Opinion

Smith v. Secretary of Health and Human Services

Court
United States Court of Federal Claims
Filed
May 1, 2024
Status
Unpublished
On the bench
Brian H. Corcoran
Cited by
0 cases
Authority
More cited than 32.9%

The opinion

In the United States Court of Federal Claims

OFFICE OF SPECIAL MASTERS

No. 21-0409V

PATRICIA SMITH,

Chief Special Master Corcoran

Petitioner,

v. Filed: March 29, 2024

SECRETARY OF HEALTH AND

HUMAN SERVICES,

Respondent.

David John Carney, Green & Schafle LLC, Philadelphia, PA, for Petitioner.

Katherine Carr Esposito, U.S. Department of Justice, Washington, DC, for Respondent.

DECISION ON ATTORNEY’S FEES AND COSTS1

On January 8, 2021, Patricia Smith filed a petition for compensation under the

National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the

“Vaccine Act”). Petitioner alleges that she suffered a shoulder injury related to vaccine

administration (“SIRVA”) caused by an influenza vaccine administered on December 16,

2019. Petition at 1. On December 11, 2023, I issued a decision determining entitlement

and awarding damages to Petitioner, following briefing by the parties. ECF No. 44.

1 Because this Decision contains a reasoned explanation for the action taken in this case, it must be made

publicly accessible and will be posted on the United States Court of Federal Claims' website, and/or

at https://www.govinfo.gov/app/collection/uscourts/national/cofc, in accordance with the E-Government

Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal Management and Promotion of Electronic Government

Services). This means the Decision will be available to anyone with access to the internet. In

accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other

information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I

agree that the identified material fits within this definition, I will redact such material from public access.

2

National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease

of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. §

300aa (2018).

Petitioner has now filed a motion for attorney’s fees and costs, requesting an award

of $52,276.41 (representing $50,149.50 for fees and $2,126.91 for costs). Petitioner’s

Application for Fees and Costs filed Jan. 10, 2024, ECF No. 48. In accordance with

General Order No. 9, Petitioner filed a signed statement indicating that she incurred no

out-of-pocket expenses. Id. at 66.

Respondent reacted to the motion on January 12, 2024, representing that he is

satisfied that the statutory requirements for an award of attorney’s fees and costs are met

in this case, but deferring resolution of the amount to be awarded to my discretion.

Respondent’s Response to Motion at 2-3, 3 n.2, ECF No. 49. Petitioner did not file a reply

thereafter.

Having considered the motion along with the invoices and other proof filed in

connection, I find reductions in the amount of fees and costs to be awarded appropriate,

for the reasons set forth below.

ANALYSIS

The Vaccine Act permits an award of reasonable attorney’s fees and costs. Section

15(e). Counsel must submit fee requests that include contemporaneous and specific

billing records indicating the service performed, the number of hours expended on the

service, and the name of the person performing the service. See Savin v. Sec’y of Health

& Hum. Servs., 85 Fed. Cl. 313, 316-18 (2008). Counsel should not include in their fee

requests hours that are “excessive, redundant, or otherwise unnecessary.” Saxton v.

Sec’y of Health & Hum. Servs., 3 F.3d 1517, 1521 (Fed. Cir. 1993) (quoting Hensley v.

Eckerhart, 461 U.S. 424, 434 (1983)). It is “well within the special master’s discretion to

reduce the hours to a number that, in [her] experience and judgment, [is] reasonable for

the work done.” Id. at 1522. Furthermore, the special master may reduce a fee request

sua sponte, apart from objections raised by respondent and without providing a petitioner

notice and opportunity to respond. See Sabella v. Sec’y of Health & Hum. Servs., 86 Fed.

Cl. 201, 209 (2009). A special master need not engage in a line-by-line analysis of

petitioner’s fee application when reducing fees. Broekelschen v. Sec’y of Health & Hum.

Servs., 102 Fed. Cl. 719, 729 (2011).

