stating that this requirement exists “to give the defendant fair notice of what the . . . claim is and the grounds upon which it rests” (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007))
How later courts described this case
- stating that this requirement exists “to give the defendant fair notice of what the . . . claim is and the grounds upon which it rests” (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007))
- § 1983 “does not apply to federal actors”
- “Finally, our cases hold that a court may not fashion a Bivens remedy if Congress already has provided, or has authorized the Executive to provide, ‘an alternative remedial structure.’”
- “[T]he analytical framework established by the Ziglar Court places significant obstacles in the path to recognition of an implied cause of action [under Bivens].”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF WEST VIRGINIA
CHARLESTON DIVISION
TRISTAN BALDWIN,
Plaintiff
v. Case No. 2:24-cv-00538
(Consolidated with Case No.
2:25-cv-00009)
DERRICK WILLIAMS, U.S. MARSHAL,
2 UNIDENTIFIED MARSHALS, and
1 UNIDENTIFIED KANAWHA COUNTY SHERIFF (“JOHN DOES”),
Defendants.
AMENDED PROPOSED FINDINGS AND RECOMMENDATION
This matter is assigned to the Honorable Joseph R. Goodwin, United States
District Judge, and it is referred to the undersigned United States Magistrate Judge
pursuant to 28 U.S.C. § 636(b)(1)(B). Pending before the Court is Defendant Derrick
Williams’ Motion to Dismiss or, in the alternative, Motion for Summary Judgment (ECF
No. 32).
I. RELEVANT FACTS AND PROCEDURAL HISTORY
On September 7, 2023, an arrest warrant for Tristan Monroe Baldwin
(“Plaintiff”) was received by the United States Marshal Service (“USMS”) concerning
violations of Plaintiff’s terms of federal supervised release. (ECF No. 32, Ex. 1; ECF No.
33 at 1). The warrant was assigned to the S/WV CUFFED Task Force (“Task Force”).
(Id.) According to the Declarations of Defendant Deputy United States Marshal Derrick
Williams (“Williams”) and Supervisory Deputy United States Marshal Frederick W.
Lamey, all defendants named herein were working as members of the Task Force at the
time of Plaintiff’s arrest on the warrant on September 18, 2023. (ECF No. 41, Exs. 1 and
2).
This matter is proceeding on Plaintiff’s Amended Complaint. (ECF No. 20). The
Amended Complaint alleges that, on September 18, 2023, while he and his uncle were
unloading materials at a recycling center in or around Charleston/Sissonville, West
Virginia, Plaintiff received a telephone call from his former fiancée’s phone, but it was
an unidentified United States Marshal on the phone, who directed him to turn himself
in for an alleged violation of his terms of supervised release. (Id. at 1). Plaintiff stated
that he was scared and offered to turn himself in at the courthouse, but the Marshal
refused. Plaintiff hung up the phone and asked his uncle to take him to the courthouse
when they were finished unloading their materials. (Id.) Shortly thereafter, Plaintiff
heard someone say, “Put your fucking hands up!” and Plaintiff “froze with [his] hands in
the air.” (Id.) He further claims that he heard undecipherable screaming and was then
“maliciously slammed to the ground and kneed, punched, [and] kicked all in the
temples, face and head area.” (Id.)
Plaintiff claims that he was “not lucid” and drifted in and out of consciousness.
(Id.) Although in the initial complaint, Plaintiff alleged that he “remembers nothing
until he woke up in ICU at General in Charleston[,]” in the Amended Complaint, he
recalls being taken first to the South Central Regional Jail (“SCRJ”) where he was
evaluated by prison medical staff, with photographs being taken and reports being
made. (ECF No. 2-1 at 1; ECF No. 20 at 1). He was then denied entrance into the jail
and was taken to the hospital by ambulance. (ECF No. 20 at 1). Plaintiff further alleges
that, due to injuries suffered from the force used against him during his arrest, he “was
put on life support, put on a ventilator, and in a coma.” (Id.) He claims that he “almost
died” and continues to suffer from Post-Traumatic Stress Disorder (“PTSD”), anxiety,
headaches, neck and back pain. (Id.) He seeks monetary relief from each defendant in
both their “official and regular [individual] capacity.” (Id.)
