“Iqbal incorporated the Twombly pleading standard and Twombly did not alter courts’ treatment of pro se filings[.]”
How later courts described this case
- “Iqbal incorporated the Twombly pleading standard and Twombly did not alter courts’ treatment of pro se filings[.]”
- “Jacobson held that mandatory vaccinations were rationally related to ‘preventing the spread’ of smallpox.” (citing Jacobson v. Commonwealth of Mass., 197 U.S. 11, 30 (1905))
- explaining that “the PREP Act provides immunity only from claims that relate to ‘the administration to or the use by an individual of’ a covered countermeasure—not such a measure’s non-administration or non-use”
- “[P]laintiffs alleging deliberate indifference must also demonstrate that the defendants’ actions were both an actual and proximate cause of their injuries.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
CALVIN JACKSON, JR., Case No. 2:22-cv-01832-SB
Plaintiff, FINDINGS AND
RECOMMENDATION
v.
S. SURBER et al.,
Defendants.
BECKERMAN, U.S. Magistrate Judge.
Plaintiff Calvin Jackson, Jr. (“Jackson”), an adult in custody (“AIC”) of the Oregon
Department of Corrections (“ODOC”), filed this action against the former governor of Oregon,
Kate Brown (“Governor Brown”), and several ODOC officials: S. Surber (“Surber”), Erin Reyes
(“Reyes”), Mark Nooth (“Nooth”), Heidi Steward (“Steward”), Ken Jeske (“Jeske”), Colette
Peters (“Peters”), and Rob Persson (“Persson”) (together, “Defendants”),1 alleging constitutional
claims under 42 U.S.C. § 1983 as well as state law claims. The Court previously granted
1 To the extent that Jackson intended to name the State of Oregon as a defendant, he
failed to name the State of Oregon in the caption of his complaint in violation of Rule 10(a) of
the Federal Rules of Civil Procedure. The Court will not consider the State as a party to the
instant motion.
Defendants’ motion to dismiss, and Jackson filed an amended complaint. Now before the Court
is Defendants’ renewed motion to dismiss. (ECF No. 32.)
The Court has jurisdiction over the claims pursuant to 28 U.S.C. §§ 1331 and 1367, but
not all parties have consented to the jurisdiction of a magistrate judge pursuant to
28 U.S.C. § 636. For the reasons discussed below, the Court recommends that the district judge
grant Defendants’ motion to dismiss.
BACKGROUND
While incarcerated, Jackson filed a complaint asserting various claims related to
Defendants’ response to the COVID-19 (“COVID”) pandemic.2 (See generally Am. Compl.,
ECF No. 31.) Jackson resides at Two Rivers Correctional Institution (“TRCI”). (See id. at 1-4.)
At all relevant times, Governor Brown was the governor of Oregon (id. at 9); Peters was
the director of ODOC (id. at 10); Steward was the deputy director of ODOC (id.); Nooth was
ODOC’s Eastside Institutions Administrator and was responsible for operations at six ODOC
institutions, including TRCI (id. at 9); Persson was ODOC’s Westside Institutions Administrator
and was responsible for the remaining eight ODOC institutions (id. at 10); Reyes was the
superintendent of TRCI (id. at 9); Jeske was the Oregon Correctional Enterprises (“OCE”)
Administrator (id. at 10); and Surber was a correctional officer at TRCI, unit fourteen (id. at 9).3
2 “A court may . . . consider certain materials—documents attached to the complaint,
documents incorporated by reference in the complaint, or matters of judicial notice—without
converting the motion to dismiss into a motion for summary judgment.” United States v. Ritchie,
342 F.3d 903, 908 (9th Cir. 2003) (citations omitted). The Court considers the exhibits attached
to Jackson’s complaint.
3 To the extent that Jackson includes allegations against Acting Superintendent Perry and
“Jane and John Doe,” the Court does not consider those allegations herein because Jackson has
not named them as defendants in this case. (See Am. Compl. at 13, 20.)
Jackson alleges that Governor Brown issued a series of COVID-related emergency
orders, including “ordering all to wear a mask” and “to take precautions to keep a distance of at
least six feet between individuals.” (Id. at 11.) In April 2020, Steward and Peters stated that
ODOC would follow expert recommendations relating to masking. (Id. at 24; see also Am.
Compl. Ex. 8, attaching a letter from Peters and Steward.)4
Jackson alleges various shortcomings in Defendants’ policies in response to COVID.
According to Jackson, Defendants failed to comply with Centers for Disease Control and
Prevention (“CDC”), Oregon Health Authority (“OHA”), and ODOC policies. (Am. Compl. at
14, 25.)
Jackson alleges that, at TRCI, the ventilation system was inadequate, that he was housed
in overcrowded “mini dormitories,” and that social distancing was “nearly impossible” at work,
in the housing unit, and when staff conducted pat downs of AICs. (Id. at 2-3.) Jackson alleges
that Defendants continued to conduct cell searches and failed to implement social distancing and
quarantine policies to prevent non-infected AICs from exposure to COVID. (Id. at 26-27.)
Defendants did not remove Jackson from his cell or unit where other AICs had tested positive.
(Id. at 12; see also Am. Compl. Ex. 3A, describing COVID positive and COVID negative AICs
sitting together.) Further, Jackson alleges that Defendants allowed infected, quarantined AICs to
travel through common areas, exposing Jackson and other AICs to COVID. (Am. Compl. at 26-
27.) Defendants failed to indicate possible exposure areas with signs and moved a healthy AIC to
a cell housing an AIC who had tested positive for COVID with a sign reading
“quarantine/isolation” outside the cell. (Id. at 26.)
///
4 Exhibits to Jackson’s complaint are available at ECF No. 31-1.
Jackson further alleges that TRCI staff would use the same temperature device to take the
temperature of AICs across all fifty-two cells and a mini dormitory once a day, Defendants
administered COVID tests in a “congested area and nonsterile room,” and Defendants never
returned to retest the AICs who had been in close contact with or exposed to the AICs whose
tests came back positive. (Id. at 5, 26.) According to Jackson, TRCI staff placed AICs in
segregation if AICs exhibited symptoms or had been exposed to COVID. (Id. at 26; see also Am.
