Opinion

Khiry Cosey on Behalf of Her Minor Children, Corbin Hilliard and Alyssa Hilliard Individually and on Behalf of the Estate of Reginald Hilliard, Jr. v. Flight Academy of New Orleans, LLC; Jazz Aviation, LLC; Qbe Insurance Corporation; Christiansen Aviation, Inc.; Abc Insurance Company; Signature Flight Support Corporation; Allianz Global Corporate & Specialty Se; The Estate of James Biondo; And Def Insurance Company

Court
Louisiana Court of Appeal
Filed
Jan 18, 2023
Status
Published
Author
Judge Rosemary Ledet
On the bench
Judge Rosemary Ledet; Judge Tiffany Gautier Chase; and Judge Nakisha Ervin-Knott
Cited by
0 cases
Authority
More cited than 36.7%

observing that “[w]itnesses are weighed and not counted” and that the “fundamental function of the trier of fact, be it judge or jury, is to determine the facts and this is not done by counting noses”

How later courts described this case

  • observing that “[w]itnesses are weighed and not counted” and that the “fundamental function of the trier of fact, be it judge or jury, is to determine the facts and this is not done by counting noses”

Written by the judges who cited it.

The opinion

KHIRY COSEY ON BEHALF * NO. 2022-CA-0503

OF HER MINOR CHILDREN,

CORBIN HILLIARD AND *

ALYSSA HILLIARD COURT OF APPEAL

INDIVIDUALLY AND ON *

BEHALF OF THE ESTATE OF FOURTH CIRCUIT

REGINALD HILLIARD, JR., *

ET AL. STATE OF LOUISIANA

*******

VERSUS

FLIGHT ACADEMY OF NEW

ORLEANS, LLC; JAZZ

AVIATION, LLC; QBE

INSURANCE CORPORATION;

CHRISTIANSEN AVIATION,

INC.; ABC INSURANCE

COMPANY; SIGNATURE

FLIGHT SUPPORT

CORPORATION; ALLIANZ

GLOBAL CORPORATE &

SPECIALTY SE; THE ESTATE

OF JAMES BIONDO; AND DEF

INSURANCE COMPANY

APPEAL FROM

CIVIL DISTRICT COURT, ORLEANS PARISH

NO. 2016-09317 C\W 2016-11198, DIVISION “G-11”

Honorable Robin M. Giarrusso, Judge

******

Judge Rosemary Ledet

******

(Court composed of Judge Rosemary Ledet, Judge Tiffany Gautier Chase, and

Judge Nakisha Ervin-Knott)

Roderick "Rico" Alvendia

Jeanne K. Demarest

Kurt A. Offner

ALVENDIA, KELLY & DEMAREST, L.L.C.

909 Poydras Street, Suite 1625

New Orleans, LA 70112

Cleo Fields

THE FIELDS LAW FIRM, LLC

2147 Government St.

Baton Rouge, LA 70806

Ike Spears

SPEARS & SPEARS

909 Poydras Street, Suite 1825

New Orleans, LA 70112

COUNSEL FOR PLAINTIFFS/APPELLANTS

Darrell K. Cherry

DEUTSCH KERRIGAN, LLP

755 Magazine Street

New Orleans, LA 70130

COUNSEL FOR DEFENDANT/APPELLEE

REVERSED AND REMANDED

January 18, 2023

RML This is a multi-party, personal injury suit arising out of a tragic, small-

TGC aircraft accident.1 Appellants are the heirs of Reginald Hilliard, Jr., the passenger

NEK

who perished in the accident (“Hilliard Plaintiffs”);2 Appellees are the heirs of

James Biondo, the pilot who perished in the accident (“Biondo’s Estate”). In this

appeal, Hilliard Plaintiffs seek review of the trial court’s February 25, 2022

judgment, granting Biondo’s Estate’s summary judgment motion and dismissing

Hilliard Plaintiffs’ claims against Biondo’s Estate.3 For the reasons that follow, we

reverse and remand.

1 The parties in this case have filed three previous appeals in this Court. See Cosey on Behalf of

Hilliard v. Flight Acad. of New Orleans, LLC, 19-0785 (La. App. 4 Cir. 11/12/20), ___ So.3d

____, 2020 WL 6687515, writ denied, 21-00083 (La. 3/23/21), 312 So.3d 1097; Cosey on Behalf

of Hilliard v. Flight Acad. of New Orleans, LLC, 19-0757, 19-0786, 19-0878 (La. App. 4 Cir.

