Opinion

United States v. Brown

  • 128 F.4th 1358
Court
Court of Appeals for the Tenth Circuit
Filed
Feb 25, 2025
Status
Published
Cited by
3 cases
Authority
More cited than 47.1%

concluding that the district court had plainly erred by failing to instruct on imperfect defense of another when the defendant hadn’t testified

How later courts described this case

  • concluding that the district court had plainly erred by failing to instruct on imperfect defense of another when the defendant hadn’t testified
  • describing the defendant’s voluntary use of methamphetamine as evidence bolstering his imperfect defense of another claim
  • stating appellant bears burden

Written by the judges who cited it.

The opinion

Appellate Case: 23-7041 Document: 96-1 Date Filed: 02/25/2025 Page: 1

FILED

United States Court of Appeals

PUBLISH Tenth Circuit

UNITED STATES COURT OF APPEALS February 25, 2025

Christopher M. Wolpert

FOR THE TENTH CIRCUIT Clerk of Court

_________________________________

UNITED STATES OF AMERICA,

Plaintiff - Appellee,

v. No. 23-7041

WILLIAM CLAYTON BROWN,

Defendant - Appellant.

_________________________________

Appeal from the United States District Court

for the Eastern District of Oklahoma

(D.C. No. 6:20-CR-00109-DCJ-1)

_________________________________

Shira Kieval, Assistant Federal Public Defender, Denver, Colorado, (Virginia L. Grady,

Federal Public Defender, with her on the briefs), for Defendant-Appellant.

Lisa C. Williams, Special Assistant United States Attorney, Muskogee, Oklahoma

(Christopher J. Wilson, United States Attorney, with her on the brief), for Plaintiff-

Appellee.

_________________________________

Before HOLMES, Chief Judge, BALDOCK, and McHUGH, Circuit Judges.

_________________________________

BALDOCK, Circuit Judge.

_________________________________

Defendant William Clayton Brown, while under the influence of

methamphetamine, busted into a locked bathroom and stabbed his friend, Damion

Martin, in the back of his skull. Martin was embracing Defendant’s sister, Lacie

Appellate Case: 23-7041 Document: 96-1 Date Filed: 02/25/2025 Page: 2

Watson, who was naked except for a shower curtain she had wrapped around her body.

Defendant was unaware Martin and Watson had a prior intimate relationship. What

Defendant did know, however, was that Watson had just yelled at Martin to “get the

fuck out” of the bathroom. Seconds later, Defendant entered the bathroom and stabbed

Martin twice, killing him. When Watson asked why he stabbed Martin, Defendant

exclaimed, “He was going to kill you, Lacie.” After the stabbing, Defendant told three

other people Martin had threatened to rape Watson.

The Government tried Defendant on one count of First-Degree Murder in Indian

Country, in violation of 18 U.S.C. §§ 1111(a), 1151 and 1153. Defendant requested

jury instructions on defense of another and the lesser-included offense of involuntary

manslaughter. The district court refused to instruct the jury on defense of another,

holding there was insufficient evidence Defendant’s claim was objectively reasonable.

But the court also omitted, without explanation, Defendant’s requested involuntary

manslaughter instruction raising the theory of imperfect defense of another. Defendant

argues this omission was plainly erroneous. We agree. A defendant is entitled to a

jury instruction on imperfect defense of another and the corresponding lesser-included

offense of involuntary manslaughter if he tenders such an instruction and produces

sufficient evidence that he subjectively believed deadly force was necessary to prevent

death or great bodily harm to another, notwithstanding the fact that his belief was

objectively unreasonable. Defendant met that standard here. Exercising jurisdiction

under 28 U.S.C. § 1291, we reverse Defendant’s conviction and remand for a new trial.

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I.

In September 2017, Defendant lived with his girlfriend, Leonda Gibson, at her

home in Eufaula, Oklahoma. Defendant’s sister, Lacie Watson, was a close friend of

Gibson’s and lived with them full time. At that time, Watson had an ongoing intimate

relationship with Damion Martin. Martin and Defendant were also friends. Watson

considered her relationship with Martin to be casual, so she did not disclose it to

Defendant.

