“Proof of a single incident of unconstitutional activity is not sufficient to impose liability under Monell”
How later courts described this case
- “Proof of a single incident of unconstitutional activity is not sufficient to impose liability under Monell”
- “The analysis of when and under what conditions diabetes is considered a disability for ADA purposes is a matter of degree”
- holding a federal district court is “only obliged to perform de novo review of disputed portions of the report and recommendation”
- applying Parker, 225 F.3d at 4-5
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF MAINE
WILLIAM JOHN CRANDALL, )
)
Plaintiff )
)
v. ) 1:24-cv-00418-JAW
)
ORONO POLICE DEPARTMENT, )
et al., )
)
Defendants. )
ORDER ON RECOMMENDED DECISION OF DISMISSAL
After de novo review, the court affirms a federal magistrate judge’s
recommendation that it grant the defendants’ motion to dismiss a complaint for
failure to state a claim on which relief can be granted.
I. BACKGROUND
On December 5, 2024, William John Crandall, appearing pro se, filed a civil
complaint against the Orono, Maine Police Department and the town of Orono (the
Town) (collectively, the Defendants), alleging the Defendants violated 34 U.S.C. §
12601 (formerly 42 U.S.C. § 14141), 18 U.S.C. § 241, 18 U.S.C. § 242, 42 U.S.C. §
1983, the Fourth, Eighth, and Fourteenth Amendments to the United States
Constitution, and various Maine laws when they entered his home without a warrant
and then transferred him to an emergency room psychiatric department where he
was purportedly denied medical attention. Compl. for a Civ. Case at 4, 7 (ECF No. 1)
(Compl.).1 Mr. Crandall seeks $160 million dollars in damages. Id. at 6.
1 On the same day as Mr. Crandall filed his complaint in this case, he filed a separate action
against Northern Light Eastern Maine Medical Center (EMCC), the hospital where he alleges the
On February 18, 2025, the Defendants jointly filed a motion to dismiss Mr.
Crandall’s claims against them pursuant to Federal Rule of Civil Procedure 12(b)(6),
arguing the Plaintiff’s complaint fails to state a claim on which relief can be granted.
Defs. Town of Orono and Orono Police Dep’t’s Mot. to Dismiss the Compl. (ECF No.
10) (Defs.’ Mot. to Dismiss). Mr. Crandall responded in opposition to the motion to
dismiss on February 26, 2025, in which he raised a new claim under Title II of the
Americans with Disabilities Act (ADA). Resp. to Mot. (ECF No. 11) (Pl.’s Opp’n). The
Defendants replied on March 5, 2025. Defs. Town of Orono and Orono Police Dep’t’s
Reply in Support of Mot. to Dismiss (ECF No. 12) (Defs.’ Reply).
On March 14, 2025, a United States Magistrate Judge recommended the Court
grant the Defendants’ motion to dismiss. Recommended Decision on Mot. to Dismiss
(ECF No. 13) (Rec. Dec.). Because a Magistrate Judge reviewed the Defendants’
motion pursuant to 28 U.S.C. § 636(b)(1)(B), Mr. Crandall had a statutory right to de
novo review by the district judge upon filing an objection within fourteen days of being
served, see 28 U.S.C. § 636(b)(1)(C); however, Mr. Crandall did not file an objection.
II. LEGAL STANDARD
On an objection to a Magistrate Judge’s recommended decision, 28 U.S.C. §
636(b)(1)(C) instructs the federal district courts to “make a de novo determination of
those portions of the . . . recommendations to which objection is made.” 28 U.S.C. §
Defendants in this case unlawfully transferred him, raising similar claims of improper medical care.
See Crandall v. N. Light E. Me. Med. Ctr., No. 1:24-cv-00419-JAW. In that case, EMCC filed a motion
to dismiss, which a United States Magistrate Judge recommend this Court grant. No. 1:24-cv-00419-
JAW, Defs.’ Mot. to Dismiss of Def. N. Light E. Me. Med. Ctr. for Lack of Fed. Jurisdiction at 1-4 (ECF
No. 10); No. 1:24-cv-00419-JAW, Recommended Decision on Mot. to Dismiss (ECF No. 13). The Court
will issue a separate order on the Recommended Decision in Docket No. 1:24-cv-00419-JAW.
636(b)(1)(B-C); accord United States v. J.C.D., 861 F.3d 1, 6 (1st Cir. 2017) (holding
a federal district court is “only obliged to perform de novo review of disputed portions
of the report and recommendation”).
