“Claims against individual defendants in their official capacities are really just claims against the municipality and, thus, are redundant when the municipality is also named as a defendant.”
How later courts described this case
- “Claims against individual defendants in their official capacities are really just claims against the municipality and, thus, are redundant when the municipality is also named as a defendant.”
- “It is well established that an amended complaint ordinarily supersedes the original, and renders it of no legal effect.” (quotation marks and citations omitted)
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
KATHY L. ROGERS-CARROLL,
Plaintiff, 1:24-cv-322
(ECC/DJS)
v.
MARLBORO CENTRAL SCHOOL DISTRICT;
MICHAEL BAKATSIAS, SUPT.
TECHNOLOGY-PERSONNEL; MICHAEL
RYDELL, SUPERINTENDENT OF SCHOOLS,
Defendants.
Kathy L. Rogers-Carroll, pro se Plaintiff
Chelsea Weisbord, Esq., for Defendants
Hon. Elizabeth C. Coombe, United States District Judge:
MEMORANDUM-DECISION AND ORDER
On March 6, 2024, pro se Plaintiff Kathy Rogers-Carroll filed this action alleging that
Defendants Marlboro Central School District (the District), Michael Bakatsias, and Michael Rydell
violated the Americans with Disabilities Act, 42 U.S.C. §12101 et seq., as amended (ADA), and
that Defendant Bakatsias slandered her, in violation of state defamation law. Presently before the
Court is Defendants’ motion to dismiss pursuant to Rule 12(b)(6) of the Federal Rules of Civil
Procedure. Dkt. No. 13. The motion is fully briefed. Dkt. Nos. 13, 18, 19. For the following
reasons, the motion to dismiss is granted in part and denied in part.
I. FACTS1
Plaintiff has been employed by the District as a special education teacher since September
3, 2002 and by the New Paltz Central School District (New Paltz) as a track coach since March 3,
2024. Complaint (Compl.) ¶ 1, Dkt. No. 1.2
On December 27, 2022, Plaintiff had back surgery for a herniated disc, and she experienced
complications during her recovery. Compl. ¶¶ 2, 4. District employees receive six sick days, and
a committee managed by the District (the committee) could give employees additional days from
a sick bank (sick bank days). Id. ¶¶ 4, 7. After Plaintiff’s surgery, she submitted three requests
for sick bank days with supporting medical documentation. Id. ¶¶ 3-5. The Complaint focuses on
her last request submitted on February 27, 2023 (the leave request). “As per her doctor’s
recommendation and latest note, Plaintiff was scheduled to return to work on March 27, 2023.”
Id. ¶ 5.
While recovering from surgery, Plaintiff coached for New Paltz in a “limited capacity.”
Compl. ¶ 13. New Paltz allowed her to work for 1-2 hours per day, alternate between sitting and
standing, avoid areas where collisions were more likely to occur, and receive help from two
volunteer coaches and a co-coach. Id.
On March 10, 2023, the committee denied Plaintiff’s leave request, explaining that Plaintiff
had not met the requirement that an employee “suffered a disabling illness or accident.” Compl.
1 These facts are drawn from the Complaint. The Court assumes the truth of, and draws reasonable
inferences from, the well-pleaded factual allegations, see Lynch v. City of New York, 952 F.3d 67,
74–75 (2d Cir. 2020), but does not accept as true any legal conclusions, see Ashcroft v. Iqbal, 556
U.S. 662, 678 (2009).
2 Citations to the factual allegations in the addendum to the Complaint are to paragraph numbers
(¶), while citations to the form Complaint are to section symbols (§).
¶ 7; Dkt. No. 13-3.3 The denial relied on the fact that Plaintiff was working for New Paltz, but not
reporting to work at the District. Compl. ¶ 7; Dkt. No. 13-3. Defendant Michael Bakatsias,
Assistant Superintendent of Personnel for the District, called Plaintiff to tell her that she would not
be paid if she did not return to work. Id. ¶¶ 7, 8. He also told Plaintiff that she was “lying,”
“fraudulently requesting sick bank time,” and that her request was denied “because she was in fact
not disabled.” Id. According to Plaintiff, “[t]his inaccurate and slanderous portrayal of
[Plaintiff’s] very serious condition . . . misinformed the sick bank committee and biased their
decision.” Id. ¶ 7. Defendant Bakatsias and the principal of Marlboro High School “consistently
conveyed as part of an informal ‘policy’ that the District would not allow part-time work, return
to work with restrictions, or the use of assistive devices.” Id. ¶ 11. Defendant Bakatsias also
“repeatedly insisted that Plaintiff’s return to work be ‘full time with no restrictions.’” Id. ¶ 14
(internal quotation in complaint).
