explaining that the Jones court required the victim’s generic testimony to describe with sufficient specificity the kind of acts committed, the number of acts committed, and the general time period in which the acts were committed to allow a jury to determine guilt beyond a reasonable doubt
How later courts described this case
- explaining that the Jones court required the victim’s generic testimony to describe with sufficient specificity the kind of acts committed, the number of acts committed, and the general time period in which the acts were committed to allow a jury to determine guilt beyond a reasonable doubt
- stating it is “elementary that a party may not take one position regarding an issue in the trial court, change his strategy or position in mid-stream, and advocate a different ground or reason in this Court.”
- holding improper the prosecutor’s comments to the jury to “do its duty” to send a message to the community
- concluding that a trial court’s decision to allow late-night jury deliberations is a discretionary function
Written by the judges who cited it.
The opinion
04/30/2025
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
January 28, 2025 Session1
STATE OF TENNESSEE v. BILLY GENE SLIGER
Appeal from the Circuit Court for Jefferson County
No. 14963 O. Duane Slone, Judge 2
No. E2024-00508-CCA-R3-CD
The Defendant, Billy Gene Sliger, appeals his convictions for two counts of rape of a child
and one count of aggravated sexual battery. Specifically, he argues that (1) the evidence
was insufficient to support his aggravated sexual battery conviction; (2) the trial court erred
by interrupting jury deliberations to inform the jury of the court’s schedule; (3) the State
committed prosecutorial misconduct during voir dire, opening statement, and closing
arguments; (4) the trial court erred by not requiring the State to elect an offense for count
two charging rape of a child and instead giving a modified unanimity instruction; and (5)
the trial court abused its discretion by ordering consecutive sentences. After review, we
affirm the judgments of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed
KYLE A. HIXSON, J., delivered the opinion of the court, in which ROBERT H.
MONTGOMERY, JR., and TOM GREENHOLTZ, JJ., joined.
Mitchell A. Raines (on appeal), Assistant Public Defender – Appellate Division, Tennessee
District Public Defenders Conference, Franklin, Tennessee; Rebecca V. Lee (at trial),
District Public Defender; and Cashauna Lattimore and Graeson McCaslin (at trial),
Assistant District Public Defenders, Dandridge, Tennessee, for the appellant, Billy Gene
Sliger.
1
Oral argument in this case was heard at the University of Tennessee College of Law. This panel
wishes to express its gratitude to the University and our court staff for their efforts in bringing this project
to fruition, as well as to both the students and attorneys that were present.
2
During the pendency of this appeal, the Honorable O. Duane Slone of the Fourth Judicial District
passed away on August 25, 2024. We acknowledge his service to the State of Tennessee.
Jonathan Skrmetti, Attorney General and Reporter; Garrett D. Ward, Senior Assistant
Attorney General; Jimmy B. Dunn, District Attorney General; and Jeremy D. Ball,
Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
I. FACTUAL AND PROCEDURAL HISTORY
This case arises from the Defendant’s sexually abusing the victim—his biological
granddaughter—on multiple occasions between June 16, 2018, and June 15, 2020. The
Defendant was indicted for rape of a child in counts one and two and for aggravated sexual
battery in count three.3 See Tenn. Code Ann. §§ 39-13-522, -504. On February 3, 2023,
the Defendant moved the trial court to order the State to make an election for counts one
and two of the charged offenses of rape of a child. No ruling by the trial court on this
motion is included in the record.
The Defendant proceeded to a jury trial on April 27 and 28, 2023. During voir dire,
the State commented to the prospective jurors that the present case was “very serious, quite
frankly, as serious as it gets in the justice system.” The State continued its questioning of
the venire, and eventually, a jury was impaneled and sworn. The State then began its
opening statement by noting, “[The victim] should be in school today. She’s not. She’s
here. . . . It’s too much for a kid of her age to have to do that.” It then detailed the witnesses
it intended to call and the evidence it expected to introduce during trial.
After the parties’ opening statements, the victim took the stand, provided her
birthdate, and said that she was fifteen years old at the time of trial. She identified the
Defendant in court and said he was her grandfather. When she was eleven years old and
attending school in Jefferson County, she moved in with the Defendant into his trailer in
Jefferson County, along with her mother, older brother, and two younger brothers. Her
stepfather eventually moved into the trailer as well. A drawing was entered showing the
layout and location of the family’s sleeping arrangements in the trailer. The victim’s
bedroom was at one end of the trailer, between her older brother’s room and the living
room, where the Defendant would sleep at times. The kitchen and the bedroom her mother
and stepfather shared were on the opposite side of the trailer. Her younger siblings would
sleep either in her older brother’s room or her mother’s room.
3
The Defendant was also indicted for aggravated sexual battery in count four, but this charge was
later dismissed.
-2-
The victim’s relationship with the Defendant was “normal” at first, but, at times, the
Defendant would request that the victim massage him and would give her money in
exchange for the massages. During these massages, he would wear only his
“tighty-whities” underwear and would, sometimes, have the victim use an oil-based “lube.”
The relationship shifted when the Defendant began making inappropriate comments about
the victim’s body, including saying that her breasts looked bigger. He also started
massaging her in “sexual ways.” She explained these massages would take place in her
bedroom at night. The Defendant would come into her bedroom, start rubbing the victim’s
feet and legs, and move toward her “private areas,” meaning her “butt” and “vagina.” The
Defendant would also attempt to massage the victim’s breasts. However, the victim would
position her arms in a way to protect her chest.
During these massages, the Defendant digitally penetrated the victim’s vagina on
three occasions. While massaging the victim, the Defendant placed his hand under her
shorts and underwear and then inserted his finger into her vagina. The victim told the
Defendant to stop, and he complied on each occasion. No one else was present during
these instances.
The victim clarified a comment she had made to law enforcement about her
bedroom lights being on during one of these massages. She explained that the first time
the Defendant touched her “private areas,” her bedroom lights were on, and she was
wearing jeans, but the Defendant did not digitally penetrate her vagina. On this first
occasion, she felt as though she could not tell the Defendant to stop, and she “let [the
touching] happen.” However, she explained that the three instances of penetration
occurred when she was wearing shorts, and her bedroom lights were off. She reaffirmed
the three instances of digital penetration occurred when she was eleven years old.
Another time, while the victim was alone in the living room, the Defendant had the
victim’s electric toothbrush, and the victim “felt him turn it on . . . [and] put it to [her]
leg[.]” The victim explained that the Defendant placed the toothbrush over her clothes on
the “middle . . . lower part” of her vagina. She told him to stop, and he did so. The victim
affirmed that anyone could have walked in during this encounter.
The victim reaffirmed that all these incidents occurred while she was attending
school in Jefferson County. While the Defendant never threatened her over disclosing the
abuse, she was scared to tell her mother. However, the victim wanted to protect her
younger siblings, so she disclosed the abuse to her cousin, K.E. 4 She asked K.E. if the
4
We use initials to protect the identity of the witness.
-3-
Defendant’s behavior was “normal,” and K.E. stated it was not. The victim and K.E. then
disclosed the abuse to K.E.’s mother.
K.E.’s mother affirmed that the victim was at her house during a weekend in July
2020. During this visit, K.E. and the victim informed her that the Defendant had “touched”
the victim. K.E.’s mother asked the victim a few questions, as it appeared to be “kind of
minor at first,” but then the victim told her “a little more.” K.E.’s mother said that while
she did not spend much time with the victim, she noticed a change in the victim’s behavior
after the disclosure.
K.E.’s mother informed her own mother of the victim’s disclosure, who then
informed the victim’s mother. The victim’s mother testified that she addressed the
allegations with the victim. The victim disclosed that the Defendant had touched her
inappropriately and then cried in her mother’s arms. The victim’s mother reported the
allegations to the Department of Children’s Services and then to the Jefferson County
Sheriff’s Department (“JCSD”). While her mother described the victim as “sassy” and
“strong willed,” she said the victim became depressed and reclusive after her interview
with law enforcement. The victim then began dressing modestly, lost interest in school,
and did not want to attend her eighth-grade year.
