applying Rule 12(b)(6) standard to dismissal for failure to state claim under section 1915(e)(2)(B)
How later courts described this case
- applying Rule 12(b)(6) standard to dismissal for failure to state claim under section 1915(e)(2)(B)
- concluding that New Jersey Prison Medical Department, a state agency, “may not be sued under [Section] 1983 since it is not a person
- “An affidavit to proceed in forma pauperis is sufficient if it states that one cannot, because of poverty, afford to pay for the costs of litigation and still provide for him- or herself and any dependents.”
- “An affidavit demonstrating that the petitioner cannot, because of his poverty, provide himself and any dependents with the necessities of life is sufficient.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
CHRISTINE GIBBS, :
Plaintiff :
: No. 1:24-cv-00976
v. :
: (Judge Kane)
PRIME CARE MEDICAL, :
Defendant :
MEMORANDUM
Before the Court are pro se Plaintiff’s application for leave to proceed in forma pauperis
and civil rights complaint in which she raises a claim under 42 U.S.C. § 1983 against a county
jail’s medical provider for allegedly constitutionally deficient medical care during the time she
has been incarcerated as a pretrial detainee at the jail. For the reasons set forth below, the Court
will grant the in forma pauperis application, dismiss the complaint without prejudice for the
failure to state a claim pursuant to 28 U.S.C. § 1915(e)(2)(B), and provide Plaintiff with leave to
file an amended complaint.
I. BACKGROUND
Pro se Plaintiff Christine Gibbs (“Gibbs”), a pretrial detainee currently incarcerated in the
Adams County Adult Correctional Complex (“ACACC”), commenced this action by filing a
complaint against Defendant Prime Care Medical (“PrimeCare”), which the Clerk of Court
docketed on June 13, 2024. (Doc. No. 1.) In the complaint, Gibbs alleges that prior to July 27,
2023, she experienced pain in her knees and Achilles tendon while she was incarcerated at the
Dauphin County Prison (“DCP”). (Id. at 3.) On July 27, 2023, Gibbs transferred from the DCP
to the ACACC. (Id.) Since the time of this transfer, Gibbs alleges that she has been unable to
receive proper medical treatment for her knees and Achilles tendon while at ACACC, despite her
“having a lot of trouble walking [and] standing up from a [seated] position.” See (id. at 3, 4).
She avers that when she requests medical treatment for her knees and Achilles tendon, she keeps
being told that her requests for care have been “tasked to provider.” See (id. at 3; Doc. No. 1-1 at
1, 2, 5, 7). Yet, she has never seen this “provider.” See (Doc. No. 1 at 3). Instead, the only
medical person she has seen is a nurse, although apparently the nurse “placed [her] on a drug that
did not help” with her pain. See (id.).
Based on these allegations, Gibbs asserts a claim under 42 U.S.C. § 1983 against
PrimeCare for its deliberate indifference to her serious medical needs in violation of the
Fourteenth Amendment to the United States Constitution.1 (Id. at 1, 4.) For relief, she “would
like the Court to order . . . Prime Care to get [her] to a specialist for [her] gel shots,” as well as
award monetary damages for her pain and suffering. See (id. at 4).
When filing her complaint, Gibbs failed to either remit the fees to commence this case or
apply for leave to proceed in forma pauperis. As such, an Administrative Order issued on June
13, 2024, requiring her to either remit the fees or file an application for leave to proceed in forma
pauperis within thirty (30) days or risk dismissal of this action. (Doc. No. 3.) Gibbs timely
complied with this Order by submitting an application for leave to proceed in forma pauperis
(“IFP Application”), which was docketed on July 2, 2024. (Doc. No. 5.) Unfortunately, the IFP
Application was not accompanied by Gibbs’s certified prisoner trust fund account statement, so
another Administrative Order issued on July 10, 2024, directing the Warden of ACACC to
provide Gibbs’s certified prisoner trust fund account statement to the Court within fifteen (15)
days. (Doc. No. 6.) The Clerk of Court docketed Gibbs’s account statement on July 18, 2024.
