Opinion

Tran v. Sewell Corporation

Court
District Court, N.D. Texas
Filed
Nov 20, 2024
Cited by
0 cases
Authority
More cited than 33.1%

precluding mixed-motive analysis in ADEA cases

How later courts described this case

  • precluding mixed-motive analysis in ADEA cases
  • holding that being chastised by superiors and ostracized by coworkers was not materially adverse
  • holding that poor treatment by the employee’s manager and store manager was not materially adverse

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF TEXAS

DALLAS DIVISION

PHAN TRAN, §

§

Plaintiff, §

§

v. § Civil Action No. 3:23-CV-1080-N

§

SEWELL CORPORATION, et al., §

§

Defendants. §

MEMORANDUM OPINION AND ORDER

This Order addresses Defendants Sewell Corporation (“Sewell”), Anthony

Contreras, and Brent Vest’s motion for summary judgment [23]. Because Plaintiff Phan

Tran has not raised a genuine dispute of material fact about the reasons for his termination,

the Court grants summary judgment and dismisses all claims.

I. ORIGINS OF THE MOTION

This dispute arises from Tran’s employment with and termination from Sewell.

Tran is a Vietnamese man who identifies as homosexual. Pl.’s Am. Compl. ¶ 7 [5]. He

was employed by Sewell for nearly a decade. Id. He was terminated after sending a

sexually explicit text to a college-age intern. Id. ¶ 7(i). Following his termination, he filed

a charge of discrimination with the Equal Employment Opportunity Commission and the

Texas Workforce Commission, asserting claims of discrimination of race, national origin,

and sexual orientation, and retaliation for protected conduct. Defs.’ Mot. Br. 15 [24].

Specifically, he points to four instances where his superiors, Vest and Contreras,

made comments that he took to be discriminatory toward him because of his race, national

origin, and sexual orientation:

First, Vest called him “Pop-Can Tran,” a nickname Defendants claim was based

upon a time he ran over a soda can in a loaner car. Id. at 33–34. Tran explained in his

deposition that while he wasn’t aware of the origin of the nickname, he believed it meant

“something degrading, racially” because it was “improper” and “insulting to the

Vietnamese name.” Tran Dep., Pl.’s App. 30 [38]. Vest sometimes called the nickname

out in a tone like a “hyena preying upon people.” Id.

Second, in a discussion about favorite vacation spots, when Tran said that he

enjoyed visiting Vietnam, Vest made a comment that another employee had been to

Vietnam in the Vietnam War, insinuating that he enjoyed “killing the Vietnamese.”

Id. at 8.

Third, when Tran and a group of younger coworkers drove to the mountains to

deliver a vehicle, Contreras said to Tran that he “was like a Boy Scout leader taking a group

of young men into the wilderness.” Pl.’s Resp. Br. 7 [37]. Tran viewed this statement as

a homophobic innuendo that Contreras was implying Tran was exploiting younger men.

Id.

Fourth, Vest said to Tran that “people like you are a different breed,” Id. at 10, and

told him he was a “one-man band.” Tran Dep., Pl.’s App. 30. Tran was not sure if the

statements referenced his homosexuality or his national origin, but he believed that each

“statement was made in a negative manner,” and likely was in reference to one of his

protected statuses. Pl.’s Resp. Br. 10; see also Tran Dep., Pl.’s App. 30.

Tran reported the Boy Scout comment through Sewell HR’s EthicsPoint software.

Pl.’s Resp. Br. 8. He spoke up against the Vietnam War reference in the moment, saying

“there’s no need to be racist and ignorant.” Tran Dep., Pl.’s App. 8.

In June of 2022, Tran sent a text to an intern referencing genitalia and a sexual act.