After denying Plaintiff’s leave request, the District docked her pay approximately $5,957,
the amount of pay for the nine days between Plaintiff’s February 27th request and March 10th.4
Compl. ¶ 7. After Plaintiff’s pay was docked, she “pleaded with her doctor to write her a note to
return to work, which he reluctantly agreed to do.” Id. ¶ 9. “This note followed Mr. Bakatsias’
refusal to accept the first letter from Plaintiff’s neurosurgeon, which stated clearly the dangers
Plaintiff faced if she returned, and the directive that she could not work in the school building
3 “[D]ocuments that are attached to the complaint or incorporated in it by reference are deemed
part of the pleading and may be considered” for purposes of a motion to dismiss. Beauvoir v.
Israel, 794 F.3d 244, 248 n.4 (2d Cir. 2015) (citation omitted). The Plaintiff refers to the letter
from the committee throughout the Complaint, and it may therefore be considered for purposes of
this motion to dismiss.
4 Plaintiff estimates that the resulting loss is $30,000 over the course of her retirement because this
will lower the final three years of pay used to calculate her retirement. Compl. ¶ 17.
beyond 1-2 hours a day . . . .” Id. ¶ 9. “As part of Plaintiff’s recovery, Plaintiff’s doctor permitted
her to . . . work as tolerated for 1-2 hours at a time, with the ability to alternate sitting or standing.”
Id. ¶ 10.
Plaintiff returned to work on March 12th full-time with no restrictions or assistive devices,
and she “experienced severe additional pain and suffering as well as great risk to her health and
safety.” Compl. ¶¶ 14-15.
On April 20, 2023, Plaintiff’s brother-in-law died unexpectedly, and Plaintiff left work
early. Compl. ¶ 19. The next day, the principal asked Plaintiff, “Where did you go yesterday;
someone reported that you didn’t go home?” Id. On April 24, 2023, the District denied Plaintiff’s
request for a bereavement day, and Defendant Rydell told her, “That’s what personal days are for
. . . .” Id. ¶ 20. The District’s bereavement policy gave Defendant Rydell the discretion to “allow
bereavement leave for persons other than those enumerated in this section.” Id. ¶ 19.
For years, Plaintiff included her coaching and summer employment titles on her District
email signature block. Compl. ¶ 22. On May 24, 2023, Defendant Rydell directed Plaintiff to
remove “‘what appears to be external employment titles’” from her email signature block at her
“‘earliest convenience.’” Id. This email was sent “to Plaintiff personally, rather than to all teachers
collectively, suggesting it was a targeted reprisal.” Id.
On May 26, 2023, Plaintiff stopped working, and on June 6th, she had emergency bi-level
anterior cervical discectomy and fusion neck surgery. Id. ¶ 15.
On August 17, 2023, Plaintiff filed a complaint with the New York State Division of
Human Rights (SDHR) alleging disability discrimination. Compl. ¶ 18; Dkt. No. 19-2.
On October 10, 2023, Plaintiff attended a “virtual informal hearing” at 10:00 am that took
longer than the 30 minutes she expected. Compl. ¶ 21. Although the hearing was less than two
hours, and 40 minutes of that time was Plaintiff’s lunch break, the District docked Plaintiff half of
a personal day (3.5 hours) because she did not follow “the proper procedure to request leave for
personal matters.” Id. In addition, the District issued a written admonishment that was placed in
her personnel file. Id.
II. LEGAL STANDARD
To survive a motion to dismiss under Rule 12(b)(6) of the Federal Rules of Civil Procedure,
“a complaint must provide ‘enough facts to state a claim to relief that is plausible on its face.’”
