absent any underlying use of excessive force, there can be no bystander liability
How later courts described this case
- absent any underlying use of excessive force, there can be no bystander liability
- recognizing that “the jurisprudence governing Fourth Amendment excessive force actions also controls a party’s actions for battery and gross negligence”
- noting that the PLRA exhaustion requirement does not include a futility exception
- granting summary judgment for officers who used a chokehold to extract a woman from her residence for an emergency psychiatric evaluation where the force was de minimis, the hold lasted no more than a few seconds, and there were no lasting injuries
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
ASHEVILLE DIVISION
CIVIL CASE NO. 1:22-cv-00259-MR
DAMETRI DALE, )
)
Plaintiff, )
) MEMORANDUM OF
vs. ) DECISION AND ORDER
)
NORTH CAROLINA DEPARTMENT )
OF PUBLIC SAFETY, et al., )
)
Defendants. )
_______________________________ )
THIS MATTER is before the Court on the Motions for Summary
Judgment filed by the pro se Plaintiff [Doc. 37] and by the Defendants Eris
Allen, Robert Campbell, and Brandon Orders [Doc. 52].
I. BACKGROUND
On November 18, 2022, the incarcerated Plaintiff Dametri Dale,
proceeding pro se, filed this action pursuant to 42 U.S.C. § 1983 addressing
incidents that allegedly occurred at the Foothills Correctional Institution.1
The unverified Complaint [Doc. 1: Compl.] passed initial review against
Defendants Eris Allen, Robert Campbell, and Brandon Orders for the use of
excessive force/failure to intervene, and the Court exercised supplemental
1 The Plaintiff is presently incarcerated at the Scotland Correctional Institution.
jurisdiction over a state law assault claim against Defendant Campbell.2
[Doc. 11: Order on Initial Review]. The Plaintiff seeks damages and a
declaratory judgment. [Doc. 1 at 13: Compl.].
The Plaintiff filed a verified Motion for Summary Judgment [Doc. 37: P.
MSJ] and supporting exhibits [Doc. 39: P. MSJ Ex.].3 The Defendants filed
a Motion for Summary Judgment [Doc. 52: D. MSJ] and exhibits opposing
the Plaintiff’s Motion for Summary Judgment and supporting their own
Motion. [Doc. 53: D. MSJ Ex.]. Thereafter, the Court entered an Order in
accordance with Roseboro v. Garrison, 528 F.2d 309 (4th Cir. 1975),
advising the Plaintiff of the requirements for filing a response to the
Defendants’ summary judgment Motion and of the manner in which evidence
could be submitted to the Court. [Doc. 56: Roseboro Order]. The Plaintiff
filed a verified Response [Doc. 70: P. MSJ Resp.],4 and the Defendants filed
2 An unverified Amended Complaint seeking to present additional claims did not pass
initial review. [See Docs. 16: Am. Compl; Doc. 18: Order on Initial Rev. of Am. Compl.].
3 To the extent that the Plaintiff attempts to assert claims that are new, or that did not pass
initial review, these are not properly before the Court and they require no separate
discussion. See generally Fed. R. Civ. P. 15(a) (discussing amendment); [see, e.g., Doc.
37 at 10-11 (alleging that the use of full restraints for behavior management and for mental
health management violates prison policy); id. at 21 (arguing that “other staff not named
in this suit are liable due to their failures to intervene….”)]. The Plaintiff’s Motion is moot
insofar as it raises evidentiary issues that have been resolved and which do not warrant
the imposition of sanctions. [See Doc. 37 at 22-23 (arguing spoliation); see also Doc. 62:
“Motion to Direct Defendants to File Video Evidence;” Doc. 68: Order].
4 Claims raised in the Response that are not properly before the Court are dismissed
without separate discussion. See Note 3, supra; [see, e.g., Doc. 70 at 4-5 (alleging that
a Reply [Doc. 71: D. MSJ Reply]. Having been fully briefed, these matters
are ripe for disposition.
II. STANDARD OF REVIEW
Summary judgment shall be granted “if the movant shows that there is
no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a). A factual dispute is
genuine “if the evidence is such that a reasonable jury could return a verdict
for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248
(1986). A fact is material only if it might affect the outcome of the suit under
governing law. Id.