While describing the family dynamics, the victim’s mother explained it was normal
for the Defendant to ask for massages from family members, offer money in exchange for
the massages, and use lotion on his back during the massages. When the victim’s mother
had massaged the Defendant, he had acted appropriately, and while he may have removed
his shirt, he never stripped down to his underwear.
Detective Richard Collins with the JCSD testified that he investigated the case.
While the victim gave her statements regarding the abuse to a female officer, he spoke with
the Defendant. The Defendant denied the allegations and said massages were common
within his family. The Defendant explained that he would give his family members
massages while wearing “tighty-whities” and would use lotion during these massages.
After the proof concluded and prior to closing arguments, the Defendant filed an
objection to the proposed jury instructions based upon the State’s election of an offense in
count two. As to count one, the State elected the first instance of digital penetration. As
to count two, the State elected “the alleged act of Child Rape, occurring at a time different
than the first time that the [D]efendant inserted his fingers in the alleged victim’s vagina.”
The Defendant contended that because the victim had referenced two additional instances
of penetration beyond the first occurrence, the State must further narrow the jury’s focus
to a particular act as to protect the right to a unanimous jury verdict. The trial court
-4-
overruled the Defendant’s objection, finding that the modified unanimity instruction was
warranted as generic evidence had been presented for both acts covered by count two.
During its closing argument, the State detailed the evidence that had been presented
at trial. In relevant part, the State additionally noted the long-lasting negative effects sexual
abuse has on victims, the victim’s courage in “sto[pping] the cycle” of abuse, the
pervasiveness of sexual abuse in Jefferson County, and that “somebody” needed to “stand
up” for the victim and hold the Defendant accountable.
The trial court gave the modified unanimity instruction to the jury for count two. It
explained that the State had alleged more than one act constituting rape of a child for count
two, and, to ensure a unanimous verdict, the State must have proved beyond a reasonable
doubt the commission of “all of the acts described by the alleged victim in [c]ount two as
occurring within the time period charged in count two of the indictment[.]” The jury was
then instructed that statements by counsel were not evidence and to disregard any
statements unsupported by the evidence. It further instructed the jurors not to surrender
their “honest conviction as to the weight or effect of the evidence solely because of the
opinion of [their] fellow jurors or for the mere purpose of returning a verdict.”
At 11:21 a.m., the jury exited the courtroom to begin deliberations. At 4:08 p.m.
the jury reentered the courtroom, and the following exchange occurred:
THE COURT: So let me ask you a question. So it’s of course right at 4:15
and you all have been working really hard all day and especially deliberation
process for almost five hours, whatever break you took. So we’re going to
go [until] five o’clock today, okay? Then if we don’t have a unanimous
verdict at that time, then we’re going to break until 9:00 o’clock Monday
morning. So I’m curious about where you are.
FOREPERSON: We’re making progress.
THE COURT: Getting anywhere?
FOREPERSON: Yeah. I think we’re close.
THE COURT: Everybody seems to agree with exhausted looks on your face.
So we’ll keep working till then or if you have a verdict before then, then of
course you’ll let the officers know and they’ll let us know, but I just want to
kind of get a gauge on where things were and let you know that we would be
breaking at five. I mean, if you’re ten minutes away from five o’clock, we
-5-
won’t come back Monday morning obviously, but I mean, otherwise, that’s
where I’m going to stop today, okay? All right.
The jury exited the courtroom at 4:10 p.m. At 4:34 p.m., the jury reentered the courtroom
and rendered its verdict, finding the Defendant guilty as charged.
A sentencing hearing was held on June 5, 2023. The State entered as exhibits
certified copies of the Defendant’s previous convictions for a DUI from 1990 and an
indecent exposure from 1991.
As to enhancement factors, the trial court found the Defendant had criminal
convictions in addition to those necessary to establish the appropriate range, noting the
Defendant’s two prior convictions. Tenn. Code Ann. § 40-35-114(1). However, due to
the age of the convictions, it gave this factor “virtually no weight.” It then found that the
Defendant had abused a position of private trust in a manner that significantly facilitated
the commission or the fulfillment of the offense. Id. § -114(14). It noted that due to the
Defendant’s being the victim’s biological grandfather, the victim’s mother had placed trust
in the Defendant which he abused in the “most repulsive way.” It placed “great weight”
on this factor. The trial court further noted the mental and emotional anguish the victim
had suffered. Additionally, the trial court found that the Defendant’s criminal conduct
neither caused nor threatened serious bodily injury. Id. § -113(1). The trial court gave this
mitigating factor “little weight.”
The trial court sentenced the Defendant to thirty-two years on each conviction for
rape of a child and to ten years for his conviction for aggravated sexual battery. It ordered
these sentences to run consecutively, stating that though it “underst[ood] [the Defendant’s]
age,” a total effective sentence of seventy-four years was warranted based upon the need
for “deterrence, not just to [the Defendant] but to the rest of the community.”
On June 30, 2023, the Defendant filed a motion for new trial. A hearing was held
on the motion on November 28, 2023, and the trial court’s written order denying the motion
was filed on March 27, 2024. This timely appeal followed.
II. ANALYSIS
A. Sufficiency of the Evidence
The Defendant argues that the evidence was insufficient to support his conviction
for aggravated sexual battery because the State failed to prove that the Defendant’s conduct
of holding an electric toothbrush to the victim’s vagina was for the purpose of sexual
-6-
gratification. To this point, he asserts that the touching alone cannot support the conviction
and that proof beyond the touching is required to show it was for sexual gratification. The
State counters that a rational trier of fact could have reasonably construed holding an
electric toothbrush to the victim’s vagina was for the Defendant’s sexual gratification.
The United States Constitution prohibits the states from depriving “any person of
life, liberty, or property, without due process of law[.]” U.S. Const. amend. XIV, § 1. A
state shall not deprive a criminal defendant of his liberty “except upon proof beyond a
reasonable doubt of every fact necessary to constitute the crime with which he is charged.”
In re Winship, 397 U.S. 358, 364 (1970). In determining whether a state has met this
burden following a finding of guilt, “the relevant question is whether, after viewing the
evidence in the light most favorable to the prosecution, any rational trier of fact could have
found the essential elements of the crime beyond a reasonable doubt.” Jackson v. Virginia,
443 U.S. 307, 319 (1979). Because a guilty verdict removes the presumption of innocence
and replaces it with a presumption of guilt, the defendant has the burden on appeal of
illustrating why the evidence is insufficient to support the jury’s verdict. State v. Tuggle,
639 S.W.2d 913, 914 (Tenn. 1982). If a convicted defendant makes this showing, the
finding of guilt shall be set aside. Tenn. R. App. P. 13(e).
“Questions concerning the credibility of witnesses, the weight and value to be given
the evidence, as well as all factual issues raised by the evidence are resolved by the trier of
fact.” State v. Bland, 958 S.W.2d 651, 659 (Tenn. 1997). Appellate courts do not “reweigh
or reevaluate the evidence.” Id. (citing State v. Cabbage, 571 S.W.2d 832, 835 (Tenn.
1978)). “A guilty verdict by the jury, approved by the trial judge, accredits the testimony
of the witnesses for the State and resolves all conflicts in favor of the theory of the State.”
State v. Grace, 493 S.W.2d 474, 476 (Tenn. 1973). Therefore, on appellate review, “the
State is entitled to the strongest legitimate view of the trial evidence and all reasonable or
legitimate inferences which may be drawn therefrom.” Cabbage, 571 S.W.2d at 835.