Defs.’ Mot. Br. 9. A sales associate reported the message to Vest. Id. Vest and another

manager met with Tran the day the text was reported. Id. Following the conversation with

Tran, Vest reported the text message and the details of the meeting to his supervisor, the

general sales manager. Id. at 10. The general sales manager reported the incident to the

human resources manager, and together they conducted an investigation into the text

message. Id. The general sales manager and human resources manager met following the

investigation and reviewed Tran’s personnel file, which contained two previous

disciplinary warnings for making other Sewell employees uncomfortable, making this the

third instance of behavioral misconduct. Id. at 10–11. They determined Tran should be

terminated based on the severity of the misconduct in sending the text and his disciplinary

record. Id. at 11.

Tran filed this lawsuit against Sewell, alleging that Sewell used the text as a pretext

and instead fired him for discriminatory and retaliatory reasons.

II. SUMMARY JUDGMENT STANDARD

Courts “shall grant summary judgment if the movant shows that there is no genuine

dispute as to any material fact and the movant is entitled to judgment as a matter of law.”

FED. R. CIV. P. 56(a); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247 (1986). In

making this determination, courts must view all evidence and draw all reasonable

inferences in the light most favorable to the party opposing the motion. United States v.

Diebold, Inc., 369 U.S. 654, 655 (1962). The moving party bears the initial burden of

informing the court of the basis for its belief that there is no genuine issue for trial. Celotex

Corp. v. Catrett, 477 U.S. 317, 323 (1986).

When a party bears the burden of proof on an issue, that party “must establish

beyond peradventure all of the essential elements of the claim or defense to warrant

judgment in his favor.” Fontenot v. Upjohn Co., 780 F.2d 1190, 1194 (5th Cir. 1986)

(emphasis omitted). When the nonmovant bears the burden of proof, the movant may

demonstrate entitlement to judgment by either (1) submitting evidence that negates the

existence of an essential element of the nonmovant’s claim or affirmative defense or (2)

arguing that there is no evidence to support an essential element of the nonmovant’s claim

or affirmative defense. Celotex, 477 U.S. at 322–25.

Once the movant has made the required showing, the burden shifts to the nonmovant

to establish that there is a genuine issue of material fact such that a reasonable jury might

return a verdict in its favor. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S.

574, 586–87 (1986). Factual controversies are resolved in favor of the nonmoving party

“only when an actual controversy exists, that is, when both parties have submitted evidence

of contradictory facts.” Olabisiomotosho v. City of Houston, 185 F.3d 521, 525 (5th Cir.

1999) (citing McCallum Highlands, Ltd. v. Washington Capital Dus, Inc., 66 F.3d 89, 92

(5th Cir. 1995)).

III. THE COURT GRANTS THE MOTION

FOR SUMMARY JUDGMENT

Tran alleges that Sewell unlawfully terminated him based on his race, national

origin, and sexuality in violation of the Texas Labor Code (“TLC”) and 42 U.S.C. § 1981.

Because one purpose of chapter 21 of the Texas Labor Code is to provide for the execution

of the policies of Title VII of the Civil Rights Act of 1964 and its subsequent amendments,

courts analyze race discrimination claims under the two statutes using the same analytical

framework. TEX. LAB. CODE § 21.001; Ross v. Judson Indep. Sch. Dist., 993 F.3d 315,

321 (5th Cir. 2021).

Legal Standard under the McDonnell Douglas Framework

Under McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973), Tran bears the

initial burden of establishing a prima facie case of discrimination and retaliation. Once

accomplished, the burden to produce — but not persuade — shifts to Sewell, which must

provide a nondiscriminatory, nonretaliatory explanation for its actions. The burden then

shifts back to Tran to raise a fact issue regarding whether Sewell’s stated reasons for

dismissal are pretextual. Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 143

(2000) (citing St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502, 507–08 (1993) and Texas

Dep’t Cmty. Affairs v. Burdine, 450 U.S. 248, 256 (1981)).

Tran Fails to Make a Prima Facie Case of Discrimination.

First, Tran must establish a prima facie case of discrimination. A plaintiff must

establish four elements for a prima facie case under the McDonnell Douglas framework,

absent direct evidence of intentional race discrimination: “(1) he is a member of a protected

group; (2) he was qualified for his position; (3) he was discharged or suffered some other

adverse employment action; and (4) he was replaced with a person outside of the protected

class, or he was treated less favorably than similarly situated employees of a different race.”