The movant has the “initial responsibility of informing the district court
of the basis for its motion, and identifying those portions of the pleadings,
depositions, answers to interrogatories, and admissions on file, together with
the affidavits, if any, which it believes demonstrate the absence of a genuine
issue of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)
(internal citations omitted).
Once this initial burden is met, the burden shifts to the nonmoving
party. The nonmoving party “must set forth specific facts showing that there
medical did not fully evaluate the Plaintiff on November 11, and ignored his complaints of
neck and shoulder pain)].
is a genuine issue for trial.” Id. at 322 n.3. The nonmoving party may not
rely upon mere allegations or denials of allegations in his pleadings to defeat
a motion for summary judgment. Id. at 324. Rather, the nonmoving party
must oppose a proper summary judgment motion with citation to
“depositions, documents, electronically stored information, affidavits or
declarations, stipulations …, admissions, interrogatory answers, or other
materials” in the record. See id.; Fed. R. Civ. P. 56(c)(1)(a). Namely, the
nonmoving party must present sufficient evidence from which “a reasonable
jury could return a verdict for the nonmoving party.” Anderson, 477 U.S. at
248. To that end, only evidence admissible at trial may be considered by the
Court on summary judgment. Kennedy v. Joy Technologies, Inc., 269 F.
App’x 302, 308 (4th Cir. 2008) (citation omitted).
When ruling on a summary judgment motion, a court must view the
evidence and any inferences from the evidence in the light most favorable to
the nonmoving party. Anderson, 477 U.S. at 255. Facts, however, “must be
viewed in the light most favorable to the nonmoving party only if there is a
‘genuine’ dispute as to those facts.” Scott v. Harris, 550 U.S. 372, 380
(2007). As the Supreme Court has emphasized,
“[w]hen the moving party has carried its burden under
Rule 56(c), the opponent must do more than simply
show there is some metaphysical doubt as to the
material facts …. Where the record taken as a whole
could not lead a rational trier of fact to find for the
nonmoving party, there is no ‘genuine issue for trial.’”
Matsushita Elec. Industrial Co. v. Zenith Radio Corp.,
475 U.S. 574, 586-87, 106 S. Ct. 1348 (1986)
(footnote omitted). “[T]he mere existence of some
alleged factual dispute between the parties will not
defeat an otherwise properly supported motion for
summary judgment; the requirement is that there be
no genuine issue of material fact.” Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 247-28, 106 S. Ct.
2505 (1986). When opposing parties tell two
different stories, one of which is blatantly
contradicted by the record, so that no reasonable jury
could believe it, a court should not adopt that version
of the facts for purposes of ruling on a motion for
summary judgment.
Scott, 550 U.S. at 380.
III. FACTUAL BACKGROUND
The parties’ forecasts of evidence show the following, which is
undisputed except as otherwise noted.
On October 18, 2022, Correctional Officer Eris Allen was removing the
Plaintiff’s hand restraints after an escort. [Doc. 53-2: Allen Decl. at ¶ 3]. The
Plaintiff yanked the hand restraints away, pulled Allen’s hand into the food
port, and broke Allen’s cuff key. [Id.]. The Plaintiff pulled the hand restraints
into his cell, began threatening staff, and refused to return the restraints,
stating “Y’all bring ya ass in here and get them.” [Id.]. Sergeant Orders
responded to the cell and ordered the Plaintiff to place his hands through the
trap to have the restraints removed. [Doc. 53-3: Orders Decl. at ¶ 3]. The
Plaintiff refused. [Id.]. The officer in charge (“OIC”) responded to the cell
and the restraints were removed without further incident. [Id.]. The Plaintiff
refused to be photographed or to be seen by medical. [Id.]. Sergeant Orders
determined that the Plaintiff should be charged with disciplinary infractions
for assault on staff (A03), tampering with a locking device (B03), and using
profane language (B24). [Id.]. The Plaintiff was convicted of all three
infractions. [See Doc. 53-1: MSJ Ex at 6 (Offender Infractions); Doc. 53-1:
MSJ Ex at 7 (Disciplinary Verdict Appeal/Review)].