Because Williams was the only defendant specifically identified, he is the only
defendant who has been served with process. On February 18, 2025, Williams filed the
instant Motion to Dismiss or, in the alternative, Motion for Summary Judgment (ECF
No. 32) and Memorandum of Law in support thereof (ECF No. 33). Williams’ motion
asserts that: (1) he is not subject to suit in his official capacity; (2) that Plaintiff’s claim
does not arise under 42 U.S.C. § 1983; (3) that Plaintiff’s claim is not actionable under
Bivens v. Six Unknown Federal Narcotics Agents, 403 U.S. 388 (1971); and (4) that
Williams is entitled to qualified immunity. (Id.)
On March 4, 2025, the undersigned entered an Order and Notice, pursuant to the
holding in Roseboro v. Garrison, 528 F.2d 309 (4th Cir. 1975), notifying Plaintiff of his
right and an obligation to file a response to Defendant’s motion, of the types of evidence
that he must offer to overcome a motion for summary judgment, and setting deadlines
for Plaintiff’s response and Defendant’s reply briefs. (ECF No. 35). On March 20, 2025,
Plaintiff responded and provided his own affidavit, which largely repeats the allegations
contained in his Amended Complaint and does not specifically address the legal
arguments made in Defendant’s motion. (ECF No. 40).
On March 24, 2025, in response to Plaintiff’s motions seeking subpoenas for
medical records and other information concerning his arrest, Defendant offered the
Declarations of Defendant Williams and Supervisory Deputy Marshal Frederick W.
Lamey, which confirmed that Plaintiff was arrested by the USMS’s CUFFED Task Force,
of which all defendants were members. (ECF No. 42, Exs. 1 and 2). Thereafter, Plaintiff
filed copies of some of his medical records as evidence of his alleged injuries. (ECF No.
46, Ex. 1). Briefing has concluded and this matter is ripe for resolution.
II. STANDARDS OF REVIEW
A. Dismissal under Rule 12(b)(6).
Pro se complaints are held to less stringent standards than those drafted by
attorneys, and the court is obliged to liberally construe such complaints. In general, a
pleading must include “a short and plain statement of the claim showing that the
pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2); see McCleary-Evans v. Md. Dep’t of
Transp., State Highway Admin., 780 F.3d 582, 585 (4th Cir. 2015) (stating that this
requirement exists “to give the defendant fair notice of what the . . . claim is and the
grounds upon which it rests” (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555
(2007))). However, to withstand a motion to dismiss made pursuant to Federal Rule of
Civil Procedure 12(b)(6), a complaint must plead enough facts “to state a claim to relief
that is plausible on its face.” Wikimedia Found. v. Nat’l Sec. Agency, 857 F.3d 193, 208
(4th Cir. 2017) (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)).
“A claim has facial plausibility when the plaintiff pleads factual content that
allows the court to draw the reasonable inference that the defendant is liable for the
misconduct alleged.” Iqbal, 556 U.S. at 678. Stated another way, the factual allegations
in the complaint “must be sufficient ‘to raise a right to relief above the speculative
level.’” Woods v. City of Greensboro, 855 F.3d 639, 647 (4th Cir. 2017) (quoting
Twombly, 550 U.S. at 555). A complaint that alleges enough facts “to satisfy the
elements of a cause of action created by [the relevant] statute” will survive a motion to
dismiss. Id. at 648 (quoting McCleary-Evans, 780 F.3d at 585).
In evaluating the sufficiency of a complaint, this Court first “identif[ies] pleadings
that, because they are no more than conclusions, are not entitled to the assumption of
truth.” Iqbal, 556 U.S. at 679. This Court then “assume[s] the[] veracity” of the
complaint’s “well-pleaded factual allegations” and “determine[s] whether they plausibly
give rise to an entitlement to relief.” Id. Review of the complaint is “a context-specific
task that requires [this Court] to draw on its judicial experience and common sense.” Id.