Jones v. Overnite Transp. Co., 212 F. App’x 268, 272–73 (5th Cir. 2006) (citing

McDonnell Douglas, 411 U.S. 792 and Okoye v. Univ. of Tex. Houston Health Sci. Ctr.,

245 F.3d 507, 512–13 (5th Cir. 2001)).

Tran is a member of a protected class based on his race, national origin, and sexual

orientation. For the purposes of this motion, the Court assumes he was qualified for his

position. His termination satisfies the third element, as an adverse employment action.

Therefore, the Court turns to the final element, whether he was replaced by someone

outside of his protected class or was treated less favorably than similarly situated

employees outside of his protected class.

Tran has not presented evidence to show he was replaced by someone outside of his

protected class. The Court is not persuaded by his argument that because Sewell’s

recruiting practices “simply do not reflect any sincere interest in diversity,” the absorption

of his duties by other employees was necessarily by nonminorities because “it is undisputed

that Plaintiff was in the minority at Sewell.” See Pl.’s Resp. Br. 25.

Next, the Court looks to whether he was treated less favorably than similarly

situated employees. Tran suggests two comparators: an employee named Coover and the

class of “white sales associates.”1 The Court looks at each in turn.

Tran offers as a comparator a sales associate named Coover, who he claims sent a

picture of his genitals to an intern and was not terminated. Id. at 28. Beyond the different

circumstances surrounding this incident, this comparison fails because as Defendants

argue, and Plaintiff does not rebut, there is no allegation that Sewell had any knowledge of

the rumor. See Defs.’ Mot. Br. 21–22; Pl.’s Resp. Br. 29.2 Tran states in his deposition

that he does not believe this incident was reported to HR or management. Tran Dep., Pl.’s

App. 16. This incident cannot prove that Coover was treated more favorably by Sewell

under substantially similar circumstances, because Sewell did not have the ability to

address a situation of which it was unaware. There can be no substantially similar

circumstance when the key element of knowledge is undisputedly missing.

Plaintiff does not offer evidence that any of the “white sales associates” class had

similar disciplinary actions for which they were not terminated. He argues instead that this

class had disparate pricing standards and disparate treatment. Pl.’s Resp. Br. 27.

1 In their summary judgment motion, Defendants cite three comparators, including an

unknown individual at a different dealership who was engaged in an adulterous

relationship. Defs.’ Mot. Br. 22–23. Plaintiff disposes of this comparator in his Response.

Pl.’s Resp. Br. 29 n.15.

2 Plaintiff takes issue with the characterization of this incident as a rumor, claiming that

he has submitted summary judgment evidence of an “admission” of the recipient. Pl.’s

Resp. Br. 28. However, the cited testimony of Tran characterizes it as a “telephone

conversation” that he heard and did not follow up on for verification or report to Sewell.

Tran Dep., Pl.’s App. 16. The Court therefore believes the characterization is apt.

First, Plaintiff argues that he was subject to different pricing standards than white

sales associates. Pl.’s Resp. Br. 27. In support of this, Tran points to a single instance

where he was denied a proposed discount on a car for a Hispanic customer, and the same

car was sold a month later at that discounted price. Id. at 9. Tran claims that the discount

was denied because “they want[ed] to sell it for more,” but believes that if another customer

had asked for the same price, “they would have been willing to sell.” Tran Dep., Pl.’s App.

29. It is unclear whether Plaintiff’s argument is that the pricing standards were different

because of Tran’s race or the customer’s. Either way, the argument fails because Tran fails

to plead that the car was sold by someone outside of his protected class or to someone of a

different ethnicity than the original customer.3 The facts on the record, taken in the light

most favorable to Tran, are insufficient to create a genuine dispute of material fact that the

price difference was related to his protected characteristics, nor is there any other evidence

in the record to support the assertion.