Mayor & City Council of Balt. v. Citigroup, Inc., 709 F.3d 129, 135 (2d Cir. 2013) (quoting Bell
Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “Although a complaint need not contain
detailed factual allegations, it may not rest on mere labels, conclusions, or a formulaic recitation
of the elements of the cause of action, and the factual allegations ‘must be enough to raise a right
to relief above the speculative level.’” Lawtone-Bowles v. City of New York, No. 16-cv-4240, 2017
WL 4250513, at *2 (S.D.N.Y. Sept. 22, 2017) (quoting Twombly, 550 U.S. at 555). A court must
accept as true all well-pleaded factual allegations in the complaint and draw all reasonable
inferences in the plaintiff’s favor. See EEOC v. Port Auth., 768 F.3d 247, 253 (2d Cir. 2014)
(citing ATSI Commc’ns, Inc. v. Shaar Fund, Ltd., 493 F.3d 87, 98 (2d Cir. 2007)). However, “the
tenet that a court must accept as true all of the allegations contained in a complaint is inapplicable
to legal conclusions.” Iqbal, 556 U.S. at 678.
“[W]here, as here, a plaintiff is proceeding pro se, the complaint must be considered under
a more lenient standard than that accorded ‘formal pleadings drafted by lawyers.’” Harrison v.
New York, 95 F. Supp. 3d 293, 313 (E.D.N.Y. 2015) (citation omitted). The Complaint must also
be construed liberally “to raise the strongest arguments that it suggests.” Costabile v. N.Y.C.
Health & Hosps. Corp., 951 F.3d 77, 80 (2d Cir. 2020) (citation omitted). “Nonetheless, a pro se
complaint must state a plausible claim for relief.” Darby v. Greenman, 14 F.4th 124, 128 (2d Cir.
2021) (quoting Walker v. Schult, 717 F.3d 119, 124 (2d Cir. 2013)).
III. DISCUSSION
Liberally construed, Plaintiff’s Complaint alleges ADA failure-to-accommodate and
retaliation claims against all of the Defendants as well as a slander claim against Defendant
Bakatsias.
A. ADA Claims
The ADA prohibits discrimination “against a qualified individual on the basis of disability
in regard to . . . [the] discharge of employees,” as well as “other terms, conditions, and privileges
of employment.” 42 U.S.C. § 12112(a). A prima facie discrimination claim requires the plaintiff
to show that: “(1) the defendant is covered by the ADA; (2) [the] plaintiff suffers from or is
regarded as suffering from a disability within the meaning of the ADA; (3) [the] plaintiff was
qualified to perform the essential functions of the job, with or without reasonable accommodation;
and (4) [the] plaintiff suffered an adverse employment action because of [her] disability or
perceived disability.” Luka v. Bard Coll., 263 F. Supp. 3d 478, 486 (S.D.N.Y. 2017) (quoting
Capobianco v. City of New York, 422 F.3d 47, 56 (2d Cir. 2005)). A “plaintiff alleging disability
discrimination ‘is not required to plead a prima facie case . . . to defeat a motion to dismiss,’” and
she “‘need only give plausible support to a minimal inference of discriminatory motivation at the
pleading stage.’” Id. at 486–87 (quoting Dooley v. JetBlue Airways Corp., 636 Fed. App’x 16, 21
(2d Cir. 2015) (summary order)). See also Giambattista v. Am. Airlines, Inc., 584 F. App’x 23, 25
(2d Cir. 2014) (summary order) (“To state a claim for discrimination under the ADA, a plaintiff
must allege facts which plausibly suggest, inter alia, that she suffered [an] adverse employment
action because of [her] disability.”).To survive a motion to dismiss, a plaintiff “need only allege
facts to support [the plaintiff’s] prima facie case.” Morey v. Windsong Radiology Grp., P.C., 794
F. App’x 30, 32 (2d Cir. 2019). In addition, “a plaintiff alleging disability discrimination ‘is not
required to plead a prima facie case . . . to defeat a motion to dismiss,’ and ‘need only give plausible
support to a minimal inference of discriminatory motivation at the pleading stage.’” Id. at 486–87
(quoting Dooley, 636 Fed. App’x at 21).
1. Claims Against Individuals
As Plaintiff recognizes, individuals are not liable under the ADA. Pl. Mem. at 8, Dkt. No.
