Opinion

Krish Singh v. City of Phoenix

  • 124 F.4th 746
Court
Court of Appeals for the Ninth Circuit
Filed
Dec 26, 2024
Status
Published
Cited by
4 cases
Authority
More cited than 58.0%

The opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

KRISH SINGH, No. 23-15356

Plaintiff-Appellant, D.C. No. 2:21-cv-

00099-JJT

v.

CITY OF PHOENIX; BRITTANY OPINION

SMITH-PETERSEN, Officer, Badge

No. 10529, wife; SMITH-PETERSEN,

First Name Unknown, husband;

ANNIE BATWAY, Officer, Badge

No. 9656, wife; BATWAY, First

Name Unknown, husband;

UNKNOWN PARTIES, named as

John and Jane Does I-X,

Defendants-Appellees.

KRISH SINGH, No. 23-15444

Plaintiff-Appellee, D.C. No. 2:21-cv-

00099-JJT

v.

CITY OF PHOENIX; BRITTANY

SMITH-PETERSEN, Officer, Badge

2 SINGH V. CITY OF PHOENIX

No. 10529, wife; ANNIE BATWAY,

Officer, Badge No. 9656, wife,

Defendants-Appellants,

and

SMITH-PETERSEN, First Name

Unknown, husband; BATWAY, First

Name Unknown, husband;

UNKNOWN PARTIES, named as

John and Jane Does I-X,

Defendants.

Appeal from the United States District Court

for the District of Arizona

John Joseph Tuchi, District Judge, Presiding

Argued and Submitted May 17, 2024

Phoenix, Arizona

Filed December 26, 2024

Before: Susan P. Graber, Roopali H. Desai, and Ana de

Alba, Circuit Judges.

Opinion by Judge Graber

SINGH V. CITY OF PHOENIX 3

SUMMARY *

Qualified Immunity/Excessive Force

The panel (1) reversed the district court’s summary

judgment for City of Phoenix police officer Brittany Smith-

Petersen on Krish Singh’s 42 U.S.C. § 1983 excessive force

claim; (2) reversed the district court’s order remanding

Singh’s state law claims to state court; and (3) dismissed

Smith-Petersen’s cross-appeal for lack of jurisdiction.

Smith-Petersen and another police officer responded to a

report of an attempted robbery with a knife. When they

arrived, Singh held a knife to his own neck and asked the

officers to shoot and kill him. He refused to drop the knife,

and Smith-Petersen shot and seriously injured him. The

district court held that although a reasonable jury could find

that Smith-Petersen violated Singh’s constitutional right, she

was nevertheless protected by qualified immunity from

Singh’s 42 U.S.C. § 1983 suit because there was no clearly

established law that would have put her on notice that her

force was objectively unreasonable under the

circumstances. The district court remanded the state claims

to state court for resolution.

The panel agreed with the district court’s holding, not

challenged on appeal, that Singh established a plausible,

although not conclusive, constitutional violation at step one

of the qualified immunity analysis. At step two—in which

plaintiff bears the burden of showing that the rights allegedly

violated were clearly established—the panel held that Glenn

*

This summary constitutes no part of the opinion of the court. It has

been prepared by court staff for the convenience of the reader.

4 SINGH V. CITY OF PHOENIX

v. Washington County, 673 F.3d 864 (9th Cir. 2011),

involving materially similar facts, put Smith-Petersen on

notice that her use of deadly force plausibly violated Singh’s

right to be free from excessive force. Here as in Glenn,

(1) plaintiff did not brandish a knife but rather held it to his

own neck; (2) despite failing to comply with commands to

drop the knife, a number of circumstances weighed against

deeming plaintiff an immediate threat; (3) the offense here—

attempted robbery with a knife—was less serious than in

Glenn; (4) plaintiff did not actively resist arrest; (5) officers

should have been aware that plaintiff was emotionally

disturbed; and (6) no effective warning was given. Finally,

the question of whether Smith-Petersen could have used less

intrusive means of force was better suited to resolution by

the trier of fact.

The panel held that it lacked jurisdiction over Smith-

Petersen’s cross-appeal challenging the district court’s

determination that genuine factual disputes existed as to

whether her use of deadly force was reasonable. The panel

reversed the dismissal of the state-law claims and remanded

for reconsideration of whether supplemental jurisdiction

over the claims should be exercised.