Second, Tran argues that the comments made to him during his employment show

discriminatory treatment. The Court finds that none of the statements arise to more than

stray remarks. Stray remarks, “standing alone, are insufficient to defeat summary

judgment.” Jackson v. Cal-Western Packaging Corp., 602 F.3d 374, 380 (5th Cir. 2010).4

3 In Tran’s deposition, he states that he is unsure whether it was sold to another person or

advertised online at the price stated, only that he knows the price ended up being the same

as the discount that had not been approved a month prior. Tran. Dep., Pl.’s App. 28. There

is no evidence on the record to suggest who sold the car or to whom the car was sold. The

fact that Tran was “undisputed[ly] in the minority at Sewell,” Pl.’s Resp. Br. 25, 27, does

not itself create a fact issue.

4 Plaintiff argues that the stray remarks doctrine “has been absolutely superseded” by

Reeves, 530 U.S. 133. Pl.’s Resp. Br. 39. The Court rejects this argument because the

Comments may function as “evidence of discrimination” only if under the four-prong test

they are: “1) related to the protected class of persons of which the plaintiff is a member; 2)

proximate in time to the complained-of adverse decision; 3) made by an individual with

authority over the employment decision at issue; and 4) related to the employment decision

at issue.” Id. (citing Rubenstein v. Admin. of Tulane Edu. Fund, 218 F.3d 392, 401 (5th

Cir. 2000)).

As Tran concedes, the allegedly derogatory nickname and the hyena noises are “not

easily tied to one of Plaintiff’s protected characteristics.” Pl.’s Resp. Br. 40 n.17. He is

unable to specify how the “people like you are a different breed” comment related to a

protected characteristic. Id. at 10.

This Court is unconvinced that the Boy Scout comment is related to Tran’s protected

class. Tran claims it relates to his sexuality, but the statement does not convincingly carry

that connotation. It was not proximate in time to the adverse decision to fire him. The

statement was made in 2020, and Tran was fired in 2022. Pl.’s Resp. Br. 7. Tran has not

sufficiently shown that Contreras was involved in the employment decision. At most, Tran

has asserted that Contreras was one of his supervisors and “as Plaintiff’s supervisor[] . . .

had potential influence or leverage on the two individuals who claimed to have decided

upon the termination of Plaintiff.” Id. at 46–47. Such a conclusory statement does not

establish involvement. Finally, the statement is not related to the employment decision at

Fifth Circuit has “explained that this circuit’s stray remarks doctrine survived the Supreme

Court’s decision in Reeves.” Jackson, 602 F.3d at 380 n.27.

issue. Because this statement does not meet any of the Jackson prongs above, it can be

properly categorized as a stray remark.

The statement about the Vietnam War also does not sufficiently rise above a stray

remark. Taken in the light most favorable to Tran, the statement is related to his protected

class.5 This conversation was in May of 2022, and he was fired at the end of June in 2022.

Pl.’s Resp. Br. 10. Therefore, it was likewise proximate in time to the adverse decision.

However, it was not made by someone with authority over the employment decision, as

discussed below, nor was it related to the employment decision.

Because the Court finds that all the statements Tran has alleged as evidence of

discrimination are “stray remarks,” the statements do not provide a legally sufficient basis

for a genuine dispute of material fact for the jury. See Katseanes v. Time Warner Cable,

Inc., 511 F. App’x 340, 346 (5th Cir. 2013) (applying this test and finding the same).

Tran’s Retaliation Claim Fails.

Tran raises a prima facie case of retaliation for his termination because he engaged

in protected activity that was temporally proximate to his termination. However, Sewell

meets its burden to produce an undisputed, nonretaliatory reason for his termination.

5 There is some confusion in Tran’s deposition of whether Vest merely implied that the

other employee enjoyed killing Vietnamese people by bringing up his service record, or if

he outright stated it. In his deposition, Tran claimed that Vest said, “I bet [the veteran

coworker] enjoy going to Vietnam and killing the Vietnamese.” Tran Dep., Pl.’s App. 8.

