explaining that “Heller and its progeny lead us to conclude that [the defendant] remains among ‘the people’ despite his 1995 false statement conviction” and considering “whether the Government has shown that applying § 922(g)(1) to [the defendant] would be consistent with the Nation’s historical tradition of firearm regulation” (internal quotation marks and citation omitted)
How later courts described this case
- explaining that “Heller and its progeny lead us to conclude that [the defendant] remains among ‘the people’ despite his 1995 false statement conviction” and considering “whether the Government has shown that applying § 922(g)(1) to [the defendant] would be consistent with the Nation’s historical tradition of firearm regulation” (internal quotation marks and citation omitted)
- holding “narrowly” that § 922(g)(1) is unconstitutional as applied to defendant who more than two decades ago was convicted of food-stamp fraud and completed his sentence and where the record contains no evidence that he poses a physical danger to others
- noting that earlier felony disqualification statute "applied only to violent criminals" and rejecting application of § 922[g][1] to defendant convicted of food-stamp fraud on ground that government "has [produced] no evidence . . . that food-stamp fraud is closely associated with physical danger"
- reversing dismissal of as- applied challenge to section 922.(g)(1): “Because the Government has not shown that our Republic has a longstanding history and tradition of depriving people like Range of their firearms, § 922(g)(1) cannot constitutionally strip him of his Second Amendment rights.”
Written by the judges who cited it.
The opinion
PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
______________
No. 21-2835
______________
BRYAN DAVID RANGE,
Appellant
v.
ATTORNEY GENERAL UNITED STATES OF AMERICA;
REGINA LOMBARDO, Acting Director, Bureau of Alcohol,
Tobacco, Firearms and Explosives
______________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 5:20-CV-03488)
District Judge: Honorable Gene E.K. Pratter
______________
Argued before Merits Panel on September 19, 2022
Argued En Banc on February 15, 2023
Reargued En Banc on October 9, 2024 on Remand from the
Supreme Court of the United States
______________
Before: CHAGARES, Chief Judge, JORDAN, HARDIMAN,
SHWARTZ, KRAUSE, RESTREPO, BIBAS, PORTER,
MATEY, PHIPPS, FREEMAN, MONTGOMERY-REEVES,
CHUNG, ROTH,* and AMBRO,**
Circuit Judges.
(Filed: December 23, 2024)
William V. Bergstrom
Peter A. Patterson [Argued]
David H. Thompson
Cooper & Kirk
1523 New Hampshire Avenue, N.W.
Washington, DC 20036
Michael P. Gottlieb
Vangrossi & Recchuiti
319 Swede Street
Norristown, PA 19401
Counsel for the Appellant
Joseph G. S. Greenlee
Firearms Policy Coalition Action
5550 Painted Mirage Road
*
Judge Roth is participating as a member of the en banc court
pursuant to 3d Cir. I.O.P. 9.6.4.
**
Judge Ambro assumed senior status on February 6, 2023 and
elected to continue participating as a member of the en banc
court pursuant to 3d Cir. I.O.P. 9.6.4.
2
Suite 320
Las Vegas, NV 89149
Counsel for Amici Curiae FPC Action Foundation and
Firearms Policy Coalition, Inc. in Support of Appellant
Elisa A. Long
Lisa B. Freeland
Renee Pietropaolo
Eleni Kousoulis
K. Anthony Thomas
Helen A. Marino
Heidi R. Freese
Matthew Campbell
Office of Federal Public Defender
1001 Liberty Avenue
1500 Liberty Center
Pittsburgh, PA 15222
Counsel for Amicus Curiae Federal Public &
Community Defender Organization of the Third
Circuit in Support of Appellant
Brian M. Boynton
Jacqueline C. Romero
Mark B. Stern
Michael S. Raab
Abby C. Wright
Kevin B. Soter [Argued]
United States Department of Justice
Civil Division
950 Pennsylvania Avenue, N.W.
3
Washington, DC 20530
Counsel for the Appellees
Janet Carter
Everytown Law
450 Lexington Avenue
P.O. Box 4148
New York, NY 10017
Counsel for Amicus Curiae Everytown for Gun Safety
in Support of Appellees
______________
OPINION OF THE COURT
______________
HARDIMAN, Circuit Judge, filed the Opinion of the Court
with whom CHAGARES, Chief Judge, and JORDAN, BIBAS,
PORTER, MATEY, PHIPPS, FREEMAN, MONTGOMERY-
REEVES, and CHUNG, Circuit Judges, join. MATEY,
Circuit Judge, filed a concurring opinion. PHIPPS, Circuit
Judge, filed a concurring opinion. KRAUSE, Circuit Judge,
filed an opinion concurring in the judgment, with whom
ROTH, Circuit Judge, joins in part. ROTH, Circuit Judge,
filed an opinion concurring in the judgment, with whom
KRAUSE and CHUNG, Circuit Judges, join in part. AMBRO,
Circuit Judge, concurs in the judgment only. SHWARTZ,
Circuit Judge, filed a dissenting opinion with whom
RESTREPO, Circuit Judge, joins.
4
Bryan Range appeals the District Court’s summary
judgment rejecting his claim that the federal “felon-in-
possession” law—18 U.S.C. § 922(g)(1)—violates his Second
Amendment right to keep and bear arms. We agree with Range
that, despite his false statement conviction, he remains among
“the people” protected by the Second Amendment. And
because the Government did not carry its burden of showing
that the principles underlying our Nation’s history and tradition
of firearm regulation support disarming Range, we will reverse
and remand.
I
A
The material facts are undisputed. In 1995, Range
pleaded guilty in the Court of Common Pleas of Lancaster
County to one count of making a false statement to obtain food
stamps in violation of Pennsylvania law. See 62 Pa. Stat. Ann.
§ 481(a). In those days, Range was earning between $9.00 and
$9.50 an hour as he and his wife struggled to raise three young
children on $300 per week. Range’s wife prepared an
application for food stamps that understated Range’s income,
which she and Range signed. Though he did not recall
reviewing the application, Range accepted full responsibility
for the misrepresentation.
Range was sentenced to three years’ probation, which
he completed without incident. He also paid $2,458 in
restitution, $288.29 in costs, and a $100 fine. Other than his
1995 conviction, Range’s criminal history is limited to minor
traffic and parking infractions and a summary offense for
fishing without a license.
5
When Range pleaded guilty in 1995, his conviction was
classified as a Pennsylvania misdemeanor punishable by up to
five years’ imprisonment. That conviction precludes Range
from possessing a firearm because federal law generally makes
it “unlawful for any person . . . who has been convicted in any
court, of a crime punishable by imprisonment for a term
exceeding one year” to “possess in or affecting commerce, any
firearm or ammunition.” 18 U.S.C. § 922(g)(1). Although state
misdemeanors are excluded from that prohibition if they are
“punishable by a term of imprisonment of two years or less,”
18 U.S.C. § 921(a)(20)(B), that safe harbor provided no refuge
for Range because he faced up to five years’ imprisonment.
In 1998, Range tried to buy a firearm but was rejected
by Pennsylvania’s instant background check system. Range’s
wife, thinking the rejection a mistake, gifted him a deer-
hunting rifle. Years later, Range tried to buy a firearm and was
rejected again. After researching the reason for the denial,
Range learned he was barred from buying a firearm because of
his 1995 conviction. Range then sold his deer-hunting rifle to
a firearms dealer.
B
In 2020, Range sued in the United States District Court
for the Eastern District of Pennsylvania, seeking a declaration
that § 922(g)(1) violates the Second Amendment as applied to
him. He also requested an injunction prohibiting the law’s
enforcement against him. Range asserts that but for
§ 922(g)(1), he would “for sure” purchase another deer-
hunting rifle and “maybe a shotgun” for self-defense at home.
App. 197–98. Range and the Government cross-moved for
summary judgment.
6
The District Court granted the Government’s motion.
Range v. Lombardo, 557 F. Supp. 3d 609, 611 (E.D. Pa. 2021).
Faithfully applying our then-controlling precedents, the Court
held that Range’s crime was “serious” enough to deprive him
of his Second Amendment rights. Id. In doing so, the Court
noted the two-step framework we established in United States
v. Marzzarella, 614 F.3d 85 (3d Cir. 2010). Range, 557 F.
Supp. 3d at 613. The Court began—and ended—its analysis at
the first step. It considered five factors to determine whether
Range’s conviction made him an “unvirtuous citizen” of the
kind historically barred from possessing a firearm: (1) whether
the conviction was classified as a misdemeanor or a felony; (2)
whether the elements of the offense involved violence; (3) the
sentence imposed; (4) whether there was a cross-jurisdictional
consensus as to the seriousness of the crime, Binderup v. Att’y
Gen., 836 F.3d 336, 351–52 (3d Cir. 2016) (en banc)
(plurality); and (5) the potential for physical harm to others
created by the offense, Holloway v. Att’y Gen., 948 F.3d 164,
173 (3d Cir. 2020). Range, 557 F. Supp. 3d at 613–14.
The Government conceded that four of the five factors
favored Range because he was convicted of a nonviolent, non-
dangerous misdemeanor and had not been incarcerated. Id. at
614. But the District Court held the “cross-jurisdictional
consensus” factor favored the Government because about 40
jurisdictions would have classified his crime as a felony. Id. at
614–15. Noting that our decisions in Holloway, 948 F.3d at
177, and Folajtar v. Att’y Gen., 980 F.3d 897, 900 (3d Cir.
2020), had rejected as-applied challenges to § 922(g)(1)
despite only one of the relevant factors weighing in the
Government’s favor, the District Court held that the cross-
jurisdictional consensus alone sufficed to disarm Range.
Range, 557 F. Supp. 3d at 615–16. Range timely appealed.
7
While Range’s appeal was pending, the Supreme Court
decided New York State Rifle & Pistol Ass’n, Inc. v. Bruen, 597
U.S. 1 (2022). The parties then submitted supplemental
briefing on Bruen’s impact. A panel of this Court affirmed the
District Court’s summary judgment, holding that the
Government had met its burden to show that § 922(g)(1)
reflects the Nation’s historical tradition of firearm regulation
such that Range’s conviction “places him outside the class of
people traditionally entitled to Second Amendment rights.”
Range v. Att’y Gen., 53 F.4th 262, 266 (3d Cir. 2022) (per
curiam).
Range petitioned for rehearing en banc. We granted the
petition and vacated the panel opinion. Range v. Att’y Gen., 56
F.4th 992 (3d Cir. 2023). The en banc Court reversed and
remanded for the District Court to enter a declaratory judgment
for Range. We concluded that Range remained one of “the
people” protected by the Second Amendment and that the
Government did not show the Nation has a longstanding
history and tradition of disarming people like Range. Range v.
Att’y Gen., 69 F.4th 96, 98 (3d Cir. 2023) (en banc). The
Government petitioned the Supreme Court for a writ of
certiorari.
While the Government’s petition was pending, the
Supreme Court decided United States v. Rahimi, 144 S. Ct.
1889 (2024). The Court then vacated our en banc decision in
Range and remanded for further consideration. Garland v.
Range, 144 S. Ct. 2706 (2024). The parties and amicus filed
more briefs and we heard argument again.
8
II
The District Court had jurisdiction under 28 U.S.C.
§ 1331 because Range’s complaint raised a federal question:
whether the federal felon-in-possession law, 18 U.S.C.
§ 922(g)(1), violates the Second Amendment as applied to
Range. We have jurisdiction under 28 U.S.C. § 1291.
III
In District of Columbia v. Heller, the Supreme Court
held that the Second Amendment guarantees an individual
right to keep and bear arms unconnected with militia service.
554 U.S. 570, 583–84 (2008). Given that right, the Court held
unconstitutional a District of Columbia law that banned
handguns and required other “firearms in the home be rendered
and kept inoperable at all times.” Id. at 630. It reached that
conclusion after scrutinizing the text of the Second
Amendment and deducing that it “codified a pre-existing
right.” Id. at 592. The Heller opinion did not apply
intermediate or strict scrutiny. In fact, it did not apply means-
end scrutiny at all. But in response to Justice Breyer’s dissent,
the Court noted in passing that the challenged law would be
unconstitutional “[u]nder any of the standards of scrutiny that
we have applied to enumerated constitutional rights.” Id. at
628–29.
Many courts around the country, including this one,
overread that passing comment to require a two-step approach
in Second Amendment cases, utilizing means-end scrutiny at
the second step. We did so for the first time in Marzzarella,
614 F.3d at 97, and we continued down that road for over a
decade. See, e.g., Drake v. Filko, 724 F.3d 426, 429, 434–40
(3d Cir. 2013); Binderup, 836 F.3d at 344–47, 353–56; Ass’n
9
of N.J. Rifle & Pistol Clubs, Inc. v. Att’y Gen. N.J., 910 F.3d
106, 117 (3d Cir. 2018); Beers v. Att’y Gen., 927 F.3d 150,
154–55 (3d Cir. 2019), vacated as moot sub nom. Beers v.
Barr, 140 S. Ct. 2758 (2020); Holloway, 948 F.3d at 169–72;
Folajtar, 980 F.3d at 901.
Bruen rejected the two-step approach as “one step too
many.” 597 U.S. at 19. The Supreme Court declared: “Heller
and McDonald do not support applying means-end scrutiny in
the Second Amendment context.” Id. Instead, those cases teach
“that when the Second Amendment’s plain text covers an
individual’s conduct, the Constitution presumptively protects
that conduct.” Id. at 17. And “[o]nly if a firearm regulation is
consistent with this Nation’s historical tradition may a court
conclude that the individual’s conduct falls outside the Second
Amendment’s ‘unqualified command.’” Id. (quoting
Konigsberg v. State Bar of Cal., 366 U.S. 36, 50 n.10 (1961)).
Applying that standard, Bruen held “that the Second and
Fourteenth Amendments protect an individual’s right to carry
a handgun for self-defense outside the home.” Id. at 10. But the
“where” question decided in Bruen is not at issue here. Range’s
appeal instead requires us to examine who is among “the
people” protected by the Second Amendment. U.S. Const.
amend. II; see Bruen, 597 U.S. at 72 (Alito, J., concurring)
(“Our holding decides nothing about who may lawfully
possess a firearm . . . .”); see also Eugene Volokh,
Implementing the Right to Keep and Bear Arms for Self-
Defense: An Analytical Framework and a Research Agenda,
56 UCLA L. Rev. 1443 (2009) (distinguishing among “who,”
“what,” “where,” “when,” and “how” restrictions). Range
claims he is one of “the people” entitled to keep and bear arms
and that our Nation has no historical tradition of disarming
people like him. The Government responds that Range has not
10
been one of “the people” since 1995, when he pleaded guilty
in Pennsylvania state court to making a false statement on his
food stamp application, and that his disarmament is historically
supported.
IV
Having explained how Bruen abrogated our Second
Amendment jurisprudence, we now apply the Supreme Court’s
established method to the facts of Range’s case. Both sides
agree that we no longer conduct means-end scrutiny. And as
the panel wrote: “Bruen’s focus on history and tradition,”
means that “Binderup’s multifactored seriousness inquiry no
longer applies.” Range, 53 F.4th at 270 n.9.
After Bruen, we must first decide whether the text of the
Second Amendment applies to a person and his proposed
conduct. 597 U.S. at 31–33. If it does, the government now
bears the burden of proof: it “must affirmatively prove that its
firearms regulation is part of the historical tradition that
delimits the outer bounds of the right to keep and bear arms.”
Id. at 19.
A
We begin with the threshold question: whether Range is
one of “the people” who have Second Amendment rights. The
Government contends that the Second Amendment does not
apply to Range at all because “[t]he right to bear arms has
historically extended to the political community of law-
abiding, responsible citizens.” Gov’t En Banc Br. at 2. So
11
Range’s 1995 conviction, the Government insists, removed
him from “the people” protected by the Second Amendment.
The Supreme Court referred to “law-abiding citizens”
in Heller. In response to Justice Stevens’s dissent, which relied
on United States v. Miller, 307 U.S. 174 (1939), the Court
reasoned that “the Second Amendment does not protect those
weapons not typically possessed by law-abiding citizens for
lawful purposes.” Heller, 554 U.S. at 625. In isolation, this
language seems to support the Government’s argument. But
Heller said more; it explained that “the people” as used
throughout the Constitution “unambiguously refers to all
members of the political community, not an unspecified
subset.” Id. at 580. So the Second Amendment right, Heller
said, presumptively “belongs to all Americans.” Id. at 581.
Range cites these statements to argue that “law-abiding
citizens” should not be read “as rejecting Heller’s
interpretation of ‘the people.’” Range Pet. for Reh’g at 8. We
agree with Range for four reasons.
First, the criminal histories of the plaintiffs in Heller,
McDonald, and Bruen were not at issue in those cases. So their
references to “law-abiding, responsible citizens” were dicta.
And while we heed that phrase, we are careful not to overread
it as we and other circuit courts did with Heller’s statement that
the District of Columbia firearm law would fail under any form
of heightened scrutiny.
Second, other constitutional provisions refer to “the
people.”1 For instance, “the people” are recognized as having
1
See, e.g., U.S. Const. pmbl. (“We the People of the United
States . . . .” (emphasis added)); id. amend. IX (recognizing
12
rights to assemble peaceably, to petition the government for
redress,2 and to be protected against unreasonable searches and
seizures.3 Felons are not categorically barred from First
Amendment or Fourth Amendment protection because of their
status. It is true, however, that prisoners have no First
Amendment right to peaceably assemble, see Pell v. Procunier,
417 U.S. 817, 822 (1974), and no Fourth Amendment right as
to prison-cell searches. Hudson v. Palmer, 468 U.S. 517, 526
(1984). We see no reason to adopt a reading of “the people”
that excludes Americans from the scope of the Second
Amendment while they retain their constitutional rights in
other contexts.
Third, as the plurality stated in Binderup: “That
individuals with Second Amendment rights may nonetheless
be denied possession of a firearm is hardly illogical.” 836 F.3d
at 344 (Ambro, J.). That statement tracks then-Judge Barrett’s
dissenting opinion in Kanter v. Barr, in which she persuasively
explained that “all people have the right to keep and bear
arms,” though the legislature may constitutionally “strip
certain groups of that right.” 919 F.3d 437, 452 (7th Cir. 2019).
rights “retained by the people”); id. amend. X (acknowledging
the powers reserved “to the people”).