On the evening of November 10, 2022, the Plaintiff was placed on self-
injurious precaution (“SIP”)5 after he threatened to kill himself. [Doc. 37: P.
MSJ at 4]. He covered his cell window and refused to submit to restraints.
[Doc. 53-4: MSJ Ex at 4-12 (Incident Report)]. Sergeant Orders prepared a
cell extraction team to prevent Plaintiff from harming himself. [Id.]. The OIC
and Sergeant Orders repeatedly ordered the Plaintiff to submit to restraints;
the Plaintiff refused. [Id.]. The Plaintiff was told that OC spray and an
electronic shield may be used, and all conflict resolution attempts were
exhausted. [Id.]. The food port was lowered and a short burst of OC pepper
spray was directed into the cell. [Id.]. The Plaintiff continued to refuse
5 Also referred to as self-injurious behavior (“SIB”).
restraints, and the team entered the cell. [Id.]. The Plaintiff threw his
mattress and continued resisting so the shield operator applied electronic
control for a total of 10 seconds. [Id.]. The Plaintiff began complying and
was restrained. [Id.].
The Plaintiff was carried to a shower for decontamination. [Doc. 53-3:
MSJ Ex at 8 (Orders’ Witness Statement); Doc. 37: P. MSJ at 4]. After
showering, the Plaintiff was placed in an SIP camera cell in a smock and full
restraints including a black box, waist chain, and connecting chain. [Id.]. A
nurse performed a use of force evaluation. [Doc. 53-1: MSJ Ex at 40-43
(Nov. 10, 2022 Clinical Encounter)]. While the Plaintiff complained that he
could not move his shoulder, no injuries were observed. [Id.].
On November 11, 2022, the Plaintiff asked staff to enter the cell with a
handheld camera and to remove his restraints. [Doc. 37: P. MSJ at 4; Doc.
70: P. MSJ Resp. at 1-2]. Staff refused, which frustrated the Plaintiff, so the
Plaintiff placed a restraint chain around his neck. [Id.; Doc. 37: P. MSJ at 4].
Sergeant Orders and Lieutenant Campbell responded to the Plaintiff’s cell
and the Plaintiff removed the chain from around his neck. [Doc. 37: P. MSJ
at 5; Doc. 53-3: MSJ Ex at 9 (Orders’ Witness Statement); Doc. 53-4:
Campbell’s Decl. at ¶ 4 (adopting Campbell’s Witness Statement); Doc. 53-
4: MSJ Ex at 13 (Campbell’s Dec. 19, 2022 Witness Statement)].
Officers entered the cell and ordered Plaintiff to stand up so that the
chain could be resecured. The Plaintiff ignored orders to stand up. Campbell
grabbed Plaintiff’s arm and pulled Plaintiff to a standing position. Officers
unlocked the middle chain and began to reposition it with less slack, while
Campbell held Plaintiff’s arm. [Doc. 37: P. MSJ at 5; Doc. 53-4: MSJ Ex at
13; Doc. 53-3: MSJ Ex at 9]. The Plaintiff attempted to stand fully erect,
“merely pulling against the chain and tens[ing] his body, not allowing the
chain and locks to be secured.” [Doc. 37: P. MSJ at 5, 12-13; Doc. 70: P.
MSJ Resp. at 3]. Campbell and Orders considered this to be resisting. [Doc.
53-4: MSJ Ex at 13; Doc. 53-3: MSJ Ex at 9]. Campbell secured the Plaintiff’s
upper body with a “chokehold”6 while the Plaintiff was bent over so that staff
could resecure the chain. [Doc. 37: P. MSJ at 5; see Doc. 70: P. MSJ Resp.