As relevant to this appeal, aggravated sexual battery includes “unlawful sexual
contact with a victim by the defendant or the defendant by a victim . . . [when t]he victim
is less than thirteen (13) years of age.” Tenn. Code Ann. § 39-13-504(a)(4). “Sexual
contact includes . . . the intentional touching of the clothing covering the immediate area
of the victim’s, the defendant’s, or any other person’s intimate parts, if that intentional
touching can be reasonably construed as being for the purpose of sexual arousal or
gratification[.]” Id. § -501(6). Intimate parts include “the primary genital area, groin, inner
thigh, buttock or breast of a human being[.]” Id. § -501(2).
Whether a defendant’s touching of a victim was for the purpose of sexual
gratification is a question for the jury. See, e.g., State v. Reed, No. W2022-01072-CCA-
-7-
R3-CD, 2023 WL 6440156, at *3 (Tenn. Crim. App. Oct. 3, 2023), perm. app. denied
(Tenn. Mar. 6, 2024); State v. Walden, No. M2014-01337-CCA-R3-CD, 2015 WL
2257130, at *3 (Tenn. Crim. App. May 12, 2015). As intent in sexual battery cases is
“almost always” proven by circumstantial evidence, see State v. Hayes, 899 S.W.2d 175,
180 (Tenn. Crim. App. 1995), “the jury may infer intent from [a] defendant’s acts.” State
v. Johnson, No. W2011-01786-CCA-R3CD, 2013 WL 501779, at *10 (Tenn. Crim. App.
Feb. 7, 2013) (citing State v. Leach, 148 S.W.3d 42, 54 (Tenn. 2004)). Further, jurors may
“use their common knowledge and experience in making reasonable inferences from
evidence[.]” State v. Meeks, 876 S.W.2d 121, 131 (Tenn. Crim. App. 1993). Importantly,
our legislature has not required that a defendant become sexually aroused or gratified by
the touching but only that such touching may be “reasonably construed as being for the
purpose of sexual arousal or gratification.” Tenn. Code Ann. § 39-13-501(6); see, e.g.,
Walton, 2015 WL 2257130, at *3; State v. Chisenhall, No. M2003-00956-CCA-R3-CD,
2004 WL 1217118, at *3 (Tenn. Crim. App. June 3, 2004). Additionally, a minor’s
testimony regarding sexual contact is sufficient to support a conviction for a sexual offense.
State v. Elkins, 102 S.W.3d 578, 582-83 (Tenn. 2003).
Here, contrary to the Defendant’s argument, his conviction was not based solely on
the touching of the victim’s vagina with no additional circumstances. Rather, the record
shows that he took the victim’s electric toothbrush into the living room where the victim
was alone, activated the toothbrush, and placed it over the victim’s clothes on the “middle
. . . lower part” of her vagina. The Defendant ceased this conduct only when the victim
told him to stop. As such, a rational trier of fact could reasonably construe the Defendant’s
touching of the victim’s vagina with a vibrating object was for the purpose of sexual
gratification. See, e.g., Reed, 2023 WL 6440156, at *4 (holding that the evidence of the
victim’s awakening to find the defendant touching her vagina was sufficient for a rational
juror to reasonably construe such conduct as being for sexual gratification); State v. Stegall,
No. W2022-00628-CCA-R3-CD, 2023 WL 6319610, at *9 (Tenn. Crim. App. July 14,
2023) (holding that the evidence of the defendant’s touching and rubbing the victim’s
vaginal area was sufficient for a jury to reasonably construe such conduct was for sexual
gratification); State v. Stewart, No. E2017-00864-CCA-R3-CD, 2018 WL 287178, at *6-7
(Tenn. Crim. App. Jan. 4, 2018) (holding that the defendant’s touching the victim’s vagina
over her clothes could have been reasonably construed by the jury as being for sexual
arousal or gratification). The Defendant is not entitled to relief on this issue.
B. Courtroom Schedule
The Defendant argues that the trial court’s comments to the jury on a Friday
afternoon explaining that deliberations would end for the day in less than one hour
constitutes reversible error. Specifically, he argues that this communication imposed a
-8-
“hard deadline” and placed “undue pressure on the jury” to render a unanimous verdict on
all charges before adjourning for the weekend. In support of his claim, the Defendant relies
on case law addressing instructions given to deadlocked juries. While the Defendant
acknowledges in his brief that this case did not involve a deadlocked jury, he nevertheless
contends that the principles governing such circumstances are applicable in this case.
The State counters that this argument has been waived due to the Defendant’s failure
to contemporaneously object, regardless of the Defendant’s raising this issue in his motion
for new trial. The State further contends that plain error relief is not warranted, as no clear
and unequivocal rule of law was breached, no substantial right was adversely affected, and
substantial justice does not require consideration of the error. In his reply brief, the
Defendant responds that the State has waived its waiver argument for failing to raise it
during the motion for new trial proceedings and, alternatively, that the plain error factors
are met.
As to both waiver arguments, we agree that a party is cautioned against changing
theories on appeal. See Lawrence v. Stanford, 655 S.W.2d 927, 929 (Tenn. 1983)
(providing that it “has long been the general rule that questions not raised in the trial court
will not be entertained on appeal”); State v. Dobbins, 754 S.W.2d 637, 641 (Tenn. Crim.
App. 1988) (stating it is “elementary that a party may not take one position regarding an
issue in the trial court, change his strategy or position in mid-stream, and advocate a
different ground or reason in this Court.”). This principle serves to confine both the
Defendant and the State to the arguments presented in support of the issues raised in the
lower court. Nonetheless, when an issue has not been properly preserved, this court is
generally limited to a plain error review of the issue. See State v. Bristol, 654 S.W.3d 917,
925-27 (Tenn. 2022) (explaining that this court’s jurisdiction is “appellate only”). As the
record reflects that the Defendant failed to contemporaneously object to the trial court’s
comments about the courtroom’s schedule, he is entitled to relief only under the plain error
doctrine, regardless of the State’s failure to raise the issue at the motion for new trial
hearing. See State v. Wakefield, No. M2005-01136-CCA-R3-CD, 2006 WL 1816323, at
*15 (Tenn. Crim. App. June 29, 2006) (holding the defendant’s failure to object to the trial
court’s comments regarding the courtroom schedule waived plenary review of the issue);
see also Tenn. R. App. P. 36(a); cf. State v. Walls, 537 S.W.3d 892, 899-900 (Tenn.
2017) (concluding the defendant failed to preserve an issue regarding jury deliberations by
failing to contemporaneously object to the procedure utilized by the trial court and
addressing the issue only at the hearing on the motion for new trial). We will focus our
analysis accordingly.
In conducting plain error review, our court will reverse for plain error only if the
five following prerequisites are satisfied:
-9-
(a) the record must clearly establish what occurred in the trial court; (b) a
clear and unequivocal rule of law must have been breached; (c) a substantial
right of the accused must have been adversely affected; (d) the accused did
not waive the issue for tactical reasons; and (e) consideration of the error is
‘necessary to do substantial justice.’
State v. Smith, 24 S.W.3d 274, 282 (Tenn. 2000) (quoting State v. Adkisson, 899 S.W.2d
626, 641-42 (Tenn. Crim. App. 1994)). All five factors must be present in the record before
an appellate court will recognize the existence of plain error, and complete consideration
of all the factors is not necessary when it is clear from the record that at least one factor
cannot be established. Id. at 283. In order to warrant plain error relief, the magnitude of
the error must have been so significant “that it probably changed the outcome of the trial.”
Adkisson, 899 S.W.2d at 642 (quoting United States v. Kerley, 838 F.2d 932, 937 (7th Cir.
1988)). Plain error relief should be “sparingly exercised[,]” see State v. Bledsoe, 226
S.W.3d 349, 354 (Tenn. 2007), and is only appropriate for errors that are “especially
egregious in nature, striking at the very heart of the fairness of the judicial proceeding,”
State v. Page, 184 S.W.3d 223, 231 (Tenn. 2006). A defendant has the burden of
persuading the appellate court that plain error exists. Bledsoe, 226 S.W.3d at 355.
