"Maine Rules of Evidence do not apply in administrative hearings."
How later courts described this case
- "Maine Rules of Evidence do not apply in administrative hearings."
Written by the judges who cited it.
The opinion
STATE OF MAINE SUPERIOR COURT
KENNEBEC, ss CIVIL ACTION
DOCKET NO. AP-19-01
STACEY PALMER,
Petitioner
V. DECISION AND ORDER
(M.R.Civ.P. 80C)
MAINE STATE BOARD
OF NURSING,
Respondent
Before the court is Petitioner Stacey Palmer's (Palmer) M.R. Civ. P. 80C
Appeal of Final Agency Action against the Maine State Board of Nursing (Board).
For the reasons explained below, the court finds that Palmer's Rule 80C appeal
should be denied.
I. Background
The following facts are based on the Certified Administrative Record (R), and
the findings of fact made by the Board in its Decision and Order that is under review.
Palmer is a registered nurse, or RN, licensed to practice in Maine. (R. 23.) Palmer
was employed as a contract nurse by All Med Staffing of New England and was
assigned to work at Glenridge, an Alzheimer and dementia specialized division of
Maine General Health. (R. 21; 28.) On August 6, 2017, Palmer responded to a call
from a patient's ("DH") room. (R. 28.) DH had been ringing the nurses' bell and
Palmer told him to visit the nurses' station instead, if he needed assistance. (R. 24,
28.) According to Palmer, DH became defensive, raised his voice, and threatened
her with physical violence. (R. 28 .) Palmer raised her voice to be heard over DH.
(R. 28.) Palmer returned to the nurses' station and shortly thereafter, DH approached
the station to request a phone. (R. 29.) DH and Palmer again raised their voices.
(R. 24, 29.) CNA Grace Thomas (Thomas) witnessed the interaction, and testified
that Palmer "was screaming at the resident" and that Palmer's "body mechanics were
very threatening." (R. 91, 93.) Palmer contradicted Thomas' version of the events
and testified that she did not yell at the patient. (R. 238-39.)
Palmer denied getting out of her seat, but Thomas testified that she had to step
between Palmer and the resident. (R. 24, 29, 91-92.) Thomas does not recall the
actual words exchanged between Palmer and the patient, but she testified a second
time that Palmer "was definitely screaming." (R. 92, 106)) A supervisor was called
to intervene, as the patient returned to his room. The supervisor did not intervene at
the time, but questioned those involved approximately an hour after the incident.
(R. 38.) April Feltis, Clinical Nursing Supervisor, investigated the incident by
interviewing witnesses and writing summaries of the interviews. (R. 24-25, 126-28 .)
On September 22, 2017, Palmer was notified of a report filed against her by
All Med Staffing. (R. 21.) The Notice of Complaint stated that the reported incident
of Palmer yelling at a resident/patient was a possible violation of professional
conduct or other Board rules, 32 M.R.S. §§ 2105-A (2)(F), (2)(H). 1 (R. 21.) The
Notice of Hearing and Second Amended Notice of Hearing, sent on June 21, 2018,
and September 21, 2018, cited possible violations of: (1) a rule adopted by the Board
for engaging in behavior that exceeded professional boundaries, Board Rules Ch. 4
'2(F). Unprofessional Conduct. A licensee is considered to have engaged in unprofessional
conduct if the licensee violates a standard of professional behavior that has been established in
the practice for which the licensee is licensed. 32 M.R.S. § 2105-A (2)(F). 2(H) . A licensee is
also subject to discipline for a violation of the State law governing the licensing of nurse or a rule
adopted by the board. 32 M.R.S. § 2105-A(2)(H)
2
§ 3(U), and; (2) a standard of professional behavior, Provision 1 of the American
Nurses Associations' Code of Ethics. 2 (R. 18, 428.)
The State filed proposed exhibits on July 9, 2018, pursuant to a July 1, 2018
Scheduling Order. (R. 424, 426.) Palmer's counsel requested a continuance on July
10, 2018. (R. 420-21.) The hearing was continued to September 19, 2018, and the
State provided Palmer with its witness list and proposed exhibits on August 22,
2018. (R. 415-17.) Pursuant to a Continuance Order dated September 19, 2018,
proposed exhibits, witnesses, and Palmer's objections to the State's exhibits were to
be filed by September 27, 2018. (R . 415.) On September 27, 2018, Palmer identified
several character witnesses and reserved the right to use the State's witnesses and
exhibits. (R. 410.) Palmer did not object to any State exhibits or witnesses. (R. 410.)