at 3 (“headlock”)]. The Plaintiff stated, “I can’t breathe” and Campbell replied,
“if you can talk you can breathe.” [Doc. 37: P. MSJ at 5, 15; Doc. 53-4:
Campbell Decl. at ¶ 4]. Campbell ordered staff to exit the cell when the
Plaintiff became compliant. [Doc. 53-4: Campbell Decl. at ¶ 4]. The Plaintiff
was stepped down out of the restraints later that morning without further
6 Campbell denies this and the video footage is ambiguous. [Doc. 53-4: Campbell Decl.
at ¶ 4]. Therefore, for the purpose of evaluating the forecast of evidence the Court
accepts the Plaintiff’s version of events. See Simmons v. Whitaker, 106 F.4th 379, 386
(4th Cir. 2024) (a video must be viewed in the light most favorable to the nonmovant
unless it blatantly contradicts the nonmovant’s version).
incident. [Doc. 53-4: MSJ Ex at 4-12 (Incident Report); Doc. 37: P. MSJ at
6]. A use of force evaluation was performed 40 minutes after this incident.
[Doc. 53-1 at 47-49]. The Plaintiff declined to answer the nurse’s questions
and no injuries were noted. [Id.].
The Plaintiff was “just another inmate” to Officer Allen, Sergeant
Orders, and Lieutenant Campbell. [Doc. 53-2: Allen Decl. at ¶ 4; Doc. 53-3:
Orders Decl. at ¶ 6; Doc. 53-4: Campbell Decl. at ¶ 5]. They did not have
any feelings of ill-will towards the Plaintiff and never wanted to harm him;
they were merely performing their duties. [Id.; id.; id.].
The Plaintiff completed all three levels of the Administrative Remedy
Procedure (“ARP”) for four grievances during the relevant time, only one of
which addresses the incidents at issue, Grievance No. 3730-2022-EU3A-
19787. [See Doc. 53-1: MSJ Ex at 121 (Inmate Grievance Resolution Board
(“IGRB”) Memo.); see id. at 123 (Grievance No. 3730-2022-EU3A-19787);
see also id. at 130, 192, 196 (grievances addressing misplaced property and
two incidents at Marion CI)]. The Plaintiff filed Grievance -19787 on
November 12, 2022, complaining that Lieutenant Campbell had choked him
on him on November 11. [Id. at 123]. The Step One and Step Two
Responses state that the Plaintiff’s allegations were being investigated in a
separate proceeding and that no further action was needed. [Id. at 125, 127].
The Step Three Response issued on January 23, 2023 finds that staff used
a minimal amount of force necessary to stop the Plaintiff’s injurious behavior
and to ensure compliance with orders, and the issue was considered
resolved. [Id. at 122].
The Plaintiff addressed the October 18 incident in a disciplinary
proceeding. [Doc. 70: P. MSJ Resp. at 6]. He also filed a grievance that
was rejected because the ARP does not allow disciplinary grievances. [Id.].
Video footage from the November 10 and 11 incidents has been filed.7
Handheld camera footage from November 10 depicts the following:8
00:00 Plaintiff can be heard through the cell door stating that his
rights are being violated at the prison.
00:03: Plaintiff is ordered to submit to handcuffs.
01:22 Plaintiff is asked whether he will submit; he does not
respond.
01:27 He is asked “yes or no” regarding handcuffs; he does not
respond.
01:55 Officers back away from the cell door.
7 The Defendants filed video footage in support of their Motion for Summary Judgment,
and they filed additional footage on the Plaintiff’s behalf. [See Doc. 55: Defendants’
Motion to Manually File; Doc. 58: Order; Doc. 62: Plaintiff’s “Motion to Direct…”; Doc. 68:
Order].
8 This video is not time stamped; progress times are noted for reference. [See
00000.MTS AVCHD Video].
03:06 The camera operator walks to a hallway where an
extraction team is preparing; each member states his
name and role in the anticipated extraction.
06:15 The team walks to the Plaintiff’s cell where Sergeant
Orders tells Plaintiff to submit to cuffs.
06:32 Sergeant Orders tells Plaintiff that the shock shield may be
used and it is demonstrated at the cell window.
06:42 Plaintiff can be seen through the cell window standing on
the bunk with a towel over his head, holding his mattress.
06:45 Plaintiff is again ordered to submit to cuffs.
07:30 Orders tells Plaintiff that he will get OC spray if he does not
submit to cuffs, and he asks Plaintiff whether he will submit.
07:50 OC spray is deployed through the food trap.
08:04 Plaintiff is again asked whether he submits.
