Opinion

Int'l Union of Painters & Allied Trades v. Warren Smith

Court
Court of Appeals for the Sixth Circuit
Filed
Jul 31, 2025
Status
Published
Cited by
0 cases
Authority
More cited than 38.5%

The opinion

RECOMMENDED FOR PUBLICATION

Pursuant to Sixth Circuit I.O.P. 32.1(b)

File Name: 25a0200p.06

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

┐

INTERNATIONAL UNION OF PAINTERS AND ALLIED

│

TRADES DISTRICT COUNCIL NO. 6; JIM SHERWOOD; LEE

│

DENNEY; CHRIS NAEGELE; EVERETT CHILSON,

│

Plaintiffs - Appellants, │

> No. 24-3282

│

BOARD OF TRUSTEES FOR THE SOUTHERN OHIO │

PAINTERS HEALTH AND WELFARE PLAN AND TRUST │

FUND, │

Plaintiff-Intervenor, │

v. │

│

│

WARREN T. SMITH; DANA CLARK; JEREMY TURI; JOE

│

CONLEY; JAMES ECK; CHAD HUDEPOHL; KYLE YOUNG;

│

JEFF QVICK,

│

Defendants-Appellees. │

┘

Appeal from the United States District Court for the Southern District of Ohio at Cincinnati.

No. 1:23-cv-00502—Douglas Russell Cole, District Judge.

Argued: December 12, 2024

Decided and Filed: July 31, 2025

Before: COLE, WHITE, and DAVIS, Circuit Judges.

_________________

COUNSEL

ARGUED: Diana Robinson, PAOFF, ROBINSON, & WIDMAN LLC, Toledo, Ohio, for

Appellants. Allen S. Kinzer, VORYS, SATER, SEYMOUR & PEASE LLP, Columbus, Ohio,

for Appellees Warren T. Smith and Dana Clark. Evan T. Priestle, TAFT STETTINIUS &

HOLLISTER LLP, Cincinnati, Ohio, for Appellees Jeremy Turi, Joe Conley, James Eck, Chad

Hudepohl, Kyle Young, and Jeff Qvick. ON BRIEF: Diana Robinson, PAOFF, ROBINSON,

& WIDMAN LLC, Toledo, Ohio, for Appellants. Allen S. Kinzer, Brian W. Dressel, VORYS,

SATER, SEYMOUR & PEASE LLP, Columbus, Ohio, for Appellees Warren T. Smith and Dana

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 2

Clark. Evan T. Priestle, TAFT STETTINIUS & HOLLISTER LLP, Cincinnati, Ohio, for

Appellees Jeremy Turi, Joe Conley, James Eck, Chad Hudepohl, Kyle Young, and Jeff Qvick.

_________________

OPINION

_________________

DAVIS, Circuit Judge. This case involves an ERISA fund dispute that pits one side of

the fund’s board of trustees against the other. The dividing line, however, is atypical. While

board membership is evenly divided between union-appointed trustees and employer-appointed

trustees, two union-appointed trustees have, among other things, voted with the employer-

appointed trustees to make procedural changes that the union and its other appointed trustees

contend have caused fiduciary-duty violations and portend more harm in the future. Chief

among the alleged harms, according to the union and its trustees, is the entrenchment of two

wayward union trustees that the union would like removed. The union and its fellow plaintiff-

trustees were denied a preliminary injunction to head off the harm they fear is brewing and saw

their claims against the employer-appointed trustees dismissed by the district court. They appeal

each of these decisions. For the reasons that follow, we AFFIRM.

I.

A.

Factual background. Plaintiffs Jim Sherwood, Lee Denney, Chris Naegele, Everett

Chilson, and the International Union of Painters and Allied Trades District Council No. 6 (the

“Union”)1 sued Defendants Warren “Tom” Smith, Dana Clark, Jeremy Turi, Joe Conley, James

Eck, Chad Hudepohl, Kyle Young, and Jeff Qvick in their capacities as trustees of the Southern

Ohio Painters Health and Welfare Plan and Trust (the “Fund”). Plaintiffs Sherwood, Denney,

and Naegele are union-appointed trustees, and Chilson is a Fund participant. Defendants Smith

and Clark are union-appointed trustees whom Plaintiffs have sought to remove from the board of

trustees. And the remaining defendants are employer-appointed trustees.

1The Board of Trustees for the Southern Ohio Painters Health and Welfare Plan and Trust Fund

successfully moved to intervene on November 10, 2023. However, the Board of Trustees is not a party to this

appeal.

