finding an arbitration award based on hearsay did not violate due pl'Ocess because the statutory grounds to overturn an arbitration award did not include due process violations of hearsay
How later courts described this case
- finding an arbitration award based on hearsay did not violate due pl'Ocess because the statutory grounds to overturn an arbitration award did not include due process violations of hearsay
Written by the judges who cited it.
The opinion
STATE OF MAINE SUPERIOR COURT
KENNEBEC, SS CIVIL ACTION
DOCKET NO. CV 15-79
AFSCM E, COUNCIL 93,
Plaintiff
v. DECISION
PENOBSCOT COUNTY
SHERIFF'S OFFICE,
Defondant
Before the court is AFSCME, Council 93 's motion to vacate an arbitration
award.
The Sheriff of Penobscot County found that Corporal William Gardner
"belittled, demeaned and intimidated" correctional officers under his supel'vision.
The Sheriff demoted Gardner, temporarily prohibited Gardner from bidding on
assignments, and permanently revoked Gardner's law enforcement commission.
Gardner filed three grievances with the County Commissioners, which held
hearings on the grievances on May 23, 2014, and June 17, 2014. The
Commissioners denied the three grievances, so Gardner demanded arbitration.
On January 23, 2015, the Board of Arbitration and Conciliation (BAC)
denied Gardner's grievance and concluded:
The County had just cause to demote the Grievant.
The County did not violate the Agreement by tempornri]y restricting
the Grievant from bidding on open shift assignments in his new
position.
The County did not violate the Agreement when it placed the Gricvant
on paid administrative leave in excess of 30 days without a report of
the outcome.
The County did not violate the Agreement when the Sheriff revoked
the Grievant's deputy commission.
The factual background is based on the facts found in RAC decision under
the findings of fact.
Gardner was a corporal at the County Corrections Line Unit, who supervised
about 15 corrections officers on his day shift at the jail. A union representative
told Sheriff Glen Ross that there were concerns that Gardner created a hostile work
environment. Although the Sheriff was willing to investigate the claims, the
County Commissioners elected to have Rebekah Smith, a private attmney,
investigate the allegations.
Smith investigated the allegations by interviewing Gardner, the
complainants, and seventeen other collateral witnesses. In Smith's report, Smith
found the complainants' testimony credible based on their demeanor and the
corroborating statements of collateral witnesses. Smith concluded "the weight of
the evidence suppo11ed the fact that the environment on Mr. Gardner's shift was
perceived by many of his subordinates as hostile." The evidence indicated "that
Mr. Gardner's supervisory approach, both in person and over the radio, relied upon
belittling, humiliating and negative treatment, often directed at female
subordinates, but also towards individuals he perceived as weak." Specifically, the
three complainants- --Corrections Officers B urgcss, Pena, und Stupak-stated that
Gardner belittled and demeaned them with sarcasm and negative comments.
When the County Commissioners reviewed Smith's report, they determined
the matter should be referred to the Sheriff for action.
After the County Commissioners sent Smith's report to the Sheriff, a hearing
was held on March 14, 2014, which was conducted by Captain Richard Clukey.
As a result of the hearing, the Sheriff found that Gardner had "engaged in repeated
conduct at work, including talking over the radio, in which [Gardner] belittled,
demeaned and intimidated persons under [his l supervision.'' The Sheriff also
found that Gardner's conduct had a negative effect on the working environment on
Gardner's shift, and on a number of individuals under Gardner's supervision. The
Sheriff demoted Gardner and prevented Gardner from being reassigned to shift he
supervised for six months.
In the Sheriffs decision, the Sheriff did not consider Gardner's counseling
and/or disciplinary action prior to 2009, but did consider the pre-2009 conduct to
put Gardner's recent conduct into context. Bused on the Article 11 of the CBA, the
Sheriff wrote in his letter to Gardner dated April 14, 2014:
Based on this contract language, I agree that no documentation of
counseling and/or disciplinary action prior to 2009 will be considered
for discipline or progressive discipline purposes, even if it is retained
in the compliance file. Any counseling and/or discipline prior to 2009
will not be considered. However, I find that the CBA does not
prohibit consideration of prior conduct to help place current conduct
in perspective, as long as counseling/disciplinary action, if any flowed
from that prior conduct, is not considered. The prior conduct is
relevant to the current matter because the complaint under
investigation is a claim of hostile work environment, which, by its
very nature, invo]vcs a single continuous pattern which includes a
series of occurrences over time. The courts view a hostile work
environment claim in this manner. Accordingly, I find that pre-2009
conduct is relevant and may be considered for the limited purpose of
placing more recent events in context.