Here, Mr. Crandall did not object to the Recommended Decision and thus there
are no “disputed portions of the report and recommendation” entitled to de novo
review. J.C.D., 861 F.3d at 6. Under this standard, the Court reviews factual
findings for clear error, Phinney v. Wentworth Douglas Hosp., 199 F.3d 1, 4 (1st Cir.
1999), and gives plenary review to pure questions of law. PowerShare, Inc. v. Syntel,
Inc., 597 F.3d 10, 15 (1st Cir. 2010).
III. DISCUSSION
As an initial matter, the Recommended Decision correctly concludes that,
insofar as Mr. Crandall seeks relief against the Orono Police Department, this
Defendant “is not amenable to suit because it is not a distinct legal entity from the
Town.” Rec. Dec. at 1 (citing Defs.’ Mot. to Dismiss at 3 n.1; Woods v. Auburn Police
Dep’t, No. 2:21-cv-00364-GZS, 2022 U.S. Dist. LEXIS 156782, at *4 (D. Me. Aug. 31,
2022) (“As a department of the City of Auburn, the police department does not have
a legal identity separate from the city”) (citation amended)).
The three remaining questions are whether Mr. Crandall has a plausible claim
against the Town pursuant to (1) 42 U.S.C. § 1983, (2) the remaining federal or state
statutes he cites in his complaint, or (3) Title II of the ADA. As the Court’s exercise
of its supplemental jurisdiction over Mr. Crandall’s state-law claims depends on
whether he has established the Court has federal question jurisdiction, the Court
addresses the viability of the Plaintiff’s state law claims only after considering the
federal claims raised in his complaint and his opposition to the motion to dismiss.
A. 42 U.S.C. § 1983
The Court agrees with the Magistrate Judge’s determination that Mr.
Crandall’s claims of federal constitutional and statutory violations against the Town
of Orono, pursuant to § 1983, are unavailing. See id. at 2. 42 U.S.C. § 1983 provides
a civil cause of action for “[e]very person who, under color of state law, ordinance,
regulation, custom, or usage, of any State . . . subjects, or causes to be subjected, any
citizen of the United States . . . to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws. . ..” 42 U.S.C. § 1983.
Municipal governments are “persons” within the meaning of § 1983. Monell v.
Dep’t of Soc. Servs., 436 U.S. 658, 690 (1978); see also Fincher v. Town of Brookline,
26 F.4th 479, 485 (1st Cir. 2022). Therefore, municipalities and local governments
“could be liable in certain cases when its agents and employees commit[]
constitutional violations.” Young v. City of Providence ex rel. Napolitano, 404 F.3d 4,
25 (1st Cir. 2005). However, the First Circuit has clarified that municipalities and
local governments cannot be held liable only under a theory of respondeat superior.
Id. (citing Monell, 436 U.S. at 691-95). “Instead, it is only when the governmental
employees’ ‘execution of a government’s policy or custom . . . inflicts the injury’ and is
the ‘moving force’ behind the constitutional violation that a municipality can be
liable.” Id. (citing Monell, 436 U.S. at 694). In other words, assessing liability against
the Town “requires two basic elements: first, that the Plaintiff[’s] harm was caused
by a constitutional violation, and second, that the [municipal entity] be responsible
for that violation . . ..” Id. at 25-26 (citing Collins v. City of Harker Heights, 503 U.S.
115, 120 (1992)).
Even if the Court were to conclude that Mr. Crandall had plausibly established
the Town violated his constitutional rights under the Fourth, Eighth, or Fourteenth
Amendment, or under 34 U.S.C. § 12601, 18 U.S.C. § 241, or 18 U.S.C. § 242, the
Town is only potentially liable “under section 1983 if the governmental body itself
subjects a person to a deprivation of rights or causes a person to be subjected to such
deprivation.’” Haley v. City of Boston, 657 F.3d 39, 51 (1st Cir. 2011) (quoting Connick
v. Thompson, 563 U.S. 51, 60 (2011)).
Here, consistent with this well-established precedent, the Court agrees with
the Magistrate Judge that Mr. Crandall does not state a plausible claim under § 1983
“because his complaint lacks sufficient detail and does not allege that any
constitutional violation was the result of a Town policy or custom.” Rec. Dec. at 3
(citing Defs.’ Mot. to Dismiss at 3-4; Monell, 436 U.S. at 694); see also Ashcroft v. Iqbal,
556 U.S. 662, 678 (2009) (to survive motion to dismiss, a complaint must contain
“sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible
on its face’”); Germanowski v. Harris, 854 F.3d 68, 71-72 (1st Cir. 2017) (explaining
that “plausible” means “‘something more than merely possible’ or ‘merely consistent
with a defendant’s liability’”).
