explaining that McDonnell Douglas scheme applies to § 1981 claims
How later courts described this case
- explaining that McDonnell Douglas scheme applies to § 1981 claims
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
CAMERON J. AIKENS, )
)
Plaintiff, )
)
v. ) 1:23-cv-757
)
HERBALIFE INTERNATIONAL OF )
AMERICA, INC. )
)
Defendant. )
MEMORANDUM OPINION AND ORDER
OSTEEN, JR., District Judge
Before this court is Defendant’s Motion for Summary
Judgment, (Doc. 31), Defendant’s Motion to Seal, (Doc. 33), and
Defendant’s Motion to Strike, (Doc. 43). For the reasons stated
herein, Defendant’s Motion to Strike will be granted in part and
denied in part, Defendant’s Motion for Summary Judgment will be
granted, and Defendant’s Motion to Seal will be denied.
I. FACTUAL BACKGROUND
At summary judgment, “[t]he evidence of the non-movant is
to be believed, and all justifiable inferences are to be drawn
in his favor.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242,
255(1986). “A party asserting that a fact cannot be or is
genuinely disputed must support the assertion by” either “citing
to particular parts of materials in the record” or by “showing
that the materials cited do not establish the absence or
presence of a genuine dispute, or that an adverse party cannot
produce admissible evidence to support the fact.” Fed. R. Civ.
P. 56(c)(1).1
This dispute revolves around Plaintiff’s termination of
employment with Defendant Herbalife International of America,
Inc., a company that manufactures food and supplement products.
(Pl.’s Ex. 4, Ted Collins Dep. (Doc. 39-4) at 10.)2 Plaintiff was
hired by Defendant on October 10, 2016. (Def.’s Ex. 1, Aikens
Offer Letter (Doc. 34-1) at 2.) He was twice promoted, once on
November 22, 2017, (Def.’s Ex. 2, Aikens Transfer Letter (Doc.
1 It is concerning to this court that most of the evidence
before it has been submitted without authentication and in some
cases, without a clear basis for admissibility or a finding of
relevance. However, as explained by another court in this
district in Slate v. Byrd, the 2010 amendments to Federal Rule
of Civil Procedure 56 “eliminated the unequivocal requirement
that documents submitted in support of a summary judgment motion
must be authenticated.” Slate v. Byrd, No. 1:09-cv-852, 2013 WL
1103275, at *2 n.5 (M.D.N.C. March 15, 2013), report and
recommendation adopted as modified, No. 1:09-cv-852, 2013 WL
2474336 (M.D.N.C. June 10, 2013) (citation omitted). “Under the
new rule, if the opposing party believes that [the cited]
materials cannot be presented in a form that would be admissible
in evidence, that party must file an objection.” Id. (alteration
in original) (internal quotation marks and citation omitted).
Accordingly, in the absence of objections, this court will
consider all evidence submitted.
2 All citations in this Memorandum Opinion and Order to
documents filed with the court refer to the page numbers located
at the bottom right-hand corner of the documents as they appear
on CM/ECF.
34-2)), and again on June 14, 2018, to a “Quality Control
Chemistry Lab Technician, (Def.’s Ex. 3, Position Transfer
Letter (Doc. 34-3) at 2).
Plaintiff, as a Chemistry Lab Technician, was responsible
for “performing routine physical analysis, compendial wet
chemical testing as well as instrumental methods including
automated titrimetric methods, spectrometric techniques and
assisting chemists as required.” (Def.’s Ex. 5, Job Description
(Doc. 34-5) at 2.) He was required to “provide detailed written
observations to management” and to “[i]nteract effectively with
co-workers, management and vendors in order to resolve
problems.” (Id.) Plaintiff was further required to comport with
Herbalife’s “Good Documentation Practices” (“GDP”), (see Def.’s
Ex. 8, Herbalife Internal Emails (Doc. 34-8) at 16 (“I reminded
[Plaintiff] he is going against our GDP . . . .”)), which
requires data entries to be “clearly written” and “documented at
the time of performance/verification.” (Def.’s Ex. 6, Good
Documentation Practices (Doc. 34-6) at 2.)
From late 2019 through 2021, Plaintiff’s work product and
behavior were the subject of numerous complaints. The first
documented complaint was on December 19, 2019, when Plaintiff’s
direct supervisor, Tanya Martin, received an email from David
O’Brien, Supervisor of the Quality Control Chemistry Lab.
(Def.’s Ex. 8, Herbalife Internal Emails (Doc. 34-8) at 2.)
O’Brien relayed that
a reviewer [was] stressed by the recording of a
Dextrose Equivalent completed by [Plaintiff]. . . .
This method has been completed by [Plaintiff] 4 times
recently with reviewers informing [Plaintiff] of the
requirements for the test and the issues caused by
not conducting the test properly. . . . Many questions
have arisen about the legitimacy of the testing and
the reviewers are uncomfortable reviewing tests
conducted in this manner even with manage approval.
(Id.)
In response, Martin met with Plaintiff on February 5, 2020.
(Id. at 3.) According to Martin’s notes, she “discussed with
[Plaintiff] that the expectations for his notebooks need to be
in good GMP3 order. The write up needs to be consistent and make
sense. His data needs to be in chronological time stamp order.
If I see any examples of data out of order, HR will be
notified.” (Id.)
On March 11, 2020, Martin again received an email from
O’Brien, who reported that he “received a complaint that
[Plaintiff’s] write up for Dextrose Equivalent was back dated in
several areas.” (Id. at 7.) Martin forwarded this email to two
Quality Control Department managers: Piyush Purohit and Corey
3 “GMP” is Herbalife’s shorthand for “Good Manufacturing
Practices.” (See Def.’s Ex. 6, Good Documentation Practices
(Doc. 34-6) at 2.)
Eminger. (Id. at 6.) On March 13, 2020, Martin received an email
from an Herbalife employee (name redacted) that stated: “I have
had several complains [sic] on [Plaintiff] today. . . . People
are just saying that everyone is busting butt here but trying to
get things done and he is just taking his time doing
everything.” (Def.’s Ex. A, Internal Emails (Doc. 36-1) at 10.)
Martin again met with Plaintiff on April 28, 2020. (Def.’s
Ex. 8, Herbalife Internal Emails (Doc. 34-8) at 8.) According to
her notes, they discussed, among other things, that “[Plaintiff]
will start lab audits and cleaning up today and complete this
every Tuesday and Thursday using the check list he provided.”
(Id.) She also “asked [Plaintiff] to send [her] daily emails of
which methods he ran and how many samples he tested in each
sample.” (Id.) Martin also “mentioned that chit chat in the lab
can be distracting and [Plaintiff] should be sure he is focusing
on getting his work done first.” (Id. at 9.) Martin noted that
Plaintiff “asked about the next level above a [Quality Control]
tech,” which Martin told him was a “senior [Quality Control]
tech,” a role that she noted, “[Plaintiff] would like to work
toward.” (Id.) Martin forwarded details of this meeting to
Eminger. (Id. at 8.)
On May 20, 2020, Martin and Plaintiff had another one-on-
one meeting. (Id. at 11.) Martin followed up on the series of
expectations she laid out for Plaintiff in their April 28, 2020,
meeting, asking Plaintiff why “the lab cleanliness audits [are]
not being done as discussed,” why Plaintiff has “only sent a few
daily emails with tasks and test[s] he has completed for the
day” despite being “asked almost a month ago to send them every
day,” and further, “why he had not done QCS failure forms for 2
QCS failures he had recently” because “failing to report a QCS
OOS is a problem and goes against compliance procedures.” (Id.)
Martin also again reminded Plaintiff “to be mindful of his chit
chatting and phone usage in the lab.” (Id.) Finally, Martin
let [Plaintiff] know that if he wants to be considered
for a promotion to a Sr Chemistry Tech he will have
to meet/exceed and maintain the expectations out
lined above along with his usual job duties for an
extended length of time(many months). [She] also
shared that if the above expectations are not met HR
and Corey [(Eminger)] would be notified.
(Id.) In Plaintiff’s deposition, when asked if he remembered
Martin telling him this, he responded “[y]es.” (Def.’s Ex. 9,
Aikens Dep. Excerpts (Doc. 34-9) at 11.) When asked if he did
“meet or exceed the expectations outlined in [the] email,”
Plaintiff replied: “Yes. The senior manager, Piyush [(Purohit)],
made me a subject matter expert in . . . every test. . . . If I
was incompetent, he wouldn’t have made me that or if Tanya
[(Martin)] disagreed, she would have given pushback.” (Id. at
13.)
On June 16, 2020, Martin again received an email from
O’Brien regarding Plaintiff’s work product. (Def.’s Ex. 8,
Herbalife Internal Emails (Doc. 34-8) at 12–13.) O’Brien
explained that
[Plaintiff]’s book . . . pages 98 and 99 have errors
which are showing inconsistencies in the write up.
The biggest issue is writing the number “2” in
differing ways. This makes the write up inconsistent
and should be corrected. The “2” was flagged for a
write over which is evident. The response to the
question of how the number “2” was written was most
inappropriate “Lmao”4 that response is not acceptable
in any form. There appears to be intent to be
inconsistent in the write up . . . .”
(Id. at 12.)
Martin met with Plaintiff on June 18, 2020, to discuss
O’Brien’s concerns. (Id.) Martin discussed with Plaintiff that
“being consistent with his numbers and penmanship is expected.”
(Id.) She also “explained to him that his comments were
unprofessional,” and that “his comments need to be professional
no matter where he writes them and he said he understood.” (Id.)
On November 11, 2020, Martin noted that “[Plaintiff] had
cartoons on the computer screen” while working in the lab. (Id.
at 15.) Martin “reminded him videos are not to be played in the
lab on the computer or phones.” (Id.) According to Martin’s
notes, “Henry” had also “noted [Plaintiff] had videos pulled
4 LMAO is shorthand for “laughing my ass off.” (Def.’s Br.
(Doc. 34) at 8.)
upon the screen 11/06/20.” (Id.) Also on November 11, Martin
received an email from an employee (name redacted), who relayed
that after telling a co-worker to complete a test assigned to
Plaintiff, Plaintiff said “give my methods to her again and
you’ll see what will happen or you won’t like what will happen,”
which made the employee “very uncomfortable.” (Def.’s Ex. A,
Internal Emails (Doc. 36-1) at 5.)
