“Judicial economy and fairness result from retaining jurisdiction over mixed state and federal claims where [t]he state and federal claims ... derive from a common nucleus of operative fact.”
How later courts described this case
- “Judicial economy and fairness result from retaining jurisdiction over mixed state and federal claims where [t]he state and federal claims ... derive from a common nucleus of operative fact.”
- explaining that “a state prisoner’s § 1983 action is barred (absent prior invalidation)—no matter the relief sought (damages or equitable relief), no matter the target of the prisoner's suit (state conduct leading to conviction or internal prison proceedings
- noting that the privilege applies when “a news story is substantially accurate”
- discussing equitable tolling under Oklahoma law
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF OKLAHOMA
SERPIK-FAMILY, ROMAN- )
VLADIMIROVICH, )
)
Plaintiff, ) Case No. CIV-25-02-R
)
v. )
)
GINA WEBB, et al., )
)
Defendants. )
ORDER
The following motions are pending before the Court:
Motion to Dismiss filed by Defendants Vaughan and Gossen [Doc. Nos. 12,
25]
Motion to Dismiss, or in the alternative, Motion for Summary Judgment filed
by Defendant Howell [Doc. Nos. 24, 49, 59]1
Motion to Dismiss filed by Defendant Karnowski [Doc. Nos. 22, 22-1, 22-2
56]
Motion to Dismiss filed by Defendants Webb and Marsee [Doc. Nos. 33, 51,
62, 74]
Motion to Strike/Motion to Dismiss filed by the Beckham County Record
[Doc. No. 82, 84]
Plaintiff’s Demand to Remand Partial Claims for Lack of Jurisdiction [Doc.
Nos. 19, 43, 45, 55, 57]
Plaintiff’s Demand for Equitable Tolling [Doc. Nos. 42, 53, 65, 68, 77]
Plaintiff’s Demand to Compel [Doc. Nos. 44]
Plaintiff’s Demand to Compel Defendants Vaughan, Gossen, Webb, Marsee
to Prove Challenged Territorial, Subject Matter, and Personal Jurisdiction in
Beckham County Oklahoma Case: CM-2023-31, to Argue Immunity, and for
Declaratory Judgment Regarding Legal Identities and Fraud Under Rico,
Demand to Suppress [Doc. Nos. 47].
1 Defendant Howell filed an amended motion to dismiss to correct a scrivener’s error in the
title of the motion. See Doc. Nos. 17, 18, 23.
Plaintiff’s Demand “Pro Se” to “Pro Per” Correction of Judicial Record, and
Disqualify Biased Court Officers, Judicial Notice of Discrimination [Doc.
No. 50, 54, 67]
Plaintiff’s Demand to Recuse Judge David L. Russell for Bias, Prejudice and
Fraud upon the Court [Doc. No. 52, 61, 73, 80]
Plaintiff’s Demand for Leave to Exceed Page Limit Nunc Pro Tunc [Doc.
No. 58, 81, 83]
Plaintiff’s Demand to Compel Evidence Regarding Identity, Jurisdiction, and
Definitions of Terms Defendant are Using, Relying On [Doc. Nos. 60, 64,
66, 76, 78]
Plaintiff’s Declaration and Demand to Strike Defendant’s Response (Doc.
88) for Abusive Misrepresentation and Fraud on the Court [Doc. Nos. 89, 90]
After considering all of the arguments asserted by the parties, the Court finds that Plaintiff
has failed to state any valid claims, and this action is therefore dismissed.2
PROCEDURAL BACKGROUND
Plaintiff, proceeding pro se, initiated this action in the District Court of Beckham
County, Oklahoma by filing a Verified Complaint [Doc. No. 1-2]. The case arises from
Plaintiff’s arrest on January 19, 2023 and subsequent criminal prosecution. See Compl. ¶¶
5-40; see also State of Oklahoma v. Serpik, No. CM-2023-31 (Beckham Co., Okla.). The
2 On March 3, 2025, Plaintiff filed a Notice of Appeal [Doc. No. 70] appealing two separate
orders [Doc. Nos. 35, 45] denying Plaintiff’s motions for an injunction or temporary
restraining order. The appeal is currently pending before the Tenth Circuit. See Serpik v.