The BAC evaluated four issues, but two are relevant to the case before this
Court:
1. Whether the Grievant was demoted without just cause in violation
of the Corrections Supervisory Unit contract.
2. Whether the County violated the Corrections Supervisory Unit
contract by temporariJy restricting the Gricvant from bidding on
open shift assignments in his new position as part of the demotion.
The BAC noted that the Sheriff considered various options to discipline
Gardner based on Gardner's previous evaluations:
He believed this required more than minor discipline. The Sheriff had
spoken with Mr. Gardner several times in the past about the need to
reduce sarcasm in communications with many employees and change
his workplace demeanor. On reviewing Mr. Gardner's evaluations,
the Sheriff saw that, for example, the 2007~08 evaluation said that
Mr. Gardner needed to avoid "rude and degrading communications/'
and the 2008-09 evaluation said Mr. Gardner "can be sarcastic and
unprofessional, making snide remarks to staff." The record showed
that Mr. Gardner's conduct would improve temporarily after
counseled or receiving unfavorable evaluations in this area, but he
would then resort back to his prior behavior. Because of the
widespread and ongoing nature of Mr. Gardner's conduct in his
supervisory capacity, the Sheriff chose demotion with a final warning
as the appropriate discipline because this would remove Mr. Gardner
from a position of authority, but with proper remedial trnining, the
Sheriff believed Mr. Gardner could use his skills to be an effective
CO. The Sheriff further directed Mr. Gardner to participate in a
program of remedial training within six months, during which period
he would not be reassigned to the same shift on which he worked as a
supervisor.
The BAC noted that the central issue in the case is whether the County had
just cause to demote Gardner. The BAC noted "just cause" is undefined:
Although there is no set definition for "just cause,» this standard
requires an employer to do what a reasonable person would do who is
mindful of the habits and customs in its field, and standards of justice
and fair dealing. This includes whether the County conducted a fair
investigation, treated the Grievant fairly in the process, and
administered a fair result. The burden is on the County to show that it
had just cause for the discipline.
The RAC noted "[t]he County took its responsibility to conduct a fair
investigation very seriously." AFSCME asked the County Commissioners to
investigate the allegations against Gardner and the County Commissioners hired a
neutral third-party investigator, Rebekah Smith, Esq.
Although the RAC determined that Gardner did not have a right to confront
witnesses, Gardner knew of the accusations and the evidence provided by the
accusers. Gardner also had the opportunity to give Ms. Smith names of individuals
who would provide information favorable to him and to provide evidence in his
defense.
The BAC concluded that the County had just cause for discipline. The BAC
noted:
Mr. Gardner had a history of ignoring these rules by making rude,
degrading, sarcastic and unprofessional comments, both directly to
people and over the radio, where coworkers and inmates could hear
these comments. The great majority of people interviewed by
Ms. Smith reported that the environment on Mr. Gardner's shift was
hostile. Even the witnesses who did not perceive hostility themselves
knew that others on the shift felt that way. As noted above,
Ms. Smith found the complainants' testimony to be credible based
upon their demeanor and the corroborating statements of other
witnesses. The weight of the evidence Ms. Smith fairly and
thoroughly gathered indicated that Mr. Gardner, both in person and
over the radio, persistently abused his power as a supervisor by
relying upon belittling, humiliating and negative treatment, often
directed at female subordinates, but also towards individuals he
perceived as weak.
Gardner provided testimony to support his argument that he was doing his job to
hold his subordinates accountable for their duties. Nevertheless, the BAC
concluded the County had just cause to discipline Gardner:
We conclude that there was ample evjdcnce in the record that
Mr. Gardner violated both the Code of Conduct and Appearance and
Article 1 of the Agreement creating a hostile work environment by
acting in a manner that was intimidating, belittling, humiliating and
negative, primarily towards female employees and others he perceived
as weak. Therefore the County had just cause to discipline him.
The RAC also evaluated whether the discipline of demotion was appropriate
under the circumstances. The BAC explained:
The evidence supports the Shcriff s conclusion that Mr. Gardner's
conduct had a significant negative impact on most of his subordinates,
that it impaired efficient functioning of the jail staff, and exposed the
County to potential legal claims. The Sheriff had verbally counseled
Mr. Gardner about his conduct, and it was the subject of some of his
evaluations. As the Sheriff demonstrated, Mr. Gardner's behavior
would improve temporarily after he was counseled, but he would
always return to his style of humiliation, sarcasm and belittling.