Here, we conclude that no clear and unequivocal rule of law was breached. The
Defendant’s argument takes issue with the trial court’s communicating the courtroom’s
schedule to the jury less than one hour before the courtroom closed on a Friday afternoon
as a method of placing undue pressure on the jury to reach a unanimous verdict. Thus, the
crux of his argument appears to be the timing of the communication. However, no clear
and unequivocal rule of law establishes the process or timing in which a trial court must
perform such practical functions. Courtrooms are not twenty-four-hour establishments,
and the practical aspects of managing courtroom proceedings have generally been left to
the discretion of the trial court. Cf. Walls, 537 S.W.3d at 904-05 (concluding that a trial
court’s decision to allow late-night jury deliberations is a discretionary function).
Accordingly, the trial court breached no clear and unequivocal rule of law by informing
the jury that the court would be finishing for the day by a certain time.
Additionally, we conclude no substantial right of the Defendant’s was adversely
affected and consideration of the error is not necessary to do substantial justice. To this
point, we cannot agree that the trial court’s comments forced the jury to return a hurried
verdict. Rather, it appears the trial court let the jury deliberate uninterrupted for as long as
possible until, out of necessity, it let the jurors know the court’s schedule. While such
communications should be handled delicately, the trial court’s comments here were not
directed toward the jurors in the minority, did not urge such jurors to abandon their honestly
- 10 -
held convictions, and did not impose a deadline for returning a verdict. See State v. Baxter,
938 S.W.2d 697, 704 (Tenn. Crim. App. 1996) (citing State v. Dick, 872 S.W.2d 938, 946
(Tenn. Crim. App. 1993)) (holding the trial court’s instructions to a deadlocked jury were
not an undue intrusion into the province of the jury when the comments did not impose a
deadline for a verdict and did not coerce jurors in the minority to cede their views).
In fact, contrary to imposing a deadline, the trial court acknowledged that it would
allow the jury to continue working within ten minutes of the closure, but it explained that
if the jury did not reach a verdict that evening, deliberations would resume the following
Monday at 9:00 a.m. See State v. Avant, No. W2018-01154-CCA-R3-CD, 2019 WL
3072131, at *9 (Tenn. Crim. App. July 12, 2019) (finding no plain error when trial court
“explained candidly” to the jury that the court would be closed on Sunday and Monday and
that, if a verdict was not rendered, deliberations would resume on the following Tuesday);
Wakefield, 2006 WL 1816323, at *14-15 (finding no plain error when the trial court
informed the jury at 5:49 p.m. on a Friday that if it did not reach a verdict, it would have
to return the following Monday for deliberations, and twenty-six minutes later, the jury
returned a verdict of guilty). The jurors were also instructed not to surrender their honest
convictions for that of other jurors or for the mere purpose of returning a verdict. We
presume the jury followed the trial court’s instructions. State v. Banks, 271 S.W.3d 90,
137 (Tenn. 2008). Furthermore, all twelve jurors affirmatively raised their hands when
polled as to whether the verdicts rendered were their unanimous decision. As such, the
Defendant is not entitled to relief on this issue.
C. Prosecutorial Misconduct
The Defendant contends he is entitled to plain error relief based on the prosecutor’s
statements during voir dire, opening statement, and closing arguments. Specifically, he
argues these statements broadened the issues beyond that of guilt or innocence and
inflamed the passions of the jury by placing undue significance on the importance of the
case, the effect on the victim beyond the elements of the offenses, the heroism displayed
by the victim for reporting the offenses, and the pervasiveness of child sex abuse within
the community. The State responds that the statements were permissible as they were not
so inflammatory or improper as to affect the verdict.
When an argument is found to be improper, the established test for determining
whether there is reversible error is whether the misconduct was so improper or the
argument so inflammatory that it affected the verdict to a defendant’s detriment.
Harrington v. State, 385 S.W.2d 758, 759 (Tenn. 1965). This court has recognized five
general areas of improper argument by the State:
- 11 -
(1) intentionally misstating the evidence or misleading the jury as to the
inferences it may draw;
(2) expressing a personal belief or opinion as to the truth or falsity of any
testimony or evidence or the guilt of the defendant;
(3) making an argument calculated to inflame the passions or prejudices
of the jury;
(4) making an argument which would divert the jury from its duty to
decide the case on the evidence, by injecting issues broader than the guilt or
innocence of the accused under the controlling law, or by making predictions
of the consequences of the jury’s verdict; and
(5) intentionally referring to or arguing facts outside the record unless the
facts are matters of common public knowledge.
State v. Goltz, 111 S.W.3d 1, 6 (Tenn. Crim. App. 2003) (internal citations omitted). In
measuring the prejudicial impact of any misconduct, this court should consider: (1) the
facts and circumstances of the case, (2) any curative measures undertaken by the court and
the prosecutor, (3) the intent of the prosecution, (4) the cumulative effect of the improper
conduct and any other errors in the record, and (5) the relative strength or weakness of the
case. Judge v. State, 539 S.W.2d 340, 344 (Tenn. Crim. App. 1976); see also State v. Buck,
670 S.W.2d 600, 609 (Tenn. 1984).
The Defendant acknowledges that no contemporaneous objection was lodged
against any of the challenged comments and that he is entitled to relief only under plain
error review. See State v. Enix, 653 S.W.3d 692, 701 (Tenn. 2022) (reviewing arguments
the prosecutor made to the jury when the defendant failed to contemporaneously object
only for plain error); Tenn. R. App. P. 36(a). Therefore, our review will be guided by the
plain error doctrine detailed above.
1. Voir Dire
The Defendant argues that the State first made an improper comment to the potential
jurors during voir dire when it phrased the nature of the case as “very serious, quite frankly,
as serious as it gets in the justice system.” The State argues this comment was not improper
because the State’s describing to prospective jurors the nature of the case, which involved
felony offenses, was not prohibited by law, did not broaden the issues beyond the guilt or
innocence of the Defendant nor inflame the passions of the jury.
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The purpose of voir dire is to advise both parties of the potential jurors’
qualifications, interests, or biases so as to enable the exercise of peremptory challenges.
Smith v. State, 327 S.W.2d 308, 318 (Tenn. 1959). The process is designed to ensure jurors
are competent and impartial. State v. Cazes, 875 S.W.2d 253, 262 (Tenn. 1994). Parties
are permitted to “make brief, non-argumentative remarks that inform the potential jurors
of the general nature of the case.” Tenn. R. Crim. P. 24(a)(2).
Here, the Defendant was charged with Class A and Class B felony offenses. Such
felony classifications charge many of the most heinous offenses in our society and carry
some of the most severe sentences. The Defendant has cited no law stating that parties are
precluded from informing potential jurors of the general nature or character of the case
they may be called upon to decide. See Tenn. R. Crim. P. 24(a)(2); cf. State v. Dotson, No.
W2017-01099-CCA-R3-CD, 2018 WL 2175696, at *7 (Tenn. Crim. App. May 10, 2018)
(holding plain error was not established when the defendant failed to provide law
supporting his claim of prosecutorial misconduct for improper comments made to a jury).
Accordingly, the Defendant has failed to establish that the prosecutor violated any clear
and unequivocal law by characterizing the case as “serious.”
Additionally, after reviewing the prosecutor’s comments in context, we cannot say
that the prosecutor used this characterization for an improper purpose. Rather, the
prosecutor used it to introduce the potential jurors to the sensitive topics involved in the
case. As such, the Defendant also failed to establish how the prosecutor’s characterization
adversely affected a substantial right. Adkisson, 899 S.W.2d at 641-42; see also State v.
Robinson, 146 S.W.3d 469, 520 (Tenn. 2004) (appendix) (noting prosecutor’s statement
during voir dire regarding the victim’s being the “other person involved in this process”
was not improper because the statement was “minuscule compared to the lengthy voir dire”
and there was no indication the comment was intended to provoke the jury). Therefore,
the Defendant has not established any plain error with respect to this statement during voir
dire.