COUNSEL

David L. Abney (argued), Ahwatukee Legal Office, PC,

Phoenix, Arizona; J. Scott Halverson, Law Offices of J.

Scott Halverson PC, Tempe, Arizona; for Plaintiff-

Appellant.

Ashley Caballero-Daltrey (argued), Justin M. Ackerman,

and John T. Masterson, Jones Skelton & Hochuli PLC,

Phoenix, Arizona, for Defendants-Appellees.

SINGH V. CITY OF PHOENIX 5

OPINION

GRABER, Circuit Judge:

Plaintiff Krish Singh was shot and seriously injured by

Defendant Officer Brittany Smith-Petersen in Phoenix,

Arizona. Smith-Petersen and another Defendant, Officer

Annie Batway, had responded to a report of an attempted

robbery with a knife. When the two police officers arrived,

Plaintiff held a knife to his neck and asked the officers to

shoot and kill him. Plaintiff refused to drop the knife, and

Smith-Petersen shot him. Plaintiff sued the City of Phoenix,

Smith-Petersen, and Batway. The district court entered

summary judgment for Defendant Smith-Petersen on

Plaintiff’s claim of excessive force, brought under § 1983,

holding that she was protected by qualified immunity, and

the court remanded Plaintiff’s state claims to state court for

resolution. We reverse and remand with respect to the

appeal, and we dismiss Smith-Petersen’s cross-appeal for

lack of jurisdiction.

FACTUAL AND PROCEDURAL BACKGROUND

On November 11, 2019, Brittany Smith-Petersen and

Annie Batway, who were police officers with the Phoenix

Police Department, responded to a report of an attempted

armed robbery at a Home Depot in Phoenix, Arizona.

Before the officers arrived at the scene, the dispatcher

informed them that the person who had reported the incident

stated that the suspect was trying to rob him with a knife. In

an updated report, the officers were told that the suspect was

chasing the victim with a knife in a parking lot. The officers

arrived at the scene at the same time, but in separate patrol

vehicles. They saw Plaintiff walking through a Carl’s Jr.’s

parking lot; he was not chasing anyone.

6 SINGH V. CITY OF PHOENIX

The officers pulled their vehicles up on both sides of

Plaintiff, forming an L-shaped configuration around him.

While still in her patrol vehicle, Smith-Petersen directed

Plaintiff to stop and to show both hands. Plaintiff was

holding a knife against his own throat. Smith-Petersen got

out of her patrol vehicle and ordered Plaintiff to “stay right

there.” She then drew her firearm, aimed it at Plaintiff, and

yelled, “If you come any closer, I’ll fucking shoot you.” She

told Batway to “get out of the way.” She then told Plaintiff

to “drop the fucking knife,” while she moved around the

back driver’s side of her patrol car—placing her vehicle

between her and Plaintiff. In response, Plaintiff said,

“What? I’m going to die anyway.” Smith-Petersen then told

Plaintiff, “if you come any closer, I will kill you. Do you

understand? Put the gun down.” Plaintiff immediately

corrected Smith-Petersen by saying something to the effect

of, “it’s a knife.” In response, Smith-Petersen stated, “I’m

sorry, you’re right,” and instructed Plaintiff to “put the knife

down.” For the remainder of the encounter, but before

Smith-Petersen shot Plaintiff, Plaintiff made several

statements, including that people thought he was “crazy” and

that he wanted Smith-Petersen to shoot him. At no point did

Plaintiff suggest that he intended to harm either of the

officers or anyone else.

Approximately two minutes into the interaction, Plaintiff

began to move slowly toward the corner of the front driver’s

side of Smith-Petersen’s vehicle, which was positioned

between the two of them. She moved backward in response,

explaining that she did not want to shoot Plaintiff. Plaintiff

said something to effect of, “I want to get shot.” As Plaintiff

slowly inched forward, Batway repeatedly told him to stop.

He persisted, “Go ahead ma’am,” and continued to move

slowly toward Smith-Petersen. As he moved toward Smith-

SINGH V. CITY OF PHOENIX 7

Petersen, she continued to move backward, and Batway

continued to tell Plaintiff to stop. Plaintiff appeared to stop

next to the front of the vehicle. Smith-Petersen then fired a

single round, striking Plaintiff in the abdomen. Plaintiff fell

to the ground and dropped the knife. He survived his

injuries.