“[T]o satisfy the plausibility standard, a plaintiff is not required to plead factual
allegations in great detail, but the allegations must contain sufficient factual heft to
allow a court, drawing on judicial experience and common sense, to infer more than the
mere possibility of that which is alleged.” Nanni v. Aberdeen Marketplace, Inc., 878
F.3d 447, 452 (4th Cir. 2017) (internal quotation marks omitted). Despite the liberal
construction requirement, the complaint must nonetheless “contain enough facts to
state a claim for relief that is plausible on its face.” Thomas v. Salvation Army S.
Territory, 841 F.3d 632, 637 (4th Cir. 2016).
B. Summary Judgment under Rule 56.
Defendant alternatively moves for summary judgment. In evaluating summary
judgment motions, Rule 56(a) of the Federal Rules of Civil Procedure provides:
A party may move for summary judgment, identifying each claim or
defense — or the part of each claim or defense — on which summary
judgment is sought. The court shall grant summary judgment if the
movant shows there is no genuine dispute as to any material fact and the
movant is entitled to judgment as a matter of law. The court should state
on the record the reasons for granting or denying the motion.
Fed. R. Civ. P. 56(a). Material facts are those necessary to establish the elements of a
party’s cause of action. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).
Summary judgment is required when a party fails to make a showing sufficient to
establish an essential element of a claim. Celotex, 477 U.S. at 322-23. The moving party
has the burden of establishing that there is an absence of evidence to support the
nonmoving party’s claim. Celotex Corp. v. Catrett, 477 U.S. 317, 325 (1986).
Once the moving party demonstrates such a lack of evidence, the non-moving
party must go beyond the pleadings and make a sufficient showing of facts presenting a
genuine issue for trial. Id.; see also Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
475 U.S. 574, 586-87 (1986). “A party opposing summary judgment must do more than
just rest upon mere allegations, general denials, or vague statements.” Brown v.
Showboat Altantic City Propoco, LLC, No. 08-5145, 2010 WL 5237855, *2 (D.N.J. Dec.
16, 2010) (citing Saldana v. Kmart Corp., 260 F.3d 228, 232 (3d Cir. 2001). Rather,
“the non-moving party must identify specific facts and affirmative evidence that
contradict those offered by the moving party.” Id. (citing Anderson, 477 U.S. at 256-57).
Accordingly, summary judgment will generally be granted unless a reasonable jury
could render a verdict for the non-moving party on the evidence presented. Anderson,
477 U.S. at 247-48.
A court must not resolve disputed facts or weigh the evidence and may not make
determinations of credibility. Russell v. Microdyne Corp., 65 F .3d 1229, 1239 (4th Cir.
1995); Sosebee v. Murphy, 797 F.2d 179, 182 (4th Cir. 1986). Rather, the party opposing
the motion is entitled to have his or her version of the facts accepted as true and to have
all internal conflicts resolved in his or her favor. Charbonnages de France v. Smith, 597
F.2d 406, 414 (4th Cir. 1979). Inferences that are “drawn from the underlying facts . . .
must be viewed in the light most favorable to the party opposing the motion.” United
States v. Diebold, Inc., 369 U.S. 654, 655 (1962). However, the party opposing the
motion may not rely upon mere allegations or denials of the pleadings, but must set
forth specific facts showing that there is a genuine issue for trial. Sprenkle v. Hartford
Life Ins. Co., 84 F. Supp.2d 751 (N.D.W. Va. 2000).
III. DISCUSSION
A. Williams is not subject to suit in his official capacity.
Plaintiff’s Amended Complaint alleges a use of excessive force by the defendants
during his arrest, which arises under the Fourth Amendment to the United States
Constitution. To the extent Plaintiff raises a claim against Defendant Williams in his
official capacity, Williams asserts that this Court is without subject matter jurisdiction
because the United States has not waived its sovereign immunity for money damages
claims brought under the federal constitution. (ECF No. 33 at 4).
