State of Tennessee v. Daniel Henley

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE

AT JACKSON

April 9, 2002 Session

STATE OF TENNESSEE v. DANIEL HENLEY

Appeal from the Criminal Court for Shelby County

No. P 24602 John P. Colton, Jr., Judge

No. W2001-02962-CCA-R3-CD - Filed August 27, 2002

The State of Tennessee appeals from the Shelby County Criminal Court’s dismissal of its petition

to declare Daniel Henley a motor vehicle habitual offender. Because the lower court erred in its

determination that the state failed to prove the existence of three prior, qualifying convictions, we

reverse and remand.

Tenn. R. App. P. 3; Judgment of the Criminal Court Reversed and Remanded.

JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which DAVID H. WELLES and

DAVID G. HAYES, JJ., joined.

Paul G. Summers, Attorney General & Reporter; John H. Bledsoe, Assistant Attorney General;

William L. Gibbons, District Attorney General; and P. T. Hoover, Assistant District Attorney

General, for the Appellant, State of Tennessee.

Irwin I. Cantor, Memphis, Tennessee, for the Appellee, Daniel Henley.

OPINION

Seeking to have Daniel Henley declared a motor vehicle habitual offender (MVHO),

the state filed a petition alleging that, within a qualifying time period, Henley had accumulated two

convictions of driving under the influence and one conviction of leaving the scene of an accident

involving property damage. At the hearing on the petition, Henley argued that the leaving the scene

of the accident offense listed on his driver record from the Department of Safety was not a qualifying

conviction for purposes of the MVHO statute because he had merely paid a fine, in a Germantown

city court and had not appeared in court. A Germantown court clerk testified that although there was

a printed statement on the back of the citation for this offense whereby the accused may acknowledge

his right to trial and his guilt of the offense charged, individuals who come to the clerk’s office to

pay fines are not asked to sign this statement. In fact, the document on which this statement appears

is thrown away upon payment of the fine. On this evidence, the court dismissed the state’s petition,

finding that Henley’s payment of a fine “when not in open court or with an admission of guilt does

not constitute a conviction for purposes of the Motor Vehicle Habitual Offender Act because of the

holding in Williams v. Brown . . . .” The state appealed, and the issue before us is whether this

violation qualifies as a predicate offense for an MVHO determination.

We begin our examination of the question by reviewing Williams v. Brown, 860

S.W.2d 854 (Tenn. 1993), the case the lower court relied upon. That case was a civil wrongful death

lawsuit. The civil defendant had previously paid a fine for improper passing, without contesting the

violation in court. Id. at 855. The plaintiff sought to introduce evidence of the defendant’s out-of-

court payment of the fine as a guilty plea, or admission, which spoke to the issue of the defendant’s

negligence. Id. Prior to trial, the court granted the defendant’s motion in limine to exclude proof

of the payment. Id. On appeal, the supreme court said that “payment of a traffic fine in lieu of an

appearance in court is neither a guilty plea nor an express acknowledgement [sic] of guilt.” Id. at

856. Thus, the court reasoned, evidence of payment of a fine without contest is inadmissible in a

later action based upon the events which led to the citation that resulted in the payment of the fine.

Id. The question whether the Williams defendant had a “conviction” on his record was never

addressed. See generally id.

The Williams decision was concerned with unfairly attributing guilt of the traffic

offense to a defendant who may have chosen as a matter of expedience and convenience not to

appear in court and contest the citation.1 Id. In the case before us, the state claims that, in contrast

to Williams, it is irrelevant in a MVHO proceeding whether the respondent pleaded guilty and

thereby admitted the conduct that is the subject of the citation. Rather, the only question is whether

the respondent has a “final conviction” on his record.

We agree. An important distinction exists between Williams and this case in the use

of the prior-offense information. In Williams, the plaintiff sought to use the defendant’s payment

of the earlier traffic-offense fine as an admission that the defendant breached the traffic laws in

causing the accident that was the subject of the civil suit for damages. See Tenn. R. Evid. 803(1.2)

(establishing admissions by party-opponent exception to hearsay rule). As a predicate to an MVHO

determination, however, the prior-offense information is only significant when it reflects that a final

conviction of a specified motor vehicle offense was imposed against the person accused of being an

MVHO. Thus, in the present case, we are not concerned with whether Henley pleaded guilty to the

charge of leaving the scene of an accident; rather, we simply look to see if the record before us

establishes that a final conviction resulted from that charge.

Thus, we turn to the question whether the defendant has a “final conviction.” The

meaning of the term “final conviction” in the context of paid citations versus in-court guilty pleas

or adjudications of guilt is not directly addressed in the MVHO Act. The Act provides,

1

The Williams court also recognized the deleterious effect that a rule attributing an admission of guilt to those

who paid traffic citations would have on the judicial system. “[T]he courts would be flooded with challenges to such

citations” and “[t]he proverbial ‘floodgates of litigation’ would be opened, destroying the expedited, streamlined system

now in place.” Williams, 860 S.W .2d at 856 (quoting LeP age v. Bu mila, 552 N.E.2d 80, 83 (M ass. 1990)).