Webb, et al., Case No. 25-6026 (10th Cir.). “Although the filing of a notice of appeal
ordinarily divests the district court of jurisdiction, in an appeal from an order granting or
denying a preliminary injunction, a district court may nevertheless proceed to determine
the action on the merits.” Free Speech v. Fed. Election Comm'n, 720 F.3d 788, 791 (10th
Cir. 2013) (internal quotation marks omitted). See also Carbajal v. Williams, 844 F. App'x
68, 71 (10th Cir. 2021) (“An interlocutory appeal from the denial of a preliminary
injunction does not divest the district court of jurisdiction to adjudicate the underlying
merits of an action.”). Accordingly, this Court has jurisdiction to address the pending
motions and the merits of Plaintiff’s case.
Complaint asserts a variety of federal and state law claims based on these events and seeks
declaratory relief, injunctive relief, and monetary damages. Defendant Donna Howell
removed the case to this Court on the basis of federal question jurisdiction.
Notably, this is not Plaintiff’s first attempt at litigating claims related to his arrest
and prosecution. He has filed several other cases in state and federal court against various
defendants based on the same general events that form the basis of this action. See, e.g.,
Oklahoma v. Serpik, No. CIV-23-00135-JD, 2023 WL 4534370 (W.D. Okla. July 13, 2023),
appeal dismissed sub nom. Marsee v. Serpik, No. 23-6106, 2023 WL 9529229 (10th Cir.
Aug. 31, 2023); Serpik v. Weedon, No. CIV-23-00988-JD, 2024 WL 556680 (W.D. Okla.
Feb. 12, 2024), aff'd, No. 24-6071, 2024 WL 5055221 (10th Cir. Dec. 10, 2024); Serpik v.
Hays, No. CIV-23-00281-JD, 2023 WL 4564781 (W.D. Okla. July 17, 2023); Roman
Serpik LLC v. Marsee, No. CIV-23-00148-JD, 2023 WL 4553622 (W.D. Okla. July 14,
2023); Oklahoma v. Serpik, No. CIV-23-00135-JD, 2023 WL 4534370 (W.D. Okla. July
13, 2023); Serpik v. Marsee, No. CIV-22-350-R, 2022 WL 2019284, at *1 (W.D. Okla. June
6, 2022); Serpik v. Vaughan, et al. No. CV-23-40 (Beckham Co, Okla.). Plaintiff also has a
case that is presently pending before the undersigned that arises from the same events and
involves the same defendants that are named in this action. See Serpik v. Manning, No.
CIV-23-1093-R (W.D. Okla.).3
3 The Court takes judicial notice of these records. See United States v. Ahidley, 486 F.3d
1184, 1192 (10th Cir. 2007) (“Although we are not obliged to do so, we may exercise our
discretion to take judicial notice of publicly-filed records in our court and certain other
courts concerning matters that bear directly upon the disposition of the case at hand.”).
PLAINTIFF’S CLAIMS AND ALLEGATIONS
Defendants in this action include Gina Webb (an assistant district attorney), Angela
C. Marsee (an assistant district attorney), Colby Vaughan (a state law enforcement officer),
Patte Gossen (a state law enforcement officer), the Beckham County Record (a local
newspaper), Nancy Karnowski (an alleged reporter with the Beckham County Record), and
Donna Howell (the court clerk for Beckam County). They are named in both their
individual and official capacities. The Complaint identifies Plaintiff as “Serpik-Family,
Roman-Vladimirovich” and describes him as a “living-man-on-the-real-land, under natural
and common law, and not to be construed with ‘U.S. Citizens’; ‘Roman Serpik’, all caps
style voids name), by and through [his] Sovereign-National, Diplomatic Status.” Plaintiff’s
allegations are somewhat disjointed, but plainly concerns Plaintiff’s arrest on January 19,
2023, incarceration in the Beckham County Jail, and prosecution in Beckham County.
The Complaint alleges that Defendants Vaughan and Gossen stopped him while he
was on his way to a medical appointment and requested his driver’s license. He attempted
to provide a “Beckham-County-Publicly-Recorded-Treaty-Identification-Declaration.”
The declaration (which is included as an exhibit to the Complaint) states, among other
things, that the name Roman Vladimirovich Serpik is a fictious creation of an agent for a
government and all forms of government are not real. Defendants Vaughan and Gossen
then arrested Plaintiff for obstructing a police officer and failing to stop at a red light. He
was transported him to the Beckham County Jail where persons not named as defendants
in this action allegedly knocked him unconscious and denied him medical care.4
Several days later, Defendants Marsee and Webb initiated criminal proceedings by
filing an Information that purportedly identified the wrong defendant because it named
Roman Serpik, rather than Roman Vladimirovich Serpik or Roman Serpik, LLC.