The petitioner “bears the burden of establishing the hours expended, the rates

charged, and the expenses incurred.” Wasson v. Sec’y of Health & Hum. Servs., 24 Cl.

Ct. 482, 484 (1991). The Petitioner “should present adequate proof [of the attorney’s fees

and costs sought] at the time of the submission.” Wasson, 24 Cl. Ct. at 484 n.1.

Petitioner’s counsel “should make a good faith effort to exclude from a fee request hours

2

that are excessive, redundant, or otherwise unnecessary, just as a lawyer in private

practice ethically is obligated to exclude such hours from his fee submission.” Hensley,

461 U.S. at 434.

ATTORNEY FEES

A. Hourly Rates

Petitioner requests hourly rates for attorneys and paralegals performing work in

this matter as follows:

2020 2021 2022 2023 2024

David J. Carney, Esq. $350 $375 $400 $425 $450

Adam M. Green, Esq. X X $425 X X

Evan R. Baker, Esq. X X X $200 X

Evan R. Baker – Law Student X X $157.50 X X

Paralegals $145 $145 $145 $175 $175

ECF No. 48 at 15-29. The hourly rates requested for Mr. Carney, Mr. Green, Ms. Baker

(as law student) and paralegals for all time billed in the 2019-2023 period are reasonable

and consistent with prior determinations and shall therefore be awarded herein. Petitioner

has also requested a 2024 attorney hourly rate of $450 for work performed by David

Carney - representing a rate increase of $25. Id. at 29. Additionally, Petitioner requests a

2023 hourly rate of $200 for work performed by Evan Baker after she passed the bar in

late 2023. Id. at 28. These hourly rates are within the appropriate range for both attorneys,

and I find the requested hourly rates to be reasonable.

However, a few of the tasks performed by Mr. Carney are more properly billed

using a paralegal rate.3 “Tasks that can be completed by a paralegal or a legal assistant

should not be billed at an attorney’s rate.” Riggins v. Sec’y of Health & Hum. Servs., No.

99-382V, 2009 WL 3319818, at *21 (Fed. Cl. Spec. Mstr. June 15, 2009). “[T]he rate at

which such work is compensated turns not on who ultimately performed the task but

instead turns on the nature of the task performed.” Doe/11 v. Sec’y of Health & Hum.

Servs., No. XX-XXXXV, 2010 WL 529425, at *9 (Fed. Cl. Spec. Mstr. Jan. 29, 2010). This

3 These entries describing the preparation of a notice of filing, the bates stamping medical records, and

filing both documents are dated as follows: 4/1/21, 5/18/21, 6/9/21, 9/10/21 (two entries); 12/1/21, 10/5/22,

8/21/23. ECF No. 48 at 19-20, 22, 26-27.

3

reduces the amount of fees to be awarded by $542.50.4

B. Billed Hours

Regarding the number of hours billed, some adjustments also are merited. First,

attorney Adam Green billed 1.0 hours on September 26, 2022, for researching and

drafting the “Legal Standard” section of the damages brief. ECF No. 48 at 25. However,

the resulting section is virtually identical to the content of previous briefs filed by

Petitioner’s counsel in other cases. Review of the damages briefing from the same

counsel from 2021 to the present, and filed in 29 other SPU SIRVA cases requiring a

substantive damages decision, reveals multiple similarities related to the “Legal Standard”

sections containing discussions of authority existing for at least ten years - with only minor

changes, or slight, non-substantive differences in how paragraphs were ordered. For

example, the briefing in this case is strikingly similar to what counsel filed in 2021 (the

year prior to the briefing in this case) in Boyd v. Sec’y of Health & Hum. Servs., No. 19-

1107V at ECF No. 29; McCabe v. Sec’y of Health & Hum. Servs., No. 19-1916V at ECF

No. 26; Hartman v. Sec’y of Health & Hum. Servs., No. 19-1106V at ECF No. 32; Niemi

v. Sec’y of Health & Hum. Servs., No. 19-1535V at ECF No. 31; Morrison-Langehough v.

