Brown-Austin v. Chambers-Smith

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF OHIO

WESTERN DIVISION

YUSEF BROWN-AUSTIN, Case No. 1:23-cv-478

Plaintiff, McFarland, J.

Bowman, M.J.

v.

ANNETTE CHAMBERS-SMITH, et al.,

Defendants.

REPORT AND RECOMMENDATION

On July 28, 2023, Plaintiff, a state prisoner currently incarcerated at the Southern

Ohio Correctional Facility, paid the full filing fee and filed a verified complaint through

retained counsel against multiple Defendants. The Court dismissed two Defendants

based on Plaintiff’s failure to serve them, and granted motions to dismiss by all remaining

Defendants, resulting in the entry of final judgment on August 22, 2024. (Doc. 30, 31, 32).

Plaintiff did not timely appeal. Instead, on January 28, 2025, Plaintiff filed a “pro se” post-

judgment motion seeking to reopen this case pursuant to Rule 60(b), Fed. R. Civ. P. In

addition to his motion for Rule 60(b) relief, Plaintiff has moved for the issuance of a “Show

Cause” order to be directed to his former counsel.

Plaintiff’s post-trial motions have been referred to the undersigned magistrate

judge for initial consideration and report and recommendation (“R&R”). For the reasons

that follow, the undersigned now recommends that both motions be DENIED.

I. Procedural Background of Three Related Cases

Although he now proceeds pro se, Plaintiff originally filed three separate but related

cases in this Court through counsel – each time, paying the full filing fee. Plaintiff’s first

case (No. 1:23-cv-475-MRB) and the above-captioned case were filed within a day of

each other on July 27 and July 28, 2023, respectively. Plaintiff’s third case (No. 1:24-cv-

397-MWM-SKB) was filed almost exactly one year later. In order to provide context for

the motions in the above-captioned case, the undersigned takes judicial notice of relevant

allegations and proceedings in all three cases.

Plaintiff’s First Case: No. 475

Through counsel, Plaintiff filed his first case against eleven defendants on July 27,

2023. See Brown-Austin v. Chambers-Smith, et al., No. 1:23-cv-475-MRB. (“No. 475”.) A

civil cover sheet that accompanied the complaint designates the case as one filed

pursuant to the civil rights statute, 42 U.S.C. § 1983. (See No. 475., Doc. 2.) But the

original complaint contains only a cursory reference to that statute in a single heading.

(See No. 475., Doc. 4, PageID 21.) In contrast to the heading, the body of the original

complaint sets out a single claim under civil RICO, alleging predicate violations and that

Defendants “engaged in a pattern of corrupt activity which caused injury to the Plaintiff.”

(See No. 475, Doc. 4, PageID 31 (heading); see also id. ¶¶ 37-50, citing 18 U.S.C. §§

1961(1), 1962(c) and 1964(c).)

After initiating suit with a single RICO claim, Plaintiff filed an amended complaint

in October 2023 that entirely deleted his RICO claim in favor of pleading two new causes

of action under 42 U.S.C. §§ 1983 and 1981. (See No. 475, Doc. 7 ¶6, PageID 41.)

Plaintiff’s omission of his RICO claim in the amended complaint amounted to a voluntary

dismissal of that claim. In the amended pleading, Plaintiff instead alleged that Defendants

had violated his rights under the First and Fourteenth Amendments as follows: (1)

“Defendants engaged in a pattern of retaliation against the Plaintiff’s first amendment

rights to employ the grievance process,” (id., PageID 51-52), and (2) “Defendants violated

Plaintiff’s right to procedural due process by failing to give him written notice and a hearing

prior to his being transferred to the Ohio State Penitentiary.” (Id., PageID 55.) Plaintiff

filed a second amended complaint on January 15, 2024 that continued to plead the same

two retaliation and procedural due process claims. (See No. 475, Second Amended

Complaint, Doc. 17.)