Defendant Howell (the Beckham County Court Clerk) allegedly filed the Information
containing this “fictious name.” The Complaint alleges that his criminal proceedings
involved a variety of errors, such as misconstruing that he was appearing on behalf of the
Roman Serpik estate rather than in his “sovereign man capacity” and not producing
information establishing the territorial, subject, and personal jurisdiction for his criminal
proceeding. The Complaint further alleges that Defendant Karnowski and the Beckham
County Record wrote a news article that falsely identified Roman Vladimirovich Serpik as
the man charged and associated him with the “sovereign citizen” movement.
Based on these allegations, the Complaint asserts a litany of state and federal claims,
including claims for declaratory relief (count 1), injunctive relief (count 2), violation of
due process (count 3), false arrest (count 4), false imprisonment (count 5), assault and
battery (count 6), malicious prosecution (count 7), lack of jurisdiction in the criminal case
(count 8), wire fraud in violation of 18 U.S.C. § 1343 (count 8), defamation (count 10),
kidnapping and unreasonable seizure (count 11). In their respective motions to dismiss,
4 To the extent the Complaint attempts to assert claims against Defendants for events that
occurred at the jail, Plaintiff has not plausibly alleged their personal participation in these
events and has therefore failed to a state claim against these Defendants.
Defendants raise a variety of defenses, including sovereign immunity, prosecutorial
immunity, qualified immunity, res judicata, failure to state a plausible claim, and others.
As explained below, several of these defenses are well-taken.
STANDARD
Fed. R. Civ. P. 8(a)(2) requires a complaint to include “a short and plain
statement...showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). In
assessing whether a complaint can survive a motion to dismiss under Rule 12(b)(6), courts
“look to the specific allegations in the complaint to determine whether they plausibly
support a legal claim for relief.” Kay v. Bemis, 500 F.3d 1214, 1218 (10th Cir. 2007)
(quotation omitted). “A claim has facial plausibility when the plaintiff pleads factual
content that allows the court to draw the reasonable inference that the defendant is liable
for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). In assessing
plausibility, a court must accept all well-pleaded factual allegations as true and construe
them in the light most favorable to the plaintiff. Alvarado v. KOB-TV, L.L.C., 493 F.3d
1210, 1215 (10th Cir. 2007). However, conclusory allegations are not entitled to the
assumption of truth and courts are free to disregard them. Khalik v. United Air Lines, 671
F.3d 1188, 1191 (10th Cir. 2012).
Additionally, where a plaintiff is proceeding pro se, his “pleadings are to be
construed liberally.” Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991). The broad
reading of a pro se complaint does not, however, “relieve the plaintiff of the burden of
alleging sufficient facts on which a recognized legal claim could be based.” Hall, 935 F.2d
at 1110. Dismissal of a pro se complaint for failure to state a claim is proper “where it is
obvious that the plaintiff cannot prevail on the facts he has alleged and it would be futile
to give him an opportunity to amend.” Kay, 500 F.3d at 1217 (quotation omitted).
DISCUSSION
A. Plaintiff’s Claims are Premised on Frivolous Sovereign Citizen Theories
Plaintiff’s Complaint and other pleadings raise sovereign citizen arguments that are
frivolous and not asserted in good faith. For example, he refuses to use his legal name and
instead refers to himself as “Serpik-Family, Roman-Vladimirovich.” He describes himself
as a “living-man-on-the-real-land, under natural and common law, and not to be construed
with ‘U.S. Citizens’; ‘Roman Serpik’, all caps style voids name), by and through [his]
Sovereign-National, Diplomatic Status” and repeatedly refers to himself as appearing in a
“sovereign capacity.” Among other things, he complains that the state prosecution
wrongfully identified him as Roman Serpik even though “[t]he Plaintiff, the man, under
common law [jurisdiction] was arrested…and not the legal entity ‘Roman Serpik,’” the
state court somehow lacked “territorial, subject and personal jurisdiction” over him, and
the whole prosecution was a fraud because the defendants construed Plaintiff as “appearing
on behalf of the Roman Serpik estate rather than his true, sovereign-man-capacity.” Compl.
¶¶ 24-30. Although Plaintiff argues that he is a “Sovereign State National” and not a
“sovereign citizen,” this is a distinction without a difference. His claims are premised on
his belief that he is beyond the jurisdiction of the state authorities and courts and that all
forms of government are not real. Another court in this district recently concluded that
Plaintiff’s claims contained “the hallmarks of typical sovereign citizen arguments” and his
“arguments are not based on a cognizable legal theory.” Serpik v. Weedon, No. CIV-23-
00988-JD, 2024 WL 556680, at *3 (W.D. Okla. Feb. 12, 2024). This Court agrees.