2. Opening Statement
The Defendant next contends that the State committed prosecutorial misconduct
during its opening statement when it stated, “[The victim] should be in school today. She’s
not. She’s here. . . . It’s too much for a kid of her age to have to do that.” The State
responds that these comments referenced evidence that would be established at trial, and
therefore, were not improper because they did not broaden the issues beyond the guilt or
innocence of the Defendant or inflame the passions of the jury.
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Tennessee Code Annotated section 20-9-301 gives all parties the right to make an
opening statement to the court and jury “setting forth their respective contentions, views of
the facts and theories of the lawsuit.” Such statements allow the parties to give a general
overview of the nature of the case and to outline the facts each party intends to prove. State
v. Sexton, 368 S.W.3d 371, 415 (Tenn. 2012). Generally, “presentation of a summary of
the facts supportive of the respective theories of the case” is permitted if such facts are
“deemed likely to be supported by admissible evidence.” Id. (quoting Stanfield v.
Neblett, 339 S.W.3d 22, 41-42 (Tenn. Ct. App. 2010)). “No reference should be made to
facts and circumstances which are not admissible in evidence.” Id.
We cannot agree that noting the victim was school-aged and would otherwise be in
school was improper. As this was a child sex abuse case, the evidence at trial established
the victim’s birthdate and that she was fifteen years old at the time of trial. As such, a juror
would likely understand that the victim, as a school-aged child, would be in school on a
weekday in April if not for testifying in court. Therefore, no clear law was breached, no
substantial right was adversely affected, and consideration of the issue is not necessary to
do substantial justice. Adkisson, 899 S.W.2d at 641-42.
However, we conclude that the prosecutor’s comment that this was “too much” for
a child of the victim’s age was imprudent. While part of the theory of the State’s case was
to show the effect the abuse had on the victim, a comment regarding the general emotional
or mental threshold of a child of a certain age was outside the facts that would be presented
and was likely intended to inflame the passion of the jury. However, because we must
consider the cumulative effect of any improper arguments, and observe additional error as
discussed below, we will address this further in the subsection that follows. See Goltz, 111
S.W.3d at 5-6.
3. Closing Arguments
The Defendant argues that the State committed prosecutorial misconduct by making
the italicized statements below during its closing argument:
It’s uncomfortable to talk about this, folks, it is, but that’s no excuse to
pretend like it doesn’t happen. It does happen[] and it happens to real people
like [the victim]. It wrecks lives. It sends people into depression, into
therapy. It affects how they understand intimacy for the rest of their life and
it robs them, particularly children, it robs them of their innocence. It needs
to stop. And when does it stop? It stops when someone like [the victim]
courageously stands up and says, no, this is not right. But she was willing
to endure it when it was just her, quietly, painfully, keep it all inside. But
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she realized when she was going to have younger siblings, that somebody
had to stand up and stop that cycle, and thank goodness she had the courage
to do that. So she stood up for those kids. Well, [the victim] needs somebody
to stand up for her. And somebody has to stand up to [the Defendant] and
hold him accountable.
Child sex abuse happens. It’s real. It happens here in Jefferson
County just like everywhere else and nobody benefits when we pretend that
it doesn’t happen. One of her heartbreaking questions when she reported this
to one of her friends, she asked, [“]Is this normal?[”] Pretty tough to hear
that from an 11 year old girl; “Is this normal?” But it’s a fair question, isn’t
it? Happens every day. “Is it normal?” Are we going to look the other way
or are we going to pretend it doesn’t because it’s uncomfortable to talk
about, or are we going to look at the law and the facts and apply the testimony
that you heard to the law in this case and based on the proof that you heard
from the witness stand?
The State responds that these comments were not improper for several reasons.
First, the State asserts that these comments were established by the evidence as they related
to the victim’s testimony regarding the mental anguish she suffered as a result of the abuse
and how she was initially scared to come forward. Second, the State argues that these
comments constituted only a “forceful argument” from the State, and as such, no clear and
unequivocal rule of law was breached. Third, it notes that these comments did not interject
into the proceeding issues beyond the guilt or innocence of the Defendant because the State
told the jurors to look at the facts and law to render a guilty verdict. Lastly, the State
contends that substantial justice does not require consideration of the error because the
proof sufficiently established the Defendant’s guilt.
Criminal convictions should not be lightly overturned based solely on the
prosecutor’s closing argument. Banks, 271 S.W.3d at 131. Closing arguments are intended
“to sharpen and to clarify the issues that must be resolved in a criminal case.” Id. at 130
(citing Herring v. New York, 422 U.S. 853, 862 (1975)). Our supreme court has observed
that “argument of counsel is a valuable privilege that should not be unduly restricted.”
Smith v. State, 527 S.W.2d 737, 739 (Tenn. 1975). In closing arguments, each side should
“present their theory of the case and to point out the strengths and weaknesses in the
evidence to the jury.” Banks, 271 S.W.3d at 130 (first citing Christian v. State, 555 S.W.2d
863, 866 (Tenn. 1977); and then citing 11 David L. Raybin, Tennessee Practice: Criminal
Practice and Procedure § 29.01, at 72 (1985)).
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Although both prosecution and defense counsel in criminal cases are expected to be
zealous advocates, “prosecutors must not lose sight of their duty to seek justice
impartially[.]” State v. Hawkins, 519 S.W.3d 1, 47 (Tenn. 2017) (citing Banks, 271 S.W.3d
at 131), overruled on other grounds by Enix, 653 S.W.3d at 700-01. “Closing arguments
in criminal cases have a ‘rough and tumble quality’ about them . . . because they are
traditionally the one place in the trial where the lawyers are given the greatest leeway in
their manner of expression.” Banks, 271 S.W.3d at 131 (first quoting State v. Skakel, 888
A.2d 985, 1060-61 (Conn. 2006); and then citing 6 Wayne R. LaFave et al., Criminal
Procedure § 24.7(b), at 456-57 (3d ed. 2007)). “[P]rosecutors, no less than defense
counsel, may use colorful and forceful language in their closing arguments, as long as they
do not stray from the evidence and the reasonable inferences to be drawn from the evidence
. . . or make derogatory remarks or appeal to the jurors’ prejudices[.]” Id. (first citing
United States v. Mullins, 446 F.3d 750, 759 (8th Cir. 2006); and then citing State v. Reid,
164 S.W.3d 286, 320-21 (Tenn. 2005)).
We conclude the prosecutor’s remarks during closing arguments were improper.
While arguments concerning deterrence and appeals to the jury to act as “the community
conscience” are not necessarily impermissible, counsel should exercise caution when
commenting on the jury’s interest in the community. State v. Pulliam, 950 S.W.2d 360,
368 (Tenn. Crim. App. 1996); State v. Cauthern, 967 S.W.2d 726, 737 (Tenn. 1998). The
pervasiveness of child sex crimes in the Jefferson County community, the emotional effects
of such crimes, and the victim’s bravery for reporting such crimes are facts outside the
record and “exceed[] mere allusions to society’s need to convict guilty people or a general
appeal to the jury’s sense of community[.]” Pulliam, 950 S.W.2d at 368. Such arguments
were likely intended to invoke sympathy for the victim and inflame the passions of the
jury. See Goltz, 111 S.W.3d at 9 (finding reversible error when the recurring theme
throughout the prosecutor’s closing argument focused upon the need for the jury to “save
the community” and not upon the evidence of the case); Cauthern, 967 S.W.2d at 737
(holding improper the prosecutor’s comments to the jury to “do its duty” to send a message
to the community); State v. Watkins, No. M2017-01600-CCA-R3-CD, 2019 WL 1370970,
at *14 (Tenn. Crim. App. Mar. 26, 2019) (finding the prosecutor’s comments regarding the
number of women in the United States who fail to report rape and their reasons for doing
so were facts outside the record, inflammatory, and broader than the issue of guilt or
innocence).
However, while we conclude these comments along with the comment during
opening statement were improper, we disagree that the cumulative effect of such statements
distracted and inflamed the jury’s passions to the point that the verdict was affected.