14:00 Plaintiff is given a “last opportunity” to submit to cuffs.
14:53 The cell door is opened.
15:03 Officers restrain Plaintiff on the bunk with the shield;
Plaintiff struggles and yells “ok, ok,” “stop” and “I’m wet;”
officers say, “quit resisting.”
16:16 Plaintiff is restrained and escorted out of the cell, stating
that the cuffs are tight and that he cannot walk.
16:37 Plaintiff lies on the floor; he is carried to a shower.
35:08 After showering, Plaintiff agrees to submit to cuffs.
38:58 Plaintiff is secured and escorted to a cell.
42:45 Plaintiff is placed in full restraints.
46:58 Plaintiff asks about the connecting chain; Orders explains
that the chain will be placed because Plaintiff is on SIB;
Plaintiff is dressed in a smock and officers exit the cell.
Surveillance video footage from the Plaintiff’s cell on November 11
depicts the following:9
4:54:55 Plaintiff is sitting on the toilet with a chain around his neck.
4:55:00 Plaintiff looks towards the cell door and removes the chain.
4:55:50 The cell door opens and officers enter.
4:56:07 Campbell and another officer lift the Plaintiff to standing.
4:56:29 Officers work on the restraint chain and bend Plaintiff’s
upper body forward; Plaintiff attempts to stand straight.
4:56:33 Campbell pulls Plaintiff’s body forward and holds Plaintiff’s
head down with his forearm across Plaintiff’s neck or head.
4:56:47 Plaintiff is placed on the toilet while he struggles.
4:56:56 Officers continue working on the chain; Campbell’s arm
remains on Plaintiff’s head or neck.
4:57:03 Campbell releases Plaintiff and the officers exit the cell.
4:57:18 The cell door closes. No marks are visible on the Plaintiff
and he does not appear to be in distress; he briefly stands,
then sits back down while examining the chains.
9 The surveillance video footage lacks audio. Surveillance footage from the housing unit
depicts officers approaching and exiting the cell from two angles, but the incidents inside
the cell are not visible, so the footage is not summarized in this section. [See C158 Seg
E3A1 left view; C159 Seg E3A15 right view].
Handheld video footage from November 11 depicts the following:10
00:10 An officer notes that Plaintiff is sitting on the toilet.
00:18 The cell door is opened.
00:29 Campbell orders Plaintiff to stand; Plaintiff says, “for what?”
00:32 Campbell again orders Plaintiff to stand; Plaintiff does not
comply.
00:36 Campbell and another officer lift Plaintiff to standing while
other officers work on the chain.
00:55 Officers bend Plaintiff’s upper body forward and Plaintiff
says, “it’s too fucking tight;” Campbell says, “no it’s not.”
1:01 Campbell pushes Plaintiff’s head forward and restrains his
upper body.
1:15 Officers work on the restraint chain and Campbell orders
Plaintiff to sit down twice; Plaintiff struggles.
1:24 Officers forcibly place Plaintiff on the toilet.
1:29 Plaintiff says, “I can’t breathe;” Campbell says, “if you can
talk you can breathe.”
1:31 Campbell releases the Plaintiff.
1:34 Officers exit the cell and the door is closed.
10 The handheld video footage is not time stamped. [See 00559.MTS AVCHD Video].
Progress times are included for reference.
IV. DISCUSSION
A. Defendants’ Motion for Summary Judgment
1. Exhaustion
The PLRA requires a prisoner to exhaust his or her administrative
remedies before filing a § 1983 action. 42 U.S.C. § 1997e(a). The PLRA
provides, in pertinent part, that “[n]o action shall be brought with respect to
prison conditions under section 1983 of this title, or any other Federal law,
by a prisoner confined in any jail, prison, or other correctional facility until
such administrative remedies as are available are exhausted.” Id. In Porter
v. Nussle, the Supreme Court held that the PLRA’s exhaustion requirement
applies to all inmate suits about prison life. 534 U.S. 516, 532 (2002). The
Court ruled that “exhaustion in cases covered by § 1997e(a) is now
mandatory.” Id. at 524 (citation omitted). The Porter Court stressed that,
under the PLRA, exhaustion must take place before the commencement of
the civil action to further the efficient administration of justice. Id.
