stating that “[f]ear of serious injury cannot alone justify suppression of free speech and assembly” and that “there must be 2 reasonable ground to fear that serious evil will result” (emphasis omitted) 3 (citation omitted)
How later courts described this case
- stating that “[f]ear of serious injury cannot alone justify suppression of free speech and assembly” and that “there must be 2 reasonable ground to fear that serious evil will result” (emphasis omitted) 3 (citation omitted)
- discussing the reasonableness of use of a beanbag 5 projectile “akin to a rubber bullet”
- “To prove a conspiracy 8 between the police and Franklin-Lipsker under § 1983, Franklin must show an agreement 9 or meeting of the minds to violate constitutional rights.”
- holding that 8 any reasonable officer should be on notice that “the application of pepper spray to 9 individuals such as [plaintiff] and his associates, whose only transgression was the failure 10 to disperse as quickly as the officers desired, would violate the Fourth Amendment”
Written by the judges who cited it.
The opinion
1
2
3
4
5
6
7
8 UNITED STATES DISTRICT COURT
9 SOUTHERN DISTRICT OF CALIFORNIA
10
11 SUSAN SERNOFFSKY, et al., Case No. 23-cv-0039-MMA-VET
12 Plaintiffs,
ORDER GRANTING DEFENDANTS’
13 v. MOTION FOR SUMMARY
JUDGMENT
14 MATT NOVAK, et al.,
15 Defendants. [Doc. No. 52]
16
17
18
19
20 Plaintiffs Susan Sernoffsky, Lauren Gaw, and Danielle Richardson (collectively,
21 “Plaintiffs”) bring this civil rights action pursuant to 42 U.S.C. § 1983 against San Diego
22 Police Captain Matt Novak, San Diego Police Lieutenants Rick Aguilar and Jason Scott,
23 and Does 1 through 15. Doc. No. 1 (“Compl.”). On July 12, 2024, Defendants Novak,
24 Aguilar, and Scott (collectively, “Defendants”) filed a motion for summary judgment.
25 Doc. No. 52. Plaintiffs filed a response in opposition, to which Defendants replied. Doc.
26 Nos. 53, 57. The Court found the motion suitable for disposition on the papers and
27 without oral argument pursuant to Civil Local Rule 7.1.d.1. Doc. No. 58. For the
28 reasons set forth below, the Court GRANTS Defendants’ motion.
1 I. BACKGROUND
2 This action arises from the protests in Pacific Beach on January 9, 2021. Doc.
3 No. 53-1 (“Defendants’ Separate Statement” or “DSS”) No. 1. Days before the protests,
4 the San Diego Police Department (“SDPD”) became aware that a “Patriot March” was
5 planned for 2:00 p.m. on January 9, 2021. DSS No. 2.2 The group planned to march
6 along the boardwalk from Thomas Avenue to Belmont Park. Id. SDPD also became
7 aware that another group was planning a counter-protest to the Patriot March. DSS
8 No. 3.
9 As anticipated, two groups of individuals participated in the protests on January 9,
10 2021: the individuals participating in the Patriot March; and a group of counter-
11 protesters.3 DSS No. 5. Defendant Novak was the SDPD Incident Commander working
12 that day and Defendants Aguilar and Scott served as Operations Lieutenants under
13 Defendant Novak. DSS No. 1. According to Defendants, SDPD’s intent was to monitor
14 both crowds and keep the opposing groups separate to prevent a large-scale violent
15 interaction. DSS Nos. 5, 9.
16 By approximately 12:30 p.m., a group of counter-protesters had moved to the
17 boardwalk near Crystal Pier.4 DSS No. 6. Shortly after the counter-protesters began
18 moving south on the boardwalk from Crystal Pier, at approximately 12:55 p.m., SDPD
19
20
21
1 These material facts are taken from Defendants’ separate statement of undisputed material facts and
22 Plaintiffs’ responses thereto, as well as the parties’ supporting declarations and exhibits. Disputed
material facts are discussed in further detail where relevant to the Court’s analysis. Facts that are
23 immaterial for purposes of resolving the current motion are not included in this recitation.
2 In response to Defendants’ Separate Statement, Plaintiffs fail to meaningfully respond to several of
24
Defendants’ asserted undisputed facts. See, e.g., DSS Nos. 1–2, 5–9, 12–13. Instead, Plaintiffs merely
25 respond with evidentiary objections. Id. To the extent Plaintiffs fail to dispute a fact or purport to
dispute a fact but fail to set forth a relevant basis for doing so, the Court treats the fact as undisputed.
26 3 The parties have invariably referred to these two groups using different, sometimes derogatory,
monikers and descriptions. For the sake of clarity, the Court refers to the two groups as the “protesters”
27 and “counter-protesters.”
4 The Court takes judicial notice of the fact that Crystal Pier is located along the Pacific Beach
28
1 received a report that “subjects in Antifa gear are chasing subjects wearing Trump
2 gear.” DSS No. 7. Between 1:20 and 1:25 p.m., several reports were made to SDPD that
3 people were physically fighting with baseball bats and pepper spray. DSS No. 7.
4 Additionally, citizen reports indicated that individuals dressed in “Antifa gear” and
5 carrying baseball bats were chasing individuals wearing Trump gear. DSS No. 8. These
6 reports described these individuals as dressed entirely in black, wearing ski masks and
7 Kevlar vests, as well as a subject yelling and pursuing others. Id. SDPD also received
8 reports of subjects wearing black helmets and black military gear, subjects getting
9 verbally aggressive, and subjects getting pepper sprayed by other subjects. DSS No. 9.
10 Video footage confirms these reports as well as depicting this crowd moving north along
11 the Pacific Beach boardwalk, eventually turning right on Garnet Street and then turning
12 right again, heading southbound on Mission Boulevard. Def. Exs.7 9-1–9-11.
13 Eventually, the two groups reached the same location at the intersection of Mission
14 Boulevard and Hornblend Street: the protesters in the area of 4400–4450 Mission
15 Boulevard and the counter-protesters in the area of 4450–4500 Mission Boulevard. DSS
16 No. 11. SDPD’s Northern Division’s Mobile Field Force (“MFF”) established lines of
17 officers to separate the two groups with the protesters to the south and counter-protesters
18 to the north (the “Buffer Zone”). DSS Nos. 10–11. Captain Novak was stationed in the
19 Buffer Zone. DSS No. 11.
20 By approximately 2:20 p.m., the counter-protesters in the street at 4400 Mission
21 Boulevard had taken over all lanes of traffic. DSS No. 14. There were an estimated 100
22 to 150 counter-protesters at this time. DSS No. 17.
23
24
25 5 The Court notes that “Antifa” references are to the anti-fascist political movement. DSS No. 3.
6 The record duly reflects, and it is undisputed, that the protest group was associated with wearing
26 “Trump gear” or being “pro-Trump.” See, e.g., DSS No. 1.
7 The Court hereinafter cites to Defendants’ exhibits appended to the declaration of Laura K. Gatney,
27 Doc. Nos. 52-6–52-16, as “Def. Ex.” Additionally, all citations to “Pl. Ex.” refer to Plaintiffs’ exhibits
submitted along with their opposition, Doc. No. 56.” And except where otherwise noted, all citations
28
1 At 2:25 p.m., an officer over the SDPD radio reported that an unlawful assembly
2 order will be issued “in a few minutes,” noting “we’re taking bottles and eggs.” DSS
3 No. 16; Def. Ex. 9-14 at 14:25.8 One minute later, an officer over the SDPD radio
4 reported a man being assaulted on Mission Boulevard and that someone in the crowd had
5 a taser. Def. Ex. 9-16 at 14:26.
6 At 2:26 p.m., SDPD received a report that a male in the crowd on the counter-
7 protester side was carrying a long knife in a sheath. Def. Ex. 9-17 at 14:26.
8 Between approximately 2:30 p.m. and 2:35 p.m., Captain Novak requested that
9 additional response teams deploy to the Buffer Zone and he reiterated that an unlawful
10 assembly order was going to be issued. See DSS No. 17; Def. Exs. 9-20 at 14:31, 9-22 at
11 14:34.
12 At 2:34 p.m., SDPD made an unlawful assembly declaration. See Def. Ex. 9-22 at
13 14:34:24; Pl. Ex. 1 at 22:34:27. The parties seemingly agree that the order was directed
14 at the north side of the Buffer Zone on Mission Boulevard, towards the counter-
15 protesters, and the declaration was made using a bullhorn and loudspeaker. DSS
16 Nos. 17–18.
17 At approximately 2:36 p.m., Captain Novak stated that he made the declaration
18 early so that there would be no dispute it was made and that it was heard. Def. Ex. 9-24
19 at 14:36:07. Around the same time, counter-protesters moved north, away from the
20 Buffer Zone. See Pl. Ex. 1 at 22:36:20. Immediately thereafter, an SDPD officer over
21 the radio reported that police “took one rock.” Def. Ex. 9-23 at 14:36:30.
22 At 2:38 p.m., after the counter-protesters moved away from the Buffer Zone, a
23 motorcyclist arrived and drove in circles between the counter-protesters and the Buffer
24 Zone. See Def. Ex. 11-1 at 22:38:00–22:41:07. Around this same time, a line of police
25
26
8 All citations to the parties’ video evidence include a pinpoint citation to the time stamp as shown on
27 the videos. However, the Court notes that time stamps beginning with 22 or 23 are in Universal Time,
which was 8 hours ahead of the Pacific Time Zone on January 9, 2021. Doc. No. 52-15 at 3 fn.1. For
28
1 officers began moving northbound on Mission Boulevard, and fireworks were set off
2 from within the counter-protesters crowd. See Def. Ex. 11-1 at 22:40:46 (police line
3 moving north), 22:41:20 (fireworks); Def. Ex. 12-2 at 22:40:20 (officer stating there are
4 fireworks). Then at 2:39 p.m., a counter-protester asked an officer in the Buffer Zone if
5 the protesters were also leaving, to which the officer responded: “Yes, this whole area
6 ma’am.” Doc. No. 53-4 (“Lien Decl.”) ¶ 14; see also Pl. Ex. 2. Beginning at
7 approximately 2:45 p.m., and throughout the remainder of the encounter, counter-
8 protesters threw objects such as eggs, glass, and plastic bottles, at SDPD officers. DSS
9 No. 14; see also Def. Ex. 13 at 22:44:08; Def. Ex. 14 at 23:19:34; Def. Ex. 17 at
10 23:20:14; Def. Ex. 19 at 23:32:39; Def. Ex. 20-2 at 22:59:38; Def. Ex. 20-5 at 23:18:16.
11 At least one additional unlawful assembly declaration was announced during this time.
12 DSS Nos. 19, 20; Def. Ex. 20-3 at 23:11:10 (part of another announcement from SDPD
13 stating that the counter-protesters will be arrested if they do not leave the area); Doc.
14 No. 52-4 (“Eglin Decl.”) ¶¶ 12 (“An SDPD officer announced to the crowd that an
15 unlawful assembly had been declared and ordered the group to disperse a second time.”),
16 13 (“Approximately nine minutes elapsed between the initial order to disperse and the
17 second dispersal order.”).
18 At approximately 3:19 p.m., a man emerged from what appears to be an alley off
19 of Mission Boulevard, approached the group of counter-protesters, and shoved a counter-
20 protester who was writing on the ground with chalk. See Def. Ex. 14 at 23:19:21; Def.
21 Ex. 15 at 23:19:13; Def. Ex. 16 at 23:19:19. As the counter-protesters began confronting
22 this man, the police moved forward and let him pass through the Buffer Zone. Def. Ex.
23 15 at 23:19:13.
24 Shortly after, at or around 3:32 p.m., the police line again moved northbound
25 towards the counter-protesters. See Def. Ex. 20-9 at 23:32:16; Def. Ex. 20-10 at
26 23:32:23; Def. Ex. 18-2 at 23:32:15; Def. Ex. 19 at 23:32:53. During this time, a police
27 officer attempted to arrest a counter-protester but other counter-protesters “de-arrested”
28 the individual. DSS No. 21; Def. Ex. 18-2 at 23:32:54–23:33:33; Novak Decl. ¶ 22.
1 Around the time the police line advanced northbound, Plaintiff Richardson recalled
2 the following:
3
4 At one point, the line of riot police yelled “move!” and began another push
forward, but I could not move back because there were people standing behind
5
me. An officer shoved me with their baton and I fell down, hitting my head
6 on the ground. The police line then moved over me, and another officer picked
me up by my backpack and tossed me back on the other side of the police line
7
(I am 4 foot 10 and petite).
8
9 Doc. No. 53-2 at ¶ 11 (“Richardson Decl.”). Once the police line stopped moving
10 northbound, SDPD Special Weapons and Tactics (“SWAT”) officers stepped in front and
11 began firing non-lethal pepper ball munitions at the ground several feet in front of the
12 counter-protesters. Eglin Decl. ¶ 14; DSS Nos. 25, 26; Def. Ex. 18-2 at 23:33:40. Once
13 pepper ball munitions were deployed, the counter-protest group dispersed. DSS No. 21;
14 Doc. No. 52-3 (“Novak Decl.”) ¶ 23; Eglin Decl. ¶ 31. Around the same time that the
15 counter-protesters dispersed, the protesters marched to the boardwalk, through an alley,
16 and ultimately dispersed from a CVS parking lot. DSS ¶ 22; Novak Decl. ¶ 23.
17 It is not meaningfully disputed that during the confrontation at the Buffer Zone,
18 several SDPD officers were hit with items, such as rocks and bottles, that had been
19 thrown at them from the counter-protester side of the Buffer Zone. DSS No. 23. It is
20 also undisputed that at least eight individuals associated with Antifa were later charged
21 with and convicted of various crimes in connection with their involvement in the counter-
22 protest, including conspiracy to riot and use of tear gas. Def. Ex. 24; Def. Ex. 7.
23 II. EVIDENTIARY OBJECTIONS
24 As an initial matter, both parties have lodged evidentiary objections to the other’s
25 evidence. DSS; Doc. Nos. 53-5, 53-6, 53-7; Doc. Nos. 57-1, 57-2, 57-3, 57-4. The Court
26 begins with the general position that most, if not all, evidentiary objections are
27 inappropriate at summary judgment. “A trial court can only consider admissible
28 evidence in ruling on a motion for summary judgment.” Orr v. Bank of Am., NT & SA,
1 285 F.3d 764, 773 (9th Cir. 2002). However, at the summary judgment stage, district
2 courts consider evidence with content that would be admissible at trial, even if the form
3 of the evidence would not be admissible at trial. See Fraser v. Goodale, 342 F.3d 1032,
4 1036 (9th Cir. 2003); Block v. City of Los Angeles, 253 F.3d 410, 418–19 (9th Cir. 2001)
5 (explaining that at summary judgment, “a party does not necessarily have to produce
6 evidence in a form that would be admissible at trial”). “Rule 56[(c)] requires only that
7 evidence ‘would be admissible,’ not that it presently be admissible.” Burch v. Regents of
8 Univ. of Cal., 433 F. Supp. 2d 1110, 1120 (E.D. Cal. 2006). Thus, “[t]he focus is on the
9 admissibility of the evidence’s contents, not its form.” Estate of Hernandez-Rojas ex rel.