However, when asked “did he really say he wanted to kill Vietnamese people?” Tran

replied, “No.” Id. When asked, “is that what he actually said or what you interpreted him

to say?” he replied, “That’s what—that’s—if I recall—it’s been—that’s what I remember.

Something to that extent.” Id. For the purposes of this analysis, the Court analyzes the

statement as though the implication was said aloud.

Because Tran is unable to raise a fact issue to show that the stated reason is pretextual or

that retaliation was a motivating factor in his termination, Tran’s retaliation claim fails.

Tran Makes a Prima Facie Case of Retaliation for His Termination. — To

establish a prima facie case of retaliation, Tran must show that: “(1) [he] engaged in a

protected activity; (2) [he was] subject to an adverse employment action; and (3) a causal

link existed between the protected activity and the adverse action.” Hypolite v. City of

Houston, 493 F.App’x 597, 602 (5th Cir. 2012). “To constitute prohibited retaliation, an

employment action must be ‘materially adverse,’ one that would ‘dissuade a reasonable

worker from making or supporting a charge of discrimination.’” Stewart v. Miss. Transp.

Comm’n, 586 F.3d 321, 331 (5th Cir. 2009) (quoting Burlington N. & Santa Fe Ry. Co. v.

White, 548 U.S. 53, 68 (2006)).

Tran argues that he engaged in protected activity twice: when he filed the

EthicsPoint complaint against Contreras for the Boy Scout comment, and when he spoke

up in a meeting against Vest’s Vietnam War comment. He alleges he was subject to

adverse employment action in three ways: his termination, his isolation, and his fear of

reporting. The Court finds that only his termination constitutes an adverse employment

action.

Tran claims that he felt isolated by Sewell after filing his complaint in 2020 because

he expected someone to address the complaint with him, but when no one did, and he felt

he was “being ignored,” which made him think he “was going to get terminated.” Tran

Dep., Pl.’s App. 27. This made him feel isolated by the managers at Sewell, and he sensed

that it was because “they were bother[ed] or upset by [his] comment.” Id. He also

repeatedly mentions a generalized fear “for [his] life” of reporting out of “fear of retaliation

and spreading more hatred toward the Vietnamese community.” Id. at 9–11, 45; see also

id. at 34 (explaining that this fear was based on stories of Asian hate crimes during the

COVID pandemic).

The evidence presented is insufficient to qualify as a materially adverse employment

action. Tran argues that his “sense of isolation and fear of retaliation” meets the test under

Burlington to establish reasonable discouragement from complaining of discrimination.

Pl.’s Resp. Br. 42 n.19. However, Burlington states that it does not immunize an employee

from “those petty slights or minor annoyances that often take place at work and that all

employees experience” including “personality conflicts at work that generate antipathy”

and “‘snubbing’ by supervisors and co-workers.” Burlington, 548 U.S. at 68. Tran’s

testimony of his isolation amounts to his own subjective belief that it was “harder . . . to

talk to a manager” after his complaint because he was worried that the “silence” meant that

the managers were “bother[ed] or upset” by his comment. Tran Dep., Pl.’s App. 27.

“The standard for judging material adversity is an objective one, which is applied

from the perspective of a ‘reasonable employee.’” Architectural Granite & Marble, LLC v.

Pental, 2024 WL 3683713, at *13 (N.D. Tex. 2024) (quoting Burlington, 548 U.S. at 68–

69). Courts have consistently found worse treatment than what Tran experienced to be

insufficient to rise to the level of materially adverse. See, e.g., Aryain v. Wal-Mart Stores

Tex. LP, 534 F.3d 473, 484 (5th Cir. 2008) (holding that poor treatment by the employee’s

manager and store manager was not materially adverse); Stewart 586 F.3d at 332 (holding

that being chastised by superiors and ostracized by coworkers was not materially adverse).

The Court finds that Tran’s belief of isolation after his reported complaint was not a

materially adverse employment action.