Sovereign citizen arguments are “plainly frivolous” and “should be rejected
summarily.” United States v. Palmer, 699 F. App'x 836, 838 (10th Cir. 2017) (quotation
omitted). Plaintiff’s Complaint and other filings are rife with frivolous sovereign citizen
theories and other incoherent arguments. Even assuming that there is some plausible legal
claim buried in Plaintiff’s allegations, it is not the Court’s job to “separate the wheat from
the chaff” or “stitch together cognizable claims for relief.” Mann v. Boatright, 477 F.3d
1140, 1148 (10th Cir. 2007). Plaintiff’s claims are not based on cognizable legal theories
and are dismissed as frivolous and for failure to comply with Rule 8’s requirement to
include “a short and plain statement of the claim showing that the pleader is entitled to
relief.”
B. This Action is Vexatious and Duplicative
“District courts have discretion to control their dockets by dismissing duplicative
cases.” Katz v. Gerardi, 655 F.3d 1212, 1217 (10th Cir. 2011). This authority serves the
“interests of promoting judicial economy and shielding parties from vexatious concurrent
or duplicative litigation.” Id. “Generally, a suit is duplicative if the claims, parties, and
available relief do not significantly differ between the two actions.” Ford v. Mischeviz, 68
F. App'x 877, 878 (10th Cir. 2003) (quotation and brackets omitted). The ultimate question
is “not whether there is finality of judgment, but whether the first suit, assuming it were
final, would preclude the second suit.” Katz, 655 F.3d at 1218.
Prior to initiating this action in state court, Plaintiff initiated a federal court action
related to the same underlying events. See Serpik v. Weedon, et al., No. CIV-23-1093-R
(W.D. Okla.). The defendants in this case are also named as defendants in the other action,
and although the claims and specific relief sought vary to some degree, the causes of action
all stem from a common set of facts. The other action was pending for nearly a year before
Plaintiff initiated this case. If Plaintiff wanted to assert additional claims or arguments, he
should have amended his complaint in the prior action rather than initating a separate,
duplicative lawsuit.
In this same vein, the Court notes that Plaintiff has frustrated an orderly resolution
of his claims by initiating overlapping lawsuits and filing numerous documents that are
either procedurally improper, frivolous, or both. Although Plaintiff’s status as a pro se
litigant means that his pleadings are to be liberally construed, it does not entitle him to any
preferred treatment with respect to the rules of procedure. Green v. Dorrell, 969 F.2d 915,
917 (10th Cir. 1992). Plaintiff is advised that his habit of filing duplicative or improper
papers, motions, and suits will only serve to delay, rather than expedite, the adjudication of
his claims. Because this case is duplicative of a prior action, it is subject to dismissal.
C. Plaintiff’s Claims Fail for a Variety of Reasons
As noted above, this action is dismissed as frivolous and
1. The Heck Doctrine Precludes Several Claims
Under the Heck doctrine, a state prisoner cannot pursue § 1983 relief premised on
the invalidity or duration of the prisoner's confinement. Heck v. Humphrey, 512 U.S. 477,
486-87 (1994); see also Wilkinson v. Dotson, 544 U.S. 74, 81–82 (2005) (explaining that
“a state prisoner’s § 1983 action is barred (absent prior invalidation)—no matter the relief
sought (damages or equitable relief), no matter the target of the prisoner's suit (state
conduct leading to conviction or internal prison proceedings)—if success in that action
would necessarily demonstrate the invalidity of confinement or its duration”).
The bulk of Plaintiff’s claims relate to his arrest, prosecution, and subsequent
conviction in Beckham County. Plaintiff appealed his conviction to the Oklahoma Court of
Criminal Appeals and the conviction was affirmed. See Serpik v. State of Oklahoma, No.
M-23-910 (Okla. Ct. Crim. App. April 3, 2025). Success on Plaintiff’s claims would
necessarily imply the invalidity of his conviction, so Plaintiff’s action cannot proceed until
the conviction has been overturned. Counts 3, 4, 5, 7, 8, 11 and all forms of injunctive or
declaratory relief associated with these claims are therefore dismissed.