18; see Garcia v. S.U.N.Y. Health Scis. Ctr. of Brooklyn, 280 F.3d 98, 107 (2d Cir. 2001) (Title II
of the ADA does not “provide[] for individual capacity suits against state officials”); Rubeor v.
Town of Wright, 191 F. Supp. 3d 198, 208 (N.D.N.Y. 2016) (“Claims against individual defendants
in their official capacities are really just claims against the municipality and, thus, are redundant
when the municipality is also named as a defendant.”) (quotations omitted). The ADA claims
against Defendants Bakatsias and Rydell are therefore dismissed.
2. Failure to Accommodate
Defendants argue that Plaintiff’s failure to accommodate claim should be dismissed
because (1) Plaintiff’s alleged impairment is not a disability under the ADA given that temporary
impairments such as recovery from surgery are not disabilities, and Plaintiff has not alleged that
her herniated disc affected any major life activities before her surgery and recovery, Def. Mem. at
25-27, Dkt. 13-4; and (2) the District did not have notice of Plaintiff’s disability, id. at 27-28.
Plaintiff responds that she was unable to perform several major life activities during her recovery,
temporary impairment can qualify as a disability under the ADA, and the District had notice of her
disability. See Pl. Mem. at 19-24.
A prima facie failure-to-accommodate claim requires the plaintiff to show: “(1) plaintiff is
a person with a disability under the meaning of the ADA; (2) an employer covered by the statute
had notice of [plaintiff’s] disability; (3) with reasonable accommodation, plaintiff could perform
the essential functions of the job at issue; and (4) the employer has refused to make such
accommodations.” McBride v. BIC Consumer Prods. Mfg. Co., 583 F.3d 92, 97 (2d Cir. 2009)
(quotation omitted). “The ADA envisions an interactive process by which employers and
employees work together to assess whether an employee’s disability can be reasonably
accommodated,” but “the ADA imposes liability for, inter alia, discriminatory refusal to undertake
a feasible accommodation, not mere refusal to explore possible accommodations where, in the end,
no accommodation was possible.” McBride, 583 F.3d at 99, 100 (cleaned up).
a. Physical or Mental Impairment Substantially Limiting
One or More Major Life Activities
The ADA defines disability as “a physical or mental impairment that substantially limits
one or more major life activities,” “a record of such impairment,” or “being regarded as having
such an impairment.” 42 U.S.C. § 12102(1). Defendants argue that Plaintiff has not established
that she suffers from a physical or mental impairment that substantially limits one or more of her
major life activities.5 Def. Mem. at 25-26. Plaintiff responds that that she pled specific major life
activities affected by her herniated disc and back surgery. Pl. Mem. at 20-21.
“To establish a disability, a plaintiff must: (1) ‘show that she suffers from a physical or
mental impairment’; (2) ‘identify the activity claimed to be impaired and establish that it
constitutes a major life activity’; and (3) ‘show that her impairment substantially limits the major
life activity previously identified.’” Norman v. NYU Langone Health Sys., 492 F. Supp. 3d 154,
5 Defendants argue that Plaintiff has also not alleged sufficiently that she was regarded as disabled,
Def. Mem. at 16-17, but Plaintiff does not appear to rely on that provision.
163 (S.D.N.Y. 2020) (quoting Weixel v. Bd. of Educ. of City of New York, 287 F.3d 138, 147 (2d
Cir. 2002)). A physical impairment is “[a]ny physiological disorder or condition, cosmetic
disfigurement, or anatomical loss affecting one or more body systems.” 6 29 C.F.R. § 1630.2(h)(1).
Major life activities are non-exclusively defined to include “caring for oneself, performing manual
tasks, seeing, hearing, eating, sleeping, walking, standing, lifting, bending, speaking, breathing,
learning, reading, concentrating, thinking, communicating, and working,” in addition to “the
operation of a major bodily function.” 42 U.S.C. § 12102(2).