In Woodford v. Ngo, the Supreme Court held that the PLRA exhaustion
requirement requires “proper” exhaustion: “Administrative law ... requir[es]
proper exhaustion of administrative remedies, which ‘means using all steps
that the agency holds out, and doing so properly (so that the agency
addresses the issues on the merits).’” 548 U.S. 81, 90 (2006) (quoting Pozo
v. McCaughtry, 286 F.3d 1022, 1024 (7th Cir. 2002)). Further, “[t]here is no
question that exhaustion is mandatory under the PLRA and that
unexhausted claims cannot be brought in court.” Jones v. Bock, 549 U.S.
199, 211 (2007) (citing Porter, 534 U.S. at 524). Because exhaustion of
administrative remedies is an affirmative defense, defendants have the
burden of pleading and proving lack of exhaustion. Id. at 216. Once a
defendant presents evidence of a failure to exhaust, the burden of proof
shifts to the inmate to show, by a preponderance of the evidence, either that
exhaustion occurred or that administrative remedies were unavailable.
Graham v. Gentry, 413 F. App’x 660, 663 (4th Cir. 2011).
The North Carolina Department of Adult Corrections (“NCDAC”)11 has
established a three-step procedure governing submission and review of
inmate grievances in its ARP. Moore v. Bennette, 517 F.3d 717, 721 (4th
Cir. 2008). Inmates are required to “properly” exhaust administrative
remedies in accordance with ARP. Woodford, 548 U.S. at 90; Moore, 517
F.3d at 726. An inmate does not exhaust his administrative remedies until
he completes all three steps of the ARP. Moore, 517 F.3d at 726.
The forecast of evidence demonstrates that the Plaintiff did not exhaust
the ARP for the November 10 incident whatsoever.
11 Previously known as the North Carolina Department of Public Safety (“NCDPS”).
With regard to the October 18 incident, the Defendants have forecast
evidence that the Plaintiff failed to complete the three-step ARP regarding
his excessive force claim. That Plaintiff argues that the ARP was unavailable
because a grievance addressing the related disciplinary proceeding was
rejected. However, the dismissal of a grievance addressing disciplinary
matters does not demonstrate that the ARP was unavailable for his
excessive force claim. The Plaintiff’s attempt to raise the issue in a prison
disciplinary proceeding is unavailing because such is not “proper” exhaustion
under the ARP. See Woodford, 548 U.S. at 90; Moore, 517 F.3d at 726.
With regard to the November 11 incident, the forecast of evidence
demonstrates that the Plaintiff did not address Defendant Orders’ alleged
failure to intervene whatsoever, and that the ARP regarding Defendant
Campbell’s alleged use of excessive force was completed after Plaintiff filed
the instant lawsuit. Porter, 534 U.S. at 524. The Plaintiff argues that the
ARP was not “available” to him with regards to the November 11 incident
because a separate investigation of the use of force rendered the ARP a
“dead end.” [Doc. 70: P. MSJ Resp. at 6-7]. The forecast of evidence
demonstrates that the Plaintiff’s grievance was accepted and that he
received a Response at each step. That the Responses acknowledged a
separate use of force investigation did not excuse the Plaintiff from
completing the ARP, even though he apparently felt that such was futile. See
generally Booth v. Churner, 532 U.S. 731, 741 n.6 (2001) (noting that the
PLRA exhaustion requirement does not include a futility exception).
The Defendants have conclusively demonstrated a lack of exhaustion
and the Plaintiff has failed to establish the existence of a genuine dispute of
material fact from which a reasonable jury could conclude either that
exhaustion occurred or that the ARP was unavailable. Accordingly, the
Defendants’ Motion for Summary Judgment will be granted for lack of
exhaustion.12
2. Excessive Force
The Eighth Amendment prohibits the infliction of “cruel and unusual
punishments,” U.S. CONST. amend. VIII, and protects prisoners from the
“unnecessary and wanton infliction of pain.” Whitley v. Albers, 475 U.S. 312,
319 (1986). To establish an Eighth Amendment claim, an inmate must
satisfy both an objective component–that the harm inflicted was sufficiently
serious–and a subjective component–that the prison official acted with a
sufficiently culpable state of mind. Williams v. Benjamin, 77 F.3d 756, 761
12 While dismissal for failure to exhaust administrative remedies is ordinarily without
prejudice. because the Plaintiff has also failed to establish the existence of a genuine
dispute of material fact regarding his underlying claims as discussed infra, the dismissal
will be with prejudice.