2. Claim Preclusion Bars the Claims Asserted Against Defendants Marsee,
Vaughen, and Gossen
In Lenox MacLaren Surgical Corp. v. Medtronic, Inc., 847 F.3d 1221, 1239 (10th
Cir. 2017), the Tenth Circuit set out the standards that govern the rule of claim preclusion:
The doctrine of res judicata, or claim preclusion, will prevent a party from
litigating a legal claim that was or could have been the subject of a previously
issued final judgment. The principle underlying the rule of claim preclusion
is that a party who once has had a chance to litigate a claim before an
appropriate tribunal usually ought not have another chance to do so. To apply
claim preclusion, three elements must exist: (1) a final judgment on the
merits in an earlier action; (2) identity of parties or privies in the two suits;
and (3) identity of the cause of action in both suits. In addition, even if these
three elements are satisfied, there is an exception to the application of claim
preclusion where the party resisting it did not have a full and fair opportunity
to litigate the claim in the prior action.
(internal quotations, citations, and brackets omitted). Regarding the third element, the
Tenth Circuit “embraces the transactional approach” which requires “all claims or legal
theories of recovery that arise from the same transaction, event, or occurrence” to be
“presented in one suit or be barred from subsequent litigation.” Nwosun v. Gen. Mills
Restaurants, Inc., 124 F.3d 1255, 1257 (10th Cir. 1997)
Plaintiff previously sued Defendant Marsee in her individual capacity for claims
arising from her involvement in the state court prosecution. The claims were dismissed
with prejudice on the basis of absolute prosecutorial immunity after Defendant Marsee
filed a motion to dismiss. Roman Serpik LLC v. Marsee, No. CIV-23-00148-JD, 2023 WL
4553622, at *4 (W.D. Okla. July 14, 2023). Plaintiff also previously sued Defendants
Vaughan and Gossen in state court for false imprisonment, assault and battery, and other
torts. The claims were dismissed with prejudice for failure to comply with the
Governmental Tort Claims Act, immunity for acts occurring within the scope of
employment pursuant to the Governmental Tort Claims Act, failure to state a cognizable
claim, and as an impermissible collateral attack on a criminal case. See Serpik v. Vaughan,
et al., No. CV-23-40 (Beckham Co. November 6, 2023).
Plaintiff’s current claims against Defendants Marsee, Vaughan, and Gossen fall
within the claim preclusion rule and there is no indication that he did not have a full and
fair opportunity to litigate these claims. Accordingly, all counts asserted against these
defendants in their individual capacities are subject to dismissal as barred by the doctrine
of claim preclusion.
3. Defendants Marsee and Webb are entitled to Prosecutorial Immunity
“Prosecutors are absolutely immune from civil liability for damages for acts
undertaken by a prosecutor in preparing for the initiation of judicial proceedings or for trial,
and which occur in the course of his role as an advocate for the State.” Stein v. Disciplinary
Bd. of Supreme Ct. of NM, 520 F.3d 1183, 1193 (10th Cir. 2008) (quotation omitted). To
determine specific conduct constitutes a prosecutorial activity, “the determinative factor is
advocacy because that is the prosecutor’s main function.” Gagan v. Norton, 35 F.3d 1473,
1475 (10th Cir. 1994) (quotation omitted).
Plaintiff complains that Defendants Marsee and Webb initiated criminal
proceedings without probable cause and or proper jurisdiction, committed discovery
violations, and committed other errors during his trial. At bottom, all of Plaintiff’s claims
against these Defendants relate to their role as prosecutors in the criminal case and concern
activities that fall within the scope of their duties as advocates. For that reason, Defendants
Marsee and Webb are entitled to absolute prosecutorial immunity and the federal claims
against them are subject to dismissal.
4. Defendants Howell, Vaughen, and Gossen are entitled to Qualified
Immunity
“Public officials enjoy qualified immunity in civil actions that are brought against
them in their individual capacities and that arise out of the performance of their duties.”
Rhodes, 843 F.3d at 864 (10th Cir. 2016) (quotation). To overcome the presumption of
qualified immunity, “a plaintiff must show that: (1) the public official violated the
plaintiff’s constitutional rights; and (2) these rights were clearly established at the time of
the alleged violation.”
Although the Complaint makes numerous conclusory assertions regarding
Defendant Howell’s involvement in Plaintiff’s prosecution, the limited factual allegations
indicate that the claims against Defendant Howell are premised on actions taken in her role
as the court clerk. More specifically, Plaintiff alleges that she accepted for filing an
Information that contained a fictious name for Plaintiff. Even assuming there was an error
in the name included on the Information, Plaintiff has not identified a constitutional right
that was violated by Defendant Howell’s filing of an Information prepared by an assistant
district attorney, let alone a clearly established one. Moreover, Plaintiff has not included
sufficient factual allegations regarding Defendant’s Howell involvement in any other
alleged constitutional violations. Defendant Howell is therefore entitled to qualified
immunity on the federal claims.