2
U.S. Const. amend. I (“Congress shall make no law
respecting . . . the right of the people peaceably to assemble,
and to petition the Government for a redress of grievances.”
(emphasis added)).
3
U.S. Const. amend. IV (“The right of the people to be secure
in their persons, houses, papers, and effects, against
unreasonable searches and seizures, shall not be violated . . . .”
(emphasis added)).
13
We agree with that statement in Binderup and then-Judge
Barrett’s reasoning.
Fourth, as the Government concedes, see Gov’t Range
II En Banc Br. 25, Rahimi makes clear that citizens are not
excluded from Second Amendment protections just because
they are not “responsible.” See Rahimi, 144 S. Ct. at 1903. The
Supreme Court cautioned that “responsible” is too vague a
concept to dictate the Second Amendment’s applicability and
using the term that way would create an “unclear . . . rule” that
does not “derive from [Supreme Court] case law.” Id. So too
with the phrase “law-abiding.” Does it exclude those who have
committed summary offenses or petty misdemeanors, which
typically result in a ticket and a small fine? No. We are
confident that the Supreme Court’s references to “law-abiding,
responsible citizens” do not mean that every American who
gets a traffic ticket is no longer among “the people” protected
by the Second Amendment. Perhaps, then, the category refers
only to those who commit “real crimes” like felonies or felony-
equivalents? At English common law, felonies were so serious
they were punishable by estate forfeiture and even death. 4
William Blackstone, Commentaries on the Laws of England 54
(1769). But at the Founding, many states were moving away
from making felonies—including crimes akin to making false
statements—punishable by death in America. See United
States v. Moore, 111 F.4th 266, 270–72 (3d Cir. 2024) (citing
various Founding-era felony laws and penalties). For example,
in Massachusetts, New Jersey, Kentucky, Virginia,
Connecticut, and New York, forgery and counterfeiting were
punishable with imprisonment, hard labor, fines, or corporal
14
punishment, but not death.4 Federally, the Crimes Act of 1790
criminalized conduct involving falsification of records and
stealing property of the United States, and punished such
conduct with fines, corporal punishment, or a term of
imprisonment.5 And today, felonies include a wide swath of
crimes, some of which seem minor.6 Meanwhile, some
4
James T. Mitchell et al., Compiled Statutes at Large of
Pennsylvania from 1682 to 1801 (1700-1809); An Act to
Prevent Forgery, And For the Punishment of Those Who Are
Guilty of the Same. 1784 Mass. Acts Ch. 67; Virginia,
Collection of All Such Acts of the General Assembly of
Virginia, of a Public or Permanent Nature, as are Now in Force
(1803); Harry Toulmin, Collection of All the Public and
Permanent Acts of the General Assembly of Kentucky Which
Are Now in Force (1802); Acts and Laws of the State of
Connecticut (1784); William Paterson, Laws of the State of
New Jersey (1800); Thomas Greenleaf, Laws of the State of
New York, Comprising the Constitution, and the Acts of the
Legislature, since the Revolution, from the First to the
Fifteenth Session (1797).
5
See Crimes Act of 1790, §§ 14–15, 1 Stat. 122, 115–16.
6
See, e.g., 18 U.S.C. § 1464 (uttering “any obscene, indecent,
or profane language by means of radio communication”);
Mich. Comp. Laws Ann. § 445.574a(2)(d) (returning out-of-
state bottles or cans); 18 Pa. Cons. Stat. Ann. § 3929.1 (third
offense of library theft of more than $150); id. § 7613 (reading
another’s email without permission).
15
misdemeanors seem serious.7 As the Supreme Court noted
recently: “a felon is not always more dangerous than a
misdemeanant.” Lange v. California, 594 U.S. 295, 305 (2021)
(cleaned up).
At root, the Government’s claim that “felons are not
among ‘the people’ protected by the Second Amendment,” see
Gov’t Range II En Banc Br. 9 n.1, devolves authority to
legislators to decide whom to exclude from “the people.” We
reject that approach because such “extreme deference gives
legislatures unreviewable power to manipulate the Second
Amendment by choosing a label.” Folajtar, 980 F.3d at 912
(Bibas, J., dissenting). And that deference would contravene
Heller’s reasoning that “the enshrinement of constitutional
rights necessarily takes certain policy choices off the table.”
554 U.S. at 636; see also Bruen, 597 U.S. at 26 (warning
against “judicial deference to legislative interest balancing”).
In sum, we reject the Government’s contention that
“felons are not among ‘the people’ protected by the Second
Amendment.” Heller and its progeny lead us to conclude that
Bryan Range remains among “the people” despite his 1995
false statement conviction.
Having determined that Range is one of “the people,”
we turn to the easy question: whether § 922(g)(1) regulates
Second Amendment conduct. It does. Range’s request—to
possess a rifle to hunt and a shotgun to defend himself at
home—tracks the constitutional right as defined by Heller. 554
7
See, e.g., 18 Pa. Cons. Stat. Ann. § 2504 (involuntary
manslaughter); id. § 2707 (propulsion of missiles into an
occupied vehicle or onto a roadway); 11 Del. Code § 881
(bribery).
16
U.S. at 582 (“[T]he Second Amendment extends, prima facie,
to all instruments that constitute bearable arms, even those that
were not in existence at the time of the founding.”). So “the
Second Amendment’s plain text covers [Range’s] conduct,”
and “the Constitution presumptively protects that conduct.”
Bruen, 597 U.S. at 17.
B
Because Range and his proposed conduct are protected
by the Second Amendment, we now ask whether the
Government can strip him of his right to keep and bear arms.
To answer that question, we must determine whether the
Government has shown that applying § 922(g)(1) to Range
would be “consistent with the Nation’s historical tradition of
firearm regulation.” Id. at 24. We hold that the Government has
not carried its burden.
To preclude Range from possessing firearms, the
Government must show that § 922(g)(1), as applied to him, “is
part of the historical tradition that delimits the outer bounds of
the right to keep and bear arms.” Id. at 19. Historical tradition
can be established by analogical reasoning, which “requires
only that the government identify a well-established and
representative historical analogue, not a historical twin.” Id. at
30. To be compatible with the Second Amendment, modern
laws must be “‘relevantly similar’ to laws that our tradition is
understood to permit.” Rahimi, 144 S. Ct. at 1898 (quoting
Bruen, 597 U.S. at 29). “Why and how the regulation burdens
the right are central to this inquiry.” Id.
In attempting to carry its burden, the Government relies
on the Supreme Court’s statement in Heller that “nothing in
our opinion should be taken to cast doubt on longstanding
17
prohibitions on the possession of firearms by felons.” 554 U.S.
at 626. A plurality of the Court reiterated that point in
McDonald v. City of Chicago, 561 U.S. 742, 786 (2010). In his
concurring opinion in Bruen, Justice Kavanaugh, joined by the
Chief Justice, wrote that felon-in-possession prohibitions are
“presumptively lawful” under Heller and McDonald. 597 U.S.
at 81 (quoting Heller, 554 U.S. at 626–27 & n.26).8
Section 922(g)(1) is a straightforward “prohibition[ ] on
the possession of firearms by felons.” Heller, 554 U.S. at 626.
And since 1961 “federal law has generally prohibited
individuals convicted of crimes punishable by more than one
year of imprisonment from possessing firearms.” Gov’t En
Banc Br. at 1; see An Act To Strengthen The Federal Firearms
Act, Pub. L. No. 87-342, 75 Stat. 757 (1961). But the earliest
version of that statute, the Federal Firearms Act of 1938,
applied only to violent criminals. Pub. L. No. 75-785, §§ 1(6),
2(f), 52 Stat. 1250, 1250–51 (1938). As the First Circuit
explained: “the current federal felony firearm ban differs
considerably from the [original] version . . . . [T]he law
initially covered those convicted of a limited set of violent
crimes such as murder, rape, kidnapping, and burglary, but
extended to both felons and misdemeanants convicted of
qualifying offenses.” United States v. Booker, 644 F.3d 12, 24
(1st Cir. 2011); see also United States v. Skoien, 614 F.3d 638,
640 (7th Cir. 2010) (en banc).
Even if the 1938 Act were “longstanding” enough to
warrant Heller’s assurance—a dubious proposition given the
8
The Heller, McDonald, and Bruen Courts cited no such
“longstanding prohibitions,” presumably because they did “not
undertake an exhaustive historical analysis . . . of the full scope
of the Second Amendment.” Heller, 554 U.S. at 626.
18
Rahimi Court’s focus on Founding-era sources, 144 S. Ct. at
1899–900, and the Bruen Court’s emphasis on Founding- and
Reconstruction-era sources, 597 U.S. at 34, 59–60—Range
would not have been a prohibited person under that law.
Whatever timeframe the Supreme Court might establish in a
future case, see Rahimi, 144 S. Ct. at 1898 n.1, we are confident
that a law passed in 1961—some 170 years after the Second
Amendment’s ratification and nearly a century after the
Fourteenth Amendment’s ratification—falls well short of
“longstanding” for purposes of demarcating the scope of a
constitutional right. So the 1961 iteration of § 922(g)(1) does
not satisfy the Government’s burden.9
The Government’s attempt to identify older historical
analogues also fails. The Government argues that “legislatures
traditionally used status-based restrictions” to disarm certain
groups of people. Gov’t En Banc Br. at 4 (quoting Range, 53
F.4th at 282). Apart from the fact that those restrictions based
9
Nor are we convinced by the 1920s and 1930s state statutes
banning firearm possession by felons, or the 1960s laws
disarming drug addicts and drug users, 1980s laws disarming
persons unlawfully present in the United States and persons
dishonorably discharged from the armed forces, or 1990s laws
disarming domestic violence misdemeanants. Gov’t Range II
En Banc Br. 17, 20–21. These are all too late: “20th-century
evidence . . . does not provide insight into the meaning of the
Second Amendment when it contradicts earlier evidence.”
Bruen, 597 U.S. at 66 n.28; Rahimi, 144 S. Ct. at 1924 (Barrett,
J. concurring) (“[T]he history that matters most is the history
surrounding the ratification of the text; that backdrop
illuminates the meaning of the enacted law. History (or
tradition) that long postdates ratification does not serve that
function.”).
19
on race and religion now would be unconstitutional under the
First and Fourteenth Amendments, the Government does not
successfully analogize those groups to Range. That Founding-
era governments disarmed groups they distrusted like
Loyalists, Native Americans, Quakers, Catholics, and Blacks
does nothing to prove that Range is part of a similar group
today. And any such analogy would be “far too broad[ ].” See
Bruen, 597 U.S. at 31 (noting that historical restrictions on
firearms in “sensitive places” do not empower legislatures to
designate any place “sensitive” and then ban firearms there).
For instance, as the Government notes, colonial laws disarmed
Loyalists for helping the British army or “bearing arms
against” the Continental Congress. Gov’t Range II En Banc Br.
13 (quoting Resolution of Mar. 13, 1776, in Journal of the
Provincial Congress of South Carolina, 1776, at 77 (1776)).
The colonies reasonably feared that Loyalists might take up
arms again. But there is no such basis to fear that Range is
disloyal to his country.
According to the Government, taken together, these
proposed historical analogues support a principle that
“American legislatures disarmed classes of individuals who
posed a danger of misusing firearms.” Gov’t Range II En Banc
Br. 19.
Rahimi did bless disarming (at least temporarily)
physically dangerous people. The law that it upheld required
“a finding that [the defendant] represents a credible threat to
[someone else’s] physical safety.” 18 U.S.C. § 922(g)(8)(C)(i);
144 S. Ct. at 1894, 1896, 1898, 1901–02. It did so “because the
Government offer[ed] ample evidence” of a tradition of
disarming people who “pose[ ] a clear threat of physical
violence to another.” Id. at 1898, 1901; accord id. at 1898
(“credible threat to the physical safety of others”). But the
20
Government does not try to justify disarming Range on this
ground, and with good reason: it has no evidence that he poses
a physical danger to others or that food-stamp fraud is closely
associated with physical danger. It conceded as much the first
time this Court heard the case en banc. Oral argument at 35:05–
34:10; 32:55–31:52; 28:45–28:10.
Rather, the Government seeks to stretch dangerousness
to cover all felonies and even misdemeanors that federal law
equates with felonies. It notes that Rahimi left open the
possibility of “banning the possession of guns by categories of
persons thought by a legislature to present a special danger of
misuse.” Gov’t Range II En Banc Br. 19 (quoting 144 S. Ct. at
1901). And it argues that those “convicted of serious crimes,
as a class, can be expected to misuse firearms.” Id. at 22
(internal quotation marks omitted); accord United States v.
Jackson, 110 F.4th 1120, 1127–29 (8th Cir. 2024).
Even if that categorical argument could suffice to
uphold the original 1938 felon-in-possession ban, it does not
support the current one. Again, it is “far too broad[ ].” Bruen,
597 U.S. at 31. It operates “at such a high level of generality
that it waters down the right.” Rahimi, 144 S. Ct. at 1926
(Barrett, J., concurring). Like the Sixth Circuit, we refuse to
defer blindly to § 922(g)(1) in its present form. See United
States v. Williams, 113 F.4th 637, 658–61 (6th Cir. 2024)
(categorizing crimes as crimes against the person, crimes like
burglary and drug trafficking that “pose a significant threat of
danger,” and nondangerous ones).
To support the de facto permanent disarmament that
§ 922(g)(1) imposes, the Government points out that “the
Founding generation determined that many criminal offenses
were of such ‘gravity’ that they should ‘expose offenders to the
21
harshest of punishments, including death.’” Gov’t Range II En
Banc Br. 10 (citation omitted). Our dissenting colleagues
likewise reason “that fraudsters could lose their life, and hence
their firearms rights.” Dissent of Shwartz, J., at 5. It is true that
“founding-era practice” was to punish some “felony offenses
with death.” Gov’t Range II En Banc Br. 10. For example, the
First Congress made forging or counterfeiting a public security
a capital offense. See An Act for the Punishment of Certain
Crimes Against the United States, 1 Stat. 112, 115 (1790). That
said, the crime to which Range pleaded guilty—making a false
statement to obtain food stamps—may be more analogous to
other offense defined in the same law punishable by a term of
imprisonment or fine.10 While some states at first punished
nonviolent crimes “such as forgery and horse theft” with
death, see Folajtar, 980 F.3d at 904 (citations omitted), by the
early Republic, many states assigned lesser punishments.11
Yet the Founding-era practice of punishing some
nonviolent crimes with death does not suggest that the
particular (and distinct) punishment at issue here—de facto
lifetime disarmament for all felonies and felony-equivalent
misdemeanors—is rooted in our Nation’s history and tradition.
10
See e.g., Crimes Act of 1790, § 15, 1 Stat. 122, 115–16 (“any
person [who] shall feloniously . . . alter [or] falsify . . . any
record . . . in any of the courts of the United States, by means
whereof any judgment shall be reversed” is punishable by fine,
whipping, or “imprison[ment] not exceeding seven years”); id.
§ 16 (“any person . . . [in] custody . . . of any victuals provided
for the victualing of any soldiers . . . [who] for any lucre or
gain, . . . embezzle, purloin or convey away [such goods]” is
punishable by fine or public whipping).
11
See supra note 4.
22
Though our dissenting colleagues read Rahimi as blessing
disarmament as a lesser punishment generally, the Court did
not do that. Instead, it authorized temporary disarmament as a
sufficient analogue to historic temporary imprisonment only to
“respond to the use of guns to threaten the physical safety of
others.” Compare Rahimi, 144 S. Ct. at 1902, with United
States v. Diaz, 116 F.4th 458, 469–70 (5th Cir. 2024) (similarly
broad reasoning).
For similar reasons, Founding-era laws that forfeited
felons’ weapons or estates are not sufficient analogues either.
Such laws often prescribed the forfeiture of the specific
weapon used to commit a firearms-related offense without
affecting the perpetrator’s right to keep and bear arms
generally. See, e.g., Act of Dec. 21, 1771, ch. 540, N.J. Laws
343–344 (“An Act for the Preservation of Deer, and other
Game, and to prevent trespassing with Guns”); Act of Apr. 20,
1745, ch. 3, N.C. Laws 69–70 (“An Act to prevent killing deer
at unseasonable times, and for putting a stop to many abuses
committed by white persons, under pretence of hunting”). So
in the Founding era, a felon could acquire arms after
completing his sentence and reintegrating into society.
Against this backdrop, it’s important to remember that
Range’s crime—making a false statement on an application for
food stamps—did not involve a firearm, so there was no
criminal instrument to forfeit. And even if there were,
government confiscation of the instruments of crime (or a
convicted criminal’s entire estate) differs from a status-based
lifetime ban on firearm possession. The Government has not
cited a single statute or case that precludes a convict who has
served his sentence from purchasing the same type of object
that he used to commit a crime. Nor has the Government cited
forfeiture cases in which the convict was prevented from
23
regaining his possessions, including firearms (unless forfeiture
preceded execution). That’s true whether the object forfeited to
the government was a firearm used to hunt out of season, a car
used to transport cocaine, or a mobile home used as a
methamphetamine lab. And of those three, only firearms are
mentioned in the Bill of Rights.12
For the reasons stated, we hold that the Government has
not shown that the principles underlying the Nation’s historical
tradition of firearms regulation support depriving Range of his
Second Amendment right to possess a firearm.13 See Rahimi,
144 S. Ct. at 1898; Bruen, 597 U.S. at 17.
* * *
Our decision today is a narrow one. Bryan Range
challenged the constitutionality of 18 U.S.C. § 922(g)(1) only
12
Even arms used to commit crimes bordering on treason were
sometimes returned to the perpetrators during the Founding
era. After the Massachusetts militia quelled Shays’s Rebellion
in 1787, the state required the rebels and those who supported
them to “deliver up their arms.” 1 Private and Special Statutes
of the Commonwealth of Massachusetts from 1780–1805,
145–47 (1805). But those arms were to be returned after three
years upon satisfaction of certain conditions. Id. at 146–47.