10 Hernandez v. United States, 62 F. Supp. 3d 1169, 1174 (S.D. Cal. 2014) (first citing
11 Fonseca v. Sysco Food Servs. of Ariz., Inc., 374 F.3d 840, 846 (9th Cir. 2004); and then
12 citing Fraser, 342 F.3d at 1036).
13 For these reasons, objections such as lack of foundation, speculation, hearsay,
14 relevance, or that evidence is argumentative or constitutes an improper legal conclusion
15 “are all duplicative of the summary judgment standard itself” and unnecessary to consider
16 here. Burch, 433 F. Supp. 2d at 1119; see also Obesity Research Inst., LLC v. Fiber
17 Research Int’l, LLC, 310 F. Supp. 3d 1089, 1107 (S.D. Cal. 2018) (collecting cases).
18 Moreover, Federal Rule of Evidence 403 objections are unnecessary at the summary
19 judgment stage because there is no jury that can be misled and no danger of confusing the
20 issues. See Montoya v. Orange Cnty. Sheriff’s Dep’t, 987 F. Supp. 2d 981, 994 (C.D.
21 Cal. 2013) (stating that courts “need not exclude evidence at the summary judgment stage
22 for danger of unfair prejudice, confusion of the issues, or any other grounds outlined in
23 Rule 403”).
24 With this in mind, the Court turns to the parties’ objections.
25 A. Plaintiffs’ Evidentiary Objections
26 First, Plaintiffs raise evidentiary objections in response to Defendants’ Separate
27 Statement. See generally DSS. The Court OVERRULES these objections in their
28 entirety. First, these are boilerplate objections devoid of any specific analysis. See
1 Amaretto Ranch Breedables v. Ozimals Inc., 907 F. Supp. 2d 1080, 1081 (N.D. Cal.
2 2012) (“This Court need not address boilerplate evidentiary objections that the parties
3 themselves deem unworthy of development.”). More importantly, a party’s separate
4 statement of undisputed material facts is not evidence, it is a tool designed to assist courts
5 with determining whether the moving party has met their burden. At summary judgment,
6 courts rely on the underlying evidence, not the statements contained within a separate
7 statement of undisputed material facts, Bischoff v. Brittain, 183 F. Supp. 3d 1080, 1084
8 (E.D. Cal. 2016) (“The court’s decision relies on the evidence submitted rather than how
9 that evidence is characterized in the statements.”); AFMS LLC v. UPS Co., 105 F. Supp.
10 3d 1061, 1071 (C.D. Cal. 2015) (same), and so challenges should be directed at the
11 evidence supporting those statements instead, Holt v. Noble House Hotels & Resort, Ltd,
12 370 F. Supp. 3d 1158, 1164 (S.D. Cal. 2019) (citing Hanger Prosthetics & Orthotics, Inc.
13 v. Capstone Orthopedic, Inc., 556 F. Supp. 2d 1122, 1126 n.1 (E.D. Cal. 2008) (noting
14 that the parties’ “evidentiary objections to [their adversary’s] separate statements of
15 undisputed facts are not considered because such objections should be directed at the
16 evidence supporting those statements”)).
17 Next, Plaintiffs object to the declarations of Thomas Eglin, Captain Novak, and
18 Laura Gatney. Beginning with Thomas Eglin, he is the City of San Diego’s use of force
19 expert, and he offers a declaration in support of Defendants’ motion. See Eglin Decl.
20 The Court OVERRULES Plaintiffs’ general objection to Eglin’s declaration as being
21 unreliable and inadmissible under Federal Rule of Evidence 702 because he does not
22 refute or acknowledge the photograph “screenshots” in the Complaint. Doc. No. 53 at 9.
23 Plaintiffs do not properly challenge Eglin’s expert opinion evidence and testimony
24 pursuant to Daubert v. Merrell Dow Pharmaceuticals, 43 F.3d 1311 (9th Cir. 1995). In
25 any event, having reviewed Eglin’s declaration and qualifications, see Eglin Decl. at 17–
26 23, the Court is satisfied that his use of force opinions are sufficiently reliable.
27 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 4. Eglin’s
28 statement that he reviewed several videos and pieces of evidence prior to making his
1 declaration is neither vague nor ambiguous.
2 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 5. First, this
3 objection is devoid of any analysis. Moreover, as explained above, lack of foundation
4 and hearsay objections are not appropriate at summary judgment.
5 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 6. This statement
6 is neither vague nor ambiguous. Eglin does not lack personal knowledge because he
7 reviewed the video footage and, in any event, the focus is on the admissibility of the
8 content, not the form, of this evidence. Further, as explained above, lack of foundation
9 and hearsay objections are not appropriate at summary judgment. Finally, objections to
10 the characterization, weight, or credibility of evidence, such as that Eglin “[m]isstates
11 facts” or that his statement is “[v]ague and ambiguous” are not proper evidentiary
12 objections to evidence put forth at summary judgment. Salter v. Wash. Twp. Health Care
13 Dist., 260 F. Supp. 2d 919, 923–24 (N.D. Cal 2003), rev’d in part on other grounds, 112
14 F. App’x 557 (9th Cir. 2004) (“[W]hether a declaration, from the opposing party’s view,
15 misstates facts pertains to the weight and credibility to be afforded and is not a proper
16 basis to exclude it from evidence.”). To that end, to the extent any declarant’s summary
17 of evidence elsewhere in the record is inconsistent with what is depicted in the video
18 evidence itself, the Court notes that the facts must be viewed “in the light depicted by the
19 videotape” and that the Court may not adopt a version of the facts that is blatantly
20 contradicted by the record for the purpose of resolving summary judgment. Scott
21 v. Harris, 550 U.S. 372, 380–81 (2007).
22 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 7. First, this
23 objection is devoid of any analysis. Moreover, as explained above, objections that
24 evidence “misstates facts,” as well as lack of foundation and hearsay objections are not
25 appropriate to this evidence and at summary judgment.
26 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 8. Plaintiffs’
27 assertion that Eglin’s statement misstates facts is not a proper summary judgment
28 evidentiary objection.
1 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 9. Lack of
2 foundation, hearsay, and misstates facts are not proper evidentiary objections to this
3 evidence and at summary judgment. Further, the Court finds that Eglin does not lack
4 personal knowledge, as he reviewed the video footage and the content of this evidence
5 can be admitted in some form at trial.
6 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 10. Lack of
7 foundation, hearsay, misstates facts, “vague as to time,” and “conflates the timeline” are
8 not appropriate evidentiary objections to this evidence and at this stage.
9 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 13. Lack of
10 foundation, hearsay, vague as to time, and misstates facts are not appropriate evidentiary
11 objections to this evidence and at this stage.
12 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 21. Lack of
13 foundation, hearsay, and the assertion that Eglin misstates what is depicted in the video
14 are not appropriate evidentiary objections to this evidence and at this stage.
15 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 22. Plaintiffs’
16 objection that Eglin lacks foundation and that he “fails to refer to any video or other
17 evidence” are not appropriate evidentiary objections to this evidence and at the summary
18 judgment stage.
19 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 23. Lack of
20 foundation, hearsay, and speculation are not proper evidentiary objections to this
21 evidence and at summary judgment. Additionally, Plaintiffs do not explain what opinion
22 contained within this paragraph is improper or why it is subject to exclusion.
23 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 25. Plaintiffs’
24 objection that Eglin lacks foundation and that his statement contains hearsay, “conflates
25 the timeline,” and is “vague as to time” are not proper evidentiary objections to this
26 evidence and at the summary judgment stage.
27 The Court OVERRULES Plaintiffs’ objection to Eglin Decl. ¶ 27. “Misstates
28 facts” is not a proper evidentiary objection.
1 Next, Plaintiffs object to paragraphs contained within Defendant Novak’s
2 declaration. See Doc. No. 52-3.
3 The Court OVERRULES Plaintiffs’ boilerplate objection to Novak Decl. ¶ 6.
4 Defendant Novak makes his declaration based upon personal knowledge and he was
5 present at the protests on January 9, 2021. Novak Decl. ¶¶ 1–2. Therefore, he does not
6 lack the foundation to testify to the contents of this paragraph. Additionally, this
7 paragraph does not contain hearsay, and regardless, hearsay is not a proper objection at
8 this stage. Further, Plaintiffs’ objection to the characterization of this evidence as vague
9 is not a proper evidentiary objection at this stage.
10 The Court OVERRULES Plaintiffs’ boilerplate objection to Novak Decl. ¶ 7.
11 Because Defendant Novak was present at the protests, he does not lack the foundation to
12 testify to the contents of this paragraph. Additionally, this paragraph contains no hearsay
13 and, in any event, hearsay is not a proper objection because the Court finds that the
14 content of this evidence can be offered in admissible form at trial. Further, Plaintiffs’
15 objections to the characterization of this evidence as vague and ambiguous are not
16 appropriate at this stage.
17 The Court OVERRULES Plaintiffs’ boilerplate objection to Novak Decl. ¶ 8.
18 Defendant Novak makes his declaration based upon personal knowledge and he was
19 present at the protests on January 9, 2021. Novak Decl. ¶¶ 1–2. Therefore, he does not
20 lack the foundation to testify to the contents of this paragraph. Additionally, this
21 paragraph contains no hearsay and, in any event, hearsay is not a proper objection at the
22 summary judgment stage. Further, Plaintiffs’ objections to the characterization of this
23 evidence as vague and ambiguous are inappropriate at this stage.
24 The Court OVERRULES Plaintiffs’ objection to Novak Decl. ¶ 11. Defendant
25 Novak makes his declaration based upon personal knowledge and he was present at the
26 protests on January 9, 2021. Novak Decl. ¶¶ 1–2. Therefore, he does not lack the
27 foundation to testify to the contents of this paragraph. Additionally, this paragraph
28 contains no hearsay and, in any event, hearsay is not a proper objection at this stage.
1 Moreover, Plaintiffs’ objections to the characterization of this evidence as vague and
2 ambiguous are inappropriate.
3 The Court OVERRULES Plaintiffs’ objection to Novak Decl. ¶ 12. Defendant
4 Novak makes his declaration based upon personal knowledge and he was present at the
5 protests on January 9, 2021. Novak Decl. ¶¶ 1–2. Therefore, he does not lack the
6 foundation to testify to the contents of this paragraph. Additionally, objections to the
7 characterization of this evidence as vague or inconsistent with evidence elsewhere in the
8 record are inappropriate.
9 The Court OVERRULES Plaintiffs’ boilerplate objection to Novak Decl. ¶ 13.
10 “Misstates facts” is not a proper evidentiary objection at summary judgment.
11 The Court OVERRULES Plaintiffs’ boilerplate objections to Novak Decl. ¶¶ 15–
12 17. Plaintiffs’ characterization of this evidence as vague or misstating facts elsewhere in
13 the record are not proper evidentiary objections at summary judgment.
14 The Court OVERRULES Plaintiffs’ objections to Novak Decl. ¶¶ 18–19.
15 Plaintiffs’ objections to the characterization of this evidence are not proper evidentiary
16 objections.
17 The Court OVERRULES Plaintiffs’ boilerplate objections to Novak Decl. ¶¶ 20
18 and 22. Lack of foundation, hearsay, and that a statement is vague are not proper
19 evidentiary objections to this summary judgment evidence.
20 The Court OVERRULES Plaintiffs’ objection to Novak Decl. ¶ 24. Plaintiffs’
21 characterization that this evidence misstates facts is not a proper evidentiary objection at
22 summary judgment.
23 The Court OVERRULES Plaintiffs’ objections to Novak Decl. ¶¶ 25 and 26.
24 Lack of foundation, hearsay, and that a statement is vague, “conflates the timeline and
25 cause and effect,” and misstates facts are not proper evidentiary objections to this
26 evidence and at the summary judgment stage.
27 Finally, Plaintiffs object to various paragraphs within the declaration of Laura K.
28 Gatney. See Doc. No. 53-6. The Court categorically OVERRULES all of Plaintiffs’
1 objections. Ms. Gatney is a Deputy City Attorney and attorney of record for Defendants
2 in this matter. Doc. No. 52-5 (“Gatney Decl.”) ¶ 1. She makes her declaration based
3 upon her familiarity with the facts, allegations, and proceedings in this case. Id. By way
4 of her declaration, she only seeks to offer 24 exhibits in support of Defendants’ motion
5 for summary judgment.
6 It is well-understood that attorneys can offer declarations in support of summary
7 judgment filings where they set forth matters of which the attorney has knowledge, such
8 as the authenticity of deposition transcripts or other evidence produced during discovery.
9 Clark v. Cnty. of Tulare, 755 F. Supp. 2d 1075, 1084 (E.D. Cal. 2010). Moreover,
10
Because attorneys, as officers of the court, are presumed not to offer in
11
opposition to summary judgment evidence that they have no good faith basis
12 to believe will be available or admissible at trial, the burden is on the moving
party to demonstrate that facially adequate affidavits that comply with Rule
13
56(e) should not be considered valid evidence.
14
15 Amnesty Am. v. Town of W. Hartford, 361 F.3d 113, 131 (2d Cir. 2004).
16 And here, Plaintiffs do not genuinely dispute the authenticity of the exhibits
17 Ms. Gatney offers. For that reason, Plaintiffs’ lack of foundation objections fail.
18 Additionally, as noted above, hearsay is not an appropriate objection at summary
19 judgment. Further, Federal Rule of Evidence 106 states, in full: “[i]f a party introduces
20 all or part of a statement, an adverse party may require the introduction, at that time, of
21 any other part—or any other statement—that in fairness ought to be considered at the
22 same time. The adverse party may do so over a hearsay objection.” Fed. R. Evid. 106.
23 This rule has no apparent relevance to evidence offered at summary judgment and does
24 not command that a statement be excluded. Instead, Federal Rule of Evidence 106
25 contemplates an adverse party’s ability to further introduce parts of a challenged
26 statement as the cure available for that statement’s admission. Id. Plaintiffs had the
27 opportunity to submit their own evidence in opposition to Defendants’ motion for
28 summary judgment. Thus, employing it to exclude evidence at summary judgment,
1 nevertheless a declaration offered by counsel of record for the opposing party, is not
2 appropriate.
