“[W]e hold, like every other circuit to have reached the issue, that under Rule 15(a) a district court can allow a plaintiff to amend his complaint even when the complaint is subject to dismissal under the PLRA”
How later courts described this case
- “[W]e hold, like every other circuit to have reached the issue, that under Rule 15(a) a district court can allow a plaintiff to amend his complaint even when the complaint is subject to dismissal under the PLRA”
- “We agree with the majority view that sua sponte dismissal of a meritless complaint that cannot be salvaged by amendment comports with due process and does not infringe the right of access to the courts”
- “This does not mean, of course, that every sua sponte dismissal entered without prior notice to the plaintiff automatically must be reversed. If it is crystal clear that ... amending the complaint would be futile, then a sua sponte dismissal may stand.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF TENNESSEE
WESTERN DIVISION
GERALD T. TAYLOR, )
)
Plaintiff, )
)
vs. ) No. 1:22-cv-01095-SHM-tmp
)
HENDERSON COUNTY, ET AL., )
)
Defendants. )
ORDER DISMISSING THE COMPLAINT (ECF NO. 1) WITHOUT PREJUDICE;
AND GRANTING LEAVE TO AMEND
On May 16, 2022, Plaintiff Gerald T. Taylor filed a pro se complaint under 42 U.S.C. §
1983 (ECF No. 1) and a motion for leave to proceed in forma pauperis (ECF No. 2). When Taylor
filed the complaint, he was confined at the Henderson County Justice Center (the “HCJC”), in
Lexington, Tennessee. (ECF No. 1 at PageID 2; ECF No. 1-1 at PageID 5.) On June 3, 2022, the
Court granted leave to proceed in forma pauperis. (ECF No. 6.) On August 31, 2022, Taylor
notified the Clerk of Court that Taylor had been released from confinement on or about August
28, 2022. (ECF No. 7 at PageID 25.)
In the complaint, Taylor alleges that his family (1) notified him in April of 2022 that his
grandmother had died and (2) requested that the HCJC administration allow Taylor to attend his
grandmother’s funeral. (ECF No. 1 at PageID 2-3.) Taylor alleges: “I was denied by [the]
administration. It is clearly posted that I as an inmate am supposed to be transported to an [sic]
family funeral. I feel like I was denied because of my race which is African American and or
religion which is Islam.” (Id. at PageID 2.) Taylor’s allegations in the complaint are construed
as claims of: (1) violation of his First Amendment right to free exercise of religion; and (2)
violation of his Fourteenth Amendment right to equal protection of the laws. Taylor sues: (1)
Henderson County, Tennessee (the “County”); (2) Sheriff Brian Duke; (3) Lieutenant Jackie
Bausman; and (4) Captain Jeff Smith. (Id. at PageID 1-2 (Duke, Bausman, and Smith are referred
to as the “Individual Defendants”).) Taylor seeks: (1) fifteen million dollars ($15,000,000.00)
for “mental anguish”; and (2) thirteen million dollars ($13,000,000.00) for “racial
discrimination.” (Id. at PageID 4.)
The complaint (ECF No. 1) is before the Court.
For the reasons explained below: (1) the complaint (ECF No. 1) is DISMISSED
WITHOUT PREJUDICE for failure to allege facts stating a claim to relief; and (2) leave to amend
is GRANTED.
I. LEGAL STANDARD
The Court must screen prisoner complaints and dismiss any complaint, or any portion of
it, if the complaint —
(1) is frivolous, malicious, or fails to state a claim upon which relief may be
granted; or
(2) seeks monetary relief from a defendant who is immune from such relief.
28 U.S.C. § 1915A(b); see also 28 U.S.C. § 1915(e)(2)(B).
In assessing whether the complaint states a claim on which relief may be granted, the Court
applies the standards under Federal Rule of Civil Procedure 12(b)(6), as stated in Ashcroft v. Iqbal,
556 U.S. 662, 677–79 (2009), and in Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555–57 (2007).
Hill v. Lappin, 630 F.3d 468, 470–71 (6th Cir. 2010). Under those standards, the Court accepts
the complaint’s “well-pleaded” factual allegations as true and then determines whether the
allegations “plausibly suggest an entitlement to relief.” Williams v. Curtin, 631 F.3d 380, 383 (6th
Cir. 2011) (quoting Iqbal, 556 U.S. at 681). The Court does not assume that conclusory allegations
are true, because they are not “factual,” and all legal conclusions in a complaint “must be supported
by factual allegations.” Iqbal, 556 U.S. at 679. Federal Rule of Civil Procedure 8 provides
guidance on this issue. Although Rule 8 requires a complaint to contain “a short and plain
statement of the claim showing that the pleader is entitled to relief,” it also requires factual
allegations to make a “‘showing,’ rather than a blanket assertion, of entitlement to relief.”