When a supervisor persistently abuses his power, the employer can
take away his stripes. Although Mr. Gardner could be a very
competent CO, he did not do well in apposition of authority, and it
was appropriate that the Sheriff removed him from such a position.
The Sheriff took into account Mr. Gardner's lengthy service and
experience on the job in choosing to demote him. Because there was
evidence that Mr. Gardner was a good worker in other ways, it made
sense to give him a chance to continue to be employed as a CO, but
not in a capacity that would allow him to persist in treating other COs
in a manner that violated the Agreement and Code of Conduct.
After comparing Gardner's discipline with the discipline given to other employees,
the BAC determined that the other situations were not comparable. Thus, the BAC
found the County had just cause to demote Gardner.
Next, the BAC evaluated whether the County violated the BAC contract by
temporarily restricting Gardner from bidding on open shift assignments. As part of
this, the BAC determined:
There was evidence in the record that the Sheriff and Jail
Administrator both have considerably more discretion in meting out
discipline than the five options listed in the Agreement. Examples of
discipline introduced by the Union included things such as a
conective probation status in connection with an unpaid suspension
from work. We believe that the temporary restriction on Mr.
Gardener's ability to bid on these assignments was an important
aspect of implementing the demotion. Given that Mr. Gardner was
demoted essentially for abusing his power, allowing him to work with
his former subordinates immediately afterwards would have likely
created a difficult situation affecting the jail's ability to function
effectively. This restriction provided a sensible cooling off period
that worked to protect both Mr. Gardner and the other employees.
There was no point in demoting him if he could return to his former
position. Furthermore, this was a temporary measure that has since
expired. It did not violate the Agt·eement.
Maine's Uniform Arbitration Act under 14 M.R.S. §§ 5927~5949 applies to
agreements made subsequent to October 7, 1967. 14 M.R.S. § 5946. The Parties
sometimes refer to the statutory arbitration provisions in 26 M.R.S. §§ 951-960,
but those sections "shall not apply to any provision or agreement relative to
arbitration contained in a collective bargaining contract entered into prior to
Augusta 28, 1957, or after October 6, 1967, or to any agreement to submit to
arbitration an existing controversy entered into prior to Augusta 28, 195 7, or after
October 6, 1967." 26 M.R.S. § 960. Here, the Patties entered the collective
bargaining agreement on October 19, 2009, so the court refers to Maine's Uniform
Arbitration Act under 14 M.R.S. §§ 5927-5949.
Upon application of a party, the court shall vacate an award where, among
other things, "the arbitrators exceeded their power ...." 14 M.R.S. § 5938(1)(C).
"The burden of demonstrating that an arbitrator exceeded his or her authority lies
with the party seeking to vacate the award." Stanley, 2015 Me. LEXIS 21, ii 23
(quoting Randall v. Conley, 2010 ME 68, ~ 21, 2 A.3d 328). Findings are not
reviewablc under this standard of review. Stanley, 2015 Me. LEXIS 21, ~ 24.
"In reviewing an arbitrator's award directly, the primary issue is whether the
award was within the arbitrator's authority." Stanley v. Uberty, 2015 Me. LEXIS
2 I, , 23, 111 A.3d 663, 669 (Me. 2015). "When an arbitrator stays within the
scope of [his or her] authority, the award will not be vacated even when there is an
error of law or fact." Stanley, 2015 Mc. LEXIS 21, ,r 23 (quoting Commercial
Union Ins. Co. v. Me. Rmp 'rs Mut. Ins. Co., 2002 ME 56, ,i 8, 794 A.2d 77; see
also Leete & Lemieux, 2012 ME 71, ,r 12, 53 A.3d 1106)). The party seeking to
vacate the award must show a manifest disregard of the contract:
We have previously articulated a narrow standard for determining
whether an arbitrator exceeded his authority under 14 M.R.S.A.
§ 5938(1 )(C). We must uphold the Superior Court unless it was
compelled to vacate the award. Concord Gen. Mut. Ins. v. Northern
Assurance Co., 603 A.2d 470 (Me. Feb. 13, 1992). A court may not
substitute its judgment for that of the arbitrator. It is the arbitrator's
construction of a contract that is bargained for, and only when there is
a manifest disregard of the contract or the award contravenes public
policy will we disturb the award. See Bureau of Me. State Police v.