Compl. Ex. 3I, another AIC testifying that AICs were placed in segregation if they tested
positive for COVID.) Jackson was afraid of reporting COVID symptoms because he was told he
would be sent to segregation for quarantine. (Am. Compl. at 5.) Thus, Jackson refused a COVID
test. (Id.) Jackson alleges that Defendants knew that TRCI employees would not get the COVID
vaccine. (Id. at 4.) Jackson asserts that Reyes, Nooth, Persson, Peters, and Brown did not
“oversee their staff.” (Id. at 15-16.)
Jackson also alleges that Surber and Reyes forced him to take a COVID test using
intimidation in violation of ODOC’s code of conduct, threatening segregation if he did not take
the test. (Id. at 3-6, 32, 34.) Additionally, Jackson asserts that Reyes and Surber forced him to
take the COVID vaccine using intimidation. (Id. at 6, 33-35, 39.) Persson allowed AICs to be
transferred between ODOC institutions. (Id. at 7, 26, 36.) Defendants sent “mixed messages
daily that lack[ed] consistency,” and Reyes knew about the communication failure. (Id. at 5; see
also Am. Compl. Ex. 2A, attaching an interview with Reyes where she acknowledged mixed
messages.)
Defendants continued to require AICs to work despite CDC guidelines suggesting to
ODOC that it should “consider suspending work release programs and other programs that
involve movement of AICs/detained individuals in and out of the facility.” (Am. Compl. at 21.)
Jackson alleges that TRCI staff allowed infected AICs to transfer from other facilities to the
facility in which he worked. (Id. at 26.) Further, Jeske and Reyes allowed bags of laundry,
labeled as contaminated with COVID, to enter TRCI’s OCE worksite. (Id. at 4, 10, 22-23, 36.)
Jeske, Nooth, and Reyes did not require AIC workers to take proper precautions and wear
personal protection equipment (“PPE”) while working around contaminated laundry. (Id. at 7.)
After working with COVID-contaminated laundry, AICs returned to their housing units. (Id. at
23.) As a result, COVID spread through TRCI, and some of Jackson’s friends died. (Id. at 40; see
also Am. Compl. Ex. 14A, February 2022 article reporting that TRCI sustained the highest
number of COVID deaths out of ODOC’s facilities.)
According to Jackson, Defendants “did not readily accept mask or face covering
recommendations,” and failed to implement or enforce the CDC, OHA, and ODOC mask
mandate. (Am. Compl. at 3-4, 13, 38.) Jackson claims that “most staff had an issue with wearing
the mask[s.]” (Id. at 17.) Jackson also claims that Surber refused to wear a mask despite policies
instructing him to do so and despite requests from Jackson and a nurse that Surber wear a mask.
(Id. at 3, 13-15, 17.) Jackson alleges that AICs “were being held accountable to a higher standard
[than] ODOC staff by receiving Misconduct Orders (Program Failure) for failure to wear [a]
mask.” (Id. at 4; see also Am. Compl. Ex. 3K, another AIC testifying that he received a
“program failure” for not wearing a mask while TRCI staff received “amnesty.”) According to
Jackson, memos stating “[f]ace coverings [r]equired” were posted on every unit, and the TRCI
compliance officer stated that all memos applied to staff and AICs. (Am. Compl. at 16.)
Jackson submitted a grievance reporting Surber’s violation of the masking policy. (Id. at
9, 19.) Reyes reviewed and responded to the grievance stating Jackson’s concerns would be
addressed. (Id. at 19; see also Am. Coml. Ex. 15F, attaching Reyes’ response.) Nooth responded
to Jackson’s third grievance stating, “You have not provided any additional information in this
appeal that would warrant a response other than which you have already received.” (Am. Compl.
at 21; see also Am. Compl. Ex. 15H, attaching Nooth’s response.) Jackson alleges that Reyes
and Nooth did not enforce the mask mandate, follow up on the complaint, or visit the housing
unit to ensure compliance. (Am. Compl. at 13, 19-20.) Reyes did not oversee or address Surber’s
alleged misconduct or implement COVID-related training. (Id. at 19-20.) According to Jackson,
Defendants continued not to follow the mask mandate after Jackson’s grievance. (Id. at 19-20.)
As a result, Jackson “has nightmares of dying of disease[s] like COVID-19” and is unable to
sleep “all night.” (Id. at 19.)
Jackson alleges that he has experienced emotional trauma and psychological distress and
feared for his life because of Defendants’ alleged failure to follow COVID guidelines. (Id. at 15,
30-31.) According to Jackson, Defendants’ failure to take COVID mitigation measures resulted
in the “loss of two supportive friends and a coworker, [inability] to sleep all night, nightmares of
[losing another friend],” and nightmares of the risk to his own life. (Id. at 19.) Jackson alleges
that Defendants’ actions have caused “psychological pain, . . . survivor’s remorse, . . . [and]
nonmonetary losses, including but not limited to pain, mental suffering, emotional distress, loss
of care, comfort, companionship and society, loss of consortium, inconvenience[,] and
interference with normal and usual activities.” (Id. at 31.)
In his amended complaint, Jackson raises claims for violations of the Eighth and
Fourteenth Amendments. (Id. at 6, 31-40.) Jackson also mentions the Fourth Amendment,
negligence, public nuisance, and Oregon Revised Statutes §§ 421.085 (prohibiting
experimentation on adults in custody) and 433.010 (prohibiting willfully spreading any
communicable disease). (Id. at 2-4, 6-7, 12, 30-31.) Jackson seeks a declaratory judgment that
Defendants violated his rights “under the Constitution and laws of the United States” as well as
under ODOC’s own policy; nominal, compensatory, and punitive damages; and “such additional
relief as this Court may deem just and proper.” (Id. at 41.)
The Court dismissed Jackson’s original complaint, which alleged First, Eighth, and
Fourteenth Amendment claims against a smaller subset of defendants. See Jackson v. Surber,
No. 2:22-cv-01832-SB, 2023 WL 8257863 (D. Or. Nov. 29, 2023). Jackson filed an amended
complaint. (See generally Am. Compl.) Defendants moved for dismissal (see Defs.’ Mot.
Dismiss (“Defs.’ Mot.”), ECF No. 32), and Jackson did not file a response.