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“‘Conviction’ means a final conviction. A forfeiture of bail or other security deposited to secure a

defendant’s appearance in court, which forfeiture has not been vacated, is a conviction . . . .” Tenn.

Code Ann. § 55-10-603 (Supp. 2001). In the past, this court has said that a conviction is a “final

conviction” for purposes of MVHO proceedings even when an appeal of the conviction has not yet

been adjudicated. State v. Sneed, 8 S.W.3d 299 (Tenn. Crim. App. 1999); cf. State v. Loden, 920

S.W.2d 261 (Tenn. Crim. App. 1995) (like rule in driving on revoked license case). The rationale

is that a public policy of safety dictates that the general motoring public be protected from those

individuals who have repeatedly demonstrated disregard for the rules of the road. Sneed, 8 S.W.3d

at 302; see Tenn. Code Ann. § 55-10-602 (1998). Furthermore, the conviction, though still subject

to modification pending outcome of the appeal, shoulders the defendant with a presumption of guilt.

Sneed, 8 S.W.3d at 302; Loden, 920 S.W.2d at 264.

In the defendant’s brief, he asserts that he was not convicted on the leaving the scene

of an accident case because the records indicate “no disposition.” We take this averment to mean

that, even if with Williams not applying, he should prevail because the record before us lacks proof

of a conviction.

We disagree. We are constrained to hold that this issue is waived for failure to cite

to relevant authority. See R. Tenn. Ct. Crim. App. 10(b).

At any rate, were we ruling on the merits of the claim, we would find that the prior

conviction was established in the record. We must bear in mind that courts that are not courts of

record, such as general sessions courts and apparently the Germantown municipal court in which

the defendant was cited to appear on his leaving the scene of an accident charge, do not reflect their

adjudications through court minutes. See Howard v. State, 217 Tenn. 556, —, 399 S.W.2d 738, 740

(Tenn. 1996) (courts of record are courts that are empowered to keep minutes, which are the “highest

evidence of what has been done in court”); see also Tenn. Code Ann. § 16-17-101 to -105 (1994);

§ 16-18-101 to -207 (1994) (conferring powers to establish municipal courts but containing no

requirements or authorizations to keep minutes); see also Tenn. R. Crim. P. 5(b) (small offenses

triable by a “magistrate without regard to the plea”). In lieu of court minutes which would serve as

the “highest evidence” of what transpired in the Germantown municipal court, the record contains

other evidence of that court’s adjudication of conviction, which is all we can expect.

The Germantown municipal court clerk testified in the proceeding below. She

introduced a citation that had been issued to the defendant for leaving the scene of an accident on

October 2, 1998. The case was docketed. She testified that the defendant came in voluntarily,

outside of court, and paid the “ticket” on November 5, 1998. The payment included the fine and

court costs. When a small offender appears in person in that clerk’s office to pay the fine and costs

on a citation, the clerk does not require the person to sign a waiver or plea form.

We note that a court clerk has a duty to faithfully handle and apply public funds that

have been paid to the clerk. See, e.g., Tenn. Code Ann. §§ 18-2-101 to -105 (1994). Indeed, a

clerk’s obligation to account for and properly remit funds is sanctioned by misdemeanor punishment.

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See id. §§ 18-2-102, -104, -105 (1994). Tennessee courts assume, absent evidence to the contrary,

that public officials perform their duties in the manner prescribed by law. See, e.g., Jackson v.

Aldridge, 6 S.W.3d 501, 503 (Tenn. Ct. App. 1999). Thus, we assume that the Germantown clerk

faithfully received and applied the funds paid by the defendant on November 5, 1998 in keeping with

Tennessee Code Annotated section 55-10-207(d), which authorizes a person who has been cited with

a traffic offense to “elect not to contest the charge and . . . , in lieu of appearance in court, [to] submit

the fine and costs to the clerk of the court.” Id. § 55-10-207(d) (1998). As such, the fine and costs

paid pursuant to this procedure yields a “conviction” pursuant to Code section 55-10-603.

In summary, we hold that, in the context of MVHO proceedings, a predicate

conviction premised upon out-of-court payment of a fine for a traffic offense is indistinguishable

from one premised upon an adjudication of guilt by plea or trial. Pursuant to Code section 55-10-

603, the defendant in the present case “paid the ticket” in lieu of appearing in court to contest the

citation, thereby garnering a conviction. This holding is likewise consistent with the sound public

policy of promoting safety by removing those from the roads who menace the security and well-

being of the motoring public. See Tenn. Code Ann. § 55-10-602 (1998).

We are, therefore, led to the inescapable conclusion in the case at bar that the state

presented sufficient evidence of the requisite predicate offenses to have the defendant declared an

MVHO. The lower court erred in determining otherwise. Accordingly, we reverse the lower court’s

dismissal of the state’s petition and remand for appropriate further proceedings.

___________________________________

JAMES CURWOOD WITT, JR., JUDGE

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