On September 15th, 2017, Defendant, Martin, Watson, and Gibson spent much

of the day together. Late that morning, Martin and Defendant picked up Watson and

drove to a transmission shop to service Martin’s vehicle. Around noon, they left

Martin’s vehicle at the shop and called Gibson for a ride. Gibson observed Defendant

and Martin were acting “hyper.” They were “jumping around,” talking a lot, and

rapping back and forth. Gibson drove Defendant, Martin, and Watson back to her

house. Defendant and Gibson got into an argument, and Gibson left shortly thereafter.

Watson remarked Defendant and Martin were “acting crazy,” and continued singing

and rapping at Gibson’s house.

Later that afternoon, Defendant, Watson, and Martin went to Shawna Logan’s

house. Alexis Perkins lived with Logan. When Perkins arrived home around 4:30

p.m., she observed Defendant and Martin smoking marijuana together. Defendant,

Martin, and Logan left the house briefly to get food. When they returned, Defendant

and Martin smoked methamphetamine with Logan. Defendant and Martin continued

freestyle rapping at Logan’s house. At one point, Martin rapped, “I got yo’ bitch.

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She’s gonna make me rich.” Defendant “acted paranoid” and asked, “[w]ho?” At

around 7:30 p.m., Defendant urged Martin to leave so they could return to Gibson’s

house.

Watson left Logan’s house by herself to pick her daughter up from school. She

returned home to Gibson’s house that evening before Defendant and Martin. Watson

was in the middle of cleaning the house when Defendant called and told her that he

and Martin would be there in a minute. Watson, frustrated by their ongoing hyper

behavior, responded “no.” Watson explained, “they were just getting on [her] nerves”

and she “didn’t want to be around them because they were just too much.” She then

rushed to get in the shower with the intention of leaving the house before Defendant

and Martin got there.

Defendant and Martin arrived before Watson had the chance to leave. They

“busted” through the locked bathroom door while Watson was still showering.

Defendant and Martin continued singing and rapping to Watson when they came in.

One of the two placed Martin’s pistol on the bathroom counter.1 Watson abruptly told

1

The record is inconclusive as to whether Defendant or Martin placed the pistol

on the counter. Both men had a connection to the gun. Watson testified she saw

Defendant holding the gun at some point when he was in the bathroom. She also

testified she saw it “laying on the counter” but “d[id]n’t know when it got there.” It

was the same pistol Martin had threatened Watson with a few days before his death.

During that incident, Martin was having an apparent mental health crisis, and Watson

drove to his location to check on him. When she arrived, Martin pointed the gun at her

car until she talked him into putting it away. Watson did not tell Defendant about the

incident and there was no evidence Defendant found out about it from another source.

Watson saw Defendant carrying the pistol after Martin’s death.

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Defendant to “[g]et the hell out” of the bathroom because she was uncomfortable with

her brother being there while she showered. Defendant complied and exited the

bathroom. Watson instructed Martin to lock the door behind Defendant. After doing

so, Martin sat down on the toilet and resumed rapping. Watson, annoyed by the

rapping, told Martin, “Well, you can get the fuck out, too.”2 Martin responded,

“Goddamn, Lacie,” and sat back down on the toilet. Watson replied, “Well, go ahead

and get out, then.” Martin stood up to leave and asked, “can I get a hug?” Watson

consented, wrapped the shower curtain around herself, and hugged Martin. Watson

stood face-to-face with Martin with her eyes closed while they embraced.

While hugging Martin, Watson felt a “jolt,” opened her eyes, and saw that

Martin was unresponsive. Watson held on to Martin as they fell to the ground outside

of the shower. She observed blood “everywhere” and a gash on Martin’s side.

Defendant was in the bathroom standing over them. Watson stated, “I can save him,”

and put pressure on the wound on Martin’s side. Watson exclaimed to Defendant,

“Why? Why?” Defendant responded, “He was going to kill you, Lacie.” Watson

replied, “No, the fuck he wasn’t,” and repeated, “I can save him.” Defendant

responded, “No you can’t . . . I stabbed him in the brain.” Watson held Martin until he

stopped breathing and closed his eyes. Assistant Medical Examiner Doctor Cheryl

Niblo later identified stab wounds to Martin’s right upper back and right parietal skull.

2

Watson testified that Gibson’s house was “not too big” and she “was sure”

someone standing outside the bathroom with the door closed could hear their

conversation.