Likewise, Tran’s fear of retaliation is insufficient to establish a materially adverse

employment action because the evidence presented shows that it is based on his personal

views of the world and concerns about hatred against the Vietnamese generally and not

based on any act by Sewell or related to his employment in any objective manner.

Because only Tran’s termination meets the first and second element, the Court looks

to whether Tran has sufficiently pled a causal link between his protected action and his

termination. Tran argues that temporal proximity alone establishes a causal connection.

Pl.’s Resp. Br. 43. Because the Vietnam War statement was made in May 2022 and the

termination was in June 2022, the Court finds that there was a temporal proximity between

the protected action and the termination. The Fifth Circuit has found that at “the prima

facie case, a plaintiff can meet his burden of causation simply by showing close enough

timing between his protected activity and his adverse employment action.” Garcia v. Pro.

Cont. Servs., Inc., 938 F.3d 236, 243 (5th Cir. 2019). While the Defendants raise an issue

of but-for causation because Tran fails to provide a genuine dispute of fact regarding

whether the decisionmakers had any awareness of his protected conduct, the “but-for

causation requirement applies only in the third step (the pretext stage) of the McDonnell

Douglas framework.” Id.

Therefore, the Court finds that Tran has made a prima facie case for retaliation for

his termination based on temporal proximity.

Sewell Has Met Its Burden to Produce a Nondiscriminatory, Nonretaliatory

Reason for Tran’s Termination. — Sewell has produced a compelling, undisputed,

nondiscriminatory, nonretaliatory reason for Tran’s termination. It is undisputed that Tran

sent the sexually explicit text to an intern. Tran Dep., Pl.’s App. 13. Such inappropriate

behavior was contrary to Sewell’s policies, as discussed further below. Therefore, Sewell

has met its burden to produce a nondiscriminatory, nonretaliatory reason for Tran’s

termination.

Tran Fails to Raise a Fact Issue that Sewell’s Stated Reason is Pretextual. —

In the Title VII context, the Fifth Circuit uses a “modified McDonnell Douglas approach,”

which recognizes a “mixed-motive” alternative to the pretext-based last step. Rachid v.

Jack in the Box, Inc., 376 F.3d 305, 312 (5th Cir. 2004), abrogated in part by Gross v. FBL

Fin. Servs., Inc., 557 U.S. 167 (2009) (precluding mixed-motive analysis in ADEA cases).

This modified approach provides that if “a plaintiff demonstrates that [a Title VII protected

characteristic] was a motivating factor in the employment decision, it then falls to the

defendant to prove that ‘the same adverse employment decision would have been made

regardless of discriminatory animus.’” Id. (quoting Mooney v. Aramco Serv. Co., 54 F.3d

1207, 1216–17 & n.11 (5th Cir. 1995)). Thus, a Title VII plaintiff may use two methods

to establish the existence of a genuine issue of material fact after a defendant has provided

a nondiscriminatory reason for the adverse employment action: “either (1) that the

defendant’s reason is not true, but is instead a pretext for discrimination (pretext

alternative); or (2) that the defendants’ reason, while true, is only one of the reasons for its

conduct and another ‘motivating factor’ is the plaintiff’s protected characteristic (mixed-

motive[s] alternative).” Id. (quoting Rishel v. Nationwide Mut. Ins. Co., 297 F. Supp. 2d

854, 865 (M.D.N.C. 2003)). To the extent that Tran brings claims under 42 U.S.C. § 1981,

this framework also applies. Patterson v. McClean Credit Union, 491 U.S. 164, 186

(1989).

Tran’s claim fails because he has not presented evidence to create a reasonable basis

to infer Sewell’s proffered reason for his termination is pretextual or that his protected

characteristics were a motivating factor in his termination. Tran attempts to show pretext

by arguing: (1) Sewell’s policies against harassment do not apply if he can show the

conduct was not unwelcome to the recipient, and (2) because the inappropriate text was

reported to Vest, who in turn reported it to his supervisor and Sewell HR, Vest’s connection

creates a “cat’s paw” effect that necessarily influenced and tainted the decision.