In supporting factual allegations, Plaintiff alleged that he was transferred to the

Northeastern Ohio Correctional Center (“NEOCC”) in 2017. NEOCC was run by

Defendant CoreCivic,1 a Tennessee corporation “that runs private prisons throughout

North America,” including NEOCC under contract with the State of Ohio. (Id., ¶ 20.) At

NEOCC, Plaintiff alleges that he and other gang members were tasked to provide security

at the prison to “keep the peace.” (Id., ¶ 22; see also id., ¶¶ 21-32.) Plaintiff’s First

Amendment retaliation claim arises from his transfer from NEOCC to OSP on July 29,

2022. Plaintiff alleges that he was transferred after he refused to retrieve a contraband

handgun, filed “a direct grievance to the ODRC Chief Inspector about the events at

NEOCC and the ICR he filed,” and after his brother contacted the Ohio State Highway

Patrol. (Id., ¶¶ 36, 58-59, 62.) Plaintiff alleges that his transfer from NEOCC “was

obviously motivated by his threatening to expose how NEOCC was run.” (Id., ¶ 59.)

Upon arriving at OSP, Plaintiff submitted additional informal grievances and was

quickly transferred again from OSP to the Southern Ohio Correctional Facility (“SOCF”).

(Id., ¶¶ 39-41.) In addition to his transfers first to OSP and then to SOCF, Plaintiff alleges

1Plaintiff mistakenly identifies the name of this Defendant as “Core Civic Corporation.” In the above-

captioned case, Defendant represents that its correct name is “CoreCivic, Inc.”(See No. 1:23-cv-478-MWM-

SKB, Doc. 27.)

that he was falsely charged and found guilty at an RIB hearing on August 1, 2022

regarding his prior involvement in an inmate assault at NEOCC.2 He was told that the

finding of guilt and subsequent adverse impact on his security level on August 11, 2022

was “in retaliation for his filing a lawsuit against ODRC and CORE CIVIC.”3 (Id., ¶¶44,

see also, generally, ¶¶42-45, 63-64.) He alleges other unknown inmates and guards at

SOCF committed additional acts of retaliation. (Id., ¶¶ 47-50.)

In a second due process claim included in No. 475, Plaintiff alleges that

Defendants violated his Fourteenth Amendment right to procedural due process because

his transfer to OSP was conducted without the requisite notice and a hearing. (Id., ¶¶ 74-

75.)

State Defendants Chambers-Smith and Lambert moved to dismiss both claims in

No. 475, as did Core Civic Defendants Fender and Wyman.4 In addition to filing a belated

response, Plaintiff moved to enlarge the time permitted for service on several unserved

Defendants. But the Court denied Plaintiff’s motion to extend time to perfect service based

on counsel’s failure to show “good cause” and lack of diligence. (Doc. 42.) Following that

adverse ruling on service but before the Court issued a decision on Defendants’ motions

to dismiss, on August 8, 2024, Plaintiff voluntarily dismissed No. 475 without prejudice.

Plaintiff’s Second Case: No. 478

On July 28, 2023, one day after filing No. 475, Plaintiff’s counsel filed the above-

captioned case, No. 1:23-cv-478-MWM-SKB (“No. 478”). Plaintiff’s second case named

2Based on context, the undersigned infers that the RIB hearing was held at SOCF.

3Plaintiff did not file his first lawsuit against ODRC and CoreCivic in this Court until July 27, 2023. Thus, any

allegation that Defendants informed Plaintiff in August 2022 that his security level was being adjusted “in

retaliation for …filing a lawsuit” in July 2023 is not plausible.

4The four individuals who moved to dismiss pointed out that Plaintiff had failed to timely serve seven

individuals. The State of Ohio appeared as an “interested party” on behalf of three unserved individuals

(Davis, Rush, and Oppy) but the remaining unserved CoreCivic Defendants did not appear.

seven of the eleven defendants named in No. 475.5 The civil cover sheet attached to No.

478 identifies the cause of action as a “[p]rivate action related to RICO.” (Doc. 1-1.) But

as in No. 475, the body of the complaint does not match the cover sheet. Rather than a

RICO claim, the complaint in this case consists of two civil rights claims that are virtually

identical to the claims in No. 475: (1) that “Defendants engaged in a pattern of retaliation

against Plaintiff’s First Amendment rights to employ the grievance process” and (2) that

“Defendants violated Plaintiff’s right to procedural due process by failing to give him

written notice and a hearing” before transferring him to the OSP. (Doc. 1, PageID 12, 15.)