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She concluded the second wound went through Martin’s skull and into his brain, killing

him. Martin had methamphetamine in his system at the time of his death.

Immediately after the attack, Defendant ordered Watson to put her clothes on

and help clean up. Watson got dressed but refused to help. Defendant grabbed ahold

of Watson and escorted her to the corner of the living room. The lights were off, and

the room was dark. Watson was “still hysterical.” Defendant instructed Watson to sit

still and be silent. Defendant tossed her a bottle containing five or six pills, which she

believed to be Gibson’s Xanax prescription, and told her to take them. Watson did so.

While Watson sat in the corner of the living room, Defendant cleaned up the bathroom.

Watson saw him go back and forth between the hall bathroom and garage as he cleaned.

Although she feared retaliation from Defendant, Watson managed to text Perkins the

message “911” without Defendant seeing her.

Upon receiving Watson’s text, Perkins went over to Gibson’s house to check on

Watson. She arrived to find the lights in the living room and hallway were off. Perkins

knocked on the door two or three times and rang the doorbell. Eventually, Defendant

emerged from the hall bathroom and talked to Perkins through the closed front door.

After a brief exchange, Defendant told Perkins that Martin “left and was talking about

going to rob somebody.” Defendant could not explain who Martin left with or what

method of transportation he took. Defendant was “pushy” and “short with his

answers.” Perkins left without going inside. Watson remained silent in the corner of

the living room throughout the encounter.

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The next morning, Defendant woke Watson up and told her to drive him to his

mother’s boyfriend, Mike Harris’s house. Defendant had packed the backseat of

Watson’s car full of his belongings. Concealed beneath those items was a blue storage

tote labeled “Christmas tree” that Defendant had removed from Gibson’s garage. This

was the same storage tote investigators discovered Martin’s body in several days later.

After they arrived at Harris’s house, Defendant hid the storage tote in a metal shed

behind the house. At that time, a friend of Harris’s named George Turner lived in a

camper parked in Harris’ driveway. Turner went inside Harris’s house later that night

and conversed with Defendant and Harris. Turner testified Defendant “said something

about somebody saying that they was [sic] going to rape his sister.” He continued, “it

was something to the effect that they wanted to rape his sister and suck on her titties.”

Turner could not recall who Defendant said made those threats. A few hours later,

after midnight, Defendant knocked on Turner’s camper door and said, “come check

this out.” Defendant guided Turner over to the shed in Harris’s backyard. Once inside,

Defendant pulled out the blue tote and opened the lid to reveal a partially decomposed

body, later identified to be Damion Martin.

Gibson did not return home for several days after the stabbing. On one occasion,

three days after the incident, Defendant asked Gibson to give him a ride to his

grandparents’ house. While they were in the car together, Defendant accused Gibson

of working for the FBI and cut the cord to her vehicle’s Bluetooth device because he

thought it was recording their interaction. Gibson drove Defendant to her home but

did not go inside. Two days later, Gibson drove home to pick up her things on the way

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to school. When she arrived, Defendant was standing on the porch with a rag on top

of his head. He told Gibson he was cleaning. Gibson once again drove off without

going inside. When Gibson finally went inside her home, she noticed Defendant had

rearranged the living room furniture, scattered her Christmas decorations across the

garage, and removed the shower curtain from the hall bathroom. Gibson asked

Defendant to leave her home. In the days following Martin’s death, Defendant never

told Gibson about the stabbing. Defendant did, however, tell Gibson that Martin “had

threatened to rape Lacie.”

As Gibson left to attend class, Watson called her and asked to meet. Gibson and

Watson met in person and Watson told her about the stabbing. That night, Gibson and

Watson went to the police station to file a report. After the meeting, police went to

Gibson’s house in an attempt to locate Defendant and Martin. Defendant was there

upon the officers’ arrival. They served Defendant with a trespass notice and

transported him to Harris’ house. Several days later, Harris called the police and

reported finding a blue tote with a foul odor in the wooded lot across the street from

his house. Officers discovered Martin’s partially decomposed body inside the tote.

Police subsequently searched Gibson’s house and collected blood samples in the hall

bathroom that were consistent with Damion Martin’s DNA. Defendant was later taken

into custody and indicted on one count of first-degree murder.