3 Additionally, Plaintiffs repeatedly cite to Federal Rule of Evidence 403. Federal
4 Rule of Evidence 403 objections are unnecessary at the summary judgment stage because
5 there is no jury that can be misled and no danger of confusing the issues; Federal Rule of
6 Evidence 403 considers the exclusion of evidence where its probative value is
7 outweighed by dangers that are only relevant in the setting of a jury trial. See Montoya,
8 987 F. Supp. 2d at 994 (stating that courts “need not exclude evidence at the summary
9 judgment stage for danger of unfair prejudice, confusion of the issues, or any other
10 grounds outlined in Rule 403”).
11 For all of these reasons, the Court need not parse through each of Plaintiffs’
12 objections to the Gatney Declaration and simply OVERRULES all of them.
13 B. Defendants’ Evidentiary Objections
14 Turning to Defendants’ objections, Defendants first object to the declaration of
15 Mandy Lien. Doc. No. 57-1. Ms. Lien was a plaintiff in the related case of Lien v. City
16 of San Diego, Case No. 21-cv-0224-MMA-WVG. She offers her declaration in this case
17 in opposition to Defendants’ summary judgment motion, which she made based upon
18 personal knowledge as she was present at the January 9, 2021 protests. Lien Decl ¶¶ 1–2.
19 The Court SUSTAINS Defendants’ objection to Lien Decl. ¶ 4. Ms. Lien does not
20 explain how she has the personal knowledge to testify to the fact that “[t]he City has been
21 unable to identify any evidence of even a single incidence of violence or unlawful
22 activity being committed by [the counter-]protesters on my uninterrupted bodycam
23 footage prior to SDPD declaring an ‘unlawful assembly’ on only the [counter-protester]
24 side.”
25 The Court SUSTAINS Defendants’ objection to Lien Decl. ¶ 7. Although
26 Ms. Lien may have past experiences with SDPD at protests, she cannot testify to the
27 “purpose” of SDPD’s strategy of lining its officers as she is neither an expert nor does
28 she have personal knowledge of this purported fact.
1 The Court OVERRULES Defendants’ objection to Lien Decl. ¶ 8. Ms. Lien does
2 not lack the foundation to testify to the contents of this paragraph as she was present at
3 the January 9, 2021 protests.
4 The Court OVERRULES Defendants’ objections to Lien Decl. ¶¶ 9, 10, 12, 13,
5 14, 17, 19, 22, and 23. Listing four boilerplate objections to nine separate paragraphs is
6 inadequate. Further, as Ms. Lien was present at the protests, she has personal knowledge
7 to testify to her experiences and layperson opinions. Additionally, Defendants’
8 objections to the characterization of this evidence, such as that Ms. Lien misstates the
9 evidence or speculates, are not appropriate evidentiary objections. That said, the Court
10 notes that Ms. Lien cannot testify to or speak on behalf of “we”—presumably, the
11 counter-protesters. See, e.g., Lien Decl. ¶¶ 9 (“We hoped the police would then . . .”), 10
12 (“[W]e wanted to make sure our message against hate was heard too . . .”).
13 The Court SUSTAINS Defendants’ objection to Lien Decl. ¶ 26. Clearly,
14 Ms. Lien cannot testify to the purported fact that Defendants intended to deprive her and
15 others of their constitutional rights. This statement is an improper legal conclusion and
16 not based upon personal knowledge. See Fed. R. Evid. 602, 701.
17 Next, Defendants object to Plaintiff Sernoffsky’s declaration. Doc. No. 57-2; see
18 also Doc. No. 53-3 (“Sernoffsky Decl.”). The Court SUSTAINS IN PART Defendants’
19 objection to Sernoffsky Decl. ¶¶ 2, 3. Sernoffsky was present at the January 9, 2021
20 protests and therefore has personal knowledge to testify to the facts contained within
21 these paragraphs. Moreover, Defendants’ objection to the characterization of this
22 evidence as being speculative is not an appropriate evidentiary objection and
23 Sernoffsky’s statements largely do not contain improper opinion. However, Sernoffsky
24 lacks the personal knowledge or qualifications to testify to the purported fact that SDPD
25 showed an “obvious bias” at the protests. Lien Decl. ¶ 3. To that limited extent, the
26 Court SUSTAINS Defendants’ objection.
27 Finally, Defendants object to the declaration of Plaintiff Richardson. Doc. No. 57-
28 3. The Court OVERRULES Defendants’ objections to Richardson Decl. ¶¶ 3, 5–10, 13–
1 14. Richardson was present at the January 9, 2021 protests and therefore has personal
2 knowledge to testify to the facts in these paragraphs. Additionally, the Court finds that
3 her statements do not contain improper opinions. Further, Defendants’ objections to the
4 characterization of this evidence as being speculative, as well as the assertion that
5 Richardson misstates facts, are not appropriate evidentiary objections at the summary
6 judgment stage.
7 III. LEGAL STANDARD
8 “A party may move for summary judgment, identifying each claim or defense—or
9 the part of each claim or defense—on which summary judgment is sought. The court
10 shall grant summary judgment if the movant shows that there is no genuine dispute as to
11 any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ.
12 P. 56(a). The party seeking summary judgment bears the initial burden of establishing
13 the basis of its motion and of identifying the portions of the declarations, pleadings, and
14 discovery that demonstrate absence of a genuine issue of material fact. See Celotex Corp.
15 v. Catrett, 477 U.S. 317, 323 (1986). The moving party has “the burden of showing the
16 absence of a genuine issue as to any material fact, and for these purposes the material it
17 lodged must be viewed in the light most favorable to the opposing party.” Adickes v. S.
18 H. Kress & Co., 398 U.S. 144, 157 (1970). A fact is material if it could affect the
19 “outcome of the suit” under applicable law. Anderson v. Liberty Lobby, Inc., 477 U.S.
20 242, 248 (1986). A dispute about a material fact is genuine if there is sufficient evidence
21 for a reasonable jury to return a verdict for the non-moving party. See id.
22 If the moving party meets its burden, the nonmoving party must go beyond the
23 pleadings and, by its own evidence or by citing appropriate materials in the record, show
24 by sufficient evidence that there is a genuine dispute for trial. See Celotex, 477 U.S. at
25 324. The nonmoving party “must do more than simply show that there is some
26 metaphysical doubt as to the material facts.” Matsushita Elec. Indus. Co. v. Zenith Radio
27 Corp., 475 U.S. 574, 587 (1986). A “scintilla of evidence” in support of the nonmoving
28 party’s position is insufficient; rather, “there must be evidence on which the jury could
1 reasonably find for the [nonmoving party].” Anderson, 477 U.S. at 252. Moreover, “a
2 party cannot manufacture a genuine issue of material fact merely by making assertions in
3 its legal memoranda.” S.A. Empresa de Viacao Aerea Rio Grandense v. Walter Kidde &
4 Co., Inc., 690 F.2d 1235, 1238 (9th Cir. 1982). That said, the nonmoving party’s
5 evidence is to be believed, and all justifiable inferences are to be drawn in its favor.
6 Anderson, 477 U.S. at 256.
7 Rule 56 mandates the entry of summary judgment against a party who, after
8 adequate time for discovery, fails to make a showing sufficient to establish the existence
9 of an element essential to that party’s case and on which the party will bear the burden of
10 proof at trial. See Celotex, 477 U.S. at 322–23.
11 IV. DISCUSSION
12 Defendants move for summary judgment in their favor on all of Plaintiffs’ claims,
13 arguing that Plaintiffs’ constitutional rights were not violated and that Defendants are
14 entitled to qualified immunity. See generally Doc. No. 52. Plaintiffs disagree.9 As a
15 threshold matter, the Court addresses Plaintiffs’ pleading of their claims. Plaintiffs plead
16 two causes of action: (1) violation of their First, Fourth, and Fourteenth Amendment
17 rights; and (2) “Violation of 42 U.S.C. § 1983 (Supervisory Liability).” Doc. No. 1
18 (“Compl.”) at 47–49. They name as defendants SDPD Captain Novak, SDPD Lieutenant
19 Aguilar, SDPD Lieutenant Scott, and Does 1–15. Id. at 1. Plaintiffs fail to specify which
20 claims they bring against which Defendants, or if they bring both claims against all
21 Defendants.10
22 Title 42 of the United States Code, Section 1983 “is not itself a source of
23 substantive rights, but merely provides a method for vindicating federal rights elsewhere
24
25
26 9 Plaintiffs have devoted a mere five pages of their opposition brief to their arguments against summary
judgment. See Doc. No. 53 at 18–22. The remainder of their brief is almost entirely devoted to
27 disputing Eglin’s and Novak’s narrative of the events depicted in the video evidence. Id. at 7–17.
10 Because discovery has closed and Plaintiffs have not identified any individuals they initially named as
28
1 conferred.” Graham v. Connor, 490 U.S. 386, 393–94 (1989) (internal quotation marks
2 and citation omitted). Thus, “Section 1983 creates a private right of action against
3 individuals who, acting under color of state law, violate federal constitutional or statutory
4 rights.” Devereaux v. Abbey, 263 F.3d 1070, 1074 (9th Cir. 2001). Consequently, there
5 is no such claim for “Violation of 42 U.S.C. § 1983.” Compl. at 47–48. It appears to the
6 Court that Plaintiffs seek to press three separate claims for violations of their First,
7 Fourth, and Fourteenth Amendment rights against Defendants as individuals pursuant to
8 42 U.S.C. § 1983. It is not entirely clear, but the Court assumes based upon Plaintiffs’
9 pleading that they seek to hold Defendants liable either based upon their individual
10 participation in the events in question or based upon a theory of supervisor liability.
11 “To establish § 1983 liability, a plaintiff must show both (1) the deprivation of a
12 right secured by the Constitution and laws of the United States, and (2) that the
13 deprivation was committed by a person acting under color of state law.” Tsao v. Desert
14 Palace, Inc., 698 F.3d 1128, 1138 (9th Cir. 2012). Here, Defendants do not dispute that
15 they were acting under color of state law during the events in question. Doc. No. 52-1 at
16 28. Therefore, the Court turns to whether Plaintiffs have put forth sufficient evidence to
17 create a triable issue of fact as to whether their constitutional rights were violated and, if
18 so, whether Defendants are nevertheless entitled to qualified immunity.
19 A. First Amendment Claim
20 First, Plaintiffs contend that Defendants violated their First Amendment rights.
21 Doc. No. 1 at 47. The First Amendment protects, among other things, “freedom of
22 speech” and “the right of the people peaceably to assemble.” U.S. CONST. amend. I. It is
23 well established that this includes activities such as demonstrations and protest marches.
24 Collins v. Jordan, 110 F.3d 1363, 1371 (9th Cir. 1996) (citing Edwards v. South
25 Carolina, 372 U.S. 229, 235 (1963)). With respect to First Amendment activities in
26 public spaces, the government may only impose reasonable content-neutral restrictions
27 on the time, place, and manner of protected speech taking place in public forums.
28 Capitol Square Review and Advisory Bd. v. Pinette, 515 U.S. 753, 761 (1995).
1 It is not in dispute that on January 9, 2021, Plaintiffs were engaged in the protected
2 activity of counter-protesting. See Richardson Decl. ¶ 2; see generally Sernoffsky Decl.
3 It is also undisputed that at approximately 2:34 p.m., Captain Novak ordered that an
4 unlawful assembly declaration be made pursuant to California Penal Code § 407, and that
5 the order was declared only towards the crowd on the north side of SDPD’s Buffer Zone
6 on Mission Boulevard, which was where, generally speaking, the counter-protesters had
7 congregated. DSS No. 17; Novak Decl. ¶ 18. Moving for summary judgment,
8 Defendants first argue that the unlawful assembly declaration was valid. Doc. No. 52-1
9 at 17–19. Plaintiffs oppose, arguing that “[t]he actions taken by Defendants were
10 content-based and directed at the [counter-protest] side because of their message, not
11 because of anything they were doing.” Doc. No. 53 at 20.
12 Relevant here, the California Penal Code places a restriction on the right to
13 assemble by making it unlawful “[w]henever two or more persons assemble together to
14 do an unlawful act, or do a lawful act in a violent, boisterous, or tumultuous manner, . . .
15 .” Cal. Penal Code § 407 (defining “unlawful assembly); id. § 408 (making it a
16 misdemeanor to participate in an unlawful assembly); id. § 409 (making it a misdemeanor
17 to remain present at the place of an unlawful assembly after being lawfully warned to
18 disperse). In accordance with the requirements of the First Amendment, the California
19 Supreme Court has narrowed the meaning of this unlawful assembly statute to include
20 only those assemblies “which are violent or which pose a clear and present danger of
21 imminent violence.” In re Brown, 108 Cal. Rptr. 465, 472 (Cal. 1973). Consequently,
22 the First Amendment does not prohibit dispersing protests or assemblies pursuant to
23 California’s unlawful assembly statute if “they are violent or pose a clear and present
24 danger of imminent violence or are they are violating some other law in the process.”
25 Collins, 110 F.3d at 1371 (internal citations and quotation marks omitted) (cleaned up).
26
Whether a particular situation presents a clear and present danger of imminent
27
lawlessness must be evaluated under an objective standard, rather than based
28 on the subjective apprehensions of the officers. Johnson v. Perry, 859 F.3d
1 156, 171 (2d Cir. 2017) (stating that “[f]ear of serious injury cannot alone
justify suppression of free speech and assembly” and that “there must be
2
reasonable ground to fear that serious evil will result” (emphasis omitted)
3 (citation omitted)). Moreover, in assessing whether a sufficient clear and
present danger justifies dispersal of a crowd, “[i]t is the tenor of the
4
demonstration as a whole that determines whether the police may intervene;
5 and if it is substantially infected with violence or obstruction the police may
act to control it as a unit.” Wash. Mobilization Comm. v. Cullinane, 566 F.2d
6
107, 120, 184 U.S. App. D.C. 215 (D.C. Cir. 1977) (citing Grayned v. City of
7 Rockford, 408 U.S. 104, 116, 92 S. Ct. 2294, 33 L. Ed. 2d 222 (1972)).
Accordingly, the question here is whether the conduct of the persons in the
8
Free Speech Zone, taken as a whole, created objectively reasonable grounds
9 to conclude that there was a “clear and present danger of riot, disorder,
interference with traffic upon the public streets, or other immediate threat to
10
public safety, peace, or order.” Cantwell v. Connecticut, 310 U.S. 296, 308,
11 60 S. Ct. 900, 84 L. Ed. 1213 (1940); see also Grayned, 408 U.S. at 116
(“[W]here demonstrations turn violent, they lose their protected quality as
12
expression under the First Amendment.”).
13
14 Puente v. City of Phoenix., 123 F.4th 1035, 1062 (9th Cir. 2024).
15 Here, the Court finds that Defendants have put forth evidence that individuals
16 within the counter-protest crowd had turned violent, continued to pose a clear and present
17 danger of violence, and that the counter-protest crowd as a whole had become
18 substantially infected with violence prior to the unlawful assembly declaration. The
19 undisputed record reflects the following events.