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 3

The Fund is a multi-employer welfare benefit plan governed by the Taft-Hartley Act (the

“Act”). The Union and contributing employers created and maintained the Fund to provide

health and welfare benefits to employees represented by the Union. Sixteen trustees manage the

Fund, half affiliated with the Union and half with the contributing employers, along with “neutral

persons.” 29 U.S.C. § 186(c)(5)(B). The Fund’s controlling document, the Trust Agreement,

governs its operations. As relevant here, the Trust Agreement includes procedures specifying

how trustees must be appointed and how they may be removed. The trustees may also amend the

Trust Agreement by a two-thirds vote of those trustees present.

Plaintiffs’ claims arise from their discontent over certain Fund amendments proposed by

Smith and Clark and approved by the employer-trustee defendants. Tensions began to rise in

January 2021, when Sherwood, the Union’s business manager/secretary-treasurer, sought to

appoint a new union trustee for the Local Union # 249 (“Local # 249”) because the former

Local # 249 representative, Smith, had taken a leave of absence from his trusteeship to serve as

the Fund’s assistant administrative manager. Smith objected, explaining that he and co-

defendant Dana Clark were the union-appointed trustees from Local # 249. Smith thereafter re-

assumed his trustee status but continued to serve as a Fund employee. Sherwood responded by

requesting a legal opinion from the Fund’s then-counsel, Ledbetter Parisi LLC (“Ledbetter”),

about the legality under ERISA of Smith serving as both Fund employee and trustee. Ledbetter

did not provide a clear response. And soon after, Sherwood learned that Smith had unilaterally

fired Ledbetter as Fund counsel and retained new counsel; Potts-Dupre, Hawkins & Kramer

(“Potts-Dupre”) was introduced as the Fund’s legal counsel at the May 11, 2021, board meeting.

Over the course of the next several board meetings, Smith and Clark proposed several

amendments to the Trust Agreement with which Plaintiffs did not agree. Some of these

amendments directly benefited Smith and Clark, like one that would provide continued health-

insurance coverage to retired union trustees—but not all union retirees—at no cost. Smith also

proposed an amendment that would suspend dental coverage under the health care plan, which

passed over Plaintiff trustees’ objections. And Smith proposed an amendment to the Trust

Agreement’s removal language. Prior to the amendment, union trustees could be removed for

just cause by a three-fourths vote of the union trustees, and employer trustees could be removed

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 4

for just cause by the same vote of the employer trustees. Smith’s proposed amendment would

change the removal procedure such that any trustee could be removed for just cause by a three-

fourths vote of all trustees, regardless of their appointing authorities. It passed, notwithstanding

objections from Plaintiff trustees.

Frustrated by Smith and Clark’s actions and claiming to exercise his authority under the

International Union of Painters and Allied Trades (“IUPAT”) constitution, Sherwood sent them

both letters requesting that they resign from their positions as union trustees.2 Neither resigned.

Sherwood then filed internal union charges against Smith and Clark. The Union convened a trial

board, which held a trial pursuant to the IUPAT constitution. Smith and Clark obtained legal

advice from Potts-Dupre to defend against the charges. The trial board sustained the charges

against both Smith and Clark and directed that they each immediately be removed from the Fund

and barred from serving as Fund trustees. Smith and Clark again refused to resign, so Sherwood

filed a second set of internal charges based on Smith and Clark’s noncompliance with the trial

board’s decision. The second trial board again sustained the charges.

Smith and Clark resigned from the Union while the second round of charges were

pending. But they continued to receive retiree benefits due to an amendment the trustees had

passed via email ballot on February 13, 2023. That amendment allowed participants who were

no longer union members to receive coverage under the Fund’s welfare plan. And although

Smith and Clark no longer held union memberships, an amendment they helped pass at the

March 23, 2023, meeting allowed retirees—like Smith and Clark—to continue serving as

trustees without retaining their union memberships. At that same meeting, the trustees voted on

a motion for the Fund to cover Potts-Dupre’s legal expenses from representing Smith and Clark

before the union trial board. The motion passed.

At the June 27, 2023, meeting, Sherwood moved to remove Smith and Clark as trustees

in accordance with governing Trust Agreement procedure. This motion failed, while a motion

2The IUPAT Constitution provides that, along with being “an automatic trustee to any Trust Fund in which

the members of the District Council participates,” the District Council Business Manager/Secretary-Treasurer “shall

appoint (and have the power to remove) all Union Trustees to all Trust Funds of the District Council and all Trust

Funds established by Local Unions fully affiliated with the District Council.” (IUPAT Constitution, R. 5-1, PageID

372, p. 94 of 198).