1 Although Gibbs appears to reference the Eighth Amendment prohibition on cruel and unusual
punishment in her complaint, as explained below, the Fourteenth Amendment applies to her
deliberate indifference claim against PrimeCare because she alleges that she is a pretrial
detainee.
(Doc. No. 7.) The Court will now proceed to address the IFP Application and screen the
complaint as required by Section 1915(e)(2)(B).
II. LEGAL STANDARDS
A. Applications for Leave to Proceed in Forma Pauperis
Under 28 U.S.C. § 1915(a)(1), the Court may allow a plaintiff to commence a civil case
“without prepayment of fees or security therefor,” if the plaintiff “submits an affidavit that
includes a statement of all assets such prisoner possesses that the person is unable to pay such
fees or give security therefor.”2 See id. This statute
“is designed to ensure that indigent litigants have meaningful access to the federal
courts.” Neitzke v. Williams, 490 U.S. 319, 324, 109 S.Ct. 1827, 104 L.Ed.2d 338
(1989). Specifically, Congress enacted the statute to ensure that administrative
court costs and filing fees, both of which must be paid by everyone else who files
a lawsuit, would not prevent indigent persons from pursuing meaningful litigation.
[Deutsch v. United States, 67 F.3d 1080, 1084 (3d Cir. 1995)]. Toward this end, §
1915(a) allows a litigant to commence a civil or criminal action in federal court in
forma pauperis by filing in good faith an affidavit stating, among other things, that
[they are] unable to pay the costs of the lawsuit. Neitzke, 490 U.S. at 324, 109 S.Ct.
1827.
See Douris, 293 F. App’x at 131–32 (footnote omitted).
A litigant can show that they are unable to pay the costs of the lawsuit “based on a
showing of indigence.” See Deutsch, 67 F.3d at 1084 n.5. The Third Circuit Court of Appeals
has not defined what it means to be indigent; nevertheless, “[a] plaintiff need not ‘be absolutely
destitute to enjoy the benefit of the statute.’” See Mauro v. N.J. Supreme Ct. Case No. 56,900,
238 F. App’x 791, 793 (3d Cir. 2007) (unpublished) (quoting Adkins v. E.I. DuPont de Nemours
& Co., 335 U.S. 331, 339 (1948)). Some district courts have explained that all a litigant needs to
2 While the Court recognizes that Gibbs is a pretrial detainee, the Court notes that “[t]he
reference to prisoners in § 1915(a)(1) appears to be a mistake. In forma pauperis status is
afforded to all indigent persons, not just prisoners.” See Douris v. Middletown Twp., 293 F.
App’x 130, 132 n.1 (3d Cir. 2008) (unpublished).
show is that because of their poverty, they cannot afford to pay for the costs of the litigation and
provide themselves with the necessities of life. See, e.g., Rewolinski v. Morgan, 896 F. Supp.
879, 880 (E.D. Wis. 1995) (“An affidavit demonstrating that the petitioner cannot, because of his
poverty, provide himself and any dependents with the necessities of life is sufficient.”); Jones v.
State, 893 F. Supp. 643, 646 (E.D. Tex. 1995) (“An affidavit to proceed in forma pauperis is
sufficient if it states that one cannot, because of poverty, afford to pay for the costs of litigation
and still provide for him- or herself and any dependents.”).
B. The Court’s Screening of the Complaint Under Section 1915(e)(2)(B)
If a district court grants a plaintiff leave to proceed in forma pauperis, the district court
must then examine whether the plaintiff’s complaint, inter alia, fails to state a claim upon which
relief can be granted. See 28 U.S.C. § 1915(e)(2)(B)(i)–(iii) (providing that “[n]otwithstanding
any filing fee, or any portion thereof, that may have been paid, the court shall dismiss the case at
any time if the court determines that-- ... (B) the action or appeal—(i) is frivolous or malicious;
(ii) fails to state a claim on which relief may be granted; or (iii) seeks monetary relief against a
defendant who is immune from such relief”). In reviewing legal claims under Section
1915(e)(2)(B)(ii) to determine whether a plaintiff has failed to state a claim for relief, the district
court applies the standard governing motions to dismiss filed pursuant to Rule 12(b)(6) of the
Federal Rules of Civil Procedure. See Tourscher v. McCullough, 184 F.3d 236, 240 (3d Cir.