20 At 12:55 p.m., SDPD received several reports of groups in conflict at Crystal Pier,
21 including that there were approximately 12 subjects with baseball bats walking
22 southbound on Ocean Boulevard en route to Crystal Pier and that subjects in Antifa gear
23 and/or wearing all black, including black ski masks and Kevlar vests, were chasing
24 subjects wearing Trump gear. Def. Ex. 3 at 3; Eglin Decl. ¶ 5.
25 At 1:18 p.m., a caller reported approximately 50 people fighting using baseball
26 bats and pepper spray. Def. Ex. 3 at 4; Eglin Decl. ¶ 5. The caller further explained
27 “ANTIFA IS ASSAULTING LOTS” of people near the Christmas tree at the Pacific
28 Beach pier. Def. Ex. 3 at 5; Eglin Decl. ¶ 5.
1 At 1:23 p.m. a caller reported that at least 20 subjects armed with batons were
2 gathered at Crystal Pier and that by 1:25 p.m., the caller was reporting that the crowd had
3 grown to approximately 50 to 100 subjects and that the subjects, armed with batons and
4 pepper spray and wearing helmets, were “BECOMING PHYSICAL.” Def. Ex. 3 at 5;
5 Eglin Decl. ¶ 5.
6 At 1:43 p.m., a caller reported that an individual had been pepper sprayed by a man
7 wearing black clothes and a black helmet and that there had been a violent altercation.
8 Def. Ex. 3 at 6 (“SOMEONE WHO WAS BEING BEATEN UP”); Eglin Decl. ¶ 5.
9 At 1:51 p.m., it was reported that a man wearing all black and a baseball helmet
10 had a pipe “tucked away” and a minute later, that “BOTTLES WERE THROWN,
11 PEPPER SPRAY DEPLOYED BY SUBJ IN CROWN [sic] WEARING ALL BLACK.”
12 Def. Ex. 3 at 7; Eglin Decl. ¶ 5. At that same time, ABLE footage recorded an individual
13 in black armed with a yellow baseball bat. Def. Ex. 9-1 at 13:51:48.
14 Between 2:00 and 2:05 p.m., this crowd moved southbound along the boardwalk
15 towards Hornblend Street. Def. Exs. 9-2, 9-3. At 2:06 p.m., an individual in the crowd
16 threw a chair. Def. Ex. 9-4 at 14:06:57.
17 One minute later, at 2:07 p.m., a fight breaks out at the front of the crowd: it is
18 reported that a group of at least five individuals assaulted a woman, and that the woman
19 was “trying to get out of there.” Def. Ex. 3 at 8; Def. Ex. 9-5 at 14:07:01; Eglin Decl.
20 ¶ 5. An officer over the SDPD radio then states that “this crowd is getting out of control”
21 and that “they’re assaulting a few different people now.” Def. Ex. 9-6 at 14:07:44.
22 At 2:08 p.m., a group in the crowd is reported chasing a couple of people
23 eastbound on Hornblend Street towards Mission Boulevard, including two subjects
24 chasing one man, and that a bottle was thrown. Def. Ex. 9-7 at 14:08:00.
25 The rest of the crowd eventually reaches the cul-de-sac along the boardwalk at the
26 Hornblend Street intersection. Def. Ex. 9-8 at 14:09:36. Roughly five minutes later, they
27 began moving northbound on the boardwalk towards Garnet Avenue. Def. Ex. 9-9 at
28 14:15:02. Once they reach Garnet Avenue, the crowd turns and moves eastbound
1 towards Mission Boulevard. Def. Ex. 9-10 at 14:17:40. Once at the Garnet Avenue and
2 Mission Boulevard intersection, the crowd turns southbound on Mission Boulevard
3 towards Hornblend Street. Def. Ex. 9-11 at 14:21:02. The crowd can be seen walking in
4 the street, blocking both lanes of southbound traffic. Id. They eventually reach the
5 Buffer Zone—the line of officers stationed on Mission Boulevard at the Hornblend Street
6 intersection. Def. Ex. 9-11 at 14:22:27; Def. Ex. 9-12 at 14:23:00.
7 At 2:24 p.m., a call for MFF activation to the Buffer Zone was made. Def. Ex. 9-
8 13 at 14:24:18. At 2:25 p.m., SDPD noted that it “WILL BE DOING UNLAWFUL
9 ASSEMBLY IN A FEW MINS” and all units were advised to turn on their body worn
10 cameras (“BWC”) as they were “TAKING BOTTLES AND EGGS.” Def. Ex. 3 at 10;
11 Def. Ex. 9-14 at 14:25:23.
12 At approximately 2:26 p.m., it was reported that a male was being assaulted at
13 4500 Mission Boulevard and that “SOMEONE IN CROWD HAS TASER.” Def. Ex. 3
14 at 10. It was also reported that a man in the crowd had a long knife in a sheath. Def. Ex.
15 3 at 11; Def. Ex. 9-17 at 14:26:37. At 2:27 p.m., the man with the knife was identified as
16 being in a black hoodie and brown pants. Def. Ex. 3 at 11; Def. Ex. 9-18 at 14:27:35. At
17 2:31 p.m., it was reported that a man had been hit on the head with a skateboard. Def.
18 Ex. 3 at 12. At that same time, a request for additional units to the Buffer Zone was
19 made. Def. Ex. 9-20 at 14:31:45.
20 At 2:34 p.m., it is reiterated on the SDPD radio that an unlawful assembly
21 declaration will be issued. Def. Ex. 3 at 13; Def. Ex. 9-22 at 14:34:17. Around this same
22 exact time, SDPD issued an unlawful assembly declaration. Pl. Ex. 1 at 22:34:24. At
23 2:36 p.m., an officer over the radio reports that police “took one rock.” Def. Ex. 9-23 at
24 14:36:31. Immediately after the unlawful assembly declaration was issued, undercover
25 officers confirm that the announcement was heard. Def. Ex. 9-24 at 14:36:05.
26 Defendants confirm these incidents and reports based upon their recollection of
27 events that day. Novak explains in his declaration that numerous members within the
28 counter-protest group “became violent with citizens in and about the boardwalk area.”
1 Novak Decl. ¶ 6. He further notes that prior to the unlawful assembly declaration, SDPD
2 received calls reporting the following:
3
4 • Multiple reporting parties report groups in conflict at the Crystal Pier
• Approximately 15 subjects possibly enroute to Crystal Pier
5
• Subjects with baseball bats
6 • Subjects in Antifa gear are chasing subjects wearing Trump gear
• Subjects in all black, ski masks and Kevlar vests
7
• Subjects are yelling and chasing people around location
8 • Approximately 50 people physically fighting using baseball bats and
pepper spray
9
• Reporting party says Antifa is assaulting lots of people at the Pacific Beach
10 Pier by the large Christmas tree
• 29 subjects have gathered and are in confrontation at Crystal Pier, subjects
11
are armed with batons
12 • Subjects are now at the intersection near Crystal Pier approximately 50-
100 becoming physical
13
• Subjects have possible batons and pepper spray and also have helmets
14
15 Novak Decl. ¶ 7. Then, “[a]s the counter protest group began moving southbound,”
16 Novak “was informed that innocent citizens were being assaulted.” Novak Decl.
17 ¶ 8. SDPD also received additional calls reporting the following:
18
19 • A small group of 12 walking northbound on boardwalk from Thomas
Avenue
20
• 2 subjects pepper spraying a male with a dog
21 • Suspects wearing black helmet, black military gear
• Subject got verbally aggressive then suspects pepper sprayed him
22
• 2 males at location stating they were pepper sprayed at the Pier when
23 helping someone who was being beaten up
• Attempting to help subjects rinse their eyes
24
• A fight just started just south of the Pier on the boardwalk
25 • Crowd of five just assaulted a female in a green shirt, blue pants
• Walking southbound on boardwalk, is trying to get away from a crowd that
26
is assaulting a few different people.
27
28 Novak Decl. ¶ 11.
1 Novak further explains that after walking north to the intersection of the boardwalk
2 and Garnet Avenue, this crowd then “walked eastbound to Mission Boulevard, then
3 turned south [on Mission Boulevard] toward Hornblend Street, where the [protesters] had
4 been gathering for [their] march.” Novak Decl. ¶ 12. At that point, SDPD established
5 the Buffer Zone on Mission Boulevard, with one line of police oriented towards the north
6 and the other to the south. Novak Decl. ¶ 13. At this time, according to Novak:
7
15. The counter protest group was extremely agitated and aggressive with
8
law enforcement. Conversely, the Patriot March group was communicative
9 with law enforcement and not aggressive.
10
16. The counter protest group began to throw eggs, rocks, and bottles (both
11 plastic and glass) at SDPD MFF lines. The Patriot March group remained
static and non-aggressive with law enforcement; members of the Patriot
12
March group were shouting at the counter demonstrators over the MFF lines.
13
17. People in the Patriot March group were yelling across the buffer zone
14
at the antifa group but did not throw anything or commit any violent acts as
15 far as I was aware. The counter protester group, however, used shields and
skateboards and people up front to protect themselves and to block the
16
officers’ view of the crowd.
17
18. Due to the counter protester group’s increased agitation, aggression and
18
violence, and the imminent threat of further violence, I requested additional
19 MFF and munitions team deployment. A concern was that the counter
protesters would continue their violent attacks against officers and engage in
20
violent interactions with the Patriot March group. I also asked another officer
21 to get my riot gear after rocks were thrown and hit the ground next to me. For
the same reasons, and based on the totality of the circumstances, I gave the
22
order for an unlawful assembly to be declared at approximately 2:34 p.m. The
23 announcement and dispersal order were directed towards the counter protestor
group because, as far as I was aware, it was the only group engaging in
24
violence.
25
26 Novak Decl. ¶¶ 15–18.
27 Aguilar and Scott’s recollections reflect the same. According to Aguilar, by the
28 time he reached the boardwalk at approximately 2:25 p.m., “he had already heard over
1 the radio that people had gotten pepper-sprayed and assaulted,” including that a woman
2 had been assaulted on the boardwalk and had been chased until she reached and was
3 instructed to “go behind the line of officers from the bike team at Hornblend and
4 Mission.” Def. Ex. 4 at 3. Aguilar further confirmed the 2:25 p.m. report on the radio
5 that police were “taking some bottles and eggs,” explaining that this occurred “[a]t the
6 intersection of Hornblend and Mission Boulevard. Bottles and eggs were being thrown
7 from the north of Hornblend on Mission Boulevard, from the counter-protester side, to
8 the south and towards officers.” Def. Ex. 4 at 10; Def. Ex. 5 at 10 (Scott confirming the
9 same); Def. Ex. 6 at 11 (Novak confirming the same). And with respect to his knowledge
10 of specific violent or unlawful acts prior to the unlawful assembly declaration, Aguilar
11 states:
12
13 Defendant was aware that there had been multiple v[i]olent acts, including
members of the public trying to use the boardwalk and sidewalk being
14
harassed and assaulted. Defendant knew a male with a bat had been on the
15 boardwalk; this was seen by the ABLE helicopter and undercover officers.
Other individuals had been spraying others with an unknown substance and
16
moved from the boardwalk to the north side of Mission Boulevard. Defendant
17 was aware of these incidents because he heard them over the radio. It was
difficult to identify specific individuals because they were wearing all black
18
and had black masks, hats, hoodies, etc.
19
20 Def. Ex. 4 at 11; see also id. at 13; Def. Ex. 5 at 11 (Scott confirming the same).
21 As to Defendant Scott, when he was asked to identify the violent acts he witnessed
22 prior to the unlawful assembly declaration, he stated the following:
23
Defendant was at Belmont Park briefing a group of officers and tracking the
24
timing of the Patriot March when he received a radio communication that
25 appeared to reflect a citizen complaint about a person having been pepper-
sprayed on the boardwalk. At about the same time, he additionally received a
26
radio communication indicating that a group had attacked someone on the
27 boardwalk.
Shortly after, Defendant moved to the intersection of Hornblend and
28
1 Mission, where he personally witnessed persons on the north side of Mission
Boulevard, who were part of the he counterprotest group, making vulgar
2
verbalizations such as “Fuck the cops,” “Fuck Trump,” “ACAB,” which
3 stands for “All Cops Are Bastards,” and “Quit your job.” Additionally,
Defendant personally observed a glass bottle coming from the middle of the
4
counterprotest group, north of Hornblend, toward the officers; Defendant tried
5 to catch this bottle to avoid it hitting any officers, but he was not able to get
to the bottle fast enough, and the bottle missed hitting an officer by about three
6
(3) feet and instead shattered when it hit the group. Defendant additionally
7 personally observed eggs and rocks emanating from the counterprotest group
toward the officers.
8
9 Def. Ex. 5 at 3.
10 Additionally, Defendants’ use of force expert Mr. Eglin also confirms that the
11 video footage reflects these calls and incidents. See Eglin Decl. ¶¶ 4–6.
12 Plaintiffs do not genuinely dispute that these violent acts took place. Richardson
13 explains that she “arrived at the boardwalk a couple of hours before the protest was set to
14 begin. I witnessed some altercations between pro- and anti-Trump individuals. Bike
15 police advanced and separated the groups with their bikes. The individuals involved in
16 the altercations then dispersed.” Richardson Decl. ¶ 3. Richardson thus attempts to
17 distance herself and her “side” from the counter-protesters involved in the violent
18 altercations on the boardwalk. See id.; id. ¶ 5 (“Nothing is being thrown from our side,
19 nor is anything violent happening on our side. This was in an entirely different area and
20 hours later than the earlier altercations I had witnessed on the PB boardwalk. It also
21 involved different people entirely.”). But “[not every member of the assembly must
22 individually commit unlawful acts to render the assembly unlawful.” In re Wagner, 173
23 Cal. Rptr. 766, 771 (Cal. Ct. App. 1981). Additionally, the evidence, including the
24 ABLE footage, confirms that the individuals who perpetrated these acts of violence
25 immediately proceeded to congregate north of the Buffer Zone to counter-protest.11
26
27
11 Richardson’s contention that the altercations described above “involved different people entirely” than
28
1 Moreover, Richardson merely states that other altercations occurred on the boardwalk
2 hours earlier. Richardson Decl. ¶ 5. So accepting Richardson’s narrative, her evidence
3 of altercations “involv[ing] differently people entirely” hours earlier does not undermine
4 Defendants’ evidence that individuals who congregated among the counter-protesters
5 committed acts of violence shortly before the unlawful assembly declaration was issued.
6 To that end, it is not genuinely disputed that Antifa-affiliated individuals were
7 present at and committed acts of violence during the January 9, 2021 protests.