The Board conducted the first day of the hearing on October 4, 2018. (R. 70 .)
Grace Thomas and April Feltis testified, were cross-examined, and were dismissed.
(R . 85-206 .) The hearing was continued due to an illness, apparently of Palmer's
attorney. (R. 225-26, 378.) On October 6, 2018, Palmer's counsel requested six
subpoenas for documents. (R. 406-08.) The State objected and Palmer filed a
response to the State's objections. (R. 389, 401.) On October 15, 2018, an
electronically signed subpoena was sent via email to Palmer's counsel. (R. 367 .) In
an Order on Subpoenas dated October 25, 2018, the Hearing Officer denied the
remaining subpoena requests. (R. 378) In a detailed written Evidentiary Order dated
October 29, 2018 the Hearing Officer allowed two of Palmer's exhibits and one
identified witness. (R. 372.)
' 3(U) Engaging in behavior that exceeds professional boundaries including, but not limited to,
sexual misconduct. Board Rules Ch. 4 § 3(U). The nurse practices with compassion and respect
for the inherent dignity, worth, and unique attributes of every person. Provision 1 of the
American Nurses Associations' Code of Ethics.
3
The Board conducted the final day of the hearing on November 1, 2018. (R.
209 .) Palmer's counsel moved for a "mis-hearing" and argued the motion after the
Hearing Officer had turned off the recording device to clarify the order of the
hearing. (R. 217-19.) Palmer's counsel also accused the Acting Board Chair of
"huffing and puffing," and moved that the Acting Board Chair and the Hearing
Officer both recuse themselves. (R. 217, 225 .) The Hearing Officer denied the oral
motions. (R. 229-30.) The Acting Board Chair did not recuse herself because she
"could continue to preside over the hearing in a fair and impartial manner." (R. 229 .)
Palmer testified, was cross-examined, and was dismissed as a witness on
November 1, 2018. (R. 209.) At the close of the evidence, Palmer moved to dismiss
the allegations, which the Board voted to deny after argument. (R. 323-27 .) After
closing arguments, the Board began deliberations, but paused to ask Palmer some
additional questions. (R. 347 .) When deliberations resumed, a majority of the Board
voted to find that Palmer had violated 32 M.R.S. 2105-A(2)(F) & (H) and Board
Rules Ch. 4 § 3(U). (R. 151.) The Board issued a warning and imposed a one-year
probation requiring Palmer to provide any nursing employer a copy of the Decision
and Order, submit quarterly reports from a nursing employer, and complete two
courses. (R. 16-17 .) The Board issued its written decision on December 6, 2018. (R.
17 .)
On January 7, 2019, Palmer filed an appeal from the Board's decision
pursuant to M.R. Civ. P. 80C, alleging that the Board's action was biased and
violated constitutional protections including her rights to due process and freedom
of speech. 3
'After the parties had filed their respective briefs in this Rule 80C appeal, Palmer sought leave to
file an amended complaint adding independent claims. The court denied the motion on June 3,
2019.
4
II. Standard of Review
The court reviews the Board's decision for abuse of discretion, error of law,
or findings not supported by substantial evidence in the record. Connolly v. Board
of Social Work Licensure, 2002 ME 37, ~ 6, 791 A.2d 125. "The court's review is
limited to determining whether the agency's conclusions are unreasonable, unjust,
or unlawful in light of the record." lmagineering v. Department of Professional &
Financial Regulation, 593 A.2d 1050, 1053 (Me. 1991). The court will sustain the
administrative decision if, "on the basis of the entire record before it, the agency
could have fairly and reasonably found the facts as it did." Seider v. Bd. of
Examiners of Psychologists, 2000 ME 206, ~ 9, 762 A.2d 551. The party seeking to
vacate the agency's decision bears the burden of proving that no competent evidence
exists to support the agency's decision. Id. Upon judicial review, the court's role is
to "determine whether the Board applied the law correctly and whether it exceeded
the bounds of its discretion." Lippitt v. Bd. of Certification for Geologists and Soil
Scientists, 2014 ME 42, ~ 16, 88 A.3d 154. "An abuse of discretion may be found
where an appellant demonstrates that the decisionmaker exceeded the bounds of the
reasonable choices available to it, considering the facts and circumstances of the
particular case and the governing law." Id.