1999) (applying Rule 12(b)(6) standard to dismissal for failure to state claim under section
1915(e)(2)(B)). To avoid dismissal under Rule 12(b)(6), a plaintiff must set out “sufficient
factual matter” in the complaint to show that their claims are facially plausible. See Ashcroft v.
Iqbal, 556 U.S. 662, 678 (2009). This plausibility standard requires more than a mere possibility
that the defendant is liable for the alleged misconduct. “[W]here the well-pleaded facts do not
permit the court to infer more than the mere possibility of misconduct, the complaint has alleged
– but it has not ‘show[n]’ – ‘that the pleader is entitled to relief.’” Iqbal, 556 U.S. at 679 (citing
Fed. R. Civ. P. 8(a)(2)). When evaluating the plausibility of a complaint, the Court accepts as
true all factual allegations and all reasonable inferences that can be drawn from those allegations,
viewed in the light most favorable to the plaintiff. See id.; In re Ins. Brokerage Antitrust Litig.,
618 F.3d 300, 314 (3d Cir. 2010). However, the Court must not accept legal conclusions as true,
and “a formulaic recitation of the elements of a cause of action” is insufficient. See Bell Atl.
Corp. v. Twombly, 550 U.S. 544, 555–56 (2007).
In addition, in the specific context of pro se prisoner litigation, the Court must be mindful
that a document filed pro se is “to be liberally construed.” See Estelle v. Gamble, 429 U.S. 97,
106 (1976); Higgs v. Att’y Gen., 655 F.3d 333, 339–40 (3d Cir. 2011) (explaining that “when
presented with a pro se litigant, we have a special obligation to construe his complaint liberally”
(citation and internal quotation marks omitted)). Therefore, a pro se complaint, “however
inartfully pleaded,” must be held to “less stringent standards than formal pleadings drafted by
lawyers.” See Erickson v. Pardus, 551 U.S. 89, 94 (2007) (internal quotation marks omitted)
(quoting Estelle, 429 U.S. at 106). This means the court must “remain flexible, especially ‘when
dealing with imprisoned pro se litigants . . . .’” See Vogt v. Wetzel, 8 F.4th 182, 185 (3d Cir.
2021) (quoting Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 244–45 (3d Cir. 2013))).
Additionally, when construing a pro se complaint, the court will “apply the relevant legal
principle even when the complaint has failed to name it.” See Mala, 704 F.3d at 244. However,
pro se litigants “‘cannot flout procedural rules—they must abide by the same rules that apply to
all other litigants.’” See Vogt, 8 F.4th at 185 (quoting Mala, 704 F.3d at 245).
C. Section 1983
Section 1983 is the statutory vehicle by which private citizens may seek redress for
violations of federal constitutional rights committed by state and municipal officials. See 42
U.S.C. § 1983. This statute states, in pertinent part:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress . . . .
See id. “Section 1983 is not a source of substantive rights,” but is merely a means through which
“to vindicate violations of federal law committed by state actors.” See Pappas v. City of
Lebanon, 331 F. Supp. 2d 311, 315 (M.D. Pa. 2004) (quoting Gonzaga Univ. v. Doe, 536 U.S.
273, 284–85 (2002)). “To state a claim under § 1983, a plaintiff must allege the violation of a
right secured by the Constitution and laws of the United States, and must show that the alleged
deprivation was committed by a person acting under color of state law.” West v. Atkins, 487
U.S. 42, 48 (1988).
III. DISCUSSION
A. The IFP Application
After reviewing the IFP Application as well as Gibbs’s certified prison trust fund account
statement, it appears that Gibbs is unable to pre-pay the costs of this civil rights action.