5/13/20), ___ So.3d ____, 2020 WL 2478462, writs denied, 20-00746 (La. 10/6/20), 302 So.3d

536; 20-01024 (La. 11/4/20), 303 So.3d 651; Cosey on behalf of Hilliard v. Flight Acad. of New

Orleans, LLC, 17-0364 (La. App. 4 Cir. 10/25/17), 316 So.3d 1173.

2 Hilliard Plaintiffs include two groups of family members. The first group is Mr. Hilliard's

minor children—his La. C.C. Art. 2315.2 wrongful death beneficiaries—on whose behalf suit

was filed by their mothers: Corbin Hilliard and Alyssa Hilliard (whose mother is Khiry Cosey),

and Takhiree Hilliard (whose mother is Tiara Liggins). The second group is the “Lejeune

Plaintiffs,” who asserted only LeJeune-bystander claims under La. C.C. art. 2315.6 given they

were excluded from being wrongful death beneficiaries. See Lejeune v. Rayne Branch Hosp., 556

So.2d 559 (La. 1990). The LeJeune Plaintiffs are Mr. Hillard’s mother, Tukeya Jarvis; his

grandmother, Dorothy Jarvis; and his brother, Thomas Hilliard.

3 On February 25, 2022 and March 8, 2022, the trial court rendered two other judgments. Those

other judgments granted the summary judgment motions filed by the defendants, including

1

FACTUAL AND PROCEDURAL BACKGROUND

In August 2016, Briana Davis and her boyfriend, Mr. Hilliard, took the Big

Easy Lights at Night aerial tour of the City of New Orleans (the “Tour”). Flight

Academy of New Orleans, LLC (“FANO”) was the entity that provided the Tour.

FANO’s employee, Mr. Biondo, was the Tour’s pilot. Before taking the Tour, Ms.

Davis signed a passenger contract with FANO.

On the night of the Tour, the small aircraft with three occupants on board—

the pilot, Mr. Biondo; and two passengers, Mr. Hilliard and Ms. Davis—took off

from the New Orleans Lakefront Airport. The Tour, which lasts about forty

minutes, was uneventful; the accident occurred near the completion of the Tour.

When the aircraft was making its return approach to the runway, it disappeared

from the airport’s radar, crashed into Lake Pontchartrain, and sank. Ms. Davis was

the only survivor. This suit followed.4 Among the multiple defendants sued was

Biondo’s Estate.

Following discovery, Biondo’s Estate filed a summary judgment motion.

Biondo’s Estate contended that Mr. Biondo was immune from personal liability

under La. R.S. 12:1320(B),5 based on Mr. Biondo’s status at the time of the

Biondo Estate, and dismissed the LeJeune Plaintiffs from the suit. Those two other judgments are

the subject of a separate appeal, Cosey on Behalf of Hilliard v. Flight Acad. of New Orleans,

LLC, No. 2022-CA-0538. That separate appeal and this appeal were assigned to the same panel,

placed on the same docket, and orally argued together.

4 Ms. Davis also filed a suit for her personal injuries. Her suit was consolidated with the Hilliard

Plaintiffs’ suit. Thereafter, Ms. Davis settled with the defendants and dismissed her suit. Ms.

Davis, thus, is not a party to this appeal.

5 The governing statute, La. R.S. 12:1320, provides:

2

accident as an employee of FANO—a Louisiana limited liability company

(“LLC”)—coupled with the employment-rooted nature of Mr. Biondo’s actions.6

Following a hearing, the trial court granted Biondo Estate’s summary judgment

motion and dismissed Biondo’s Estate as a party to this litigation. This appeal

followed.

DISCUSSION

On appeal, Hilliard Plaintiffs’ sole assignment of error is whether the trial

court erred in granting Biondo’s Estate’s summary judgment motion.

Standard of Review and Governing Legal Principles

An appellate court reviews a trial court’s judgment on a summary judgment

motion de novo. Planchard v. New Hotel Monteleone, LLC, 21-00347, p. 2 (La.