III. Discussion
1. Abuse of Discretion Claims
Palmer argues that the Board abused its discretion by admitting and relying
upon Ms. Feltis 's testimony and report because it constituted hearsay and double
hearsay. The State asserts that Palmer did not preserve this issue for appeal because
she did not object to the State's exhibits or witnesses. "Plaintiffs in a Rule 80C
proceeding for review of final agency action are expected to raise any objections
they have before the agency in order to preserve these issues for appeal." Forest
Ecology Network v. Land Use Regulation Comm'n, 2012 ME 36, ~ 24, 39 A.3d 74
5
(internal citation omitted). While Palmer did not object to the State's exhibits or
witness testimony, she did object to the State's questioning of Ms. Feltis on the basis
of hearsay during the hearing. (R. 131.) The Hearing Officer ruled that the
testimony, although containing hearsay, was admissible because it was reasonable.
(R. 131.)
The standard for the admission of evidence in administrative hearings is
whether the "evidence is the kind upon which reasonable persons are accustomed to
rely in the conduct of serious affairs." 5 M.R.S. § 9057(2); see Keller v. Maine
Unemployment Ins. Comm'n, 477 A.2d 1159, 1161 (Me. 1984) ("Maine Rules of
Evidence do not apply in administrative hearings."). While the Law Court has found
that double hearsay did not satisfy the evidentiary standard for administrative
proceedings if not corroborated by additional evidence, Keller at 1161, the Court has
also emphasized that the reliability of hearsay is the determinative factor for
assessing reasonableness. Dowling v. Bangor Housing Auth., 2006 ME 136, ~ 32,
910 A.2d 376. In determining the reliability of hearsay for an administrative
proceeding, the court considers "whether the hearsay evidence is corroborated, in
whole or part, by live testimony presented at the hearing or an admission; the source
of the hearsay, including the potential for bias or motive to fabricate; and whether
the hearsay evidence is sufficiently detailed." Id. at~ 33 (quoting State v. James,
2002 ME 86, ~ 15, 797 A.2d 732) (internal quotations omitted). The Hearing Officer
did not abuse her discretion in admitting hearsay because its reliability was
established by corroborating evidence, including handwritten accounts of the event,
notes taken during Ms. Feltis's investigation, the live testimony of Ms. Feltis and
Ms. Thomas, and the sources of the hearsay were identified.
Palmer next contends that the Board abused its discretion by denying her
subpoenas. She claims that the Board, through the Hearing Officer, used a
"reasonable directness" standard, denied subpoenas on the ground of untimeliness,
6
and did not comply with Maine Rules of Civil Procedure in serving subpoenas. 5
M.R.S. § 9060(1). Palmer's arguments are without merit.
The subpoenas requested by Palmer sought "all notes, memos, records,
research, statements, copies of records reviewed, and all other material related to the
investigation of D.H, ... Terri Stone, R.N ., a supervisor in the facility, ... and Ms.
Thomas." (R. 379) Another subpoena sought "all medical records, mental health
records, employment records, workers' compensation records, civil litigation
records, criminal litigation records, human rights and/or discrimination records, and
disability records from January 1, 2007, to the present," for Ms. Thomas. Id.
Finally, Palmer sought extensive access into the medical records of the patient, DH.
The Hearing Officer issued an order dated October 25, 2018, in which she
concluded that the subpoenas in question were not "related with reasonable
directness" to any issue of fact in the proceeding before the Board. (R. 380).
Moreover, the Hearing Officer determined that Palmer's request for subpoenas was
untimely because they were submitted after the first day of the hearing and well after
the deadlines set by the Board.
Palmer claims that the Hearing Officer "made up" a "reasonable directness"
standard that does not exist in the law. Pet's Brief at 9-10. Title 5 M.R.S. §
9060(1 )(C) is the source of the reasonable directness standard utilized by the Hearing
Officer. Section 9060(1) provides that a party "shall be entitled as of right" to the
issuance of subpoenas for the production of "evidence relating to any issue of fact
in the proceeding." In attempting to determine whether a particular subpoena sought
evidence "relating to any issue of fact in the proceeding," the hearing officer was
guided by the language of section 9060(1)(C), which permits an agency to vacate or
modify a subpoena, upon the petition of a witness, if the testimony or evidence
sought "does not relate with reasonable directness to any matter in question."