In another parallel, two CoreCivic Defendants (Fender and Wyman) and two State

Defendants (Chambers-Smith and Lambert) filed separate motions to dismiss for failure

to state a claim. Plaintiff eventually responded to both motions. But because Plaintiff’s

counsel also had failed to serve some defendants in No. 478, the Court issued a “Show

Cause” Order warning Plaintiff that it planned to dismiss Defendants Deputy Warden, Unit

Manager Douglas, and Core Civic Corporation for failure of service. After Plaintiff

responded to that order, the Court extended the time for Plaintiff to perfect service. When

Plaintiff later obtained service on Core Civic Corporation, that defendant filed a third

motion to dismiss.6

On August 22, 2024, the Court granted all three of Defendants’ motions, dismissing

all remaining claims on the merits. Plaintiff did not appeal. But on January 28, 2025,

5The seven Defendants named in both No. 475 and No. 478 include: Annette Chambers-Smith, Doug

Fender, [unnamed] Deputy Warden, Unit Manager Douglas, Assistant Investigator Wyman, CoreCivic

Corporation, and Chief Inspector Chris Lambert. The four individuals named in No. 475 but not in No. 478

are former NEOCC Warden David Bobby, SOCF Warden Cynthia Davis, SOCF Hearing Officer Ryan Rush,

and SOCF Unit Management Chief/Deputy Warden J. Oppy.

6Because Plaintiff never obtained service on the Deputy Warden or Unit Manager Douglas, the Court

dismissed them without prejudice.

Plaintiff filed a pro se motion to vacate the Court’s judgment under Rule 60(b), Fed. R.

Civ. P., and to consolidate it with a third case, No. 1:24-cv-397-MWM-SKB.

Plaintiff’s Third Case: No. 397

On July 29, 2024, a year after filing his first two cases and weeks before he

voluntarily dismissed No. 475 and received an adverse judgment in No. 478, Plaintiff filed

his third civil rights case, No. 1:24-cv-397-MWM-SKB (“No. 397”.) No. 397 is the only

case that remains open on the Court’s active docket. Through an R&R filed this day, the

undersigned recommends dismissal of Plaintiff’s Second Amended Complaint in No. 397

for all but two distinct claims that Plaintiff alleges against Defendants Davis and Oppy.

The same R&R recommends the denial of Plaintiff’s motion to amend his complaint to

add a civil RICO claim and to supplement or correct his existing claims in No. 397.

II. Plaintiff’s Rule 60(b) Motion

Plaintiff asks this Court to set aside the adverse judgment entered against him on

August 22, 2024 in order to reopen this case to consider a civil RICO claim. Assuming

the Court will grant that relief, he further asks the Court to consolidate this case with No.

397 and to permit him to amend his claims in the newly consolidated case. As authority

for his request to vacate judgment and reopen this closed case, Plaintiff relies on Rule

60(b)(1), (3), or (6), Fed. R. Civ. P. Plaintiff is not entitled to relief under any of the

referenced provisions.

When a case has been decided on the merits as in this case, courts are required

to consider three factors under Rule 60(b)(1): “‘(1) culpability—that is, whether the neglect

was excusable; (2) any prejudice to the opposing party; and (3) whether the party holds

a meritorious underlying claim or defense.’” Yeschick v. Mineta, 675 F.3d 622, 628 (6th

Cir. 2012) (quoting Flynn v. People's Choice Home Loans, Inc., 440 Fed. Appx. 452, 457-

58 (6th Cir. 2011)). Plaintiff first seeks relief under Rule 60(b) on grounds that this Court

made a mistake and “simply overlooked the plaintiff’s entire civil RICO claims in this

action.” (Doc. 39, PageID 189.) Plaintiff points out that despite a reference to RICO on

the civil docket sheet, no RICO claims were addressed in Defendants’ motions to dismiss,

or in the Court’s opinion dismissing the complaint. But a civil docket sheet is not a

pleading. And Defendants’ motions to dismiss, Plaintiff’s responses to those motions, and

the Court’s prior opinion discussed all relevant claims in his complaint, which did not

include any civil RICO claims.