As noted by Williams’ motion, “[a]ny claims against an individual USMS
employee in their official capacity are tantamount to an action against the United States
itself.” See Dugan v. Rank, 372 U.S. 609, 620 (1963). (Id.) Moreover, absent a waiver
of sovereign immunity, the United States cannot be sued for money damages. United
States v. Testan, 424 U.S. 392, 399 (1976); United States v. Sherwood, 312 U.S. 584,
586 (1941). As further noted by Williams’ motion, Congress has not waived such
immunity with respect to claims under the United States Constitution. F.D.I.C. v.
Meyer, 510 U.S. 471, 485-86 (1994). Plaintiff has not sufficiently opposed this
argument; thus, it is undisputed. Consequently, the undersigned proposes that the
presiding District Judge FIND that this Court lacks subject matter jurisdiction over any
claim against Williams in his official capacity and such claim must be dismissed.
B. Plaintiff’s claim does not arise under § 1983.
Plaintiff’s Amended Complaint also alleges that he is bringing a claim under 42
U.S.C. § 1983. To state a claim for relief under § 1983, however, Plaintiff must establish:
(1) that “some person has deprived him of a federal right” and (2) that “the person who
has deprived him of that right acted under color of state . . . law.” Curbelo v.
Pendergraph, 124 F. App’x 162, 162 (4th Cir. 2005) (quoting Gomez v. Toledo, 446 U.S.
635, 640 (1980)). (ECF No. 33 at 4).
Although the Amended Complaint summarily cites to § 1983, Plaintiff has not
claimed that Williams acted under the color of state law; nor can he, as Williams was a
federal law enforcement officer acting under color of federal law, and, thus, he is not
subject to suit under § 1983. See Dowe v. Total Action Against Poverty in Roanoke
Valley, 145 F.3d 653, 658 (4th Cir. 1998) (§ 1983 “does not apply to federal actors”).
(Id. at 4-5). This assertion is, likewise, undisputed by Plaintiff. Therefore, the
undersigned proposes that the presiding District Judge FIND that Plaintiff’s § 1983
claim must also be dismissed.
C. Plaintiff’s claim is not actionable under Bivens.
While Congress created liability under § 1983 for alleged violations of federal
constitutional or statutory law by state actors, it has never enacted an equivalent
provision for liability of federal actors. However, in 1971, the Supreme Court created an
implied cause of action for money damages under the Fourth Amendment in Bivens v.
Six Unknown Federal Narcotics Agents, 403 U.S. 388 (1971), where the plaintiff alleged
that federal narcotics agents manacled him, threatened his family, engaged in a
warrantless search, and arrested him without a warrant. Although not discussed in any
detail, the Bivens opinion also characterized the complaint therein to include an
allegation that “unreasonable force was employed in making the arrest.” Id. at 389.
Since Bivens, the Supreme Court has extended such liability only twice: (1) an
implied cause of action under the Fifth Amendment for sex discrimination by a United
States Congressman in Davis v. Passman, 442 U.S. 228 (1979); and (2) an implied cause
of action under the Eighth Amendment for a federal prisoner’s claim of inadequate
medical care in Carlson v. Green, 446 U.S. 14 (1980). Post-Carlson, the Supreme Court
“came to appreciate more fully the tension between this practice and the Constitution’s
separation of legislative and judicial power[,]” Hernandez v. Mesa, 589 U.S. 93, 99
(2020), and has “declined 11 times to imply a similar cause of action for other
constitutional violations.” See Egbert v. Boule, 596 U.S. 482, 484 (2022). Thus, “the
Court has made clear that expanding the Bivens remedy is now a ‘disfavored’ judicial
activity” and has affirmatively stated that, if “called to decide Bivens today, [it] would
decline to discover any implied causes of action in the Constitution.” Id. at 7, quoting
Ziglar v. Abbasi, 582 U.S. 120, 135 (2017) and Egbert, 596 U.S. at 491, 502.