Therefore, the Court will grant the IFP Application and allow her to proceed in forma pauperis.3
3 However, because Gibbs is a prisoner, she is advised that she will be obligated to pay the filing
fee in installments in accordance with the PLRA, regardless of the outcome of this action. See
28 U.S.C. § 1915(b).
B. Screening of the Complaint
As indicated above, Gibbs is attempting to assert a Section 1983 claim for deliberate
indifference to her serious medical needs against PrimeCare. Because Gibbs alleges that she is a
pretrial detainee (Doc. No. 1 at 2), the Fourteenth Amendment, not the Eighth Amendment,
applies to her claim. See Thomas v City of Harrisburg, 88 F.4th 275, 281 n.23 (3d Cir. 2023)
(explaining that although “the Eighth Amendment protects a prisoner’s serious medical needs,”
the Fourteenth Amendment applied to plaintiff pretrial detainee’s deliberate indifference to
serious medical needs claim (citing Estelle, 429 U.S. at 103–04; Natale v. Camden County Corr.
Facility, 318 F.3d 575, 581–82 (3d Cir. 2003))). In addressing this claim under the Fourteenth
Amendment, the Court “appl[ies] the same standard used to evaluate [deliberate indifference]
claims brought under the Eighth Amendment.” See id. (citing Natale, 318 F.3d at 581–82); see
also Moore v. Luffey, 767 F. App’x 335, 340 & n.2 (3d Cir. 2019) (unpublished) (evaluating
deliberate indifference to serious medical needs claim by pretrial detainee under Eighth
Amendment standard, declining to address whether new standard applies to these types of claims
by pretrial detainees, and discussing similarity of standards under Eighth and Fourteenth
Amendments).
For Gibbs to state a plausible constitutional claim based on the failure to provide adequate
medical treatment, she must allege facts indicating that prison officials were deliberately
indifferent to her serious medical needs. See Farmer v. Brennan, 511 U.S. 825, 835 (1994).
Allegations of medical malpractice and mere disagreement regarding proper medical treatment are
insufficient to establish a constitutional violation. See Spruill v. Gillis, 372 F.3d 218, 235 (3d Cir.
2004). A prison official is not deliberately indifferent “unless the official knows of and disregards
an excessive risk to inmate health or safety; the official must both be aware of facts from which
the inference could be drawn that a substantial risk of serious harm exists, and he must also draw
the inference.” See Farmer, 511 U.S. at 837. “A medical need is serious, . . . if it is one that has
been diagnosed by a physician as requiring treatment or one that is so obvious that a lay person
would easily recognize the necessity for a doctor’s attention.” Monmouth Cnty. Corr. Institutional
Inmates v. Lanzaro, 834 F.2d 326, 347 (3d Cir. 1987) (internal quotation marks omitted). A
plaintiff properly alleges deliberate indifference “where the prison official (1) knows of a
prisoner’s need for medical treatment but intentionally refuses to provide it; (2) delays necessary
medical treatment based on a non-medical reason; or (3) prevents a prisoner from receiving needed
or recommended medical treatment.” See Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999). A
serious medical need exists where “failure to treat can be expected to lead to substantial and
unnecessary suffering.” See Colburn v. Upper Darby Twp., 946 F.2d 1017, 1023 (3d Cir. 1991).
In this case, Gibbs alleges that PrimeCare is the medical provider for the ACACC and has
failed to properly treat her medical issues. Because PrimeCare, a non-government entity, allegedly
provides medical services at ACACC, it is considered to act under color of state law for purposes
of section 1983. See Curdo v. County of Chester, No. 24-cv-00132, 2024 WL 3445005, at *13
n.140 (E.D. Pa. July 17, 2024) (“Private entities, like PrimeCare Medical, Inc., contracting with
municipalities, like [Chester] County, to provide services to prison inmates are state actors for
purposes of section 1983 liability.” (citing West, 487 U.S. at 53–58)); Roth v. PrimeCare, No. 18-
cv-05010, 2019 WL 2745789, at *2 n.12 (E.D. Pa. June 27, 2019) (“The PrimeCare Defendants
do not contest they are state actors, conceding they contract with Montgomery County to provide
medical services to inmates incarcerated at the Montgomery County prison.”); see also Natale, 318
F.3d at 583–84 (acknowledging that entity contracted to perform medical services for county jail
is state actor for purposes of Section 1983).