7
The Hearing Officer did not "make up" or invent the reasonable directness
standard as alleged by Palmer. "Reasonable directness" is the standard to determine
whether the sought for evidence is sufficiently "related" to an issue of fact in the
proceeding. The Board did not commit error by evaluating Palmer's subpoena
requests for "reasonable directness."
Furthermore, the Board did not abuse its discretion by denying the requested
subpoenas because they were overbroad, unreasonably "wide-ranging," and
immaterial to the issues of fact in the case. Stated otherwise, in denying the
subpoenas the Board did not "exceed the bounds of reasonable choices available to
it." Lippitt v. Bd. of Certification for Geologists and Soil Scientists, 2014 ME 42, ~
16, 88 A.3d 154; see also Taylor v. Public Utilities Comm'n, 2016 ME 71, ~ 5 n.4,
138 A.3d 1214 (denying subpoenas was not an abuse of discretion). 4
Finally, Palmer's claim that the Board committed error in its handling of the
subpoenas it did allow, has no merit. Nothing in the Maine Rules of Civil Procedure
or the Administrative Procedure Act requires an agency to serve subpoenas for a
party. It was Palmer's responsibility, not the Board's, to follow through on the
service of any subpoenas.
On November 1, 2018, the Hearing Officer called the second day of the
hearing to order. The State called Ms. Palmer as its first witness of the afternoon.
As Palmer's direct examination was in progress, her counsel interrupted to ask
whether the "agreed-up evidence," i.e., the stipulation, had been provided to the
Board members. (R., 215). Apparently, there was a disagreement between the
Hearing Officer and Palmer's counsel as to the timing of informing the Board
members of the stipulation. It is apparent to the court from reading the transcript of
' Palmer has also complained that she was not provided discovery. Once again, this claim lacks
merit. The court has scrutinized the entire administrative record and is satisfied that Palmer was
provided with appropriate discovery.
8
the proceeding, that the Hearing Officer was concerned about the tone used by
Palmer's counsel, as she stated: "You need to resolve your tone, please. We're in
an administrative hearing and part of my job is to make sure we proceed in an orderly
manner." Id. Attorney Bennett replied: "Is a recording being made that will reflect
my tone?" He then proceeded to lodge an objection concerning Ms. Palmer's use of
certain notes while testifying. (R., 216).
The Hearing Officer told Attorney Bennett: "So you're misconstruing facts,"
because as far as she was concerned "[n]o one has asked me to make a ruling about
any notes." Id. Attorney Bennett told her: "Don't cut me off while I'm making a
record." Id. A discussion then ensued about the notes and whether Palmer should
be required to show the notes to opposing counsel if she was going to be using them
on the witness stand. Attorney Bennett continued to argue the point until the
following colloquy occurred:
HEARING OFFICER: Okay. So I'm going to stop you and I'm
going to enter
MR. BENNETT: You can't stop me .
HEARING OFFICER: Yes, I can .
MR. BENNETT: I'm making a record and an objection .
(OFF RECORD)
(R. 218).
There was a discussion off the record for an unknown period of time. When
the record resumed, the following colloquy took place:
HEARING OFFICER: Okay, so I'm putting the record
MR. BENNETT: Are we back on the record?
HEARING OFFICER: We are back on the record.
9
MR. BENNETT: Okay. I want the record to reflect at this point
that the Hearing Officer has shut off the recording and turned it
back on in order to say something off the record. You absolutely
interfered with the creation of a public record in an official
proceeding.
HEARING OFFICER: Okay.
MR. BENNETT: You can't do that.
HEARING OFFICER: Okay.
MR. BENNETT: I'm not proceeding. I'd like a ruling on my
motion to recuse. You shut off an official proceeding in the
middle in order to make a statement to me.
HEARING OFFICER: It's my job as the hearing officer to
regulate the course of the hearing, including what goes on the
record and what is not on the record. What I wanted to remind
you of off the record was what we agreed to prior to the hearing
which is when I would give you the opportunity to put your
objections on the record, which was explicitly stated to you to be
after your client testified during a break in the proceedings,
okay?
So now I'm going to try to back up and address your varies
[sic] objections. So I've made a ruling that if you want to show
your client's exhibits, a record or documents, whatever she
brought, to the State, give them a chance to review it. I will then
make a determination about whether she can have them with her
to testify. Would you like to take advantage of that or not?