Consequently, the Court has “consistently refused to extend Bivens to any new context
or new category of defendants.” Correctional Servs. Corp. v. Malesko, 534 U.S. 61, 68
(2001). In fact, another member of this Court has aptly described Bivens as “zombie
precedent.” Wickline v. Cumberledge, No. 2:23-cv-00799, 2024 WL 4340045, at *7
(S.D.W. Va. Sept. 27, 2024) (Johnson, J.).
Courts faced with a potential Bivens claim must now engage in a “highly
restrictive” two-step inquiry to determine whether the case presents “a new Bivens
context” and, if so, whether there are “special factors” that counsel against extending
such liability. Egbert, 596 U.S. at 492-93; Mays v. Smith, 70 F.4th 198, 202 (4th Cir.
2023); see also Earle v. Shreves, 990 F.3d 774, 778 (4th Cir. 2021) (“[T]he analytical
framework established by the Ziglar Court places significant obstacles in the path to
recognition of an implied cause of action [under Bivens].”). Essentially, the Court must
determine “whether there is any reason to think that Congress might be better equipped
to create a damages remedy.” 596 U.S. at 492. The Supreme Court has cautioned that
“[i]f there is even a single ‘reason to pause before applying Bivens in a new context,’ a
court may not recognize a Bivens remedy.” Id. (quoting Hernandez, supra, 589 U.S. at
102). (ECF No. 33 at 5).
Williams’ motion argues that this case “presents a new Bivens context,” because,
unlike Bivens, which involved a warrantless search and arrest by narcotics agents,
Plaintiff was arrested by task force officers with a different federal agency, the USMS,
pursuant to a validly obtained warrant, executed in a public place. Thus, Williams
asserts that Plaintiff’s case plainly involves “a new category of defendants.” (ECF No. 33
at 6-12). In support of this assertion, Williams notes that “[t]he four courts of appeals to
consider the issue have agreed that cases involving the execution of arrest warrants by a
Marshals Service task force arise in a new context and there are special factors
counseling hesitation in this context.” See Robinson v. Sauls, et al., No. 23-10719, 2024
WL 2821127 (11th Cir. June 4, 2024); Logsdon v. USMS, 91 F.4th 1352, 1358 (10th Cir.
2024); Lewis v. Bartosh, 22-3060-pr, 2023 WL 8613873, at *2 (2d Cir. Dec. 13, 2023);
Cain v. Rinehart, No. 22-1893, 2023 WL 6439438, at *4 (6th Cir. July 25, 2023). (ECF
No. 33 at 6-7).
While it appears that the United States Court of Appeals for the Fourth Circuit
has not yet directly answered this question, Williams’ motion further notes that several
judges of this United States District Court, including the presiding District Judge, have
previously found that a use of force during the execution of an arrest warrant by a USMS
task force is a new context under Bivens and that there are special factors that counsel
against extending such liability here. See Lester v. Sizemore, No. 5:24-cv-00054, 2024
WL 4491643, at *5 (S.D.W. Va. Oct. 15, 2024) (Volk, C.J.) (finding that Plaintiff’s claims
“would require scrutiny of a new category of defendants – appointed members of a
USMS joint task force”); Wickline, supra, 2024 WL 4340045, at *5 (Johnson, J.)
(finding that temporarily deputized United States Marshals are “beyond Bivens’
ambit”); Manriquez v. Kanawha Cty. Sheriff's Dep’t, No. 2:22-cv-00406, 2024 WL
3898108, at *6 (S.D.W. Va. Aug. 21, 2024) (Goodwin, J.) (finding USMS task force
presented “a new category of defendants” under Bivens). (ECF No. 33 at 7 n.4).
Like these decisions, Williams’ motion highlights the “‘distinct’ legal mandate”
and specialized police work of USMS joint task forces, which require the participation of
state and local officers. (Id. at 7). His motion states:
By statute, the Marshals Service’s ability to apprehend violent fugitives
depends on the participation of state and local officers to staff its task
forces. Allowing Bivens claims against task force members would “[c]hill[]
participation in joint task forces,” Logsdon, 91 F.4th at 1358, and
“negatively affect” their work, Cain, 2023 WL 6439438, at *4.