In her deposition, Smith-Petersen testified that, at the

time she shot Plaintiff, she believed that he posed a threat to

her, to Batway, and to the public because he failed to comply

with their repeated directions to drop the knife and continued

to advance toward her. She conceded that Plaintiff “did not

make any specific sudden changes in movement to elicit

[her] to fire [her] weapon sooner.” But, she explained, she

fired her weapon “because [she] no longer had [a] barrier as

well as Officer Batway never had a barrier.” Although both

officers carried “OC spray”— akin to pepper spray—and a

taser at the time of the incident, Smith-Petersen testified that

she did not believe that it was safe to use a taser, because of

the positions she and Batway were holding and because of

“containment problems” due to the open parking lot. She

also testified that she did not feel that it would have been

effective for her to have used the pepper spray or the taser,

given the distance between her and Plaintiff.

In November 2020, Plaintiff sued Defendants in Arizona

state court. The complaint raised a single federal claim and

three state claims: (1) violation of the Fourth Amendment,

under 42 U.S.C. § 1983, against Smith-Petersen only;

(2) assault and battery, against the City and Smith-Petersen;

(3) negligence and gross negligence, against all Defendants;

and (4) negligent hiring, training, supervision, and retention,

against the City. Defendants removed the action to federal

court.

8 SINGH V. CITY OF PHOENIX

After discovery, Defendants moved for summary

judgment on each of Plaintiff’s claims. The district court

granted Defendants’ motion only as to Plaintiff’s claim

under § 1983, holding that a reasonable jury could find that

Smith-Petersen violated Plaintiff’s constitutional rights, but

she was nevertheless protected by qualified immunity. The

court also remanded the remaining claims to state court.

Plaintiff timely appeals, and Smith-Petersen timely cross-

appeals, arguing that the district court’s ruling that she

violated Plaintiff’s constitutional right will affect the

resolution of the state claims.

STANDARD OF REVIEW

We review de novo the district court’s grant of summary

judgment on the basis of qualified immunity. Evans v.

Skolnik, 997 F.3d 1060, 1064 (9th Cir. 2021). Many of the

facts underlying this case are disputed. But, because we

review the district court’s grant of summary judgment to

Smith-Petersen in these circumstances, we must construe all

facts in the light most favorable to Plaintiff. Id. at 1063.

Jurisdictional questions are subject to de novo review.

United States v. Jeremiah, 493 F.3d 1042, 1044 (9th Cir.

2007).

DISCUSSION

“Qualified immunity shields government officials from

civil damages liability unless the official violated a statutory

or constitutional right that was clearly established at the time

of the challenged conduct.” Taylor v. Barkes, 575 U.S. 822,

825 (2015) (per curiam) (citation and internal quotation

marks omitted). In determining whether qualified immunity

shields a police officer or other governmental official, we

ask two questions: (1) “whether the facts that a plaintiff has

SINGH V. CITY OF PHOENIX 9

alleged . . . or shown . . . make out a violation of a

constitutional right,” and (2) if so, whether that right was

“‘clearly established’ at the time of [the] defendant’s alleged

misconduct.” Pearson v. Callahan, 555 U.S. 223, 232 (2009)

(citations omitted). If the answer to either question is “no,”

the officer prevails and is immune from suit. See id. at 236.

A. Qualified Immunity

The district court held, and we agree, that Plaintiff has

established a plausible, even though not conclusive,

constitutional violation at step one of the qualified-immunity

analysis. On appeal, Plaintiff challenges only the district

court’s holding at the second step of the analysis. At this

step, Plaintiff “bears the burden of showing that the rights

allegedly violated were clearly established.” Shafer v.

County of Santa Barbara, 868 F.3d 1110, 1118 (9th Cir.

2017) (citation and internal quotation marks omitted); see

Pearson, 555 U.S. at 232.

The Supreme Court has held that the law is “clearly

established” when “every reasonable official would have

understood that what he is doing violates that right.” Taylor,

575 U.S. at 825 (citation and internal quotation marks

omitted). Although a case need not be “directly on

point, . . . existing precedent must have placed the statutory

or constitutional question beyond debate.” Id. (citation and

internal quotation marks omitted). The district court held

that there was no clearly established law that would have put

Smith-Petersen on notice that her force was objectively

unreasonable in the circumstances. We disagree.

The facts in this case are closely akin to those in Glenn

v. Washington County, 673 F.3d 864 (9th Cir. 2011), which

sufficed to put Smith-Petersen on notice. In Glenn, the

officers responded to a domestic dispute involving an

10 SINGH V. CITY OF PHOENIX

intoxicated and suicidal eighteen-year-old male (“Lukus”).