Reviewing both the State’s opening statement and closing arguments in their entirety
shows that their general themes pertained to the evidence the State intended to and did
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introduce at trial. Such evidence sufficiently established that the Defendant repeatedly
sexually abused the victim while she lived with him, that she disclosed this abuse to
multiple people, and that she became withdrawn, depressed, and disinterested in school as
a result. Additionally, immediately following the challenged comments in the State’s
closing arguments, the State told the jury to “look at the law and the facts and apply the
testimony that you heard to the law in this case[.]” Such comments show that the State
was encouraging the jurors to decide the case on the facts and the law and not for improper
reasons. See State v. Chandler, No. M2013-00279-CCA-R3CD, 2014 WL 3055972, at *21
(Tenn. Crim. App. July 7, 2014) (finding no error regarding the State’s comments that
broadly referenced societal obligations to minors but then narrowed to encourage the jury
to convict the defendant only if they believed the victim’s testimony).
Furthermore, the trial court later instructed the jury that statements made by counsel
were not evidence and that the jury was to disregard any statements not supported by the
evidence. Again, jurors are presumed to follow the court’s instructions. Banks, 271
S.W.3d at 137. Thus, in light of the evidence at trial and the context in which these
comments were delivered, we cannot agree they were so improper or inflammatory as to
have affected the verdict. See Reid, 164 S.W.3d at 344. As such, the Defendant has failed
to show that a substantial right was adversely affected or that consideration of the error is
necessary to do substantial justice. State v. Armstrong, 256 S.W.3d 243, 250 (Tenn. Crim.
App. 2008); Page, 184 S.W.3d at 230.
D. Modified Unanimity Instruction
The Defendant contends that the trial court erred by giving a modified unanimity
instruction for rape of a child charged in count two rather than requiring the State to provide
an election. To this point, he argues the circumstances of this case did not warrant the
instruction because it did not involve a “young child” incapable of recalling a “magnitude”
of sexual abuse that occurred over an extended period of time. Additionally, he asserts that
the instruction was given in error because the State chose not to elicit further testimony
from the victim to make possible a specific election and that the failure to provide an
election created a “grab-bag” theory of justice, calling jury unanimity into question. The
State responds that the circumstances in this case warranted the modified unanimity
instruction, the Defendant’s argument regarding the State’s failure to elicit more testimony
is merely speculative, and the modified unanimity instruction protected the Defendant’s
right to a unanimous jury verdict.
The right to a unanimous jury verdict is included in a criminal defendant’s right to
a trial by jury and is protected by the United States and Tennessee Constitutions. U.S.
Const. amend. VI, XIV; Tenn. Const. art. I, § 6; see Ramos v. Louisiana, 590 U.S. 83, 92
- 17 -
(2020); State v. Kendrick, 38 S.W.3d 566, 568 (Tenn. 2001). To protect the fundamental
right to a unanimous jury verdict, the election doctrine was developed so that jurors would
unanimously agree on the particular conduct the defendant committed when rendering its
verdict. State v. Qualls, 482 S.W.3d 1, 9 (Tenn. 2016).
Generally, juror unanimity is readily satisfied because evidence that a defendant has
committed other crimes “wholly independent of that for which he is charged, even though
it is a crime of the same character” is excluded as irrelevant. State v. Rickman, 876 S.W.2d
824, 827 (Tenn. 1994) (quoting Bunch v. State, 605 S.W.2d 227, 229 (Tenn. 1980)).
However, in cases involving sexual offenses against children, the general prohibition
against the admissibility of prior acts evidence is relaxed. Qualls, 482 S.W.3 at 9. Where
an indictment charges that sex crimes have occurred over a period of time rather than on a
specific date, evidence of other sexual crimes allegedly committed by the defendant against
the victim during the time period charged in the indictment is admissible. Id.
(citing Rickman, 876 S.W.2d at 828).
When the number of incidents introduced at trial exceeds the number of offenses
charged, the election doctrine requires the State to identify the act it is relying upon to
obtain a guilty verdict for each count. Qualls, 482 S.W.3d at 9-10; State v. Johnson, 53
S.W.3d 628, 631 (Tenn. 2001); Rickman, 876 S.W.2d at 828. The election requirement
assists the defendant in preparing and defending against specific charges, protects the
defendant against double jeopardy concerns, permits the trial court to review the weight of
the evidence in its role as thirteenth juror, enables appellate courts to review the sufficiency
of the evidence, and, most significantly, ensures jurors deliberate over and render a verdict
based on the same offense. Qualls, 482 S.W.3d at 10 (citing State v. Brown, 992 S.W.2d
389, 391 (Tenn. 1999)).
Despite its importance in ensuring juror unanimity, strict application of the election
requirement presents “practical difficulties” in child sex abuse cases where child victims
are frequently “unable to identify the dates on which particular acts were perpetrated.”
Qualls, 482 S.W.3d at 9-10 (quoting Rickman, 876 S.W.2d at 828). In addressing such
difficulties, our supreme court recognized that there is no right to a perfect election and
that the election requirement may be satisfied in various ways. Id. at 10. To this point, the
court explained that “any description” that identified the prosecuted offenses for the jury
was sufficient, including narrowing the multiple incidents by asking the victim to identity
the type of abuse perpetrated, specifying the unique circumstances around the incident,
identifying the month an incident occurred, or referencing the incident with a meaningful
event. Id. (first citing State v. Knowles, 470 S.W.3d 416, 424 (Tenn. 2015); then citing
State v. Walton, 958 S.W.2d 724, 727 (Tenn. 1997); and then citing State v. Shelton, 851
S.W.2d 134, 138 (Tenn. 1993)). Requiring no single means of making an election allows
- 18 -
the State some latitude when prosecuting child sex crimes while also preserving a criminal
defendant’s right to a unanimous jury verdict. Id.; Rickman, 876 S.W.2d at 828.
In State v. Qualls, our supreme court addressed the “more complicated fact
situation” where testimony adduced at trial detailed multiple instances of a similar type of
abuse, but the victim could not or did not specifically differentiate the incidents, and there
were fewer counts in the indictment than there were incidents identified in the victim’s
testimony. 482 S.W.3d at 11. The court explained that such evidence describing a pattern
of abuse over a period of time rather than identifying specific incidents of abuse constituted
“generic evidence” and was often the only proof available in severe child sexual abuse
cases involving resident molesters who abuse their victims for years. Id. at 12; see
also People v. Jones, 792 P.2d 643, 648 (Cal. 1990).
The Qualls court noted that the California Supreme Court’s holding in Jones
provided that generic evidence could satisfy the election requirement and protect a
defendant’s right to a unanimous jury verdict. Id. at 12-13 (citing Jones, 792 P.2d at 655).
To do so,
the victim’s generic testimony must (1) describe “the kind of act or acts
committed with sufficient specificity, both to assure that unlawful conduct
indeed has occurred and to differentiate between the various types of
proscribed conduct . . . [”]; (2) identify “the number of acts committed with
sufficient certainty to support each of the counts alleged in the information
or indictment (e.g., ‘twice a month’ or ‘every time we went camping’)”; and
(3) designate “the general time period in which these acts occurred (e.g., ‘the
summer before my fourth grade,’ or ‘during each Sunday morning after he
came to live with us’) to assure the acts were committed within the applicable
limitation period.”
Qualls, 482 S.W.3d at 13 (quoting Jones, 792 P.2d at 655). While additional details
regarding the time, place, or circumstance of the various incidents “may assist in assessing
the credibility or substantiality of the victim’s testimony, such details ‘are not essential to
sustain a conviction.’” Id. (quoting Jones, 792 P.2d at 656).