Defendants Vaughan and Gossen are likewise entitled to qualified immunity for any
claims premised on his arrest. Plaintiff’s claims against these Defendants are premised on
his unfounded assertions that he was not actually driving a motor vehicle or that running a
stop light is not a crime. Plaintiff has not shown that these defendants violated any clearly
established constitutional rights by arresting Plaintiff for violations of state law.
5. The Tort Claims Asserted Against the State and its Employees are
Barred by the Governmental Tort Claims Act
The Oklahoma Governmental Tort Claims Act “is the exclusive remedy for an
injured plaintiff to recover against a governmental entity in tort.” Tuffy's, Inc. v. City of
Oklahoma City, 212 P.3d 1158, 1163 (Okla. 2009). Pursuant to the GTCA, “[a] claim
against the state or a political subdivision shall be forever barred unless notice thereof is
presented within one (1) year after the loss occurs.” Okla. Stat. tit. 51, § 156. Plaintiff
concedes in his Complaint that he did not file a timely notice of tort claim, Compl. at p. 13,
and he has not identified any grounds that would warrant equitable tolling of the limitations
period. Although Plaintiff blames his untimely filing on his incarceration and lack of
resources, these are not the type of circumstances that support equitable tolling, particularly
given that Plaintiff was not even incarcerated during the entire limitations period. See
Alexander v. Oklahoma, 382 F.3d 1206, 1219 (10th Cir. 2004); Watkins v. Cent. State
Griffin Mem'l Hosp., 377 P.3d 124, 132 (Okla. 2016) (discussing equitable tolling under
Oklahoma law). Because Plaintiff concedes that he did not submit a timely tort claim
notice, his state law claims against are barred.
The GTCA further provides that “[i]n no instance in any such action shall an
employee of the state or of a political subdivision of the state acting within the scope of
employment be named as defendant[.]” Id. at § 153(C). After putting aside Plaintiff’s
conclusory or frivolous assertions, there are no factual allegations plausibly suggesting that
Defendants Marsee, Webb, Vaughan, Gossen, or Howell were acting outside the scope of
their employment during the alleged events. See id. at § 152(12) (defining scope of
employment as the “performance by an employee acting in good faith within the duties of
the employee’s office or employment or of tasks lawfully assigned by a competent
authority”). These Defendants are therefore improperly named with respect to the state law
tort claims.
Regardless of these defects, Plaintiff’s state law claims fail because they fall within
an exemption. The GTCA provides that the state shall not be liable if a loss or claim results
from:
2. Judicial, quasi-judicial, or prosecutorial functions, other than claims for
wrongful criminal felony conviction resulting in imprisonment provided for
in Section 154 of this title;
3. Execution or enforcement of the lawful orders of any court;
4. Adoption or enforcement of or failure to adopt or enforce a law, whether
valid or invalid, including, but not limited to, any statute, charter provision,
ordinance, resolution, rule, regulation or written policy;
5. Performance of or the failure to exercise or perform any act or service
which is in the discretion of the state or political subdivision or its employees;
6. Civil disobedience, riot, insurrection or rebellion or the failure to provide,
or the method of providing, police, law enforcement or fire protection;….
Id. at § 155. Plaintiff’s claims result from Defendants’ enforcement of certain laws and
other acts that are judicial, quasi-judicial, or prosecutorial. Pursuant to the GTCA, the state
is exempt from liability for these claims.
6. Plaintiff Fails to State an Official Capacity Claim Under § 1983
Although Plaintiff’s responsive briefing suggests that he is not suing the individual
defendants in an official capacity, see Doc. Nos. 25 at 3, his Complaint asserts official
capacity claims under 42 U.S.C. § 1983. However, in Will v. Michigan Department of State
Police, 491 U.S. 58 (1989), the Supreme Court held that “neither a State nor its officials
acting in their official capacities are ‘persons’ under § 1983.” Plaintiff seeks money
damages from Defendants Marsee, Webb, and Vaughen, who are state employees named
in their official capacity. See Erikson v. Pawnee Cnty. Bd. of Cnty. Comm’rs, 263 F.3d 1151,
1153-54 (10th Cir. 2001) (“[u]nder Oklahoma law, a district attorney is an arm of the
state”). Pursuant to Will, Plaintiffs’ § 1983 claims seeking monetary relief against these
defendants in their official capacities are subject to dismissal.