(4th Cir. 1996). In adjudicating an excessive force claim, the Court must
consider such factors as the need for the use of force, the relationship
between that need and the amount of force used, the extent of the injury
inflicted, and, ultimately, whether the force was “applied in a good faith effort
to maintain or restore discipline, or maliciously and sadistically for the very
purpose of causing harm.” Whitley, 475 U.S. at 320-21. Furthermore, the
Supreme Court has made clear that “[a]n inmate who is gratuitously beaten
by guards does not lose his ability to pursue an excessive force claim merely
because he has the good fortune to escape without serious injury.” Wilkins
v. Gaddy, 559 U.S. 34, 38 (2010).
The Fourth Circuit recognizes a cause of action for bystander liability
“premised on a law officer’s duty to uphold the law and protect the public
from illegal acts, regardless of who commits them.” Stevenson v. City of
Seat Pleasant, Md., 743 F.3d 411, 416-17 (4th Cir. 2014) (quoting Randall
v. Prince George’s Cnty., 302 F.3d 188, 203 (4th Cir. 2002)). A “bystander
officer” can be liable for his or her nonfeasance if he or she: “(1) knows that
a fellow officer is violating an individual’s constitutional rights; (2) has a
reasonable opportunity to prevent the harm; and (3) chooses not to act.”
Randall, 302 F.3d at 204.
With regard to the October 18 and November 10 incidents, the forecast
of evidence demonstrates that the Defendants used minimal and appropriate
force in responding to the Plaintiff’s self-injurious and resistant behavior, and
that the Defendants lacked a subjectively culpable state of mind. The
Plaintiff’s disagreement with the Defendants’ actions and his belief that the
Defendants failed to adhere to prison policy are unavailing. See generally
Jackson v. Sampson, 536 F. App’x 356, 357 (4th Cir. 2013) (unpublished)
(holding that “prison officials’ failure to follow internal prison policies are not
actionable under § 1983 unless the alleged breach of policy rises to the level
of constitutional violation”).
With regard to the November 11 incident, the forecast of evidence
construed in the light most favorable to the Plaintiff establishes that
Defendant Campbell placed the Plaintiff in a headlock for 30 seconds. The
forecast of evidence further demonstrates that this brief use of force was
necessitated by the Plaintiff’s admitted self-injurious behavior, repeated
refusal to comply with orders, and physical resistance; that Campbell
released the Plaintiff within three seconds of the Plaintiff stating that he could
not breathe; that officers ceased using force altogether once Plaintiff was
secured; and that the Plaintiff sustained no physical injuries. The Court
concludes that no reasonable jury could find, under these circumstances,
that the force employed by officers on November 11 was excessive. See,
e.g., Allen v. City of Dunn, 708 F.Supp.3d 743, (E.D.N.C. Dec. 27, 2023)
(police officers’ use of a headlock while attempting to arrest a motorist was
reasonable where the motorist started a verbal confrontation, physically
assaulted an officer, and resisted arrest until he was subdued and
handcuffed); Whiteside v. White, 1:16-cv-288-FDW, 2018 WL 893775
(W.D.N.C. Feb. 14, 2018) (granting summary judgment for officer who used
a mandibular angle control hold to stop an inmate fight); Housley v. Holquist,
879 F.Supp.2d 472, 481 n.8 (D.Md. Aug. 30, 2011) (granting summary
judgment for officers who used a chokehold to extract a woman from her
residence for an emergency psychiatric evaluation where the force was de
minimis, the hold lasted no more than a few seconds, and there were no
lasting injuries).
Because the Plaintiff has failed to demonstrate the existence of a
genuine dispute of material fact regarding the Defendants’ use of excessive
force, his failure to intervene claims likewise fail. See Hinkle v. City of
Clarksburg, W.Va., 81 F.3d 416, 20 (4th Cir. 1996) (absent any underlying
use of excessive force, there can be no bystander liability).