Furthermore, by the Court’s reckoning, Mr. Crandall describes a single
incident of alleged misconduct, which cannot, without more, demonstrate the
existence of a municipal policy. Oklahoma City v. Tuttle, 471 U.S. 808, 823-24 (1985)
(“Proof of a single incident of unconstitutional activity is not sufficient to impose
liability under Monell”). Neither Mr. Crandall’s assertion in his complaint that “[his]
health was jeopardized by the Orono Maine Police which [he] found out has had a
history of past ACLU violations because [he] went without food and a Thanksgiving
dinner being diabetic because the stores were closed and [he] could not obtain food,”
Compl. at 7, nor his conclusory allegation in his reply of “ongoing police harassment
and intimidation,” Pl.’s Opp’n at 1, changes the result. The complaint contains no
allegation that the Town’s actions were either the consequence of an official policy
caused by a formal decision of a municipal legislative body or a person with final
policymaking authority, or the result of an official policy of inadequate training or
supervision. Welch v. Ciampa, 542 F.3d 927, 941 (1st Cir. 2008) (citing Monell, 436
U.S. at 694); Kelley v. LaForce, 288 F.3d 1, 9 (1st Cir. 2002).
In sum, the Court affirms the Magistrate Judge’s recommendation that the
Court grant the motion to dismiss Mr. Crandall’s claims of federal constitutional and
statutory violations brought pursuant to § 1983 for failure to state a claim on which
relief can be granted. FED. R. CIV. P. 12(b)(6).
B. Federal Private Cause of Action
The Court also affirms the Magistrate Judge’s determination that Mr.
Crandall does not have a plausible pathway to relief on any of the remaining federal
statutes he cites in his complaint. Rec. Dec. at 3. It is axiomatic that “[f]ederal courts
are courts of limited jurisdiction,” Calvary Chapel of Bangor v. Mills, 984 F.3d 21, 30
(1st Cir. 2020) (quoting Rhode Island v. EPA, 378 F.3d 19, 22 (1st Cir. 2004)), and
“jurisdictional boundaries must be scrupulously observed.” Id. Pursuant to 28 U.S.C.
§ 1331, federal district courts have original jurisdiction over civil actions “arising
under the Constitution, laws, or treaties of the United States,” as pleaded on the face
of the well-pleaded complaint. Viqueira v. First Bank, 140 F.3d 12, 17 (1st Cir. 1998)
(quoting 28 U.S.C. § 1331). Here, Mr. Crandall’s complaint alleges federal-law
violations of 34 U.S.C. § 12601, 18 U.S.C. § 241, and 18 U.S.C. § 242, invoking the
Court’s federal question jurisdiction. Compl. at 3. As the Court addresses below, Mr.
Crandall’s related claims under state law, then, potentially fall within the
supplemental jurisdiction of the Court. See 28 U.S.C. §1367.
However, as the Magistrate Judge correctly concludes, no federal claim Mr.
Crandall pleads provides a private right of action, see Rec. Dec. at 3, and “federal
jurisdiction cannot be based on a federal statute that does not provide a private cause
of action.” Valentin-Munoz v. Island Fin. Corp., 364 F. Supp. 2d 131, 136 (D.P.R.
2005) (citing Merrell Dow Pharms., Inc. v. Thompson, 478 U.S. 804, 817 (1986)).
First, “[t]here is no private right of action under [34 U.S.C. § 12601],” formerly 42
U.S.C. § 14141.2 Peralta v. City of New York, No. 23-CV-10785 (JMF), 2024 U.S. Dist.
LEXIS 72040, at *16 (S.D.N.Y. Apr. 18, 2024); id. at *17 (“By its terms, [Section
14141] provides enforcement authority only to the [United States] Department of
2 See Gulluni v. Levy, 85 F.4th 76, 78 n.2 (1st Cir. 2023) (noting that 34 U.S.C. § 12601 was
“[f]ormerly 42 U.S.C. § 14141”).
Justice”) (quoting Inkel v. Bush, No. 04-CV-69 (JBA), 2004 U.S. Dist. LEXIS 21138,
at *9 (D. Conn. Oct. 19, 2004)).
Second, 18 U.S.C. § 241 and 18 U.S.C. § 242 are federal criminal statutes, and
Mr. Crandall, as a private citizen, cannot initiate a criminal prosecution in this Court
because “the decision to prosecute is solely within the discretion of the prosecutor.”
