiff filed three grievances, dated October 8, October 20, and October 24,
2020. See Dkt. No. 30-7. The prison’s IGP office consolidated these grievances into a
single grievance, identified by the date of October 13, 2020. See Dkt. Nos. 30-3 at 8-9;
tt
30-7; 30-9 at 2. The grievances alleged that a Corrections Officer prevented plaintiff
from seeking medical care for his foot, requested medical attention for his injury, and
sought a policy change to hold Corrections Officers accountable for making false claims
about inmates’ refusal of medical care. See Dkt. No 30-7. The IGP has no record of
plaintiff filing any grievances with respect to a conditions-of-confinement claim against
13
defendant Hart arising out of the September 30, 2020, incident. See Dkt. Nos. 30-7; 30-
8; 30-9; 30-10; 30-11; 30-13.
Plaintiff's grievances concerning his access to medical care do not serve to
exhaust his administrative remedies with respect to his conditions-of-confinement claim
against defendant Hart. Under the DOCCS’ grievance procedure, an incarcerated
individual's grievances must contain a “specific description of the problem and the
action requested.” 7 N.Y.C.R.R. § 701.5 (a)(2). The grievance need not identify the
individual responsible for the alleged misconduct. See Matthews v. New York State
Dep't of Corr., No. 9:17-CV-503 (TJM/ML), 2022 WL 823851, at *7 (N.D.N.Y. Mar. 18,
2022) (citing Espinal v. Goord, 558 F.3d 119, 127 (2d Cir. 2009)) (additional citations
omitted) (“New York’s grievance procedures do not require prisoners to identify the
_,/individuals responsible for alleged misconduct, therefore neither does the PLRA for
exhaustion purposes.”). However, the grievance must provide prison officials with “the
necessary information to investigate the complaints and the opportunity to learn which
officers were involved in the alleged incident.” /d. at 6.
Here, plaintiff's second amended complaint states that the grievances he filed
involved only the aforementioned lack of medical care. See generally Dkt. No. 16.
mi| Plaintiff testified that he does not believe defendant was responsible for this alleged lack
of medical care, see Dkt. No. 30-5 at 98-99; rather, plaintiff attributes this lack of
medical care to a corrections officer who allegedly made false statements about
plaintiff's refusal of care. See Dkt. No. 30-5 at 34; 30-7 at 1. Thus, the grievances
plaintiff did file, arising out of the September 30, 2020, incident — which did not contain a
14
specific description of any problem related to defendant Hart — did not serve to exhaust
his administrative remedies on his Eighth Amendment conditions-of-confinement claim.
C. Availability of Administrative Remedies
Having before the Court no argument from plaintiff regarding availability, out of
special solicitude, the undersigned has searched the record for potential arguments that
administrative remedies may have been unavailable to him. See Jackson v. West, No.
9:23-CV-0306 (LEK/PJE), 2025 WL 1033787, at *4 (N.D.N.Y. Feb. 20, 2025), report and
recommendation adopted, No. 9:23-CV-306 (LEK/PJE), 2025 WL 814966 (N.D.N.Y.
Mar. 14, 2025).
The Supreme Court of the United States, in Ross, identified three circumstances
in which a court may find administrative remedies are not “available” for purposes of
.| exhaustion under the PLRA:
[A]n administrative procedure is unavailable when it operates as a simple
dead end—with officers unable or consistently unwilling to provide any relief
to aggrieved inmates. Next, an administrative scheme might be so opaque
that it becomes, practically speaking, incapable of use—i.e., some
mechanism exists to provide relief, but no ordinary prisoner can navigate it.
And finally, a grievance process is rendered unavailable when prison
administrators thwart inmates from taking advantage of a grievance process
through machination, misrepresentation, or intimidation.”
Ross, 578 U.S. at 643-44.
First, there nothing in the record to support that the “dead end” exception applies.
Williams v. Priatno, 829 F.3d 118, 123-24 (2d Cir. 2016). Although plaintiff did not
grieve the conditions-of-confinement claim with respect to defendant Hart, as noted
above, plaintiff grieved his alleged lack of medical care arising out of the same incident.