“[A] state official in his or her official capacity, when sued for injunctive relief,
would be a person under § 1983 because official-capacity actions for prospective relief are
not treated as actions against the State.” Will, 491 U.S. at 71, n. 10 (internal quotation marks
and citation omitted). However, the declaratory and injunctive relief sought by Plaintiff
with respect to these Defendants is either based on frivolous arguments, does not involve
prospective relief, or improperly seeks mandamus relief from state officials. See Sockey v.
Gray, 159 F. App'x 821, 822 (10th Cir. 2005) (“Federal courts are without jurisdiction to
grant a writ of mandamus against state and local officials.”).
7. Plaintiff Has Failed to State Plausible Claims
Several of Plaintiff’s claims also lack sufficient factual allegations to state a
plausible claim. Plaintiff asserts a claim for assault and battery under state law as well as a
claim for cruel and unusual punishment under the Eighth Amendment against Defendants
Vaughan, Gossen, Marsee, Webb and Howell. However, Plaintiff has not adequately
alleged that these Defendants personally participated or directed in any incident of
excessive force, assault and battery, or mistreatment during his arrest or incarceration. The
closest he comes is a statement that Defendants Vaughan and Gossen “manipulated Plaintiff
to the ground.” However, this allegation lacks the factual content necessary to plausibly
allege that Defendants Vaughan and Gossen acted unlawfully.
Plaintiff’s Complaint also makes some conclusory references to Defendants
engaging a conspiracy to violate his civil rights under 42 U.S.C. § 1985, a civil conspiracy,
or a RICO conspiracy. However, Plaintiff has failed to allege facts showing any class-based
or discriminatory animus, see Jones v. Norton, 809 F.3d 564, 578 (10th Cir. 2015), a pattern
of activity, see Clinton v. Sec. Benefit Life Ins. Co., 63 F.4th 1264, 1281 (10th Cir. 2023),
or a meeting of the minds as to an unlawful course of action. See Shoemaker Corp. III, Inc.
v. Garrett, 704 F. Supp. 3d 1222, 1259 (N.D. Okla. 2023). Plaintiff has therefore failed to
state any plausible conspiracy claims.
Plaintiff asserts claims for defamation and wire fraud in violation of 18 U.S.C. §
1343 against Defendant Karnowski and the Beckham County Record.5 The claims are
based on a newspaper article that described Plaintiff’s trial, identified Plaintiff as the man
charged, and associated him with the sovereign citizen movement. First, with respect to the
wire fraud claim, 18 U.S.C. § 1343 does not provide a private cause of action. See Clements
v. Chapman, 189 F. App'x 688, 692 (10th Cir. 2006).6 Second, Plaintiff has failed to
adequately allege a claim for defamation. “For a private figure to state a claim for
defamation, it must show: (1) A false and defamatory statement, (2) an unprivileged
publication to a third party, (3) fault amounting at least to negligence on the part of the
5 The Complaint does not separately identify the Beckham County Record as a defendant
in the style or the list of parties. Based on the allegations in the four corners of the
Complaint, it is not clear whether Beckham County Record is named as a separate
defendant and for that reason alone dismissal of the Beckham County Record is warranted.
Regardless, the Complaint fails to state any plausible claims against the Beckham County
Record. Because the allegations are wholly insufficient, the Court finds it unnecessary to
reach the Beckham County Record’s arguments regarding the Oklahoma Citizens
Participation Act, Okla. Stat. tit. 12, § 1430, et seq.
6 Plaintiff’s other claims premised on violations of state and federal criminal law, including
his claim for kidnapping, fails for the same reason.
publisher; and (4) either the actionability of the statement irrespective of special damage
[per se], or the existence of special damage [per quod].” Payne v. WS Servs., LLC, 216 F.
Supp. 3d 1304, 1320 (W.D. Okla. 2016) (quotation omitted). Plaintiff references the article
in his allegations and has included a copy of the article in his pleadings, but the article does
not indicate that it was authored by Defendant Karnowski. See Doc. No. 22-2. Moreover,
other than a conclusory assertion that Defendants “made up” certain statements, Plaintiff
fails to adequately allege how Defendants acted negligently in reporting on Plaintiff’s trial.
In any event, Plaintiff’s chief complaint about the article is that it inaccurately described
him as adhering to the sovereign citizen movement. Any claim that he is being falsely
associated with the sovereign citizen movement is undermined by his own arguments
which are premised on sovereign citizen theories. Plaintiff’s allegations are not sufficient
to plausibly show that the article contained false and defamatory statements. Last, the news
story reporting on Plaintiff’s trial is privileged pursuant to Okla. Stat. tit. 12, § 1443.1,
which protects fair and true reports of judicial proceedings. See also Johnson v. KFOR, 6
P.3d 1067, 1069 (Okla. Civ. App. 2000) (noting that the privilege applies when “a news
story is substantially accurate”).