Pratt, 568 A.2d 501, 505 (Me. 1989). The mere fact that an arbitrator
commits an error of law docs not mean that he has exceeded his
authority. See In re Appeal of Upper Providence Police Delaware Cty
Lodge #27 Fraternal Order ofPolice, 514 Pa. 501, 526 A.2d 315, 322
(Pa. 1987); School Comm. of Waltham v. Waltham Educators Ass 'n,
398 Mass. 703, 706, 500 N.E.2d 1312, 1314 (1986); Burd, Inc. v.
Stonev;//e Furniture Co., 134 Ill. App. 3d 149, 479 N.E.2d 962, 965,
88 Ill. Dec. 942 (1985).
DOT v. Me. State Emps. Assn., SRIU local /989, 606 A.2d 775, 777 (Me. 1992).
Specifically, the Law Court explained when an arbitrator exceeds his or her
authority:
When an arbitrator's decision rests on interpretation of a contract under
which
the parties' disputes arose, an arbitrator exceeds his 01· her authority
pursuant to 14 M.R.S. § 5938(1)(C) only if the arbitrator goes outside
the agreement and ' 1[ only] if all fair and reasonable minds would
agree that the construction of the contract made by the arbitrator was
not possible under a fair interpretation of contl'act." Granger N., Inc.,
v. Cianchette, 572 A.2d 136, 139 (Me. 1990) (alteration in original).
We will uphold an award "if any rational construction of the
agreement could support [it]." Dep't of Corr. v. Am. Fed'n of State,
Cnty. & Mun. Emps., Council, 93, 2000 MR 51, ,19, 747 A.2d 592.
Stanley, 2015 Me. LEXIS 21, ~ 26 (citations omitted). And overall, a plaintiffs
argument that the arbitrator exceeded his authority is a difficult claim:
IThe Law Court has] observed that "for arbitrators to make an error of
law is not to exceed their powers," and "[a] reviewing court is not
empowered to overturn an arbitration award merely because it
believes that sound legal principles were not applied." Anderson v.
Willey, 514 A.2d 807, 810 (Me. 1986). "In bargaining for an
arbitrator's decision, the parties bargain for the arbitrator's
interpretation of the law as well." id.
.S'tanley, 20 I 5 Me. LEXIS 21, ,[25 (citations omitted).
AFSCME sought a review of the arbitration decision because the arbitrators
did not act "'within the scope of the authority delegated' to them and act 'fairly
and reasonably lo the end that labor peace between lhe pub Iic employer and its
employees will be stabilized and promoted."' AFSCME divided its argument into
six Counts:
Count I: the BAC exceeded its powers by relying on "counseling" to
support just cause.
l.
Count II_: The BAC exceeded its power by considering time baned
conduct as support for the demotion.
Count III: The BAC exceeded its power by failing to reqwre
progressive discipline to justify the demotion.
Co_JJnt IV: the BAC exceeded its powers in denying Gardner his
industrial due process right to confront his accusers.
Count V: Just cause right to confront as to available evidence.
Count VI: the BAC exceeded its powers in ruling that it was entitled
to supplement the disciplinary scheme in the CBA.
I. The BAC considered the verbal counseling in the context of Gardner's
work evaluations: the verbal counsclings were reflected in Gardner's work
evaluations. The plain language of the CDA does not prohibit the Sheriff or the
BAC to consider work evaluations in deciding Gardner's demotion.
Moreover, this Court finds that the BAC may consider verbal counselings
under the CBA. Genera1ly under the CBA, "[d[iscipline shall only be administered
for just cause." Counselings may be a factor in determining discipline; the relevant
portion of the CBA stated:
Nothing in this contract shall prevent the Sheriff and/or his
designee(s) from calling an employee in for counseling purposes as
deemed necessary by the Sheriff and/or his designcc(s). Such
counseling shall not be considered disciplinary action> but written
documentation of the counseling session may be placed in the
employee's file.
Documentation of counseling and/or discipline shall be maintained in
the employee's personnel file. Provided no further counseling or
discipline has been taken regarding the employee, previous counseling
or discipline may be a factor in determining discipline and may only
be used for the purpose of discipline and may only be used for the
purpose of discipline within the following time fi:ames: ....
Thus, previous counselings may be a factor, but the CBA docs not explicitly
state that the counseling must be in writing. This interpretation allows the BAC to
consider verbal counselings.