The Qualls court observed that strict application of the election requirement in
generic evidence cases would effectively insulate from prosecution the most egregious
child molesters, except for those offenders who happened to select victims with better
memories. Qualls, 482 S.W.3d at 15-16 (citations omitted). To remedy such an outcome,
the court adopted the approach outlined in Jones, which permitted a trial court to issue a
modified unanimity instruction in generic evidence cases. Id. The modified unanimity
- 19 -
instruction would satisfy the election requirement by allowing a conviction “only if the
jury unanimously agree[d] the defendant committed all the acts described by the victim.”
Id. at 17. The Qualls court limited its holding to cases involving only generic evidence
and reserved comment on how the election doctrine may be satisfied in cases involving
both generic and specific evidence. Id. at 16 & n.14.
Consistent with traditional election rules, the State has a duty to make sufficient
elections for each charged offense including requesting a modified unanimity instruction
in generic evidence cases. See Qualls, 482 S.W.3d at 9-10, 16-17. The trial court also has
a duty, without request from the parties, to ensure that the jury is properly instructed on the
law governing the issues raised by the proceedings and the evidence introduced at trial.
State v. Hawkins, 406 S.W.3d 121, 129 (Tenn. 2013). As such, at the conclusion of the
State’s case-in-chief, the trial court must determine whether the proof is “sufficiently
specific as to apply the strict election requirement or whether the election requirement may
be satisfied by giving the modified unanimity instruction.” Qualls, 482 S.W.3d at 17
(citing Knowles, 470 S.W.3d at 423). When properly preserved, we review issues of
whether the election requirement has been satisfied under a de novo standard of review.
Id. at 8 (citing State v. Clark, 452 S.W.3d 268, 295 (Tenn. 2014)).
Here, the Defendant takes issue with the fact that the modified unanimity instruction
was given because the victim was not a “young child” incapable of recalling distinct
circumstances surrounding the latter two instances of digital penetration. However, the
victim testified to several forms of abuse being perpetrated against her and, from this, could
only recall the Defendant digitally penetrating her three times. We do not agree that a
victim’s age should necessarily determine what the victim could—or should—remember
regarding the sexual abuse. While the victim was fifteen years old at trial, she was recalling
events that occurred years prior when she was eleven years old. The Qualls court—in a
case involving victims between thirteen and eighteen years of age—noted that young
victims may have no practical way of identifying incidents of abuse by specific incidents
or dates and that even “a mature victim might understandably be hard pressed to separate
particular incidents of repetitive molestations by time, place or circumstance.” Qualls, 482
S.W.3d at 8, 12 (quoting Jones, 792 P.2d at 648). To presume that the victim here should
have remembered more due to her age would be to give effect to the concern in Qualls that
child molesters would be insulated from prosecution, save those who selected victims with
better memories.
To this point, the Defendant argues that the State simply chose not to elicit further
testimony from the victim for an election in count two. However, nothing in the record
indicates that the victim could recall these assaults with more specificity. See Qualls, 482
S.W.3d at 16 n.15 (noting that while specific evidence is “always preferable[,]” the
- 20 -
supreme court had “no way of knowing whether the victims could have provided additional
details, and the prosecution may have known that the victims were incapable of providing
such testimony”). In fact, the record reflects multiple instances of the victim repeatedly
explaining and clarifying that the digital penetration happened in her bedroom when the
lights were off, while she was wearing shorts, and when she was eleven years old and in
school in Jefferson County. Furthermore, although the Defendant points to instances of
the victim’s detailed testimony involving other acts of sexual abuse—e.g., pushing her
arms together so the Defendant could not touch her chest and the Defendant’s wearing
“tighty-whities”—it is equally possible that these other instances show that the victim
would have provided more detail regarding the digital penetrations had she been able to
recall such instances with more specificity.
Moreover, our supreme court has not required a specific number of molestations to
have occurred over a certain time period to warrant the giving of the modified unanimity
instruction. However, the Qualls court included an example of a circumstance similar to
the instant case while discussing adopting the modified unanimity instruction in generic
evidence cases. The court explained,
Where a defendant is charged with two sexual offenses during a particular
period, but
the child victim testified that such conduct took place three
times during that same period, and the jury believed that
testimony in toto, its difficulty in differentiating between the
various acts should not preclude a conviction of the two counts
charged, so long as there is no possibility of jury disagreement
regarding the defendant’s commission of any of these acts.
Qualls, 482 S.W.3d at 14 (quoting Jones, 792 P.2d at 658).
In summation, this case involved multiple acts of digital penetration that exceeded
the number of acts of rape of a child alleged in count two. For count two, the victim
provided generic testimony that the Defendant entered her bedroom when she was eleven
years old, initiated physical contact by massaging her legs, moved toward her “private
areas,” put his hand under her shorts and underwear, and placed his finger inside her vagina
on two occasions. See Qualls, 482 S.W.3d at 13 (explaining that the Jones court required
the victim’s generic testimony to describe with sufficient specificity the kind of acts
committed, the number of acts committed, and the general time period in which the acts
were committed to allow a jury to determine guilt beyond a reasonable doubt). We
- 21 -
conclude that the circumstances of this case warranted the modified unanimity instruction
for count two.
Lastly, we disagree that the giving of a modified unanimity instruction allowed the
jury to “reach into the brimming bag of offenses,” see Tidwell v. State, 922 S.W.2d 497,
501 (Tenn. 1996), and pull one out for count two. In Tidwell, our supreme court, in a post-
conviction setting, addressed its concern about this “grab-bag” theory of justice and a
defendant’s right to a unanimous verdict when the jury had no apparent means to match
specific conduct to a specific count or to differentiate among various counts of the same
offense. Id. at 499-501. The Tidwell court explained that a defendant’s right to a
unanimous verdict required the trial court to take precautions to ensure that the jury
deliberated over the same charged offense and that the trial court in the case should have
required an election to ensure unanimity. Id. at 501-02. Otherwise, in “any given case the
State could present proof on as many offenses within the alleged period as it chose. . . [and]
the jury [could], in effect, reach into the brimming bag of offenses and pull out one for
each count.” Id. at 501. In such cases, a trial court could not be certain which evidence
was matched by the jury to which count and, absent an election, an appellate court
reviewing the legal sufficiency of the evidence could not be confident that it has discharged
its function properly. Id.
However, the Qualls court specifically addressed the “grab-bag” concern discussed
in Tidwell. The Qualls court explained that the modified unanimity instruction avoided
such problems with juror unanimity because the instruction required the jury to
unanimously agree that the defendant committed all the acts described by the victim. See
Qualls, 482 S.W.3d at 16. The jury in this case was given the modified unanimity
instruction in count two and, as juries are presumed to follow the trial court’s instructions,
see Banks, 271 S.W.3d at 137, a unanimous decision was therefore assured.
E. Consecutive Sentences
The Defendant challenges the consecutive alignment of his sentences, arguing that
the trial court failed to articulate any of the grounds provided in Tennessee Code Annotated
section 40-35-115(b) to support its decision. He further contends that the trial court failed
to explain how the seventy-four-year sentence imposed on the then sixty-three-year-old
Defendant was no greater than that deserved for the offenses committed and was the least
severe measure necessary to achieve the purpose for which the sentence was imposed. The
State concedes that the trial court failed to place adequate reasoning on the record but
nonetheless argues that because the record supports such a sentence, we should affirm
under a de novo review.
- 22 -
When an accused challenges the length of a sentence or manner of service, this court
reviews the trial court’s sentencing determination under an abuse of discretion standard
accompanied by a presumption of reasonableness. State v. Bise, 380 S.W.3d 682, 707
(Tenn. 2012); see also State v. Caudle, 388 S.W.3d 273, 278-79 (Tenn. 2012) (applying
the Bise standard to “questions related to probation or any other alternative sentence”). The
Bise standard of review also applies to consecutive sentencing determinations. State v.
Pollard, 432 S.W.3d 851, 860-61 (Tenn. 2013). The party challenging the sentence
imposed by the trial court has the burden of establishing that the sentence is erroneous.
Tenn. Code Ann. § 40-35-401, Sentencing Comm’n Cmts.; see also State v. Arnett, 49
S.W.3d 250, 257 (Tenn. 2001).