On December 3, 2020, Martin noted that Plaintiff’s
“handwriting continues to be sloppy and illegible.” (Def.’s Ex.
8, Herbalife Internal Emails (Doc. 34-8) at 16.) She reminded
him “he is going against our [Good Documentation Practices] SOP
to have illegible entries.” (Id.) On December 10, 2020, Martin
noted that “2nd shift wouldn’t be reviewing [Plaintiff’s]
packets. He has too many errors and doesn’t but [sic] his data
in order.” (Def.’s Ex. A, Internal Emails (Doc. 36-1) at 3.)
In “late 2020 or early 2021,” HR was notified of “an
incident when employees observed [Plaintiff] making what
appeared to be gang signs with his fingers during a department
team meeting.” (MaryAnn Atkins Decl. (Doc. 36) ¶ 4.) According
to HR Manager, MaryAnn Atkins, the incident “was addressed with
[Plaintiff], and no further employment action by Human Resources
was necessary.” (Id.) In an email from Senior Director of
Quality Control, Ted Collins, to Atkins, Collins relayed that
“[Plaintiff] indicated . . . he was not [making gang signs] and
was instead fidgeting.” (Def.’s Ex. A, Internal Emails (Doc. 36-
1) at 2.)
In June 2021, HR was informed of reports that “[Plaintiff]
had engaged in other inappropriate behavior towards female
coworkers.” (MaryAnn Atkins Decl. (Doc. 36) ¶ 5.) According to
Atkins, two female employees reported that “while walking
towards [them] in a hallway, [Plaintiff] gestured to in between
his legs,” and those female employees “could see [Plaintiff’s]
erect penis through his pants.” (Id. at 6.) Plaintiff was
subsequently put on leave while HR investigated the incident.
(Id.) According to Atkins, the investigation revealed “other
allegations of [Plaintiff’s] inappropriate and disruptive
behavior,” and that “at least one female coworker had even
decided to leave the team because of [Plaintiff’s] behavior.”
(Id. ¶ 7.) Ultimately, however, HR was “unable to substantiate
the female employees’ allegations to a point where [HR] believed
disciplinary action was warranted,” although Collins and Atkins
“met with [Plaintiff] to stress the absolute imperative that
[he] conduct himself appropriately in the workplace going
forward.” (Id. ¶¶ 12–13.)
A compilation of undated notes from anonymous colleagues
outlines a series of complaints about Plaintiff’s work ethic and
behavior. One comment reads: “The Youtube is a daily thing for
him now and it has been for a while now. (sometime more than 2
hours a day)[.] . . . Its watching videos and cartoons. Work a
little, play around on the computer a lot . . . .” (Def.’s Ex.
A, Internal Emails (Doc. 36-1) at 11.) Another comment reads:
“He made the statement: She must be bleeding (referring that the
attitude I had was coming from me on being on my monthly).”
(Id.) Another reads: “[Plaintiff’s] sexual discussions that he
has in the lab is very disturbing. He has made comments about
how we should all leave our husbands/boyfriends and get with him
and how he can make us happy.” (Id. at 12.)
Plaintiff, in his Response in Opposition to Summary
Judgment, states: “As the record reflects every allegation of
inappropriate behavior by the Plaintiff was investigated and
they were all unfounded.” (Pl.’s Resp. (Doc. 39) at 11.) He does
not cite to any evidence to support this assertion. It is
uncontroverted that HR was unable to substantiate the female
employees’ allegations against Plaintiff with respect to the
incident where he allegedly gestured to his genitals. However,
Plaintiff does not put forth any evidence to contradict
Defendant’s evidence that 1) his write-ups were often illegible
and inaccurate, 2) he watched videos in the lab, 3) he wrote
“LMAO” in his workbook, 4) he made comments to his colleagues
that made them uncomfortable, and 5) he was required to have
one-on-one coaching with his supervisor because of these issues.5
In either 2020 or 2021, Plaintiff applied for a higher
position at Herbalife, but a different applicant, a White woman,
received the position. (Def.’s Ex. 9, Aikens Dep. Excerpts (Doc.
34-9) at 4–5; Corey Eminger Decl. (Doc. 37) ¶ 10.) In
Plaintiff’s deposition he said Corey Eminger told him that he
did not receive the promotion because “[Eminger] didn’t like the
way [Plaintiff’s] handwriting looked.” (Def.’s Ex. 9, Aikens
Dep. Excerpts (Doc. 34-9) at 6.) Eminger stated that he told
Plaintiff he “could not approve someone for promotion that was
not responding to feedback or coaching from his supervisor.”
5 Defendant submits 2019 and 2020 yearly performance
evaluations for Plaintiff. (See Def.’s Ex.7, 2019 Performance
Review (Doc. 34-7); Def.’s Ex. A, 2020 Performance Review (Doc.
37-1).) Although they are generally positive, the 2020 review
states that Plaintiff “has been coached multiple times this year
on the quality of his write ups and GDP . . . . A few behavior
issues have been addressed this year that were causing
distractions for the team.” (Def.’s Ex. A, 2020 Performance
Review (Doc. 37-1) at 9.) Additionally, in his deposition,
Collins stated: “We wo[u]ld normally not document all
performance issues in anyone’s performance review.” (Pl.’s Ex.
4, Ted Collins Dep. (Doc. 39-4) at 17.) Plaintiff does not
dispute that he was coached on the accuracy and legibility of
his write-ups. Nor does Plaintiff dispute that he engaged in
disruptive behavior in the lab, such as watching videos.
Plaintiff only argues that “every allegation of inappropriate
behavior by the Plaintiff was . . . unfounded,” although does
not cite to the record to support such a dispute of fact. (Pl.’s
Resp. (Doc. 39) at 11.)
(Corey Eminger Decl. (Doc. 37) ¶ 12.) Further, Eminger relayed
that Martin “decided that the other applicant was more qualified
for the position.” (Id. ¶ 10.) Plaintiff, in his deposition,
also said Martin told him the other applicant was “a better,
qualified candidate.” (Def.’s Ex. 9, Aikens Dep. Excerpts (Doc.
34-9) at 12–13.)6
In 2021, Defendant hired Data Dome, Inc. (“Data Dome”), a
company that, according to its President, Lisa Bouchard,
“conducts, among other things, organizational training and
development programs designed to help its clients make better
hires, develop leaders into their full potential, and build
stronger teams.” (Lisa Bouchard Decl. (Doc. 35) ¶¶ 3–4; see also
6 Plaintiff submitted an affidavit from his former co-worker
Johnna Burns, in which she states that “[Plaintiff] was passed
over for promotions several times. [He] applied for a Chem I
role, but was denied for lack of experience. Management hired a
Caucasian woman without experience for the same role.” (Pl.’s
Ex. 2, Johnna Burns Aff. (Doc. 39-2) ¶¶ 10–11). Defendant asks
this court to disregard these statements arguing they are “not
based on personal knowledge” as required by Federal Rule of
Civil Procedure 56(c)(4), which states that “[a]n affidavit or
declaration used to support or oppose a motion must be made on
personal knowledge.” (Def.’s Reply (Doc. 42) at 3–4.) Defendant
argues that there is nothing in the record to support how Burns,
who was “not a member of management, would have any personal
knowledge” as to this employment decision. (Id. at 4.) This
court agrees. Plaintiff has provided no evidence that Burns
would be personally aware of the qualifications of the other
applicant or what considerations went into the employment
decision. This court will disregard paragraphs ten and eleven of
Burns’s affidavit.
Def.’s Ex. 10, Ted Collins Dep. Excerpts (Doc. 34-10) at 5.)
Data Dome conducted a nine-month program at Herbalife designed
to address “uncooperative teamwork between first and second
shift,” and “individuals . . . making assumptions and
presenting them as facts.” (Pl.’s Ex. 4, Ted Collins Dep. (Doc.
39-4) at 42.) Throughout the program, Plaintiff appeared
“disinterested and disengaged.” (Lisa Bouchard Decl. (Doc. 35)
¶ 11.) He “regularly arrived late to the sessions, would not sit
with the group, and would not participate.” (Id.) The nine-month
program culminated on November 4th and 5th with a widely
attended two-day presentation. (Pl.’s Ex. 4, Ted Collins Dep.
(Doc. 39-4) at 51–52; Corey Eminger Decl. (Doc. 37) ¶ 18; Lisa
Bouchard Decl. (Doc. 35) ¶ 9.)
On November 4, 2021, the first day of the Data Dome final
presentation, it is undisputed that Plaintiff either made a
statement or asked a question about promotions (“Data Dome
incident”). However, the parties dispute what Plaintiff said and
how he said it.
Plaintiff stated in his deposition:
I expressed at the meeting . . . how come minorities
don’t get the same opportunity to move up as
Caucasians based on the work history and from what I
was told when people expressed their concerns to me.
. . . I said it to Lisa Brouchard [sic]. . . . She
ignored the question and proceed [sic] and skipped
over me because we was going in a circle asking
questions from left to right.
(Def.’s Ex. 9, Aikens Dep. Excerpts (Doc. 34-9) at 7.)7 Plaintiff
has submitted evidence supporting this recollection of the Data
Dome incident. In an affidavit, Plaintiff’s co-worker, Johnna
Burns, stated that she “was present during the Data Dome Meeting
on November 4, 2021 when [Plaintiff] openly asked questions
about the validity of the promotional process and specifically
whether minorities were being passed over for promotions because
of their race.” (Pl.’s Ex. 2, Johnna Burns Aff. (Doc. 39-2) ¶
3.)8 Additionally, as seen in a screenshot of an email, Tiffaney
Bledsoe wrote that she and Plaintiff “were in a meeting where
7 Plaintiff’s report of what he said at the meeting is
inconsistent. (Compare Aikens Dep. Excerpts (Doc. 34-9) at 15
(“I said . . . I was told that they only promote their favorites
and their friends), with id. at 19 (“I said minorities, not
favoritism.”).)
8 Burns stated in her affidavit that she was present at the
Data Dome meeting. (Pl.’s Ex. 2, Johnna Burns Aff. (Doc. 39-2) ¶
3.) But Plaintiff stated in his deposition that “Johnna . . .
wasn’t at my Data Dome meeting.” (Def.’s Ex. A, Aikens Dep.