LEGAL STANDARDS
To survive a motion to dismiss under Rule 12(b)(6) of the Federal Rules of Civil
Procedure, a plaintiff’s “complaint must contain sufficient factual matter, accepted as true, to
‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)
(quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “A claim has facial plausibility
when the plaintiff pleads factual content that allows the court to draw the reasonable inference
that the defendant is liable for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556).
“The plausibility standard is not akin to a probability requirement, but it asks for more than a
sheer possibility that a defendant has acted unlawfully.” Id. (quoting Twombly, 550 U.S. at 556).
Self-represented litigants’ “complaints are construed liberally and ‘held to less stringent
standards than formal pleadings drafted by lawyers.’” Hoffman v. Preston, 26 F.4th 1059, 1063
(9th Cir. 2022) (quoting Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 2010)); see also Hebbe, 627
F.3d at 342 (“Iqbal incorporated the Twombly pleading standard and Twombly did not alter
courts’ treatment of pro se filings[.]”). Courts must “afford [a self-represented litigant] the
benefit of any doubt.” Hoffman, 26 F.4th at 1063 (quoting Hebbe, 627 F.3d at 342). “Unless it is
absolutely clear that no amendment can cure the defect, . . . a [self-represented] litigant is entitled
to notice of the complaint’s deficiencies and an opportunity to amend prior to dismissal of the
action.” Garity v. APWU Nat’l Labor Org., 828 F.3d 848, 854 (9th Cir. 2016) (quoting Lucas v.
Dep’t of Corr., 66 F.3d 245, 248 (9th Cir. 1995)).
DISCUSSION
Defendants ask the Court to dismiss all of Jackson’s claims on the grounds that Jackson
fails to allege that Defendants were personally involved in any alleged constitutional deprivation,
fails to allege a Fourteenth Amendment claim, and fails to plead that Defendants acted with
deliberate indifference or caused Jackson harm. (See Defs.’ Mot. at 4-7.)
I. PERSONAL INVOLVEMENT
Defendants argue that Jackson has failed to plead Defendants’ personal involvement in
any alleged constitutional violation. (Id. at 7-8.)
A. Applicable Law
An official may be liable under Section 1983 “when culpable action, or inaction, is
directly attributed to them.” Starr v. Baca, 652 F.3d 1202, 1205 (9th Cir. 2011). A supervisor
may be held liable under Section 1983 based on “either (1) [the supervisor’s] personal
involvement in the constitutional deprivation, or (2) a sufficient causal connection between the
supervisor’s wrongful conduct and the constitutional violation.” Id. at 1207 (quoting Hansen v.
Black, 885 F.2d 642, 646 (9th Cir. 1989)). A supervisor need not be physically present or
“directly and personally involved in the same way as are the individual officers who are on the
scene inflicting constitutional injury.” Id. at 1205 (quoting Larez v. City of L.A., 946 F.2d 630,
645 (9th Cir.1991)).
A plaintiff must allege a defendant’s personal involvement, or respondeat superior
liability, for statutory and common law claims. See Swanson v. Dep’t of Just., No. 6:22-cv-
01304-MK, 2022 WL 19693710, at *3 (D. Or. Dec. 13, 2022) (dismissing the self-represented
litigant’s complaint where the plaintiff “failed to describe facts sufficient to demonstrate [two
defendants’] personal involvement in a specific constitutional or statutory violation”), findings
and recommendation adopted, 2023 WL 3168696 (D. Or. Apr. 28, 2023).
B. Analysis
Jackson alleges that Governor Brown issued a series of COVID-related emergency
orders, including “ordering all to wear a mask” and “to take precautions to keep a distance of at
least six feet between individuals.” (Am. Compl. at 11.) Although Jackson alleges general
allegations against Governor Brown, such as that she “allowed plaintiff to be violated in [her]
care” (id. at 3), he has not plausibly alleged her personal involvement in a constitutional
violation or any other claim. See Gardner v. Brown, No. 2:21-cv-1256-SB, 2024 WL 1155381, at
*6 (D. Or. Mar. 18, 2024) (“[T]he Complaint does not allege that Brown was personally
involved in the planning or implementation of the COVID-19 policies or procedures for
Oregon’s correctional institutions. The Complaint does not allege that Brown was even aware of
those policies. Based on the allegations in the Complaint, [the plaintiff] has not alleged that
Brown has either the requisite personal involvement in the alleged constitutional deprivation or
that any specific conduct by Brown is causally connected to the alleged Eighth Amendment
violation asserted . . . .”). Similarly, Jackson does not allege any conduct specific to Steward or
Peters beyond general allegations that they did not “oversee their staff.” (Id. at 15-16.)
Accordingly, the Court recommends that the district judge dismiss Jackson’s claims
against Governor Brown, Steward, and Peters with leave to amend.5 See Swanson, 2022 WL
19693710, at *3 (dismissing the self-represented litigant’s complaint where the plaintiff “failed
5 Because Jackson alleges the personal involvement of Reyes, Surber, Nooth, Jeske, and
Persson, the Court will address Jackson’s claims against them on the merits.
to describe facts sufficient to demonstrate [two defendants’] personal involvement in a specific
constitutional or statutory violation”); Makoni v. Schroeder, No. 16-cv-2497-BEN (PCL), 2017
WL 818467, at *5 (S.D. Cal. Feb. 28, 2017) (“Plaintiff has not stated a[n Eighth Amendment]
claim against [the defendant] because he has failed to allege facts regarding what actions were
taken or not taken by the Defendant which caused the alleged constitutional violations.”)
(citation omitted); Herrera v. Nguyen, No. 1:12-cv-01915 GSA PC, 2013 WL 1364691, at *2
(E.D. Cal. Apr. 3, 2013) (dismissing the plaintiff’s Eighth Amendment claim regarding his
treatment for high blood pressure and explaining that “the Court finds Plaintiff’s allegations to be
vague” where the plaintiff “sets forth generalized allegations regarding his health care, and
identifies [the defendant]” but did not “describe what each defendant . . . did to violate the
particular right”); see also Kersh v. Gastelo, No. 2:21-cv-01921-CAS-JDE, 2022 WL 17548074,
at *4 (C.D. Cal. Aug. 23, 2022) (“To state a cognizable Eighth Amendment claim regarding
COVID-19 prison conditions, a complaint must contain more than generalized allegations that a
warden has not done enough to enforce six-feet social and living distancing to control the spread
of COVID-19.”) (citations omitted).