8 Summarizing the violence perpetrated by Antifa-affiliated individuals that day, the San
9 Diego District Attorney’s Office issued a release entitled “DA Charges Defendants
10 Responsible for Violent Pacific Beach Incident,” noting the following:
11
• “On at least eight separate occasions, approximately 15 to 20 members from
12
the counter protesting group (Antifa-affiliated) broke off and surrounded
13 perceived members of the Patriot March group and attacked them using
impact weapons and mace.”
14
15 • As of December 6, 2021, “there [were] 16 known victims,” including minors.
16
• “At one point, a line of 20 to 25 counter protesting individuals advanced on a
17 smaller group of four people from the Patriot March, yelling obscenities at
18 them and screaming for them to run. One member of the group, who was
dressed in black with their face covered, pulled out a can of pepper spray and
19 sprayed it in their faces. The smaller group was attacked with chairs, sticks,
20 glass bottles, full alcohol/beer cans and closed fists as they were chased down
the boardwalk.”
21
22 • “The Antifa-affiliated group surrounded several minors who they believed to
be attending the Patriot March, sprayed them with mace and chased them up
23 the boardwalk, shoving one of the minors to the ground. The minor was
24 surrounded and beaten resulting in the minor victim being taken to the hospital
to be treated for a concussion.”
25
26
27
ABLE footage, which follows these individuals throughout this time from the boardwalk until they
28
1 • “In addition to assaults on those participating in the Patriot March, there were
collateral victims including a dog that was maced, a journalist attempting to
2
take photos, a business that was vandalized, and assaults on police officers.”
3
4 Def. Ex. 7 at 2–3. These incidents are largely corroborated by the evidence in the record
5 described above, including the ABLE footage and SDPD call and event records that
6 documented individuals committing acts of violence just prior to congregating north of
7 the Buffer Zone within the counter-protest crowd.
8 Plaintiffs’ evidence does not show otherwise. In support of their opposition,
9 Plaintiffs submit merely two pieces of evidence12 in addition to the declarations of
10 Richardson, Sernoffsky, and Lien. The first is a roughly 16-minute BWC video from
11 SDPD Officer Cairns, beginning at 2:23 p.m. Pl. Ex. 1 at 22:23:23. Even accepting
12 Plaintiffs’ characterization of this evidence as showing “[n]othing being thrown” at 2:25
13 p.m., Doc. No. 53 at 18, that one SDPD officer’s BWC footage does not show objects
14 being thrown is not evidence sufficient to draw a reasonable inference that nothing was
15 thrown, especially in light of Defendants’ evidence that police were “taking some bottles
16 and eggs” during this confrontation. It also does not undermine the undisputed evidence
17 that individuals in the counter-protester crowd had committed violent acts and had
18 thrown items and objects just prior to reaching the Buffer Zone.
19 The second piece of evidence is a 30-second video-clip from Ms. Lien’s personal
20 BWC footage beginning at 2:39 p.m. See Pl. Ex. 2. Plaintiffs do not explain how this
21 evidence raises a triable issue of fact as to their First Amendment claim. And because an
22
23
24
12 To the extent Plaintiffs wish to rely on their Complaint as evidence, see Doc. No. 53 at 6, the Court
25 notes that Plaintiffs are not proceeding pro se and, in any event, the Complaint is not verified. See, e.g.,
Jones v. Blanas, 393 F.3d 918, 923 (9th Cir. 2004) (explaining that where a plaintiff is pro se, courts
26 must consider verified pleadings as evidence in opposition to summary judgment); Hernandez
v. Spacelabs Med., Inc., 343 F.3d 1107, 1112 (9th Cir. 2003) (explaining that a party with counsel
27 “cannot defeat summary judgment with allegations in the complaint, or with unsupported conjecture or
conclusory statements”). It should also be well-understood that Plaintiffs must go beyond their own
28
1 unlawful assembly declaration had already been made prior to the recording of this
2 footage, it appears to the Court that this evidence has no bearing on the legality of the
3 unlawful assembly declaration.
4 Plaintiffs also point to the fact that none of Defendants’ BWC footage shows items
5 being thrown at or over the Buffer Zone before the unlawful assembly declaration was
6 made. See Doc. No. 53 at 13 (“The evidence is that the objects being thrown at officers
7 was in response to the false unlawful assembly declaration at 2:34 p.m. and did not begin
8 until the [counter-protesters] first tried coming back to the intersection peacefully when
9 they saw the [protesters were] being allowed to remain there, and then were forced back
10 by police in riot gear.”), 17 (“Novak also refers to a specific incident that occurred an
11 hour later involving some individuals holding skateboards and a couple objects being
12 thrown, and deliberately conflates this with the earlier unlawful assembly declaration.”),
13 18 (“Nothing was being thrown, and no commands were given, as seen in the video. The
14 [counter-protesters] returned three minutes later because the [protesters were] being
15 allowed to stay. Again, nothing was being thrown, and no commands had been given for
16 anyone to leave. Then, at 2:34 p.m., inexplicably and without any lawful basis,
17 Defendants gave the first ‘unlawful assembly’ announcement[.]”). But all three
18 Defendants recall items being thrown prior to the declaration, and this is corroborated by
19 the ABLE footage, which recorded officers in real time reporting that police were “taking
20 bottles and eggs.” Def. Ex. 4 at 10 (Aguilar stating that “[b]ottles and eggs were being
21 thrown from the north of Hornblend on Mission Boulevard” at approximately 14:25:20);
22 Def. Ex. 5 at 10 (Scott confirming the same); Def. Ex. 6 at 11 (Novak confirming the
23 same); Def. Ex. 9-14 at 14:25:23 (“[W]e’ll be issuing an unlawful assembly in a few
24 minutes. We’re taking bottles and eggs.”). Either way, the absence of this evidence does
25 not change the undisputed fact that the individuals who eventually congregated north of
26 the Buffer Zone to counter-protest had previously committed acts of violence including
27 with weapons such as bats and pepper spray. Def. Ex. 9-2 at 14:01 (counter-protesters
28 spraying pepper spray on boardwalk); Def. Ex. 9-4 at 14:06 (counter-protesters throwing
1 chair); Def. Ex. 9-5 at 14:07 (counter-protesters attacking people walking on boardwalk);
2 Def. Ex. 9-6 at 14:07 (“[T]his crowd is getting out of control.”); Def. Ex. 9-7 at 14:08
3 (counter-protesters chasing people from the boardwalk in the direction of Mission
4 Boulevard); Def. Ex. 9-9 at 14:15 (counter-protesters walking northbound on the
5 boardwalk towards Garnet Avenue); Def. Ex. 9-10 at 14:17 (counter-protesters arriving at
6 Garnet Avenue); Def. Ex. 9-11 at 14:21 (counter-protesters walking on Garnet Avenue
7 and then going southbound on Mission Boulevard towards the Buffer Zone); Def. Ex. 9-
8 16 at 14:25 (man getting assaulted northside of the Buffer Zone on Mission boulevard) .
9 Of course, even where, as here, there is video evidence of the incident, the record
10 must still be viewed in the light most favorable to the nonmoving party, so long as their
11 account of the events is not “blatantly contradicted” by the video evidence. Vos v. City of
12 Newport Beach, 892 F.3d 1024, 1028 (9th Cir. 2018) (citing Scott, 550 U.S. at 378–79).
13 It may very well be true that Plaintiffs themselves did not exhibit violence during the
14 counter-protest. And their position that no items were thrown during the confrontation on
15 Mission Boulevard before the unlawful assembly declaration, Doc. No. 53 at 13, 18, is
16 not blatantly contradicted by the video evidence. But for these reasons discussed above,
17 this evidence and argument does not raise a material dispute. And their contention that
18 the counter-protest group as a whole was peaceful or nonviolent is belied by the video
19 evidence. See Richardson Decl. ¶ 5 (“The anti-Trump side, which I was on, can be seen
20 peacefully standing there facing the police and pro-Trump protesters.”); id. ¶ 8
21 (explaining that around 2:25 p.m., “there is still nothing violent happening on our side”);
22 Sernoffsky Decl. ¶ 2 (declaring that she was “outraged” by the fact that SDPD had forced
23 only the counter-protesters to disperse “despite there having been no violence on the
24 [counter-protest] side prior to Defendants declaring it an ‘unlawful assembly’”); see also
25 Doc. No. 53 at 18 (arguing that prior to the unlawful assembly declaration, the counter-
26 protest group “had been completely peaceful”).
27 As discussed above, three facts are both supported on this record and not in
28 dispute. First, individuals, including those aligned with or wearing Antifa-associated
1 gear and memorabilia, were present at the protests in Pacific Beach on January 9, 2021.
2 Second, these individuals committed numerous acts of violence prior to 2:34 p.m., the
3 time of the unlawful assembly declaration. And third, these individuals congregated to
4 the north of SDPD’s Buffer Zone among the counter-protesters.
5 Regarding the validity of the unlawful assembly declaration, Defendants offer
6 evidence from Eglin, who opines that the decision to declare an unlawful assembly was
7 reasonable based upon the following, which he observed in the video and audio
8 recordings of the event:
9
10 • Individuals assaulting others in the crowd with pepper spray
• Individuals taunting or challenging the opposing group to fight.
11
• Motorcyclists revving their engines and riding in close proximity to
12 officers
• Individuals dressed in protective clothing
13
• Wearing backpacks in a non-traditional manner on their chest
14 • Carrying sticks or baseball bats
• Using Skateboards and signs as shields
15
• Throwing objects at police officers
16
17 Eglin Decl. ¶ 25. Eglin opines that “these facts would lead a similarly trained and
18 experienced officer to conclude there were sufficient reasonable articulable facts to
19 support an imminent threat of violence and would lead that officer to declare the
20 gathering an unlawful assembly and order the crowd to disperse.” Eglin Decl. ¶ 26.
21 Plaintiffs offer no evidence to the contrary on this point.
22 In sum, the undisputed record reflects that a large crowd of counter-protesters had
23 turned violent prior to the unlawful assembly declaration. Numerous individuals had
24 been chased and assaulted by counter-protesters, who were armed with and in some
25 instances utilized weapons such as bats, batons, knives, tasers, and pepper spray.
26 Throughout this time, individuals within the counter-protest crowd were seen throwing
27 items such as chairs, rocks, bottles, and eggs. These are objectively and undoubtedly
28 violent and unlawful acts as contemplated by California Penal Code § 407. The crowd
1 then immediately proceeded to confront the protest, which it set out to counter-protest, at
2 the intersection of Mission Boulevard and Hornblend Street. Whether any counter-
3 protesters threw items towards the protesters or police once they reached the Buffer Zone
4 on Mission Boulevard is not a material issue of fact on this record because, as to the
5 “tenor of the demonstration as a whole,” the counter-protest group had not just exhibited
6 violence but had been “substantially infected with violence” prior to the unlawful
7 assembly declaration, Puente, 123 F.4th at 1062 (internal quotation marks and citation
8 omitted), and under these circumstances it was objectively reasonable for Novak to
9 believe there was a clear and present danger that this violence would continue. Plaintiffs
10 offer no evidence to the contrary that could lead a reasonably jury to conclude otherwise.
11 Thus, because the counter-protest group had turned violent and continued to pose a clear
12 and present danger of continued violence and unlawfulness, it lost its First Amendment
13 protections. See Grayned v. City of Rockford, 408 U.S. 104, 116, (1972). Consequently,
14 the Court finds that the unlawful assembly declaration was valid and at that point,
15 Plaintiffs had no First Amendment right to peaceably assemble or remain in the area of
16 the unlawful assembly.
17 Regarding Plaintiffs’ contention that the decision to declare an unlawful assembly
18 only at the counter-protest group (or generally, the north side of the Buffer Zone)
19 constitutes viewpoint discrimination, see Doc. No. 53 at 20, the Court notes that Plaintiffs
20 have put forth no evidence than any protesters or individuals south of the Buffer Zone
21 committed violence or other unlawful acts, or that they otherwise posed a serious,
22 objective threat of danger or violence.13 On the other hand, Defendants have put forth
23
24
25 13 Plaintiffs argue otherwise, for example, that Defendants’ BWC videos show protesters “throwing a
smoke bomb at the [counter-protesters].” Doc. No. 53 at 17. However, “arguments in briefs are not
26 evidence,” Comstock v. Humphries, 786 F.3d 701, 709 (9th Cir. 2015), and there is no evidence of this
or any violence committed by individuals on the south side of the Buffer Zone in the summary judgment
27 record. The Court further reiterates that Plaintiffs may not rely on their Complaint as evidence given
that they are not proceeding pro se and the Complaint remains unverified. See, e.g., Jones, 393 F.3d at
28
1 evidence that the protest group to the south of the Buffer Zone was not exhibiting
2 violence. Novak Decl. ¶ 17. And this is supported by Sernoffsky herself, who recalls
3 that the protesters were “engaged in friendly banter” with the officers in the Buffer Zone.
4 Sernoffsky Decl. ¶ 3. Moreover, there is at least some evidence in the record that
5 protesters were also present to the north of the Buffer Zone. See Def. Ex. 9-16 at
6 14:25:55 (group of people assaulting man on Mission Boulevard, just north of the Buffer
7 Zone); Def. Ex. 15 at 23:19:10 (man from the sidewalk shoves a counter-protester,
8 further escalating tensions in the crowd); Def. Ex. 20-1 at 22:59:15 (counter-protester
9 crowd engages in some sort of scuffle); Def. Ex. 20-5 at 23:17:38 (person on megaphone
10 tells other counter-protesters to watch the alleys as people start yelling “watch out,” while
11 elsewhere, someone swings a baseball bat like a golf club and strikes a soda can towards
12 Buffer Zone). Therefore, there is simply no evidence in the record for a reasonable jury
13 to conclude that the unlawful assembly declaration and subsequent dispersal of all
14 individuals to the north of the Buffer Zone constituted viewpoint discrimination,
15 especially where this side included both protesters and counter-protesters.
16 And more specifically, with respect to the decision to declare only the north side of
17 the Buffer Zone an unlawful assembly, as one district court in this Circuit has noted,
18 “[s]ome courts, including Collins, have suggested the First Amendment does not support
19 unlawful assembly declarations based on violence, or a threat of violence, which occur
20 amongst a few individuals in or around an otherwise peaceful assembly.” Bidwell
21 v. Cnty. of San Diego, 607 F. Supp. 3d 1084, 1095–96 (S.D. Cal. 2022), aff’d 2023 U.S.