Excerpts (Doc. 42-1) at 7.) Based on this discrepancy, Defendant
asks this court to disregard Burns’s statements about the Data
Dome incident, arguing that because she was not present, her
statements are “not based on personal knowledge” as required by
Federal Rule of Civil Procedure 56(c)(4), see supra n.6. (Def.’s
Reply (Doc. 42) at 3–4.) In so arguing, Defendant asks this
court to credit Plaintiff’s sworn statements over Burns’ sworn
statements. But “[c]redibility determinations . . . are jury
functions, not those of a judge.” Anderson, 477 U.S. at 255. The
fact that these statements directly conflict is concerning. But
“submitting an affidavit that presents a conflict does not, by
itself, violate any of the provisions of Rule 56(c).” Biggs v.
Edgecombe Cnty. Pub. Sch. Bd. of Educ., No. 4:16-cv-271, 2020 WL
594098, at *1 (E.D.N.C. Feb. 6, 2020). This court need not
disregard these statements.
[Plaintiff] expressed concern and questioned why minorities do
not have the opportunity of promotion that was observed with
Caucasians.” (Pl.’s Ex. 7, Emails and Text Messages (Doc. 39-7)
at 2.)
Defendant’s evidence paints a different picture of the Data
Dome incident.9 Bouchard stated that “[Plaintiff] at one point
interrupted the Department Director’s [(Collins)] presentation
of the promotions lattice to accuse Herbalife management of only
promoting employees that were their ‘friends’ and who
participated in a cross-fit workout program.” (Lisa Bouchard
Decl. (Doc. 35) ¶ 14.) Bouchard denied “ever hear[ing]
[Plaintiff] . . . complain that minorities were treated
differently than others with respect to promotions, or anything
else.” (Id. ¶ 20.) According to Eminger, “[Plaintiff]
interrupted to defiantly state that he was unfairly denied a
promotion without explanation twice due to favoritism, and that
managers only promoted their friends and those who participated
in the ‘cross-fit’ exercise program.” (Corey Eminger Decl. (Doc.
37) ¶ 20.) Collins stated that he does not recall Plaintiff
referencing minorities, but rather, remembers Plaintiff saying,
9 Plaintiff, too, submits evidence that he did not reference
minorities — according to an email where his attorney relayed a
phone call with Plaintiff’s colleague Ashley Aggers, Aggers did
not remember him explicitly mentioning race, (see Pl.’s Ex. 7,
Emails and Text Messages (Doc. 39-7) at 2).
“they hire their favorites and cross fits.” (Def.’s Ex. 10, Ted
Collins Dep. Excerpts (Doc. 34-10) at 11–12.)
The parties also dispute how Plaintiff relayed his question
or statement during the Data Dome incident. In his deposition,
Plaintiff stated that “we was going in a circle asking questions
from left to right,” (Def.’s Ex. 9, Aikens Dep. Excerpts (Doc.
34-9) at 7), and that he wasn’t “being unprofessional or
anything,” (id. at 18). Burns, in her affidavit, relayed the
same, stating that “[Plaintiff] asked the question in a
professional matter [sic].” (Pl.’s Ex. 2, Burns Aff. (Doc. 39-2)
¶ 4.) Defendant presents conflicting evidence as to how
Plaintiff expressed himself. Eminger explained that Plaintiff
“interrupted” Collins’s presentation and made a “defiant[]”
statement. (Corey Eminger Decl. (Doc. 37) ¶ 20.) Bouchard stated
that it seemed like Defendant “was attempting to hijack what the
Department was attempting to accomplish through the program.”
(Lisa Bouchard Decl. (Doc. 35) ¶ 16.) According to Collins,
“[Plaintiff] presented [his question] as an outburst during the
presentation.” (Def.’s Ex. 10, Collins Dep. Excerpts (Doc. 34-
10) at 11.)
After the incident, during the remainder of the final two-
day presentation, Plaintiff was seen “slouching in his seat,
looking at the ceiling, . . . focus[ing] on his phone,” refusing
to join a small group activity, (Corey Eminger Decl. (Doc. 37)
¶ 21), and “roll[ing] his eyes,” (Lisa Bouchard Decl. (Doc. 35)
¶ 17).
On November 8, 2021, three days after the meeting,
Plaintiff was called into Eminger’s office to discuss his
behavior during the Data Dome two-day event. (Corey Eminger
Decl. (Doc. 37) ¶ 27.) According to Eminger, “[Plaintiff] failed
to take any accountability for making false statements, in a
disruptive manner, and his overall behavior in the Data Dome
closing session.” (Id. ¶ 28.) Eminger conveyed details of the
meeting to Collins and Human Resources. (Id. ¶ 31.)
On January 6, 2022,10 Plaintiff was terminated. (Pl.’s Ex.
1, Aikens Termination Letter (Doc. 39-1); Def.’s Ex. 4,
Termination Letter (Doc. 34-4).) The termination letter stated
that Plaintiff “exhibited behavior which adversely affects or is
otherwise detrimental to the interests of Herbalife Nutrition or
employees as well as making false or defamatory statements that
may damage the reputation and/or integrity of Herbalife
Nutrition.” (Pl.’s Ex. 1, Aikens Termination Letter, (Doc. 39-1)
10 The termination letter offered by each party as an
exhibit is dated “January 5, 2022,” however the parties refer to
Plaintiff’s date of termination as “January 6, 2022” in their
briefing. (See Def.’s Br. (Doc. 34) at 7; Pl.’s Resp. (Doc. 39)
at 6.) Regardless, this one-day difference is immaterial to the
issues before the court at summary judgment.
at 1.) Specifically, the termination letter describes
Plaintiff’s conduct at the two-day Data Dome final presentation,
outlining three discrete “conduct issues”: 1) his interruption
of Collins’s presentation on November 4th, 2021, when he stated
that “management only promotes ‘their favorites,’ ‘their
friends,’” 2) Plaintiff’s disengaged attitude and lack of
participation in his small group activity on November 5th, 2021,
and 3) his downplaying of the issue and admission that he “did
not have evidence” of promotions based on favoritism in a
subsequent meeting with Eminger on November 8, 2021. (Id. at 2–
4.)
Plaintiff filed charges of discrimination with the Equal
Employment Opportunity Commission(“EEOC”), (Def.’s Ex. 13, EEOC
Charge (Doc. 34-13) at 2), and the National Labor Relations
Board (“NLRB”), (Pl.’s Ex. 3, NLRB Charge (Doc. 39-3) at 1).
In Plaintiff’s Complaint, he alleges one claim for relief
under 42 U.S.C. § 1981. (Compl. (Doc. 1) at ¶¶ 16–27.) He states
that “[w]ith discriminatory intent, Defendant intentionally
interfered with Plaintiff’s federally protected right to make
and enforce contracts in violation of 42 U.S.C. § 1981,
specifically terminating his employment and preventing him from
continuing his employment contract.” (Id. ¶ 24.) Some of
Plaintiff’s allegations imply that he was wrongfully terminated
for engaging in a protected activity, (id. ¶ 12–13, 22), but
other allegations imply that he was wrongfully terminated on the
basis of his race, (see id. ¶ 14 (“Plaintiff’s race was a factor
when Defendant terminated his employment.”)). Accordingly, this
court will construe Plaintiff’s Complaint to assert a claim of
retaliation in violation of § 1981 and a claim of racial
discrimination in violation of § 1981.
II. PROCEDURAL HISTORY
Plaintiff filed his Complaint in the Western District of
North Carolina on May 26, 2023. (Complaint (“Compl.”) (Doc. 1).)
Defendant filed a Motion to Change Venue on July 25, 2023. (Doc.
5.) The motion was granted, and the lawsuit was transferred to
this court on September 1, 2023. (Doc. 12.) Defendant filed its
Answer to Plaintiff’s Complaint on September 15, 2023. (Answer
(Doc. 15).)
On April 29, 2024, Defendant filed a Motion for Summary
Judgment, (Def.’s Mot. for Summ. J. (Doc. 31)), along with two
versions of a brief in support: a public version, (Br. in Supp.
of Def.’s Mot. for Summ. J. (Doc. 32)), and, following a Motion
to Seal, (Def.’s Mot to Seal (Doc. 33)), a version filed under
temporary seal, (Sealed Br. in Supp. of Def.’s Mot. for Summ. J.
(“Def.’s Br.”) (Doc. 34).)11 The same day, Defendant also filed
three Declarations: one from Lisa Bouchard, (Lisa Bouchard Decl.
(Doc. 35)), one from MaryAnn Atkins, (MaryAnn Atkins Decl. (Doc.
36)), and one from Corey Eminger, (Corey Eminger Decl. (Doc.
37)). Plaintiff filed a Response in Opposition to Defendant’s
Motion for Summary Judgment on June 4, 2024. (Pl.’s Resp. in
Opp’n to Def.’s Mot. for Summ. J. (“Pl.’s Resp.”) (Doc. 39)).
Defendant replied on June 18, 2024. (Def.’s Reply in Further
Supp. of Def.’s Mot. for Summ. J. (“Def.’s Reply”) (Doc. 42).)
On July 24, 2024, Defendant filed a Motion to Strike,
(Def.’s Mot. to Strike (Doc. 43)), and a supporting memorandum,
(Mem. of Law in Supp. of Def.’s Mot. to Strike (“Def.’s Mem.”)
(Doc. 44)). Plaintiff filed a Response in Opposition on August
14, 2024. (Pl.’s Resp. in Opp’n to Def.’s Mot. to Strike (Doc.
45).) Defendant replied on August 28, 2024. (Def.’s Reply (Doc.
46).)
III. ANALYSIS
A. Defendant’s Motion to Strike
Before addressing the merits of Defendant’s Motion for
Summary Judgment, this court must address evidentiary objections
raised in Defendant’s Reply, (Def.’s Reply (Doc. 42)), and in
11 This court cites to Defendant’s sealed brief throughout
this Memorandum Opinion and Order.
Defendant’s subsequent Motion to Strike, (Def.’s Mot. to Strike
(Doc. 43)), and corresponding memorandum, (Def.’s Mem. (Doc.