Plaintiff alternatively argues that this Court should grant him relief under Rule

60(b)(3) because his attorney lied to him about pleading a RICO claim and committed

fraud. But Rule 60(b)(3) limits relief to when the alleged “fraud” is perpetrated by an

opposing party. The provision has no application here, where Plaintiff alleges “fraud” by

his own attorney.

Last, Plaintiff seeks relief under Rule 60(b)(1) for “mistake, inadvertence, surprise,

or excusable neglect,” or under the catchall provision of Rule 60(b)(6) for “any other

reason that justifies relief.” Plaintiff claims that his attorney did not do as Plaintiff had

instructed him and therefore “acted without authority” when he failed to include a valid

RICO claim. See, generally U.S. v. Reyes, 307 F.3d 451, 455 (6th Cir. 2002) (holding that

Rule 60(b)(1) “is intended to provide relief in only two situations: (1) when a party has

made an excusable mistake or an attorney has acted without authority, or (2) when the

judge has made a substantive mistake of law or fact in the final judgment or order”).

According to Plaintiff, the Court should vacate its judgment because Plaintiff mistakenly

relied on his attorney to follow his instructions. Alternatively, Plaintiff argues that his

attorney’s “gross negligence” provides grounds for relief under Rule 60(b)(6).

Professional negligence or malpractice does not provide grounds for relief under

Rule 60(b). In general, “‘clients must be held accountable for the acts and omissions of

their attorneys,’ …who are, after all, those clients' ‘freely selected agent[s].’” United States

v. Munoz, 605 F.3d 359, 368 (6th Cir. 2010) (quoting Pioneer Inv. Servs. Co. v. Brunswick

Assocs., Ltd. P'ship, 507 U.S. 380, 397 (1993)). Plaintiff admits that counsel sent him a

copy of the complaint in this case before filing it. In fact, Plaintiff verified “under penalty of

perjury” that he had read the complaint, knew the contents thereof (which clearly did not

include a RICO claim), and that the allegations were “true and accurate.” (Doc. 1, PageID

18.) Although Plaintiff now claims that his attorney promised Plaintiff to correct factual

errors after the complaint was filed and made multiple additional misrepresentations, the

correspondence that Plaintiff has filed of record does not wholly support Plaintiff or

exonerate him from all culpability. For one thing, the correspondence does not

differentiate between Plaintiff’s three cases, leaving plenty of room for (mis)interpretation

and leaving this Court to guess at the case to which each communication pertains. In

short, while counsel’s communication is sub-optimal, Plaintiff’s own garbled

communications and continued reliance on his interpretation of his attorney’s statements

(even in the face of conflicting or contrary information) appears to have contributed to

misunderstandings and errors.7

7Plaintiff’s counsel notified him of the dismissal of No. 478 the day after the Court’s ruling, on August 23,

2024. (Doc. 44-1, PageID 288). Two days later, Plaintiff acknowledged that he was already aware of the

dismissal and questioned whether counsel was lying about several things based on information he had

learned from his father’s attorney. (Id., PageID 289-290). In response, Plaintiff’s former counsel

acknowledged making mistakes, and provided Plaintiff with the address of the Office of Disciplinary Counsel

and his malpractice carrier. (Id., PageID 291-293, 296). Plaintiff, who represents himself to be a trained

paralegal, responded by stating his intention to continue employing counsel. (Id., PageID 294.)

But perhaps the most obvious reason for denying Rule 60(b) relief is that Plaintiff

cannot possibly present any meritorious claim even if the Court were to vacate the existing

judgment on his § 1983 claims. See Massiah v. Tenn. State University, No. 3:21-cv-

00066, 2022 WL 16722341 *6 (M.D. Tenn. Nov. 4, 2022) (denying relief under Rule 60(b)

where counsel’s errors were “garden-variety inexcusable neglect,” and plaintiff had failed

to show a likelihood of relief on the merits if the court did grant Rule 60 relief). Plaintiff

primarily seeks to plead a civil RICO claim. He has moved to plead the same claim in a

tendered Third Amended Complaint in No. 397, the ongoing case with which he seeks to

consolidate this case. Plaintiff’s tendered complaint in No. 397 and representations made

in this case confirm that he cannot state a civil RICO claim as a matter of law.