See Dkt. No. 16; Jackson, 2025 WL 1033787, at *12 (“Courts have rejected arguments
that the grievance procedure was a ‘dead end’ where the plaintiffs chose to participate
15
in the grievance procedure in some way, even in unrelated matters, concluding that
such participation demonstrates that the plaintiffs did not view the grievance procedure
as a dead end.”) (citing Luke Matthews, et al. v. L. Sweeny, Clinton Corr. Sergeant, et
al., No. 9:17-CV-0503 (GTS/ML), 2025 WL 447734, at *7, *7 n.13 (N.D.N.Y. Feb. 10,
2025)); see also Blake v. Porlier, No. 9:18-CV-1008 (DNH/CFH). At his deposition,
plaintiff testified that these grievances were ultimately resolved to his satisfaction. See
Dkt. No. 30-5 at 27:3-13 (“it's resolved now. The medical issue is resolved now. That
was—that was the problem. It’s resolved. . . . | received the medical, so it’s a moot
point”). Although these grievances do not involve defendant, that plaintiff was able to
grieve other matters during the same time period demonstrates that administrative
remedies were not a dead end with respect to his conditions-of-confinement claim
against defendant. See Jackson, 2025 WL 1033787, at *12.
Next, the opaqueness exception also does not apply to cure plaintiffs non-
exhaustion. Administrative relief is unavailable where “[t]he regulations simply do not
contemplate the situation in which the prisoner found himself, making it practically
impossible for him to ascertain whether and how he could pursue his grievance.”
Williams, 829 F.3d at 124. In other words, administrative relief is opaque when the
tri| procedure for the incarcerated person to procure relief under the circumstances is “so
confusing that . .. no reasonable prisoner can use it.” /d. (quoting Ross, 578 U.S. at
644).
During his deposition, when asked if he appealed his grievances relating to
medical care to CORC, plaintiff stated, “What's that? | don’t know nothing about this
legal stuff. I’m not going to lie. | have no idea about this legal stuff.” Dkt. No. 30-5 at
16
27. When defense counsel explained the requirement to appeal grievances to CORC,
plaintiff stated that he did not recall whether he appealed the grievances relating to
medical care to CORC. See id. Liberally read, plaintiff's testimony, although regarding
unrelated grievances, suggests that plaintiff may not have fully understood the
grievance procedure. However, plaintiff's alleged lack of knowledge as to the grievance
appeals process does not demonstrate that it was “practically impossible for him to
ascertain whether and how he could pursue his grievance.” Williams, 829 F.3d at 124.
Great Meadow’s IGP Supervisor, Alexandria Cutler, declared that, upon arrival to
the prison, incarcerated individuals undergo an orientation program on the prison’s
grievance process. See Dkt. No. 30-8 J 4. Although Ms. Cutler did not specify whether
plaintiff attended this orientation program, she stated that information regarding the
_,| grievance process—specifically Title 7 of the Official Compilation of Codes, Rules, and
Regulations of the State of New York (“NYCRR”) and DOCCS Directive #4040—was
available to plaintiff in the prison’s law library. See id.; see also Jackson, 2025 WL
1033787, at *9 (holding that the grievance procedure was not opaque where plaintiff
claimed that he did not understand how to appeal, but the plaintiff failed to seek
assistance or pay attention at the facility’s IGP orientation and the plaintiff successfully
m| initiated the first step on several grievances); see also Henry v. Liberty, 9:15-CV-1108
(MAD/DEP), 2016 WL 11480174, at *6 (“[A]ny subjective confusion by plaintiff regarding
the applicable exhaustion policy is not a relevant consideration for the Court.”) (citing
Ross, 578 U.S. at 643).
In addition, although plaintiff's testimony suggested some confusion regarding
the grievance appeals process, plaintiff did not even initiate the first step of the
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grievance process with respect to his claims against defendant, despite his
demonstrated knowledge of the need to file grievances evidenced by the three
grievances he filed about access to medical care. See generally Dkt. Nos. 16, 30.
Accordingly, even accepting as true plaintiff's testimony that he lacked full
understanding of the grievance appeals process, plaintiff has not established that the
grievance procedure was so opaque that it was practically incapable of use. See Ross,
576 U.S. at 1859. Thus, the “opaqueness” exception does not apply to cure plaintiff's
non-exhaustion.