II. EIGHTH AMENDMENT CLAIM
Jackson alleges that (1) Persson allowed AICs to be transferred between ODOC
institutions, (2) Jeske allowed contaminated laundry to enter TRCI’s OCE worksite and did not
require AICs to wear PPE, (3) Reyes allowed inconsistent communications at TRCI, permitted
contaminated laundry to enter TRCI’s OCE worksite, did not require AICs to wear PPE, did not
enforce the mask mandate, did not train staff about COVID, and did not follow up on Jackson’s
grievance about Surber, (4) Nooth did not require AICs to wear PPE at TRCI’s OCE worksite,
did not enforce the mask mandate, and did not follow up on Jackson’s grievance about Surber,
and (5) Surber refused to wear a mask despite policies instructing him to do so.6 (Am. Compl. at
3, 7, 13, 17, 19-21, 36.) Jackson asserts that “he now suffers mentally, emotionally[,] and has
psychological injuries.” (Id. at 22.) He also argues that, where there is an unreasonable risk to an
AIC’s health, there is a valid Eighth Amendment claim “even where the damage has not yet
occurred.” (Id. at 18.) Defendants argue that Jackson has failed to demonstrate actual harm
caused by any alleged indifference. (Defs.’ Mot. at 7.)
A. Applicable Law
To establish an Eighth Amendment claim, an AIC must demonstrate (1) an “objectively,
sufficiently serious” deprivation and (2) that the prison official acted with a “sufficiently
culpable state of mind,” i.e., “deliberate indifference.” Farmer v. Brennan, 511 U.S. 825, 834
(1994) (simplified). “The second prong requires showing: (a) a purposeful act or failure to
respond to a[n AIC]’s pain or possible medical need and (b) harm caused by the indifference.”
Wilhelm v. Rotman, 680 F.3d 1113, 1122 (9th Cir. 2012) (citing Jett v. Penner, 439 F.3d 1091,
1096 (9th Cir. 2006)); see also Lemire v. Cal. Dep’t of Corr. & Rehab., 726 F.3d 1062, 1074 (9th
Cir. 2013) (“[P]laintiffs alleging deliberate indifference must also demonstrate that the
defendants’ actions were both an actual and proximate cause of their injuries.”) (citation
omitted); Hass v. Cnty. of Sacramento Dep’t of Support Servs., No. 2:13-cv-01746 JAM, 2014
WL 5035949, at *2 (E.D. Cal. Oct. 8, 2014) (“Actual injury—or a continuing risk of harm—is a
necessary element of a . . . claim.”) (citations omitted).
///
6 To the extent that Jackson alleges an Eighth Amendment claim based on the allegations
that Defendants allowed Jackson to interact with sick AICs or based on TRCI’s ventilation,
social distancing, temperature-taking, or frequency-of-testing policies, he has not alleged any of
the Defendants’ personal involvement in those incidents or policies.
As this Court explained in its first order of dismissal and as Jackson notes, in some
situations, “the Eighth Amendment protects against future harm to [AICs.]” Helling v.
McKinney, 509 U.S. 25, 33 (1993). In Helling, the plaintiff sought injunctive relief and damages.
Id. at 28. The Supreme Court noted, “[i]t would be odd to deny an injunction to [AIC]s who
plainly proved an unsafe, life-threatening condition in their prison on the ground that nothing yet
had happened to them.” Id. at 33. “[A] remedy for unsafe conditions need not await a tragic
event.” Id. “[T]here may be situations in which exposure to toxic or similar substances would
present a risk of sufficient likelihood or magnitude—and in which there is a sufficiently broad
consensus that exposure of anyone to the substance should therefore be prevented—that the
Amendment’s protection would be available even though the effects of exposure might not be
manifested for some time.” Id. at 34 (simplified). In that case, to satisfy the first prong of the
Eighth Amendment analysis, the plaintiff “must show that he himself is being exposed to
unreasonably high levels of” dangerous substances. Id. at 35. Notably, in Helling, the Court
found it significant that the plaintiff had been moved to a different prison and was no longer
subject to smoke exposure. Id. at 35-36.
In Farmer v. Brennan, the Supreme Court reiterated that the Eighth Amendment protects
against future harm. An AIC need not “await the consummation of threatened injury to obtain
preventive relief.” Farmer, 511 U.S. at 845 (quoting Pennsylvania v. West Virginia, 262 U.S.
553, 593 (1923)). “[I]nsofar as [the plaintiff’s case] seeks injunctive relief to prevent a
substantial risk of serious injury from ripening into actual harm,” the plaintiff must plead “that
there is ‘a contemporary violation of a nature likely to continue[.]’” Id. at 845-46 (quoting
United States v. Or. State Med. Soc., 343 U.S. 326, 333 (1952)); see also Kane v. Core Civic,
No. 2:20-cv-01037-JAD-VCF, 2020 WL 4059701, at *7 (D. Nev. July 20, 2020) (“If a court
finds that the Eighth Amendment’s subjective and objective requirements are satisfied regarding
a current and ongoing significant risk of serious harm to future health, it may grant appropriate
injunctive relief.” (citing Farmer, 511 U.S. at 846)).
B. Analysis
The Court finds that Jackson has failed to state an Eighth Amendment claim.
First, Jackson fails plausibly to allege that Persson was deliberately indifferent to a
serious risk of harm by allowing AICs to be transferred between facilities. Jackson has not
alleged, for example, that AICs were transferred without testing or quarantine. Additionally,
Jackson has not alleged that he suffered harm or an ongoing risk of harm because of Persson’s
actions. For example, Jackson has not alleged that Persson allowed an AIC to be transferred who
then spread COVID.