13
Our concurring colleague criticizes that our opinion “creates
more questions than it answers” and that we “decline to adopt
any articulable methodology of [our] own.” Concurrence of
Krause, J., 67, 65. But in this as-applied constitutional
challenge, our task is to decide only Mr. Range’s case, rather
than preview how this Court would decide future Second
Amendment challenges.
24
as applied to him given his violation of 62 Pa. Stat. Ann.
§ 481(a). Range remains one of “the people” protected by the
Second Amendment, and his eligibility to lawfully purchase a
rifle and a shotgun is protected by his right to keep and bear
arms. More than two decades after he was convicted of food-
stamp fraud and completed his sentence, he sought protection
from prosecution under § 922(g)(1) for any future possession
of a firearm. The record contains no evidence that Range poses
a physical danger to others. Because the Government has not
shown that our Republic has a longstanding history and
tradition of depriving people like Range of their firearms,
§ 922(g)(1) cannot constitutionally strip him of his Second
Amendment rights. We will reverse the judgment of the
District Court and remand so the Court can enter a declaratory
judgment for Range, enjoin enforcement of § 922(g)(1) against
him, and conduct any further proceedings consistent with this
opinion.
25
MATEY, Circuit Judge, concurring.
Having “arms for [one’s] defence . . . is indeed a public
allowance, under due restrictions, of the natural right of
resistance and self-preservation.” 1 William Blackstone,
Commentaries *143–44. I agree with the majority that the
Justice Department has not shown that § 922(g)(1) can be
applied to disarm Bryan Range. I write separately to explain
why that conclusion follows classical principles respecting the
natural rights that inform “our regulatory tradition.” United
States v. Rahimi, 144 S. Ct. 1889, 1898 (2024). Doing so
demonstrates the “reason and spirit” of the law, 1 Blackstone,
Commentaries *61, or the “principles underlying the Second
Amendment,” Rahimi, 144 S. Ct. at 1898. Although historical
practices need not be a “dead ringer” or a “historical twin,”
Rahimi, 144 S. Ct. at 1898 (quoting N.Y. State Rifle & Pistol
Ass’n, Inc. v. Bruen, 597 U.S. 1, 30 (2022)), they must always
faithfully follow the “the first and primary end of human laws,
[which] is to maintain and regulate [the] absolute rights of
individuals,” Alexander Hamilton, The Farmer Refuted
(1775), reprinted in The Revolutionary Writings of Alexander
Hamilton 53 (Richard B. Vernier ed., 2008) (emphasis
omitted) (quoting 1 Blackstone, Commentaries *124). That is
the tradition informing our historical practice, and the principle
that necessarily guides our analysis.
I.
Preserving “unalienable rights” justified our separation
from England, Declaration of Independence para. 2 (U.S.
1776), and required a government “ordain[ed]” to “promote the
general Welfare” and “secure the Blessings of Liberty,” U.S.
Const., pmbl. That is because “natural liberty is a gift of the
beneficent Creator,” while “[c]ivil liberty is only natural
1
liberty, modified and secured by the sanctions of civil society.”
Hamilton, supra, at 70 (emphasis omitted); see also Collected
Works of James Wilson 1083 (Kermit L. Hall & Mark David
Hall eds., 2007) (“[M]an does not exist for the sake of
government, but government instituted for the sake of man.”).
But the fundamental rights that predate America are not
unlimited, and like any law, never license acting contrary to the
common good.1 These inherent limitations apply to all of
man’s “natural rights,” and are consistent with the Supreme
Court’s repeated explanation that the “pre-existing”
“individual right to keep and bear arms” for self-defense is “not
unlimited.” District of Columbia v. Heller, 554 U.S. 570, 592,
595 (2008) (emphasis omitted); see also Bruen, 597 U.S. at 20;
Rahimi, 144 S. Ct. at 1897.2
1
See Collected Works of James Wilson 1055–56.
(“[S]elfishness and injury are as little countenanced by the law
of nature as by the law of man.”); Thomas Aquinas, Summa
Theologica, pt. I-II, q. 90, art. 2 (Fathers of the English
Dominican Province trans., Benzinger Bros. 1947) (c. 1271)
(“Consequently, since the law is chiefly ordained to the
common good, any other precept in regard to some individual
work, must needs be devoid of the nature of a law, save in so
far as it regards the common good. Therefore every law is
ordained to the common good.”).
2
See Collected Works of James Wilson at 1056. (“Upon
the whole, therefore, man’s natural liberty, instead of being
abridged, may be increased and secured in a government,
which is good and wise. As it is with regard to his natural
liberty, so it is with regard to his other natural rights.”); The
Unsigned Essays of Supreme Court Justice Joseph Story: Early
American Views of Law 262 (Valerie L. Horowitz ed., 2015)
2
Surveying history helps us understand the reasons relied
on to regulate the right, see Bruen, 597 U.S. at 27–29; Rahimi,
144 S. Ct. at 1898, ensuring a “[c]ontinuity of [p]rinciples”
faithful to our inherited tradition.3 We look, in other words, for
“markers or indicators that the later doctrine is essentially
continuous with the earlier one and grows out of it, rather than
representing a break with the past that mutilates or
fundamentally transforms the core and essence of the
doctrine.” Adrian Vermeule, Common Good Constitutionalism
123 (2022). So we must consider the sources that animate the
(“[U]nder certain circumstances, life, and liberty, and property,
may justly be taken away; as, for instance, in order to prevent
crimes, to enforce the rights of other persons, or to secure the
safety and happiness of society.”).
3
John Henry Newman, An Essay on the Development
of Christian Doctrine 178 (Longmans, Green, & Co. 1909)
(1845); see also id. at 178–79 (“[P]rinciples are permanent,”
so “[d]octrines stand to principles, as the definitions to the
axioms and postulates of mathematics.”); Jamie G.
McWilliam, A Classical Legal Interpretation of the Second
Amendment, 28 Tex. Rev. L. & Pol. 125, 159 (2024) (“Even
when circumstances evolve, the principles remain the same” so
any “statutes governing arms for the common good must be
evaluated for their compliance with the principles of the ius
naturale and the determinations thereof embodied in the
Second Amendment.”); Bank of Toledo v. City of Toledo, 1
Ohio St. 622, 630–31 (1853) (“[L]aw is the perfection of
reason, and that it is the reason and justice of a legal principle,
which give to its vitality,” therefore, “recurrence should be had
to fundamental principles, and the authority of precedent
regarded so far only as there is to be found a conformity to
reason and the true nature of our own government.”).
3
natural right to bear arms, and the origin of the tradition that
inspired that right, since “the object” of declaring our
independence was “not to find out new principles, or new
arguments, never before thought of, [or] merely to say things
which had never been said before.” Letter from Thomas
Jefferson to Henry Lee (May 8, 1825). Instead, we sought to
“place before mankind the common sense of the
subject . . . giv[ing] to that expression the proper tone and spirit
called for by the occasion. [A]ll [its] authority rests then on the
harmonising sentiments of the day, whether expressed, in
conversns in letters, printed essays or in the elementary books
of public right, as Aristotle, Cicero, Locke, Sidney Etc.” Id.4
4
I follow the well-established practice of consulting
classical authorities discussing natural law to inform the
determination of written rights. “[S]eventeenth- and
eighteenth-century jurists such as Hugo Grotius, Samuel
Pufendorf, Emmerich de Vattel, and William Blackstone” all
held a “jurisprudential worldview” that reflects an “interpretive
tradition” of viewing “natural law not simply as a collection of
universally valid substantive moral principles grounded in
human nature, but also as an interpretive approach.” Robert
Lowry Clinton, The Supreme Court Before John Marshall, 27
J. Sup. Ct. Hist. 222, 227 (2002). The theory that “the
substance of the law pre-exists its ‘declaration’ by courts or
other authoritative interpreters” “formed the horizon within
which the pre-Marshall and Marshall Courts understood the
judicial function and its limitations.” Id. Examples from the
early years following the Founding abound. See, e.g., United
States v. The La Jeune Eugenie, 26 F. Cas. 832, 846 (Story,
Circuit Justice, C.C.D. Mass. 1822) (No. 15,551) (“[E]very
doctrine, that may be fairly deduced by correct reasoning from
the rights and duties of nations, and the nature of moral
4
obligation, may theoretically be said to exist in the law of
nations . . . . And I may go farther and say, that no practice
whatsoever can obliterate the fundamental distinction between
right and wrong, and that every nation is at liberty to apply to
another the correct principle, whenever both nations by their
public acts recede from such practice, and admits the injustice
or cruelty of it.”); United States v. Libellants & Claimants of
The Schooner Amistad (The Amistad), 40 U.S. (15 Pet.) 518,
595 (1841) (relying on the “enteral principles of justice and
international law”); Coffin v. United States, 156 U.S. 432,
453–57 (1895) (tracing the “principle that there is a
presumption of innocence in favor of the accused” back to the
Roman law). That practice continued into the Twentieth
Century. See, e.g., Lochner v. New York, 198 U.S. 45, 65–67
(1905) (Harlan, J., dissenting) (explaining that although the
“inherent rights” to “‘be free in the enjoyment of all his
faculties, to be free to use them in all lawful ways, to live and
work where he will, to earn his livelihood by any lawful
calling, [and] to pursue any livelihood or avocation’” are free
from “undu[e] interference,” the government may exercise its
“police power” to “promote the general welfare, or to guard the
public health, the public morals, or the public safety” (quoting
Allgeyer v. Lousiana, 165 U.S. 578, 589 (1897))); Pierce v.
Soc’y of the Sisters of the Holy Names of Jesus & Mary, 268
U.S. 510, 535 (1925) (“The fundamental theory of liberty upon
which all governments in this Union repose excludes any
general power of the state to standardize its children by forcing
them to accept instruction from public teachers only. The child
is not the mere creature of the state; those who nurture him and
direct his destiny have the right, coupled with the high duty, to
recognize and prepare him for additional obligations.”); Berea
Coll. v. Kentucky, 211 U.S. 45, 67–68 (1908) (Harlan, J.,
5
Absent exploration of the natural principles that support our
legal tradition, we overlook those “certain primary truths, or
first principles, upon which all subsequent reasonings must
depend.” The Federalist No. 31, at 193 (Alexander Hamilton)
(C. Rossiter ed., 1961). In other words, an appropriate
historical inquiry cannot be conducted while blind to the
“reason and spirit” of the law, 1 Blackstone, Commentaries
*61, which provided for its validity and natural purpose.5
Rightly framed, history reveals two principles
informing a consistent tradition. First, because the right to
self-defense is protected by the Second Amendment and
preexists our Founding, laws extensively regulating the types
of firearms a person can possess and the places where
possession is permitted can “eviscerate the general right to
publicly carry arms for self-defense.” Bruen, 597 U.S. at 31;
dissenting) (“The capacity to impart instruction to others is
given by the Almighty for beneficent purposes; and its use may
not be forbidden or interfered with by government,—certainly
not, unless such instruction is, in its nature, harmful to the
public morals or imperils the public safety. . . . The denial of
either right would be an infringement of the liberty inherent in
the freedom secured by the fundamental law.”); Farrington v.
Tokushige, 273 U.S. 284, 299 (1927) (explaining that despite
“grave problems” incident to changing social conditions, the
government cannot infringe on the “fundamental rights of the
individual” that the Fourteenth Amendment was enacted to
protect).
5
“The Founders saw nothing particularly strange, or
insuperable, in the task of appealing to those laws of
reason . . . .” Hadley Arkes, Constitutional Illusions and
Anchoring Truths: The Touchstone of Natural Law 25 (2010).
6
see also Heller, 554 U.S. at 636. All showing a robust
protection of the right to bear arms by those within the civil
society that can rarely be circumvented by the sovereign.
Second, because “public Virtue is the only Foundation
of Republics,”6 the natural right to self-defense, like all other
natural rights, can be exercised only by “a virtuous people who
were controlled from within by a moral compass” that
“respect[] social order, legitimate authority,” and “civic
virtue.”7 This principle provides the reason for restrictions of
the right to bear arms on those who set themselves against civil
6
Letter from John Adams to Mercy Otis Warren (Apr.
16, 1776); see also Washington’s Farewell Address (Sept. 17,
1796), in 1 A Compilation of Messages and Papers of the
President, 1789–1897, 213, 220 (James D. Richardson ed.,
1896) (“It is substantially true, that virtue or morality is
necessary spring of popular government. The rule indeed
extends with more or less force to every species of free
government.”); Letter from John Adams to Zabdiel Adams
(June 21, 1776) (“[I]t is Religion and Morality alone, which
can establish the Principles upon which Freedom can securely
stand . . . . The only foundation of a free Constitution, is pure
Virtue, and if this cannot be inspired into our People, in a
greater Measure, than they have it now, They may change their
Rulers, and the forms of Government, but they will not obtain
a lasting Liberty.—They will only exchange Tyrants and
Tyrannies.”).
7
Daniel L. Dreisbach, Reading the Bible with the
Founding Fathers 68 (2017); see also John Adams to the
Officers of the First Brigade of the Third Division of the Militia
of Massachusetts (Oct. 11, 1798) (“Our Constitution was made
only for a moral and religious people.”).
7
society by individual actions inconsistent with the common
good.8 See Rahimi, 144 S. Ct. at 1901 (“[C]ommon sense
suggests [that] [w]hen an individual poses a clear threat of
physical violence to another, the threatening individual may be
disarmed.”); 1 Blackstone, Commentaries *251 (“For civil
liberty, rightly understood, consists in protecting the rights of
individuals by the united force of society; society cannot be
maintained, and of course can exert no protection, without
obedience to some sovereign power; and obedience is an empty
name, if every individual has a right to decide how far he
himself shall obey.”). Regulations concerning what types of
firearms a person may carry and where a person may carry
uniformly apply to everyone. But regulations on who may
carry center on remedying, through punishment, present threats
to the community stemming from individualized conduct. And
rightfully so, because “[t]he object of human punishment”
includes “depriving the offender of the power of doing
mischief” in order to “secure the safety of the community.” The
Unsigned Essays of Supreme Court Justice Joseph Story: Early
American Views of Law 98 (Valerie L. Horowitz ed., 2015)
[hereinafter Essays of Justice Story]. Because it is “the right of
every society to protect its own peace and interests,” necessary
measures may be implemented as “punishment, if the safety of
society requires it.” Id.; see also Thomas Aquinas, Summa
8
This principle is not synonymous with the Justice
Department’s erroneous argument that the Second Amendment
can be exercised only by law-abiding and responsible citizens,
which the Supreme Court rejected in Rahimi. See 144 S. Ct. at
1903 (rejecting “responsible” as too vague a term). As
explained, “responsible” is not defined by the whim of the
sovereign or the will of the majority, but instead flows from the
classical concept of the common good.
8
Theologica, pt. I-II, q. 96, art. 2 (Fathers of the English
Dominican Province trans., Benzinger Bros. 1947) (“[H]uman
laws do not forbid all vices, from which the virtuous abstain,
but only the more grievous vices, from which it is possible for
the majority to abstain; and chiefly those that are to the hurt of
others, without the prohibition of which human society could
not be maintained.”).9
A.
I begin with a brief examination of the liberty to defend
oneself with arms, a right inherent in natural society that “[t]he
law very wisely, and in a manner silently, gives a man.”
Marcus Tullius Cicero, Speech in Defence of Titus Annius Milo
(c. 52 B.C.), in 3 Orations of Marcus Tullius Cicero 390, 394
(C.D. Yonge trans., 1913). Cicero explained that “if our life be
in danger from plots, or from open violence, or from the
weapons of robbers or enemies, every means of securing our
9
Underexplored in this debate is the role of punishment
in “depriving the offender of the power of doing mischief” in
order to “secure the safety of society.” Essays of Justice Story,
supra, at 98. Moving forward, litigants and scholars alike
should consider the role of government in punishing
individuals who have exhibited dangerous conduct setting
themselves against the general welfare of the community. See
Summa Theologica, supra, pt. I-II, q. 87, art. I (“It has passed
from natural things to human affairs that whenever one thing
rises up against another, it suffers some detriment
therefrom. . . . Consequently, whatever rises up against order,
is put down by that order or by the principle thereof.”); John
Locke, Second Treatise of Government, §§ 87–88 (1690);
Adam Smith, The Theory of Moral Sentiments, pt. II, § 2, ch. 1
(1759).
9
safety is honorable.” Id. This law of self-defense “is a
law . . . not written, but born with us, —which we have not
learnt, or received by tradition, or read, but which we have
taken and sucked in and imbibed from nature herself; a law
which we were not taught, but to which we were made.” Id.
The Roman empire echoed Cicero’s points “for
centuries to come.” Stephen P. Halbrook, That Every Man Be
Armed 20 (1984). The Lex Cornelia de sicariis of 81 B.C.
stated that carrying weapons was lawful but not carrying a
“sword of vengeance” or “weapons for the purpose of
homicide.” J. Inst. 4.18.5 (J. Moyle trans. 1913). Accordingly,
“whatever a person does for his bodily security he can be held
to have done rightfully.” Dig. 1.1.3 (Florentinus, Institutes 1)
(Alan Watson, trans., 1998). But “rightfully” is the condition
that justifies the action. Dig. 1.1.1 (Ulpian, Institutes 1). “The
basic principles of right are: to live honorably, not to harm any
other person, [and] to render to each his own.” Dig. 1.1.10
(Ulpian, Rules 1) (emphasis added). Thus, “it is a grave wrong
for one human being to encompass the life of another.” Dig.
1.1.3 (Florentinus, Institutes 1).
Centuries later, Thomas Aquinas likewise taught that
the “act [of killing another in self-defense], since one’s
intention is to save one’s own life, is not unlawful, seeing that
it is natural to everything to keep itself in ‘being,’ as far as
possible.” Summa Theologica, supra, pt. II-II, q. 64, art. 7. But
killing a just or innocent is wrong because “the life of the
righteous men preserves and forwards the common good.” Id.
art. 6, resp. Aquinas also noted that the fundamental right to
defense did not extend to tumultuously rising up against the
government in opposition to the “unity and peace of a people.”