Id. at 866. In a 911 call requesting officer assistance,

Lukus’s mother described her son as being “out of control,

busting [their] windows,” “intoxicated,” suicidal, and

possessing a pocketknife with which he was threatening his

parents. Id. at 867. Although the dispatcher neglected to

share with the officers that Lukus’s mother noted that Lukus

had threatened them with the knife, the dispatcher did tell the

officers that Lukus was “very intoxicated,” that he “had

broken a window and was out in the driveway,” and that

“there were hunting rifles inside the house.” Id. When one

of the officers asked whether “the Glenns could lock the

doors since he ‘[didn’t] want [Lukus] going inside if there

are guns in [the house],’” the dispatcher responded that

“Lukus had ‘busted through the front door.’” Id.

After arriving at the home and establishing a staging area

that was a short distance from the Glenn home, the first

responding officer, Deputy Mikhail Gerba, bypassed the

staging area, where he encountered a friend of Lukus’s,

whom he ordered to “[g]et on the fucking ground.” Id. at

868 (brackets in original). The friend complied, explaining

that Lukus was “by the garage” and that “[they] [had] him

calmed down.” Id. Gerba proceeded to the driveway,

positioning himself about eight to twelve feet from Lukus,

who was holding the pocketknife to his own neck and was

standing by his parents and another of his friends. Id. Gerba,

from the moment he arrived, “‘only scream[ed] commands

loudly at Lukus’ such as ‘drop the knife or I’m going to kill

you.’” Id. (brackets in original). But Lukus “may not have

heard or understood these commands because he was

intoxicated and many people were yelling at once.” Id.

Approximately four minutes after the first officer arrived

at the scene, officers fatally shot Lukus, who was acting

SINGH V. CITY OF PHOENIX 11

erratically and, according to the responding officers, did not

comply with their repeated orders to put down the

pocketknife that he possessed. Id. at 867–69. Officers

initially employed non-lethal force by shooting Lukus with

beanbag rounds when he failed to comply with their orders.

Id. at 869. But Lukus began moving toward the home in

which his parents were located, and the officers then fatally

shot him with live, lethal rounds. Id.

The district court in Glenn entered summary judgment in

the officers’ favor, concluding that they were entitled to

qualified immunity. We reversed. Id. at 866.

We concluded in Glenn that the officers’ use of force was

not undisputably reasonable because: (1) although Lukus

possessed a pocketknife, he “held [it] to his own neck” and

never brandished or threatened anyone at the scene with it,

id. at 873, 875–76; (2) even though Lukus did not respond to

the officers’ orders to put down the knife during the roughly

three minutes that elapsed before they used the beanbag

rounds, “a number of other circumstances weigh[ed] against

deeming him ‘an immediate threat to the safety of the

officers or others,’” id. at 873 (citation omitted); (3) the

“character of the offense” committed by Lukus was not

severe because “[n]either the district court nor the

defendants . . . identified any crime that Lukus committed,”

id. at 874; (4) Lukus may not have been actively resisting

arrest, despite his failing to follow the officers’ commands

to put down the pocketknife, 1 id. at 875; (5) the officers

1

Active resistance entails “pulling away from a deputy’s grasp,

attempting to escape, resisting or countering physical control or

demonstrating the willingness to engage in combat by verbal challenges,

threats, aggressive behavior, or assault.” Id. at 875 (brackets and internal

quotation marks omitted).

12 SINGH V. CITY OF PHOENIX

were, or should have been, aware that Lukus was suicidal or

otherwise mentally disturbed, which diminished the

government’s interest in using deadly force, id. at 875–76;

(6) Lukus may not have comprehended the warnings and

commands that the officers gave because he was intoxicated

and there were other people yelling, id. at 876; and (7) less

lethal alternatives, such as the use of a taser, may have been

available, id. at 876–78. Therefore, we held that “the district

court erred in granting summary judgment on the

constitutionality of the officers’ use of force.” Id. at 878.

The facts in this case are similar to the facts in Glenn in

all material respects:

First, Plaintiff and Lukus both held knives. And, at the

time of the encounter with officers, Plaintiff “did not

brandish [the knife] at anyone, but rather held [it] to his own

neck.” 2 Id. at 873.