Twombly, 550 U.S. at 555 n.3.
Courts screening cases accord more deference to pro se complaints than to those drafted
by lawyers. “Pro se complaints are to be held ‘to less stringent standards than formal pleadings
drafted by lawyers,’ and should therefore be liberally construed.” Williams, 631 F.3d at 383
(quoting Martin v. Overton, 391 F.3d 710, 712 (6th Cir. 2004)). Pro se litigants are not exempt
from the requirements of the Federal Rules of Civil Procedure. Wells v. Brown, 891 F.2d 591, 594
(6th Cir. 1989); see also Brown v. Matauszak, 415 F. App’x 608, 612, 613 (6th Cir. 2011)
(affirming dismissal of pro se complaint for failure to comply with “unique pleading requirements”
and stating “a court cannot ‘create a claim which [a plaintiff] has not spelled out in his pleading’”
(quoting Clark v. Nat’l Travelers Life Ins. Co., 518 F.2d 1167, 1169 (6th Cir. 1975))).
II. REQUIREMENTS TO STATE A CLAIM UNDER § 1983
Taylor sues under 42 U.S.C. § 1983. (ECF No. 1 at PageID 1.) To state a claim under §
1983, a plaintiff must allege two elements: (1) a deprivation of rights secured by the “Constitution
and laws” of the United States, and (2) that a defendant caused harm while acting under color of
state law. Adickes v. S.H. Kress & Co., 398 U.S. 144, 150 (1970).
III. ANALYSIS
Claims Against (1) The HCJC, (2) The County, And (3) The Individual Defendants
In Their Official Capacities
A. The HCJC
To the extent Taylor alleges a claim in the complaint against the HCJC, Taylor fails to state
a claim to relief as a matter of law. Under § 1983, a jail is not a “person” subject to suit. See
Marbry v. Corr. Med. Serv., 238 F.3d 422 (table), No. 99-6706, 2000 WL 1720959, at *2 (6th Cir.
Nov. 6, 2000) (citing Rhodes v. McDannel, 945 F.2d 117, 120 (6th Cir. 1991)).
B. The County
To the extent Taylor alleges a claim in the complaint against the County, the County may
be held liable only if Taylor’s injuries were sustained pursuant to an unconstitutional custom or
policy of the County. See Monell v. Dep’t. of Soc. Serv., 436 U.S. 658, 691-92 (1978). To
demonstrate municipal liability, a plaintiff “must (1) identify the municipal policy or custom, (2)
connect the policy to the municipality, and (3) show that his particular injury was incurred due to
execution of that policy.” Alkire v. Irving, 330 F.3d 802, 815 (6th Cir. 2003) (citing Garner v.
Memphis Police Dep't, 8 F.3d 358, 364 (6th Cir. 1993)). “[T]he touchstone of ‘official policy’ is
designed ‘to distinguish acts of the municipality from acts of employees of the municipality, and
thereby make clear that municipal liability is limited to action for which the municipality is actually
responsible.’” City of St. Louis v. Praprotnik, 485 U.S. 112, 138 (1988) (quoting Pembaur v.
Cincinnati, 475 U.S. 469, 479-80 (1986) (emphasis in original)).
Taylor’s claims against the County do not satisfy the fundamental requirements of Monell.
Taylor alleges that “the inmate hand-book or policy clearly states that an inmate are [sic] allowed
to attend i[m]mediate family members’ funeral.” (ECF No. 1 at PageID 3.) Taylor does not allege
that the Individual Defendants took any actions pursuant to a policy or custom of the County that
was “the moving force” behind any violation of Taylor’s constitutional rights. There are no
allegations in the complaint that the Individual Defendants implemented a specific,
unconstitutional policy of the County to deprive Taylor of his constitutional rights. That
distinction is dispositive for the purpose of analyzing whether Taylor alleges facts stating a claim
to relief against the County. See Montgomery v. Conrad, No. 3:21-cv-0820, 2022 WL 509111, at
*1 (M.D. Tenn. Feb. 18, 2022) (“The Complaint does not allege that any policy or custom of the
… County caused the violation of Plaintiff’s constitutional rights; indeed, he complains that his
alleged harm was caused by the failure to follow [the alleged policies]. Generally, ‘[i]f employees
aren’t following the policy, then the policy itself isn’t causing the injury.’ Harvey v. Dart, No. 19-
CV-2996, 2021 WL 4264312, at *6 (N.D. Ill. Sept. 20, 2021). Accordingly, the Section 1983
claims against the … [municipal entity defendant] and its employees in their official capacity
cannot be allowed to proceed”) (emphasis added); accord Richardson v. Webb, No. 15-2537-JDT-
cgc, 2016 WL 4532378, at *1 (W.D. Tenn. Aug. 29, 2016) (“[T]he third amended complaint still
fails to state a claim against [the municipal entity defendant]. While [Plaintiff] ostensibly alleges
that his injury was due to a policy or custom of these Defendants, what he actually alleges is that
his injuries are due to the Defendants’ failure to follow their established policies. He does not
allege that the policies themselves are unconstitutional”) (emphasis in original). Taylor does not
allege that one of the County’s policies or customs was the moving force behind the alleged
violation of Taylor’s constitutional rights. Indeed, he alleges that the Individual Defendants failed
to follow County policy. Taylor fails to state a claim under § 1983 against the County.