To qualify as a disability, an impairment must “substantially limit[] the ability of an
individual to perform a major life activity as compared to most people in the general population”;
but “need not prevent, or significantly or severely restrict, the individual from performing a major
life activity in order to be considered substantially limiting.” 29 C.F.R. § 1630.2(j)(1)(ii). “The
term ‘substantially limits’ shall be construed broadly in favor of expansive coverage” and “is not
meant to be a demanding standard.” Id. § 1630.2(j)(1)(i). “An impairment that is episodic or in
remission is a disability if it would substantially limit a major life activity when active.” 42 U.S.C.
§ 12102(4)(D).
Plaintiff alleges that her disability is “[d]isc herniation . . . radiating nerve pain through
right leg, and severe back pain due to nerve impingement” and that the “disabling condition”
required surgery resulting in complications including “reherniation of the disc and caused foot
drop, continued pain and risk of permanent injury.” Compl. § 4. She also alleges that as part of
her recovery, her “doctor permitted her to work part time (work as tolerated for 1-2 hours at a time)
6 The EEOC regulations implementing the ADA and its subsequent amendments, 29 C.F.R. §
1630.1, “are not binding,” but “courts in the Second Circuit afford them significant deference.”
Norman, 492 F. Supp. 3d at 163 (citing Francis v. City of Meriden, 129 F.3d 281, 283 n.1 (2d Cir.
1997)).
with the ability to alternate sitting or standing.” Compl. ¶ 10. Defendants do not argue that
Plaintiff failed to sufficiently allege a physical impairment, Def. Mem. at 23-24, and Plaintiff’s
allegations are sufficient to allege a physical impairment.
However, Defendants argue that “Plaintiff does not plausibly allege limitations of her
ability to perform any major life activities (substantial or otherwise) outside of the short duration
of time in which she was recovering from her back surgery,” and “[t]o the extent Plaintiff was
substantially limited from performing any major life activities” during her recovery from surgery,
“that is the type of temporary, non-chronic impairment of short duration that does not qualify as a
disability under the ADA.” Def. Mem. at 26.
Plaintiff responds that she alleged that the disc herniation substantially limited the major
life activities of “walking, standing, and working,” Pl. Mem. at 20 (citing Compl. ¶ 6), and “[a]s a
result of complications arising from her back surgery for a herniated disc, she was no longer able
“stand and walk for long periods, circulate throughout classrooms and hallways (sometimes
packed with students), nor spend long periods of time working on a computer, and needed an
assistive device,” id.
“[F]or a disability to substantially limit the major life activity of working, the complaint
must plausibly allege that the disability affected ‘the ability to perform either a class of jobs or a
broad range of jobs in various classes as compared to the average person having comparable
training, skills and abilities.’” Johnson v. N.Y. State Police, 659 F. Supp. 3d 237, 259 (N.D.N.Y.
2023) (quoting Anderson v. Nat’l Grid, PLC, 93 F. Supp. 3d 120, 137–38 (E.D.N.Y. 2015)).
“Under the expanded definition of ‘disability’ under the [ADA Amendments Act of 2008],
which now covers impairments ‘lasting or expected to last less than six months,’ 28 C.F.R. §
35.108(d)(ix), a short-term injury can qualify as an actionable disability under the ADA.”
Hamilton v. Westchester Cnty., 3 F.4th 86, 93 (2d Cir. 2021). See also Patterson v. Emblem Health
Inc., No. 22-cv-2177, 2023 WL 5671531, at *5 (S.D.N.Y. Sept. 1, 2023) (“[an] actual disability
claim under the ADA cannot fail solely because [a plaintiff] did not allege a permanent or chronic
disability”). “In other words, a plaintiff’s actual disability claim under the ADA does not fail
solely because he failed to ‘state that his [disability] will be permanent or chronic . . . [or] indicate
the duration or long-term impact of his impairment such that the Court may infer that his injury
was not temporary.” Hamilton, 3 F.4th at 93.
Here, Plaintiff alleges that her job required “that she stand and walk for long periods,
circulate throughout classrooms and hallways (sometimes packed with students), as well as
repeatedly lean over students’ desk as they work” and “spend[] long periods of time working on a
computer.” Compl. ¶ 6. She also alleges that these “requirements” were not “conducive to a safe
and effective recovery from back surgery,” and that she was “at risk of permanent disability if she
was knocked in to or tripped and she was particularly vulnerable due to foot drop cause by lumbar
disc herniation.” Id. Although “[c]ourts have yet to establish the extent to which a plaintiff must
allege . . . [her] claim that an impairment substantially limits a major life activity,” Laface v. E.