(R., 218-19).
The Hearing Officer and Attorney Bennett then engaged in a discussion for
several minutes about whether and how Ms. Palmer could use her notes, if she
decided to refer to them. The Hearing Officer made her ruling, and was prepared at
10
that point to resume the testimony of Ms. Palmer. Attorney Bennett, however,
wanted to pursue his additional objections:
HEARING OFFICER: I think with that, we can continue with
questions.
MR. BENNETT: I just want the record to reflect that I was in
the middle of an objection.
HEARING OFFICER: But you were making statements that you
- we had talked about you doing outside the presence of the
Board.
MR. BENNETT: I was making an objection, a due process
objection. You interfered with my ability to make that record,
and now you're telling me I can't complete the objection; is that
correct?
HEARING OFFICER: No. Go ahead and complete the
objection, please. Why you do [sic] all of them on the record
now.
(R. 221).
Attorney Bennett then made a fairly lengthy statement during which he
complained about: the alleged lack of discovery; the fairness of the hearing; how his
subpoena requests were handled; time limits imposed by the hearing officer; alleged
lack of notice, and; the standard for the admission of evidence. While in the middle
of this statement, Attorney Bennett directly addressed the Chair of the Board and
said:
MR. BENNETT: Ma'am, Ms. Soneson, 1s there a problem
because you're huffing and puffing?
HEARING OFFICER: I'm going to ask
MS. SONESON: (Indiscernible).
11
HEARING OFFICER: Please don't engage. Just continue with
your argument, please Attorney Bennett.
MR. BENNETT: The last time I was here I was ill, and this
particular hearing officer refused to recognize that and voted
against a continuance.
HEARING OFFICER: Are you talking about a Board member?
Because you said hearing officer.
MR. BENNETT: I'm talking about - I believe it says Soneson .
HEARING OFFICER: Okay. I just want the record to be clear.
You said hearing officer, so
MR. BENNETT: Okay. I meant - I believe it's Nurse Soneson.
HEARING OFFICER: Okay.
MR. BENNETT: And so I just- to the extent that she's making
herself and her feelings known, I want the record to reflect that,
and I move that she recuse herself from further involvement in
these proceedings on the basis of bias and prejudice against
myself and my client, and unprofessional conduct in this
proceeding and how she treated me the last time I was here.
(R. 225-26).
Attorney Bennett continued with his objections, including that the
"stipulation" be provided to the Board, which the Hearing Officer agreed to do. (R.
226-27). The Hearing Officer again requested Attorney Bennett to finish up so that
more testimony could be taken. Attorney Bennett was not done and continued his
series of objections, often repeating what he had already said. Finally, the Hearing
Officer said: "Are you about done?" (R. 229). At this point, Attorney Bennett
moved for a mistrial or, in the alternative, for the Hearing Officer and the Chair to
12
recuse themselves from the proceeding. Both the Hearing Officer and the Chair
declined to do so. (R. 229-30).
The Hearing Officer responded to some of the objections advanced by
Attorney Bennett, and also referred to her prior written rulings. Attorney Bennett
returned to the fact that the Hearing Officer went off the record for a period of time:
MR. BENNETT: Finally, I want to reemphasize that shutting off
the official record and addressing me in the presence of the Board
and then turning on the official record after the fact is an absolute
violation of multiple due process concerns as well as conduct
code concerns. And I would emphasize my client's objection to
proceeding without a mistrial based on that.
HEARING OFFICER: Okay. So you're repeating the same
arguments.
MR. BENNETT: I'm making sure that that's clear on the record.
HEARING OFFICER: I think it's
MR. BENNETI: I'm not repeating. I'm making sure it's on the
record.
HEARING OFICER: And it is on the record. You were delving
into information that we had agreed would take place outside the
Board's hearing. I then resumed the hearing and repeated the
same information on the record. So with that, we're going to
resume the testimony ....
MR. BENNETI: And I dispute that. I dispute that
characterization.
HEARING OFFICER: That's fine.
(R. 231-32).
Palmer now claims that the Hearing Officer and the Board Chair abused their
discretion by failing to declare a mistrial and/or to recuse themselves. In her Brief
13
to this court, Palmer has stated: "The Hearing Officer, in the middle of the
Petitioner's motions, turned off the Record and scolded, berated and belittled the
Petitioner in front to the voting body of the Respondent." Pet. 's Reply Brief at 10
citing R 214. The court has scrutinized the entire record of this proceeding and has
paid particular attention to that portion of the hearing transcript at which the Hearing
Officer went off the record.