The civil RICO statute provides a private cause of action for “[a]ny person injured

in his business or property by reason of a violation of section 1962 ….” 18 U.S.C. §

1964(c). Under the statute, “the plaintiff only has standing if, and can only recover to the

extent that, he has been injured in his business or property by the conduct constituting

the violation.” Sedima, S.P.R.L. v. Imrex Co., Inc., 473 U.S. 479, 496 (1985). An injury to

the plaintiff’s “business or property” ordinarily excludes his personal injuries. See Jackson

v. Sedgwick Claims Mgmt. Servs., Inc., 731 F.3d 556, 564-65 (6th Cir. 2013), overruled

on other grounds in Medical Marijuana, Inc. v. Horn, 145 S.Ct. 931 (2025). “Recovery for

physical injury or mental suffering is not allowed under civil RICO because it is not an

injury to business or property.” Fleischhauer v. Feltner, 879 F.2d 1290, 1300 (6th Cir.

1989). In other words, RICO “[p]laintiffs need to show they suffered a commercial injury.”

Compound Prop. Mgmt. LLC v. Build Realty, Inc., 343 F.R.D. 378, 406 (S.D. Ohio 2023).

Plaintiff’s proposed RICO claim is based on his contention that all Defendants

violated RICO by engaging in an enterprise “to maximize profits” at NEOCC by

“chronically understaffing NEOCC and by using slaves” (i.e., Plaintiff and other gang

leaders) to provide security and keep violence at NEOCC at a low enough level that

CoreCivic would not lose its contract with ODRC. (See No. 397, Doc. 33-1, ¶¶ 59-69.) But

Plaintiff fails to allege that he has suffered any type of commercial injury to his business

or property as a result of the purported RICO violations. Instead, Plaintiff alleges only that

the RICO violations caused him to lose a scholarship which will impact Plaintiff’s future

earnings, and indirectly resulted in a conduct report that will negatively impact his parole

hearing. (Id., ¶ 69.) He also claims he was damaged by being moved to an Ohio State

prison “far away from Stark County and his family.” (Id.)

Those type of personal injuries alleged by a prisoner are insufficient as a matter of

law to satisfy the statutory prerequisite for standing under civil RICO. See Lee v. Michigan

Parole Bd., 104 Fed. Appx. 490, 493 (6th Cir. 2004); Looper v. Gibson, 63 Fed. Appx.

877, 879 (6th Cir. 2003); Sharp v. Ingham County, 23 Fed. Appx. 496, 499 (6th Cir. 2001).

In fact, courts in this circuit routinely dismiss RICO claims by inmates for lack of standing.

See, e.g., Crosky v. Ohio Dep’t of Rehab. & Corr., No. 2:09-cv-400, 2012 WL 748408, at

*13 (S.D. Ohio Mar. 8, 2012); Jacobs v. Ohio Dept. of Rehabilitation and Correction, No.

2:08-cv-713-TPK 2009 WL 1911786, at *5 (S.D. Ohio June 30, 2009) (personal injuries

including emotional distress, oppression, duress and intimidation “are precisely the sort

of damages that are not recoverable under civil RICO because they do not involve [the

prisoner’s] business or property.”); Annabel v. Michigan Dept. of Corrections, No. 1:14-

cv-756, 2014 WL 4187675, at *21 (W.D. Mich. Aug. 21, 2014).

In Medical Marijuana, Inc. v. Horn, 145 S.Ct. 931 (2025), the Supreme Court

recently reaffirmed that §1964(c) excludes recovery for injuries that are solely personal in

nature.

[B]y explicitly permitting recovery for harms to business and property, it

implicitly excludes recovery for harm to one's person. See RJR Nabisco,

Inc. v. European Community, 579 U.S. 325, 350, 136 S.Ct. 2090, 195

L.Ed.2d 476 (2016); see also A. Scalia & B. Garner, Reading Law § 10, p.

107 (2012) (“[S]pecification of the one implies exclusion of the other”). But

the “business or property” requirement operates with respect to the kinds of

harm for which the plaintiff can recover, not the cause of the harm for which

he seeks relief. For example, if the owner of a gas station is beaten in a

robbery, he cannot recover for his pain and suffering. But if his injuries force

him to shut his doors, he can recover for the loss of his business. In short,

a plaintiff can seek damages for business or property loss regardless of

whether the loss resulted from a personal injury.