Defendant was housed in pretrial custody at the McIntosh County jail. Deputy

Timothy Goodwin, Gibson’s uncle, worked at the jail and knew Defendant through

Gibson. In August of 2018, Defendant became irate because he believed the jail

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administration was stealing his commissary money. Goodwin spoke with Defendant

to calm him down. Goodwin explained the administration was redirecting deposits to

Defendant’s commissary account towards his outstanding debts. During their

interaction, Defendant stated: “I killed that MF’r for less than this. I killed him for

threatening to rape my sister.”

Defendant exercised his right to a jury trial. Relevant here, Defendant requested

jury instructions on defense of another and the lesser-included offense of involuntary

manslaughter. Defendant’s requested involuntary manslaughter instruction raised the

theory of imperfect defense of another:

To find the defendant guilty of this crime, you must be convinced that the

government has proved beyond a reasonable doubt:

First: the defendant caused the death of the victim named in the indictment;

Second: the victim was killed while the defendant was committing a lawful

act, including defense of another, in an unlawful manner, or without due

caution and circumspection, which act might produce death;

Third: the killing took place within Indian Country;

Fourth: that Mr. Brown is an Indian.

R. Vol. I at 239 (emphasis added).

Before the end of the trial, the district court held a charging conference and

presented its proposed jury instructions to the parties. During the conference, the court

explained, sua sponte, that it would exclude Defendant’s requested defense of another

instruction because Defendant failed to show his belief that deadly force was necessary

was reasonable:

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Okay. So I’ve also considered including . . . [a] defense of another

instruction. The defendant has not presented any evidence of . . . defense

of another. The only allusion to this is the possible motive . . . brought

through cross-examination. However, I don’t think it’s sufficient

evidence for the jury to find that the defendant–not [that] the defendant

didn’t believe it, but the defendant didn’t reasonably believe it, which is

necessary as there’s a reasonable person element in this self-defense

claim.

And I do not believe that there’s sufficient evidence for the jury to find

that a reasonable person . . . would have believed that Damion Martin was

going to kill or rape his sister, so I’m not going to include . . . [an]

instruction o[n] defense of another.

R. Vol. I at 686–87.

In response, defense counsel urged the court to consider Watson, Goodwin and

Turner’s testimony relaying Defendant’s statements that he believed Martin was going

to kill or rape Watson. Next, the Government weighed in and remarked that, when

viewed in Defendant’s favor, “it’s at best–it’s an imperfect self-defense, which I think

is defense of another, which I think is covered by the voluntary manslaughter

instruction . . . .” The Government concluded that, “under a reasonable person

standard[,] deadly force was not appropriate in this situation.” The court ultimately

instructed the jury on first-degree murder, second-degree murder, and voluntary

manslaughter but excluded instructions on defense of another and involuntary

manslaughter. Defendant did not object and the court offered no explanation for its

omission of the involuntary manslaughter instruction. The jury unanimously convicted

Defendant of first-degree murder. The district court subsequently granted Defendant’s

Rule 29 motion for acquittal as to first-degree murder based on its conclusion that the

evidence did not support the jury’s finding of premeditation. See Fed. R. Civ. P. 29.

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The court therefore entered a judgment of guilty as to murder in the second degree

against Defendant. The court sentenced Defendant to life imprisonment followed by a

five-year term of supervised release.

II.

Defendant argues the district court plainly erred by omitting his requested jury

instruction on involuntary manslaughter premised upon the theory of imperfect defense

of another. Defendant reasons there existed sufficient evidence to entitle him to the

instruction.

Defendant tendered jury instructions on defense of another and involuntary

manslaughter. Critically, Defendant’s requested involuntary manslaughter instruction

incorporated the theory of imperfect defense of another. But because Defendant failed

to object when the district court omitted the instruction from its proposed jury

instructions, we review for plain error. United States v. Hicks, 116 F.4th 1109, 1114

(10th Cir. 2024). To obtain reversal, Defendant must show: “(1) error, (2) that is plain,

(3) which affects the party’s substantial rights, and (4) which seriously affects the

fairness, integrity, or public reputation of judicial proceedings.” Id. (quoting United

States v. Venjohn, 104 F.4th 179, 183 (10th Cir. 2024)). “An error is plain when it is

‘clear or obvious’ that it is contrary to current Supreme Court or Tenth Circuit law.”