The court notes that Palmer's citation to the record (R. 214) does not provide
any support whatsoever for her claim that the Hearing Officer "scolded, berated and
belittled" her or her attorney. Indeed, nothing in the entire hearing transcript
supports such a claim. It is also clear to the court, from the entire context of what
happened, that Palmer's counsel decided, in the middle of his client's direct
examination, to interrupt the proceedings to make a litany of objections and motions
in front of the Board members, notwithstanding the fact that it had been previously
agreed that he would be given the opportunity to put his objections and motions on
the record after his client had testified.
The court is satisfied that the Hearing Officer went off the record to remind
Palmer's counsel of that agreed-upon procedure. There is absolutely no support for
Palmer's allegations that the hearing officer scolded, berated, belittled, or otherwise
chastised her or her counsel. Rather, it strikes the court that the Hearing Officer
demonstrated commendable patience with Palmer's counsel, who consistently
interrupted her and whose manner of addressing the Hearing Officer bordered on
being disrespectful, at the least. While it may have been unwise for the Hearing
Officer to go off the record at that point in the proceeding (because it simply
generated an additional objection and more accusations), Palmer was not prejudiced
in any way and the record supports the conclusion that she was given more than an
ample opportunity to make and record her objections and motions.
14
Moreover, Palmer has accused the Hearing Officer of "near-constant
berating" of her and her attorney. Pet. 's Reply Brief at 10. See also Pet. 's Brief at
14. The court has personally examined every record reference cited by Palmer in
support of this allegation and finds a complete absence of support for it.
Finally, the court concludes, based on its review of the record, that neither the
Hearing Officer nor the Board Chair abused their discretion by failing/refusing to
recuse themselves. "Due process requires a fair and unbiased hearing." Friends of
Maine's Mts. v. Ed. of Envtl. Prot., 2013 ME 25, ~ 23, 61 A.3d 689. To show bias,
Palmer must "overcome a presumption that the fact-finders, as state administrators,
acted in good faith." Id. (internal citation omitted). Presiding officers have the
"authority to regulate the course of the hearing." 5 M.R.S. § 9062(3)(C). A hearing
officer's "expressions of impatience, dissatisfaction, annoyance, and even anger" do
not constitute bias or prejudice. Lane Const. Corp. v. Town of Washington, 2008
ME 45, ~ 30 (citing Liteky v. United States, 510 U.S. 540, 555-56 (1994)). Here,
Palmer has not overcome the presumption that the Hearing Officer acted in good
faith to regulate the course of the hearing by requesting counsel to ask relevant and
material questions, to adhere to the pre-determined order of the hearing or to impose
reasonable time limits. (R. 163-64, 170, 178-79, 184, 218-32, 330-33, 338-39 .)
Likewise, Palmer has not overcome the presumption that the chairperson acted in
good faith because the record does not reflect that the chairperson acted improperly.
See Lane Const. Corp. v. Town of Washington, 2008 ME 45, at~ 30.
2. Procedural Due Process
Palmer argues that the Board's decision was the result of procedural
unfairness. Procedural due process claims are first reviewed to "determine if the
government has deprived a claimant of life, liberty or property interests. Second, if
such a deprivation occurred, it is then determined what process, pursuant to the
Fourteenth Amendment, is due utilizing the factors in Mathews v. Eldridge, 424 U.S.
15
319 (1976)." DaimlerChrysler Corp. v. Me. Revenue Servs., 2007 ME 62, ~ 26,922
A.2d 465. The Eldridge factors assess:
First, the private interest that will be affected by the official action; second,
the risk of an erroneous deprivation of such interest through the procedures
used, and the probable value, if any, of additional or substitute procedural
safeguards; and finally, the Government's interest, including the function
involved and the fiscal and administrative burdens that the additional or
substitute procedural requirement would entail.