Second, as in Glenn, despite Plaintiff’s failure to comply

with the officers’ commands to drop the knife, “a number of

2

For the first time at oral argument, Smith-Petersen argued that the

position of the knife blade was “pointed toward the officers” and not

toward Plaintiff, despite his keeping the knife at his neck during the

encounter. She argues that this factor enhanced the threat to the officers

because Plaintiff could have “easily attack[ed] [the officers] rather than

himself because the blade [was] already facing them.” The officers both

attested that Plaintiff was holding the knife to his own neck in a way that

would have made it easy for him to attack others. But, before oral

argument, neither officer detailed how the knife was positioned or held

such that it increased the perceived threat. Contrary to this newly raised

characterization, from the available video evidence it appears that the

knife blade may be pointed toward Plaintiff’s neck (inward) and not in

the direction of the officers. Regardless, this distinction is not

dispositive, in part because of the distance between Plaintiff and the

officers.

SINGH V. CITY OF PHOENIX 13

other circumstances weigh against deeming him ‘an

immediate threat to the safety of the officers or others.’” Id.

(citation omitted). In particular, the record supports findings

that Plaintiff was suicidal, that he was “not in possession of

any guns,” that he was “not in a physical altercation with

anyone,” that he did not “threaten[] anyone with the knife,

and [that] no one was trying to get away from him.” Id. As

in Glenn, Plaintiff “did not attack the officers . . . [nor] did

he even threaten to attack any of them.” Id. (citation and

internal quotation marks omitted); see also Calonge v. City

of San Jose, No. 22-16495, 2024 WL 2873371, at *8 (9th

Cir. June 7, 2024) (noting that even though the suspect

appeared to be carrying a gun, “he did not brandish his

weapon or menace the officers; and he did not attempt to

[access] . . . an area that could contain other people”). There

was no other person in the open parking lot besides Plaintiff

and the officers, “so a jury could conclude that no one was

close enough to [Plaintiff] to be harmed by him before police

could intervene.” Id. at 874. Moreover, as we noted in

Glenn and as the district court here suggested in its decision,

a jury reasonably could conclude that the officers “could

have moved farther away at any time, had they wanted to,”

undermining the notion that Plaintiff posed an immediate

threat. Id.

Third, we have established “two slightly different ways”

of assessing the seriousness of the offense in question. S.R.

Nehad v. Browder, 929 F.3d 1125, 1136 (9th Cir. 2019).

“[A] particular use of force would be more

reasonable . . . when applied against a felony suspect than

when applied against a person suspected of only a

misdemeanor.” Id.; see id. (explaining that cases involving

a misdemeanor would “provide little, if any, basis for a use

of deadly force”). Courts also may “use[] the severity of the

14 SINGH V. CITY OF PHOENIX

crime at issue as a proxy for the danger a suspect poses at

the time force is applied.” Id. (citing Smith v. City of Hemet,

394 F.3d 689, 702–03 (9th Cir. 2005) (en banc) (holding that

“the nature of the crime at issue provid[ed] little, if any,

basis” for the use of force where the suspect had physically

assaulted his wife but was standing alone on his porch when

officers arrived)). Even when a suspect has made “felonious

threats or committed a serious crime prior to [an officer’s]

arrival,” however, a jury could discount the severity of the

suspect’s purported crimes when the suspect is “indisputably

not engaged in [felonious] conduct when [the officer]

arrive[s].” Id.

The officers in Glenn were responding to a domestic

disturbance. “Domestic violence situations are particularly

dangerous because more officers are killed or injured on

domestic violence calls than on any other type of call.”

George v. Morris, 736 F.3d 829, 839 (9th Cir. 2013) (quoting

Mattos v. Agarano, 661 F.3d 433, 450 (9th Cir. 2011))

(internal quotation marks omitted). In other words, the

officers in Glenn had more reason to fear for their safety than

Smith-Petersen did here. It is true that the “legitimate

escalation of an officer’s concern about his or her safety is

less salient when the domestic dispute is seemingly over by

the time the officers begin their investigation.” Id. (quoting

Mattos, 661 F.3d at 450) (alteration adopted) (internal

quotation marks omitted). But the officers in Glenn arrived

at the scene of the incident, the Glenns’ home, where the

domestic dispute was seemingly still active—that is, a

domestic dispute involving a suicidal suspect armed with a

knife. See Glenn, 673 F.3d at 868 (noting that Gerba

approached the driveway of the home and “positioned

himself eight to twelve feet from Lukus, who was standing

SINGH V. CITY OF PHOENIX 15

by the garage near his parents” and was “holding the

pocketknife to his own neck”).