12/10/21), 332 So.3d 623, 625. In so doing, an appellate court applies the same

criteria that govern a trial court’s decision as to whether a summary judgment

A. The liability of members, managers, employees, or agents, as such, of a limited

liability company organized and existing under this Chapter shall at all times be

determined solely and exclusively by the provisions of this Chapter.

B. Except as otherwise specifically set forth in this Chapter, no member, manager,

employee, or agent of a limited liability company is liable in such capacity for a debt,

obligation, or liability of the limited liability company.

C. A member, manager, employee, or agent of a limited liability company is not a proper

party to a proceeding by or against a limited liability company, except when the object is

to enforce such a person's rights against or liability to the limited liability company.

D. Nothing in this Chapter shall be construed as being in derogation of any rights which

any person may by law have against a member, manager, employee, or agent of a limited

liability company because of any fraud practiced upon him, because of any breach of

professional duty or other negligent or wrongful act by such person, or in derogation of

any right which the limited liability company may have against any such person because

of any fraud practiced upon it by him.

6 In the alternative, Biondo’s Estate requested a partial summary judgment adjudging that Mr.

Biondo not to be deprived of the benefit of La. R.S. 12:1320(B)’s protection by La. R.S.

12:1320(D)’s exceptions from immunity.

3

motion should be granted—“whether there is any genuine issue of material fact,

and whether the movant is entitled to judgment as a matter of law.” Planchard, 21-

00347, pp. 2-3, 332 So.3d at 625.

The statutory provision that governs a summary judgment motion states that

such motion “shall be granted if the motion, memorandum, and supporting

documents show that there is no genuine issue as to material fact and that the

mover is entitled to judgment as a matter of law.” La. C.C.P. art. 966(A)(3). The

burden of proof on a summary judgment motion is governed by La. C.C.P.

art. 966(D)(1), which provides for a shifting burden of proof.

The summary judgment procedure is favored and “designed to secure the

just, speedy, and inexpensive determination of every action.” La. C.C.P.

art. 966(A)(2). The purpose of the procedure is to pierce the pleadings and to

assess the evidence to determine if there are any genuine issues of material fact

requiring a trial. Cutrone v. English Turn Prop. Owners Ass’n, Inc., 19-0896, p. 7

(La. App. 4 Cir. 3/4/20), 293 So.3d 1209, 1214. As this court has observed, “[t]he

determination of whether a fact is material turns on the applicable substantive

law.” Roadrunner Transp. Sys. v. Brown, 17-0040, p. 7 (La. App. 4 Cir. 5/10/17),

219 So.3d 1265, 1270; Citron v. Gentilly Carnival Club, Inc., 14-1096, p. 13 (La.

App. 4 Cir. 4/15/15), 165 So.3d 304, 313.

The applicable substantive law here is the LLC immunity statute, La.

R.S. 12:1320. The Louisiana Supreme Court construed this statute in Ogea v.

Merritt, 13-1085 (La. 12/10/13), 130 So.3d 888, as creating a presumption—

4

general rule—of non-liability. This presumption, the Supreme Court observed, can

be rebutted by establishing one of three statutory exceptions. The trio of exceptions

are for causes of action for (i) fraud; (ii) breach of any professional duty; and

(iii) other negligent or wrongful acts. Ogea, 13-1085, p. 10, 130 So.3d at 897.

As to the exception for negligent or wrongful acts, the Supreme Court

rejected the argument that it was limited to torts. To limit the parameters of the

exception, the Supreme Court fashioned the following four-factor balancing test to

be applied to determine whether it applies:

• whether a member’s conduct could be fairly characterized as a traditionally

recognized tort (“Tort Factor”);

• whether a member’s conduct could be fairly characterized as a crime, for

which a natural person, not a juridical person, could be held culpable

(“Criminal Conduct Factor”) ;

• whether the conduct at issue was required by, or was in furtherance of, a

contract between the claimant and the LLC (“Contract Factor”); and

• whether the conduct at issue was done outside the member’s capacity as a

member (“Acting Outside the LLC Factor”) .

Ogea, 13-1085, p. 16, 130 So.3d at 900-01.

As a court has observed, “[t]he common thread in these factors is that they

each concern the member’s conduct.” Hewitt v. 3G Energy Servs., LLC, CV 18-

955, 2019 WL 2402963, *4 (W.D. La. June 4, 2019) (unpub.). Indeed, this court

recently observed that “the purpose of a statutory provision such as La. R.S.