Suffolk BOCES, No. 18-cv-1314, 2020 WL 2489774, at *11 (E.D.N.Y. May 14, 2020), these
references are sufficient to survive dismissal at the pleading stage.
In addition, contrary to Defendants’ argument, Plaintiff’s claims may not be dismissed
solely because her doctor anticipated that her recovery would take three months. The Second
Circuit has made clear that temporary non-chronic conditions, even ones shorter than six months,
can be disabilities. Compl. ¶ 5; see Hamilton, 3 F.4th at 93 (“Hamilton’s claim could not be
dismissed as a matter of law simply because the injury causing these limitations was temporary.”).
b. Notice to Employer
Defendants further argue that Plaintiff has not alleged that the District had knowledge of a
disability because her leave requests with doctor’s notes regarding her recovery demonstrate that
the District knew “that she was injured, not disabled.” Def. Mem. at 28. Plaintiff responds that
the Complaint sufficiently alleges that she provided notice of her disability and necessary
accommodations because it alleges that she “provided supporting medical documentation with
each extension request for her leave;” her doctor permitted her to “work as tolerated for 1-2 hours
at a time), with the ability to alternate sitting or standing,” and she provided a letter from her
neurosurgeon stating the “dangers” she faced at the school and directing that “she could not work
in the school building beyond 1-2 hours a day.” Pl. Mem. at 23 (citing Compl. ¶¶ 2-5, 9, 10).
As explained above, for purposes of this motion Plaintiff has sufficiently alleged a
disability under the ADA. Drawing all reasonable inferences from the facts pled by Plaintiff,
Plaintiff has sufficiently alleged that the leave requests and doctor’s notes submitted by Plaintiff—
particularly the letter from Plaintiff’s neurosurgeon explaining that she could not work at the
school more than one to two hours each day—provided the District notice of the alleged disability.
Compl. ¶ 3-5, 9.
3. Retaliation
Defendants argue that the retaliation claim should be dismissed because the allegedly
adverse actions (1) occurred before Plaintiff filed her SDHR complaint, (2) are “the kind of trivial
harm that” is not an adverse action; and/or (3) were the result of the application of neutral
attendance policies. See Def. Mem. at 28-31. Plaintiff responds that the pre-SDHR complaint
actions retaliated against her protected activity of seeking accommodations. She also asserts that
the question of whether the application of the attendance policies was a legitimate non-
discriminatory reason is a factual question that cannot be resolved at the pleading stage.7 See Pl.
Mem. at 25-26.
To state a prima facie case of retaliation, Plaintiff must allege that (1) she “engaged in an
activity protected by the ADA; (2) the employer was aware of this activity; (3) the employer took
adverse employment action against [her]; and (4) a causal connection exists between the alleged
adverse action and the protected activity.” Treglia v. Town of Manlius, 313 F.3d 713, 719 (2d Cir.
2002).
a. Adverse Employment Action
“To qualify as an adverse employment action, the employer’s action toward the plaintiff
must be ‘materially adverse’ with respect to ‘the terms and conditions of employment.’” Davis v.
N.Y.C Dep’t of Educ., 804 F.3d 231, 235 (2d Cir. 2015) (quoting Sanders v. N.Y.C. Human Res.
Admin., 361 F.3d 749, 755 (2d Cir. 2004)). “An adverse employment action ‘must be more
disruptive than a mere inconvenience or an alteration of job responsibilities and might be indicated
by a termination of employment, a demotion evidenced by a decrease in wage or salary, a less
distinguished title, a material loss of benefits, significantly diminished material responsibilities, or
other indices . . . unique to a particular situation.’” Fox v. Costco Wholesale Corp., 918 F.3d 65,
71–72 (2d Cir. 2019) (quoting Patrolmen’s Benevolent Ass’n of City of N.Y. v. City of New York,
310 F.3d 43, 51 (2d Cir. 2002)). “Petty slights, minor annoyances, and simple lack of good
manners” are insufficiently material to constitute adverse actions for a retaliation claim.
Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 68 (2006).
7 Plaintiff concedes that she cannot assert an ADA retaliation claim based solely on the District’s
failure to grant her accommodation requests. Pl. Mem. at 26.
Plaintiff alleges three adverse actions: (1) the April 24, 2023 denial of a bereavement day
for her brother-in-law’s funeral, Compl. ¶ 2; (2) the May 24, 2023 email from Defendant Rydell
directing Plaintiff to change her email signature block, id. ¶ 22; and (3) the October 10, 2023
docking of one-half of a personal day and placement of a disciplinary letter in her personnel file
for violating the District’s attendance policy, id. ¶ 21.
Defendants argue that the denial of bereavement leave was not an adverse action because
Plaintiff was instructed to use a personal day instead of a bereavement day. Def. Mem. at 29.
Defendants also take the position that the email regarding the signature block was a “trivial harm”
that does not rise to the level of an adverse action. Def. Mem. at 29-30. Plaintiff contends that
Defendants took these actions in response to her request to extend her leave and her request for a
reasonable accommodation. Pl. Mem. at 25.
Regarding the signature block email, Plaintiff does not address that action in her response,
and she has not sufficiently alleged that a request to change the signature block on her email
affected the terms of her employment or was a threat of disciplinary action. In addition, that email
is not material enough to be an adverse action. White, 548 U.S. at 86. Accordingly, the
Defendants’ motion to dismiss is granted as to Plaintiff’s ADA retaliation claim based on the May
24, 2023 email from Defendant Rydell.
However, the Court finds that Plaintiff has sufficiently alleged adverse action as to (1) the
bereavement leave denial and (2) the docking of one-half day of pay and the filing of a disciplinary
letter, for purposes of surviving Defendants’ motion to dismiss.
b. Causation
Defendants assert that “the application of neutral attendance policies is by definition a
legitimate, nondiscriminatory reason for a particular action.” Def. Mem. at 30. Plaintiff responds
that is a question of fact that should not be resolved as part of this motion to dismiss. Pl. Mem. at
26.
“[T]he ADA requires a plaintiff alleging a claim of employment discrimination to prove
that discrimination was the but-for cause of any adverse employment action.” Natofsky v. City of
New York, 921 F.3d 337, 348 (2d Cir. 2019) (citations omitted). The burden for a plaintiff claiming
discrimination is relatively low for a motion to dismiss. See Rodriguez, 2014 WL 6807834, at *6,
(“To survive a motion to dismiss, a plaintiff is simply required to set forth factual circumstances
from which a discriminatory motivation can be inferred.”) (cleaned up). “As other courts within
the Second Circuit have held, temporal proximity is sufficient to raise an inference of
discrimination to plausibly state a claim of employment discrimination.” Shlafer v. Wackenhut
Corp., 837 F. Supp. 2d 20, 27 (D. Conn. 2011) (citations omitted).
Here, Plaintiff has sufficiently alleged causation for both of the alleged adverse
employment actions involving her leave. The bereavement leave denial occurred less than two
months after her leave request was denied. The docking of pay and disciplinary letter also occurred
less than two months after Plaintiff filed her SDHR complaint. Although Defendants may be able
to establish those actions were the result of the application of a neutral attendance policy, that is a
question of fact that cannot be addressed at this stage of the litigation. 8
B. Slander
Defendants argue that the slander claim should be dismissed because Plaintiff did not
comply with New York statutes requiring notice of claims. Def. Mem. at 18-20. Plaintiff argues
8 Plaintiff acknowledges that the Superintendent had the discretion to grant her bereavement
leave request, Compl. ¶ 20, but the application of the bereavement leave policy is a question of
fact that cannot be resolved at this stage.
that those statutes do not apply, or in the alternative, that her SDHR complaint satisfies the
requirements. Pl. Mem. at 15-16.
New York law requires that a plaintiff filing damages claims against a school official or
district under tort law provide notice of their claims before filing a complaint, and plead
compliance with those requirements in any complaint. N.Y. Educ. Law § 3813; Naples v.