Id. (quoting United States v. Koch, 978 F.3d 719, 726 (10th Cir. 2020)).

The parties’ dispute is narrowly focused on whether the evidence warranted the

imperfect defense of another portion of Defendant’s requested involuntary

manslaughter instruction. It is well settled that “[a] defendant is entitled to an

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instruction as to any recognized defense for which there exists evidence sufficient for

a reasonable jury to find in his favor.” United States v. Britt, 79 F.4th 1280, 1286 (10th

Cir. 2023) (quoting Mathews v. United States, 485 U.S. 58, 63 (1988)). In assessing

whether sufficient evidence exists, “we accept the testimony most favorable to the

defendant.” United States v. Toledo, 739 F.3d 562, 567 (10th Cir. 2014). The

defendant’s burden of production is “not onerous,” and may be satisfied even where

the evidence is “contradictory and not overwhelming.” Id. at 568 (citation omitted).

This framework serves to ensure the jury is appropriately equipped to resolve the

underlying factual questions raised by the evidence at trial. Id.

One such recognized defense is imperfect defense of another. Defense of

another contains the same elements as self-defense, the only difference being whether

a defendant uses force to protect another person or himself. Tenth Cir. Crim. Pattern

Jury Instruction No. 1.28 (2021). There are two types of defense of another claims:

perfect and imperfect. Britt, 79 F.4th at 1286. Perfect defense of another occurs when

the defendant reasonably believes another person is in imminent danger of death or

great bodily harm, and in-kind force is necessary to prevent death or great bodily harm

to that person. Toledo, 739 F.3d at 567; accord Tenth Cir. Crim. Pattern Jury

Instruction No. 1.28 (2021). Perfect defense of another is a complete defense entitling

the defendant to acquittal. Britt, 79 F.4th at 1286 (citing United States v. Craine, 995

F.3d 1139, 1156 (10th Cir. 2021)). Imperfect defense of another, by contrast, occurs

when the defendant subjectively believes deadly force is necessary to prevent death or

great bodily harm to another, but his belief is objectively unreasonable. Id. Imperfect

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defense of another is a mitigation defense; if a jury finds it applies, the defendant is

guilty of involuntary manslaughter, rather than murder. Id. This is because imperfect

defense of another negates first-degree murder’s malice element. Id. at 1287 n.2.

Our precedent on imperfect self-defense is instructive. In United States v. Britt,

79 F.4th 1280, 1293 (10th Cir. 2023), we held the district court committed reversible

error by failing to instruct the jury on imperfect self-defense. In that case, the

defendant, Britt, killed his father, Gary, with a katana sword following an argument.

Id. at 1285. Gary had asked Britt to house sit while he was away with his wife on a

weekend trip. Id. at 1283. He returned home to find an intoxicated Britt outside the

house wearing only his underwear. Id. at 1284. The inside of the house was

“destroyed.” Id. Britt and Gary began to argue about the state of the house. Id. Britt

testified as to what happened next, though his account was partially contradicted by

other evidence in the record. Id. Britt alleged Gary “grabbed him around his torso and

pinned him against the dresser” and said, “he was going to show [Britt] what a bitch

was.” Id. Britt was able to pull away from Gary but testified he “knew” Gary was

coming back at him. Id. at 1291. Britt testified he then swung the katana twice at Gary

and fled the room. Id. Britt also testified Gary had threatened him many times in the

past. Id. Gary died from complications related to seven sharp-force wounds, including

a nearly severed arm. Id. at 1285. In the 911 call that recorded some of the incident,

Britt stated, “Get the fuck out of here, I’ll do it” and “I’ll cut you,” before what sounded

like swinging a katana. Id.

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We held Britt presented sufficient evidence to warrant an imperfect self-defense

instruction and the district court abused its discretion by excluding the instruction. Id.

at 1291–92. We reasoned that, despite contrary evidence, we were obligated to give

“full credence to Britt’s testimony” and accept all other trial testimony “in the light

most favorable to him.” Id. at 1291. We also explained that Britt “was entitled to have

the jury decide whether he subjectively believed that he faced an imminent risk of

death or great bodily harm . . . and, if he did, whether such belief was objectively

reasonable (self-defense) or unreasonable (imperfect self-defense).” Id. at 1292. In

sum, Britt established it is error for a district court to refuse to instruct on imperfect

self-defense when the defendant presents sufficient evidence that he subjectively

believed he faced an imminent risk of death or great bodily harm. Id. at 1292–94. This

holding applies with equal force to defense of another. See Tenth Cir. Crim. Pattern

Jury Instruction No. 1.28 (2021) (using “self-defense” and “defense of another”

interchangeably).