22 App. LEXIS 29751, at *3 (9th Cir. Nov. 8, 2023) (collecting cases). Thus where, as here,
23 two separate groups are separated by a police buffer zone, only one of which is exhibiting
24 (or has been substantially infected with) violence, the Court notes that it may not be
25 constitutionally sound to declare both sides an unlawful assembly. See Eglin Decl. ¶ 27
26 (opining that “it would not have been appropriate to give an order to disperse directed at
27 the group of individuals to the south of the police line” because they “did not appear to
28 exhibit behavior that would lead an objectively reasonable officer to believe there was an
1 imminent threat of violence”). Consequently, the Court concludes that Plaintiffs have
2 failed to raise a triable issue of fact sufficient to overcome summary judgment and, on
3 this record, no reasonable jury could find that the decision to declare the north side of the
4 Buffer Zone an unlawful assembly was “because of” the counter-protest message.
5 At bottom, besides bare conclusory allegations, Plaintiffs offer nothing that creates
6 a genuine dispute for trial on the issue of whether deterrence or chilling of First
7 Amendment activity was a substantial and motivating factor behind Defendants’ conduct.
8 Namely, they have failed to put forth evidence raising a triable dispute as to whether the
9 unlawful assembly order was valid or if it was directed at them because of their counter-
10 protest message. As such, the Court GRANTS Defendants’ motion for summary
11 judgment as to Plaintiffs’ First Amendment claim.
12 B. Fourth Amendment
13 Next, Plaintiffs press a Fourth Amendment claim on the basis that SDPD’s
14 dispersal of the counter-protesters, including Plaintiffs, amounted to an unreasonable
15 seizure and that excessive force was used in accomplishing that seizure. Compl. ¶ 96
16 (“The individual Defendants also violated the First, Fourth, and Fourteenth Amendment
17 rights of Plaintiffs by impacting Plaintiffs with chemical weapons and batons, with the
18 intention of forcing Plaintiffs to leave a public forum where they were peacefully
19 assembling and protesting.”); id. ¶ 98 (“Plaintiffs had . . . a Fourth Amendment right to
20 be free from unreasonable seizures, . . . .”); Doc. No. 53 at 21 (“Defendants concede there
21 was a seizure here but contend that it was reasonable due to the actions of others on the
22 [counter-protesters] who made the assembly ‘unlawful.’ However, Defendants have
23 conflated the times and locations of what was occurring and when in order to justify the
24 seizure.”).
25 The Fourth Amendment protects against the unreasonable seizure of persons. U.S.
26 Const. amend. IV. “Even if a seizure is reasonable in a particular circumstance, how that
27 seizure is carried out must also be reasonable.” Estate of Strickland v. Nevada Cnty., 69
28 F.4th 614, 619 (9th Cir. 2023) (emphasis in original). “So the Fourth Amendment also
1 prohibits the use of excessive force. Our ‘calculus of reasonableness’ in these
2 circumstances ‘must embody allowance for the fact that police officers are often forced to
3 make split-second judgments’ and we do not apply the ‘20/20 vision of hindsight.’” Id.
4 (quoting Graham, 490 U.S. at 395).
5 1. Unreasonable Seizure
6 Here, Defendants concede for the limited purpose of resolving their motion that a
7 seizure occurred.14 Doc. No. 52-1 at 23. Defendants argue that probable cause existed to
8 seize Plaintiffs and that the use of pepper balls and batons was not objectively
9 unreasonable. Id. at 23–24. In response, Plaintiffs appear to dispute the legality of the
10
11
14 Since Defendants filed their motion, the Ninth Circuit rendered a decision in Puente v. City of
12
Phoenix, 123 F.4th 1035 (9th Cir. 2024), which is now binding on this Court. In Puente, the Ninth
13 Circuit expressly considered whether the use of force, namely, the use of pepper balls, muzzle blasts,
and pepper spray, to disperse a crowd of protesters where no individual plaintiff had been physically
14 touched but merely had been exposed to the chemical irritants “that were objectively aimed at moving
them out of the area” could amount to a seizure as a matter of law, in light of the Supreme Court’s
15 decision in Torres v. Madrid, which held that “[a] seizure requires the use of force with intent to
restrain. Id. at 1051–53 (citing 592 U.S. 306, 317 (2021)). The Ninth Circuit expressly found that
16
because the plaintiffs “produced no evidence that the chemical deployments at issue here were
17 undertaken with an objective intent to restrain, such as, for example, by targeting an immobilizing level
of force at selected individuals” and the also did “not show that the deployments somehow resulted in
18 any submission to the officers’ show of force, which arguably would have constituted a seizure from a
show of authority.” Id. at 1053. As a result, the Ninth Circuit concluded there was “no objective intent
19 to restrain” and, therefore, “no seizure for Fourth Amendment purposes.” Id. Puentes appears directly
on point at least as it relates to the use of pepper ball munitions in this case. Here, it is undisputed that
20
the projectiles were deployed to disperse the crowd, there is no evidence or argument tending to show
21 that Defendants had the objective intent to restrain Plaintiffs, and Plaintiffs do not claim they were hit
with the pepper ball munitions. Based upon these undisputed facts, then, it appears that to the extent
22 Plaintiffs base their Fourth Amendment claim on the deployment of pepper ball munitions, the use of
force here was not in connection with a seizure within the meaning of the Fourth Amendment and as
23 such, that Plaintiffs’ claim is subject to scrutiny under the Fourteenth Amendment “shocks-the-
conscience test.” Id. at 1054 (citing Cnty. of Sacramento v. Lewis, 523 U.S. 833, 844, 854 (1998)).
24
There appears to be insufficient evidence in this record for a reasonable jury to conclude that the use of
25 pepper ball munitions here shocks the conscience and as such, Defendants would be entitled to summary
judgment on this alternative ground.
26 However, because Puente was not decided until after this matter was fully briefed, and because
at least one Plaintiff contends she was physically touched by an SDPD officer’s baton during the
27 dispersal efforts, the Court proceeds to consider whether the use of force was reasonable under the
Fourth Amendment, assuming Plaintiffs were seized and the force at issue was used in connection with
28
1 unlawful assembly order and therefore whether the seizure was lawful or justified. Doc.
2 No. 53 at 21 (arguing that “Defendants have conflated the times and locations of what
3 was occurring and when in order to justify the seizure”). It is not apparent how
4 Defendants have conflated or confused the timing of events as all of their BWC footage
5 is timestamped. Plaintiffs then summarily conclude that there is a dispute of material fact
6 over whether Defendants actions were reasonable. Id.
7 As noted above, California Penal Code § 407, as interpreted by the California
8 Supreme Court, makes violent assemblies, or assemblies that pose a clear and present
9 danger of imminent violence, unlawful. Further, any person who remains present at the
10 place of an unlawful assembly after a lawful warning to disperse is guilty of a
11 misdemeanor. Cal. Penal Code § 409. For the reasons discussed above, the only
12 reasonable interpretation of the evidence presented is that there was probable cause to
13 believe Plaintiffs were violating California Penal Code § 409 by remaining at the site of
14 an unlawful assembly. Novak declared the group to the north of the Buffer Zone an
15 unlawful assembly, and Plaintiffs do not claim or put forth any evidence that a dispersal
16 order was not given; in fact, Plaintiffs confirm that they heard it. Richardson Decl. ¶ 9;
17 Sernoffsky Decl. ¶ 3. Thus, because Plaintiffs were lawfully warned that they must
18 disperse, there cannot be any dispute that Defendants had probable cause to disperse
19 Plaintiffs for remaining at the site of the counter-protest, as they were in violation of
20 California Penal Code § 409. In re Wagner, 173 Cal. Rptr. at 771 (“If a person is a
21 participant in a lawful assembly which becomes unlawful, he has an immediate duty upon
22 learning of the unlawful conduct to disassociate himself from the group.”). Thus, to the
23 extent Plaintiffs challenge the mere fact that they were forced to disperse, the Court finds
24 that no reasonable jury could conclude on this record that this amounted to an
25 unconstitutional seizure. On this basis, the Court GRANTS Defendants’ motion.
26 2. Excessive Force
27 Defendants also argue that the use of pepper balls and batons was not objectively
28 unreasonable. Doc. No. 52-1 at 24–25. A Fourth Amendment excessive force claim is
1 governed by the objective reasonableness standard, pursuant to which courts balance “the
2 nature and quality of the intrusion on the individual’s Fourth Amendment interests
3 against the countervailing governmental interests at stake.” Graham, 490 U.S. at 396.
4 To do so, courts consider several factors, including: “(1) the type and amount of force
5 inflicted, (2) the severity of the crime at issue, (3) whether the suspect posed an
6 immediate threat to the safety of the officers or others, and (4) whether the suspect was
7 actively resisting arrest or attempting to evade arrest by flight.” Strickland, 69 F.4th at
8 619 (quoting O’Doan v. Sanford, 991 F.3d 1027, 1037 (9th Cir. 2021) (internal quotation
9 marks omitted)). “But this list isn’t exhaustive; [courts] may also consider other relevant
10 factors, such as ‘the availability of less intrusive alternatives to the force employed,
11 whether proper warnings were given[,] and whether it should have been apparent to
12 officers that the person they used force against was emotionally disturbed.’” Id. (quoting
13 S.B. v. Cnty. of San Diego, 864 F.3d 1010, 1013 (9th Cir. 2017)). “Of these, the
14 ‘immediate threat to safety’ factor is the most important.” Peck v. Montoya, 51 F.4th
15 877, 887 (9th Cir. 2022) (quoting Rice v. Morehouse, 989 F.3d 1112, 1121 (9th Cir.
16 2021)).
17 Relevant to the use of force here, the following facts are not in dispute. At least
18 two unlawful assembly orders were issued, at approximately 2:34 p.m. and 3:10 p.m.,
19 directing the crowd to disperse. See Def. Ex. 9-22 at 14:34:23 (asking dispatch to note
20 time of first unlawful assembly declaration); Pl. Ex. 1 at 22:34:23 (BWC of first unlawful
21 assembly declaration); Def. Ex. 20-3 at 23:11:10 (part of another announcement from
22 SDPD stating that the counter-protesters will be arrested if they do not leave the area);
23 Eglin Decl. ¶ 12 (“An SDPD officer announced to the crowd that an unlawful assembly
24 had been declared and ordered the group to disperse a second time.”); id. ¶ 13
25 (“Approximately nine minutes elapsed between the initial order to disperse and the
26 second dispersal order.”). Many individuals to the north of the Buffer Zone, including
27 Plaintiffs, did not disperse as ordered; they moved north but did not leave the area. See
28 Def. Exs. 11-1, 12-2, 13, 14, 15, 16, 17, 18-1, 18-2, 19, 20-1, 20-2, 20-3, 20-4, 20-5, 20-
1 6, 20-7, 20-8, 20-9, 20-10, 21-1, 21-2, 21-3, 22; Pl. Exs. 1, 2; Richardson Decl. ¶¶ 9–10;
2 Sernoffsky Decl. ¶ 3; Eglin Decl. ¶ 10. Richardson explicitly concedes that she only
3 moved one block north before she “continued protesting in that area.” Richardson Decl.
4 ¶¶ 9–10. Instead, as Eglin describes, “the [counter-protesters] became increasingly
5 boisterous and defiant.” Eglin Decl. ¶ 10. For example, at 2:38 p.m. a motorcyclist can
6 be seen driving in circles in the street up to the officers lined up in the Buffer Zone. Def.
7 Ex. 11-1 at 14:38:05; Def. Ex. 12-2 at 14:41:07; Def. Ex. 21-1 at 14:38:03. At 2:41 p.m.,
8 police in the Buffer Zone noted that someone in the crowd set off fireworks. Def. Ex. 12-
9 2 at 14:41:23. Thereafter, numerous items were thrown from the counter-protest crowd
10 at police and/or the protesters, including glass bottles. See, e.g., Def. Ex. 13 at 22:44:08
11 (bottle); Def. Ex. 20-2 at 22:49:36 (eggs); Def. Ex. 20-5 at 23:18:15 (soda can); Def. Exs.
12 14 at 23:19:34, 15 at 23:19:34, 16 at 23:19:34 (glass bottle); Def. Ex. 17 at 23:20:15
13 (unidentified object hits officer); Def. Ex. 18-2 at 23:32:40 (bottle); Def. Ex. 19 at
14 23:32:38 (bottle); see also Eglin Decl. ¶¶ 11–12. In one instance, an individual used a
15 baseball bat to hit a can towards police in the Buffer Zone. Eglin Decl. ¶ 11; Def. Ex. 20-
16 5 at 23:18:15. It is undisputed that during this time, several SDPD officers were hit with
17 projectiles, including rocks and glass, thrown from the counter-protest crowd, and at least
18 one officer received cuts to his hand due to a glass bottle being thrown at police. DSS
19 No. 23; Def. Ex. 6 at 3, 15; see also Def. Ex. 14; Def. Ex. 15; Def. Ex. 17.
20 In an effort to disperse the crowd, on several occasions the line of SDPD officers
21 in the Buffer Zone moved north on Mission Boulevard, directing individuals to “move
22 back” and physically pushing forward towards and into the counter-protesters. Eglin
23 Decl. ¶ 13; Richardson Decl. ¶ 10; Def. Ex. 18-2 at 23:32:14; Def. Ex. 19 at 23:32:39;
24 Def. Ex. 20-9 at 23:32:15; Def. Ex. 20-10 at 23:32:23. Rather than disperse, several
25 counter-protesters stood firmly on the ground, sometimes with their arms interlocked.
26 Def. Ex. 18-2 at 23:32:14; Def. Ex. 19 at 23:32:40. In one instance, Plaintiff Richardson
27 was unable to move backward and, as a result, was shoved by a police officer with their
28 baton, causing her to fall down and hit her head on the ground. Richardson Decl. ¶ 11.
1 In another instance, an SDPD officer attempted to make an arrest, but several counter-
2 protesters interfered by pulling the individual away from the SDPD officer. Def. Ex. 18-
3 2 at 23:32:56, 23:33:23; Novak Decl. ¶ 22.
4 At approximately 3:30 p.m., SWAT officers moved in front of the line of SDPD
5 officers and fired pepper ball munitions onto the road, striking the ground several feet in
6 front of the counter-protest crowd and dispersing the chemical contents into the air.