Id. q. 42, art. 1. “[S]edition is contrary to the unity of the
multitude.” Id. q. 42, art. 2. Citing to Augustine, Aquinas
10
defines “sedition” as being against “the assembly of those who
are united together in fellowship recognized by law and for the
common good,” making “sedition . . . opposed to justice and
the common good.” Id.; see also 2 St. Augustine, City of God,
Book II, ch. 21, at 75–76 (Marcus Dods, ed. & trans.,
Edinburgh, Murray & Gibb 1871) (defining “the people” as
“being not every assemblage or mob, but an assemblage
associated by a common acknowledgment of law, and by a
community of interests”). But “[t]hose, however, who defend
the common good, and withstand the seditious party, are not
themselves seditious, even as neither is a man to be called
quarrelsome because he defends himself.” Summa Theologica,
supra, pt. II-II, q. 42, art. 2.10
These elementary sources teach that persons have a
fundamental right to use arms to preserve innocent human life.
But this liberty cannot be used harm another human life, or to
rebel against a just government. Taken together, these
principles instruct that the natural right of self-preservation
does not extend to bearing arms in a manner that undermines
the common good.
10
This principle does not criminalize individuals of the
community from uprising against a tyrannical government. A
“tyrannical government is not just, because it is directed, not to
the common good, but to the private good of the ruler.” Summa
Theologica, supra, pt. II-II, q. 42, art. 2. So “there is no sedition
in disturbing a government of this kind.” Id.; see also
McWilliam, supra, at 154 (“Resistance to an unjust ruler is also
an application of the ius naturale principle of
self-defense. . . . As such, the natural law has a deep
condemnation for unjust rulers who act for their own private
good rather than for the common good and justice of all.”).
11
B.
English practices applied and developed these
principles. Blackstone pointed out that the right of all
Englishmen to “hav[e] arms for [one’s] defence” is rooted in
“the natural right of resistance and self-preservation.” 1
Blackstone, Commentaries *143–44.11 It was a “birthright,” 1
Blackstone, Commentaries *140, that “appertain[ed] to every
Englishmen,” id. at *136, an “ancient right[] and libert[y],”
later codified by Parliament in the English Bill of Rights in
1689, see Bill of Rights, 1 W. & M. Sess. 2 c. 2 (“[S]ubjects
which are Protestants may have arms for their defence suitable
to their conditions and as allowed by law.”). John Locke
echoed similar points, explaining that “by the fundamental law
of nature . . . one may destroy a man who makes war upon
him . . . for the same reason that he may kill a wolf or a lion;
because such men are not under the ties of the common law of
reason, have no other rule, but that of force and violence.” John
Locke, Second Treatise of Government, § 16 (1690). This
11
See also William Blizard, Desultory Reflect on
Police: With an Essay on the Means of Preventing Crimes and
Amending Criminals 59–60 (London, 1785) (“The right of his
majesty’s Protestant subjects, to have arms for their own
defence, and to use them for lawful purposes, is most clear and
undeniable. It seems, indeed, to be considered, by the ancient
laws of this kingdom . . . . [This right is] most
unquestionabl[e] . . . [and] most clearly established by the
authority of judicial decisions and ancient acts of parliament,
as well as by reason and common sense.”); 3 Blackstone,
Commentaries *3–4 (“Self-defence, therefore, as it is justly
called the primary law of nature, so it is not, neither can it be
in fact, taken away by the law of society.”).
12
comports with reason that “man [must] be preserved as much
as possible,” but “when all cannot be preserved, the safety of
the innocent is to be preferred.” Id.
But English history reflects the ancient prohibition on
men exercising their fundamental rights to intentionally harm
the life or safety of another, or to rebel against a just
government.
1. For example, kings prohibited using arms against the
community, with violators subject to disarmament. Alfred the
Great proscribed violent acts with arms.12 The Statute of
Northampton, 2 Edw. 3, c. 3, followed in 1328 to address the
dangers from “[b]ands of malefactors, knights as well as those
of lesser degree,” that “harried the country, committing
assaults and murders,” and the resulting “spirit of
insubordination.” K. Vickers, England in the Later Middle
Ages 107 (C. Oman ed., 4th ed. 1926); see also Edward Coke,
The Third Part of the Institutes of the Laws of England 160
(London, M. Flesher 1644) (“For in those daies this deed of
Chivalry was at random, whereupon great perill ensued . . . .”).
To enforce the Statute, Edward III ordered sheriffs to
investigate “the malefactors who have made assemblies of
men-at-arms or have ridden or gone armed in his bailiwick,
contrary to the statute and the king’s proclamation.” Letter to
12
See The Laws of King Alfred the Great §§ 7, 19, 38
(c. 878), reprinted in 3 The Whole Works of King Alfred the
Great 119, 127, 129, 133 (Oxford, Messrs J.F. Smith & Co.
1852) (prohibiting “fight[ing]” or “draw[ing] out his weapon”
in the “king’s hall,” “lend[ing] [one’s] weapon to another,”
with the intent that the borrower would “slay a man with it,”
use, by “a sword-whetter,” of another’s weapon to commit a
crime, and “disturb[ing] the folk-mote with weapon drawing”).
13
Keeper and Justices of Northumbridge (Oct. 28, 1332),
reprinted in 2 Calendar of the Close Rolls, Edward III,
1330–1333 610 (H.C. Maxwell Lyte ed., London, Eyre &
Spottswood 1898). The Statute allowed the sovereign to
“punish people who go armed to terrify the King’s subjects.”
Sir John Knight’s Case (1686) 87 Eng. Rep. 75, 76; 3 Mod.
117, 118 (KB). That was “likewise a great offence at the
common law, as if the King were not able or willing to protect
his subjects.” Id. The Statute of Northampton thus followed the
path of the classical law, demonstrating the right to carry arms
could not license a right to cause public terror. See Bruen, 597
U.S. at 45–46; United States v. Williams, 113 F.4th 637, 650
(6th Cir. 2024); Kanter v. Barr, 919 F.3d 437, 456–57 (7th Cir.
2019) (Barret, J. dissenting), abrogated by Bruen, 597 U.S. at
70–71.
But the Statute did not displace the right of using arms
for self-defense and continued the understanding that an
individual “may not onely use force and armes” but also
“assemble his friends and neighbors to keep his house against
those that come to rob, or kill him, or to offer him violence.”
The Third Part of the Institutes of the Laws of England, at
161–62. Use of force to oppose unlawful force is “by
construction excepted out of this [Statute]” because the laws
permit the taking up of arms against armed persons. Id. at 162
(“Armaque in Armatos sumere jura sinunt.”). As a result,
individuals with the “intent to defend themselves against their
adversaries, are not within the meaning of this Statute, because
they do nothing in terrorem populi.” 2 William Hawkins, A
Treatise of the Pleas of the Crown ch. 63, § 9, at 22 (7th ed.
1795).
Along with prohibiting affrays, the English surety
system dating back to the Saxons also grounded the right to
14
bear arms. See 4 Blackstone, Commentaries *252. Though
initially in the form of “decennaries or frank pledges” where
the community mutually promised for a person’s good
behavior, surety laws later converted into an individual offer
of security guaranteeing their own good behavior. Id.; see also
Rahimi, 144 S. Ct. 1899–1900. Under this system, “[a]ny
justices of the peace” could demand a surety “according to their
own discretion” or at the request of another provided “due
cause [was] shown.” 4 Blackstone, Commentaries *253.
Sureties were used to prevent two distinct types of future harm
by keeping the peace and ensuring good behavior. Id. at *251,
254–56. Sureties complemented recognizances,13 and “[a]ny
justice of the peace” could “bind all those to keep the peace[,]
who in his presence make any affray, or threaten to kill or beat
another, or contend together with hot and angry words, or go
about with unusual weapons or attendance, to the terror of the
people.” Id. at *254. Similarly, an individual could demand a
surety from another when he “hath just cause to fear” that
13
Recognizances for good behavior included “security
for the peace,” but also covered “somewhat more.” 4
Blackstone, Commentaries *256. Justices of the peace were
empowered “to bind over to the good behaviour towards the
king and his people” all individuals “that be not of good fame.”
Id. The general phrase “not of good fame,” described men that
acted “contra bonos mores,” meaning against good morals, or
“contra pacem” meaning against the peace. Id.; see id.
(elaborating that this phrase applied to men who kept the
company of “women of bad fame,” those who “tend[] to
scandalize the government,” those who “abuse the officers of
justice,” “common drunkards,” or “eaves-droppers”). All
showing the moral basis for regulation to preserve the common
good.
15
another in the community would “do him a corporal injury, by
killing, imprisoning[,] or beating him.” Id. at *255.
Accordingly, regardless of whether surety laws serve as
proper historical evidence supporting disarmament before an
individualized conviction of a violent crime, see Rahimi, 144
S. Ct. at 1938–42 (Thomas, J., dissenting), the surety system
illustrates the long-standing idea that liberty cannot be used for
lawless violence, consistent with the natural law principles
prohibiting individuals from exercising their right to bear arms
to tarnish the shared life or dignity of the community.
2. English law also curtailed the right to bear arms of
individuals suspected of treason or sedition against the
sovereign. The Militia Act of 1662 authorized officers of the
Crown to disarm any individual that either a Lieutenant or two
or more Deputies “judge[d] dangerous to the Peace of the
Kingdome,” to “[s]ecure the Peace of the Kindgome.” City of
London Militia Act 1662, 14 Car. 2, c. 3, § 13. In practice, the
law was used to confiscate arms from anyone threatening the
absolute rule of King Charles II. See Stephen P. Halbrook, The
Right to Bear Arms: A Constitutional Right of the People or a
Privilege of the Ruling Class? 35–36, 60–61 (2021).
Similarly, the Game Act of 1670 imposed a property
requirement for gun ownership, and effectively disarmed most
commoners. 22 & 23 Car. 2, c. 25 (1670); The Right to Bear
Arms, supra, at 36. As Blackstone explains, “prevention of
popular insurrections and resistance to the government, by
disarming the bulk of the people . . . is a reason oftener meant
than avowed by the makers of forest or game laws.” 2
Blackstone, Commentaries *412. And both laws were often
used to disarm persons presumed disloyal, including
Protestants under Charles II and James II. That Every Man Be
16
Armed, supra, at 43; see The Somers Papers, in 2
Miscellaneous State Papers from 1501–1726 at 407, 417–18
(W. Strahan and T. Cadell 1778).
But arbitrary use of this power left James II exiled,
William and Mary on the throne, and Catholics disarmed under
Protestant rule. See 1 W. & M. c. 15, § 4 (1688) (requiring all
Catholics and presumed Catholics to swear loyalty to the
Crown or forfeit their arms); see also The Right to Bear Arms,
supra, at 60; Bill of Rights, 1 W. & M. Sess. 2 c. 2, § 7 (1689)
(codifying that only Protestants may have arms for
self-defense). Under the reign of William and Mary, there was
“cause to fear that a person, although technically an English
subject, was because of his beliefs effectively a resident enemy
alien liable to violence against the king.” See C. Kevin
Marshall, Why Can’t Martha Stewart Have A Gun?, 32 Harv.
J.L. & Pub. Pol’y 695, 723 (2009). Any such violence was
considered treason because it would “affect the supreme
executive power,” “amount[ing] either to a total renunciation
of that allegiance, or at the least a criminal neglect of that duty,
which is due from every subject to his sovereign.”
4 Blackstone, Commentaries *75. As a result, “being Roman
Catholic was equated with supporting James II and thus with
presumptive treason.” Marshall, 32 Harv. J.L. & Pub. Pol’y at
721. This is because Roman Catholics essentially
“acknowledge[d] a foreign power, superior to the sovereignty
of the kingdom,” and thus they “[could not] complain if the
laws of that kingdom [did] not treat them upon the footing of
good subjects.” 4 Blackstone, Commentaries *55. But despite
this presumption, disarmament did not occur until an
individual declined to swear an oath of loyalty to the Protestant
king. Id. at 722–23. And even upon such refusal, an individual
could still keep “necessary [w]eapons . . . for the defence of his
17
House or person.” 1 W. & M. c. 15, § 3 (1688); see also Joyce
Lee Malcolm, To Keep And Bear Arms 122–23 (1994) (“They
assumed that everyone had a right to own firearms unless he
could be conclusively convicted of Catholicism. Even in this
time of danger, Catholics were considered to have a right to
own arms for their personal defence and the defence of their
households.”). This historical strife between Catholics and
Protestants reveals a fundamental principle about the right to
have arms for self-defense: the king could disarm classes of
people who posed true risk of sedition or treason to the
sovereign. 14
***
In sum, as reflected in the English Bill of Rights,
bearing arms for self-defense was a fundamental right,
originating from the laws of nature. But that right was
restricted by laws prohibiting the use of arms to intentionally
cause terror or harm to members of the community. And
government could disarm classes of people that posed an actual
risk of sedition or treason. These traditions follow the classical
14
Notably, groups that were disarmed as dangerous by
posing risk of sedition or treason differed from individuals
viewed as dangerous by causing intentional physical harm to
another. Rather than posing harms directly to the subjects of
the King, groups likely to revolt against the King posed a threat
to the Order of the King. See 4 Blackstone, Commentaries
*81–82 (“[T]reason” and “insurrection” amount to “a rebellion
against the state, an usurpation of the powers of government,
and an insolent invasion of the king’s authority.”). But “riot[s]”
or crimes imagined to a neighbor’s land, home, or life were
considered “no high treason” because they amount to “no
general defiance of the public government.” Id. at *82.
18
principles of self-preservation, disallowance of public harm,
and the elementary view that because government exists for the
common good of the community, it may defend its own
existence.
C.
These principles are reflected in our Founding and the
Second Amendment, exhibiting respect for the fundamental
right to bear arms and its natural limitation that one must not
use that liberty to subvert the common good.
Spanning from the colonial generation to the Founders,
history reveals that bearing arms for self-defense is rooted in
the natural law.15 Recounting British history, Samuel Adams
noted that James II disregarded the “natural, inherent,
divinely[,] hereditary[,] and indefeasible rights of [his]
subjects,” but praised the English constitution for restoring the
country’s “original principles” and noted that the “bill of
rights” “stands as a bulwark to the natural rights of subjects.”
Samuel Adams, Boston Gazette, Feb. 27, 1769, at 3, col. 1. The
natural right of self-defense was the core of John Adams’s
defense of the soldiers on trial for the Boston Massacre,
contending that “every private person is authorized to arm
himself, and on the strength of this authority, [he did] not deny
the inhabitants had a right to arm themselves at that time, for
their defence, not for offence.” 3 Legal Papers of John Adams
15
This truth is not a historic relic. Today, still
recognizing that certain rights predate government, “35 state
constitutions expressly declare that rights are inherent or
natural.” Nicholas J. Johnson et al., Firearms Law and the
Second Amendment: Regulation, Rights, and Policy 316
(Rachel E. Barkow et al., 3d ed. 2022).
19
248 (L. Kinvin Wroth & Hiller B. Zobel eds., 1965); see also
id. at 245 (“The rules of the common law therefore, which
authorize a man to preserve his own life at the expence of
another’s, are not contradicted by any divine or moral law.”).
Adams explained that the right of self-preservation “is not only
our indisputable right, but our clearest duty, by the laws of
nature, this is interwoven in the heart of every individual.” Id.
at 244.
These principles influenced colonial America’s
collective declaration of independence from Great Britain.16
16
See Simeon Howard, A Sermon Preached to the
Ancient and Honorable Artillery Company in Boston (June 7,
1773), in 1 American Political Writing During the Founding
Era, 1760–1805 186, 201–02 (Charles S. Hyneman & Donald
S. Lutz eds., 1983) (“Men are bound to preserve their own
lives, as long as they can, consistently with their duty in other
respects” and are “bound both by the law of nature and
revelation, to provide in the best manner [they] can, for the
temporal happiness of [their] famil[ies]. . . . It is therefore an
act of benevolence to oppose and destroy that power which is
employed in injuring others; and as much, when it is that of a
tyrant, as of a wild beast.”); Thomas Paine, The Crisis I: These
Are the Times that Try Men’s Souls (Dec. 23, 1776), reprinted
in 1 The Complete Writings of Thomas Paine at 50, 55–56
(Phillip S. Foner, ed., 1945) (“[I]f a thief breaks into my house,
burns and destroys my property, and kills or threatens to kill
me, or those that are in it, and to ‘bind me in all cases
whatsoever’ to his absolute will, am I to suffer it? What
signifies it to me, whether he who does it is a king or a common
man; my countryman or not my countryman; whether it be
done by an individual villain, or an army of them?”).
20
Following the Revolution, several states recognized a right to
bear arms for self-defense rooted in the natural law. See The
Right to Bear Arms, supra, at 147–52 (detailing the specific
protections in Virginia, Pennsylvania, North Carolina,
Vermont, and Massachusetts declarations of rights); Nicholas
J. Johnson et al., Firearms Law and the Second Amendment:
Regulation, Rights, and Policy 309–17 (Rachel E. Barkow et
al., 3d ed. 2022) (same). So too with the Second Amendment,
which was “considered as the true palladium of liberty”
because “[t]he right of self defence is the first law of nature.”
1 Blackstone, Commentaries, app. at 300 (St. George Tucker
ed., 1803).
At the core of early America’s robust regard of the right
to bear arms was “the great natural law of self-preservation”
that gives rise to the necessity “for the defence of one’s person
or house.” Collected Works of James Wilson 1142 (discussing
the principles behind the Pennsylvania Constitution’s
protection of the right to bear arms that date back to the Saxon
era, where individuals “were bound” “to keep arms for the
preservation of the kingdom, and of their own persons”).
Affirming what reason suggests, American law holds that “a
man has a perfect right to his life, to his personal liberty, and
to his property,” thereby permitting a man “by force [to] assert
and vindicate those rights against every aggressor.” Essays of
Justice Story, supra, at 262. But the right to possess arms for
self-preservation has long been regulated to prohibit violence
against the people, and violence against the State—the same
the two limitations found in English history, and the classical
tradition.
1. Laws prohibiting use of arms to cause terror to
members of the community date back to colonial America. In
1736, a Justice of the Peace in Virginia provided that it is the
21
duty of “[e]very constable, as a Minister of the Justice,” to
“take away Arms from such who ride, or go, offensively
armed, in Terror of the People, and may apprehend the Persons,
and carry them, and their Arms, before a Justice of Peace.”