12:1320(D) is to codify the principle that the members of a limited liability

company are not shielded from personal liability from their own personal

conduct.” Mathes Brierre Architects v. Karlton/ISG Enterprises, LLC, 19-0357,

p. 12, n. 7 (La. App. 4 Cir. 12/3/20), 311 So.3d 532, 541, writ denied, 21-0029 (La.

5

3/16/21), 312 So.3d 1090 (citing Robert B. Thompson, The Limits of Liability in

the New Limited Liability Entities, 32 WAKE FOREST L. REV. 1, 11 (1997)

(observing that “[i]ndividuals who act for the corporations are held personally

liable . . . if their action on behalf of the entity is tortious, criminal, or otherwise

wrongful” and that this form of liability for direct actions is a distinct from the

equitable doctrine of piercing the veil)).

Parties’ Arguments

As noted at the outset, the basis of Biondo’s Estate’s summary judgment

motion is its contention that Mr. Biondo—given his status as an LLC employee

coupled with the employment-rooted nature of his actions—is immune from

personal liability under La. R.S. 12:1320(B) and that none of the exceptions in La.

R.S. 12:1320(D) apply. Hilliard Plaintiffs do not allege fraud; hence, only two of

the exceptions are at issue here—the professional act and the negligent or wrongful

act exceptions.

In support of its motion, Biondo’s Estate enumerated the following

contextual facts that it contended were undisputed:

• FANO, at the time of the accident, was a valid Louisiana LLC, as

established by FANO’s articles of organization;

• FANO’s ongoing business included selling and conducting aerial tours,

which was authorized by a certificate the Federal Aviation Administration

(“FAA”) issued to FANO as the certificated operator;

• Mr. Biondo was FANO’s employee, as established by the employment

contract between Mr. Biondo and FANO dated February 2016; Mr. Biondo’s

job was to participate, as directed by FANO, in the flying of the aerial tours;

• The Tour that ended up crashing in August 2016 was the subject of a

passenger contract between FANO and Ms. Davis; Ms. Davis purchased the

Tour from FANO and paid the fee (which was set by FANO) to FANO

before the Tour;

6

• The Tour itinerary and the manner of conducting the Tour were chosen and

specified by FANO’s managers and set forth in FANO’s procedures and

specifications, which Mr. Biondo was mandated to follow;

• The aircraft FANO provided to Mr. Biondo for conducting the Tour was

leased by FANO; the aircraft was provided to Mr. Biondo only to use for

FANO’s aerial tours; and

• Mr. Biondo was acting, on the date of the accident, to accomplish the

contracted-for the Tour as part of FANO’s regular business and was not

engaged in a personal endeavor.

Opposing the motion, Hilliard Plaintiffs presented no evidence to dispute

Biondo’s Estate’s contextual facts.7 Nonetheless, they argued that Biondo’s Estate

was not entitled to summary judgment for the following three independent reasons:

• The standards for personal and professional liability of commercial aviation

pilots are governed exclusively by the FAA such that La. R.S. 12:1320

should not govern (“Preemption Argument”);

• Assuming La. R.S. 12:1320 governs, Mr. Biondo breached his professional

duty as a professional commercial aviation pilot (“Professional Duty

Argument”); and

• Assuming La. R.S. 12:1320 governs and Mr. Biondo was not a professional,

Mr. Biondo committed various negligent or wrongful acts or both that are

considered to be traditional, recognizable torts (“Negligent Act Argument”).

As noted, the trial court granted Biondo’s Estate’s summary judgment

motion. On appeal, Hilliard Plaintiffs repeat these same three arguments. We

separately address each of these arguments.

7 Instead, Hilliard Plaintiffs attached to their opposition two expert reports addressing the issue

of Mr. Biondo’s negligence in causing the accident. Biondo’s Estate objected to these expert

reports in its reply memorandum filed in the trial court, as well as in its appellee brief filed in this

court, as improper summary judgment evidence. But, at the summary judgment hearing, Hilliard

Plaintiffs’ counsel did not move to introduce the expert reports into evidence; thus, the trial court

did not rule on the objection. For that reason, we find those reports were not made part of the

record and are not properly before us. See Med. Review Panel for Bush, 21-00954, p. 7 (La.