It may be argued that this Court must look at "counseling" in the context of
the two paragraphs. In the first paragraph, the CBA described that written
documentation of counseling may be put in an employee's file. Then, in the
second paragraph, the CBA explained that any documentation of counseling shall
be maintained in the employee's file. The CBA is describing written
documentation. Consequently, the CBA's use of "previous counseling" in the
second paragraph must mean written, documented counselings.
Assuming the BAC's reference to verbal counseling violated the CBA, this
was a minor factor in comparison to the rest of the BAC's analysis. Even if this
Court considered this reference an error of law, the BAC did not exceed its
authority because the BAC had other evidence to conclude the County had just
cause. Simply put, the BAC's references to the verbal counseling do not create a
manifest disregard of the contract. DOT v. Me. State Emps. Assn., SEIU Local
1989, 606 A.2d 775, 777 (Me. 1992).
II. The CBA allows the Sheriff to consider previous counseling and
discipline as a factor in determining the current discipline as long as the Sheriff
considers the counseling within one year. Here, Gardner's counselings occurred
more than a year before this action began. And the Sheriff explicitly die.I not
consider Gardner's counseling and/or disciplinary action prior to 2009, but
considered Gardner's underlying conduct for that counseling and/or disciplinary
action. The BAC implicitly relied on Gardner's pre-2009 conduct as well. This
interpretation is consistent with the CBA as explained above.
In addition to relying on the underlying conduct, the RAC went beyond the
Sherifrs reasoning and also referenced Gardner's counseling for the prc-2009
conduct and the counseling's effoct on Gardner:
The Sheriff had verbally counseled Mr. Gardner about his conduct,
and it was the subject of some of his evaluations. As the Sheriff
demonstrated, Mr. Gardner's behavior would improve temporarily
after he was counseled, but he would always return to his style of
humiliation, sarcasm and belittling.
This was a more isolated situation that could possibly be corrected in
this manner, in contrast to Mr. Gardner's inability to change his
inappropriate behavior permanently despite previous counselings and
evaluations.
III. Progressive discipline is not required under the CBA. As explained
above, "[d[iscipline shall only be administered for just cause." Although the
Discipline and Discharge provision identifies what may be considered progressive
discipline, the plain language of the CBA does not require it.
AFSCME argued the grievance procedure would be meaningless if this
Court did not find progressive discipline was required. But the grievance procedure
is initiated by the employee to allege that the employer violated the Agreement.
Thus, Gardner was required to challenge any discipline he believed violated the
agreement.
Moreover, AFSCME cited two cases in support of its argument: Ga/ouch v.
State, 2014 Me. Super. LEXIS 159 (July 22, 2014) and AFSCA1E, Council 93 v.
City of Portland, 675 A.2d 100 (Mc. 1996). But those cases do not support
AFSCME's argument. AFSCME relied on Ga/ouch to argue that courts have
recognized proper just cause determinations can be based on the proper application
of progressive discipline. But Ga/ouch does not stand for that proposition, instead
the Ga/ouch cout1 was explaining facts of the case. Ga/ouch, 2014 Mc. Super.
LEXIS 159, * 11. AFSCME relied on AFSCME, Council 93 v. City ofPortland to
explain the meaning of progressive discipline. That is good to know, but docs not
help determine this case because, in AFSC.lv!E, Council 93 v. City ofPortland, the
Agreement referred to a regulation that required progressive discipline. AFSCME,
Council 93 v. City of Portland, 675 A.2d at 102-03. Moreover, these two cases do
not control because the CilA in this case does not required progressive discipline,
instead requires just cause.
IV. AFSCME argued the IlAC exceeded its powers by denying Gardner his
due process right to confront his accusers. AFSCME identified three particular
ways: ( 1) the investigator failed to provide Gardner with her notes from the
investigation; the BAC should have allowed Gardner to confront the witnesses
against him; and Gardner had an inherent right to a decision where each finding is
supported by an eyewitness who testifies under oath at the arbitration hearing.
Gardner's arguments essentially asks whether the BAC can rely on hearsay
evidence for its decision. Under Maine's Uniform Arbitration Act, "[t]he parties
are entitled to ... cross-examine witnesses appearing at the hearing." 14 M.R.S.
§ 5931(2). The BAC's Rules ulso give parties rights to cross-examine witnesses:
"Any party to the hearing shall have the right to be represented by counsel or by
other representative, at the party's expense, to examine and cross-examine
witnesses, and to offer documentary and other evidence." BAC's Rules,
Chapter I, § 16 (http://www.state.me.us/mlrb/bac_rules/index.htm) (notably, the
BAC's Rules are based in part on 26 M.R.S.A. §931.). Although the statute allows
for cross-examination, the cross-examination is of witnesses appearing at the
hearing; the BAC's Rules are consistent with the statute.