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 5

for Clark to begin shadowing Smith to take over Smith’s role as assistant administrative manager

of the Fund passed.

B.

Procedural History. Believing that Smith and Clark continue to unlawfully hold

themselves out as trustees and administer the Fund, Plaintiffs filed this suit seeking to remove

them as trustees. Plaintiffs allege that certain amended provisions of the Trust Agreement

improperly entrench the sitting trustees in violation of the Employee Retirement Income Security

Act of 1974 (“ERISA”) and that Defendants mismanaged the Fund in violation of ERISA

§ 404(a)(1)(B); 29 U.S.C. § 1104(a)(1)(B). They also assert that all Defendants have breached

their fiduciary duties under ERISA § 404(a)(1); 29 U.S.C. 1104(a)(1), in administering the Fund

by failing to recognize Sherwood’s power over the appointment and removal of union trustees,

by amending the Trust Agreement’s removal procedures, by failing to vote to remove Smith and

Clark as trustees, and by paying personal legal expenses incurred by Smith and Clark with Fund

assets. And Plaintiffs claim Smith and Clark engaged in unlawful self-dealing prohibited by

ERISA § 406(b); 29 U.S.C. § 1106(b). The employer-trustee defendants moved to dismiss

Plaintiffs’ complaint against them for failure to state a claim, which the district court granted.

Plaintiffs’ claims against Smith and Clark remain pending before the district court.

Plaintiffs also moved for a preliminary injunction removing Smith and Clark as Fund

trustees, terminating any employment relationship between Smith and Clark and the Fund,

prohibiting trustees from simultaneously serving as paid Fund employees, prohibiting Fund

assets from being spent on trustees’ personal legal expenses, and prohibiting Defendants from

interfering with the Union’s authority to appoint and remove trustees and exercise its own

fiduciary duties. The district court denied Plaintiffs’ request. Plaintiffs appeal both the denial of

their request for injunctive relief and the district court’s dismissal order. Because we properly

have jurisdiction over Plaintiffs’ preliminary injunction appeal, 28 U.S.C. § 1292(a)(1), we

address that issue first.

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 6

II.

We review a district court’s denial of a request for a preliminary injunction for abuse of

discretion. Wonderland Shopping Ctr. Venture Ltd. P’ship v. CDC Mortg. Cap., Inc., 274 F.3d

1085, 1097 (6th Cir. 2001). The district court’s decision is “only to be disturbed if it ‘relied

upon clearly erroneous findings of fact, improperly applied the governing law, or used an

erroneous legal standard.’” McGirr v. Rehme, 891 F.3d 603, 610 (6th Cir. 2018) (quoting

Hunter v. Hamilton Cnty. Bd. of Elections, 635 F.3d 219, 233 (6th Cir. 2011)). We may affirm

the district court’s denial of injunctive relief “for any reason supported by the record.” Id.

Courts consider four factors when determining whether to grant a preliminary injunction:

“(1) whether the movant has a strong likelihood of success on the merits; (2) whether the movant

would suffer irreparable injury without the injunction; (3) whether issuance of the injunction

would cause substantial harm to others; and (4) whether the public interest would be served by

issuance of the injunction.” Ohio v. Becerra, 87 F.4th 759, 768 (6th Cir. 2023) (quoting City of

Pontiac Retired Emps. Ass’n v. Schimmel, 751 F.3d 427, 430 (6th Cir. 2014) (en banc) (per

curiam)). It is frequently stated that a strong or notably weak likelihood of success on the merits

can often drive the results of a request for injunctive relief. See, e.g., S. Glazer’s Distribs. of

Ohio v. Great Lakes Brewing Co., 860 F.3d 844, 849 (6th Cir. 2017); Winnett v. Caterpillar,

Inc., 609 F.3d 404, 408 (6th Cir. 2010) (per curiam). Less frequently mentioned, but equally

important here, is our observation that “even the strongest showing on the other three factors

cannot ‘eliminate the irreparable harm requirement.’” D.T. v. Sumner Cnty. Schs., 942 F.3d 324,

326–27 (6th Cir. 2019) (quoting Friendship Materials, Inc. v. Mich. Brick, Inc., 679 F.2d 100,

105 (6th Cir. 1982)); see also EOG Res., Inc. v. Lucky Land Mgmt., LLC, 134 F.4th 868, 883 (6th

Cir. 2025). The irreparable harm factor is indispensable because, without it, a plaintiff cannot

show why he needs relief now rather than at the lawsuit’s end. D.T., 942 F.3d at 327. “Thus,

although the extent of an injury may be balanced against other factors, the existence of an

irreparable injury is mandatory.” Id.