With respect to Reyes, Nooth, Surber, and Jeske, Jackson has not alleged that their
actions caused him any physical harm. Specifically, Jackson does not allege that he contracted
COVID.7 Although Jackson alleges that he now suffers nightmares of dying from diseases like
COVID and that he has lost friends to COVID, those allegations do not rise to the level of
psychological harm to state an Eighth Amendment claim. See Creech v. Tewalt, 84 F.4th 777,
792 (9th Cir. 2023) (explaining that “subjecting a prisoner to the unnecessary and wanton
infliction of psychological pain constitutes cruel and unusual punishment under the Eighth
Amendment” so long as the plaintiff alleges “severe psychological pain” and concluding that a
prisoner facing execution by lethal injection had not plausibly alleged “severe psychological
7 The Court previously identified this deficiency when it dismissed Jackson’s original
complaint, and Jackson’s amended complaint again does not allege that Jackson contracted
COVID. Because Jackson’s Tort Claim Notice suggests that Jackson “eventually caught Covid”
from Surber (see Am. Compl. Ex. 16B), the district judge should grant Jackson leave to amend
his complaint if he can do so in good faith.
pain”) (citations omitted); see also Tucker v. Shepherd, No. 21-xc-00248-PHX-DGC-JFM, 2021
WL 2187018, at *3 (D. Ariz. May 28, 2021) (rejecting the plaintiff’s Eighth Amendment claim
related to COVID conditions and explaining that “[f]ailure to protect from actual physical injury,
not failure to protect from the fear of injury, is what violates the Eighth Amendment” (quoting
Brown v. Ellis, No. 97-1873, 1999 WL 197222, at *2 (7th Cir. 1999))); cf. Thomas v. Chu, No.
3:20-cv-00245-GPC-BGS, 2020 WL 5408944, at *9 (S.D. Cal. Sept. 9, 2020) (rejecting the
plaintiff’s Eighth Amendment claim alleging a generalized fear of attack by a cell mate). As with
his original complaint, Jackson does not seek any injunctive relief related to his Eighth
Amendment claim. Further, he does not plead that Surber or any other ODOC officials are
currently exposing him to an ongoing risk of COVID.
Accordingly, the Court recommends that the district judge dismiss Jackson’s Eighth
Amendment claim with leave to amend.8 See LeMaire v. Maass, 12 F.3d 1444, 1457 (9th Cir.
1993) (reversing the district court’s conclusion that the plaintiff had established an Eighth
Amendment violation where there was “no evidence in the record [the plaintiff] has suffered any
serious injury as a result of this practice” and “[a]lthough an injunction certainly can be issued to
protect [AIC]s from unsafe conditions before serious injury has occurred,” the plaintiff failed to
state a claim for injunctive relief); Ardds v. Hodge, No. 16-cv-2904-WQH-BLM, 2017 WL
5632076, at *4 (S.D. Cal. Nov. 22, 2017) (“Although Plaintiff need not wait for an injurious
event to occur to seek injunctive relief, Plaintiff has not shown a real or immediate threat of . . .
8 Defendants are also correct that in the absence of a physical injury, the Prison Litigation
Reform Act bars Jackson from seeking compensatory damages for any alleged mental or emotional
injury. See Oliver v. Keller, 289 F.3d 623, 630 (9th Cir. 2002) (“The district court correctly
interpreted § 1997e(e) to require a showing of more than de minimis physical injury in order to
recover compensatory damages for mental or emotional injury.”). However, Jackson seeks nominal
and punitive damages in addition to compensatory damages. (Am. Compl. at 41.)
injury.” (citing Helling, 509 U.S. at 33)); Vivanco v. Cal. Dep’t of Corr. & Rehab., No. 1:17-cv-
00434-LJO-BAM, 2017 WL 4652746, at *4 (E.D. Cal. Oct. 17, 2017) (dismissing claim for
injunctive relief where “there is no indication that there is any actual and immediate threat to
Plaintiff, and there is no risk of future harm”); Hass, 2014 WL 5035949, at *2 (dismissing claim
where plaintiff failed to allege any actual injury or continuing risk of harm); Jackson v. Pompan,
No. 12-cv-6049-SI-PR, 2013 WL 1003603, at *3 (N.D. Cal. Mar. 13, 2013) (dismissing claim
where “[t]he complaint does not suggest [the defendant]’s actions caused any actual harm”);
Proffitt v. Redding Police Dep’t, No. 06-cv-2144-FCD-KJM-P, 2007 WL 334265, at *3 (E.D.
Cal. Jan. 31, 2007) (dismissing claim where the plaintiff failed to allege that the defendants
“harmed him or caused him unnecessary pain”).
III. FOURTEENTH AMENDMENT CLAIM
The Fourteenth Amendment provides guarantees of both procedural and substantive due
process. See Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532, 541 (1985) (“The [Fourteenth
Amendment] categories of substance and procedure are distinct.”).
A. Applicable Law
“A procedural due process claim hinges on proof of two elements: (1) a protectible
liberty or property interest; and (2) a denial of adequate procedural protections.” Thornton v. City
of St. Helens, 425 F.3d 1158, 1164 (9th Cir. 2005) (simplified).
Substantive due process rights protect against “arbitrary action of government.” Wolff v.
McDonnell, 418 U.S. 539, 558 (1974). “To establish a substantive due process claim, a plaintiff
must, as a threshold matter, show a government deprivation of life, liberty, or property.” Heidt v.
City of McMinnville, No. 3:15-cv-0989-SI, 2015 WL 9484484, at *7 (D. Or. Dec. 29, 2015)
(quoting Nunez v. City of L.A., 147 F.3d 867, 871 (9th Cir. 1998)). The Fourteenth Amendment
“provides heightened protection against government interference with certain fundamental rights
and liberty interests.” Washington v. Glucksberg, 521 U.S. 702, 720 (1997) (citations omitted).
B. Analysis
1. Procedural Due Process
It is not clear what further process Jackson believes he was due here.9 As such, Jackson’s
complaint “lacks a cognizable legal theory or sufficient facts to support a cognizable legal theory
to state a [procedural] due process claim[,]” and the Court recommends that the district judge
dismiss any procedural due process claim. Howe v. Cnty. of Mendocino, No. 21-16665, 2022 WL
3952395, at *2 (9th Cir. Aug. 31, 2022) (simplified).
2. Conditions of Confinement
To the extent Jackson asserts that his conditions of confinement violated the Fourteenth
Amendment, the Fourteenth Amendment provides the applicable standard for evaluating the
conditions of confinement for pretrial detainees while the Eighth Amendment provides the
applicable standard for evaluating the conditions of confinement for AICs who have already
been convicted. See Norbert v. City & Cnty. of S.F., 10 F.4th 918, 927-28 (9th Cir. 2021) (so
explaining). The Eighth Amendment applies to Jackson’s conditions of confinement claim, and
the Court therefore recommends that the district judge dismiss Jackson’s Fourteenth Amendment
conditions of confinement claims. See Flores v. Or. Dep’t of Corr., No. 2:22-cv-01399-SB, 2023
WL 7280420, at *5 n.2 (D. Or. Nov. 3, 2023) (dismissing the AIC plaintiff’s Fourteenth
Amendment conditions of confinement claim).