7 Eglin Decl. ¶ 14; Def. Ex. 18-2 at 23:33:40.
8 As a threshold matter, there is no evidence in the record that either Aguilar or Scott
9 was involved in the dispersal of the counter-protesters. That is, Plaintiffs do not argue or
10 point to evidence showing that either Defendant was in the line of officers that physically
11 moved north, pushing the counter-protesters back. Further, the record reflects that
12 SWAT officers deployed the pepper ball munitions, and there is no evidence that Aguilar
13 or Scott were members of SDPD’s SWAT team. Plaintiffs offer no legal argument for
14 why they, as Operations Lieutenants, should be held responsible for the use of force by
15 others. Consequently, as there is no argument or evidence tending to show that Aguilar
16 or Scott either directly participated, or were sufficiently involved, in these events, the
17 record does not support holding them liable for a violation of Plaintiffs’ Fourth
18 Amendment rights.15 See Bonivert v. City of Clarkston, 883 F.3d 865, 879 (9th Cir.
19 2018) (explaining that, pursuant to the integral participant doctrine, “[a]n officer can be
20 held liable for a constitutional violation only when there is a showing of ‘integral
21 participation’ or ‘personal involvement’ in the unlawful conduct, as opposed to mere
22
23
24
15 The Court notes that even assuming Plaintiffs had put forth evidence that Aguilar and Scott were
25 sufficiently involved in SDPD’s dispersal efforts, the same analysis as to Novak applies to them and
therefore the outcome is the same. See Boyd v. Benton Cnty., 374 F.3d 773, 780 (9th Cir. 2004) (holding
26 that armed officers could be held liable for excessive force for providing backup to another officer’s
unconstitutional use of a flash-bang device because use of the device was “part of the search operation
27 in which every officer participated in some meaningful way” and every officer “was aware of the
decision . . . , did not object to it, and participated in the search operation knowing the flash-bang was to
28
1 presence at the scene”); see also Nicholson v. City of Los Angeles, 935 F.3d 685, 691 (9th
2 Cir. 2019). For this reason, the Court finds that Defendants Aguilar and Scott are entitled
3 to summary judgment on Plaintiffs’ Fourth Amendment claim.
4 As to Novak, the Court assumes without deciding that he can be held liable for the
5 use of force exerted as he was the Incident Commander during the protests and he
6 ordered the unlawful assembly and, presumably, directed that SDPD (including SWAT)
7 use force to dispel the crowd. In terms of the type and amount of force inflicted, the
8 Ninth Circuit has “recognized that ‘physical blows or cuts’ often constitute a more
9 substantial application of force than categories of force that do not involve a physical
10 impact to the body.” Nelson v. City of Davis, 685 F.3d 867, 878 (9th Cir. 2012) (quoting
11 Forrester v. City of San Diego, 25 F.3d 804, 807 (9th Cir. 1994) (holding that the use of a
12 progressive pain compliance device that inflicted temporary discomfort on the arrestees
13 was not a substantial intrusion)). “The absence of concussive force is not determinative,
14 however, and ‘[w]e have held that force can be unreasonable even without physical blows
15 or injuries.’” Nelson, 685 F.3d at 878 (first quoting Bryan v. MacPherson, 630 F.3d 805,
16 824 (9th Cir. 2010); then citing Motley v. Parks, 432 F.3d 1072 (9th Cir. 2005) (en banc)
17 (pointing a weapon at unarmed child was unreasonable); and then citing Robinson v.
18 Solano County, 278 F.3d 1007 (9th Cir. 2002) (en banc) (pointing a weapon at unarmed
19 and nonthreatening individual was unreasonable)).
20 While there is some mention of SDPD’s use of batons in Plaintiffs’ pleading, see
21 Compl. ¶¶ 11, 13–14, 79, 96, and Defendants’ motion, Doc. No. 52-1 at 24–25, Plaintiffs
22 do not argue in opposition to summary judgment that SDPD’s use of batons amounted to
23 excessive force. See generally Doc. No. 53 at 20–21. That said, Plaintiffs have put forth
24 evidence that at least Richardson was physically touched by an SDPD officer and that she
25 was impacted by an SDPD officer’s baton. Richardson Decl. ¶ 11. It is important to
26 note, however, that Richardson was neither struck nor hit with the baton. Based on her
27 own characterization, she was “shoved” with a baton when officers were pushing the
28 crowd back to disperse. Id. She continues that, because she could not move back due to
1 counter-protesters behind her, she fell down and another officer “picked me up by my
2 backpack and tossed me on the other side of the police line (I am 4 foot 10 and petite).”
3 Id. While Richardson contends she hit her head on the ground, see id., Plaintiffs do not
4 aver or put forth any evidence that she suffered any injuries or needed medical treatment.
5 Therefore on this record, the Court is highly doubtful that this use of force was anything
6 other than minimal. See Felarca v. Birgeneau, 891 F.3d 809, 817 (9th Cir. 2018) (noting
7 that “[w]hile baton blows are a type of force capable of causing serious injury, jabs with a
8 baton are less intrusive than overhand strikes”) (internal citation omitted); id. (“We may
9 infer from the minor nature of a plaintiff’s injuries that the force applied was minimal.”)
10 (citing Jackson v. City of Bremerton, 268 F.3d 646, 652 (9th Cir. 2001)); see also
11 Jackson, 268 F.3d at 651 (“Not every push or shove, even if it may later seem
12 unnecessary in the peace of a judge’s chambers violates the Fourth Amendment.”)
13 (quoting Graham, 490 U.S. at 396); cf. Young v. Cnty. of Los Angeles, 655 F.3d 1156,
14 1162 (9th Cir. 2011) (explaining that baton blows are regarded as intermediate force).
15 Defendants also defend the use of pepper ball munitions. It is undisputed that the
16 pepper ball munitions were aimed at the ground—not at any individuals—and that the
17 projectiles ultimately hit the ground some feet in front of the counter-protesters. There is
18 no evidence that anyone, nonetheless any Plaintiff, was physically hit or otherwise
19 injured by the pepper ball munitions, including the chemicals dispersed from the
20 projectiles.16 Assuming Plaintiffs were even present when the pepper balls were
21 deployed,17 it is not clear that such an intrusion was greater than a minimal application of
22
23
16 The Ninth Circuit has described “pepper balls” as “concentrated powdered chemical projectiles that
24
induce a physical reaction similar to that caused by pepper spray.” Puente, 123 F.4th at 1044.
25 17 Plaintiffs have failed to submit evidence demonstrating that they were even present during the
deployment of pepper ball munitions. At best, Richardson contends that she was “present for all of the
26 events depicted in the complaint” and, viewing the evidence in her favor, suggests that she was still in
the area when the pepper ball munitions were deployed. Richardson Decl. ¶¶ 6–9; but see id. ¶ 11
27 (explaining that after she was shoved to the ground, an officer moved her back to “the other side of the
police line”). But neither Sernoffsky nor Gaw offer any evidence on this point. Sernoffsky seems to
28
1 force. The Court recognizes that “[l]ess than deadly force that may lead to serious injury
2 may be used only when a strong governmental interest warrants its use, and in such
3 circumstances should be preceded by a warning, when feasible.” Deorle v. Rutherford,
4 272 F.3d 1272, 1285 (9th Cir. 2001) (discussing the reasonableness of use of a beanbag
5 projectile “akin to a rubber bullet”); see Young, 655 F.3d at 1161 (finding pepper spray is
6 an intermediate force that presents a significant intrusion upon an individual’s liberty
7 interests); Anti Police-Terror Project v. City of Oakland, 477 F. Supp. 3d 1066, 1086
8 (N.D. Cal., 2020) (finding that chemical agents and flashbang grenades also constitute
9 significant force). But the Court “may also consider the severity of injuries in evaluating
10 the amount of force used” and “may infer from the minor nature of a plaintiff’s injuries
11 that the force applied was minimal.” Felarca, 891 F.3d at 817 (first citing Santos
12 v. Gates, 287 F.3d 846, 855 (9th Cir. 2002); and then citing Jackson, 268 F.3d at 652).
13 Plaintiffs claim no injury, including from the chemical agents that were released from the
14 munitions after they hit the ground. In fact, Plaintiffs do not even argue that the use of
15 pepper ball munitions here was a significant intrusion.18 So while this type of less than
16 lethal force may be generally intrusive, here the record reflects that the amount of force
17 actually applied was minimal. See Felarca, 891 F.3d at 817 (concluding that the force
18 used was minimal despite its generally intrusive nature, where no plaintiffs required
19 medical treatment or missed the protest due to the defendants’ blows).
20
21
22 (providing that “[w]hen the call was made to disperse,” she walked her friend to the car and told SDPD
officers she “would be walking home”). And Gaw has offered no declaration or other evidence at
23 summary judgment pertaining to her presence at or involvement in the protests on January 9, 2021. In
fact, there is no evidence in the summary judgment record that Plaintiff Gaw was even present at the
24
protests in Pacific Beach on January 9, 2021.
25 Because the record only reasonably supports the conclusion that Richardson was present during
the deployment of pepper ball munitions, and Plaintiffs do not argue or contend otherwise, the Court
26 only considers whether the use pepper ball munitions against Richardson was excessive. Nevertheless,
the Court notes that, to the extent Sernoffsky or Gaw were similarly present during these events, the
27 same analysis applies.
18 Plaintiffs’ opposition is devoid of analysis or response to Defendants’ excessive force arguments. See
28
1 Next, the Court must balance the intrusion against the government’s interest.
2 Richardson admits19 she remained at the site of the unlawful assembly after she had been
3 lawfully warned to disperse and therefore was actively violating the law. Cal. Penal
4 Code § 409. Her crime, however, was not serious and “[p]rotesters’ failure to
5 immediately abide by dispersal orders do not automatically justify the use of less-lethal
6 force.” Berg v. Cnty. of L.A., No. CV 20-7870 DMG (PDx), 2021 U.S. Dist. LEXIS
7 195521, at *38 (C.D. Cal. May 28, 2021) (citing Nelson, 685 F.3d at 885 (holding that
8 any reasonable officer should be on notice that “the application of pepper spray to
9 individuals such as [plaintiff] and his associates, whose only transgression was the failure
10 to disperse as quickly as the officers desired, would violate the Fourth Amendment”)).
11 “But the government interest in using force is stronger where protesters ‘understood
12 police had ordered them to disperse, ignored or dismissed those orders, and instead
13 directly interfered with officers’ attempt to enforce [the law].’” Id. (first quoting Felarca,
14 891 F.3d at 818; and then citing Forrester, 25 F.3d at 806).
15 Here, similar to the facts in Jackson, the counter-protesters “refused to obey the
16 officers’ commands to disperse,” “shouted at the officers,” and “engaged the officers in
17 verbal and physical altercations.” See 268 F.3d at 652–53. The counter-protesters also
18 ignored warnings by police that chemical agents would be used before SWAT deployed
19 the pepper ball munitions. Id. Similar to Jackson, it is undisputed that Richardson in
20 particular understood SDPD had ordered her to disperse and that she ignored those orders
21 and instead directly interfered with officers’ attempt to maintain order by, at least,
22 remaining in the area of the unlawful assembly. See id. at 653. Richardson’s and the
23 counter-protesters’ “active interference posed an immediate threat to the officers’
24 personal safety and ability to control the group.” Id.
25
26
27 19 See supra footnote 17. To the extent any Plaintiff denies that they remained at the site of the unlawful
assembly, they could not have been present during the pepper ball shooting and therefore cannot press a
28
1 Importantly, Defendants’ use of force expert opines that, under these
2 circumstances, it was objectively reasonable to deploy pepper ball munitions. As
3 discussed above, the counter-protesters failed to disperse after at least two separate
4 unlawful assembly announcements and instead, “became increasingly violent.” Eglin
5 Decl. ¶ 29. There is no evidence that SWAT deployed the pepper ball munitions
6 “indiscriminately or at individuals that were not posing a threat.” Nelson, 685 F.3d at
7 878–79. To the contrary, as noted, it is undisputed that the pepper ball munitions were
8 deployed at the ground, several feet away from the counter-protesters. Eglin Decl. ¶¶ 14,
9 30; Def. Ex. 18-2 at 23:33:41. In Eglin’s opinion, “the use of Pepperball munitions as a
10 force multiplier, in this case, brought an increasingly violent situation to a rapid end,
11 ensuring the safety of the individuals in the crowd and the law enforcement personnel.”
12 Eglin Decl. ¶ 31. He also testified that the use of pepper ball munitions here “was
13 consistent with general law enforcement training, practices, and procedures in California
14 and was consistent with the training, policies, and procedures of the San Diego Police
15 Department.” Eglin Decl. ¶ 32.
16 Plaintiffs offer no evidence to the contrary. They do not genuinely argue the use of
17 batons or pepper ball munitions here was excessive or unreasonable under the
18 circumstances. See Doc. No. 53 at 20–21. Nor do they put forth evidence sufficient for a
19 reasonable jury to find that it was. The undisputed evidence reflects that the counter-
20 protest group was lawfully warned to disperse at least twice. Richardson admittedly
21 ignored these warnings. Even viewing the evidence in Plaintiffs’ favor, while they
22 personally may not have committed any acts of violence or thrown any objects at police,
23 Richardson nevertheless remained present at the unlawful assembly location among
24 individuals who had exhibited violence and were actively throwing items at and
25 interfering with police, and within a crowd that was growing increasingly violent and
26 noncompliant. Counter-protesters interfered with SDPD’s attempts to arrest individuals,
27 and SDPD’s attempts to force the counter-protesters to disperse by pushing the crowd
28 back were unsuccessful. As Eglin opines, the use of pepper ball munitions was, under
1 these circumstances, consistent with the general practice in California. Plaintiffs put
2 forth no evidence or argument tending to show otherwise, nor do they explain what other
3 less intrusive means of dispersal were available.
4 Therefore, as was the outcome in Jackson, the Court finds that physical pushes,
5 including with batons, and the use of less-lethal munitions here were the least intrusive
6 means to disperse a violent and unlawful crowd and protect the safety of the officers and
7 bystanders. Consequently, because Plaintiffs have failed to raise a triable issue of fact as
8 to the reasonableness of the force used, as well as Novak’s decision to order SWAT to
9 use pepper ball munitions to disperse the unlawful assembly counter-protest crowd, the
10 Court GRANTS Defendants’ motion for summary judgment as to Plaintiffs’ Fourth
11 Amendment claim.
12 3. Qualified Immunity
13 Even assuming Plaintiffs had raised a triable issue as to whether the use of force
14 here was objectively unreasonable, the Court finds that Defendants are entitled to
15 qualified immunity as to Plaintiffs’ Fourth Amendment claim. “To determine whether an
16 officer is entitled to qualified immunity, the Court asks, in the order it chooses,
17 (1) whether the alleged misconduct violated a constitutional right and (2) whether the
18 right was clearly established at the time of the alleged misconduct.” Hernandez v. City of
19 San Jose, 897 F.3d 1125, 1132 (9th Cir. 2018) (quoting Maxwell v. Cnty. of San Diego,
20 708 F.3d 1075, 1082 (9th Cir. 2013) (alterations and quotation marks omitted)). “While
21 the constitutional violation prong concerns the reasonableness of the officer’s mistake of
22 fact, the clearly established prong concerns the reasonableness of the officer’s mistake of
23 law.” Gordon v. Cnty. of Orange (Gordon II), 6 F.4th 961, 968 (9th Cir. 2021) (quoting
24 Torres v. City of Madera, 648 F.3d 1119, 1127 (9th Cir. 2011)) (quotation marks
25 omitted) (emphases in original). If the answer to either question is no, then the officer
26 cannot be held liable for damages. Id. (citation omitted).