Assuming that private healthcare companies who contract with county jails to provide
medical services to incarcerated individuals constitute “persons” amenable to suit under Section
1983,4 they “cannot be held responsible for the acts of [their] employees under a theory of
respondeat superior or vicarious liability.” See Natale, 318 F.3d at 583. Instead, a plaintiff must
allege that the private healthcare company violated their constitutional rights because of a custom
or policy that it adopted. See Cephas v. George W. Hill Corr. Facility, No. 09-cv-06014, 2010 WL
2854149, at *2 (E.D. Pa. July 20, 2010) (explaining that pro se prisoner plaintiff seeking to assert
claim against private healthcare company providing medical services to county jail must allege
that institutional policy or custom caused violation of plaintiff’s rights; dismissing complaint
because it did not contain any such allegations); see also Natale, 318 F.3d at 583 (analyzing section
1983 claim against private health care provider under municipal liability standard established in
Monell v. Department of Social Services of the City of New York, 436 U.S. 658 (1978)).
4 Although PrimeCare acts under color of state law when it provides contracted medical services
to a county jail, other Judges in this District have nonetheless concluded that medical providers
like PrimeCare are not proper defendants under Section 1983 because they are not “person[s]”
subject to Section 1983 liability. See, e.g., Kenyon v. Gutierrez, No. 24-cv-00426, 2024 WL
3605962, at *8 & n.93 (M.D. Pa. July 30, 2024) (Brann, C.J.) (“Only ‘persons’ are subject to suit
under Section 1983, and entities such as prisons, medical departments, or private medical
companies generally do not qualify as ‘persons’ for purposes of Section 1983.” (footnote
omitted)); Ealy v. Schell, No. 24-cv-00126, 2024 WL 1533666, at *4 (M.D. Pa. Apr. 9, 2024)
(Munley, J.) (determining that PrimeCare, which was providing medical services to a county jail,
was not a “person” amenable to suit under Section 1983); Hasara v. Buchannon, No. 22-cv-
01149, 2023 WL 35326, at *1 n.1 (M.D. Pa. Jan. 4, 2023) (Rambo, J.) (noting that pro se plaintiff
sued PrimeCare, and pointing out that PrimeCare “was dismissed pursuant to 28 U.S.C. §
1915A(b)(1) because it is not a ‘person’ under Section 1983”); Stankowski v. Farley, 487 F.
Supp. 2d 543, 554 (M.D. Pa. 2007) (Munley, J.) (concluding PrimeCare was not a “person”
subject to suit under Section 1983). This conclusion appears to be based on the United States
Supreme Court’s decision holding that state agencies are not “persons” subject to suit under
Section 1983, see Will v. Mich. Dep’t of State Police, 491 U.S. 58, 64–65, 71 (1989), and Third
Circuit decisions concluding that state prison medical departments and county jails are also not
“persons” amenable to suit under Section 1983. See, e.g., Fischer v. Cahill, 474 F.2d 991, 992
(3d Cir. 1973) (concluding that New Jersey Prison Medical Department, a state agency, “may not
be sued under [Section] 1983 since it is not a person); Lenhart v. Pennsylvania, 528 F. App’x
111, 114 (3d Cir. 2013) (unpublished) (“[A]s the District Court noted, Westmoreland County
Prison is not a person capable of being sued within the meaning of § 1983.” (citations omitted)).
A “policy” arises when a decision-maker possessing final authority issues an official
proclamation, policy, or edict. See Pembaur v. City of Cincinnati, 475 U.S. 469, 481 (1986).
“Custom, on the other hand, can be proven by showing that a given course of conduct, although
not specifically endorsed or authorized by law, is so well-settled and permanent as virtually to
constitute law.” Est. of Roman v. City of Newark, 914 F.3d 789, 798 (3d Cir. 2019) (quoting
Bielevicz v. Dubinon, 915 F.2d 845, 850 (3d Cir. 1990)). For a custom to be the proximate cause
of an injury, a plaintiff must establish that the defendant “had knowledge of similar unlawful
conduct in the past, failed to take precautions against future violations, and that its failure, at least
in part, led to [the plaintiff’s] injury.” See id. (internal quotation marks and alterations omitted).