Id. at~ 26. Palmer has a property interest in her nursing license. See Balian v. Board
of Licensure in Med., 1999 ME 8, ~ 11, 722 A.2d 364. Palmer alleges that her right
to due process was violated through the Hearing Officer's action of turning off the
recording, criticizing her attorney, imposing time limits on the hearing, arbitrarily
imposing rules, and interrupting cross-examination. "The essential requirement of
due process in the administrative context is that a party be given notice and an
opportunity to be heard." Martin v. Unemployment Ins. Comm'n, 1998 ME 271, ~
15, 723 A.2d 412. Palmer was given the opportunity to introduce evidence and did
present evidence through cross-examination of witnesses and her own testimony.
See Bolduc v. Androscoggin County Comm 'rs, 485 A.2d 655, 658 (Me. 1984).
Further, the Hearing Officer articulated an evidentiary standard and explained the
reason she went off the record. (R. 131-132; 218-219 .)
The court has already addressed the issue of the Hearing Officer going off the
record and that reasoning applies here as well. The Hearing Officer acted within her
role of regulating the course of the hearing. 5 M.R.S. § 9062(3)(C). The procedural
irregularities, if any, did not add a risk of erroneous deprivation of Palmer's license,
and the value of any additional or substitute procedural safeguards would have been
minimal. See DaimlerChrysler Corp. v. Me. Revenue Servs., 2007 ME 62, at~ 26.
16
3. Substantial Evidence
Palmer claims that the Board's decision was not supported by substantial
evidence. The court reviews the factual findings of the Board to determine whether
it "made findings not supported by substantial evidence in the record." Bankers Life
& Cas. Co. v. Superintendent of Ins., 2013 ME 7, ~ 16, 60 A.3d 1272. The court
will "examine the entire record to determine whether the agency could fairly and
reasonably find the facts as it did, even if the record contains other inconsistent or
contrary evidence." Id. The record contains Palmer's statement that she did raise
her voice. The testimony of Ms. Thomas, who described Ms. Palmer as "screaming"
at the patient/resident using body language that she found "very threatening," was
competent evidence supporting the Board's findings. Moreover, the Board had
before it the American Nurses Association Code of Ethics, and testimony from a
nurse supervisor that yelling/screaming at a patient constitutes unprofessional
conduct. (R. 28-29, 50-55, 142.) Accordingly, the Board's decision was supported
by substantial evidence in the record.
4. Whether the Board's Decision Applied a Clear Standard
Lastly, Palmer contends that the standard applied by the Board was unclear
and not supported by expert testimony. Mitchell v. Jackson, 627 A.2d 1014, 1016
17 (Me. 1993).
Palmer was charged with and disciplined for violating 32 M.R.S. §2105
A(2)(F) for engaging unprofessional conduct and 32 M.R.S. §2105-A(2)(H) for
violating a Board Rule, i.e., Board Rule 3(U). In particular, Palmer was found to
have engaged in unprofessional conduct by: (1) engaging in behavior that exceeded
professional boundaries, and; (2) engaging in behavior that violated Provision 1 of
the American Nurses Association Code of Ethics requiring nurses to practice with
compassion and respect for the inherent dignity, worth and unique attributes of every
person.
17
The State argues that the admission in evidence of the applicable provision
of the American Nurses Association Code of Ethics was sufficient for an
administrative hearing. See Balian, 1999 ME 8, at ~ 15. Further, if an act is
indisputably improper, a professional regulatory board does not need to present any
evidence of the applicable standard to support a finding that the standard has been
violated. Zablotny v. State Board of Nursing, 2017 ME 29, ~ 22, 156 A.3d 126.
While Palmer denied yelling at a patient during the hearing, multiple prior
statements made by her in which she admitted raising her voice to the patient were
made part of the administrative record. (R. 24, 28-29.) The record also includes the
American Nurses Association Code of Ethics, Provision 1, and Ms. Feltis's
testimony that yelling/screaming at a patient/resident violated that Code of Ethics.
The Board did not commit error in concluding that conduct by a nurse of yelling and
screaming at a patient/resident in a facility such as the one DH was in, constituted
unprofessional conduct. As applied to the facts of this case, the standard of conduct
by which Ms. Palmer was judged was not unclear, nor was there a need to present
additional expert testimony that screaming at a patient in the manner described by
Ms. Thomas was unprofessional.
CONCLUSION
The entry is:
The Petition for Judicial Review is DENIED and the decision of the State
Board of Nursing is AFFIRMED.
The Clerk is directed to incorporate this order into the docket b
pursuant to M.R. Civ. P. 79(a).
'\
Date: September 24, 2019
0 S
Justice, Superior Court
18