Additionally, “adequate alternative remedies” are available. Robinson,
2024 WL 2821127, at *7; see also Logsdon, 91 F.4th at 1359; Cain, 2023
WL 6439438, at *4.
(Id. at 7). Williams’ motion details the creation of USMS task forces to pursue fugitives
and execute federal, state, and local arrest warrants, and the power to federally deputize
officers from other jurisdictions to perform such important governmental functions
which, he claims, distinguishes such task forces from other types of police work. (Id. at
9-11, 15-17). Furthermore, the fact that Congress has never created a damages remedy
in its codification of such task forces, as well as the potential to dissuade participation of
other officers if such liability were created, are special factors that counsel against
implying such a remedy under Bivens. (Id. at 10-11).
Williams’ motion further asserts:
Courts “do not evaluate a potential Bivens cause of action ‘at the level of
“the Fourth Amendment” or even at the level of ‘the unreasonable-
searches-and-seizures clause.’” [Hicks v. Ferreyra, (Hicks II)], 64 F.4th
[156] at 167 [4th Cir. 2023)] (quoting Annappareddy v. Pascale, 996 F.3d
120, 135 (4th Cir. 2021)). Egbert, like Bivens, involved Fourth
Amendment excessive-force claims, but the Court reasoned that even
“parallel circumstances” were not enough to justify a Bivens claim.
Egbert, 596 U.S. at 501 (quotation marks omitted); see also Mays, 70
F.4th at 204-05; Annappareddy, 996 F.3d at 135-36. As the Fourth
Circuit explained, Bivens involved “a claim grounded on the right to be
free from warrantless searches and seizures.” Hicks II, 64 F.4th at 167
(emphasis in original). In the Court’s view, the “issue in Bivens was
whether a plaintiff was entitled to seek damages in a civil action after
federal narcotics officers conducted a warrantless search of his apartment,
arrested him for alleged narcotics violations, and later subjected him to a
visual strip search.” Id. at 165. The Court has “distinguished that context
from the context of searches authorized by a warrant.” Id. at 167;
Annappareddy, 996 F.3d at 135-37.
(Id. at 11). Thus, the fact that Bivens and the instant case both involve the alleged use of
excessive force does not justify an extension of Bivens liability here. The duty to create
such liability “unquestionably lies with Congress.” Wickline, 2024 WL 4340045, at *7.
Williams further argues that Plaintiff’s Bivens claim fails because Plaintiff has
available alternative remedies. (Id. at 13-15). In Egbert, the Supreme Court held that
Bivens should not be extended to those contexts where a plaintiff has alternate remedies
available to him. 596 U.S. at 493 (“Finally, our cases hold that a court may not fashion a
Bivens remedy if Congress already has provided, or has authorized the Executive to
provide, ‘an alternative remedial structure.’”), citing Ziglar, 582 U.S. at 136-37; see also
Bulger v. Hurwitz, 62 F.4th 127, 140 (4th Cir. 2023), quoting Dyer v. Smith, 56 F.4th
271, 279 (4th Cir. 2022) (“An alternative remedy weighs against recognizing a new
Bivens claim even if it is less effective than the damages that would be available under
Bivens and is not expressly identified by Congress as an alternative remedy.”). (Id. at
13-14).
Williams asserts that alternative remedies exist under the USMS’s statutory and
regulatory grievance processes and the Federal Tort Claims Act (“FTCA”). He cites to
several cases holding that the USMS internal grievance procedure and the Department
of Justice’s Office of Inspector General (OIG) investigation process are adequate
alternative procedures that preclude application of Bivens to cases such as this. See
Cain, 2023 WL 6439438, at *4; David v. Dotson, No. 20-13123, 2021 WL 5353099, *2
(11th Cir. Nov. 17, 2021). (ECF No. 33 at 13-15). He also points to an alternative tort
remedy under 31 U.S.C. § 3724, permitting settlements by the Attorney General of
claims for personal injury, death, or property damage caused by investigative or law
enforcement officers employed by the Department of Justice for “not more than
$50,000.” (Id. at 15). As previously noted by another member of this Court, the
Supreme Court has recognized that such alternative remedies foreclose extension of
Bivens liability “even where the remedial scheme is less effective than a Bivens remedy
would be—or is downright lousy.” Wickline, 2024 WL 4340045, at *6 (citing Bulger, 62
F.4th at 140).