Britt requires us to hold the district court plainly erred by omitting Defendant’s

requested involuntary manslaughter instruction. Firstly, although Defendant did not

explicitly invoke the words “imperfect defense of another,” the record shows he

adequately requested an instruction on that theory of defense. Defendant’s requested

involuntary manslaughter instruction specified that Defendant would be guilty of

involuntary manslaughter if the jury found he “was committing a lawful act, including

defense of another, in an unlawful manner . . . .” Defendant’s language accurately,

albeit less precisely, described imperfect defense of another, which is defense of

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another conducted in a criminally negligent manner. Craine, 995 F.3d at 1156. If that

weren’t enough, the Government explicitly identified the issue of imperfect defense of

another at the charging conference. Government counsel characterized Defendant’s

request for a defense of another instruction as “imperfect self-defense, which I think is

defense of another . . . .” Additionally, Defendant went a step further than Britt by

presenting the court with the appropriate lesser-included offense instruction that

corresponds to imperfect defense of another.3 Accordingly, the district court was not

unaware that Defendant raised imperfect defense of another as a defense theory.

Secondly, the evidence at trial was plainly sufficient to warrant an imperfect

defense of another instruction. Although Defendant himself did not testify, four

separate witnesses relayed Defendant’s statements that he subjectively believed Martin

was going to kill or rape Watson.4 We are obligated to accept their testimony. Toledo,

739 F.3d at 567. First, Watson herself testified that she asked Defendant why he

stabbed Martin immediately after he did it. Defendant answered, “He was going to kill

you, Lacie.” Second, George Turner testified that, the next day, he overheard

Defendant telling Mike Harris somebody “was going to rape his sister” and “wanted to

3

Although the parties do not raise the issue, the instant case is thus

distinguishable from our precedent in Sago, where the defendant requested a legally

erroneous imperfect self-defense instruction and failed to request a lesser-included

involuntary manslaughter instruction. See Untied States v. Sago, 74 F.4th 1152, 1160–

63 (10th Cir. 2023) (stating “it would be intolerable to instruct a jury that a mitigation

affirmative defense (such as imperfect self-defense) would establish innocence of the

charged offense while failing to instruct the jury that the mitigating circumstances only

reduce culpability to that of a lesser-included offense”).

4

The Government does not challenge that rape constitutes “great bodily injury.”

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rape his sister and suck on her titties.” Third, at some point after the stabbing, but

before Defendant’s arrest, Defendant told Leonda Gibson that Martin “had threatened

to rape Lacie.” Fourth, while Defendant was in pretrial custody, he directly told

Sheriff’s Deputy Timothy Goodwin that he “killed that MF’r for less than this. I killed

him for threatening to rape my sister.”

Other evidence in the record bolstered, rather than contradicted, Defendant’s

theory, making this case even stronger than Britt. Gibson testified she saw Defendant

and Martin “tweaking” the day before and the day of Martin’s death. Alexis Perkins

testified she saw Defendant and Martin smoking methamphetamine in the evening, just

a few hours before Martin’s death. Perkins also overheard Martin rap, “I got yo’ [sic]

bitch. She’s gonna [sic] make me rich,” to which Defendant responded, “Who?” and

“acted paranoid.” A few hours later, Martin and Watson were in the bathroom alone

together while Watson showered. Defendant overheard Watson tell Martin to “get the

fuck out” of the bathroom, and Martin’s response, “Goddamn, Lacie.” When

Defendant busted through the bathroom door seconds later, Martin was hugging

Watson in the shower. Watson had wrapped the shower curtain around her to conceal

her naked body. Defendant was unaware of their prior consensual relationship.