George Webb, The Office and Authority of a Justice of Peace
92–93 (Williamsburg, William Parks 1736). Justices of the
Peace in New Hampshire were instructed to do the same.17 If
“legal proof of any such offence” was presented, the justice
was permitted to “commit him to prison” and “cause his arms
or weapons to be taken away.” Acts and Laws of His Majesty’s
Province of New Hampshire ch. 11 § 5 (1771). And colonial
Massachusetts similarly prohibited “rid[ing] or go[ing] armed
Offensively.” Mass. Province Laws ch. 18, § 6 (1692).
These laws, which essentially copied the Statute of
Northampton, carried over into Founding-era America.18 Like
17
See Acts and Laws of His Majesty’s Province of New
Hampshire ch. 11 § 5 (1771) (“[E]very justice of the peace
within this province, may cause to be stayed and arrested all
affrayers, rioters, disturbers or breakers of the peace, or any
other that shall go armed offensively, to put his majesty’s
subjects in fear by threat[e]ning speeches.”).
18
For example, Virginia enacted a near duplicate of the
Statute: “No man, great nor small, of what condition soever he
be . . . go nor ride armed by night nor by day, in fair or markets,
or in other places, in terror of the county.” A Collection of All
Such Acts of the General Assembly of Virginia at 33 (Virginia,
Augustine Davis 1794). So too did North Carolina. See A
Collection of Statutes of the Parliament of England in Force in
the State of North Carolina 60–61 (New Bern, Francois-Xavier
Martin 1792) (“[N]o man great nor small, of what condition
soever he be, . . . [shall] bring no force in affray of peace, nor
22
the original, these statutes prohibited persons from going
armed to commit affrays or cause terror to the community.19
The English surety regime also persisted, allowing temporary
disarmament for violations. Rahimi, 144 S. Ct. at 1900–01. All
consistent with the traditional principle that the right to bear
arms for self-defense must not be abused to physically harm
members of the community.
2. Laws addressing danger to the State focused on
groups viewed as disloyal to the government. Take Beacon’s
Rebellion in 1676, when the rebels in James City County were
temporarily disarmed. See The Right to Bear Arms, supra, at
111–13; id. at 113 (“The restraint was only during the
rebellion. Now every man may bear arms.”). And during the
French and Indian War, Catholics who refused to swear an oath
of undivided allegiance were prohibited from possessing “in
his house or elsewhere” any “arms, weapons, gunpowder[,] or
to go nor ride armed by night nor by day, in fairs, markets nor
in the presence of the King’s Justices, or other ministers, nor
in no part elsewhere.”). The District of Columbia seemingly
proposed similar draft legislation, although it is unclear
whether that draft legislation ever carried force of law. See
Code of Laws for the District of Columbia: Prepared Under
the Authority of The Act of Congress of the 29th of April, 1816
253–54 (Washington, Davis & Force 1818).
19
Because affrays were considered “crimes against the
personal safety of the citizens,” Collected Works of James
Wilson 1138, as a penalty, individuals had to forfeit their
armour to the government. See Essays of Justice Story, supra,
at 97 (“The right of society to punish offences against its safety
and good order will scarcely be doubted by any considerate
person.”).
23
ammunition.” 7 William Waller Hening, The Statutes at Large;
Being a Collection of all the Laws of Virginia 36–37
(Richmond, Franklin Press 1820).20 Why? Because “Protestant
colonial governments feared that loyalty to the Pope would
cause Catholics to take up arms for France.” United States v.
Jackson, 85 F.4th 468, 471 (8th Cir. 2023) (Stras, J., dissenting
from denial of rehearing en banc).
Unsurprisingly, the Revolutionary War led to
widespread disarmament of loyalists. See Joseph G.S.
Greenlee, Disarming the Dangerous: The American Tradition
of Firearm Prohibitions, 16 Drexel L. Rev. 1, 61–63 (2024)
(detailing eight orders and laws disarming loyalists to
“suppress[]” “enemies to American Liberty,” one of which was
issued by George Washington). In New York, “any person or
persons” convicted of “having furnished the ministerial army
or navy . . . with provisions or other necessaries . . . shall be
disarmed.” Resolutions of September 1, 1775, reprinted in 1
Journals of the Provincial Congress, Provincial Convention,
Committee of Safety and Council of Safety of the State of New
York 131, 132 (Albany, Thurlow Weed 1842). South Carolina
prohibited any person from “bear[ing] arms against” or
20
See also Robert H. Churchill, Gun Regulation, the
Police Power, and the Right to Keep Arms in Early America:
The Legal Context of the Second Amendment, 25 L. & Hist.
Rev. 139, 157 (2007) (explaining that colonial Virginia “acted
to disarm Catholics” “not on the basis of faith” but on “the
basis of allegiance”); Johnson et al., supra, at 197
(summarizing Maryland laws that forbid possession of
firearms and ammunition by “Marylanders who refused to
swear loyalty to King George III” and legislation passed by the
lower house to disarm any “Papist within [the] Province”).
24
“opposing the measures of the Continental or Colony
Congress,” punishable by disarmament. Resolutions of March
13, 1776, reprinted in Journal of the Provincial Congress of
South Carolina, 1776 77, 77 (London, J. Almon 1776). And
Massachusetts disarmed any person convicted of “being
notoriously inimical to the cause of American Liberty.”
Resolutions of July 25 and July 26, 1776, reprinted in 1
American Archives: Fifth Series 588, 588 (Peter Force ed.,
1848). All show that those who committed the specific offense
of sedition or treason could be disarmed for a time.
3. Practices around the Founding reflect principles that
allowed disarmament of individuals who endangered the
community by physically harming another, and of individuals
who exhibited dangerousness by seeking to overthrow the
government. The Second Amendment’s ratification process
exhibits both the distinctiveness and enduring nature of these
two principles. At their state ratifying conventions,
Massachusetts, New Hampshire, and Pennsylvania each
proposed limiting language to the Second Amendment
arguably tied to dangerousness. See Kanter, 919 F.3d at 454
(Barret, J., dissenting) (noting that “each of these proposals
included limiting language arguably tied to criminality”).21
Language proposed in Pennsylvania and Massachusetts
reflects that those who breached the peace were proscribed
from bearing arms. In Massachusetts, Samuel Adams drafted
the following proposed amendment, “[T]hat the said
Constitution be never construed to authorize Congress . . . to
21
These proposed amendments are part of “[t]he best-
available-evidence” of “the practice in the early Republic.” Lee
J. Strang, Originalism’s Promise: A Natural Law Account of
the American Constitution 69 (2019).
25
prevent the people of the United States, who are peaceable
citizens, from keeping their own arms.” Massachusetts
Convention Journal (Feb. 6, 1788), reprinted in 6 The
Documentary History of the Ratification of the Constitution
1452, 1453 (John P. Kaminski et al. eds., 2000) (emphasis
added). “Peaceable citizens” were those who did not commit a
“breach of the peace,” meaning those who did not
“violat[e] . . . the public peace, as by a riot, affray, or any
tumult which is contrary to law, and destructive to the public
tranquility.” Breach, in 1 Noah Webster, An American
Dictionary of the English Language (New York, S. Converse
1828). And in Pennsylvania, twenty-one of the twenty-three
members who voted against ratification proposed the following
amendment: “That the people have a right to bear arms for the
defense of themselves and their own state, or the United States,
or for the purpose of killing game; and no law shall be passed
for disarming the people or any of them, unless for crimes
committed, or real danger of public injury from individuals.”
The Address and Reasons of Dissent of the Minority of the
Convention of the State of Pennsylvania to their Constituents
(Dec. 18, 1787), reprinted in 2 The Documentary History of
the Ratification of the Constitution 618, 623–24 (Merrill
Jensen et al. eds., 1976) (emphasis added). The natural reading
of these proposals is that “crimes committed” concern acts
posing a “real danger of public injury.” Kanter, 919 F.3d at 456
(Barrett, J., dissenting). This reading accords with the natural
law principle against taking innocent life that informs
American firearm regulations.
In contrast, the language proposed by New Hampshire
restricted the right to bear arms to those who had not engaged
in rebellion: “Congress shall never disarm any Citizen, unless
such as are or have been in actual Rebellion.” New Hampshire
26
Form of Ratification (June 21, 1788), reprinted in 28 The
Documentary History of the Ratification of the Constitution
376, 378 (John P. Kaminski et al. eds., 2017) (emphasis
added). Citizens who “are or have been in actual Rebellion” is
not synonymous with all felons or criminals. This proposal
targets individuals who committed the distinct crime of
rebellion, which means “taking up Arms against the Supreme
Power.” Rebellion, New Universal Etymological English
Dictionary (20th ed. 1763). But New Hampshire’s proposal
“does not say anything about disarming those who have
committed other crimes, much less nonviolent ones.” Kanter,
919 F.3d at 455 (Barrett, J., dissenting).
4. At least two distinct principles run continuous
throughout history from Cicero to Founding-era America.
First, the right to bear arms is not a license to physically harm
another. Second, an individual cannot exercise that right to
rebel against a just government ordered for the common good.
Penalty for acting adverse to either principle often amounted
to disarmament.22 These principles are the hallmark of our
Nation’s firearm regulations.
22
But such disarmament was not absolute, and I echo
Judge Roth’s call for greater executive review of petitions to
restore firearm rights, regardless of whether Congress provides
funding for 18 U.S.C. § 925(c). See Concurring Op. at 11 n.18;
see also Cross v. Buschman, No. 22-3194, 2024 WL 3292756,
at *5 (3d Cir. July 3, 2024) (Matey, J., concurring) (“The
Eighth Amendment binds all federal actors, and the President
has a duty to ensure his subordinates comply with the
Amendment’s demands.”). That is because “the President
holds an independent duty to ensure that the Constitution’s
guarantees are followed.” Cross, 2024 WL 3292756, at *5
27
Many reasonable minds read this history to support a
different answer, and only one broad principle: the legislature
can categorically disarm anyone labeled “dangerous.”23 But
that is too vague a conception of “dangerousness.” True, both
ideas contain types of dangerous individuals, and both center
on classifications designed, or at least recognized, by
government. But the type of danger posed, and the punishment
prescribed, makes the difference. Laws imposing class wide
disarmament were enacted during times of war or civil strife
(citing Gary Lawson & Christopher D. Moore, The Executive
Power of Constitutional Interpretation, 81 Iowa L. Rev. 1267,
1287 (1996) (“Once the President has interpreted the law that
he has the power to enforce or execute, a second interpretative
stage emerges: the President must then determine whether the
law is consistent with the Constitution. The President, no less
than Congress or the courts, operates under the Constitution as
supreme positive law . . . . The need to interpret the
Constitution as a source of positive law, and to prefer the
Constitution to any other source of law with which it may
conflict, is as much a part of ‘[t]he executive Power’ vested in
the President as it is part of ‘[t]he judicial Power’ vested in the
federal courts. The Constitution is law, and the executive
power of law interpretation includes the power and duty to
interpret the Constitution.”)). All to say, it is time to examine
the Attorney General’s independent obligation to review these
petitions, as well as the propriety of continuing to delegate this
responsibility to the Justice Department’s Bureau of Alcohol,
Tobacco, Firearms and Explosives when that agency has been
thwarted from carrying out its duty.
23
See Williams, 113 F.4th at 656–57; United States v.
Jackson, 110 F.4th 1120, 1127 (8th Cir. 2024); see also
Dissenting Op. at 6–8, 8 n.8.
28
where separate sovereigns competed for loyalty. See Jackson,
85 F.4th at 472 (Stras, J., dissenting from denial of rehearing
en banc) (“[T]he decades surrounding the ratification of the
Second Amendment showed a steady and consistent practice.
People considered dangerous lost their arms. But being a
criminal had little to do with it.”). And laws disarming an
individual for dangerous conduct harming another member of
the community centered on individualized review of specific
acts.24 Combining these principles to reach a higher level of
generality discounts the history and, most importantly,
disregards the natural law principles explaining why we
possess the right to bear arms.
D.
We have wandered far from the reason and spirit of the
Second Amendment. The first federal ban on felons possessing
firearms arrived one hundred and forty-seven years after the
24
In theory, the implications of both principles may not
be as siloed when assessing a facial challenge to § 922(g)(1).
For example, there are many individuals convicted of felonies
for sedition or murder, which could show that § 922(g)(1) may
not be unconstitutional in all contexts. See United States v.
Salerno, 481 U.S. 739, 745 (1987) (explaining that in a “facial
challenge to a legislative Act . . . the challenger must establish
that no set of circumstances exists under which the Act would
be valid”). But that is not the case here because Range asserts
an as-applied challenge. See United States v. Marcavage, 609
F.3d 264, 273 (3d Cir. 2010) (“An as-applied attack, in
contrast, does not contend that a law is unconstitutional as
written[,] but [rather] that its application to a particular person
under particular circumstances deprived that person of a
constitutional right.”).
29
Amendment’s ratification. The Federal Firearms Act,
§ 922(g)(1)’s predecessor, prohibited any individual convicted
of a “crime of violence” to possess a firearm or ammunition.
An Act to Regulate Commerce in Firearms, ch. 850, § 2(f), 52
Stat. 1250, 1251 (1938). Congress defined a “crime of
violence” as “murder, manslaughter, rape, mayhem,
kidnapping, burglary, housebreaking[,] assault with intent to
kill, commit rape, or rob[,] assault with a dangerous weapon,
or assault with intent to commit any offense publishable by
imprisonment for more than one year.” Id. § 1(6). Disarming
individuals who exhibited that conduct made sense because
they engaged in conduct that harmed the physical safety of
individuals in the community. But twenty-three years later,
Congress swept in all felonies, not just crimes of violence, see
An Act to Strengthen the Federal Firearms Act, Pub. L. No. 87-
342 § 2, 75 Stat. 757, 757 (1961), thus abandoning reason,
which permitted disarmament of individuals to protect the
safety of the community or the existence of the government.
That hollowed place is where the enacted law remains today.
Such a law cannot be applied to Range who does not
exhibit behavior intentionally threatening the life or safety of
another. And there is no suggestion that Range threatens the
government’s existence with sedition or treason. So disarming
him is unnecessary to ensure the physical safety of the
community, or the continuity of government. See McWilliam,
supra, at 158 (“[O]ne must ask not only whether the statute
comports with the broader ius naturale principles, but also with
the general principles specifically determined within the
Second Amendment.”).
Because the majority correctly concludes that
§ 922(g)(1)’s application to Range is repugnant to the
30
fundamental principles captured by the Second Amendment, I
concur.
31
PHIPPS, Circuit Judge, concurring.
I join the Majority Opinion in full because this case may be
resolved on narrow grounds: there is no historical analogue for
permanently disarming a citizen based on a prior conviction for
food-stamp fraud.1 I write separately to point out additional
important “principles that underpin our regulatory tradition,”2
specifically those related to the liberties of a free people.
Application of these principles lends further support to the
outcome in this case and in future cases will balance and
safeguard the legal analysis so that it does not skew in favor of
disarmament.
Appreciation of these principles begins with a recognition
that the Founders were practical, prudent, and well-read.3 They
1
See N.Y. State Rifle & Pistol Ass’n v. Bruen, 597 U.S. 1, 30
(2022) (“[W]hether modern and historical regulations impose
a comparable burden on the right of armed self-defense and
whether that burden is comparably justified are central
considerations when engaging in an analogical inquiry.”
(internal quotation marks omitted) (quoting McDonald v. City
of Chicago, 561 U.S. 742, 767 (2010))).
2
United States v. Rahimi, 602 U.S. 680, 692 (2024).
3
See Carl J. Richard, The Founders and the Classics: Greece,
Rome, and the American Enlightenment 53–168 (1994)
(detailing how the Founders used Roman and Greek history
and political thought to guide their critique of Britain and
design of America); id. at 118 (“Ancient history provided the
founders with a large body of information, knowledge which
they used both to make sense of the confusing events of their
day and to construct arguments for their political positions.”);
Donald S. Lutz, The Relative Influence of European Writers on
Late Eighteenth-Century American Political Thought, 78 Am.
Pol. Sci. Rev. 189, 192–95 (1984) (detailing the Founders’
fluency in Montesquieu, Blackstone, Locke, Hume, and
Beccaria, as well as Plutarch, Cicero, Livy, Tacitus, and Plato).
1
fled from and rebelled against a nation that took away the right
to keep and bear arms4 and that used its military to occupy
4
See Joyce Lee Malcolm, To Keep and Bear Arms: The
Origins of an Anglo-American Right 23–134 (1997) (tracing
English republicans’ disarming of Royalist sympathizers and
Catholics; the restored Royalists’ disarming of republicans and
the “disaffected”; the aristocracy’s disarming of commoners
with game laws enforceable by the aristocrats themselves; and
the renewed disarming of Catholics by a Protestant king and
then Protestants by a Catholic king, until the right was affirmed
in 1689); Stephen P. Halbrook, The Founders’ Second
Amendment: Origins of the Right to Bear Arms 9–74 (2008)
(detailing British attempts to disarm Colonists from the late
1760s, and the resistance up and down the colonies, until the
outbreak of hostilities); 1 James Burgh, Political
Disquisitions; or, An Enquiry into Public Errors, Defects, and
Abuses 464 (1775) (“A general exercise of the best of their
people in the use of arms, was the only bulwark of their
liberties.”); Leonard W. Levy, Origins of the Bill of Rights 138
(1999) (opining that Burgh’s Political Disquisitions “was
probably more influential in America than John Locke’s
work”); A Declaration by the Representatives of the United
Colonies of North America, Now Met in General Congress at
Philadelphia, Setting Forth the Causes and Necessity of Their
Taking Up Arms, reprinted in 37 Documentary History of the
Ratification of the Constitution and the Bill of Rights 49 (John
P. Kaminski et al. eds., 2020) (complaining to King George III,
alongside the last-ditch Olive Branch Petition, that Colonists
had “delivered up their arms” to be later returned, yet “the
Governor [of Massachusetts] ordered the arms . . . to be seized
by a body of soldiers”); id. at 46 (“Our forefathers, inhabitants
of the island of Great Britain, left their native land, to seek on
these shores a residence for civil and religious freedom.”);
St. George Tucker, 1 Blackstone’s Commentaries app. 300
(1803) (“In England, . . . the right of bearing arms is confined
to [P]rotestants, and the words suitable to their condition and
2
several American cities.5 The Founders wished to enshrine
that right in the core organic document of this Nation – our
Constitution.6 Of course, the Founders knew that firearms
were dangerous and capable of abuse. But an individual right
to keep and bear arms7 promotes self-defense and protects
degree, have been interpreted to authorize the prohibition of
keeping a gun . . . [s]o that not one man in five hundred can
keep a gun in his house without being subject to a penalty.”).