///
9 To the extent that Jackson realleges a procedural due process claim based on Nooth’s
denial of his grievance, the Court has already dismissed that claim, and Jackson does not allege
any facts requiring a different result.
3. COVID Test and Vaccine
To the extent Jackson asserts a substantive due process claim based on a right not to
receive a COVID test or vaccine, the Court concludes that Jackson has failed to state a claim.
Jackson has not alleged any facts supporting his assertion that Surber and Reyes forced
him to take a COVID vaccine through intimidation. He has not alleged what they said or did to
pressure him to get vaccinated. Accordingly, he has failed to plead factual content that allows the
Court to draw the reasonable inference that Surber and Reyes are liable for the misconduct
alleged. See Bompane v. Wellpath LLC, No. 3:22-cv-00357-AR, 2023 WL 2245685, at *3 (D.
Or. Jan. 5, 2023) (“[The plaintiff’s] allegations are conclusory and thus fail to state a plausible
claim for deliberate indifference under the Eighth Amendment.” (citing Jones v. Cmty.
Redevelopment Agency of City of L.A., 733 F.2d 646, 649 (9th Cir. 1984))), findings and
recommendation adopted, 2023 WL 2241894 (D. Or. Feb. 24, 2023); cf. Health Freedom Def.
Fund, Inc. v. Carvalho, 104 F.4th 715, 725 (9th Cir. 2024) (“Jacobson held that mandatory
vaccinations were rationally related to ‘preventing the spread’ of smallpox.” (citing Jacobson v.
Commonwealth of Mass., 197 U.S. 11, 30 (1905))).
With respect to Jackson’s suggestion that he was forced to take a COVID test, in
Jacobson, the Supreme Court considered whether the government’s mandatory vaccination
policy had a “real or substantial relation” to its public health goals. 197 U.S. at 31. Jackson
alleges that Surber and Reyes intimidated him into receiving a COVID test by threatening him
with quarantine if he did not test. (Am. Compl. at 6.) Jackson has not alleged any additional facts
about the details of the threatened isolation. The Court concludes that Jackson has failed to allege
that the option between testing and isolating bears no real or substantial relation to public health.
See Tandon v. Newsom, 517 F. Supp. 3d 922, 950 (N.D. Cal. 2021) (concluding that the
government’s COVID-related restrictions bore a real and substantial relation to public health and
collecting cases); Bannister v. Ige, No. 20-cv-00305 JAO-RT, 2020 WL 4209225, at *5 (D.
Haw. July 22, 2020) (noting that the plaintiff conceded that an emergency proclamation
requiring either a negative COVID test or quarantine had a real or substantial relation to public
health).
Accordingly, the Court recommends that the district judge dismiss Jackson’s Fourteenth
Amendment claims with leave to amend.
IV. FOURTH AMENDMENT CLAIM
The Fourth Amendment protects the “right of people to be secure in their persons,
houses, papers, and effects, against unreasonable searches and seizures” absent a warrant
supported by probable cause. U.S. CONST. amend. IV. “To assess whether governmental searches
unrelated to law enforcement comport with the Fourth Amendment, courts consider ‘(1) the
nature of the privacy interest upon which the search intrudes; (2) the character of the intrusion;
and (3) the importance of the government interest at stake.’” Miller v. Farris, No. 21-cv-9551-
SSS (AS), 2023 WL 4680370, at *6 (C.D. Cal. June 14, 2023) (quoting Sanchez v. Cnty. of San
Diego, 464 F.3d 916, 927 (9th Cir. 2006)), report and recommendation adopted, 2023 WL
4850749 (C.D. Cal. July 28, 2023).
“As a threshold matter, [the plaintiff] do[es] not assert, and the Court cannot find, any
controlling case indicating that a vaccine-injection requirement is a ‘search’ under the Fourth
Amendment.” Burcham v. City of L.A., 562 F. Supp. 3d 694, 702 (C.D. Cal. 2022); see also
Miller, 2023 WL 4680370, at *6 (same). Accordingly, the Court only considers whether Jackson
has sufficiently alleged that COVID testing constituted an unreasonable search.
Under the second factor (i.e., the character of the intrusion of a COVID test), “the
intrusion required for COVID-19 tests appears to be negligible—and Plaintiff has not alleged
otherwise.” Miller, 2023 WL 4680370, at *6 (collecting cases). Under the third factor, “the
government interest in containing the spread of COVID-19 . . . is strong, and regular testing . . .
is at the very least a reasonable means of furthering that interest.” Id. at *7.
Accordingly, the Court recommends that the district judge dismiss Jackson’s Fourth
Amendment claim with leave to amend. See Burcham, 562 F. Supp. 3d at 704 (balancing the
three “special-interest factors and considering the allegations in the [complaint] in the light most
favorable to Plaintiffs, the Court finds that Plaintiffs fail to state a claim that the City’s weekly
testing requirement violates the Fourth Amendment”).
V. PUBLIC READINESS AND EMERGENCY PREPAREDNESS ACT
Defendants cite the Public Readiness and Emergency Preparedness (“PREP”) Act but do
not explain how they believe the Act applies to this case. (Defs.’ Mot. at 4.)
The PREP Act “gives ‘covered person[s]’ immunity ‘from suit and liability’ for claims
‘caused by, arising out of, relating to, or resulting from the administration to or the use by an
individual of a covered countermeasure.’” Maney v. Brown, 91 F.4th 1296, 1298 (9th Cir. 2024)
(quoting 42 U.S.C. § 247d-6d(a)(1)). “The Act’s immunity lies dormant until the Secretary of
Health and Human Services ‘makes a determination that a disease . . . constitutes a public health
emergency’ and ‘make[s] a declaration, through publication in the Federal Register,’ that the
Act’s immunity ‘is in effect.’” Id. (quoting 42 U.S.C. § 247d-6d(b)(1)).