In conclusion, viewing the evidence in a light favorable to Defendant, a jury

could have inferred Defendant was high on methamphetamine, overheard an argument

between Martin and Watson in the locked bathroom, broke in, misinterpreted their

consensual hug, and stabbed Martin to protect Watson from what he subjectively

believed to be an attempted rape. This version of events aligns with Watson, Turner,

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Gibson, and Goodwin’s trial testimony relaying Defendant’s purported subjective

belief. Accordingly, Defendant was “entitled to have the jury decide whether he

subjectively believed [Watson] faced an imminent risk of death or great bodily harm

from [Martin].” Britt, 79 F.4th at 1292. The quantum of evidence supporting an

imperfect defense instruction in this case was abundant and relatively

uncontroverted—it is thereby more compelling than the evidence we deemed sufficient

in Britt. The district court’s omission of Defendant’s requested involuntary

manslaughter instruction was thus plainly erroneous.

We now turn to the third prong of the plain-error analysis: whether the court’s

instructional error affected Defendant’s substantial rights. “To demonstrate the error

affected his substantial rights, Defendant must ‘show a reasonable probability that, but

for the error,’ the outcome of the proceeding would have been different.” United States

v. Samora, 954 F.3d 1286, 1293 (10th Cir. 2020) (quoting United States v. Benford,

875 F.3d 1007, 1017 (10th Cir. 2017)). A reasonable probability is one “sufficient to

undermine confidence in the outcome.” Id. (quotation omitted). In the jury instruction

context, an error “affects substantial rights if it ‘concerns a principal element of the

defense or an element of the crime.’” United States v. Piette, 45 F.4th 1142, 1162

(10th Cir. 2022) (quoting United States v. Duran, 133 F.3d 1324, 1330 (10th Cir.

1998)). Defendant has made the requisite showing here. The omitted involuntary

manslaughter instruction raised a defense that negated malice, a principal element of

first-degree murder. Britt, 79 F.3d at 1286–87. Furthermore, as the district court put

it, “[t]here’s almost zero evidence in this case as to any sort of motive. I mean, there’s

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some statements elicited on cross-examination but there’s really hardly anything.”

Those statements on cross-examination constituted four witnesses’ testimony repeating

Defendant’s assertion that he killed Martin without malice because he believed Martin

was going to kill or rape Watson. Given the strength of evidence supporting the

defense and relative dearth of evidence proving malice, we conclude the district court’s

omission affected Defendant’s substantial rights.5

Lastly, turning to the fourth prong of the plain-error analysis, we consider

whether the error seriously affects the fairness, integrity, or public reputation of

judicial proceedings. “‘[A] district court's failure to instruct the jury on an essential

element of the crime charged won’t always satisfy the fourth prong of the plain-error

test,’ but we have before noted that reversal is appropriate when evidence supporting

the omitted element is ‘neither overwhelming nor uncontroverted.’” Benford, 875 F.3d

at 1021 (quoting United States v. Wolfname, 835 F.3d 1214, 1223 (10th Cir. 2016)).

The district court’s omission prevented the jury from considering whether imperfect

defense of another negated malice and reduced Defendant’s culpability to involuntary

manslaughter. Craine, 995 F.3d at 1156. As discussed, the evidence of malice was

5

The Government argues Defendant’s substantial rights were unaffected

because the jury rejected his voluntary intoxication defense, and therefore would have

rejected his imperfect defense of another instruction, too. More specifically, the

Government extrapolates from the jury’s first-degree murder verdict that the jury found

Defendant was not high on methamphetamine when he stabbed Martin. This argument

fails for two reasons. First, the voluntary intoxication instruction merely states the jury

“may” consider Defendant’s intoxication in assessing premeditation, not that

intoxication necessarily negates premeditation. Second, a finding that Defendant was

intoxicated is not necessary to find he acted in imperfect defense of another.

18

Appellate Case: 23-7041 Document: 96-1 Date Filed: 02/25/2025 Page: 19

neither uncontroverted nor overwhelming. We therefore conclude the fourth prong is

satisfied.

***

For the foregoing reasons, we REVERSE Defendant’s conviction and remand

for a new trial before a properly instructed jury.6

6

After reversing Defendant’s murder conviction in this case, we need not

address Defendant’s challenge to his supervised release sentence here. Defendant was,

however, sentenced jointly in this case and Tenth Circuit Case No. 23-7040. We

address his identical sentencing challenge in an order and judgment filed in Case No.

23-7040.

19

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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