Leeke v. Timmerman, 454 U.S. 83, 86-87 (1981). Because Mr. Crandall lacks standing
to commence the federal criminal prosecution of others, including the Defendants
here, the Court agrees with the Magistrate Judge that this Court has no subject
matter jurisdiction to hear these claims. See Linda R.S. v. Richard D., 410 U.S. 614,
618-19 (1973); accord Crandall v. Kennebec Behav. Health, No. 1:23-cv-00381-JAW,
2023 U.S. Dist. LEXIS 182384, at *3 (D. Me. Oct. 11, 2023) (“To the extent Crandall
seeks to initiate prosecutions by citing federal criminal laws, he lacks standing to do
so”) (internal citations omitted).
Because none of Mr. Crandall’s asserted federal claims provides a cognizable
private cause of action, the Court concludes it does not have subject matter
jurisdiction over the complaint’s federal-law claims. See Merrell Dow Pharms., Inc.,
478 U.S. at 817. Further, Mr. Crandall does not (and could not) assert that the Court
has diversity jurisdiction over this dispute. See Compl. at 2-3 (stating all parties
reside or are headquartered in Orono, Maine).
C. Title II of the ADA
Having concluded Mr. Crandall does not have a pathway to relief on any of the
federal claims in his complaint, the Court turns to the Title II claim brought in Mr.
Crandall’s response to the motion to dismiss which, as the Magistrate Judge correctly
observed, he did not include in his complaint. Rec. Dec. at 2 (citing Davis v. Theriault,
No. 1:22-cv-00275-JDL, 2023 U.S. Dist. LEXIS 153902, at *92 (D. Me. Aug. 31, 2023)
(citation amended) (“Parties cannot cure deficiencies in pleadings by asserting new
facts and allegations in response to a motion to dismiss”)).
While the Magistrate Judge is correct that a response to a dispositive motion
is not an invitation to raise a new claim, the Court will nevertheless exercise its
discretion and consider the contents of Mr. Crandall’s Title II claim in light of its
obligation to liberally construe the filings of a pro se litigant, noting further that it
does not change the result. See Gakuba v. Frey, Nos. 23-1084, 23-1095, 2024 U.S.
App. LEXIS 18703, at *1 (1st Cir. Apr. 10, 2024) (citing Erickson v. Pardus, 551 U.S.
89, 94 (2007)).
To succeed on a claim pursuant to Title II of the ADA, a plaintiff must
establish: (1) that he is a qualified individual with a disability; (2) that he was either
excluded from participation in or denied the benefits of some public entity’s services,
programs, or activities or was otherwise discriminated against; and (3) that such
exclusion, denial of benefits, or discrimination was by reason of the plaintiff’s
disability. Parker v. Universidad de P.R., 225 F.3d 1, 5 (1st Cir. 2000) (citing 42
U.S.C. § 12132); accord Doe v. Rowe, 156 F. Supp. 2d 35, 57-58 (D. Me. 2001) (applying
Parker, 225 F.3d at 4-5).
Here, Mr. Crandall says briefly, “[t]he ongoing police harassment and
intimidation violates my civil right under Title II of the Americans with Disabilities
Act prohibiting discrimination and bias based on the mentally disabled status.” Pl.’s
Reply at 1; see also id. at 2 (“I am requesting that this case not be dismissed due to
the ongoing violations of the Title II Americans with Disabilities Act protecting
against discrimination of the mentally disabled especially due to bias by the Orono,
Maine Police Department . . ..”). Even reading Mr. Crandall’s complaint liberally, the
Court cannot conclude it plausibly pleads a Title II claim.
First, the ADA defines the term “disability” as (a) a physical or mental
impairment that substantially limits one or more major life activities, (b) a record of
such an impairment, or (c) being regarded as having such impairment. 42 U.S.C. §
12102(1). Mr. Crandall’s complaint tells the Court he is diabetic. See Compl. at 5, 7.
Although he does not provide detail as to whether, and if so, how and to what extent,
his diabetes affects his “major life activities,” 42 U.S.C. § 12102(1)(a), his diabetes
may nevertheless be a qualifying disability under the ADA. See Carreras v. Sajo,
Garcia & Partners, 596 F.3d 25, 34 (1st Cir. 2010) (“The analysis of when and under
what conditions diabetes is considered a disability for ADA purposes is a matter of
degree”); accord Ridley v. Nw. La. Tech. Coll., Civ. Act. No. 20-1517, 2021 U.S. Dist.
LEXIS 102921, at *9 (W.D. La. June 1, 2021) (“[I]t is clear that diabetes—as a
disorder reflective of a defective pancreas and endocrine system—is capable of
qualifying as a disability under the ADA. However, an individualized assessment
must still take place to determine the extent [an individual’s] diabetes affects [his]
everyday life”).
However, Mr. Crandall’s ADA claim fails because he does not allege, or provide
facts permitting the Court to independently infer, that the Defendants discriminated
against him, let alone that they discriminated against him by reason of his diabetes.