5/13/22), 339 So.3d 1118, 1124) (citing Denoux v. Vessel Mgmt. Servs., Inc., 07-2143 (La.

5/21/08), 983 So.2d 84, 88, and observing that “evidence not properly offered cannot be

considered even if it were physically placed in the record”); see also Burandt v. Pendleton Mem’l

Methodist Hosp., 2013-0049, p. 2 (La. App. 4 Cir. 8/7/13); 123 So.3d 236, 238 (observing that

“[e]vidence that is not properly and officially offered and introduced cannot be considered on

appeal, even if the evidence is physically placed in the record”). We, thus, pretermit addressing

the objection.

7

Preemption Argument

Hilliard Plaintiffs first contend that the FAA preempts La. R.S. 23:1320.

Simply put, they argue that the FAA exclusively sets the standards for personal and

professional liability of commercial aviation pilots, like Mr. Biondo. Biondo’s

Estate counters that La. R.S. 12:1320 does not set any standard of conduct for

aviation pilots. Indeed, it is not a standard-of-care statute at all; it is a corporate

financial end-responsibility statute. Thus, it cannot conflict with the FAA. We

agree. Hilliard Plaintiffs’ preemption argument is unpersuasive.

Professional Duty Argument

Hilliard Plaintiffs next argue that assuming La. R.S, 12:1320 governs, the

exception for a breach of professional duty, codified in La. R.S. 12:1320(D),

applies. They contend that Mr. Biondo was a professional—a commercial aviation

pilot—and that he breached his professional duty. In support of their

characterization of a commercial aviation pilot as a professional, they cite

jurisprudence holding riverboat and steamboat pilots, albeit for other purposes, are

professionals.8

Biondo’s Estate counters that a commercial aviation pilot is not included in

the list of learned professions for whom professional corporations were created in

Title 12 of the Revised Statutes.9 Biondo’s Estate contends that a commercial

aviation pilot is more akin to a commercial bus or truck driver and is not a

professional as that term is used in the statute. Agreeing with Biondo’s Estate’s

8 See Coleman v. New Orleans & Baton Rouge S.S. Pilots’ Ass’n, 437 F.3d 471 (5th Cir. 2006).

9 See Nunez v. Pinnacle Homes, L.L.C., 15-0087, pp. 9-10 (La. 10/14/15), 180 So.3d 285, 292

(observing that “a ‘profession’ is different from other occupations and trades,” that

“[c]ontracting is not included among the professional corporations listed in Title 12 of the

Revised Statutes,” and that “there is no indication the legislature intended for licensed

contractors to owe a separate, non-contractual duty to their customers as may members of the

enumerated professions”).

8

argument, the trial court judge, at the summary judgment hearing, posed the

question of whether bus drivers and taxicab drivers likewise would be

characterized as professionals under La. R.S. 12:1320(D). Answering that question

in the negative, the trial court judge observed that she was compelled to grant

summary judgment given she did not believe this was the legislature’s intent when

it used the word professional in the statute.10

On appeal, the parties make the same arguments they made before the trial

court on the issue of whether a commercial aviation pilot fits the definition of a

professional under La. R.S. 12:1320(D). While we note the issue, we find it

unnecessary to decide it. Instead, we find there are genuine issues of material facts

regarding the negligent and wrongful act exception, discussed next, that preclude

granting summary judgment in this case.

Negligent Act Argument

Hilliard Plaintiffs’ final argument is, assuming that La. R.S. 12:1320(D)

applies and that a commercial aviation pilot is not a professional under the statute,

Mr. Biondo committed various negligent acts that are considered to be traditionally

recognized torts, satisfying factor 1 of the Ogea multi-factor test (Tort Factor).

They quote the reasoning in Ogea that “if a traditional tort has been committed

against any cognizable victim(s), that situation weighs in favor of the ‘negligent or

wrongful act’ exception and in favor of allowing the victim(s) to recover against

the individual tortfeasor(s).” Ogea, 13-1085, p. 17, 130 So.3d at 901 (citing H.B.

“Buster” Hughes, Inc. v. Bernard, 318 So.2d 9, 12 (La. 1975)).

10 The trial court judge, however, was silent on the issue of the negligent or wrongful act

exception, discussed elsewhere in this opinion.