The undersigned proposes that the presiding District Judge FIND that the facts
of this case undisputedly present a new context involving a new category of defendants
against whom Plaintiff had or has alternative available remedies. Accordingly, the
presiding District Judge should FIND that Plaintiff’s alleged Fourth Amendment claim
against Defendant Williams constitutes an improper extension of Bivens liability
requiring dismissal of such claim as a matter of law.1
1 Because there is no plausible Bivens or other federal constitutional claim, the undersigned believes it is
unnecessary to address Williams’ qualified immunity argument raised in his motion.
D. Plaintiff’s claims against the other defendants likewise fail.
As demonstrated in the undisputed Declarations of Defendant Williams and
Supervisory Deputy United States Marshal Frederick W. Lamey, the other three
defendants, though unidentified by Plaintiff, were acting as members of the USMS
federal task force as well. Consequently, the same legal analysis applies to the claims
against them. First, to the extent that those defendants were acting in their official
capacity as federal law enforcement officers at the time of Plaintiff’s arrest, sovereign
immunity bars any claim against them in their official capacity. Furthermore, § 1983
does not apply to any of those officers – even the alleged Kanawha County Deputy
Sheriff, who was specially deputized as a member of the Task Force at that time. In that
role, these defendants were acting under color of federal, not state, law. Consequently, §
1983 is inapplicable. Finally, as members of the USMS Task Force, who are alleged to
have used excessive force while executing a federal arrest warrant, for the same reasons
as set forth in the analysis of Plaintiff’s Bivens claim against Williams, the undersigned
proposes that the presiding District Judge FIND that Plaintiff’s alleged Fourth
Amendment claims against the unidentified defendants constitute an improper
extension of Bivens liability requiring dismissal of such claims as a matter of law.
IV. RECOMMENDATION
For the reasons stated herein, it is respectfully RECOMMENDED that the
presiding District Judge GRANT Defendant Williams’ Motion to Dismiss or, in the
alternative, Motion for Summary Judgment (ECF No. 32) and DISMISS the claims
against all Defendants, and this civil action, with prejudice.
The plaintiff is notified that this Amended Proposed Findings and
Recommendation is hereby FILED, and a copy will be submitted to the Honorable
Joseph R. Goodwin, United States District Judge. Pursuant to the provisions of Title 28,
United States Code, Section 636(b)(1)(B), and Rules 6(d) and 72(b), Federal Rules of
Civil Procedure, the plaintiff shall have fourteen days (filing of objections) and three
days (mailing) from the date of filing this Proposed Findings and Recommendation
within which to file with the Clerk of this Court, specific written objections, identifying
the portions of the Proposed Findings and Recommendation to which objection is made,
and the basis of such objection. Extension of this time period may be granted by the
presiding District Judge for good cause shown.
Failure to file written objections as set forth above shall constitute a waiver of de
novo review by the District Court and a waiver of appellate review by the Circuit Court
of Appeals. Snyder v. Ridenour, 889 F.2d 1363 (4th Cir. 1989); Thomas v. Arn, 474
U.S. 140 (1985); Wright v. Collins, 766 F.2d 841 (4th Cir. 1985); United States v.
Schronce, 727 F.2d 91 (4th Cir. 1984). Copies of such objections shall be provided to
Judge Goodwin.
The Clerk is directed to file this Amended Proposed Findings and
Recommendation in both above-referenced civil actions and to mail a copy of the same
to Plaintiff and to transmit a copy to counsel of record.
May 7, 2025 / VN ro ZS
LO Dwane L. Tinsley
~.. United States Magistrate Judge
15