Parker, 225 F.3d at 5. Mr. Crandall merely alleges that officers from the Orono Police
Department entered his home without warrant and transferred him to Northern
Light Eastern Maine Medical Center. Compl. at 5, 7. Even though Mr. Crandall
claims that the Defendants’ entry into his home was discriminatory, there is no basis
for the Court to infer this allegedly discriminatory action was taken on account of his
disability—to wit, diabetes. Indeed, the Plaintiff does not even claim the Defendants
were aware he suffers from diabetes. To the contrary, he says the Defendants “falsely
committed [him] to the emergency room psych department,” suggesting they may
have been concerned about the Plaintiff’s mental rather than physical health. Compl.
at 7.
In sum, the Court concludes Mr. Crandall’s claim under Title II of the ADA,
even if properly brought, warrants dismissal because it does not provide “factual
allegations . . . sufficient to support ‘the reasonable inference that the defendant is
liable for the misconduct alleged.’” García-Catalán v. United States, 734 F.3d 100,
103 (1st Cir. 2013) (quoting Haley, 657 F.3d at 46).
D. Supplemental Jurisdiction
One final issue warrants discussion. As noted, Mr. Crandall’s complaint also
pleads various violations of state law, specifically under Title 17-A of the Maine
Revised Statutes, 34-B M.R.S. §§ 3862-3863, and 14 M.R.S. §§ 8241-8244, over which
the Court may have supplemental jurisdiction pursuant to 28 U.S.C. §1367. The
problem for Mr. Crandall is twofold. First, as the Magistrate Judge correctly
observes, Title 17-A is a criminal code and, for the reasons already explained within
this order, Mr. Crandall lacks standing to initiate criminal prosecutions. See Rec.
Dec. at 3; Crandall v. Kennebec Behav. Health, 2023 U.S. Dist. LEXIS 182384, at *3.
Likewise, 34-B M.R.S. §§ 3862-3863, which provides “[i]f a law enforcement officer
has probable cause to believe that a person may be mentally ill and that due to that
condition the person presents a threat of imminent and substantial physical harm to
that person or to other persons, . . . the law enforcement officer . . . [m]ay take the
person into protective custody,” does not provide a private cause of action. Grendell
v. Me., No. 1:19-cv-00419-JDL, 2020 U.S. Dist. LEXIS 121691, at *14-16 (D. Me. July
10, 2020) (emphasis in original); see also Rec. Dec. at 3. Finally, 14 M.R.S. §§ 8241-
8244, Maine’s wrongful imprisonment statute, only authorizes claims against the
State. Rec. Dec. at 3 (quoting 14 M.R.S. § 8241) (“Notwithstanding any immunity of
the State from suit . . . the State is liable for the wrongful imprisonment of a person”).
Here, Mr. Crandall brings his claims against a municipality, not a state entity.
Second, even if Mr. Crandall had a plausible pathway to relief under any of the
state laws he cites, the Court would, pursuant to 28 U.S.C. §1367(c) and United Mine
Workers of America v. Gibbs, 383 U.S. 715, 725 (1966), still decline to exercise
supplemental jurisdiction over these claims. See Rodriguez v. Doral Mortg. Corp., 57
F.3d 1168, 1177 (1st Cir. 1995). “As a general principle, the unfavorable disposition
of a Plaintiff’s federal claim at the early stages of a suit, well before the
commencement of trial, will trigger the dismissal without prejudice of any
supplemental state-law claims.” Id. (citing Gibbs, 383 U.S. at 725 (“If the federal
claims are dismissed before trial, . . . the state claims should be dismissed as well”);
Martinez v. Colon, 54 F.3d 980, 990 (1st Cir. 1995) (citation amended) (affirming the
dismissal without prejudice of pendent claims when the district court determined “far
in advance of trial that no legitimate federal question existed”)).
IV. CONCLUSION
The Court reviewed and considered the Magistrate Judge’s Recommended
Decision, together with the entire record. Having performed a de novo review
pursuant to 28 U.S.C. § 363(b)(1)(B), the Court affirms the Recommended Decision
and determines that no further proceedings are necessary. The Court AFFIRMS
Recommended Decision on Motion to Dismiss (ECF No. 13), GRANTS Defendants
Town of Orono and Orono Police Department’s Motion to Dismiss the Complaint (ECF
No. 10), and DISMISSES without prejudice Complaint for a Civil Case (ECF No. 1).
SO ORDERED.
/s/ John A. Woodcock, Jr.
JOHN A. WOODCOCK, JR.
UNITED STATES DISTRICT JUDGE
Dated this 29th day of April, 2025