To resolve this issue, this Court should look broadly at what evidence is
allowed at the hearing. "The parties arc entitled to be heard, to present evidence
material to the controversy and to cross-examine witnesses appearing at the
hearing." 14 M.R.S. § 5931 (2). And the BA C's Rules require:
§ 13. Rules Regarding Evidence. The strict rules of evidence
observed by comts do not apply in matters before the Board. The
following rules regarding evidence apply:
l. Evidence. The Board shall admit evidence if it is the kind upon
which reasonable persons are accustomed to rely in the conduct of
serious affairs. Irrelevant or unduly repetitive evidence may be
excluded.
2. Rules of Privilege. The Board shall observe the rules of privilege
recognized by law.
3. Written Evidence; Exception. No sworn written evidence shall be
admitted unless the author is available for cross-examination or
subject to subpoena, except for good cause shown.
RAC's Rules, Chapter l, § 13 (http://www.state.me.us/mlrb/bac_rulcs/index.htm)
(notably, the BAC's Rules arc based in part on 26 M.R.S.A. §931.). Based on the
statute and BAC's Rules, hearsay is not explicitly prohibited.
Moreover, although Maine courts have not evaluated whether hearsay is
allowed in an arbitration hearing, district courts in the first circuit have found that
"[i]n the absence of any controlling principles established under the parties'
agreement, it was within the scope of the arbitrator's authority to determine [the
weight of hearsay]." Johnson Controls, Inc. v. Int'! Union, of Operating Eng'rs,
Local 877, No. 03-10421-GAO, 2004 U.S. Dist. LEXIS 21447, at *6 (D. Mass.
Sep. 30, 2004); see also Union De Tronquistas De P.R., l.ocal 901 v. Crowley
liner Servs., 107 F. Supp. 3d 213, 216 (D.P.R. 2015)(finding an arbitration award
based on hearsay did not violate due pl'Ocess because the statutory grounds to
overturn an arbitration award did not include due process violations of hearsay).
All fair and reasonable minds would agree that BAC's interpretation that
hearsay was pennitted at the hearing was possible under a fair interpretation of the
contract, statute, and case law.
V. AFSCME argued that the County failed to disclose a witness statement
in a timely manner. Gardner had a Loudermill-type hearing before his demotion,
but the County did not provide Pena's statement to Gardner. (citing Cleveland
Board of Rducation v. Loudermill, 470 U.S. 532, 542 (1985).) The County finally
disclosed Pena's statement to Gardner in the days prior to the arbitration hearing.
The court finds that AFSCME had the witness statement two days before the
first arbitration and about a month before the second hearing. AFSCME could
have requested a subpoena for Pena to testify before the arbitrators at the second
hearing.
VI. AFSCME argued the RAC exceed its powers by improperly ruling that
..Gardner's demotion could be supplemented by the additional penalty of not being
able lo 'bid on open shift assignments' form his new position."
The BAC affirmed that aspect of the arbitration award:
We believe that he temporary restriction on Mr. Gardner~s ability to
bid on these assignments was an important aspect of implementing the
demotion. Given that Mr. Gardner was demoted essentially for
abusing his power, allowing him to work with his former subordinates
immediately afterwards would have likely created a difficult situation
affecting the jail's ability to function effectively. This restriction
provided a sensible cooling off period that worked to protect both
Mr. Gardner and the other employees. There was no point in
demoting him if he could return to his former position. Furthermore,
this was a temporary measure that. has since expil'ed.
The Court finds that the BAC did not exceed its powers because the
restriction was necessary to effectuate the purpose of the demotion. As the BAC
explained, Gardner could have defeated the purpose of the demotion by bidding to
work with his former subordinates. Although the CBA lists only five disciplinary
action or measures, the BAC determined that the temporary restriction was an
important aspect of implementing the demotion. As the County argued before the
BAC, the temporary restriction was an integral part of the demotion. The BAC
needed this temporary restriction to effectuate the demotion.
For the reasons stated herein, the entry will be:
Plaintiffs motion to vacate the award of the Board
of Arbitration and Conciliation of January 23,
2015 is DENIED.
Clerk may docket by reference.
Donald H. Marden
Active Retired Justice
Superior Court