“On March 17, 2020, the Secretary issued a declaration announcing that COVID-19
‘constitutes a public health emergency’ and that ‘immunity as prescribed in the PREP Act’ was
‘in effect’ . . . .” Id. (quoting Declaration Under the Public Readiness and Emergency
Preparedness Act for Medical Countermeasures Against COVID-19, 85 Fed. Reg. 15198, 15201
(Mar. 17, 2020)). The Secretary “broadly defined” a covered countermeasure to include “any
antiviral, any other drug, any biologic, any diagnostic, any other device, or any vaccine, used to
treat, diagnose, cure, prevent, or mitigate COVID-19.” Id. (quoting Declaration Under the Public
Readiness and Emergency Preparedness Act for Medical Countermeasures Against COVID-19,
85 Fed. Reg. 15198, 15201 (Mar. 17, 2020)).
In Hampton v. California, the Ninth Circuit explained that the PREP Act did not apply to
the defendants’ failure to test AICs for COVID because “the PREP Act provides immunity only
from claims that relate to ‘the administration to or the use by an individual of’ a covered
countermeasure—not such a measure’s non-administration or non-use.” Hampton v. California,
83 F.4th 754, 763 (9th Cir. 2023) (citing 42 U.S.C. § 247d-6d(a)(1)). In Hampton, the defendants
invoked a hypothetical from a Department of Health and Human Services advisory opinion
which “illustrates the fact that, for a countermeasure with limited availability, administering the
countermeasure to one person could mean withholding it from another.” Id. However, the Ninth
Circuit distinguished the hypothetical from the facts of Hampton because “[t]he Complaint
nowhere suggests (and Defendants do not argue) that tests were in short supply and that
Defendants saved the limited tests for others.” Id.
In Maney, the Ninth Circuit discussed Hampton and reaffirmed the distinction between
“prioritization of a scarce countermeasure” and “non-administration or non-use.” 91 F.4th at
1301. Ultimately, in Maney, the Ninth Circuit concluded that PREP Act immunity extends to
policy-level prioritization decisions. Id. at 1301-02.
Defendants do not explain how the Act applies here, although they imply that they may
not be sued for their role in implementing certain policies. (Defs.’ Mot. at 5.) To the extent that
Defendants suggest that the Court should deny Jackson leave to amend because Defendants
would be immune on all claims under the PREP Act, the Court disagrees. Whether the PREP Act
bars COVID-related claims depends on the specific facts alleged. See Hampton, 83 F.4th at 763
(explaining that “the PREP Act provides immunity only from claims that relate to ‘the
administration to or the use by an individual of’ a covered countermeasure—not such a
measure’s non-administration or non-use”); Maney v. Oregon, No. 6:20-cv-00570-SB, 2024 WL
2288807, at *15 (D. Or. Apr. 10, 2024) (explaining at summary judgment that “[t]he Court
cannot conclude on the current record that AICs did not receive COVID tests during the entire
first year of the pandemic as a result of scarcity as opposed to other factors such as non-
administration or non-use, to which PREP Act immunity might not apply”);10 Polanco v.
California, No. 21-cv-06516-CRB, 2022 WL 625076, at *6 (N.D. Cal. Mar. 3, 2022) (“As
pleaded, Defendants’ alleged failures to administer covered countermeasures to [the plaintiff] do
not bear a ‘close causal relationship’ to their administration of covered countermeasures to some
other individual. And many of the allegedly tortious acts described in the complaint do not relate
to a covered countermeasure at all.”), aff’d sub nom. Polanco v. Diaz, 76 F.4th 918 (9th Cir.
2023). To the extent that Defendants suggest that the PREP Act applies to Jackson’s COVID
testing and vaccination claims, Jackson appears to challenge alleged threats and coercion
accompanying the testing and vaccination, not the administration of the tests and vaccines
themselves. If Jackson amends his complaint, the Court will address any subsequent PREP Act
immunity argument tailored to the specific facts alleged.
///
///
///
10 In Maney v. Brown, No. 6:20-cv-00570-SB, the Court has certified a damages class,
commencing on March 8, 2020, and closing on May 31, 2022, of AICs in ODOC facilities who
were incarcerated at any point on or after February 1, 2020, and who, while incarcerated, tested
positive or were otherwise diagnosed with COVID at least fourteen days after the AIC entered
ODOC custody. The damages class alleges Eighth Amendment and negligence claims. The
defendants’ appeal of the Court’s summary judgment opinion is currently pending. It does not
appear that Jackson is a member of the damages class.
VI. STATE LAW CLAIMS
To the extent that Jackson alleges a negligence claim, public nuisance claim, or a claim
pursuant to Oregon Revised Statutes §§ 421.085 and 433.101, the Court concludes that he has
failed to state a claim.
A. Negligence
“Although . . . [Oregon courts] generally analyze a defendant’s liability for harm that the
defendant’s conduct causes another in terms of the concept of reasonable [foreseeability], rather
than the more traditional duty of care, if the plaintiff invokes a special status, relationship, or
standard of conduct, then that relationship may create, define, or limit the defendant’s duty to the
plaintiff[.]” Stewart v. Kids Inc. of Dall., Or, 261 P.3d 1272, 1277 (Or. Ct. App. 2011)
(simplified). “However, even ‘when a plaintiff alleges a special relationship as the basis for the
defendant’s duty, the scope of that [particular] duty may be defined or limited by common-law
principles such as foreseeability.’” Id. (quoting Or. Steel Mills, Inc. v. Coopers & Lybrand, LLP,
83 P.3d 322, 329 (Or. 2004)). Oregon courts turn to the Restatements for “useful guidance
regarding the duty imposed as the result of a special relationship or status[.]” Id. at 1279
(collecting cases).
The Second Restatement of Torts provides, “[o]ne who is required by law to take or who
voluntarily takes the custody of another under circumstances such as to deprive the other of his
normal opportunities for protection is under a similar duty to” “protect them against
unreasonable risk of physical harm[.]” RESTATEMENT (SECOND) OF TORTS § 314A (1965). The
comments provide that “[t]he duty . . . is only one to exercise reasonable care under the
circumstances[,]” and the custodian “is not required to take any action beyond that which is
reasonable under the circumstances.” Comments (e), (f), § 314A. Prison officials are also “under
a duty to exercise reasonable care so to control the conduct of third persons as to prevent them
from intentionally harming the other or so conducting themselves as to create an unreasonable
risk of harm to [the AIC], if the actor (a) knows or has reason to know that [the actor] has the
ability to control the conduct of the third persons, and (b) knows or should know of the necessity
and opportunity for exercising such control.” RESTATEMENT (SECOND) OF TORTS § 320 (1965).