Here, the officers were responding to a report of an

attempted robbery with a knife, a felony under Arizona law.

Smith-Petersen argues that Plaintiff also violated other

criminal statutes, which supported the use of deadly force.

Those alleged violations may have been misdemeanors,

which undercuts the use of deadly force. Browder, 929 F.3d

at 1136; see also Ariz. Rev. Stat. §§ 13-1202(B) (specifying

that “[t]hreatening or intimidating pursuant to subsection A,

paragraph 1 or 2 is a class 1 misdemeanor”), 13-2508(B)

(specifying that “[r]esisting arrest pursuant to subsection A,

paragraph 3 of this section is a class 1 misdemeanor”).

Because a reasonable jury could conclude that Plaintiff’s

conduct showed an intent to harm only himself, a jury also

could find that Plaintiff’s actions at the time of the officers’

arrival did not constitute felonious conduct. In Glenn, the

officers were dispatched to a domestic disturbance involving

a “fight with a weapon” and were aware that Lukus had a

pocketknife, that he was “intoxicated,” and that he had

“busted through the front door.” Glenn, 673 F.3d at 867.

The officers also knew that there were hunting rifles inside

the house and, based on the information they were provided,

that the Glenns could not lock the doors to prevent Lukus

from going inside to retrieve the rifles. 3 Id. Even then, the

officers in Glenn first used less lethal force before eventually

shooting and killing Lukus. See id. at 869 (noting that one

of the officers shot Lukus with all six of the shotgun’s

3

When notifying the dispatcher that the Glenns owned hunting rifles,

Lukus’s mother explained that “they were locked up and Lukus could

not get to them.” Glenn, 673 F.3d at 867. But that detail—that the

hunting rifles were locked up—was not communicated to the officers

when dispatched.

16 SINGH V. CITY OF PHOENIX

beanbag rounds before the officers employed the fatal

rounds). Thus, the officers here arrived at a scene where a

less serious crime was occurring than in Glenn.

Fourth, as in Glenn, Plaintiff did not actively resist arrest,

despite his failing to comply with the officers’ commands.

Smith-Petersen does not contend that Plaintiff “tried to flee

before officers shot him”; he “‘did not attack the officers’ or

anyone else, nor did he threaten to do so at any point while

officers were on the scene.” Id. at 874–75 (distinguishing

passive resistance from more “active” or “ominous”

resistance) (quoting Smith, 394 F.3d at 703). In Smith, we

held that the plaintiff’s refusal to comply with the officers’

commands to remove his hands from his pockets and place

them on his head, his reentry into his home despite the

officers’ orders, and his brief refusal to place both hands

behind his back were “not . . . particularly bellicose.” 394

F.3d at 703. Similarly, in this case, “the crux of the

resistance was the refusal to follow officers’ commands,

rather than actively attacking or threatening officers or

others.” Glenn, 673 F.3d at 875 (citing Smith, 394 F.3d at

703). Thus, viewing the facts in the light most favorable to

Plaintiff, Plaintiff’s conduct constituted less than active

resistance, which did not warrant the use of deadly force.

See id. (noting that “the defendants’ own guidelines would

characterize Lukus’ conduct as less than active resistance,

not warranting use of a beanbag shotgun”).

Fifth, the officers “were or should have been aware that

[Plaintiff] was emotionally disturbed.” Id. at 875. The

record strongly supports that Plaintiff was suicidal. Contrary

to Smith-Petersen’s suggestion that the relevant incident did

not involve a suicidal suspect, Defendants’ own expert

concluded that Plaintiff was “threatening suicide” and

acknowledged that “he was holding the knife to his own

SINGH V. CITY OF PHOENIX 17

throat.” Moreover, when Smith-Petersen warned Plaintiff to

“[s]tay right there, stop, if you come any closer I will fucking

shoot you[,]” Plaintiff responded: “That’s what I want.”

Sixth, in Glenn we considered whether the officers had

given an effective warning to Lukus. Id. at 876. We held

that, even though the officers gave seemingly clear warnings

to Lukus, Lukus “may not have heard or understood [the

officers’] commands because he was intoxicated and many

people were yelling at once.” Id. at 868, 874 n.9. As in

Glenn, Plaintiff “did not respond to officers’ orders to put

the knife down during the approximately [two minutes and

fifteen seconds] that elapsed before he was shot.” Id. at 873;

see id. at 873–74 (noting that officers had shot Plaintiff with

beanbags approximately three minutes after arriving and that

they fatally shot Plaintiff less than four minutes after

arriving).