27 “The ‘clearly established’ standard . . . requires that the legal principle clearly
28 prohibit the officer’s conduct in the particular circumstances before him.” District of
1 Columbia v. Wesby, 583 U.S. 48, 63 (2018). “The rule’s contours must be so well
2 defined that it is ‘clear to a reasonable officer that his conduct was unlawful in the
3 situation he confronted.’” Id. (quoting Saucier v. Katz, 533 U.S. 194, 202 (2001)).
4 “[T]he clearly established right must be defined with specificity,” and not at “a high level
5 of generality.” City of Escondido, Cal. v. Emmons, 586 U.S. 38, 42 (2019) (citations and
6 quotation marks omitted). “It is not necessary . . . that the very action in question has
7 previously been held unlawful. . . . But in the light of pre-existing law, the unlawfulness
8 of the officer’s conduct must be apparent.” Ziglar v. Abbasi, 582 U.S. 120, 151 (2017)
9 (citations and quotation marks omitted). “When this test is properly applied, it protects
10 ‘all but the plainly incompetent or those who knowingly violate the law.’” Hernandez,
11 897 F.3d at 1132–33 (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 743 (2011)).
12 Here, Plaintiffs have pointed to no law demonstrating that the right at issue was
13 clearly established at the time of the January 2021 protests. See Doc. No. 53 at 22.
14 Instead, they argue that Defendants bear the burden of proving qualified immunity as an
15 affirmative defense. Id. But “[t]he plaintiff ‘bears the burden of showing that the rights
16 allegedly violated were clearly established[]’” at the time of challenged conduct. Gordon
17 II, 6 F.4th at 969 (quoting Shafer v. Cnty. of Santa Barbara, 868 F.3d 1110, 1118 (9th
18 Cir. 2017)). Plaintiffs also contend that “there is a dispute of material fact regarding
19 whether anything at all was happening at the time and location Defendants declared an
20 ‘unlawful assembly’ as to only the anti-Trump side at Hornblend and Mission at 2:34
21 p.m.” Doc. No. 53 at 22. Therefore, according to Plaintiffs, “Defendants are clearly not
22 entitled to qualified immunity for declaring an ‘unlawful assembly’ to exist where the
23 criminal elements are simply not present.” Id. This argument misses the mark. In any
24 event, Plaintiffs fail to correctly identify the right at issue here with the necessary
25 specificity.
26 Prior to the January 9, 2021 protests, it was clearly established that an individual
27 has a right to be free from excessive force and that “force is only justified when there is a
28 need for force.” See Blankenhorn v. City of Orange, 485 F.3d 463, 481 (9th Cir. 2007).
1 However, “[p]laintiffs asserting excessive force claims must . . . point to an existing rule
2 that ‘squarely governs’ the facts at issue and that moves the officer’s actions outside the
3 ‘hazy border between excessive and acceptable force.’” Hopson v. Alexander, 71 F.4th
4 692, 698 (9th Cir. 2023) (first quoting Brosseau v. Haugen, 543 U.S. 194, 201 (2004);
5 and then citing Rivas-Villegas v. Cortesluna, 595 U.S. 1, 6 (2021) (per curiam)
6 (explaining that the burden is on the plaintiff to identify precedent “that put [the
7 defendant] on notice that his specific conduct was unlawful”)). The Supreme Court has
8 cautioned that the “[u]se of excessive force is an area of the law in which the result
9 depends very much on the facts of each case, and thus police officers are entitled to
10 qualified immunity unless existing precedent squarely governs the specific facts at issue.”
11 Kisela v. Hughes, 584 U.S. 100, 104 (2018). This is in part because “[i]n performing the
12 qualified immunity analysis, we do not ‘second-guess officers’ real-time decisions from
13 the standpoint of perfect hindsight.’” Hopson, 71 F.4th at 700 (quoting O’Doan, 991
14 F.3d at 1036).
15 To defeat Defendants’ claim of qualified immunity here, Plaintiffs therefore must
16 demonstrate that based upon the state of the law available at the time of the protests, the
17 reasonable official knowing what Defendants knew would have understood that the
18 pushing individuals using batons and deploying pepper ball munitions at the ground in an
19 effort to disperse an unlawful assembly crowd constituted excessive force in violation the
20 Fourth Amendment. Here, neither the parties’ briefing nor the Court’s independent
21 research has revealed any case “that articulates a constitutional rule specific enough to
22 alert these [officers] in this case that their particular conduct was unlawful.” Spencer v.
23 Pew, 117 F.4th 1130, 1138 (2024) (emphasis in original). It was not clearly established
24 law that an individual has a right to be free from a baton push when they remain present
25 at the site of an unlawful assembly after being warned to disperse more than once. See
26 Felarca, 891 F.3d at 822 (finding no violation of clearly established law where, “after
27 several warnings to disperse have been given, the officer uses baton strikes on a
28 plaintiff’s torso or extremities for the purpose of moving a crowd actively obstructing the
1 officer from carrying out lawful orders in a challenging environment”). And the Court is
2 unable to find a single Ninth Circuit case analyzing the deployment of less-lethal
3 projectiles, such as pepper ball munitions, at the ground—let alone one holding that such
4 a use of force is excessive in the context of dispersing from the site of an unlawful
5 assembly a noncompliant crowd of individuals who had been violent and posed a
6 continuing threat of violence, and had ignored all dispersal orders and use of force
7 warnings. All of the cases in this space involve individuals who were ultimately shot
8 with the projectiles, which Plaintiffs were not.
9 The Court finds that Nelson is distinguishable and that such a distinction is
10 instructive here. In Nelson, the Ninth Circuit considered an excessive force claim where
11 police fired pepper balls at a crowd of college-aged partygoers who were trespassing.
12 See Nelson, 685 F.3d at 872–73. Although there were some individuals who had thrown
13 bottles at the officers, it was undisputed that the Nelson plaintiff was not among that
14 group of individuals. Id. at 883. Nevertheless, officers shot at the Nelson plaintiff while
15 he was attempting to leave, and he was hit by a projectile. Id. at 882–83. The Ninth
16 Circuit concluded that this use of force was not “justified by the government’s interest in
17 stopping any and all disorderly behavior,” particularly when the partygoers could have
18 been “dispersed by less forceful means.” Id. at 883.
19 Here, Richardson was among the crowd of individuals that were throwing items
20 such as glass bottles at police and interfering with officers’ efforts to make arrests.
21 Richardson was not attempting to leave but admits she remained in the area to continue
22 protesting. Officers did not aim the pepper ball munitions at Richardson or the crowd,
23 but rather aimed and fired them at the ground. And Richardson was not struck by any
24 projectiles. Unlike in Nelson, then, it cannot be said on these facts that Richardson had a
25 clearly established right to be free from having pepper balls shot at the ground, feet away
26 from her.
27 Plaintiffs have identified no such case addressing these or sufficiently similar facts
28 and holding that the use of batons to push a crowd, and firing pepper ball munitions at the
1 ground, violates an individual’s Fourth Amendment rights under similar circumstances.
2 As there is no existing precedent that squarely governs these facts and holds that they are
3 insufficient to justify the use of minimal force and less-than lethal munitions, especially
4 where those munitions were properly deployed at the ground, feet away from individuals,
5 the Court finds that Defendants are entitled to qualified immunity. On this alternative
6 ground, the Court GRANTS Defendants’ motion for summary judgment as to Plaintiffs’
7 Fourth Amendment claim.
8 C. Fourteenth Amendment
9 Finally, Plaintiffs contend that Defendants violated their Fourteenth Amendment
10 substantive due process right to remain in a place of their choosing. Compl. ¶ 98.
11 Defendants argue that Plaintiffs claims are more appropriately analyzed under the Fourth
12 Amendment. Doc. No. 52-1 at 26. The Court agrees. Plaintiffs’ arguments in opposition
13 are inapposite. See Doc. No. 53 at 21–22. First, they argue that “[i]n the context of a
14 loitering ordinance, the Supreme Court has held that the Due Process clause of the
15 Fourteenth Amendment protects an individual’s right to remain in a place of one’s
16 choosing.” Id. at 21. But the present case does not involve a loitering ordinance, nor
17 does it involve the “freedom to loiter for innocent purposes,” which the Supreme Court
18 recognized as “part of the ‘liberty’ protected by the Due Process Clause of the Fourteenth
19 Amendment.” City of Chicago v. Morales, 527 U.S. 41, 54 (1999). This case involves
20 Plaintiffs’ asserted rights to be free from unreasonable seizures as well as government
21 interference with their right to peacefully assemble. More specifically, the facts of this
22 case center around a protest that was ultimately determined by police to be an unlawful
23 assembly and the subsequent dispersal efforts by police.
24 These facts and asserted violations of rights implicate the First and Fourth
25 Amendments. And “[w]here a particular Amendment provides an explicit textual source
26 of constitutional protection against a particular sort of government behavior, that
27 Amendment, not the more generalized notion of ‘substantive due process,’ must be the
28 guide for analyzing these claims.” Albright v. Oliver, 510 U.S. 266, 273 (1994) (cleaned
1 up); see also J.T. v. City & Cnty. of S.F., No. 23-cv-06524-LJC, 2024 U.S. Dist. LEXIS
2 105472, at *40 (N.D. Cal. June 13, 2024) (dismissing Fourteenth Amendment substantive
3 due process claim based upon an allegedly unlawful arrest “as redundant” and not
4 supported by law “because all claims for unreasonable search and seizure must be
5 analyzed under the Fourth Amendment”) (internal quotation marks and citation omitted).
6 Addressing this point, Plaintiffs curiously argue that “this ignores the equal
7 protection argument and differential treatment of the [protest] side as well as other
8 bystanders, as Plaintiffs are not alleged to have engaged in any of the actions themselves
9 that Defendants contend made some subset of the people present guilty of engaging in an
10 ‘unlawful assembly.’” Doc. No. 53 at 21–22. It is not clear to what “equal protection
11 argument” Plaintiffs are referring. There is no equal protection claim in their pleading.
12 To be sure, Plaintiffs’ Complaint is devoid of any mention of equal protection. Instead,
13 Plaintiffs expressly plead that they press their claim based upon a violation of their
14 “Fourteenth Amendment right to due process and to remain in a place of their choosing.”
15 Compl. ¶ 98.
16 For the reasons discussed above, Plaintiffs did not have a right “to remain in a
17 place of their choosing” when that place is the site of an unlawful assembly. Moreover,
18 Plaintiffs do not explain to what protected class they belong. Serrano v. Francis, 345
19 F.3d 1071, 1082 (9th Cir. 2003) (“To state a claim for violation of the Equal Protection
20 Clause, a plaintiff must show that the defendant acted with an intent or purpose to
21 discriminate against him based upon his membership in a protected class.”). Nor do
22 Plaintiffs plead, explain, or put forth evidence or argument tending to show that they are
23 a “class of one,” Willowbrook v. Olech, 528 U.S. 562, 564 (2000), and were intentionally
24 treated differently than others, with whom they are similarly situated “in all material
25 respects,” SmileDirectClub, Ltd. Liab. Co. v. Tippins, 31 F.4th 1110, 1123 (9th Cir. 2022)
26 (“We join our sister circuits in holding that a class-of-one plaintiff must be similarly
27 situated to the proposed comparator in all material respects.”). There is no evidence
28 Plaintiffs were singled out. Additionally, Plaintiffs have made no effort to identify a
1 similar comparator. Presumably, Plaintiffs base this hypothetical equal protection claim
2 on their position that they, and the counter-protest group generally, were treated
3 differently than the protesters. But the threshold inquiry is whether Plaintiffs and the
4 comparator—the protesters—were similarly situated. City of Cleburne v. Cleburne
5 Living Ctr., 473 U.S. 432, 439 (1985). Thus, Plaintiffs would at a minimum need to put
6 forth evidence demonstrating either that both groups were violent and/or posed an
7 immediate threat of violence, or that both groups were peaceful and posed no threat of
8 violence. They have not done so.
9 Consequently, the Court finds that Plaintiffs’ Fourteenth Amendment substantive
10 due process claim is duplicative of their other claims and that an independent claim is not
11 supported by the undisputed facts or law on this record. As such, the Court GRANTS
12 Defendants’ motion for summary judgment as to Plaintiffs’ Fourteenth Amendment
13 claim.
14 D. Conspiracy Allegations
15 Finally, Defendants seek summary judgment as to Plaintiffs’ conspiracy claim.
16 Doc. No. 52-1 at 27. So far as the Court can tell, there is no such conspiracy claim.
17 Instead, in one instance, Plaintiffs allege that “Defendants each conspired to violate and
18 did violate and/or ratify the violation of the First, Fourth, and Fourteenth Amendment
19 rights of Plaintiffs . . . .” Compl. ¶ 95. According to Defendants, this allegation is
20 unsupported by the evidence. Doc. No. 52-1 at 27. Plaintiffs do not respond to this
21 argument. See Doc. No. 53.
22 As an initial matter, all three Defendants are state actors who were present at and
23 actively participated in the events in question. So it is not entirely clear if conspiracy
24 liability is relevant or applicable here. See Lacey v. Maricopa Cnty., 693 F.3d 896, 935
25 (9th Cir. 2012) (en banc) (“Conspiracy may, however, enlarge the pool of responsible
26 defendants by demonstrating their causal connections to the violation; the fact of the
27 conspiracy may make a party liable for the unconstitutional actions of the party with
28 whom he has conspired. Conspiracy in § 1983 actions is usually alleged by plaintiffs to
1 draw in private parties who would otherwise not be susceptible to a § 1983 action
2 because of the state action doctrine, or to aid in proving claims against otherwise
3 tenuously connected parties in a complex case.”) (internal citations omitted). Regardless,
4 the Court agrees that Plaintiffs have put forth no evidence that Defendants formed an
5 express or implied agreement, or meeting of the minds, to deprive Plaintiffs of their
6 constitutional rights, as is required to establish conspiracy liability under section 1983.
7 Id.; see also Franklin v. Fox, 312 F.3d 423, 441 (9th Cir. 2002) (“To prove a conspiracy
8 between the police and Franklin-Lipsker under § 1983, Franklin must show an agreement
9 or meeting of the minds to violate constitutional rights.”) (internal quotation marks and
10 citation omitted).
11 Accordingly, the Court GRANTS Defendants’ motion for summary judgment to
12 the extent Plaintiffs press their claims against Defendants based upon a theory of
13 conspiracy liability.
14 V. CONCLUSION
15 For the foregoing reasons, the Court GRANTS Defendants’ motion for summary
16 judgment in its entirety. The Court DIRECTS the Clerk of Court to enter summary
17 judgment in favor of Defendants on all of Plaintiffs’ claims.
18 IT IS SO ORDERED.
19 Dated: March 26, 2025
20 _____________________________
21 HON. MICHAEL M. ANELLO
United States District Judge
22
23
24
25
26
27
28