5
See generally Donald F. Johnson, Occupied America: British
Military Rule and the Experience of Revolution (2023)
(detailing British military occupations of Boston, New York,
Newport, Philadelphia, Charleston, and Savannah, and those
occupations’ catalyst effect upon revolutionary sentiment); see
also BOSTON, March 12., Bos. Gazette, Mar. 12, 1770, at 3
(counting three dead and eight wounded at the Boston
Massacre); L. Kinvin Wroth & Hiller B. Zobel, The Boston
Massacre Trials, 55 A.B.A. J. 329, 329 (1969) (reporting that
two of the wounded succumbed to their injuries, bringing the
death total to five).
6
See U.S. Const. amend. II; see also 3 Joseph Story,
Commentaries on the Constitution §§ 1890–91 (1833),
reprinted in 5 The Founders’ Constitution, supra, at 214 (“The
right of the citizens to keep and bear arms has justly been
considered, as the palladium of the liberties of a republic; since
it offers a strong moral check against the usurpation and
arbitrary power of rulers; . . . it is at present in England more
nominal then real, as a defensive privilege.”); William Rawle,
A View of the Constitution of the United States 125–26 (2d ed.
1829), reprinted in 5 The Founders’ Constitution, supra, at
214 (Philip B. Kurland & Ralph Lerner eds., 1987) (“No clause
in the Constitution could by any rule of construction be
conceived to give to congress a power to disarm the
people . . . .”).
7
See District of Columbia v. Heller, 554 U.S. 570, 595 (2008)
(“There seems to us no doubt, on the basis of both text and
3
against anarchy, rebellion, and foreign invasion.8 And so, the
right was sewn into our Nation’s founding fabric, with the
enemies of this Country and our individual liberties being the
ones who had most opposed it.9
It is against these principles – deeply against them – to flog
the historical record until it suggests some analogue or
principle justifying disarmament, no matter how abstracted,
attenuated, or ahistorical that analogue or principle may be. In
particular, it is a mistake to read the Second Amendment as
permitting the most extreme forms of disarmament in the
history of England and colonial America. While the Founders
adopted many venerable English legal principles and
traditions, such as those developed at common law and in
history, that the Second Amendment conferred an individual
right to keep and bear arms.”).
8
See, e.g., Burgh, supra note 4, at 401 (“And if the generality
of housekeepers were only half-disciplined, a designing prince,
or ministry, would hardly dare to provoke the people by an
open attack against their liberties . . . . But without the
people’s having some knowledge of arms, I see not what is to
secure them against slavery, whenever it shall please a daring
prince, or minister, to resolve on making the experiment. See
the histories of all the nations of the world.”); Richard Henry
Lee, Federal Farmer No. 3 (1787), reprinted in
19 Documentary History of the Ratification of the Constitution
and the Bill of Rights 219 (John P. Kaminski et al. eds., 2020)
(“[T]he yeomanry of the country . . . possess arms, and are too
strong a body of men to be openly offended . . . .”).
9
See, e.g., Halbrook, supra note 4, at 78–109 (recounting how,
after British soldiers executed civilians on their retreat from
Lexington and Concord, royal governors attempted to disarm
the people, and Great Britain placed an embargo on the
importation of arms to America).
4
equity,10 they broke ranks with the past in several respects. For
instance, titles of nobility were used in England, but the
Constitution expressly prohibits them.11 If that prohibition did
not include titles of nobility that were part of the English
historical tradition, then it would be close to meaningless.
Similarly, the Second Amendment cannot be read to permit the
extreme forms of disarmament used in England and colonial
America while under British rule; the Founders rejected those
forceful suppressions of their liberties.12 Nor do the
disarmament measures taken by the American States during
the Revolutionary War in response to a person’s refusal to take
a loyalty oath serve as useful analogues.13 As the Majority
10
See U.S. Const. art. III, § 2, cl. 1 (“The judicial Power shall
extend to all Cases, in Law and Equity . . . .”).
11
See U.S. Const. art. I, § 9, cl. 8 (“No Title of Nobility shall
be granted by the United States . . . .”).
12
See The Declaration of Independence para. 13 (U.S. 1776)
(“[The King] has kept among us, in times of peace, Standing
Armies without the Consent of our legislatures.”); id. para. 14
(“He has affected to render the Military independent of and
superior to the Civil power.”); id. para. 27 (“He is at this time
transporting large Armies of foreign Mercenaries to compleat
the works of death, desolation and tyranny . . . .”); id. para. 28
(“He has constrained our fellow Citizens taken Captive on the
high Seas to bear Arms against their Country . . . .”).
13
See, e.g., 4 Journals of the Continental Congress, 1774–1789
205 (Worthington Chauncey Ford ed., 1906) (calling upon the
States “immediately to cause all persons to be disarmed . . .
who are notoriously disaffected to the cause of America, or
who have not associated, and shall refuse to associate, to
defend, by arms, these United Colonies, against the hostile
attempts of the British fleets and armies”); G.A. Gilbert, The
Connecticut Loyalists, 4 Am. Hist. Rev. 273, 280–82 (1899)
(recounting Connecticut’s disarming those who spoke against
the Continental Congress and were “inimical” to the American
5
Opinion explains, ‘the people’ entitled to the right to keep and
bear arms consists only of citizens. So, a person who did not
wish to belong to the new American nation would hardly have
been one of ‘the people’ entitled to keep and bear arms. In
sum, the most relevant historical principles for disarming a
citizen are those grounded in the more stable and enduring
aspects of our legal tradition, such as the common law and
equity – as opposed to the principles underlying the excesses
of the Crown or Parliament or even those supporting
Revolutionary War measures in response to persons who
retained foreign allegiances.
cause); Act of Mar. 14, 1776, 1775–76 Mass. Acts ch. 21 §§ 1–
2, 8 (Massachusetts’s disarming all persons over sixteen not
being Quakers who would not adopt the American cause as
their own and swear to assist its defense); An Act Empowering
the Members of the Upper and Lower Houses of Assembly, to
Tender to Such of the Inhabitants as are Hereinafter
Mentioned, a Declaration, or Test, for Subscription (1776),
reprinted in 7 Records of the Colony of Rhode Island and
Providence Plantations in New England 566–68 (John Russell
Bartlett ed., 1862) (same); Act of May 1777, 177 Va. Acts
ch. 3, reprinted in 9 The Statutes at Large: Being a Collection
of All the Laws of Virginia 281–82 (William Waller Hening
ed., 1821) (disarming all who refused a loyalty oath and were
not excepted from taking it); Act of 1777, 1777 S.C. Acts ch. 6
§ 9, reprinted in 24 The State Records of North Carolina 90
(Walter Clark ed., 1905) (same); Resolution of Mar. 13, 1776,
reprinted in Journal of the Provincial Congress of South
Carolina, 1776 77–78 (1776) (disarming those who bore arms
against the Continental or Colony Congress, or opposed either,
and requiring a loyalty oath to be rehabilitated and rearmed);
An Ordinance Respecting the Arms of Non-Associators, 1776
Pa. Laws ch. 729 (July 19, 1776), reprinted in 9 The Statutes
at Large of Pennsylvania from 1682 to 1801 11 (James T.
Mitchell & Henry Flanders eds., 1903) (ordering the
disarmament of “non-associators”).
6
From that perspective, I see no historical analogue for the
lifetime disarmament of an otherwise free citizen. It is as
ancient as it is obvious that a person who is imprisoned or
otherwise confined does not have the right to bear arms for the
duration of confinement. Similarly, non-confined citizens who
are still within the criminal justice system through parole or
supervised release may have their freedoms, including the right
to bear arms, limited if justified as a penal measure. Critically,
in those circumstances, the loss of the right to bear arms is
effectuated through an adjudicative process with the
availability of the full panoply of constitutional rights for the
accused and the convicted – and there are procedures available
to directly appeal and collaterally challenge any infringement
of a constitutional right.14 But once a citizen repays his debt to
society, a legislative restriction on the right to keep and bear
arms based on nothing more than a prior conviction is without
relevant historical antecedent.15 And legislation permanently
14
Similar procedures are available in civil commitment
proceedings to protect against a permanent revocation of
liberty for persons with serious mental illnesses – a loss of
liberty may occur only as long as it is constitutionally justified,
and it must be subject to periodic review. See O’Connor v.
Donaldson, 422 U.S. 563, 575 (1975) (explaining that “even if
[a person’s] involuntary confinement was initially permissible,
it could not constitutionally continue after that basis no longer
existed” (citations omitted)); see Clark v. Cohen, 794 F.2d 79,
86 (3d Cir. 1986) (explaining that “due process require[s]
periodic reviews of [a person’s] continuing need for
institutionalization . . . because if the basis for a commitment
ceases to exist, continued confinement violates the substantive
liberty interest in freedom from unnecessary restraint” (internal
citation omitted)).
15
See Story, supra note 6, at §§ 1890–91 (“The right of the
citizens to keep and bear arms has justly been considered, as
the palladium of the liberties of a republic; since it offers a
strong moral check against the usurpation and arbitrary power
7
disarming a person who has already repaid his debt to society
is even further removed from our Founding-era heritage.16
of rulers; . . . it is at present in England more nominal then real,
as a defensive privilege.”); Rawle, supra note 6, at 125–26
(“No clause in the Constitution could by any rule of
construction be conceived to give to congress a power to
disarm the people . . . .”).
16
It is true that before enacting the felon-in-possession statute
in 1965, the Subcommittee to Investigate Juvenile
Delinquency of the Senate Judiciary Committee heard
testimony from Attorney General Katzenbach in which he
opined that “[w]ith respect to the second amendment, the
Supreme Court of the United States long ago made it clear that
the amendment did not guarantee to any individuals the right
to bear arms.” Federal Firearms Act: Hearings Before the
Subcomm. to Investigate Juv. Delinq., 89th Cong. 41 (1965)
(statement of Att’y Gen. Nicholas deBelleville Katzenbach);
see also id. (exhibit 7) (reporting with respect to the felon-in-
possession’s predecessor statute that “[a]t the time of the
passage of the National Firearms Act in 1934 and the
consideration and passage by Congress of the Federal Firearms
Act from 1935 to 1938, the second amendment was not
considered to be an obstacle” and advising that “[d]ecisions
applying Federal firearms legislation hold that the second
amendment was not, as the first amendment was, adopted with
individual rights in mind, but was a prohibition upon Federal
action which would interfere with the organization by States of
their militia”). That advice has not aged well. See Heller,
554 U.S. at 595 (2008), see also Op. Off. of Legal Counsel,
Whether the Second Amendment Secures a Legal Right 28
(2004) (“[T]he Second amendment secures a personal right of
individuals, not a collective right that may only be invoked by
a state or a quasi-collective right restricted to those persons
who serve in organized militia units.”). So there is more than
a hairline crack in the legal foundation for the felon-in-
possession statutory provision.
8
Thus, any law imposing a permanent restriction on “the right
of the people to keep and bear Arms”17 is constitutionally
suspect as a facial matter, and here, the application of
18 U.S.C. § 922(g)(1) to permanently disarm Bryan Range
after he repaid his debt to society for his food-stamp fraud
violates the Second Amendment.
17
U.S. Const. amend. II.
9
KRAUSE, Circuit Judge, concurring in the judgment, with
whom ROTH, Circuit Judge, joins in part.
When this case was previously before us, I urged that
we assess whether firearm regulations were constitutionally
permissible in the present by comparing historical analogues in
principle, not with precision. Hewing precisely to history and
tradition would only make sense in a world where “arms” still
meant muskets and flintlock pistols,1 and where communities
were still small and “close-knit.”2 In contrast, the firearms of
America today include semi-automatic handguns, assault
rifles,3 and high-capacity magazines; our population of more
than 330 million is mobile and far-flung; and, tragically, brutal
gun deaths and horrific mass shootings—exceeding 490 this
1
See Joseph Blocher & Eric Ruben, Originalism-by-Analogy
and Second Amendment Adjudication, 133 Yale L.J. 99, 153
(2023) (“Americans in 1791 generally owned muzzle-loading
flintlocks, liable to misfire and incapable of firing multiple
shots. Guns thus generally were not kept or carried loaded in
1791.” (quotation omitted)); Akhil Reed Amar, Second
Thoughts, 65 Law & Contemp. Probs. 103, 107 (2002) (“At the
Founding . . . [a] person often had to get close to you to kill
you, and, in getting close, he typically rendered himself vul-
nerable to counterattack. Reloading took time, and thus one
person could not ordinarily kill dozens in seconds.”).
2
Stephanos Bibas, The Machinery of Criminal Justice 2
(2012).
3
See Robert J. Spitzer, Gun Accessories and the Second
Amendment: Assault Weapons, Magazines, and Silencers, 83
Law & Contemp. Probs. 231, 240 (2020) (“[A]ssault weapons
play a disproportionately large role in three types of criminal
activity: mass shootings, police killings, and gang activity.”).
1
year—are a daily occurrence in our schools, our streets, and
our places of worship.4 After observing that the balancing of
public safety with the right to bear arms has historically been a
core function of the legislature in our system of separated
powers,5 that the balance Congress struck in 18 U.S.C.
§ 922(g)(1) by categorically disarming convicted felons6
comported with traditional legislative authority to impose even
4
See Mass Shootings in 2024, Gun Violence Archive,
https://www.gunviolencearchive.org/reports/mass-shooting (last
visited Dec. 23, 2024).
5
See Adam Winkler, Scrutinizing the Second Amendment, 105
Mich. L. Rev. 683, 715 (2007) (“Achievement of that balance
requires highly complex socio-economic calculations regard-
ing what kinds of weapons ought to be possessed by individu-
als and how to limit access to them by those deemed untrust-
worthy or dangerous. Such complicated multi-factor judg-
ments require trade-offs that courts are not institutionally
equipped to make. Legislatures, by contrast, are structured to
make precisely those kinds of determinations.”); see also Lon
L. Fuller, The Forms and Limits of Adjudication, 92 Harv. L.
Rev. 353, 371 (1978) (noting the “relative incapacity of adju-
dication to solve ‘polycentric’ problems”).
6
Section 922(g)(1) makes it illegal for anyone convicted of “a
crime punishable by imprisonment for a term exceeding one
year” to possess a firearm, unless the crime is a state misde-
meanor “punishable by a term of imprisonment of two years or
less” or relates to “antitrust violations, unfair trade practices,
restraints of trade, or other similar offenses relating to the reg-
ulation of business practices.” 18 U.S.C. §§ 921(a)(20),
922(g)(1). For ease of reference, this opinion refers to all
crimes covered by § 922(g)(1) as “felonies” and individuals
falling within § 922(g)(1)’s purview as “felons.”
2
greater deprivations like capital punishment, and that Congress
had provided mechanisms in 18 U.S.C. §§ 921(a)(20) and
925(c) by which an individual offender could seek to lift his
disability, I concluded that § 922(g)(1) was constitutional as
applied to all felons within its scope, and I dissented on that
basis. I also urged that, rather than proceeding on an offense-
by-offense basis and implying that § 922(g)(1) had never been
enforceable against a felon “like Range,”7 the majority instead
should make clear that Range had successfully challenged only
its future enforcement, in effect, lifting the disability that had
been lawfully imposed based on § 922(g)(1)’s rebuttable
presumption of constitutionality.
Since then, the Supreme Court decided United States v.
Rahimi, 144 S. Ct. 1889 (2024), and vacated and remanded our
Court’s en banc decision for reconsideration in light of its
teachings.8 I take from Rahimi several lessons that compel a
different rationale than the majority’s today and that lead me
now to concur in the judgment.
The first three confirm the premises of my prior
opinion: (1) we should indeed determine “whether the
challenged regulation is consistent with the principles that
underpin our regulatory tradition”—not whether it “precisely
match[es] its historical precursors,” id. at 1898 (emphasis
added); (2) the Second Amendment does permit “the
enactment of laws banning the possession of guns by
categories of persons thought by a legislature to present a
special danger of misuse,” id. at 1901 (emphasis added), and
7
Range v. Attorney Gen. (Range I), 69 F.4th 96, 106 (3d Cir.
2023), judgment vacated sub nom. Garland v. Range, 144 S.
Ct. 2706 (2024).
8
See Garland, 144 S. Ct. at 2706–07.
3
in particular, “prohibitions . . . on the possession of firearms by
‘felons and the mentally ill,’” which the Court reiterated are
“presumptively lawful,” id. at 1902 (quoting District of
Columbia v. Heller, 554 U.S. 570, 626, 627 n.26 (2008)); and
(3) the availability of a greater penalty for an analogous offense
at the Founding implies that a lesser penalty is constitutional
today, e.g., “if imprisonment was permissible” at the Founding
for an offense, the “lesser restriction” of disarmament in
modern times “is also permissible,” id.
In addition, however, Rahimi also flagged two aspects
of a dispossession law as constitutionally relevant: first, that
the burden the law imposes has at least the potential to be “of
limited duration,” and, second, that—notwithstanding the
authority of legislatures to disarm entire “categories of
persons” presumed dangerous in the first instance—the law
allows an individual to challenge that presumption and
establish that he does not currently “present a special danger of
[firearm] misuse” or a “credible threat” to the safety of others.
Id. at 1901–02.9
9
The Court attached constitutional significance to these two
statutory attributes in the context of a law that prohibited pos-
session of a firearm only while “subject to a [domestic violence
restraining] order” that included “a finding that such person
represents a credible threat to the physical safety” of his do-
mestic partner (or child). 18 U.S.C. § 922(g)(8). It also cau-
tioned that its holding was a narrow one. See United States v.