44)).12 Defendant objects to Plaintiff’s introduction of newly
disclosed evidence in his Response in Opposition to Summary
Judgment, (Pl.’s Resp. (Doc. 39)), and asks this court to strike
the evidence from the record and disregard it for purposes of
summary judgment. (Def.’s Mot. to Strike (Doc. 43) at 2.)13
1. Newly Disclosed Evidence
Defendant argues that Plaintiff, in his Response, “has
presented multiple pieces of ‘evidence’ that he never disclosed
to Defendant, despite multiple requests to do so.” (Def.’s Reply
(Doc. 42) at 4; see also Def.’s Mem. (Doc. 44) at 6.) First,
Defendant argues that Plaintiff has improperly presented new
messages with another Herbalife employee, Casey Wray (“Wray
Messages”). (See Def.’s Reply (Doc. 42) at 4; Def.’s Mem. (Doc.
12 Local Rule 7.6 permits a party to raise evidentiary
objections in a reply brief. See LR 7.6 (“[A] party may assert
evidentiary objections in its response or reply memorandum to
factual allegations contained in memoranda or replies supporting
or opposing . . . motions for summary judgment.”).
13 Plaintiff argues Defendant’s Motion to Strike is untimely
under the 21-day window provided by Federal Rule of Civil
Procedure 12(f). (Pl.’s Resp. in Opp’n to Def.’s Mot. to Strike
(Doc. 45) at 2.) Rule 12(f) governs motions to strike pleadings.
Fed. R. Civ. P. 12(f). Defendant’s Motion to Strike seeks to
strike arguments and evidence presented at the summary judgment
stage and thus, Rule 12(f) is inapplicable. See Fed. R. Civ. P.
7(a) (defining “pleadings”).
44) at 6–7.) Second, Defendant argues that Plaintiff improperly
presented new text messages between himself and Johnna Burns
(“Burns Text Messages”). (See Def.’s Reply (Doc. 42) at 4;
Def.’s Mem. (Doc. 44) at 7.) Third, Defendant argues that
Plaintiff improperly presented a new email from Daisha Peele
(“Daisha Peele Email”). (Def.’s Reply (Doc. 42) at 5; Def.’s
Mem. (Doc. 44) at 7.)
Defendant’s references to these newly disclosed pieces of
evidence are replete with inaccurate citations to the record.
Plaintiff has attached two text threads with Johnna Burns. One
thread with Burns is found at Docket Entry 39-5. (Def.’s Ex. 5,
Johnna Burns Text Messages (Doc. 39-5) at 1–2.) This thread is
marked on ECF as “Exhibit C.” Another thread with Burns is found
at Docket Entry 39-7, pages three and four. (Def.’s Ex. 7,
Emails and Text Messages (Doc. 39-7) at 3–4.) This thread is
part of what is marked “Exhibit E” on ECF. Defendant cites to
the Burns text messages as “ECF No. 39-5” in its Reply brief,
(Def.’s Reply (Doc. 42) at 4), and later, in its Memorandum in
Support of its Motion to Strike, as “Exhibit C (ECF No. 39-6).”
(Def.’s Mem. (Doc. 44) at 7.) This court cannot ascertain which
Burns text messages Defendant seeks to strike. Accordingly, this
portion of Defendant’s Motion to Strike is denied.
Defendant states in its Reply that the Daisha Peele Email
is found at “ECF No. 39-6, p.5,” (Def.’s Reply (Doc. 42) at 5),
but states in its subsequent Memorandum in Support of its Motion
to Strike that this email is found at “Exhibit E . . . (ECF No.
39-8).” (Def.’s Mem. (Doc. 44) at 7.) Neither Docket Entry 39-6
nor Docket Entry 39-8 contain an email from Daisha Peele.
Plaintiff presents two different emails from Daisha Peele. (See
Pl.’s Ex. 7, Emails and Text Messages (Doc. 39-7) at 1, 5.)
However, because Defendant attached the Peele email found at
Doc. 39-7, page one, to its Memorandum in Support of Summary
Judgment, (Def.’s Ex. 17, Pl.’s Produc. (Doc. 34-17) at 2), and
thus clearly received that email during discovery, this court
construes Defendant’s Motion to Strike to refer to the Peele
email found at Doc. 39-7, page five.
Finally, the Wray Messages are found at Docket Entry 39-6,
(Def.’s Ex. 6, Casey Wray Messages (Doc. 39-6).) These messages
are marked as Exhibit D on ECF. Defendant, in its Memorandum in
Support of its Motion to Strike, cites to the Wray Messages as
“Exhibit D (ECF No. 39-7).” (Def.’s Mem. (Doc. 44) at 6.) There
is only one set of messages with Wray, so despite this
deficiency, it is clear to this court that Defendant seeks to
strike Docket Entry 39-6. Accordingly, this court will analyze
whether the Wray messages and the Peele email found at Doc. 39-
7, page five, should be stricken.
Defendant argues that, during discovery, it requested that
Plaintiff produce all documents and information relating to his
claims. (Def.’s Reply (Doc. 42) at 5.) Most importantly,
Defendant requested “all documents and communications between
you and any other person that relate to the facts and
allegations upon which your Complaint is based between October
2015 and the present,” (Def.’s Mem. (Doc. 44) at 3), “all
documents evidencing communications between you and any current
or former employee of Herbalife, including but not limited to
personal notes, letters, memoranda, and emails, that pertain to
your job performance, compensation, benefits, alleged
harassment, separation from employment, or any other matter
pertaining to your employment with Herbalife, ” (id.), and “all
documents relating to any complaints or reports of
discrimination, harassment, or retaliation that you made to or
about Defendant,” (id.)
Defendant argues that these “newly-disclosed documents” are
“plainly responsive to multiple [requests for production] served
on Plaintiff by Defendant during the discovery period.” (Id. at
6.) With respect to the Wray messages and the Peele email, this
court agrees.14 But that is not the end of the inquiry. Federal
Rule of Civil Procedure 37(c)(1) explains that “[i]f a party
fails to provide information or identify a witness as required
by Rule 26(a) or (e), the party is not allowed to use that
information or witness to supply evidence on a motion . . . ,
unless the failure was substantially justified or is harmless.”
Fed. R. Civ. P. 37(c)(1) (emphasis added); see also Benjamin v.
Sparks, 986 F.3d 332, 341 (4th Cir. 2021).
This court retains “broad discretion” in determining
whether such a failure was substantially justified or harmless,
Bresler v. Wilmington Tr. Co., 855 F.3d 178, 190 (4th Cir.
2017), but is instructed to consider the following:
(1) the surprise to the party against whom the
evidence would be offered; (2) the ability of that
party to cure the surprise; (3) the extent to which
allowing the evidence would disrupt the trial;(4) the
importance of the evidence; and (5) the nondisclosing
party’s explanation for its failure to disclose the
evidence.
Id. (quoting S. States Rack & Fixture, Inc. v. Sherwin-Williams
Co., 318 F.3d 592, 597 (4th Cir. 2003)).15 “The party failing to
disclose information bears the burden of establishing that the
14 Further, Plaintiff does not contest this point. (See
generally Pl.’s Resp. in Opp’n to Def.’s Mot. to Strike (Doc.
45).)
15 Although, district courts are “not required to tick
through each of the Southern States factors.” Wilkins v.
Montgomery, 751 F.3d 214, 222 (4th Cir. 2014).
nondisclosure was substantially justified or was harmless.”
Bresler, 855 F.3d at 190 (citation omitted).
Plaintiff does not dispute that he failed to produce the
Wray Messages and the Peele email, nor does he attempt to
provide any justification, let alone a “substantial
justification” for his failure. See Fed. R. Civ. P. 37(c)(1).
Rather, Plaintiff argues that his failure to produce the “text
messages” was “harmless.” (Pl. Resp. in Opp’n to Def.’s Mot. to
Strike (Doc. 45) at 2.) Specifically, he argues that “the
substance of the text messages was disclosed during the
Plaintiff’s employment as part of an allegation that he was
sexually harassing a female employee.” (Id.)16 Plaintiff does not
specify to which set of messages he refers,17 but this court
construes Plaintiff’s argument to refer to the messages with
Casey Wray, because in his Response in Opposition to Summary
Judgment, Plaintiff cites to the Wray messages as support for
16 Plaintiff additionally argues that Defendant “waived
their right to object to the inclusion of the text messages”
because it did not raise the issue in its Reply. (Pl.’s Resp. in
Opp’n to Def.’s Mot. to Strike (Doc. 45) at 3.) This is false.
Defendant’s Reply specifically notes that Plaintiff’s Response
included evidence not previously disclosed in evidence,
including text messages with Casey Wray, text messages with
Johnna Burns, and an email from Daisha Peele. (Def.’s Reply
(Doc. 42) at 4–5.)
17 As discussed above, Defendant’s motion sought to strike
messages with two different people — messages with Burns and
messages with Wray.
the proposition that the investigation as to Plaintiff’s sexual
harassment “produced clear evidence that he was not the
aggressor . . . and in fact, Wray had been pursuing him.” (Pl.’s
Resp. (Doc. 39) at 4.) Plaintiff provides no justification nor
argument for his failure to provide the Peele email. In the
absence of any argument that this failure was “substantially
justified,” or “harmless,” Fed. R. Civ. P. 37(c)(1), Plaintiff
will not be allowed to use the Peele email found at Doc. 39-7,
page five, as evidence in its Response in Opposition to
Defendant’s Motion for Summary Judgment.
Plaintiff argues that the late addition of the Wray
Messages was harmless because Defendant acquired these messages
during its own investigation of the alleged sexual harassment.
(See Pl.’s Resp. in Opp’n to Def.’s Mot. to Strike (Doc. 45) at
2–3.) “There is no general exception to the discovery rules for
information that the requesting party already knows.” Kariuki v.
N. Carolina Dep’t of Ins., No. 5:18-cv-341, 2021 WL 1601091, at
*1 (E.D.N.C. Apr. 23, 2021). While the inclusion of evidence
already known to an opposing party may be harmless, see Fazzie
v. Steinberg, No. JKB-15-1730, 2018 WL 4335514, at *5 (D. Md.