Finally, plaintiff was not thwarted from using the prison’s grievance process
regarding his claim against defendant Hart through “machination, misrepresentation, or
intimidation by prison officials.” Ross, 578 U.S. at 644. Plaintiff's Second Amended
_,| Complaint alleges that he received threats from correctional staff because he was filing
grievances related to his medical care. See Dkt. No. 16 at 5. However, plaintiff's
allegation is devoid of any information as to who made the threat or how the threat
affected plaintiff's ability to file future grievances. See id. As this Court has stated,
“general and conclusory statements that [an incarcerated individual] was threatened are
insufficient to raise a triable issue of fact as to the unavailability of the grievance
| Procedure because of intimidation by prison administrators.” Gibbs v. Gadway, No.
9:19-CV-281 (GTS/DJS), 2019 WL 5191506, at *5 (N.D.N.Y. Oct. 15, 2019), report and
recommendation adopted, No. 9:19-CV-0281 (GTS/DJS), 2020 WL 1227156 (N.D.N.Y.
Mar. 13, 2020) (quoting Lewis v. Wasielewski, No. 15-CV-0168-RJA-MJR, 2018 WL
4732755, at *6 (W.D.N.Y. July 10, 2018), report and recommendation adopted, No. 15-
CV-168-A, 2018 WL 4692476 (W.D.N.Y. Oct. 1, 2018)). “Allegations of threats are
18
conclusory where a plaintiff's allegation ‘does not indicate who threatened him, when he
was threatened, or how he was threatened.” Rodriguez v. Cross, No. 15-CV-1079
(GTS/CFH), 2017 WL 2791063, at *8 (N.D.N.Y. May 9, 2017), report and
recommendation adopted, No. 915-CV-1079 (GTS/CFH), 2017 WL 2790530 (N.D.N.Y.
June 27, 2017) (citing Johnson v. Fraizer, No. 16-CV-6096(CJS), 2016 WL 7012961, at
(W.D.N.Y. Dec. 1, 2016)). Further, plaintiff does not allege that the threats came from
a prison administrator. See Ross, 578 U.S. at 643-44. As plaintiff's threat allegation is
conclusory and not even tied to the conditions-of-confinement claim at issue in this
action, it is insufficient to raise a triable issue of fact as to whether the alleged threat
rendered administrative remedies unavailable to him.
Accordingly, the “threat” exception to the PLRA’s exhaustion requirement does
_|not apply. As plaintiff failed to exhaust available administrative remedies, and there is
no exception to his failure to exhaust that applies, the undersigned recommends that
defendant’s Motion for Summary Judgment be granted.*
IV. CONCLUSION
WHEREFORE, for the reasons set forth herein, it is hereby
RECOMMENDED, that defendant Hart’s Motion for Summary Judgment, DKt.
ti] No. 30, be GRANTED; and it is
ORDERED, that the Clerk serve this Report-Recommendation and Order on
parties in accordance with the Local Rules.
Pursuant to 28 U.S.C. § 636(b)(1), the parties have fourteen days within which to
file written objections to the foregoing report. Such objections shall be filed with the
* As plaintiff's failure to exhaust is incurable at this point, the recommended dismissal is with prejudice.
See Berry v. Kerik, 366 F.3d 85, 87 (2d Cir. 2004).
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Clerk of the Court. FAILURE TO OBJECT TO THIS REPORT WITHIN FOURTEEN
DAYS WILL PRECLUDE APPELLATE REVIEW. See Roldan v. Racette, 984 F.2d 85
(2d Cir. 1993) (citing Small v. Sec’y of Health and Human Servs., 892 F.2d 15 (2d Cir.
1989) (per curiam)); 28 U.S.C. § 636(b)(1) (Supp. 2013); Feb. R. Civ. P. 72, 6(a).°
Dated: July 15, 2025
Albany, New York
v pepo?
Paul J. Evangelista
U.S. Magistrate Judge
5 If you are proceeding pro se and are served with this Report-Recommendation and Order by mail, three
additional days will be added to the fourteen-day period, meaning that you have seventeen days from the
date the Report-Recommendation and Order was filed/dated to serve and file any objection. See Fed. R.
Civ. P. 6(d). If the last day of that prescribed period falls on a Saturday, Sunday, or legal holiday, the
deadline is extended to the next day that is not a Saturday, Sunday, or legal holiday. See FED. R. Civ. P.
6(A)(1)(C).
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