As we discuss more fully below, because the district court properly concluded that

Plaintiffs failed to establish irreparable harm, their request for a preliminary injunction fails on

that prong alone.

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 7

III.

Preliminary Injunction. The district court, giving Plaintiffs “the benefit of the doubt,”

recognized three basic categories of purported irreparable harm as the bases for Plaintiffs’

request for injunctive relief: “(1) Defendants have engaged in self-dealing; (2) Plaintiff Trustees’

votes are immaterial under the current set-up, so they cannot exercise their fiduciary obligations;

and (3) entrenchment is necessarily an irreparable harm in and of itself because the Fund no

longer operates as a true Taft-Hartley plan when trustees are entrenched.” (Op. & Order, R. 58,

PageID 2403). Plaintiffs do not dispute the characterization of these harms on appeal.

To establish that they will face irreparable harm in the absence of injunctive relief,

Plaintiffs must show that they are at risk of suffering some harm that “is not fully compensable

by monetary damages.” Overstreet v. Lexington-Fayette Urb. Cnty. Gov’t, 305 F.3d 566, 578

(6th Cir. 2002). Moreover, the harm must be both “certain and immediate,” not “speculative or

theoretical.” D.T., 942 F.3d at 327 (quoting Mich. Coal. of Radioactive Material Users, Inc. v.

Griepentrog, 945 F.2d 150, 154 (6th Cir. 1991)). To that end, Plaintiffs must establish they are

likely to suffer some future irreparable harm that will occur during the pendency of the lawsuit

that requires we intervene; “[p]ast harm allows a plaintiff to seek damages, but it does not entitle

a plaintiff to seek injunctive . . . relief.” Kanuszewski v. Mich. Dep’t of Health & Hum. Servs.,

927 F.3d 396, 406 (6th Cir. 2019).

Plaintiffs have not shown why monetary damages would not adequately redress their

purported harms. Their first purported harm—trustee self-dealing—flows from allegations that

Defendants previously voted in their own interests at the Fund’s expense. Plaintiffs complain

that, because Defendants’ votes breached their fiduciary duties in the past, Plaintiffs are

“concerned about those types of actions continuing to be taken.” (Prelim. Inj. Hr’g Tr., R. 43,

PageID 2010). But when the district court asked whether there were any upcoming votes or

other Fund obligations where any fears of Defendants’ misconduct would be realized, Plaintiffs

could provide no concrete examples. Plaintiffs pointed only to past acts of Defendants, without

providing proof of a concrete risk of future harm, to support their theory. For example, Plaintiffs

assert that Smith is a “loose cannon” because—among other things—he proposed actions that,

when passed, (1) cut off certain benefits based on Union membership status, (2) suspended

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 8

dental benefits,3 (3) failed to recognize credit earned for hours worked, and (4) caused the Fund

to pay more for legal counsel. (ECF 25, Appellants’ Br., 39). Plaintiffs add that the Fund pays

for Smith’s services as a Fund employee.

Yet, each of the identified self-dealing harms would have fiscal ramifications. And

Plaintiffs have not explained why post-litigation damages for these expenses would not

sufficiently remedy any such harm. More important, each of these actions happened in the past,

and past harm cannot serve as the basis for injunctive relief. Kanuszewski, 927 F.3d at 406. As

the district court properly observed, Plaintiffs were obligated to provide “specific examples of

the kinds of harm that [they] anticipat[e] may occur if the relief [they are] seeking isn’t

awarded.” (Prelim. Inj. Hr’g Tr., R. 43, PageID 2013). They could have, for example, identified

an upcoming vote proposed or supported by any defendant which, if passed during this suit’s

pendency, would irreparably deprive Fund beneficiaries of insurance or health care benefits. But

they provided no such proof. Thus, the district court’s conclusion that “it remains unclear . . .

why any self-dealing harms Plaintiffs might experience could not be compensable by money

damages” is well taken. (Op. & Order, R. 58, PageID 2403–04).