Rahimi, 144 S. Ct. 1889, 1903 (2024) (“[T]oday . . . we con-
clude only this: An individual found by a court to pose a cred-
ible threat to the physical safety of another may be temporarily
disarmed consistent with the Second Amendment.”).
4
Notwithstanding these lessons, my colleagues in the
majority have treated the Supreme Court’s remand as
essentially pro forma and file an opinion today that is largely
unchanged. True, the majority now acknowledges that the
relief it provides Range is only prospective protection from
prosecution for “any future possession of a firearm,” and it
seemingly acknowledges that § 922(g)(1) may be categorically
applied, consistent with the Second Amendment, to at least
“physically dangerous” felons.10 But it still disavows
Congress’s power to categorically disarm other felons who fall
within § 922(g)(1)’s parameters, and to do so on a
presumptively permanent basis. It also still insists on
analyzing § 922(g)(1) on an offense-by-offense basis,
demanding that any historical analogue match with high
precision, rather than reasoning by principle. And it again
declines to articulate any clear framework by which courts may
distinguish between constitutional and unconstitutional
applications of § 922(g)(1).
These aspects of the majority opinion are in error. I
ultimately concur in the judgment, however, because Rahimi’s
reasoning persuades me that—even though our historical
tradition supports § 922(g)(1)’s categorical disarmament of all
Nonetheless, the repeated references to these attributes in the
majority and concurring opinions and their anchoring in histor-
ical tradition suggest they carry constitutional weight more
broadly. See, e.g., id. at 1902–03 (emphasizing the presence
of “judicial determinations,” “f[indings] by a court,” and that
those who posed a credible threat to the physical safety of an-
other were only “temporarily disarmed”); id. at 1908–10 (Gor-
such, J., concurring) (same); see also infra Section I.C.2.
10
Maj. Op. at 20; see also id. at 25.
5
felons on a presumptively permanent basis—the Second
Amendment demands that the disability it imposes has at least
the potential to be “of limited duration,” Rahimi, 144 S. Ct. at
1902, and that a felon have a meaningful opportunity, after
successfully serving his sentence,11 to show that the burden
should be lifted based on individualized findings. Indeed, the
same historical analogues demonstrating that those who
commit serious crimes can be disarmed as a class of persons
that presumptively “present[s] a special danger of misus[ing]”
firearms, id. at 1901, also confirm the necessity of providing
individual class members with a later opportunity to rebut that
presumption and reclaim their Second Amendment rights
going forward.
I write to clarify three points: First, the historical record
reveals that, contrary to the majority’s view, legislatures dating
back to the Founding had the authority to disarm not just
“physically dangerous” felons, but a wide range of groups
considered to present a special danger, while also allowing for
individual pre-enforcement challenges. Second, the majority’s
reasoning cannot be squared with Supreme Court and historical
precedent, and its continued insistence on historical twins
portends confusion and inconsistency among the district
courts. And third, while we hold today that Range’s
declaratory judgment entitles him to protection only for future
firearm possession, at least two circuits have suggested that
11
See United States v. Moore, 111 F.4th 266, 272 (3d Cir.
2024) (holding that § 922(g)(1) is constitutional as applied to
felons who are serving a criminal sentence on parole, proba-
tion, or supervised release because our historical tradition
“yield[s] the principle that a convict may be disarmed while he
completes his sentence and reintegrates into society”).
6
successful as-applied challenges operate retroactively, making
enforcement void ab initio and jeopardizing both pending
§ 922(g)(1) indictments and convictions on direct appeal. See
United States v. Williams, 113 F.4th 637, 657, 661–63 (6th Cir.
2024); United States v. Diaz, 116 F.4th 458, 461, 469–70 & n.4
(5th Cir. 2024). I take this opportunity to highlight the drastic
consequences of that approach and to explain why a
prospective approach comports with Bruen and Rahimi, is
faithful to our regulatory tradition, and is administrable in
practice.
I. The Historical Validity of § 922(g)(1)
More than a decade of precedent now illuminates the
constitutionality of felon-in-possession bans and the Supreme
Court’s methodology for reviewing them. The analysis that
follows will (A) summarize the Court’s pronouncements con-
cerning those bans, (B) survey the relevant regulatory tradition,
and (C) consider how § 922(g)(1) fits within that regulatory
tradition.
A. Felon-Dispossession Laws in the Court’s Recent
Precedent
Repeatedly, the Supreme Court has told us that felon-
in-possession statutes are presumptively constitutional. In
holding the “right of the people”12 protected by the Second
12
In the first part of its analysis, the majority defends its belief
that felons remain part of “the people,” so their firearm posses-
sion is presumptively protected, and the Government must
prove its disarmament regulation comports with historical tra-
dition. Maj. Op. at 11–16. Other jurists believe that historical
7
Amendment was an “individual right,” Justice Scalia’s seminal
opinion in Heller specified this meant “the right of law-abid-
ing, responsible citizens” to keep and bear arms, and therefore
characterized “prohibitions on the possession of firearms by
felons” as both “longstanding” and “presumptively lawful.”13
554 U.S. at 579, 592, 626, 627 n.26, 635.
In New York State Rifle & Pistol Association, Inc. v.
Bruen, the Court clarified who qualifies as a “law-abiding” cit-
izen when it explained that, despite the infirmity of New
York’s may-issue open-carry licensing regime, “nothing in our
analysis should be interpreted to suggest the unconstitutional-
ity of the 43 States’ ‘shall-issue’ licensing regimes . . . [,]
which often require applicants to undergo a [criminal] back-
ground check” and “are designed to ensure only that those
bearing arms in the jurisdiction are, in fact, ‘law-abiding,
tradition permits the disarmament of felons precisely because
“the people” historically meant “law-abiding, responsible citi-
zens.” New York State Rifle & Pistol Ass’n, Inc. v. Bruen, 597
U.S. 1, 26 (2022) (citation omitted). But that debate—unlike
the test for what constitutes an adequate “historical analogue,”
id. at 30 (quoting Drummond v. Robinson, 9 F.4th 217, 226 (3d
Cir. 2021))—is largely academic. As then-Judge Barrett rec-
ognized, the “same body of evidence” can be used to illuminate
who is part of the people or “the scope of the legislature’s
power,” and either approach “yield[s] the same result.” Kanter
v. Barr, 919 F.3d 437, 452 (7th Cir. 2019) (Barrett, J., dissent-
ing).
13
See also McDonald v. City of Chicago, 561 U.S. 742, 786
(2010) (plurality) (“repeat[ing] those assurances”); Bruen, 597
U.S. at 72 (Alito, J., concurring) (same); id. at 80–81 (Ka-
vanaugh, J., concurring) (same).
8
responsible citizens.’”14 597 U.S. 1, 38 n.9 (2022) (quoting
Heller, 554 U.S. at 635). And it directed us, in considering
whether modern-day regulations are consistent with historical
ones, to compare “how and why the regulations burden a law-
abiding citizen’s right to armed self-defense.” Id. at 29 (em-
phasis added).
Most recently, in Rahimi, the Court reiterated that the
Constitution does not prohibit regulations that ban “the posses-
sion of firearms by ‘felons and the mentally ill,’” which the
Court held “presumptively lawful” even as applied to the
“core”15 right of self-defense inside the home. 144 S. Ct. at
1902 (quoting Heller, 554 U.S. at 626, 627 n.26). Citing Hel-
ler’s own assurance about the presumptive constitutionality of
felon-dispossession laws, the Court disavowed any suggestion
“that the Second Amendment prohibits the enactment of laws
banning the possession of guns by categories of persons
thought by a legislature to present a special danger of misuse.”
Id. at 1901. And it again told us to focus our historical analysis
on “a law-abiding citizen’s” right to bear arms. Id. at 1932
(Thomas, J., dissenting) (quoting Bruen, 597 U.S. at 29). Thus,
time and again, the Supreme Court has acknowledged that the
deep roots of felon-possession bans in American history impart
a presumption of lawfulness to § 922(g)(1).
14
Those background checks screen for both violent and non-
violent offenses. See, e.g., Wash. Rev. Code Ann.
§ 9.41.070(1)(a); Colo. Rev. Stat. Ann. § 18-12-203(1)(c);
Kan. Stat. Ann. § 75-7c04(a)(2); Miss. Code. Ann. § 45-9-
101(2)(d); N.H. Rev. Stat. Ann. § 159:6(I)(a); N.C. Gen. Stat.
Ann. § 14-415.12(b)(1).
15
District of Columbia v. Heller, 554 U.S. 570, 630, 634
(2008).
9
As to methodology, Rahimi was also instructive, clari-
fying that “the appropriate analysis involves considering
whether the challenged regulation is consistent with the prin-
ciples that underpin our regulatory tradition,” 144 S. Ct. at
1898 (emphasis added), and that “if imprisonment was permis-
sible” as a penalty for an offense at the Founding, “the lesser
restriction” of disarmament imposed by a modern analogue “is
also permissible,” id. at 1902. There, the Court derived the rel-
evant principles from “two distinct legal regimes”—surety
laws and going armed laws—“[t]aken together.” Id. at 1899,
1901. Even though the regulation at issue, § 922(g)(8), was
“by no means identical to these founding era regimes,” the
Court emphasized that “it does not need to be,” id. 1901, be-
cause a regulation that “does not precisely match its historical
precursors . . . ‘still may be analogous enough’” to withstand
constitutional scrutiny. id. at 1898 (quoting Bruen, 597 U.S. at
30). Rather than seeking out a “dead ringer” or “historical
twin,” we were instructed to determine whether the modern-
day regulation “comport[s] with the principles underlying the
Second Amendment” by considering whether the challenged
regulation is “‘relevantly similar’ to laws that our tradition is
understood to permit.” Id. at 1898 (quoting Bruen, 597 U.S. at
29).
B. Relevantly Similar Historical Analogues
When we go to compare “relevantly similar” laws, “not
all history is created equal.” Bruen, 597 U.S. at 34. Founding-
era laws “surrounding the ratification of the text” are generally
considered to be “the history that matters most,” Rahimi, 144
S. Ct. at 1924 (Barrett, J., concurring), because Second
Amendment rights “are enshrined with the scope they were un-
derstood to have when the people adopted them,” Heller, 554
U.S. at 634–35. But we also look to “English history dating
10
from the late 1600s, along with American colonial views lead-
ing up to the founding,” Bruen, 597 U.S. at 20, because the
right to keep and bear arms was a “pre-existing right,” id.
(quoting Heller, 554 U.S. at 592). In addition, post-enactment
history and tradition “through the end of the 19th century” is a
“critical tool” for determining the principles underlying the
Second Amendment. Id. at 35 (quoting Heller, 554 U.S. at
605).16
Here, the Government identifies two sets of relevantly
similar laws from which comparable principles can be derived:
(1) laws that categorically disarmed entire classes of people,
and (2) felony punishment laws. I address each below before
16
The Supreme Court has approvingly cited and relied on post-
enactment sources in each of its recent Second Amendment
cases. See Rahimi, 144 S. Ct. at 1899–1901 (citing laws and
tradition from the early nineteenth century); Bruen, 597 U.S. at
50–57 & nn.15–24 (analyzing nineteenth-century laws and
cases); McDonald, 561 U.S. at 778 (Alito, J.) (“[I]t is clear that
the Framers and ratifiers of the Fourteenth Amendment
counted the right to keep and bear arms among those funda-
mental rights necessary to our system of ordered liberty.”);
Heller, 554 U.S. at 605 (“We now address how the Second
Amendment was interpreted from immediately after its ratifi-
cation through the end of the 19th century.”); see also Rahimi,
144 S. Ct. at 1915–16 (Kavanaugh, J., concurring) (“As the
Framers made clear, and as th[e] Court has stated time and
again for more than two centuries, post-ratification history . . .
can also be important for interpreting vague constitutional text
and determining exceptions to individual constitutional
rights.”); id. at 1924 (Barrett, J., concurring) (explaining that
“postenactment history can be an important tool”).
11
comparing the principles derived from these analogues to
§ 922(g)(1).
1. Categorical Disarmament Laws
a. England’s Restoration and Glori-
ous Revolution
During the late seventeenth century, the English
government repeatedly disarmed individuals whose conduct
indicated that they could not be trusted to abide by the
sovereign and its dictates.
Following the tumult of the English Civil War, the
restored Stuart monarchs disarmed nonconformist (i.e., non-
Anglican) Protestants.17 Of course, not all nonconformists
were dangerous; to the contrary, many belonged to pacificist
denominations like the Quakers.18 However, they refused to
participate in the Church of England, an institution headed by
the King as a matter of English law.19 And nonconformists
17
See Joyce Lee Malcolm, To Keep and Bear Arms: The Ori-
gins of an Anglo-American Right 45 (1994) (describing how
Charles II “totally disarmed . . . religious dissenters”).
18
See Joyce Lee Malcolm, The Right of the People to Keep and
Bear Arms: The Common Law Tradition, 10 Hastings Const.
L.Q. 285, 304 n.117 (1983) (“Persons judged to be suspicious
by the royal administration were those . . . who belonged to the
Protestant sects that refused to remain within the Church of
England. The Quakers were prominent sufferers.”).
19
See Church of England, BBC (June 30, 2011),
https://www.bbc.co.uk/religion/religions/christian-
ity/cofe/cofe_1.shtml (describing “the Act of Supremacy” en-
acted during the reign of Henry VIII).
12
often refused to take mandatory oaths acknowledging the
King’s sovereign authority over matters of religion.20 As a
result, Anglicans accused nonconformists of believing their
faith exempted them from obedience to the law.21
Protestants had their rights restored after the Glorious
Revolution of 1688 replaced the Catholic King James II with
William of Orange and Mary, James’s Protestant daughter.22
But even then, Parliament enacted the English Bill of Rights,
which declared: “Subjects which are Protestants, may have
Arms for their Defence suitable to their Conditions, and as
allowed by Law.”23 This “predecessor to our Second
Amendment,” Bruen, 597 U.S. at 44 (quoting Heller, 554 U.S.
at 593), reveals that the legislature—Parliament—had the
authority to decide who was law-abiding enough to keep and
bear arms.24
20
See Frederick B. Jonassen, “So Help Me?”: Religious Ex-
pression and Artifacts in the Oath of Office and the Courtroom
Oath, 12 Cardozo Pub. L., Pol’y & Ethics J. 303, 322 (2014)
(describing Charles II’s reinstation of the Oath of Supremacy);
Caroline Robbins, Selden’s Pills: State Oaths in England,
1558–1714, 35 Huntington Lib. Q. 303, 314–15 (1972) (dis-
cussing nonconformists’ refusal to take such oaths).
21
See Christopher Haigh, ‘Theological Wars’: ‘Socinians’ v.
‘Antinomians’ in Restoration England, 67 J. Ecclesiastical
Hist. 325, 326, 334 (2016).
22
See Alice Ristroph, The Second Amendment in a Carceral
State, 116 Nw. U. L. Rev. 203, 228 (2021).
23
1 W. & M., Sess. 2, ch. 2, § 7 (Eng. 1689) (emphasis added).
24
Cf. Lois G. Schwoerer, To Hold and Bear Arms: The English
Perspective, 76 Chi.-Kent L. Rev. 27, 47–48 (2000)
13
In 1689, the pendulum of distrust swung the other way.
Parliament enacted a statute prohibiting Catholics who refused
to take an oath renouncing the tenets of their faith from owning
firearms, except as necessary for self-defense.25 As with
nonconformists, this prohibition was not based on the notion
that every single Catholic was dangerous. Rather, the
categorical argument English Protestants made against
Catholicism at the time was that Catholics’ faith put the
dictates of a “foreign power,” namely the Vatican, before
English law.26 Accordingly, the disarmament of Catholics in
1689 reflects Protestant fears that Catholics could not be
trusted to obey the law.
That restriction could be lifted only prospectively and
on an individual basis. That is, Parliament permitted Catholics
who “repeated and subscribed” to the necessary oath before
(explaining how the English Bill of Rights preserved Parlia-
ment’s authority to limit who could bear arms).
25
An Act for the Better Securing the Government by Disarm-
ing Papists and Reputed Papists, 1 W. & M., Sess. 1, ch. 15
(Eng. 1689); see Malcolm, supra note 17, at 123.
26
See Diego Lucci, John Locke on Atheism, Catholicism, An-
tinomianism, and Deism, 20 Etica & Politica/Ethics & Pol.
201, 228–29 (2018). Official Anglican doctrine—regularly
preached throughout England—warned that the Pope taught
“that they that are under him are free from all burdens and
charges of the commonwealth, and obedience toward their
prince.” An Exhortation Concerning Good Order, and Obedi-
ence to Rulers and Magistrates, in Sermons or Homilies Ap-
pointed to Be Read in Churches in the Time of Queen Elizabeth
of Famous Memory 114, 125 (new ed., Gilbert & Rivington
1839).
14
“any two or more Justices of the Peace” to resume keeping
arms.27 But, needless to say, disavowal of religious tenets
hardly demonstrated that the swearing individual no longer had
the capacity to commit violence; rather, the oath signified
allegiance to the English government and an assurance of
conformity to its laws. This status-based disarmament of
Catholics evinces the “historical understanding”28 not only that
legislatures could categorically disarm groups they viewed as
unwilling to obey the law, but also that disarmed members had
an opportunity to prospectively regain their right to bear arms.
b. Colonial America
The English notion that the government could disarm
those not considered law-abiding traveled to the American
colonies. Although some of the earliest firearm laws in
colonial America forbid Native Americans and Black people
from owning guns,29 the colonies also repeatedly disarmed
27
1 W. & M., Sess. 1, ch. 15 (Eng. 1689).
28
Bruen, 597 U.S. at 26. That the same Parliament that enacted
the predecessor to our Second Amendment also passed laws
categorically disarming groups of people is particularly rele-
vant to our historical inquiry. See William Baude & Robert
Leider, The General-Law Right to Bear Arms, 99 Notre Dame
L. Rev. 1467, 1472 (2024) (explaining that early American
courts described the right to arms codified in “the English Bill
of Rights, the Second Amendment to the U.S. Constitution, and
various state constitutions as codifying the same preexisting
right”).