On the first argument, the Court disagrees that Tran’s evidence creates a dispute of

fact as to Sewell’s belief that Tran had violated its workplace policies. Tran does not

dispute sending the text. Tran Dep., Pl.’s App. 13. Instead, he argues that the text was a

joke and was received as one, and therefore Sewell could not legitimately fire him for such

an indiscretion. Pl.’s Resp. Br. 30. He goes so far as to argue that because he frequently

made the same sexually explicit joke in the workplace, he could not legitimately be fired

for it because his other incidents of misconduct had not been reported. Id. Repeated

harassment and violations of workplace policy, however, do not absolve future violations.

And “unwelcomeness” is not a required element here. Sewell maintains a policy against

such harassment, that “include[s] conduct that creates a disrespectful, intimidating, hostile,

degrading, humiliating, or offensive environment.” Defs.’ Mot. Br. 29. The policy does

not specify who is required to find the conduct disrespectful or offensive, nor does it require

the behavior to be “unwelcome” to the recipient, as Tran contends. The Court is therefore

unconvinced by Tran’s arguments that Sewell did not have a legitimate reason to fire him

under their policies because the text was received as a joke or was not unwelcome to the

recipient.

The Court also disagrees with Tran’s theory that Sewell violated its progressive

discipline policy either by terminating him rather than issuing a warning or because his

supervisor talked to him about the text first and HR made the decision to fire him days

later. Tran argues that Sewell’s disciplinary policy is progressive, requiring counseling

and warnings prior to termination. Pl.’s Resp. Br. 14. But the very passage of Vest’s

deposition that Plaintiff cites as proof that the policy requires warnings and counseling says

that Sewell has a policy that “termination can happen immediately” for some incidents.

Vest Dep., Pl.’s App. 139. Even if that were not the case, Tran had previously received

counseling and warnings for two prior incidents of misconduct that involved making other

employees uncomfortable, making this his third strike under the progressive policy. Pl.’s

Resp. Br. 14–15. Tran does not dispute the two disciplinary warnings on his record, but

argues that they were minor, justifiable infractions from several years prior that were not

sufficient to justify termination. Id. at 14–16. Plaintiff also argues that these incidents are

hearsay unless the Defendants provide testimony from the subjects of Tran’s prior

behavior. Id. However, these prior disciplinary actions are used here to show the effect of

the undisputed fact of their existence in his record on the decisionmakers’ choice to

terminate Tran, not for the truth of the matter asserted within nor as independent bases for

termination. Therefore, Plaintiff’s arguments that they are hearsay or do not themselves

constitute a sufficient basis for termination are irrelevant.

The Court is also unpersuaded by the conclusory argument that Tran could not

legitimately be counseled about inappropriate behavior by his supervisor and terminated

for the same behavior by Sewell HR after an investigation. Pl.’s Resp. Br. 12. Plaintiff

has failed to establish a genuine dispute of material fact that this was not an acceptable

practice at Sewell.6

Because the Court finds that Sewell could reasonably terminate Tran in this manner

under its standards of conduct and harassment policies for sending an unsolicited sexually

explicit message to an intern, Tran has failed to present a fact issue that Sewell policy

makes his termination pretextual.

Next, the Court considers Tran’s “cat’s paw” argument. Tran argues that Vest, in

escalating the text to the general sales manager and the human resources manager, acted as

a “cat’s paw,” because he initiated the process leading to Tran’s termination. Pl.’s Resp.

Br. 40, 44 (citing Staub v. Proctor Hosp., 562 U.S. 411, 418–23 (2011)). Vest received

the initial report of the inappropriate text, addressed it with Tran along with another

manager, and then reported the details of his conversation and the text to the general sales

6 Plaintiff claims that “[a]ccording to Romo, no other Sewell employees have been

counseled and then terminated soon after for the same thing they were counseled about.”