Plaintiffs’ second alleged harm fails for the same reason. Plaintiffs contend that

Defendants’ misconduct prevents the “properly serving” union trustees from fully exercising

their fiduciary duties on behalf of the Fund. (ECF 25, Appellants’ Br., 38–39). But when probed

by the district court on this point, Plaintiffs confirmed that they were referring to their inability to

stop “payments to Mr. Smith, and . . . upcoming payments to Mr. Clark.” (Prelim. Inj. Hr’g Tr.,

R. 43, PageID 2009). Yet they could not explain why money would not redress this harm. Nor

could Plaintiffs point to any upcoming votes where this alleged harm might actually impair

Plaintiffs’ fiduciary responsibilities—a harm that would presumably be “irreparable.” So

Plaintiffs present no actual and non-speculative reason that Defendants’ future misconduct would

impair their fiduciary duties. This theoretical harm does not support Plaintiffs’ request for

injunctive relief.

3Smith testified that this suspension was only temporary as the trustees later voted to reinstate dental

benefits.

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 9

Lastly, Plaintiffs contend that entrenchment itself causes irreparable harm. As described

by Plaintiffs, entrenchment is a tool used by a trustee to secure a virtually permanent position on

the board. The trustee does so without regard to the appointing authority’s procedures for

selecting and removing trustees. So, according to Plaintiffs, a trustee’s entrenchment renders

himself unaccountable to the authority he was appointed to represent. And such self-serving

conduct then violates the trustee’s fiduciary obligation imposed by ERISA. See 29 U.S.C.

§ 1104(a)(1). The district court disagreed with Plaintiffs’ theory because Plaintiffs could not

prove entrenchment. In particular, the district court rejected Plaintiffs’ assertion that the removal

amendment, for which Smith and Clark joined the employer-appointed trustees in voting,

showed entrenchment. We need not consider the merits of Plaintiffs’ entrenchment claim to

reach the same conclusion.

Plaintiffs point to no binding authority suggesting that entrenchment is per se proof of

irreparable harm. Even if Plaintiffs could show that Smith and Clark’s purportedly entrenching

actions breached their fiduciary obligations, Plaintiffs advanced scant evidence that their actions

will irreparably harm the Fund and its beneficiaries during the pendency of this action.

Resisting this conclusion, Plaintiffs direct us to mostly unpublished, out-of-circuit cases.

Broadly speaking, these cases reason that trustees who continue to serve against the wishes and

governing documents of the appointing authority hamper the appointing authority’s ability to

oversee its appointed trustees. And this purported compromise in oversight ability thereby

irreparably injures the operation of the Taft-Hartley fund. See, e.g., Int’l Union of Bricklayers &

Allied Craftsmen Loc. No. 5 v. Hudson Valley Dist. Council Bricklayers & Joint Benefit Funds,

858 F. Supp. 373, 376 (S.D.N.Y. 1994); Levy v. Loc. Union No. 810, 20 F.3d 516, 520 (2d Cir.

1994); Masino v. Montelle, No. 05-CV-2447, 2005 WL 8159617, at *14 (E.D.N.Y. July 14,

2005); Demopoulos v. Whelan, No. 17-CV-5823, 2017 WL 4233081, at *3 (S.D.N.Y. Sep. 25,

2017). We have never recognized such a rule.

Plaintiffs have not attempted to explain how requiring the Union to follow the Trust

Agreement’s removal procedures would cause irreparable harm. According to Plaintiffs,

because the removal amendment conflicts with how the IUPAT constitution outlines the Union’s

removal authority, Smith and Clark entrenched themselves by voting with the employer trustees

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 10

to keep removal power within the Fund, thereby limiting the Union’s influence on the process.

In essence, Plaintiffs complain that they do not get unlimited control over the removal of union

trustees. Plaintiffs’ concern is understandable from a process point of view, but the argument

does not support their request for injunctive relief because, regardless of whether their

allegations mount a plausible theory of entrenchment, they do not establish any immediate

irreparable harm that Plaintiffs would suffer.

Again, unless there is proof that the claimed future harm is “certain and immediate,” and

not “speculative or theoretical,” a court may not issue injunctive relief. D.T., 942 F.3d at 327

(quoting Griepentrog, 945 F.2d at 154). To the extent that Plaintiffs have proffered any harms,

they appear to be monetarily compensable. And their single theory articulating potential

intangible harm—entrenchment—fails to show non-speculative harm. Plaintiffs offered no

evidence establishing such harm or tying the alleged harm to the trustees’ fiduciary obligations

under ERISA.