As in Glenn, no effective warning was given to Plaintiff.

Although Plaintiff heard and understood the officers’

warnings, they had no effect on him given his mental state.

He responded quite simply that he wanted the police to shoot

him, emphasizing his suicidal state, so no warning could

effectively convince him to change his behavior.

Threatening a suspect with something that the suspect wants,

in this case for Smith-Petersen to shoot and kill Plaintiff, is

not a sufficient warning in these circumstances. See

generally Bryan v. MacPherson, 630 F.3d 805, 829 (9th Cir.

2010) (“Although we have refused to create two tracks of

excessive force analysis, one for the mentally ill and one for

serious criminals, we have found that even when an

emotionally disturbed individual is acting out and inviting

officers to use deadly force to subdue him, the governmental

interest in using such force is diminished by the fact that the

officers are confronted . . . with a mentally ill individual.”

18 SINGH V. CITY OF PHOENIX

(quoting Deorle v. Rutherford, 272 F.3d 1272, 1283 (9th Cir.

2001)) (internal quotation marks omitted)); see also Deorle,

272 F.3d at 1283 (noting that “a heightened use of less-than-

lethal force will usually be helpful in bringing a dangerous

situation” involving a an emotionally distraught individual

who is armed and dangerous “to a swift end”).

Finally, in considering whether less intrusive means of

force were available in this case, we agree with the district

court that genuine disputes of fact exist. Smith-Petersen

testified that she did not believe it was safe to use her taser

or spray, given the positions she and Batway occupied. On

the other hand, Plaintiff’s expert opined that Smith-Petersen

could have used less lethal options in the circumstances.

Thus, the question whether Smith-Petersen could have used

her taser, spray, or another less-lethal option before or

instead of using deadly force, is better suited to resolution by

the trier of fact. See Glenn, 673 F.3d at 878 (“[T]here was

conflicting evidence on these points, so on summary

judgment we must assume that a taser would have been a

feasible option. Although a jury could ultimately disagree

that the officers were in optimal taser range or that use of a

taser was otherwise feasible or preferable, these are disputed

questions of fact.”).

The present case is readily distinguishable from Hart v.

City of Redwood City, 99 F.4th 543 (9th Cir. 2024). The

decedent in Hart was trying to commit suicide using a knife,

and he already had cut himself by the time the police arrived

at his home after his wife called for assistance. Id. at 545–

46. During the incident, Hart “came towards [the officers]

at a slow run [or a ‘brisk walk’], holding the knife out

towards the officers,” and he moved from thirty to thirty-

seven feet away to only eight to ten feet away from the

officers in about 5.9 seconds. Id. at 546, 549. Indeed, Hart’s

SINGH V. CITY OF PHOENIX 19

own expert testified that Hart posed an imminent threat to

the officers. Id. at 551. By contrast, Plaintiff here never

threatened or ran at the officers, as they conceded in their

testimony; no less lethal methods were attempted; and

Plaintiff’s expert did not concede that Plaintiff posed an

imminent threat.

Likewise, the present case is easily distinguished from

two other recent opinions from this court. In Napouk v. Las

Vegas Metropolitan Police Department, No. 23-15726, 2024

WL 5051193 (9th Cir. Dec. 10, 2024), the decedent held a

large object that appeared to the officers to be a machete, id.

at *2, whereas here the object was a small pocketknife. In

Napouk, the decedent moved the object around and pointed

it in various directions. Id. at *2–3, *6. By contrast, here,

Plaintiff held the pocketknife only to his own throat. There,

the decedent continually advanced on the officers, id. at *3,

*6, and began to move more quickly toward them while

telling them to “get out of here,” id. at *3. In this case,

Plaintiff said nothing aggressive, never moved quickly, and

had stopped at the time he was shot.

Cuevas v. City of Tulare, 107 F.4th 894 (9th Cir. 2024),

differs from this case even more markedly. In Cuevas,

police attempted a traffic stop involving three suspects. Id.

at 896–97. The suspects led police on a high-speed felony

chase, involving an exchange of gunfire. Id. at 897. Here,

Plaintiff was alone, was on foot, had no firearm, and did not

attempt to flee. 4

4

Cuevas was argued and submitted on June 13, 2024, while this case

was submitted earlier, on May 17, 2024. Accordingly, this case has

priority under Ninth Circuit General Order 4.1(a), but we distinguish it

for the sake of clarity in our case law.