“One who has taken custody of another may not only be required to exercise reasonable care for
the other’s protection when [the actor] knows or has reason to know that the other is in
immediate need of it, but also to make careful preparations to enable [the actor] to give effective
protection when the need arises, and to exercise reasonable vigilance to ascertain the need of
giving it.” Comment (d), § 320.
“When a defendant’s negligence is a factual cause of harm to the plaintiff, the defendant
is subject to liability to the plaintiff as long as the harm that the plaintiff suffered was a
reasonably foreseeable result of the defendant’s negligence.” Haas v. Est. of Carter, 525 P.3d
451, 455 (Or. 2023) (quoting Lasley v. Combined Transp., Inc., 261 P.3d 1215, 1219 (Or. 2011)).
Although Defendants had a special relationship to Jackson, see Crane v. United States,
No. 3:10-cv-00068-AC, 2013 WL 1453166, at *5 (D. Or. Mar. 21, 2013) (“In summary, the
court concludes Oregon law imposes a special relationship which here required the [United
States Marshals Service] deputies to care for the [AICs] in their custody and generally protect
them from harm.”), findings and recommendation adopted, 2013 WL 1437816 (D. Or. Apr. 9,
2013), the Court concludes that Jackson has failed to state a negligence claim for the same
reasons discussed with respect to Jackson’s Eighth Amendment claim. He has failed to allege
specific facts indicating that each defendant failed to exercise reasonable care to protect him
from harm and has not alleged that any defendant’s actions caused him harm.
///
Accordingly, the Court recommends that the district judge dismiss Jackson’s negligence
claim.
B. Public Nuisance
Jackson alleges that Defendants “provided a []public nuisance by not enforcing mask or
face coverings during [the] COVID-19 crisis.” (Am. Compl. at 6; see also id. at 12, 22, 24-25,
28-29.)
The invasion of a “right common to members of the public generally it is called a ‘public
nuisance.’” Smejkal v. Empire Lite-Rock, Inc., 547 P.2d 1363, 1364 (Or. 1976) (citing Raymond
v. S. Pac. Co., 488 P.2d 460, 462 (Or. 1971)). “In order to maintain an action on account of a
public nuisance a private party must show that he has sustained an injury of a special character
distinct and different from that suffered by the public generally.” Id. (citing, inter alia, Raymond,
488 P.2d at 462).
Because Jackson has not alleged a special injury, the Court recommends that the district
judge dismiss his public nuisance claim. Cf. Sprewell v. Fed. Express Corp., No. 2:20-cv-11612-
SVW-AGR, 2021 WL 4706703, at *2 (C.D. Cal. May 19, 2021) (“When a public nuisance claim
is based on risk of disease [under California law], the special injury requirement is not satisfied
by a plaintiff who only alleges that his risk of contracting a disease, or the severity of his actual
medical symptoms, is greater than that of the general public. . . . By contrast, a plaintiff can
satisfy the special injury requirement by alleging that the public nuisance causes a medical
condition distinct from the ordinary risks the nuisance creates for other members of the public.
. . . Here, the Court concludes that Plaintiff fails to allege facts establishing the special injury
requirement.”) (citation omitted); Wicker v. Walmart, Inc., 533 F. Supp. 3d 944, 949 (C.D. Cal.
2021) (concluding that the plaintiff had failed to state a claim for public nuisance under
California law because the plaintiff had failed to allege “any injury that is different in kind” from
the injuries suffered by the general public related to COVID).
C. Oregon Revised Statute § 421.085
Oregon Revised Statute § 421.085(2) provides, “[t]here shall be no medical, psychiatric,
or psychological experimentation or research with adults in custody in Department of
Corrections institutions of the State of Oregon.” Jackson has not alleged any facts to support a
plausible claim for relief under Oregon Revised Statute § 421.085 because he has not alleged any
facts about medical, psychiatric, or psychological experimentation or research. The Court
recommends that the district judge dismiss this claim.
D. Oregon Revised Statute § 433.010
Jackson alleges that Surber violated Oregon Revised Statute § 433.010. (Am. Compl. at
30-31.) That statute provides, “[n]o person shall willfully cause the spread of any communicable
disease within this state.” OR. REV. STAT. § 433.010(1).
Although Jackson alleges that Surber did not wear a mask, he does not allege that Surber
had COVID, knew he had COVID, or caused anyone else to contract COVID and therefore does
not plausibly allege that Surber willfully caused the spread of a communicable disease.
Accordingly, the Court recommends that the district judge dismiss this claim. See Vergara v.
Patel, 471 P.3d 141, 153 (Or. Ct. App. 2020) (“[A]lthough ORS 433.010(1) provides that ‘[n]o
person shall willfully cause the spread of any communicable disease within this state[,]’ plaintiff
did not allege any such willful action here.”).11
///
11 Because the Court recommends dismissal of all of Jackson’s claims, the Court does not
reach Defendants’ argument that Jackson is not entitled to declaratory relief. (See Defs.’ Mot. at
8-9.)
CONCLUSION
For the reasons stated, the Court recommends that the district judge GRANT Defendants’
motion to dismiss (ECF No. 32) and allow Jackson to file a second amended complaint within
thirty days if he is able to cure the deficiencies addressed herein.
SCHEDULING ORDER
The Court will refer its Findings and Recommendation to a district judge. Objections, if
any, are due within fourteen (14) days from service of the Findings and Recommendation. If no
objections are filed, the Findings and Recommendation will go under advisement on that date. If
objections are filed, a response is due within fourteen (14) days after being served with a copy of
the objections. When the response is due or filed, whichever date is earlier, the Findings and
Recommendation will go under advisement.
DATED this 13th day of August, 2024.
| SF Yavic -- Fea eerma7
HON. STACIE F. BECKERMAN
United States Magistrate Judge
PAGE 26 — FINDINGS AND RECOMMENDATION