Stefanelli, 972 F. Supp. 2d 373, 390 (E.D.N.Y. 2013). The deadline for the notice is three months
after the conduct supporting the claim. N.Y. Educ. Law § 3813. These requirements apply to state
court claims filed in federal court. Vincenzo v. Wallkill Cent. Sch. Dist., No. 121-cv-308 (GTS),
2022 WL 913094 at *12 (N.D.N.Y. Mar. 29, 2022) (collecting cases).
Plaintiff did not allege compliance with these requirements in the Complaint, but she
argues that her SDHR complaint provided the required notice. Dkt. No. 19-2. As an initial matter,
the SDHR complaint does not mention slander. Even if it did, the SDHR complaint was filed on
August 17, 2023, more than three months after the March 10, 2023 denial of her leave request that
is related to her slander claim.
Plaintiff also argues that Defendant Bakatsias was not a “school official” covered by §
3813(1), but even if she were correct, Defendant Bakatsias is a “school employee” who was
entitled to 90-day notice, N.Y. Educ. Law § 3813(2); Gen. Mun. Law § 50-e, and the SDHR
complaint was filed more than 90 days after the alleged conduct. Accordingly, Plaintiff’s slander
claim against Defendant Bakatsias is dismissed.
IV. Leave to Amend
Plaintiff “respectfully requests leave to file an amended complaint to address any
deficiencies identified by the Court.” Pl. Mem. at 2. Ordinarily, a court “should not dismiss a pro
se complaint without granting leave to amend at least once when a liberal reading of the complaint
gives any indication that a valid claim might be stated.” Jeanty v. Sciortino, 669 F. Supp. 3d 96,
118 (N.D.N.Y. 2023) (internal quotations omitted) (quoting Gomez v. USAA Fed. Sav. Bank, 171
F.3d 794, 795–96 (2d Cir. 1999)); see also Fed. R. Riv. P. 15(a)(2) (“The court should freely give
leave when justice so requires.”). But leave to amend is properly denied when the problem with a
claim is substantive, and better pleading will not cure it. See Cuoco v. Moritsugu, 222 F.3d 99,
112 (2d Cir. 2000).
Here, as Plaintiff recognizes, she cannot bring ADA claims against the Individual
Defendants in their individual or official capacities, and amendment of those claims would be
futile. Pl. Mem. at 8. Plaintiff is therefore not granted leave to amend those claims. Regarding
the ADA retaliation claim relying on the email directing Plaintiff to change her signature block,
Plaintiff’s request for leave to amend is granted to the extent Plaintiff is not attempting to revive
the dismissed ADA claims against the Individual Defendants. Furthermore, Plaintiff’s request for
leave to amend her slander claim is granted only to the extent she can plead compliance with the
state notice requirements.
If Plaintiff seeks to amend, Plaintiff must file an amended complaint within twenty-one
(21) days of this Order. Plaintiff is reminded that the amended complaint will replace the existing
complaint and must be a wholly integrated and complete pleading that does not rely upon or
incorporate by reference any pleading or document previously filed with the Court. See Shields v.
Citytrust Bancorp, Inc., 25 F.3d 1124, 1128 (2d Cir. 1994) (“It is well established that an amended
complaint ordinarily supersedes the original, and renders it of no legal effect.” (quotation marks
and citations omitted)). Any amended complaint should contain all factual allegations relevant to
Plaintiff’s claims.
V. CONCLUSION
For these reasons, it is hereby
ORDERED that Defendants’ motion to dismiss under Rule 12(b)(6), Dkt. No. 13, is
GRANTED in part and DENIED in part; and it is further
ORDERED that Defendants’ motion is GRANTED to the extent that the ADA
claims against Defendants Rydell and Bakatsias in their official and individual
capacities are DISMISSED with prejudice; and it is further
ORDERED that Defendants’ motion is GRANTED to the extent that the slander claim
against Defendant Bakatsias is DISMISSED without prejudice; and it is further
ORDERED that Defendants’ motion is GRANTED to the extent that the ADA retaliation
claim premised on the May 24, 2023 email from Defendant Rydell directing Plaintiff to change
her signature block is DISMISSED without prejudice; and it is further
ORDERED that Defendants’ motion to dismiss is in all other respects DENIED.
IT IS SO ORDERED.
Dated: July 8, 2025
bien
Elizabeth C. Coombe
U.S. District Judge
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