holding that appellant demonstrates good faith when seeking review of a nonfrivolous issue
How later courts described this case
- holding that appellant demonstrates good faith when seeking review of a nonfrivolous issue
- interpreting Rule 11(a) to require, “as it did in John Hancock’s day, a name handwritten (or a mark handplaced)”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
BRITTANY SHAY LEWIS,
Plaintiff, 1:25-CV-3601 (LTS)
-against- ORDER DIRECTING PAYMENT OF FEE
OR IFP APPLICATION
CHRISTOPHER MAURISE BROWN, AND SIGNATURE
Defendant.
LAURA TAYLOR SWAIN, Chief United States District Judge:
Plaintiff brings this action pro se. As set forth below, the Court directs Plaintiff (1) to pay
the $405.00 in fees necessary to initiate this action or submit an application to proceed in forma
pauperis (“IFP”); and (2) to resubmit a signed the complaint.
DISCUSSION
A. Fees
To proceed with a civil action in this court, a plaintiff must either pay $405.00 in fees – a
$350.00 filing fee plus a $55.00 administrative fee – or, to request authorization to proceed
without prepayment of fees, submit a signed IFP application. See 28 U.S.C. §§ 1914, 1915.
Plaintiff submitted the complaint without the filing fees or an IFP application. Within
thirty days of the date of this order, Plaintiff must either pay the $405.00 in fees or submit the
attached IFP application. If Plaintiff submits the IFP application, it should be labeled with docket
number 1:25-CV-3601. If the Court grants the IFP application, Plaintiff will be permitted to
proceed without prepayment of fees. See 28 U.S.C. § 1915(a)(1).
B. Signature
The the complaint that Plaintiff submitted is unsigned. Rule 11(a) of the Federal Rules of
Civil Procedure provides that “[e]very pleading, written motion, and other paper must be signed .
. . by a party personally if the party is unrepresented.” Fed. R. Civ. P. 11(a); see Becker v.
Montgomery, 532 U.S. 757, 764 (2001) (interpreting Rule 11(a) to require, “as it did in John
Hancock’s day, a name handwritten (or a mark handplaced)”). Accordingly, Plaintiff is directed
to sign and submit the attached signature page within 30 days of the date of this order.
CONCLUSION
No summons or answer shall issue at this time. If Plaintiff complies with this order, the
case shall be processed in accordance with the procedures of the Clerk’s Office. If Plaintiff fails
to comply with this order within the time allowed, the action will be dismissed without prejudice.
The Court certifies under 28 U.S.C. § 1915(a)(3) that any appeal from this order would
not be taken in good faith, and therefore in forma pauperis status is denied for the purpose of an
appeal. Cf. Coppedge v. United States, 369 U.S. 438, 444–45 (1962) (holding that appellant
demonstrates good faith when seeking review of a nonfrivolous issue).
SO ORDERED.
Dated: May 20, 2025
New York, New York
/s/ Laura Taylor Swain
LAURA TAYLOR SWAIN
Chief United States District Judge
V. PLAINTIFF’S CERTIFICATION AND WARNINGS
By signing below, I certify to the best of my knowledge, information, and belief that: (1) the
complaint is not being presented for an improper purpose (such as to harass, cause
unnecessary delay, or needlessly increase the cost of litigation); (2) the claims are supported
by existing law or by a nonfrivolous argument to change existing law; (3) the factual
contentions have evidentiary support or, if specifically so identified, will likely have evidentiary
support after a reasonable opportunity for further investigation or discovery; and (4) the
complaint otherwise complies with the requirements of Federal Rule of Civil Procedure 11.
I agree to notify the Clerk's Office in writing of any changes to my mailing address. I
understand that my failure to keep a current address on file with the Clerk's Office may
result in the dismissal of my case.
Each Plaintiff must sign and date the complaint. Attach additional pages if necessary. If seeking to
proceed without prepayment of fees, each plaintiff must also submit an IFP application.
2 9/04/25
Dated Plaintiff’s Signature
Shay Lewis
Brittany Middle Initial Last Name
First Name
Street Address
2011
63 Vantine Street Papakura State Zip Code
0210372728 Brittanylewis9705@Gmail.com
County, City
Telephone Number Email Address (if available)
I have read the Pro Se (Nonprisoner) Consent to Receive Documents Electronically:
☐ Yes ☐ No
If you do consent to receive documents electronically, submit the completed form with your
complaint. If you do not consent, please do not attach the form.
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
(full name of the plaintiff or petitioner applying (each person
must submit a separate application))
CV ( ) ( )
-against- (Provide docket number, if available; if filing this with
your complaint, you will not yet have a docket number.)
(full name(s) of the defendant(s)/respondent(s))
APPLICATION TO PROCEED WITHOUT PREPAYING FEES OR COSTS
I am a plaintiff/petitioner in this case and declare that I am unable to pay the costs of these proceedings
and I believe that I am entitled to the relief requested in this action. In support of this application to
proceed in forma pauperis (IFP) (without prepaying fees or costs), I declare that the responses below are
true:
1. Are you incarcerated? Yes No (If “No,” go to Question 2.)
I am being held at:
Do you receive any payment from this institution? Yes No
Monthly amount:
If I am a prisoner, see 28 U.S.C. § 1915(h), I have attached to this document a “Prisoner Authorization”
directing the facility where I am incarcerated to deduct the filing fee from my account in installments
and to send to the Court certified copies of my account statements for the past six months. See 28
U.S.C. § 1915(a)(2), (b). I understand that this means that I will be required to pay the full filing fee.
2. Are you presently employed? Yes No
If “yes,” my employer’s name and address are:
Gross monthly pay or wages:
If “no,” what was your last date of employment?
Gross monthly wages at the time:
3. In addition to your income stated above (which you should not repeat here), have you or anyone else
living at the same residence as you received more than $200 in the past 12 months from any of the
following sources? Check all that apply.
(a) Business, profession, or other self-employment Yes No
(b) Rent payments, interest, or dividends Yes No
(c) Pension, annuity, or life insurance payments Yes No
(d) Disability or worker’s compensation payments Yes No
(e) Gifts or inheritances Yes No
(f) Any other public benefits (unemployment, social security,
Yes No
food stamps, veteran’s, etc.)
(g) Any other sources Yes No
If you answered “Yes” to any question above, describe below or on separate pages each source of
money and state the amount that you received and what you expect to receive in the future.
If you answered “No” to all of the questions above, explain how you are paying your expenses:
4. How much money do you have in cash or in a checking, savings, or inmate account?
5. Do you own any automobile, real estate, stock, bond, security, trust, jewelry, art work, or other
financial instrument or thing of value, including any item of value held in someone else’s name? If so,
describe the property and its approximate value:
6. Do you have any housing, transportation, utilities, or loan payments, or other regular monthly
expenses? If so, describe and provide the amount of the monthly expense:
7. List all people who are dependent on you for support, your relationship with each person, and how
much you contribute to their support (only provide initials for minors under 18):
8. Do you have any debts or financial obligations not described above? If so, describe the amounts owed
and to whom they are payable:
Declaration: I declare under penalty of perjury that the above information is true. I understand that a false
statement may result in a dismissal of my claims.
Dated Signature
Name (Last, First, MI) Prison Identification # (if incarcerated)
Address City State Zip Code
Telephone Number E-mail Address (if available)