Sept. 11, 2018), Plaintiff has not provided any evidence that
the content of these messages was previously known to Defendant.
In support of his argument that the inclusion of the messages
was harmless, Plaintiff cites to excerpts of Collins’s
deposition, where Collins stated that HR investigated
Plaintiff’s alleged sexual misconduct. (See Pl.’s Ex. 1, Ted
Collins Dep. Excerpts (Doc. 45-1).) Nowhere in the deposition
excerpt does Collins address messages between Wray and
Plaintiff, and in fact, Collins explained that the investigation
and determination rested solely with HR and that he was not
familiar with the investigation’s findings. (Id. at 3.) Given
Plaintiff’s obligation to turn over information that was
responsive to the RFPs, even if Defendant allegedly already held
it, and Plaintiff’s lack of proof that this failure was
harmless, pursuant to Federal Rule 37(c)(1), Plaintiff will not
be allowed to use the Wray Messages as evidence in opposition to
Defendant’s Motion for Summary Judgment.
i. Attorney’s Fees
Defendant also requests, pursuant to Rule 37(c)(1), “the
reimbursement of its attorney’s fees and expenses associated
with preparing this motion to remedy the unfairness created by
Plaintiff’s misconduct.” (Def.’s Mem. (Doc. 44) at 9.) Federal
Rule of Civil Procedure 37(c)(1)(A) permits a court to “order
payment of the reasonable expenses, including attorney’s fees,
caused by the failure [to provide information required by Rule
26(a) or (e)].” Fed. R. Civ. P. 37(c)(1)(A). This penalty may be
imposed “in addition to or instead of” Rule 37(c)(1)’s rule
prohibiting a party from using the information. Fed. R. Civ. P.
37(c)(1). However, as explained in Southern States, these
“alternative sanctions” referenced in Rule 37(c)(1) were
primarily intended [by the advisory committee] to
apply when a party fails to disclose evidence helpful
to an opposing party. . . . This is because
“[p]reclusion of evidence is not an effective
incentive to compel information that, being
supportive of the position of the opposing party,
might advantageously be concealed by the disclosing
party.”
S. States Rack & Fixture, Inc., 318 F.3d at 595 n.2; see also
Intercollegiate Women’s Lacrosse Coaches Ass’n v. Corrigan
Sports Enters., Inc., 694 F. Supp. 3d 625, 656 (M.D.N.C. 2023).
Neither the Wray Messages nor the Peele email are helpful
to Defendant. Accordingly, this court finds the exclusion of the
evidence a sufficient remedy and denies Defendant’s request for
attorney’s fees.
B. Defendant’s Motion for Summary Judgment
1. Standard of Review
Summary judgment is appropriate when “there is no genuine
dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a); see Celotex
Corp. v. Catrett, 477 U.S. 317, 322–23 (1986). This court’s
summary judgment inquiry is whether the evidence “is so one-
sided that one party must prevail as a matter of law.” Anderson,
477 U.S. at 252. The moving party bears the initial burden of
demonstrating “that there is an absence of evidence to support
the nonmoving party’s case.” Celotex Corp., 477 U.S. at 325. If
the “moving party discharges its burden . . . , the nonmoving
party must come forward with specific facts showing that there
is a genuine issue for trial.” McLean v. Patten Cmtys., Inc.,
332 F.3d 714, 718–19 (4th Cir. 2003) (citing Matsushita Elec.
Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586-87 (1986)).
Summary judgment should be granted “unless a reasonable jury
could return a verdict for the nonmoving party on the evidence
presented.” McLean, 332 F.3d at 719 (citing Anderson, 477 U.S.
at 247–48).
2. Retaliation Claim18
42 U.S.C. § 1981 provides that “[a]ll persons within the
. . . United States shall have the same right in every State and
18 Defendant, in its Reply to Plaintiff’s Response in
Opposition to Defendant’s Motion for Summary Judgment, argues
that Plaintiff’s claim for retaliation has been conceded because
Plaintiff failed to address it in his Response to Defendant’s
Motion for Summary Judgment. (See Def.’s Reply (Doc. 42) at 5.)
Plaintiff’s Response conflates the elements of his two distinct
claims, so although it does not mention the word “retaliation,”
there are pieces of his argument that appear to address the
elements of retaliation. Given the presence of what appears to
be some argument in support of a retaliation claim and because
the Fourth Circuit has a “strong policy that cases be decided on
the merits.” United States v. Shaffer Equip. Co., 11 F.3d 450,
462 (4th Cir. 1993), this court does not find Plaintiff’s
retaliation claim conceded.
Territory to make and enforce contracts . . . as is enjoyed by
white citizens.” 42 U.S.C. § 1981(a). Section 1981 “encompasses
claims of retaliation.” CBOCS West, Inc. v. Humphries, 553 U.S.
442, 457 (2008).
When employment discrimination plaintiffs lack direct
evidence of retaliatory discrimination, they may proceed by
satisfying the “McDonnell Douglas framework[, which] is a three-
step burden-shifting framework.” Foster v. Univ. of Md.-Eastern
Shore, 787 F.3d 243, 250 (4th Cir. 2015). Plaintiff does not put
forth any direct evidence of discrimination, so this court will
proceed via the McDonnell Douglas framework. This framework
first requires the plaintiff to establish a prima facie case.
Id. “To establish a prima facie case of retaliation under Title
VII, [a plaintiff] must show (i) that [he] engaged in a
protected activity, (ii) that [his employer] took adverse action
against [him], and (iii) that a causal relationship existed
between the protected activity and the adverse employment
activity.” Guessous v. Fairview Prop. Invests., LLC, 828 F.3d
208, 217 (4th Cir. 2016) (internal quotation marks and citation
omitted).19
If the plaintiff has established a prima facie case of
retaliation,
[t]he burden then shifts to the [defendant] to show
that its purportedly retaliatory action was in fact
the result of a legitimate non-retaliatory reason. If
the employer makes this showing, the burden shifts
back to the plaintiff to rebut the employer’s
evidence by demonstrating that the employer’s
purported nonretaliatory reasons were not its true
reasons, but were a pretext for discrimination.
Foster, 787 F.3d at 250 (internal quotation marks and citations
omitted).
i. Prima Facie Case of Retaliation
The first element of the prima facie case requires a
plaintiff to establish that he engaged in a protected activity.
Guessous, 828 F.3d at 217. “In CBOCS, . . . the Court held that
42 U.S.C. § 1981 — which declares that all persons ‘shall have
the same right . . . to make and enforce contracts . . . as is
enjoyed by white citizens’ — prohibits not only racial
discrimination but also retaliation against those who oppose
it.” Univ. of Tex. Sw. Med. Ctr. v. Nassar, 570 U.S. 338, 354–55
19 “A prima facie retaliation claim under § 1981 has the
same elements as a retaliation claim under Title VII.” Parks v.
La.-Pac. Corp., 400 F. Supp. 3d 393, 416 (W.D.N.C. 2019); see
also Boyer-Liberto v. Fontainebleau Corp., 786 F.3d 264, 281
(4th Cir. 2015) (en banc).
(2013) (citing CBOCS West, Inc., 553 U.S. at 445). “An employee
opposes race discrimination [in employment] when [he]
‘communicates to [his] employer a belief that the employer has
engaged in’ such discrimination.’” Ali v. BC Architects Eng’rs,
PLC, 832 Fed. App’x 167, 172 (4th Cir. 2020) (quoting Crawford
v. Metro. Gov’t of Nashville & Davidson Cnty., Tenn., 555 U.S.
271, 276 (2009)).
“[F]or an employee’s activity to constitute protected
‘opposition,’ [he] must show (1) that [he] reasonably believed
that the employment action [he] opposed constituted a [§ 1981]
violation, and (2) that [his] conduct in opposition was
reasonable.” Netter v. Barnes, 908 F.3d 932, 937–38 (4th Cir.
2018);20 see also Ali, 832 Fed. App’x at 172.
Plaintiff, in his Complaint, appears to allege that the
following activity was protected: “At a training meeting on
November 4, 2021, Plaintiff . . . specifically questioned
20 In Netter, the Fourth Circuit analyzed claims of
retaliation under Title VII and § 1981 under the same standard,
explaining that, “[b]ecause § 1981 ‘affords no greater
substantive protection than Title VII’ in the circumstances
here, our analysis of [the plaintiff’s] claim ‘also disposes of
the § 1981 claim.’” Netter, 908 F.3d at 937, n.1 (citation
omitted); see also N.Y.C. Transit Auth. v. Beazer, 440 U.S. 568,
583 n.24 (1979) (“[I]t seems clear that [§ 1981] affords no
greater substantive protection than Title VII.”). Accordingly,
this court applies both § 1981 caselaw and Title VII caselaw in
evaluating whether Plaintiff has put forth evidence for a
reasonable jury to find that he engaged in a protected activity.
whether minorities were being passed over for promotions because
of their race . . . .” (Compl. (Doc. 1) ¶ 9.) Defendant, at
summary judgment, argues the evidence does not show that
Plaintiff made such a statement. (Def.’s Br. (Doc. 34) at 18
(“[T]here are serious issues with Plaintiff’s ‘evidence’ of
having even engaged in protected activity at all.”).) But even
if he did, Defendant argues Plaintiff’s question “does not
qualify as protected activity” because his conduct was
“disrespectful, unprofessional, counter to [Herbalife’s]
training and disruptive.” (Def.’s Br. (Doc. 34) at 21–22
(quoting Def.’s Ex. 4, Termination Letter (Doc. 34-4) at 5).)
The parties dispute whether Plaintiff actually
“‘communicate[d] to [Defendant] a belief that [Defendant] has
engaged in’ [racial] discrimination” in violation of § 1981, see
Ali, 832 Fed. App’x at 172, and further, whether his conduct in
opposition was “reasonable,” Netter, 908 F.3d at 937–38, or
whether it was “disruptive or disorderly,” Laughlin, 149 F.3d at
260, and therefore not protected opposition activity. However,
even assuming Plaintiff addressed racial discrimination in the
promotion process and did so without being “disruptive or
disorderly,” id., Plaintiff still fails to establish that he was
engaged in a protected activity, because he has not shown that
he ”reasonably believed that the employment action [he] opposed
constituted a [§ 1981] violation.” Netter, 908 F.3d at 937–38.21
For a plaintiff to show that he “reasonably believed the
employment action [he] opposed constituted a [§ 1981]
violation,” id., he must “point to specific evidence in the
record from which a jury could infer that a reasonable person in
the plaintiff’s shoes would have ‘belie[ved] that [his]
complaints related to an ongoing [§ 1981] violation.” Cosby v.