9

Hillard Plaintiffs also emphasize the language in Ogea that if a defendant’s

actions breach a duty he personally owed to a plaintiff and thereby cause injury,

the defendant is not immune from liability merely because he acted as a member or

manager of an LLC. They contend that such is the case here given the FAA

imposes professional and personal duties on a commercial aviation pilot, such as

Mr. Biondo, to his passengers. They contend that this is true regardless of Mr.

Biondo’s status as an LLC’s employee or of any instructions that the LLC provided

to him. Given the evidence developed to date, Hilliard Plaintiffs contend that they

have put forth a sufficient basis to establish that Mr. Biondo not only owed, but

also breached, his professional and personal duties to the passengers. Finally,

Hilliard Plaintiffs contend that no case stands for the extreme position advocated

by Biondo’s Estate that Mr. Biondo is entitled to personal immunity given the

breach of his professional and personal duties to the passengers.

Biondo’s Estate counters the issue of Mr. Biondo’s fault is not relevant to

this dispute; rather, it contends that this dispute presents purely a legal issue of

whether—applying the Ogea multi-factor analysis to the undisputed contextual

facts—the negligent or wrongful act exception applies here. According to Biondo’s

Estate, the legal issue is weighted in favor of immunity by Ogea factors 3

(Contract Factor) and 4 (Acting Outside the LLC Factor). In support, Biondo’s

Estate cites a trio of cases for the proposition that when, as here, fault is from acts

“in furtherance of the contract,” such fault, as a matter of technical interpretation,

10

does not trigger Ogea factor 1 (Tort Factor); instead, factors 3 (Contract Factor)

and 4 (Acting Outside the LLC Factor) are dominant.11

Biondo’s Estate’s position is consistent with the following hypothetical,

posed by a commentator, regarding the application of the Ogea multi-factor test:

Under certain circumstances, a court may find no personal

liability for a member under Ogea when that member normally would

become liable under traditional legal theories. For example, consider a

situation where a member making a delivery for his LLC strikes a

pedestrian with his automobile. The member owes a personal duty to

the pedestrian not to hit her. If the pedestrian can prove the remaining

elements of a tort, then under traditional limited liability law, the

member will be personally liable to the pedestrian for the damages he

causes in the accident, regardless of his ownership interest. Limited

liability under Revised Statutes section 12:1320(B) is not implicated

because the liability is personal and not a liability of the business.

But, under the Ogea analysis, a court would have to determine

whether an “exception” to limited liability was met. Analyzing the

“negligent or wrongful act” exception, the “tort” factor would be

present. The member, however, did not commit any crime, was acting

in furtherance of the LLC’s contract to deliver the package, and was

acting in his capacity as member and employee of the LLC. Three

factors would weigh against holding the member personally liable,

and one factor would weigh in favor of liability. Because, as the Court

stated, no single factor is automatically dispositive, a court could

easily find no personal liability existed in this situation even though

the member should clearly be personally liable under traditional tort

law.

Thomas Bourgeois, Mirror, Mirror: Amending Louisiana’s LLC Statutes Related

to Personal Liability of Members to Reflect Corporate Counterparts After Ogea v.

Merritt, 76 LA. L. REV. 1339, 1375-76 (2016).

The outcome the commentator poses in the hypothetical is what Biondo’s

Estate suggests is appropriate here. Simply stated, Biondo’s Estate contends that

11 See Nunez, 15-0087, p. 10, 180 So.3d at 293; An Erny Girl, LLC v. BCMO 4, LLC, 18-0360

(La. App. 4 Cir. 9/26/18), 257 So.3d 212; Streiffner v. Deltatech Const’n, LLC, 18-0155 (La.

App. 4th Cir. 10/10/18), 318 So.3d 119.

11

Ogea factors 3 and 4 should outweigh factor 1. An analysis of the entire Ogea

opinion dictates against the outcome Biondo’s Estate seeks.

Nothing in Ogea suggests that the four factors were meant to be counted.

See U. S. Fid. & Guar. Co. v. Fiffie, 211 So.2d 690, 692 (La. App. 4th Cir. 1968)

(observing that “[w]itnesses are weighed and not counted” and that the

“fundamental function of the trier of fact, be it judge or jury, is to determine the

facts and this is not done by counting noses”).12 To the contrary, the Supreme

Court in Ogea instructed courts to consider each of four factors when determining

whether the presumption of limited liability must yield to the exception for

negligent or wrongful acts. 13-1085, p. 24, 130 So.3d at 905.