Regardless of whether a plaintiff is seeking to impose municipal liability for a policy or a custom,
“it is incumbent upon a plaintiff to show that a policymaker is responsible either for the policy or,
through acquiescence, for the custom.” See Andrews v. City of Philadelphia, 895 F.2d 1469, 1480
(3d Cir. 1990); see also Bielevicz, 915 F.2d at 850 (explaining that in both methods to obtain
liability under Monell, “a plaintiff must show that an official who has the power to make policy is
responsible for either the affirmative proclamation of a policy or acquiescence in a well-settled
custom”). The plaintiff “must [also] identify [the] custom or policy, and specify what exactly that
custom or policy was” to satisfy the applicable pleading standard. See McTernan v. City of York,
PA, 564 F.3d 636, 658 (3d Cir. 2009) (citation omitted).
In addition,
[t]here are three situations where acts of a government employee may be deemed
to be the result of a policy or custom of the governmental entity for whom the
employee works, thereby rendering the entity liable under § 1983. The first is
where “the appropriate officer or entity promulgates a generally applicable
statement of policy and the subsequent act complained of is simply an
implementation of that policy.” [Bd. of County Comm’rs of Bryan County v.
Brown, 520 U.S. 397, 417 (1997)] (Souter, J., dissenting). The second occurs where
“no rule has been announced as policy but federal law has been violated by an act
of the policymaker itself.” Id. Finally, a policy or custom may also exist where
“the policymaker has failed to act affirmatively at all, [though] the need to take
some action to control the agents of the government ‘is so obvious, and the
inadequacy of existing practice is likely to result in the violation of constitutional
rights, that the policymaker can reasonably be said to have been deliberately
indifferent to the need.’” Id. at 417–18 (quoting City of Canton, Ohio v. Harris,
489 U.S. 378, 390[ (1989)]); see also Berg[ v. County of Allegheny, 219 F.3d 261,
276 (3d Cir. 2000)] (holding that plaintiff must “demonstrat[e] that the municipal
action was taken with ‘deliberate indifference’ to its known or obvious
consequences”).
See Natale, 318 F.3d at 584 (third alteration in original) (internal footnote omitted).
Here, Gibbs does not allege an unconstitutional policy or custom by PrimeCare that
would potentially establish a plausible Section 1983 suit against it. Therefore, the Court will
dismiss her Section 1983 deliberate indifference to serious medical needs claim against
PrimeCare for the failure to state a claim under Section 1915(e)(2)(B)(ii).
C. Leave to Amend
Having determined that Gibbs’s sole claim against PrimeCare is subject to dismissal, the
Court must determine whether to grant her leave to file an amended complaint. Courts should
generally give leave to amend but may dismiss a complaint with prejudice where leave to amend
would be inequitable or futile. See Fletcher-Harlee Corp. v. Pote Concrete Contractors, Inc., 482
F.3d 247, 252 (3d Cir. 2007) (“[I]n civil rights cases district courts must offer amendment—
irrespective of whether it is requested—when dismissing a case for failure to state a claim unless
doing so would be inequitable or futile.”); see also Grayson v. Mayview State Hosp., 293 F.3d
103, 108 (3d Cir. 2002) (“When a plaintiff does not seek leave to amend a deficient complaint
after a defendant moves to dismiss it, the court must inform the plaintiff that [they have] leave to
amend within a set period of time, unless amendment would be inequitable or futile.”). “In
determining whether [amendment] would be futile, the district court applies the same standard of
legal sufficiency as [it] applies under Fed. R. Civ. P. 12(b)(6).” In re Burlington Coat Factory
Sec. Litig., 114 F.3d 1410, 1434 (3d Cir. 1997). Based on the analysis above, the Court cannot
state that any amended complaint against PrimeCare would be futile. Therefore, the Court will
grant Gibbs leave to file an amended complaint as to her Fourteenth Amendment claim against
PrimeCare.
IV. CONCLUSION
For the reasons discussed above, the Court will grant the IFP Application and dismiss the
complaint without prejudice to Gibbs filing an amended complaint. An appropriate Order
follows.5
s/ Yvette Kane
Yvette Kane, District Judge
United States District Court
Middle District of Pennsylvania
5 The Order will provide additional information to Gibbs about the filing of an amended
complaint.