S. Carolina Prob., Parole & Pardon Servs., 93 F.4th 707, 719
(4th Cir. 2024) (analyzing a Title VII retaliation claim); see
also Boyer-Liberto v. Fontainebleau Corp., 786 F.3d 264, 285
(4th Cir. 2015) (en banc) (analyzing whether plaintiff’s belief
was objectively reasonable for retaliation claims under Title
VII and § 1981). In other words, “[t]o warrant protection, the
employee’s perception of a violation must be ‘objectively
reasonable’ under the circumstances known to [him].” Strothers
v. City of Laurel, Md., 895 F.3d 317, 328 (4th Cir. 2018).
Accordingly, this court must determine “whether the
circumstances known to [Plaintiff] at the time of [his]
21 “Because the analysis for determining whether an employee
reasonably believes a practice is unlawful is an objective one,
the issue may be resolved as a matter of law.” Session v.
Montgomery Cnty. Sch. Bd., 462 Fed. App’x 323, 325 (4th Cir.
2012) (quoting Jordan v. Alternative Res. Corp., 458 F.3d 332,
339 (4th Cir. 2006)).
complaint support a reasonable belief” that Defendant Herbalife
was engaging in racially discriminatory promotional practices.
See id.; see also Boyer-Liberto, 786 F.3d at 285; Cosby, 93
F.4th at 719.
In determining whether a plaintiff had a “reasonable basis”
to oppose unlawful discrimination, the Fourth Circuit in
Strothers looked to the elements of the alleged unlawful
practice (in that case, hostile work environment), “in light of
what [the plaintiff] knew.” Strothers, 895 F.3d at 328; see also
Doyle v. Advanced Fraud Sols., LLC, No. 1:18-cv-885, 2020 WL
1305162, at *7 (M.D.N.C. Mar. 19, 2020) (“In determining what
constitutes objective reasonableness, this court will start by
examining the case law pertaining to the complained-of
conduct.”) (12(b)(6) context). Plaintiff asserted in his
deposition that, at the Data Dome meeting, he asked “how come
minorities don’t get the same opportunity to move up as
Caucasians.” (See Def.’s Ex. 9, Aikens Dep. Excerpts (Doc. 34-9)
at 7; see also Compl. (Doc. 1) ¶ 9.)
“To establish a prima facie case of failure to promote
based on race, a plaintiff must show that: ‘(1) [he] is a member
of a protected group, (2) there was a specific position for
which [he] applied, (3) [he] was qualified for that position,
and (4) [the defendant] rejected [his] application under
circumstances that give rise to an inference of
discrimination.’” Benson v. Vaughn Industs. LLC, 450 F. Supp. 3d
655, 665 (E.D.N.C. 2020) (quoting Williams v. Giant Food Inc.,
370 F.3d 423, 430 (4th Cir. 2004)). These elements need not be
actually satisfied, but the evidence must show that at the time
of the complaint, Plaintiff’s “belief that these elements were
satisfied was reasonable.” Strothers, 895 F.3d at 328.
Plaintiff fails to point to any evidence in the record that
would permit a jury to find that when he made his complaint at
the Data Dome meeting, he had a reasonable belief that the
elements of failure-to-promote in violation of § 1981 were
satisfied — neither with respect to himself nor with respect to
any other employees.22 Nor does any evidence in the record
support such a finding. In his deposition, Plaintiff stated:
“I’ve seen they have chosen the white employee over the black.”
(Def.’s Ex. A, Aikens Dep. Excerpts (Doc. 42-1) at 3.) He
provided the following examples:
[T]he only time I knew that there was direct
competition was between Darryl when he was trying to
become the quality control supervisor and a Caucasian
22 Plaintiff, in his Response, states that he “noticed that
although there seemed to be an equal number of white and
minority employees, only two out of 10 minority employees had
been promoted during the time Plaintiff had been at Herbalife
while eight or nine white employees had been promoted.” (Pl.’s
Resp. (Doc. 39) at 5.) This assertion is not accompanied by any
citation to the record. Defendant has submitted Plaintiff’s
interrogatory responses, which includes a chart of minority and
non-minority employees and their “Date of Promotion or
Application.” (See Def.’s Ex. 15, Pl.’s Discovery Resps. (Doc.
34-15) at 7.) Notably, Plaintiff did not submit this, nor cite
to the chart in his Response. Further, this chart’s probative
value is suspect at best — under the column listed “Date of
Promotion or Application” the chart lists “Unknown” for eight of
the ten employees. This court cannot ascertain if those
employees applied for a promotion and were denied or never
applied for a promotion. Further, despite Plaintiff’s allegation
that eight White employees were promoted compared to only two
minority employees, this chart only lists five White employees.
Nor has Plaintiff put forth any evidence of the ratio of Black
and White employees at Herbalife. At bottom, this chart is vague
and incomplete in light of Plaintiff’s allegations and is not
sufficient to support a reasonable belief of racial
discrimination in promotions. It is also contradicted by a sworn
statement from Herbalife’s HR Manager, MaryAnn Atkins, who noted
that “HR records confirm that during [Plaintiff’s] time in the
QC Department, a higher percentage of Black or African American
employees had been promoted than White Employees: 79% of White
employees and 87% of Black or African American employees in the
Quality Control department received at least on promotion in
that time.” (MaryAnn Atkins Decl. (Doc. 36) ¶ 20.)
man on second shift, I do know the Caucasian man got
the title. And Margo . . . applied to be a manger,
the qualify [sic] control manager, and they made
Corey the manager because Corey was originally the
quality control, I mean, the microbiologist
supervisor. And they both applied for the position
and he got the title. . . . Me personally, they chose
Tiffaney over me. As far as Juan and Joey, they just
got title changes. . . . [I]t wasn’t a competition
between them.
(Id.) As an initial matter, it is not clear from the deposition
which of these individuals are members of a protected class.
However, because this court must construe all facts in the light
most favorable to Plaintiff, this court understands Plaintiff to
assert that Darryl and Margo are members of a protected class.
However, with respect to Darryl, the unnamed “Caucasian man on
second shift,” Margo, and Corey, Plaintiff admitted he did not
know their prior work experience, the details of their
performance reviews, or their relative qualifications. (Id. at
5–6.)
Q: Yeah. So you don’t know where the other employees
were working prior to Herbalife?
[Plaintiff]: Huh-uh.
Q: Or what duties they might have performed?
[Plaintiff]: Before Herbalife? No.
Q: And you wouldn’t have been involved in any
performance reviews for those other employees?
[Plaintiff]: No.
Q: Are you taking the position that any of these
employees that were promoted did not deserve the
promotion?
[Plaintiff]: No. It was an observation that both –
both employees were qualified, but they chose the
Caucasian employees more times and both were good.
And not saying one is more qualified than the other,
but they both seem both pretty well suited in the
career. And they coincidentally happen to seem to
favor a particular race over another race which led
to reviews and me speaking on behalf of them in the
Data Dome.
Q: Yeah. So, but you don’t know whether one was
qualified over the other?
[Plaintiff]: No.
Q: And you don’t know for any of these instances of
promotion whether the individual promoted was the
most qualified for that promotion?
[Plaintiff]: No.
(Id.)
No reasonable jury could find that Plaintiff reasonably
believed that the elements of discriminatory promotion were
satisfied here. The elements of failure-to-promote require a
showing that the person who did not receive the promotion was
“qualified for the position sought.” Williams v. Henderson, 129
Fed. App’x 806, 813 (4th Cir. 2005). Although Plaintiff stated
that “both employees were qualified,” (Def.’s Ex. A, Aikens Dep.
Excerpts (Doc. 42-1) at 5–6), he conceded he did not know
details regarding the qualifications of any of the relevant
applicants. Further, Plaintiff has provided no indication that
he reasonably believed these individuals were rejected for
promotion “under circumstances that give rise rise to an
inference of discrimination,” Benson, 450 F. Supp. 3d at 665
(E.D.N.C. 2020).23
Plaintiff has similarly failed to show that he reasonably
believed the elements of failure-to-promote in violation of
§ 1981 were satisfied with respect to his own alleged experience
of racial discrimination when he applied for a position as a
“Chem 1,” and “[Herbalife] chose Tiffaney over me,” (Def.’s Ex.
A, Aikens Dep. Excerpts (Doc. 42-1) at 3, 5). Plaintiff asserted
in his deposition that “the qualifications for chem 1 was a
Bachelor’s degree with zero to one year experience or a person
with Associate’s degree with at least 5 years of experience.
That was a prerequisite and, you know, I was 2 years above it.”
(Id. at 5.) Assuming Plaintiff fulfilled the position’s baseline
23 This court notes that Plaintiff also submits a screenshot
of an email from Daisha Peele, in which she recounts her own
experience of being overlooked for promotions. (See Pl.’s Ex. 7,
Emails and Text Messages (Doc. 39-7) at 1.) But without any
evidence that Plaintiff was aware of her experience at the time
he made the statement at Data Dome, Peele’s email is irrelevant
to whether Plaintiff’s belief at that time was objectively
reasonable. Plaintiff has not provided any evidence that he was
aware of Peele’s experience at the relevant time. In fact, the
record suggests he was not — in his deposition he gave three
discrete examples of instances of alleged discrimination in
promotions and did not mention Peele. (See Def.’s Ex. A, Aikens
Dep. Excerpts (Doc. 42-1) at 3.)
qualifications as he avers, Plaintiff has again not shown that
he reasonably believed he was rejected for the position “under
circumstances that give rise to an inference of discrimination.”
Benson, 450 F. Supp. 3d at 665.
As an initial matter, Plaintiff did not know any details
regarding Tiffaney’s qualifications. In his deposition,
Plaintiff said he knew “she had a science degree, but she had
less chemistry or lab experience than [Plaintiff].” (Def.’s Ex.