The Plaintiff has failed to demonstrate the existence of a genuine
dispute of material fact as to the Defendants’ use of excessive force and
failure to intervene and, accordingly, Defendants’ Motion for Summary
Judgment will be granted.
3. Qualified Immunity
“Qualified immunity protects officers who commit constitutional
violations but who, in light of clearly established law, could reasonably
believe that their actions were lawful.” Henry v. Purnell, 652 F.3d 524, 531
(4th Cir. 2011) (en banc). “To determine whether an officer is entitled to
qualified immunity, the court must examine (1) whether the plaintiff has
demonstrated that the officer violated a constitutional right and (2) whether
that right was clearly established at the time of the alleged violation.” E.W.
ex rel. T.W. v. Dolgos, 884 F.3d 172, 178 (4th Cir. 2018) (internal quotation
marks omitted). The doctrine of qualified immunity “gives government
officials breathing room to make reasonable but mistaken judgments and
protects all but the plainly incompetent or those who knowingly violate the
law.” Smith v. Ray, 781 F.3d 95, 100 (4th Cir. 2015) (internal quotation
marks omitted).
As discussed supra, the Plaintiff has not presented a forecast of
evidence that the Defendants violated his constitutional rights. It is not
clearly established that the use of force, including a brief chokehold, to bring
a self-injurious and physically resistant inmate into compliance with officers’
orders is excessive. See, e.g., Allen v. City of Dunn, 708 F. Supp. 3d 743,
756 (E.D.N.C. 2023) (noting that “[n]o Fourth Circuit authority holds the use
of a headlock on a resisting suspect unreasonable, and numerous cases
from other courts hold to the contrary”) (collecting cases). As such, summary
judgment for the Defendants would also be proper on this ground.
4. North Carolina Assault and Battery
On initial review, the Court exercised supplemental jurisdiction over the
Plaintiff’s North Carolina assault and battery claims that were based on the
same incidents as the § 1983 excessive force claim that passed initial review.
[See Doc. 11: Order on Initial Review at 8].
As discussed supra, the Plaintiff’s § 1983 excessive force claims have
been dismissed. The Plaintiff’s North Carolina claims that are based on the
same conduct likewise fail. See, e.g., Njang v. Montgomery Cnty., Md., 279
F. App’x 209, 216 (4th Cir. 2008) (recognizing that “the jurisprudence
governing Fourth Amendment excessive force actions also controls a party’s
actions for battery and gross negligence”); Wilcoxson v. Painter, 2016 WL
866327, at *10 (E.D.N.C. March 3, 2016) (“[w]here a law enforcement
officer’s use of force was reasonable for the purposes of finding qualified
immunity to a § 1983 excessive force claim, it is fatal to the Plaintiff’s state
law tort claims”). Accordingly, the Defendants’ Motion for Summary
Judgment is granted on the Plaintiff’s North Carolina claims.
B. Plaintiff’s Motion for Summary Judgment
The Plaintiff moves for summary judgment with respect to his
excessive force and assault and battery claims. [Doc. 37]. For the reasons
articulated in the Court’s analysis for the Defendants’ Motion for Summary
Judgment, the Plaintiff’s Motion for Summary Judgment is denied.
IV. CONCLUSION
For the reasons stated herein, the Plaintiff’s Motion for Summary
Judgment is denied, the Defendants’ Motion for Summary Judgment is
granted, and this matter is dismissed with prejudice.
ORDER
IT IS, THEREFORE, ORDERED that:
1. The Defendants’ Motion for Summary Judgment [Doc. 52] is
GRANTED and this action is DISMISSED WITH PREJUDICE.
2. The Plaintiff’s Motion for Summary Judgment [Doc. 37] is
DENIED.
The Clerk of Court is respectfully directed to enter a Judgment
consistent with this Memorandum of Decision and Order
contemporaneously herewith and to close this civil case.
IT IS SO ORDERED.
Signed: February 3, 2025
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< Reidinger ey
Chief United States District Judge “lly
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