Because Plaintiffs’ proffered evidence does not show that they will suffer irreparable

harm during the pendency of this litigation, absent injunctive relief, we see no abuse of

discretion in the district court’s denial of injunctive relief. As such, we need not address the

other preliminary injunction factors to conclude that the district court did not abuse its discretion

in denying Plaintiffs’ request for a preliminary injunction. See Winter v. Nat’l Res. Def. Council,

Inc., 555 U.S. 7, 23–24 (2008); D.T., 942 F.3d at 327.

IV.

Motion to Dismiss. Our appellate jurisdiction generally extends only to review of a

district court’s “final decisions.” 28 U.S.C. § 1291. “When a single action presents multiple

claims or involves multiple parties, a district court ruling that disposes of only some claims or

only some parties is ordinarily not ‘final.’” In re Refrigerant Compressors Antitrust Litig., 731

F.3d 586, 589 (6th Cir. 2013) (quoting 28 U.S.C. § 1291). Defendants argue that, because

Plaintiffs’ claims against Smith and Clark remain pending before the district court, we should not

entertain Plaintiffs’ appeal of the motion to dismiss.

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 11

The parties dispute whether we might exercise pendent jurisdiction over the dismissal

order. Pendent jurisdiction “allows an appellate court, in its discretion, to exercise jurisdiction

over issues that are not independently appealable when those issues are ‘inextricably intertwined’

with matters over which the appellate court properly and independently has jurisdiction.”

Chambers v. Ohio Dep’t of Hum. Servs., 145 F.3d 793, 797 (6th Cir. 1998) (citation omitted).

An unappealable issue is sufficiently intertwined “only ‘when the appellate resolution of the

collateral appeal necessarily resolves the pendent claim as well.’” Kerchen v. Univ. of Mich.,

100 F.4th 751, 759 (6th Cir. 2024) (quoting Crockett v. Cumberland Coll., 316 F.3d 571, 579

(6th Cir. 2003)). Therefore, our discretion to exercise pendent jurisdiction may also be

characterized as “the ability to decline to hear claims even when they are inextricably intertwined

with appealable issues.” Id. The issues necessary to resolve Plaintiffs’ appeal of the district

court’s denial of their preliminary injunction request are not inextricably intertwined with the

issues raised by their appeal of the district court’s dismissal order. Therefore, we decline

Plaintiffs’ invitation to exercise pendent jurisdiction.

The district court’s order dismissed Plaintiffs’ three claims against the employer-trustee

defendants: (1) unlawful entrenchment in violation of ERISA, 29 U.S.C.§ 1104(a)(1)(B) (Count

1); (2) request for a declaratory judgment that certain Trust Agreement language violates ERISA,

29 U.S.C. § 1104(a)(1)(A) (Count 2); and (3) the unlawful use of Fund assets to pay certain legal

expenses in violation of ERISA, 29 U.S.C. § 1104(a)(1) (Count 3). To resolve Plaintiffs’ appeal

of the motion to dismiss, we would need to examine whether Plaintiffs alleged facts sufficient to

make out plausible claims for relief under the relevant ERISA provision: Section 404(a). See 29

U.S.C. § 1104(a). That section outlines the fiduciary duty standards by which Fund trustees

must abide. As relevant to Plaintiffs’ claims, Section 404(a) requires trustees to “discharge

[their] duties with respect to a plan solely in the interest of the participants and beneficiaries”

with the “exclusive purpose of” benefiting plan participants and beneficiaries and defraying

administrative costs while acting with reasonable “care, skill, prudence, and diligence under the

circumstances.” Id. Therefore, our review of the motion to dismiss would necessarily focus on

whether Plaintiffs’ complaint allegations, taken as true, plausibly allege that the employer-trustee

defendants breached their fiduciary duties. See Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009).

No. 24-3282 Int’l Union of Painters & Allied Trades et al. v. Smith et al. Page 12

Plaintiffs seek injunctive relief against the employer-trustee defendants to prevent future

harms similar to the past harms alleged in the dismissed claims. A review of Plaintiffs’

likelihood of success on the merits of these claims would necessarily encompass an assessment

of both the plausibility of and evidentiary support for their claims—a task that would overlap

with the Rule 12(b)(6) inquiry. But, as discussed, Plaintiffs’ failure to demonstrate that they will

suffer irreparable harm absent preliminary injunctive relief renders that inquiry unnecessary.

Thus, Plaintiffs’ properly appealable issue—whether a preliminary injunction should issue—is

not “inextricably intertwined” with their collateral one. Therefore, we decline to extend our

jurisdiction to encompass review of the motion to dismiss.

V.

For the foregoing reasons, we AFFIRM.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.