A, Aikens Dep. Excerpts (Doc. 42-1) at 4).24 Plaintiff conceded
he did not know any other details about her qualifications:
Q: An animal science degree from where?
[Plaintiff]: I’m not sure.
Q: And she worked in a lab where?
[Plaintiff]: I’m not sure. I didn’t ask her job. She
just said she had two years of experience.
Q: What was she doing in her other job?
[Plaintiff]: I really don’t know.
Q: Have you seen any of her reviews?
24 It is concerning to this court that Plaintiff
misconstrues the facts in his Response in Opposition to Summary
Judgment. In his deposition, Plaintiff stated that the White
woman who received the “Chem I” position he applied for “had
about two years of lab experience.” (Def.’s Ex. A, Aikens Dep.
Excerpts (Doc. 42-1) at 4.) In his Response, he states (without
any citations to the record) that “Herbalife would go on to hire
[(for the Chem I position)] a Caucasian female with no
experience.” (Pl.’s Resp. (Doc. 39) at 4.)
[Plaintiff]: No.
(Id.) In other words, Plaintiff did not know whether he and she
were similarly qualified for the role.
Further, and more importantly, the record shows that around
the time he applied for this position, he had been the subject
of a plethora of complaints. In one-on-one coaching in May of
2020, his supervisor explicitly told him that “if he wants to be
considered for a promotion . . . he will have to meet/exceed and
maintain the expectations out lined above along with his usual
job duties for an extended length of time(many months).” (Def.’s
Ex. 8, Herbalife Internal Emails (Doc. 34-8) at 11.) Although
Plaintiff stated in his deposition that he did meet his
supervisor’s expectations, (see Def.’s Ex. 9, Aikens Dep.
Excerpts (Doc. 34-9) at 13), the record belies this statement —
following the May 2020 one-one-one meeting, Plaintiff was
reprimanded for 1) having errors in his write ups, (Def.’s Ex.
8, Herbalife Internal Emails (Doc. 34-8) at 12), 2) writing
unprofessional comments in his work book, (id.), 3) watching
cartoons in the lab, (id. at 15), and 4) having sloppy and
illegible handwriting, (id. at 16).
After an explicit warning that he would not be considered
for a promotion unless he was able to “meet [or] exceed”
expectations for an extended period of time, (id. at 11),
Plaintiff was reprimanded several times for engaging in the same
conduct he was warned would hinder his ability to receive a
promotion. During this time, he applied for a promotion and was
denied. It was not objectively reasonable for Plaintiff, given
his prior communications with his supervisor and his continued
errors and misconduct, to assume that his denial of a promotion
was an unlawful form of racial discrimination.25
Because Plaintiff has failed to demonstrate that he
reasonably believed Herbalife had violated § 1981, even assuming
he questioned racial discrimination at the Data Dome meeting,
this was not protected activity. Accordingly, because Plaintiff
is required to show that he was engaged in a protected activity
for purposes of the prima facie case, his retaliation claim
fails as a matter of law. When the prima facie case is not
established, the question of pretext is not relevant. See
Haywood v. Locke, 387 Fed. App’x 355, 357 (4th Cir. 2010).
25 Even further, Plaintiff stated in his deposition that
Eminger told him he did not get the promotion because of his
handwriting. (Def.’s Ex. 9, Aikens Dep. Excerpts (Doc. 34-9) at
6.) Plaintiff also stated that Martin told him it was because
the other candidate was “better, qualified.” (Id. at 12–13.)
Given the history of complaints regarding Plaintiff and his work
product, including repeated complaints about the legibility of
his handwriting, these reasons do not justify a reasonable
inference of racial discrimination.
Defendant’s Motion for Summary Judgment is granted as to
Plaintiff’s retaliation claim.
3. 42 U.S.C. § 1981 Racial Discrimination Claim
A plaintiff employee pursuing a claim of racial
discrimination in violation of § 1981 may prove discrimination
in one of two ways. First, they may put forth direct evidence of
racial discrimination, such as “conduct or statements that . . .
reflect . . . the alleged discriminatory attitude and that bear
directly on the contested employment decision.” Fuller v.
Phipps, 67 F.3d 1137, 1142 (4th Cir. 1995) (abrogated on other
grounds). If a plaintiff is unable to put forth direct evidence
of discrimination, then the McDonnell Douglas burden-shifting
scheme will apply. See Patterson v. McLean Credit Un., 491 U.S.
164, 186 (1989) (explaining that McDonnell Douglas scheme
applies to § 1981 claims). “Most discrimination cases . . . will
fall within this traditional McDonnell Douglas . . . framework.”
Fuller, 67 F.3d at 1141.
Plaintiff has not put forth direct evidence of
discrimination based on race. In his deposition, he testified
that his claim that race was a factor in his termination was
based solely on “compare and contrast” to non-minority
individuals who were not terminated. (See Def.’s Ex. 9, Aikens
Dep. Excerpts (Doc. 34-9) at 23.) Therefore, the burden-
shifting evidentiary framework established by McDonnell Douglas
Corp. v. Green, 411 U.S. 792 (1973), applies to his claim for
relief. “[T]he plaintiff employee ‘must first establish a prima
facie case of employment discrimination.’” Irani v. Palmetto
Health, 767 Fed. App’x 399, 418 (4th Cir. 2019) (quoting
Guessous, 828 F.3d at 216). If the plaintiff is able to make
this showing, “the burden of production ‘shifts to the employer
to articulate a non-discriminatory . . . reason for the adverse
action.’” Id. Then, the burden shifts back to the plaintiff
employee, who must show “by a preponderance of the evidence that
the stated reason for the adverse employment action is a pretext
and that the true reason is discriminatory.” Id.
In order to establish a prima facie case of discriminatory
termination,
a plaintiff must make a prima facie showing that: (1)
he was a member of a protected class; (2) he was
satisfactorily performing his job at the time of the
termination; (3) he was terminated from his
employment; and (4) the prohibited conduct in which
he engaged was comparable in seriousness to
misconduct of other employees outside the protected
class who received less severe discipline.
Haynes v. Waste Connections, Inc., 922 F.3d 219, 223 (4th Cir.
2019).
It is undisputed that Plaintiff is a member of a protected
class and that he was subject to an adverse employment action.
Therefore, the elements of the prima facie case that are in
dispute are i) whether he was treated differently from similarly
situated employees outside of his protected class (Prong Four)
and ii) whether he was satisfactorily performing his job at the
time of the adverse employment action (Prong Two).
i. Similarly Situated Employees
This prong of the prima facie case requires the
identification of an appropriate comparator. See Haynes, 922
F.3d at 223. “[T]o establish a valid comparator, the plaintiff
must produce evidence that the plaintiff and the comparator
‘dealt with the same supervisor, [were] subject to the same
standards and . . . engaged in the same conduct without such
differentiating or mitigating circumstances that would
distinguish their conduct or the employer’s treatment of them
for it.’” Id. at 223–24 (quoting Haywood, 387 Fed. App’x at
359). Although, notably, “plaintiffs do not need to share the
same supervisor in every case, and that comparison point is not
a bar to relief in a case . . . where the comparators are
otherwise similar in all relevant respects.” Cowgill v. First
Data Techs., Inc., 41 F.4th 370, 382 (4th Cir. 2022) (internal
quotation marks and citation omitted).
Plaintiff, in his Response in Opposition to Summary
Judgment, identifies two comparators, both White: Scott Dixon
and Casey Wray. (Pl.’s Resp. (Doc. 39) at 6–7.) He alleges that
these two individuals, outside of his protected class, “were
treated differently than he was.” (Id. at 6.) Specifically, he
argues that Scott Dixon “was not terminated for behavior that
was demonstrably worse in the exact same meetings with the same
consulting group” and that “Wray, a Caucasian female was not
terminated for her sexually explicit messages but later would
receive a promotion.” (Id. at 4, 6.)
As an initial matter, Plaintiff provides no admissible
evidence regarding his second comparator, Casey Wray. (See supra
Section III.A.1. (striking the Wray Messages).) Further, there
is nothing in the record to suggest that she had the same
supervisor as Plaintiff or that she is otherwise similar in all
relevant respects. Accordingly, the record does not support a
finding that Wray is similarly situated to Plaintiff.
As to Plaintiff’s first comparator, Scott Dixon, the record
shows the following. Collins, when asked in his deposition, if
he “recall[ed] any incidents where [Dixon] was disrespectful or
disruptive towards DataDome,” he answered, “[Dixon] had
performance issues, yes. He did have difficulties with
DataDome.” (Pl.’s Ex. 4, Collins Dep. (Doc. 39-4) at 73.)
Additionally, he stated that Dixon had a “regular pattern of
drawing conclusions that were not supported by fact,” and “not
working as a team member.” (Id.) According to a text message
from Johnna Burns, Dixon had “several write ups,” and had a
“heated” interaction with a Data Dome employee. (Pl.’s Ex. 5,
Johnna Burns Text Messages (Doc. 39-5) at 1.) Additionally, in a
text message to “Tiffaney,” Plaintiff stated: “Remember that
Tuesday meeting we had when [Dixon] called Lisa [(Bouchard)] a
bitch to Ted [and] Corey and said she was talking rudely,” to
which Tiffaney responded with an emoji of a laughing face.
(Pl.’s Ex. 7, Emails and Text Messages (Doc. 39-7) at 3.)26 Dixon
was not fired, although the record suggests that he was
disciplined for some of his misconduct. (See id.)
Plaintiff fails to “establish [Dixon as] a valid
comparator.” See Haynes, 922 F.3d at 223. First, there is no
evidence that Plaintiff and Dixon reported to the same
supervisor.27 And although “that comparison point is not a bar to
relief in a case . . . where the comparators are otherwise
similar in ‘all relevant respects,’” Cowgill, 41 F.4th at 382,
Plaintiff has not established that the two are otherwise similar
in all relevant respects. Plaintiff and Dixon held different
26 Collins stated in his deposition that he “[did] not
recall a situation where [Dixon] used profanity toward the
consultant.” (Pl.’s Ex. 4, Ted Collins Dep. (Doc. 39-4) at 73.)
27 Plaintiff argues in his Response in Opposition to Summary
Judgment that he and Dixon “report[ed] to the same supervisor.”