Medical Marijuana, 145 S.Ct. at 939 (emphasis original). In the case presented, the only

injuries that Plaintiff identifies are personal, and do not reflect any type of commercial

injury to his “business” or “property.” Therefore, his civil RICO claim fails as a matter of

law for lack of statutory standing.

Plaintiff alternatively argues that if only his attorney had filed an amended

complaint in No. 478 to make corrections or add allegations as Plaintiff had requested,

the Court would not have granted Defendants’ motions to dismiss. The undersigned

strongly disagrees with Plaintiff’s overly optimistic view of the strength of his claims. With

respect to nearly identical civil rights claims filed in No. 397, including proposed revisions

in Plaintiff’s pro se tendered Third Amended Complaint, the undersigned continues to find

Judge McFarland’s reasons for rejecting those claims on the merits to be highly

persuasive. Therefore, the undersigned has recommended denial of a proposed

amended complaint as futile in No. 397. See also Keary v. U.S. Bank Nat. Ass'n ND, 2013

WL 6241587, at *7 (E.D. Mich. Dec. 3, 2013) (recommending denial of Rule 60(b)(6)

motion because even if attorney conduct was so exceptionally bad as to provide grounds

for relief, plaintiffs still failed to demonstrate that their underlying claims were meritorious).

III. Plaintiff’s Motion for Issuance of a Show Cause Order

In his second post-judgment motion,8 Plaintiff asks this Court to issue a “Show

Cause” Order to his former attorney under Rule 11(b)(3) of the Federal Rules of Civil

Procedure and 28 U.S.C. § 1927. As evidence of counsel’s alleged misstatements in

drafting the complaint, Plaintiff has attached copies of correspondence with his former

attorney dated prior to the date that counsel filed Plaintiff’s verified complaint.

Plaintiff’s motion should be denied. Regardless of what Plaintiff may have told his

attorney about the underlying facts of his case before counsel drafted the complaint, there

is no question that Plaintiff personally signed and attested to the accuracy of the complaint

that his attorney actually filed on July 28, 2023. To the extent that Plaintiff is entitled to

any relief, he remains free to seek any appropriate remedy through the institution of

disciplinary proceedings or a malpractice suit.

IV. Conclusion and Recommendation

Accordingly, IT IS RECOMMENDED THAT:

1. Plaintiff’s motion for Rule 60(b) relief, and to consolidate the re-opened

proceeding with No. 1:24-cv-397-MWM-SKB, (Doc. 39) should be DENIED;

2. Plaintiff’s post-judgment motion for a “show Cause” order (Doc. 53) also should

be DENIED.

8Post-trial motions for sanctions under Rule 11 are considered to be “dispositive.” See Massey v. City of

Ferndale, 7 F.3d 506, 510 (6th Cir. 1993). Technically, Plaintiff seeks only the issuance of a “show cause”

order relating to the alleged Rule 11 violation and/or violation of 28 U.S.C. § 1927. A request for a “show

cause” order alone could be viewed as a non-dispositive motion. But because magistrate judges have

limited statutory authority to rule on any post-judgment motions, the recommended disposition is included

in this R&R.

s/Stephanie K. Bowman____

Stephanie K. Bowman

United States Chief Magistrate Judge

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF OHIO

WESTERN DIVISION

YUSEF BROWN-AUSTIN, Case No. 1:23-cv-478

Plaintiff, McFarland, J.

Bowman, M.J.

v.

ANNETTE CHAMBERS-SMITH, et al.,

Defendants.

NOTICE

Under Fed. R. Civ. P. 72(b), any party may serve and file specific, written

objections to this Report & Recommendation (“R&R”) within FOURTEEN (14) DAYS after

being served with a copy thereof. That period may be extended further by the Court on

timely motion by either side for an extension of time. All objections shall specify the

portion(s) of the R&R objected to, and shall be accompanied by a memorandum of law in

support of the objections. A party shall respond to an opponent’s objections within

FOURTEEN DAYS after being served with a copy of those objections. Failure to make

objections in accordance with this procedure may forfeit rights on appeal. See Thomas v.

Arn, 474 U.S. 140 (1985); United States v. Walters, 638 F.2d 947 (6th Cir. 1981).