Pl.’s Resp. Br. 12. This characterization appears to assert that Romo stated this was not in

line with Sewell practice and policy, which does not accord with the testimony. Romo

testified that “there are times that a termination doesn’t happen immediately after it’s

brought to others’ attention and they talk through it. I can’t think of a specific occasion,

but it’s not always immediate.” Romo Dep., Pl.’s App. 181.

manager, who in turn reported the incident to the human resources manager. Defs.’ Mot.

Br. 9–10. The general sales manager and the human resources manager made the decision

to terminate Tran based on the text and Tran’s record. Pl.’s Resp. Br. 13.

The cat’s paw theory is premised on the idea that “supervisors may cause an

employee’s discharge by leveraging other employees and submitting false reports” because

the ultimate decisionmakers often make their decisions “on the basis of performance

assessments by other supervisors.” Menard v. Targa Res., L.L.C., 2023 WL 4763326, at *3

(5th Cir. 2023) (citing Staub, 562 U.S. at 419). “To succeed under a cat’s paw theory, ‘a

plaintiff must establish that the person with a retaliatory motive somehow influenced the

decisionmaker to take the retaliatory action. Put another way, a plaintiff must show that the

person with retaliatory animus used the decisionmaker to bring about the intended

retaliatory action.’” Leiva v. Admin. Rev. Bd., 811 F.App’x 237, 239 (5th Cir. 2020)

(quoting Zamora v. City of Houston, 798 F.3d 326, 331 (5th Cir. 2015)).

Tran posits that Vest acted as a cat’s paw because (1) he “had potential influence or

leverage on the two individuals who claimed to have decided upon the termination of

Plaintiff” and (2) “he initiated the very process leading to Plaintiff’s termination.” Pl.’s

Resp. Br. 44, 46. The first claim is easily dispensed with as a conclusory statement with

no support. Plaintiff does not attempt to demonstrate why he believes Vest, merely by

virtue of being Tran’s supervisor, necessarily had “potential influence or leverage” over

his own supervisor or a corporate executive who works at a different office, and there is no

evidence on the record to suggest his involvement or influence.

Tran admits that he showed the text message to other coworkers. Tran Dep., Pl.’s

App. 36. Vest was just one link in a chain of reporting an inappropriate text that Tran

himself was sharing with his coworkers. See Defs.’ Mot. Br. 9–10 (explaining that another

sales associate reported the text to his supervisor, Vest, who in turn reported it to his

supervisor, the general sales manager, who in turn reported the text to HR). There is no

indication in the record that Vest’s escalation of the text to his supervisor carried any

weight in the termination decision, and Tran’s own pleading reflects that the “decision was

made to terminate Plaintiff based upon the text and the two prior occasions on which an

employee was allegedly made uncomfortable by Plaintiff.” Pl.’s Resp. Br. 13. Under the

cat’s paw theory, a “supervisor’s biased report may remain a causal factor if the

independent investigation takes it into account without determining that the adverse action

was, apart from the supervisor’s recommendation, entirely justified.” Staub, 562 U.S. at

421. Here, however, there is no evidence that Vest made any biased report or

recommendation, or that his opinion was taken into account in the decisionmaking process.

Because Sewell’s general sales manager and human resources manager conducted an

independent investigation and determined that the termination was entirely justified

without relying on any allegedly biased report or recommendation by Vest, there is no

evidence supporting a cat’s paw theory.

Because Tran fails to present a genuine dispute of material fact that the reasons for

his termination were pretextual or a motivating factor in his termination, he cannot show

pretext as a matter of law. Accordingly, the Court grants summary judgment to

Defendants.

CONCLUSION

Because Defendants have shown that there is no genuine dispute of material fact as

to whether Sewell’s proffered reason for termination is pretextual, the Court grants

summary judgment to Defendants and dismisses this case with prejudice.

Signed November 20, 2024.

David'C. Godbey

Chief United States District Jud&e

MEMORANDUM OPINION & ORDER — PAGE 20

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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