This court will uphold the trial court’s sentencing decision “so long as it is within
the appropriate range and the record demonstrates that the sentence is otherwise in
compliance with the purposes and principles listed by statute.” Bise, 380 S.W.3d at
709-10. Moreover, under such circumstances, appellate courts may not disturb the
sentence even if we had preferred a different result. See State v. Carter, 254 S.W.3d 335,
346 (Tenn. 2008). Those purposes and principles include “the imposition of a sentence
justly deserved in relation to the seriousness of the offense,” a punishment sufficient “to
prevent crime and promote respect for the law,” and consideration of a defendant’s
“potential or lack of potential for . . . rehabilitation[.]” Tenn. Code Ann. § 40-35-102(1),
(3), (5); see Carter, 254 S.W.3d at 343. Ultimately, in sentencing a defendant, a trial court
should impose a sentence that is “no greater than that deserved for the offense committed”
and is “the least severe measure necessary to achieve the purposes for which the sentence
is imposed.” Tenn. Code Ann. § 40-35-103(2), (4).
A trial court may order multiple offenses to be served consecutively if it finds by a
preponderance of the evidence that a defendant fits into at least one of the categories in
Tennessee Code Annotated section 40-35-115(b). “Any one of these grounds is a sufficient
basis for the imposition of consecutive sentences.” Pollard, 432 S.W.3d at 862 (citing
State v. Dickson, 413 S.W.3d 735, 748 (Tenn. 2013)). This court must give “deference to
the trial court’s exercise of its discretionary authority to impose consecutive sentences if it
has provided reasons on the record establishing at least one of the . . . grounds listed in
Tennessee Code Annotated section 40-35-115(b).” Id. at 861. “So long as a trial court
properly articulates reasons for ordering consecutive sentences, thereby providing a basis
for meaningful appellate review, the sentences will be presumed reasonable and, absent an
abuse of discretion, upheld on appeal.” Id. at 862 (citing Tenn. R. Crim. P. 32(c)(1); Bise,
380 S.W.3d at 705). When imposing consecutive sentences, the court must still consider
the general sentencing principles that each sentence imposed shall be “justly deserved in
relation to the seriousness of the offense,” “no greater than that deserved for the offense
committed,” and “the least severe measure necessary to achieve the purposes for which the
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sentence is imposed.” Tenn. Code Ann. §§ 40-35-102(1), -103(2), -103(4); State v. Imfeld,
70 S.W.3d 698, 708 (Tenn. 2002).
When the trial court fails to provide adequate reasons on the record for imposing
consecutive sentences, this court “should neither presume that the consecutive sentences
are reasonable nor defer to the trial court’s exercise of its discretionary authority.” Pollard,
432 S.W.3d at 863-64. Instead, this court has two options: “(1) conduct a de novo review
to determine whether there is an adequate basis for imposing consecutive sentences; or (2)
remand for the trial court to consider the requisite factors in determining whether to impose
consecutive sentences.” Id. at 864 (citing Bise, 380 S.W.3d at 705 & n.41).
Here, the trial court imposed consecutive sentences without adequate explanation.
While it cited deterrence to the Defendant and the community in support of its decision,
deterrence is not an enumerated ground to support consecutive sentences under Tennessee
Code Annotated section 40-35-115(b). However, we agree with the State that the record
is adequate for our de novo review. Pollard, 432 S.W.3d at 864; see, e.g., State v. Hogbin,
No. M2012-00945-CCA-R3-CD, 2013 WL 1197728, at *7-8 (Tenn. Crim. App. Mar. 26,
2013) (employing a de novo review when similar aggravating circumstances were present).
As relevant to this case, consecutive sentences may be ordered when
[t]he defendant is convicted of two (2) or more statutory offenses involving
sexual abuse of a minor with consideration of the aggravating circumstances
arising from the relationship between the defendant and victim or victims,
the time span of defendant’s undetected sexual activity, the nature and scope
of the sexual acts and the extent of the residual, physical and mental damage
to the victim or victims[.]
Tenn. Code Ann. § 40-35-115(b)(5). “However, not all of the aggravating circumstances
listed in section 40-35-115(b)(5) ‘must be present to support the imposition of consecutive
sentencing.’” State v. Doane, 393 S.W.3d 721, 738 (Tenn. Crim. App. 2011) (quoting
State v. Powers, No. E2001-02363-CCA-R3-CD, 2002 WL 31387308, at *5 n.4 (Tenn.
Crim. App. Oct. 23, 2002)). Consecutive sentences may be imposed under this section
“even when one factor militates against them if the other aggravating circumstances have
been established and carry sufficient weight.” Id. (citation omitted). We agree with the
State that the circumstances in this case support the application of this subsection to impose
consecutive sentences.
The Defendant was convicted of two counts of rape of a child and one count of
aggravated sexual battery. The proof at trial established that the Defendant was the
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victim’s biological grandfather, and while the victim lived with him, the Defendant
violated this relationship of trust in a “repulsive way” by sexually abusing the victim on
multiple occasions including digitally penetrating her vagina, holding a vibrating object to
her vagina, touching her “butt” and “vagina,” trying to touch her breasts, and making
inappropriate comments of a sexual nature. As a result, the victim began dressing
modestly, became depressed and withdrawn, and became disinterested in school to the
point where she no longer wanted to attend. She ultimately disclosed the abuse in an effort
to learn whether the Defendant’s conduct was “normal,” so that she might protect her
younger siblings. The victim cried in her mother’s arms after discussing the abuse with
her. Based upon these aggravated circumstances, we determine upon our de novo review
that the evidence supports the imposition of consecutive sentences. See State v. Turner,
No. W2007-01364-CCA-R3-CD, 2008 WL 2019459, at *6-7 (Tenn. Crim. App. May 8,
2008) (affirming consecutive sentences by finding, inter alia, that one of the victims had
reported feeling ashamed and sad and whose performance in school had suffered as a result
of the sexual abuse); State v. Miller, No. M2004-00707-CCA-R3-CD, 2005 WL 1220236,
at *7-8 (Tenn. Crim. App. May 20, 2005) (affirming consecutive sentences when the
defendant, who was the victim’s father, perpetrated multiple acts of sexual abuse against
the victim for a period of three months).
Additionally, the Defendant argues that, as he was sixty-three years old at the time
of sentencing, the seventy-four-year sentence was greater than deserved and was not the
least severe measure necessary to achieve the purpose for which the sentence was imposed.
However, a defendant’s age should not “necessarily limit the total effective length of the
defendant’s sentence[,]” as a sentence is not excessive merely because it extends beyond a
defendant’s expected lifespan. State v. Perry, No. E2015-01227-CCA-R3-CD, 2016 WL
2901817, at *4 (Tenn. Crim. App. May 13, 2016) (citations omitted). Furthermore, this
court has previously affirmed lengthy aggregate sentences for the perpetration of sexual
offenses. Id. (citing State v. Hayes, No. M2002-01331-CCA-R3-CD, 2004 WL 1778478,
at *9 (Tenn. Crim. App. Aug. 9, 2004)). Given the egregious nature of the Defendant’s
offenses based on his abuse of trust with the victim, the Defendant is not entitled to relief
on this issue. See, e.g., State v. Gouge, No. E2022-01001-CCA-R3-CD, 2023 WL
3454702, at *8-10 (Tenn. Crim. App. May 15, 2023) (affirming a ninety-nine-year sentence
for the defendant who was found guilty of five offenses of sexual abuse against the minor
victim who considered the defendant her “de-facto father figure”), perm. app. denied
(Tenn. Sept. 11, 2023); Perry, 2016 WL 2901817, at *4 (affirming an effective sentence
of 106 years for the defendant’s sexual abuse of the minor victim).
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III. CONCLUSION
In consideration of the foregoing and the record as a whole, we affirm the judgments
of the trial court.
s/ Kyle A. Hixson .
KYLE A. HIXSON, JUDGE
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