C. The Individual Defendants In Their Official Capacities
Taylor does not allege whether he sues the Individual Defendants in their official or
individual capacities. (See ECF No. 1 at PageID 1-3.) The Sixth Circuit requires plaintiffs to “set
forth clearly in their pleading that they are suing the state defendants in their individual capacity
for damages, not simply in their capacity as state officials.” Wells, 891 F.2d at 592. “Absent a
specification of capacity, it is presumed that a state official is sued in his official
capacity.” Northcott v. Plunkett, 42 F. App’x 795, 796 (6th Cir. 2002) (citing Wells, 891 F.2d at
593). The Court construes Taylor’s claims against the Individual Defendants as official capacity
claims.
Taylor’s official capacity claims against the Individual Defendants are treated as claims
against their employer — the County. See Jones v. Union Cnty., Tennessee, 296 F.3d 417, 421
(6th Cir. 2002) (citing Matthews v. Jones, 35 F.3d 1046, 1049 (6th Cir. 2994)); see also ECF No.
1 at PageID 2 (alleging that the Individual Defendants are employed with the County). Because
Taylor fails to allege facts stating a claim to relief against the County, see Section III.A.2 supra,
Taylor fails to state claims to relief against the Individual Defendants in their official capacities.
IV. AMENDMENT UNDER THE PLRA
The Sixth Circuit has held that a district court may allow a prisoner to amend his complaint
to avoid a sua sponte dismissal under the PLRA. Lucas v. Chalk, 785 F. App’x 288, 291 (6th Cir.
2019) (citing LaFountain v. Harry, 716 F.3d 944, 951 (6th Cir. 2013) (“[W]e hold, like every other
circuit to have reached the issue, that under Rule 15(a) a district court can allow a plaintiff to
amend his complaint even when the complaint is subject to dismissal under the PLRA”)); see also
Brown v. R.I., 511 F. App’x 4, 5 (1st Cir. 2013) (per curiam) (“Ordinarily, before dismissal for
failure to state a claim is ordered, some form of notice and an opportunity to cure the deficiencies
in the complaint must be afforded”). Leave to amend is not required where a deficiency cannot be
cured. Gonzalez-Gonzalez v. United States, 257 F.3d 31, 37 (1st Cir. 2001) (“This does not mean,
of course, that every sua sponte dismissal entered without prior notice to the plaintiff automatically
must be reversed. If it is crystal clear that ... amending the complaint would be futile, then a sua
sponte dismissal may stand.”); Curley v. Perry, 246 F.3d 1278, 1284 (10th Cir. 2001) (“We agree
with the majority view that sua sponte dismissal of a meritless complaint that cannot be salvaged
by amendment comports with due process and does not infringe the right of access to the courts”).
The Court grants leave to amend the complaint, under the conditions set forth below.
V. CONCLUSION
For the reasons stated above:
A. The complaint (ECF No. 1) is DISMISSED WITHOUT PREJUDICE for failure to
allege facts stating a claim to relief. See 28 U.S.C. § 1915(e)(2)(B)(ii) and 1915A(b)(1).
B. Leave to amend the complaint is GRANTED. An amended pleading must be filed
within twenty-day (21) days of the date of this Order and must comply with the Federal Rules of
Civil Procedure, including but not limited to Rule 8’s requirement of a short and plain statement
of Taylor’s claims. An amended pleading supersedes the complaint and must be complete in itself
without reference to the prior pleadings. Taylor must sign the amended pleading, and the text of
the amended pleading must allege sufficient facts to support each claim without reference to any
extraneous document. Any exhibits must be identified by number in the text of the amended
pleading and must be attached to the amended pleading. All claims alleged in an amended pleading
must arise from the facts alleged in the complaint. Each claim for relief must be stated in a separate
count and must identify each Defendant sued on that count. If Taylor fails to file an amended
pleading within the time specified, the Court will dismiss the complaint with prejudice in its
entirety and enter judgment. The Court recommends that such dismissal should be treated as a
strike under 28 U.S.C. § 1915(g). See Simons v. Washington, 996 F.3d 350, 353 (6th Cir. 2021).
IT IS SO ORDERED, this 18th day of April, 2025.
/s/ Samuel H. Mays, Jr.
SAMUEL H. MAYS, JR.
UNITED STATES DISTRICT JUDGE