D. Plaintiff’s Motions Are Denied
Plaintiff has filed numerous motions or other papers that are procedurally improper
or meritless. First, the motions or requests included in Doc. Nos. 25, 51, and 67 are denied
as violating LCvR7.1(c), which states that “[a] response to a motion may not also include
a motion or a cross-motion made by the responding party.” Second, (or alternatively), the
motions filed at Doc. Nos. 25, 51, and 60 are denied as improperly seeking discovery in
violation of Fed.R.Civ. P. 26(d)(1) and LCvR26.3(a), which states that “[i]f a motion has
been made pursuant to Fed. R. Civ. P. 12(b), no party may seek discovery from any source
before that motion has been decided and all moving parties have filed an answer or been
dismissed from the case.”).
Several of Plaintiff’s filings, although styled as a demand for certain relief, are more
properly construed as raising arguments in response to Defendants’ motions to dismiss.
The Court has considered the arguments raised in these filings in assessing Defendants’
motions and to the extent they seek further relief, they are denied. See Doc. Nos. 42, 44,
47, 89.
Plaintiff’s Motion [Doc. No. 19] seeking to remand the state law claims for lack of
jurisdiction is denied, as this Court has supplemental jurisdiction over the state claims
pursuant to 28 U.S.C. § 1367 and there is no basis to decline supplemental jurisdiction. See
Est. of Harshman v. Jackson Hole Mountain Resort Corp ., 379 F.3d 1161, 1165 (10th Cir.
2004) (“Judicial economy and fairness result from retaining jurisdiction over mixed state
and federal claims where [t]he state and federal claims ... derive from a common nucleus
of operative fact.”) (quotation omitted).
Plaintiff’s Motion [Doc. Nos. 50] requesting that he be referred to as proceeding
“pro per” rather than “pro se” is meritless. Any alleged difference between the terms is
legally insignificant and the motion is therefore denied.
Plaintiff’s motion [Doc. No. 52] seeking recusal of the undersigned is denied.7
Plaintiff has not identified any “reasonable factual basis” that would warrant recusal. See
United States v. Cooley, 1 F.3d 985, 993 (10th Cir. 1993). His primary complaint is that he
is being mischaracterized as a pro se litigant, described as a sovereign citizen rather than a
sovereign national, and/or his disagreement with certain rulings. These arguments do not
meet the standard for recusal. See id.; United States v. Nickl, 427 F.3d 1286, 1298 (10th
Cir. 2005) (“Ordinarily, when a judge’s words or actions are motivated by events
originating within the context of judicial proceedings, they are insulated from charges of
bias.”).
Plaintiff’s Demand for Leave to Exceed Page Limit Nunc Pro Tunic [Doc. No. 58]
is denied as moot. The Court has considered the arguments raised in each of Plaintiff’s
numerous filings even though they exceed the page limitations set by Local Rules or
violated other procedural rules. Further violation of page limitations or other rules will
result in the Court striking Plaintiff’s filings without further notice.
7 To the extent Plaintiff invokes 28 U.S.C. § 144, his belatedly filed affidavit, belatedly
filed in his reply brief, is legally insufficient to trigger the reassignment procedure outlined
in this statute as it does not identify a personal bias or prejudice. See United States v.
Burger, 964 F.2d 1065, 1070 (10th Cir. 1992) (“Under § 144, the affidavits filed in support
of recusal are strictly construed against the affiant and there is a substantial burden on the
moving party to demonstrate that the judge is not impartial.”); Hinman v. Rogers, 831 F.2d
937, 939 (10th Cir. 1987) (finding that affidavits were legally insufficient under § 144
because “[t]here is no indication…that the judge had formed an opinion on the merits on
some basis other than what he had learned from his participation in the case”); Hall v.
Burkett, 391 F. Supp. 237, 242 (W.D. Okla. 1975) (“An affidavit of bias and prejudice is
insufficient if based on prior adverse judicial rulings or conclusions, opinions, and
subjective findings.”).
CONCLUSION
Defendants’ respective Motions to Dismiss are GRANTED as outlined above and
this action is dismissed without prejudice. Although the Court might ordinarily permit
Plaintiff to amend his pleadings in light of his pro se status, the Court declines to do so here
because this action is duplicative of another case and Plaintiff’s claims are primarily based
on frivolous sovereign citizen theories.
IT IS SO ORDERED this 20th day of June, 2025.