The Supreme Court in Ogea further instructed courts that a single factor—

especially factor 1, the Tort Factor—can be dispositive. 13-1085, p. 24, 130 So.3d

at 905. (observing that “the tort factor may be dispositive”). Additionally, the

Supreme Court observed that “upon a showing that a member owed a personal

duty in tort to the claimant, the breach of such duty could pave the way to a

member’s personal liability for the tort.” Ogea, 13-1085, p. 24, 130 So.3d at 905.13

Moreover, the Supreme Court instructed courts to evaluate each situation on a

case-by-case basis. Ogea¸13-1085, p. 24, 130 So.3d at 905.

Biondo’s Estate’s attempt to cabin the analysis of the Ogea factors to the

employment-rooted nature of Mr. Biondo’s actions and the connection of his

12 Indeed, Ogea was decided on a full record following a trial on the merits, not on a summary

judgment motion.

13 Ogea factor 4 (Acting Outside the LLC Factor), in this context, could be construed to mean

that an employee is acting outside the LLC when he commits acts of personal negligence. See

W.J. Spano Co., Inc. v. Mitchell, 05-2115, p. 4 (La. App. 1 Cir. 9/15/06), 943 So.2d 1131, 1133

(observing that “‘[o]utside one's capacity as a member’ would, however, refer to other acts of

professional or personal negligence”).

12

actions to the contract between FANO and Ms. Davis is misplaced. This attempt

ignores the presence of Mr. Biondo’s personal duties to the passengers. The

question of whether there is a duty is a legal one; “[s]imply put, the inquiry is

whether the plaintiff has any law—statutory, jurisprudential, or arising from

general principles of fault—to support his claim.’” Ogea, 13-1085, p. 24,130 So.3d

at 905 (quoting Faucheaux v. Terrebonne Consol. Government, 615 So.2d 289,

292 (La. 2/22/93). Here, the source of Mr. Biondo’s personal duties, as Hilliard

Plaintiffs emphasize, is the FAA. See Cosey On Behalf of Hilliard, 19-0785, p. 9,

___ So.3d at ____, 2020 WL 6687515, *5 (observing that FAA regulations

“clearly apply to operators and pilots”).

As the Supreme Court observed in Ogea, “if an officer or agent of a

corporation through his fault injures another to whom he owes a personal duty,

whether or not the act culminating in the injury is committed by or for the

corporation, the officer or agent is liable personally to the injured third person, and

it does not matter that liability might also attach to the corporation.” Ogea, 13-

1085, p. 17, 130 So.3d at 901 (quoting Bernard, 318 So.2d at 12). Continuing, the

Supreme Court in Ogea observed that “‘LLCs are not different from corporations

in any sense that would justify a different approach to such questions of personal

liability.’” 13-1085, p. 17, 130 So.3d at 901 (quoting 8 GLENN G. MORRIS &

WENDELL H. HOLMES, LOUISIANA CIVIL LAW TREATISE: BUSINESS

ORGANIZATIONS, § 44.06 (2013 ed.)). It follows that an employee of an LLC

who injures a third party to whom he owes a personal duty is not shielded from

personal liability by La. R.S. 12:1320.

Based on these principles, we conclude that Mr. Biondo’s status as an LLC

employee does not insulate him from potential personal liability for any breach of

13

the personal duty he owed to the passengers of the aircraft. Although we do not

reach the issue of whether Hilliard Plaintiffs will succeed on the merits of their

negligence claim against Mr. Biondo at trial, we find there are genuine issues of

material fact, which preclude summary judgment, on this issue. See Priority Hosp.

Grp., Inc. v. Manning, 53,564, pp. 10 (La. App. 2 Cir. 9/23/20), 303 So.3d 1106,

1113, writ denied, 20-01238 (La. 1/20/21), 308 So.3d 1160 (observing that

summary judgment could not be granted on whether the fraud exception applied

given that there were “genuine issues of material fact regarding fraud”). We, thus,

find the trial court erred in granting Biondo’s Estate’s summary judgment motion.

DECREE

For the foregoing reasons, the trial court’s judgment is reversed; and this

matter is remanded to the trial court for further proceedings.

REVERSED AND REMANDED

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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