20 SINGH V. CITY OF PHOENIX

Because we hold that Glenn put Smith-Petersen on

notice that her use of deadly force plausibly violated

Plaintiff’s Fourth Amendment right to be free of excessive

force, we need not and do not reach Plaintiff’s alternative

argument that this this case falls within the “obvious case”

exception described in Brosseau v. Haugen, 543 U.S. 194,

199 (2004) (per curiam).

B. Jurisdiction Over the Cross-Appeal

Considering our jurisdiction sua sponte, as we must,

Hajek v. Burlington N. R.R. Co., 186 F.3d 1105, 1107 (9th

Cir. 1999), we lack jurisdiction over Smith-Petersen’s cross-

appeal. At the first step of the analysis, the district court

ruled that genuine factual disputes existed, thus precluding a

determination that Smith-Petersen’s use of deadly force was

reasonable as a matter of law, “because the disputed facts

and inferences could support a verdict for either party.”

Although we have jurisdiction to resolve legal questions on

appeal, “we lack jurisdiction to review a district court’s

conclusion that genuine factual disputes exist.” Sialoi v.

City of San Diego, 823 F.3d 1223, 1230 (9th Cir. 2016); see

Johnson v. Jones, 515 U.S. 304, 313 (1995) (noting that

appellants are “explicitly limited . . . to appeals challenging,

not a district court’s determination about what factual issues

are ‘genuine,’ . . . but the purely legal issue [of] what law

was ‘clearly established’” (citations omitted)).

A party may nevertheless raise, on appeal, a legal

argument that would trigger appellate jurisdiction.

If the defendant argues only that the evidence

is insufficient to raise a genuine issue of

material fact, we lack jurisdiction. If the

defendant’s appeal raises purely legal

SINGH V. CITY OF PHOENIX 21

questions, however, . . . we may review those

issues. In other words, we have jurisdiction

to review an issue of law determining

entitlement to qualified immunity—even if

the district court’s summary judgment ruling

also contains an evidence-sufficiency

determination—but not to accede to a

defendant’s request that we review that

evidence-sufficiency determination on

appeal.

Est. of Anderson v. Marsh, 985 F.3d 726, 731 (9th Cir.

2021). Here, Smith-Petersen does not challenge a legal

conclusion that the district court made and does not argue

that there was no Fourth Amendment violation even if all

disputed facts are construed in Plaintiff’s favor. She merely

“characteriz[es] [her] arguments as legal ones directed at the

materiality of disputed facts,” which we have held does not

give rise to appellate jurisdiction. Peck v. Montoya, 51 F.4th

877, 886–87 (9th Cir. 2022).

For example, Smith-Petersen challenges the district

court’s determination that there is a genuine factual dispute

as to whether she could have continued to move back, away

from Plaintiff, as Plaintiff moved toward her and whether

Plaintiff stopped before he was shot. She argues that those

facts “are not material,” because Plaintiff’s “failure to heed

[more than a dozen] lawful commands to stop and put down

the knife made him a threat.” As another example, assessing

the severity of the crime, Smith-Petersen argues that whether

Plaintiff was actively threatening her and Batway with the

knife is immaterial because it is undisputed that they were

responding to a call of an attempted robbery with a knife.

But those arguments are “poorly disguised [efforts]” aimed

22 SINGH V. CITY OF PHOENIX

at arguing materiality—the true challenge being directed at

the sufficiency of the evidence. Id. at 886. Therefore, we

“must accept the district court’s determinations that there are

genuine disputes of fact and that a jury could find” that the

facts favor Plaintiff. Id. at 887. Accordingly, we dismiss the

cross-appeal for lack of jurisdiction.

CONCLUSION

We reverse the district court’s grant of summary

judgment to Defendant Smtih-Petersen with respect to

Plaintiff’s § 1983 claim, reverse the dismissal of the state-

law claims, and remand for further proceedings on the

§ 1983 claim and for reconsideration of whether to exercise

supplemental jurisdiction over the state-law claims. We

dismiss the cross-appeal.

No. 23-15356, REVERSED AND REMANDED. No.

23-15444, DISMISSED. Costs on appeal and cross-appeal

are awarded to Plaintiff-Appellant.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.