(Pl.’s Resp. (Doc. 39) at 8.) But this argument is not
accompanied by a citation to the record, nor does any part of
the record support it.
positions at Herbalife: Plaintiff was employed as a Lab Tech,
while Dixon was employed as Chemist I and later Chemist II. (See
Def.’s Ex. 3, Position Transfer Letter (Doc. 34-3) at 2; Def.’s
Ex. 15, Pl.’s Discovery Resps. (Doc. 34-15) at 7.) Additionally,
throughout the year prior to his termination, Plaintiff was the
subject of a plethora of complaints regarding errors in his
work, problems with the legibility of his work product, his work
ethic, his watching videos in the lab, and making inappropriate
and rude comments to co-workers. (See generally Def.’s Ex. 8,
Herbalife Internal Emails (Doc. 34-8); Def.’s Ex. A, Internal
Emails (Doc. 36-1); Def.’s Ex. B, Internal Emails (Doc. 36-2).)
But Plaintiff has only provided vague assertions of Dixon’s
misconduct beyond his undisputed Data Dome performance issues.
Specifically, all Plaintiff puts forth is that Dixon had “write-
ups,” and called the Data Dome consultant, Lisa Bouchard, a
“bitch.” Based on the evidence presented, this court cannot find
that Dixon was sufficiently “similar in all relevant respects”
to Plaintiff.
In Hoyle v. Freightliner, LLC, the plaintiff, after having
“significant problems with absenteeism,” leading to a “last
chance agreement” with her employer, was terminated for calling
in sick. 650 F.3d 321, 327–28, 337 (4th Cir. 2011). In that
case, the Fourth Circuit held that that the plaintiff had failed
to identify a valid comparator because “[w]hile [plaintiff]
identified similarly situated male employees who called in sick
at the time [she] did and were not disciplined, [plaintiff]
failed to identify any similarly situated men who also had
problems with excessive absenteeism, leading to a ‘last chance’
agreement.” Id. at 337. Similarly, here, although Plaintiff has
identified an individual (Dixon) who also had difficulties with
Data Dome, he has “failed to identify any similarly situated
[non-Black] employees who also had [a comparable history of
complaints regarding work product and behavior.]” Id.28
Further, the record shows that “differentiating or
mitigating circumstances” existed that “distinguish[e]d their
conduct [and] their employer’s treatment of them for it.” See
Haynes, 922 F.3d at 224. In response to the question “[w]hy was
[Dixon] not terminated for his difficulties with DataDome?”
Collins explained that unlike Plaintiff, Dixon’s difficulties
“were largely early on discussions. So not at the conclusion of
the campaign, not after we’ve learned our tools and applied
28 Accordingly, Plaintiff’s citation to Haynes v. Waste
Connections, Inc., is unavailing. (See Pl.’s Resp. (Doc. 39) at
7–8.) In that case, the comparator had “more infractions and was
less respectful to his superiors, . . . yet received more
favorable treatment,” than the plaintiff. 922 F.3d 219, 224 (4th
Cir. 2019).
them, but early on at the start.”29 (Pl.’s Ex. 4, Ted Collins
Dep. (Doc. 39-4) at 73.)
But even assuming Plaintiff could show that Dixon is a
valid comparator, he still fails to establish a prima facie case
because he has not demonstrated prong two: satisfactory job
performance.
ii. Job Performance
Under McDonnell-Douglas, a Plaintiff must “demonstrate that
he ‘was performing [his] job duties at a level that met [his]
employer’s legitimate expectations at the time of the adverse
action.’” Giles v. Nat’l R.R. Passenger Corp., 59 F.4th 696, 704
(4th Cir. 2023) (citation omitted). Notably, a plaintiff’s “own
testimony . . . cannot establish a genuine issue as to whether
[he] was meeting [his employer’s] expectations,” King v.
Rumsfeld, 328 F.3d 145, 149 (4th Cir. 2003), because “[i]t is
the perception of the decision maker which is relevant, not the
self-assessment of the plaintiff,” Giles, 59 F.4th at 704
(internal quotation marks and citation omitted).
29 Collins additionally explained that “[Dixon] brought
forth his concerns as questions and did not have the outburst
like [Plaintiff] did.” (Pl.’s Ex. 4, Ted Collins Dep. (Doc. 39-
4) at 73.) But this basis for differential treatment concerns a
disputed question of fact — whether Plaintiff indeed presented
his statement or question as an “outburst.” (See supra Section
III.B.2.i.)
Plaintiff has not demonstrated that he was meeting
Herbalife’s expectations at the time of the adverse action. He
has not provided any evidence, beyond his own assertions, that
he was a successful employee.30 Yet, Herbalife has provided
extensive evidence that Plaintiff had persistent performance and
behavioral issues in the two years leading up to his
termination, (see supra Section I), and at the Data Dome
meeting.31 See Purchase v. Astrue, 324 Fed. App’x 239, 241–42
(4th Cir. 2009) (“[Plaintiff] fails to demonstrate that she was
performing her job at a satisfactory level. The record is
replete with documentation of her performance shortcomings.”)
30 Plaintiff’s brief does not address the adequacy of his
job performance beyond stating that “as the record reflects
every allegation of inappropriate behavior by the Plaintiff was
investigated and they were all unfounded.” (Pl.’s Resp. (Doc.
39) at 11.) This appears to be in reference to the allegation
that Plaintiff inappropriately gestured to his genitals, for
which Defendant ultimately did not pursue disciplinary actions.
But Defendant has outlined a series of performance and
behavioral issues, unrelated to that allegations which are
undisputed by Plaintiff and supported by the record. (See supra
Section I.)
31 Although portions of Plaintiff’s alleged misconduct at
the Data Dome meeting are in dispute, Plaintiff has not disputed
that during the Data Dome final two-day presentation, he was
“not participating . . . with his group,” “rolled his eyes,” and
was “using his cell phone,” which was part of the umbrella of
behavior that Defendant explained in Plaintiff’s Termination
Letter was “opposed to . . . established Company policy, Company
values and the departmental Team operating Agreement.” (Pl.’s
Ex. 1, Termination Letter (Doc. 39-1) at 1–3.)
When a plaintiff fails to demonstrate he performed his job
satisfactorily, “he cannot state a prima facie case of disparate
treatment [and] the presumption that his termination was based
on discrimination cannot apply, and summary judgment . . . is
appropriate.” Parks v. La.-Pac. Corp., 400 F. Supp. 3d 393, 414
(W.D.N.C. 2019). Without any evidence that Plaintiff was
performing his job satisfactorily, he fails to establish a
necessary prong of the prima facie case of race discrimination
under § 1981.
Although Plaintiff argued the question of pretext
throughout his opposition brief, when the prima facie case has
not been met, the question of pretext is not relevant. See
Haywood, 387 Fed. App’x at 357.
In sum, because Plaintiff has failed to establish prong two
and prong four of the McDonnell Douglas framework, he has not
established a prima facie case of race discrimination, and thus
summary judgment as to this claim is appropriate.
C. Defendant’s Motion to Seal
Defendant filed a Motion to Seal its Brief in Support of
Summary Judgment. (Mot. to Seal (Doc. 33).) This motion seeks
only to seal Exhibit 16 of its Brief, which “contains health
records that Plaintiff Cameron J. Aikens has indicated he
considers to be confidential material.” (Id. at 1.) Defendant
states that “pursuant to Rule 5.4 and the parties’ Local Civil
Rule 5.5 Joint Report (ECF No. 17), Plaintiff will have 14 days
from the filing of this Motion to file a response providing the
materials and information required by LR 5.4(c)(3).” (Id.)
Plaintiff has not filed any response relating to this Motion to
Seal.
Local Rule 5.4 states:
No motion to seal will be granted without a sufficient
showing by the party claiming confidentiality as to
why sealing is necessary and why less drastic
alternatives will not afford adequate protection,
with evidentiary support, including affidavits or
declarations, and with citation to any supporting
statutes, case law, or other authority. If
confidential information needs to be discussed or
provided to make this showing, a sealed supplement to
the motion to seal may be filed separately. This
showing also must address the length of time for which
sealing is sought. Failure to file LR 5.4(c)(3)
supporting materials will result in denial of the
motion to seal and unsealing of the materials without
further notice.
LR 5.4(c)(3). Plaintiff, as the party seeking confidentiality of
Exhibit 16, has failed to comply with Local Rule 5.4.
Accordingly, this Motion to Seal will be denied without
prejudice to Plaintiff filing materials supporting the sealing
of this document consistent with Local Rule 5.4.
IV. CONCLUSION
This court grants Defendant’s Motion to Strike as to the
Wray Messages, (Doc. 39-6), and the Peele Email, (Doc. 39-7 at
5), because this evidence was responsive to RFPs, but not
disclosed during discovery, and Plaintiff’s failure to disclose
them was neither substantially justified nor harmless.
Accordingly, Plaintiff may not use them in support of his
Response in Opposition to Defendant’s Motion for Summary Judgment
pursuant to Federal Rule of Civil Procedure 37(c)(1).
This court grants Defendant’s Motion for Summary Judgment as
to Plaintiff’s claims for retaliation and racial discrimination
in violation of § 1981, because Plaintiff has failed to establish
a prima facie case for either claim.
This court denies without prejudice Defendant’s Motion to
Seal, because Plaintiff, as the party seeking confidentiality,
failed to comply with Local Rule 5.4.
For the foregoing reasons, IT IS THEREFORE ORDERED that
Defendant’s Motion for Summary Judgment, (Doc. 31), is GRANTED
and this case is DISMISSED.
IT IS FURTHER ORDERED that Defendant’s Motion to Seal, (Doc.
33), is DENIED WITHOUT PREJUDICE. The document, (Doc. 34-16),
shall remain sealed for 20 days to allow Plaintiff to file
materials supporting the sealing of this document consistent with
Local Rule 5.4.
IT IS FURTHER ORDERED that Defendant’s Motion to Strike,
(Doc. 43), is GRANTED as to the Wray Messages and the Peele Email
and DENIED as to the Burns messages.
IT IS FURTHER ORDERED that the Final Pretrial Conference set
for February 27, 2025, is CANCELED.
A Judgment dismissing this action will be filed
contemporaneously herewith.
This the 24th day of February, 2025.
Whi tien
United States District Judge
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