29
See Clayton E. Cramer, Armed America: The Remarkable
Story of How and Why Guns Became as American as Apple Pie
31, 43 (2006). Today, we emphatically reject these bigoted and
15
full-fledged members of the political community as it then
existed—i.e., free, Christian, white men—who the authorities
believed could not be trusted to obey the law. Those
restrictions are telling because they were imposed at a time
before the advent of the English Bill of Rights, when the
charters of Virginia and Massachusetts provided
unprecedented protections for colonists’ firearm rights.30
The Virginia Company carried out one of the earliest
recorded disarmaments in the American colonies in 1624. For
his “opprobrious” and “base and detracting speeches
concerning the Governor,” Richard Barnes was “disarmed” by
the Virginia Council and “banished” from Jamestown.31 By
disrespecting the colonial authorities, Barnes demonstrated
that he could no longer be trusted as a law-abiding member of
the community and thus forfeited his ability to keep arms.
During the late 1630s, a Boston preacher named Anne
Hutchinson challenged the Massachusetts Bay government’s
authority over spiritual matters by advocating for direct,
unconstitutional laws, as well as their premise that one’s race
or religion correlates with disrespect for the law. I cite them
here only to demonstrate the tradition of categorical, status-
based disarmaments. See Blocher & Ruben, supra note 1, at
165 (urging courts examining historical disarmament laws that
would violate the Constitution today to “ask[] why earlier gen-
erations disarmed certain groups of people, rather than asking
only whom they disarmed”).
30
See Nicholas J. Johnson et al., Firearms Law and the Second
Amendment: Regulation, Rights, and Policy 174 (3d ed. 2022).
31
David Thomas Konig, “Dale’s Laws” and the Non-Common
Law Origins of Criminal Justice in Virginia, 26 Am. J. Legal
Hist. 354, 371 (1982).
16
personal relationships with the divine.32 Governor John
Winthrop accused Hutchinson and her followers of being
Antinomians—those who viewed their salvation as exempting
them from the law—and banished her.33 The colonial
government also disarmed at least fifty-eight of Hutchinson’s
supporters, not because those supporters had shown a
propensity for violence, but “to embarrass the offenders” who
were forced to personally deliver their arms to the authorities
in an act of public submission.34 The Massachusetts authorities
therefore disarmed Hutchinson’s supporters to shame those
colonists because the authorities concluded their conduct
evinced a willingness to disobey the law.35
Again, however, restoration of the right to bear arms
was available, but only prospectively, and only for individuals
who affirmatively sought relief: Hutchinson’s followers who
renounced her teachings and confessed their sins to the
authorities “were welcomed back into the community and able
32
See Edmund S. Morgan, The Case Against Anne Hutchinson,
10 New Eng. Q. 635, 637–38, 644 (1937).
33
Id. at 648; Ann Fairfax Withington & Jack Schwartz, The
Political Trial of Anne Hutchinson, 51 New Eng. Q. 226, 226
(1978).
34
James F. Cooper, Jr., Anne Hutchinson and the “Lay Rebel-
lion” Against the Clergy, 61 New Eng. Q. 381, 391 (1988).
35
Cf. John Felipe Acevedo, Dignity Takings in the Criminal
Law of Seventeenth-Century England and the Massachusetts
Bay Colony, 92 Chi.-Kent L. Rev. 743, 761 (2017) (describing
other shaming punishments used at the time, including scarlet
letters).
17
to retain their arms,” as they had shown that they could once
again be trusted to abide by the law.36
Like the Stuart monarchs in England, the Anglican
colony of Virginia disarmed nonconformist Protestants in the
1640s due to their rejection of the King’s sovereign power over
religion. When a group of nonconformist Puritans from
Massachusetts resettled in southeastern Virginia, Governor
William Berkeley “acted quickly” to head off any
“[o]pposition to the king” by disarming them.37 And after the
Glorious Revolution, the American colonies followed
England’s example by disarming their Catholic residents.38
The colonies redoubled the disarmament of Catholics
during the Seven Years’ War of 1756–1763 based on their
perceived unwillingness to adhere to the King’s sovereign
36
Joseph G.S. Greenlee, The Historical Justification for Pro-
hibiting Dangerous Persons from Possessing Arms, 20 Wyo.
L. Rev. 249, 263 (2020).
37
Kevin Butterfield, The Puritan Experiment in Virginia,
1607–1650, at 21 (June 1999) (M.A. thesis, College of William
and Mary) (on file with William and Mary Libraries); see
Charles Campbell, History of the Colony and Ancient Domin-
ion of Virginia 211–12 (1860).
38
Just three years after designating Anglicanism as the col-
ony’s official religion, see George J. Lankevich, New York
City: A Short History 30 (2002), New York Governor Benja-
min Fletcher disarmed Catholic colonists in 1696, see Shona
Helen Johnston, Papists in a Protestant World: The Catholic
Anglo-Atlantic in the Seventeenth Century 219–20 (May 11,
2011) (Ph.D. dissertation, Georgetown University) (on file
with the Georgetown University Library).
18
dictates.39 Maryland, for example, though founded as a haven
for persecuted English Catholics,40 confiscated Catholics’
firearms and ammunition during the war.41 Notably, that
decision was not in response to violence; indeed, the colony’s
governor at the time observed that “the Papists behave
themselves peaceably and as good subjects.”42 Neighboring
Pennsylvania followed suit and took “all arms, military
accoutrements, gunpowder and ammunition” from all
Catholics and “reputed” Catholics.43 Virginia likewise
prohibited Catholics and “suspected” Catholics from owning
39
See Greenlee, supra note 36, at 263. Colonies disarmed
other religious minorities during the Seven Years’ War, too.
For instance, New Jersey confiscated firearms from Moravi-
ans, a group of nonconformist Protestants from modern-day
Germany, because the governor deemed their nonconformist
views sufficient evidence that they could not be trusted to obey
authority. See Johnson et al., supra note 30, at 198.
40
See Michael W. McConnell, The Origins and Historical Un-
derstanding of Free Exercise of Religion, 103 Harv. L. Rev.
1409, 1424 (1990).
41
See Acts of May 22, 1756, reprinted in 52 Archives of Mar-
yland: Proceedings and Acts of the General Assembly, Febru-
ary 1755 – October 1756, at 448–49, 454 (J. Hall Pleasants ed.,
1935) [hereinafter Md. Act of 1756]; Greenlee, supra note 36,
at 263; Johnson et al., supra note 30, at 197.
42
Elihu S. Riley, A History of the General Assembly of Mary-
land 224 (1912) (quoting a July 9, 1755 letter from Governor
Sharpe).
43
An Act for Forming and Regulating the Militia of the Prov-
ince of Pennsylvania, reprinted in 5 The Statutes at Large of
Pennsylvania from 1682 to 1801, at 627 (James T. Mitchell &
Henry Flanders eds., 1898) [hereinafter Pa. Act of 1757].
19
weapons or ammunition, declaring that it was “dangerous at
this time to permit Papists to be armed.”44
Again, these generalizations led to overinclusive bans.
Not all Catholics posed a threat of misusing their firearms.
That said, these laws reveal that legislatures had the authority
to disarm every member of a group based on class-wide
presumptions about law-abiding behavior. And under each
regime, Catholics who violated the ban and were caught in
possession of arms—whether or not they were dangerous—
were subject to severe penalties.
To account for this overbreadth, colonial governments
provided individual Catholics with the opportunity to
prospectively restore their armament rights by persuading a
government official that they themselves were unlikely to
misuse firearms. A Catholic in Virginia who “desire[d] to
submit and conform” could “present himself before the justices
of the peace,” and upon taking a loyalty oath “in open court,”
would “thenceforth be discharged of and from all disabilities
and forfeitures, which he might or should be liable to for the
future.”45 Similarly, a Catholic in Maryland who persuaded a
local justice of the peace that he was law-abiding and not
dangerous could keep weapons necessary for the defense of his
home.46 But Catholics under these regimes had to
affirmatively regain their right to possess arms before violating
44
An Act for Disarming Papists, and Reputed Papists, Refus-
ing to Take the Oaths to the Government, reprinted in 7 The
Statutes at Large; Being A Collection of All the Laws of Vir-
ginia 35–38 (William W. Hening ed., 1820) [hereinafter Va.
Act of 1756].
45
Id. at 38 (emphasis added).
46
Md. Act of 1756, supra note 41, at 448.
20
the disarmament law. Those discovered possessing firearms
without first lifting their firearm disability would be arrested,
imprisoned without bail, forced to forfeit all their weapons, and
subjected to onerous fines.47 In short, the restoration of
armament rights during the Colonial era occurred through pre-
enforcement actions, which provided prospective relief to law-
abiding challengers who complied with the disarmament law
and demonstrated that they did not pose a risk of misusing
arms.
c. Revolutionary War
As the colonies became independent states, legislatures
continued to disarm individuals whose status indicated that
they could not be trusted to obey the law. John Locke—a
philosopher who profoundly influenced the American
revolutionaries48—argued that the replacement of individual
judgments of what behavior is acceptable with communal
47
Id. (proclaiming that a Catholic who violated the disarma-
ment law “shall forfeit and lose . . . his Heirs and Successors,
his and their said Armour, Gunpowder, and Ammunition; and
shall also be imprisoned”); see also Va. Act of 1757, supra
note 44, at 37 (punishing non-oath taking Catholics with for-
feiture of all their arms and ammunition, imprisonment without
bail, and fines); Pa. Act of 1757, supra note 43, at 627 (impos-
ing forfeiture and imprisonment without bail).
48
See Thad W. Tate, The Social Contract in America, 1774–
1787: Revolutionary Theory as a Conservative Instrument, 22
Wm. & Mary Q. 375, 376 (1965); see also Gundy v. United
States, 588 U.S. 128, 153 (2019) (Gorsuch, J., dissenting) (ob-
serving “John Locke [was] one of the thinkers who most influ-
enced the framers[]”).
21
norms is an essential characteristic of the social contract.49
Members of a social compact, he explained, therefore have a
civic obligation to comply with communal judgments
regarding proper behavior.50
Drawing on Locke, state legislatures conditioned their
citizens’ ability to keep arms on compliance with that civic
obligation, and several states enacted statutes disarming all
those who refused to recognize the sovereignty of the new
nation.51 In Connecticut, for instance, as tensions with England
rose, concerns that loyalists could not be trusted to uphold their
civic duties as members of a new state culminated in a 1775
statute that forbid anyone who defamed resolutions of the
Continental Congress from keeping arms, voting, or serving as
a public official.52
49
See John Locke, Two Treatises of Government § 163
(Thomas I. Cook ed., Hafner Press 1947) (reasoning “there
only is political society where every one of the members hath
quitted his natural power [to judge transgressions and] resigned
it up into the hands of the community”).
50
Locke grounded that duty in the consent of those within a
political society; however, he argued that mere presence in a
territory constitutes tacit consent to the laws of the reigning
sovereign. See id. § 119.
51
See Robert H. Churchill, Gun Regulation, the Police Power,
and the Right to Keep Arms in Early America: The Legal Con-
text of the Second Amendment, 25 Law & Hist. Rev. 139, 158
(2007).
52
G.A. Gilbert, The Connecticut Loyalists, 4 Am. Hist. Rev.
273, 282 (1899) (describing this resolution as “a fair sample of
most of the others passed at this time”).
22
In 1776, most of the states heeded the Continental
Congress’s call to disarm those who “are notoriously
disaffected to the cause of America, or who have not
associated, and shall refuse to associate, to defend, by arms,
the[] United Colonies, against the hostile attempts of the
British fleets and armies,”53 by disarming those who did not
take a loyalty oath or were suspected of being disloyal.54
53
4 Journals of the Continental Congress, 1774–1789, at 205
(Worthington C. Ford ed., 1906).
54
See United States v. Jackson, 110 F.4th 1120, 1126–27 (8th
Cir. 2024); see, e.g., Act of May 1, 1776, ch. 21, §§ 1–2, re-
printed in 5 Acts and Resolves, Public and Private, of the Prov-
ince of Massachusetts Bay 479–80 (1886) (requiring every
non-Quaker “male person above sixteen years of age” to take
an oath of loyalty and disarming those who refused of “all such
arms, ammunition and warlike implements, as, by the strictest
search, can be found in his possession or belonging to him”)
[hereinafter Mass. Act of 1776]; Act of 1776, reprinted in 7
Records of the Colony of Rhode Island and Providence Plan-
tations in New England 566–67 (John R. Bartlett ed., 1862)
(disarming every male above sixteen years of age who refused
to take an oath of loyalty without providing “satisfactory rea-
sons” for their refusal) [hereinafter R.I. Act of 1776]; Act of
May 5, 1777, ch. 3, reprinted in 9 The Statutes at Large; Being
a Collection of all the Laws of Virginia 281–82 (William W.
Hening ed., 1821) (disarming “all free born male inhabitants of
this state, above the age of sixteen years, except imported serv-
ants during the time of their service” who refused to swear their
“allegiance” to the state) [hereinafter Va. Act of 1777]; Act of
Nov. 15, 1777, ch. 6, § 9, 1777 N.C. Sess. Laws 231–32 (de-
claring that “all persons failing or refusing to take the oath of
23
George Washington approved of these disarmament laws and
stated that “the other colonies ought to adopt similar”
measures.55
Pennsylvania in particular passed a flurry of laws
disarming entire groups whose status suggested they could not
be trusted to follow the law. In 1776, Pennsylvania ordered the
blanket disarmament of all “non-associators,” regardless of
whether they were disaffected to the cause of liberty.56 The
allegiance” that were not exiled “shall not keep guns or other
arms within his or their House” and that any such weapons
“may be seized by a written Order of a justice of the county”)
[hereinafter N.C. Act of 1777]; Resolution of Mar. 13, 1776,
in Journal of the Provincial Congress of South Carolina, 1776,
at 77–78 (1776) (disarming convicted non-associators unless
and until they took a loyalty oath) [hereinafter S.C. Res. of
1776]; Act of Sept. 20, 1777, ch. 40, § 20, in Acts of the Gen-
eral Assembly of the State of New-Jersey 90 (1777) (directing
the Council of Safety to “deprive and take from such Persons
as they shall judge disaffected and dangerous to the present
Government, all the Arms, Accoutrements and Ammunition
which they own or possess”).
55
Letter from George Washington to Governor Cooke (Jan. 6,
1776), in 3 The Writings of George Washington 323
(Worthington C. Ford ed., 1889).
56
Act of July 19, 1776, reprinted in 9 The Statutes at Large of
Pennsylvania from 1682 to 1801, at 11 (James T. Mitchell &
Henry Flanders eds., 1903) (ordering local officials to “take all
the arms . . . which are in the hands of non-associators in the
most expeditious and effectual manner”); Churchill, supra note
51, at 160 n.52 (“Pennsylvania ordered the blanket
24
following year, it gave all adult males an ultimatum—swear a
loyalty oath or “be disarmed” by local authorities.57 In 1778,
Pennsylvania amended the act to require all adult males who
refused or neglected to take an oath to “deliver up [their] arms”
to the state.58 Those who failed to comply and were caught
“carry[ing] . . . or keep[ing] any arms or ammunition in [their]
house or elsewhere” faced forfeiture of their arms and
disarmament which “continue[d] for and during the life of the
. . . offender.”59 Finally, in 1779, it authorized local officials
to disarm “any person” they “suspected to be disaffected to the
independence of this state.”60
These statutes are especially illuminating because
Pennsylvania’s 1776 constitution strongly protected the
disarmament of non-associators, dropping its [ ] distinction be-
tween the disaffected and well affected.”).
57
Act of June 13, 1777, reprinted in 9 The Statutes at Large of
Pennsylvania from 1682 to 1801, at 110–13 (James T. Mitchell
& Henry Flanders eds., 1903) [hereinafter Pa. Act of 1777].
58
Act of Apr. 1, 1778, reprinted in 9 The Statutes at Large of
Pennsylvania from 1682 to 1801, at 238–39, 242 (James T.
Mitchell & Henry Flanders eds., 1903) [hereinafter Pa. Act of
1778].
59
Id. at 242–43; see also Joseph Blocher & Caitlan Carberry,
Historical Gun Laws Targeting “Dangerous” Groups and
Outsiders, (manuscript at 9), https://papers.ssrn.com/sol3/pa-
pers.cfm?abstract_id=3702696 (explaining that “Pennsylvania
amended the act” in 1778 to make disarmament permanent).
60
Act of Mar. 31, 1779, reprinted in 9 The Statutes at Large of
Pennsylvania from 1682 to 1801, at 347–48 (James T. Mitchell
& Henry Flanders eds., 1903).
25
people’s right to bear arms.61 See Heller, 554 U.S. at 600–01
(relying on Pennsylvania’s “analogous arm-bearing right[]” to
“confirm[]” its interpretation of the Second Amendment);
Williams, 113 F.4th at 654 n.11 (“As of 1776, the Pennsylvania
Constitution protected the right to keep and bear arms, so pre-
Founding examples from that state are highly probative of the
federal right’s scope.”). Nonetheless, Pennsylvania deprived
sizable numbers of pacifists of that right, including Quakers,
Moravians, Mennonites, and other groups whose religious
convictions prohibited oath-taking.62 Those groups were not
disarmed because they were dangerous,63 but because their
refusal to swear allegiance demonstrated an unwillingness to
submit to communal judgments embodied in law when they
conflicted with personal conviction and thus posed a special
61
PA. Const. of 1776, Decl. of Rights, art. XIII (“That the peo-
ple have a right to bear arms for the defence of themselves and
the state.”); C. Kevin Marshall, Why Can’t Martha Stewart
Have a Gun?, 32 Harv. J.L. & Pub. Pol’y 695, 724 (2009).
62
See Jim Wedeking, Quaker State: Pennsylvania’s Guide to
Reducing the Friction for Religious Outsiders Under the Es-
tablishment Clause, 2 N.Y.U. J.L. & Liberty 28, 51 (2006); see
also Thomas C. McHugh, Moravian Opposition to the Penn-
sylvania Test Acts, 1777 to 1789, at 49–50 (Sept. 7, 1965)
(M.A. thesis, Lehigh University) (on file with the Lehigh Pre-
serve Institutional Repository).
63
See Heller, 554 U.S. at 590 (“Quakers opposed the use of
arms not just for mili
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