Sec’y of Health & Hum. Servs., No. 19-1103V at ECF No. 42; Carlow v. Sec’y of Health

& Hum. Servs., No. 19-1449V at ECF No. 25; Buckley v. Sec’y of Health & Hum. Servs.,

No. 19-1602V at ECF No. 23; Guerrero v. Sec’y of Health & Hum. Servs., No. 20-0851V

at ECF No. 30; Clappe-Mixell v. Sec’y of Health & Hum. Servs., No. 19-1538V at ECF

No. 36; Black v. Sec’y of Health & Hum. Servs., No. 20-0777V at ECF No. 24; Miller v.

Sec’y of Health & Hum. Servs., No. 20-0604V at ECF No. 31; Klausen v. Sec’y of Health

& Hum. Servs., No. 19-1977V at ECF No. 44 (in chronological order). Attorney’s fees

which included 1.4 to 1.8 hours, respectively, for work by Mr. Green, have already been

awarded in those cases.

“If an attorney may not bill his client for this task, the attorney may also not bill the

Program for this task.” Carter v. Sec’y of Health & Hum. Servs., No. 04-1500V, 2007 WL

2241877, at *5 (Fed. Cl. Spec. Mstr. July 13, 2007). While I do not fault counsel for

recycling “boilerplate” in briefs that is relevant in different cases, it is not appropriate to

bill fully for such work either when it is not novel (or only requires minor updating).

Accordingly, I will award only .5 hours of time for this task, reducing the time billed by 0.5

hours. This results in a reduction of $212.50.5

4 This amount consists of ($375 - $145) x 1.7 hrs. + ($400 - $145) x 0.3 hrs. + ($425 - $175) x 0.3 hrs. =

$542.50.

5 This amount is calculated as follows: 0.5 hrs. x $425 = $212.50.

4

Second, I deem the total amount of time devoted to briefing entitlement and

damages to be excessive. See Petitioner’s Motion for Ruling on the Record and Brief in

Support of Damages, filed Oct. 5, 2022, ECF No. 32; Petitioner’s Reply Brief in Support

of Petitioner’s Motion for Ruling on the Record and Brief in Support of Damages, filed

Oct. 26, 2022, ECF No. 36. After accounting for the reduction already mentioned,

Petitioner’s counsel expended approximately 20.4 hours drafting the entitlement and

damages brief, 15.2 hours drafting an initial reply brief, and 17.1 hours drafting a second

reply brief, totaling 52.76 hours. ECF No. 48 at 24-28.

My above calculation does not include time spent preparing the initial demand

which would have informed this later work – 17.8 hours – and I am therefore awarding

fees associated with that task in full.7 Nor am I counting time spent communicating with

Petitioner and preparing additional supporting documentation such as affidavits or signed

declarations, which is also being awarded in full. See, e.g., ECF No. 48 at 25 (entry dated

9/25/22)).

It is unreasonable for counsel to spend so much time briefing, even the issue of

both entitlement and damages in this case, where the issues presented are not complex.

I have identified numerous cases (which may reasonably be compared to time spent in

this matter),8 in which attorneys have accomplished this task in about half the time.9 See,

e.g., Johnson v. Sec’y of Health & Hum. Servs., No. 19-1543V (Aug. 17, 2023) (17.8 and

9.7 hours billed for drafting an entitlement and damages brief and responsive entitlement

and damages brief, respectively); Piccolotti v. Sec’y of Health & Hum. Servs., No. 20-

0135V (June 8, 2023) (11.6 and 3.8 hours billed for drafting an entitlement and damages

brief and responsive entitlement and damages brief, respectively); Merson v. Sec’y of

Health & Hum. Servs., No. 18-0589V (May 18, 2023) (9.8 hours billed for drafting an

6 This total is calculated as follows: 26.2 hours billed on: 9/15/22, 9/16/22, 9/17/22, 9/18/22, 9/26/22,

9/27/22, 9/28/22, 10/21/22, 10/22/22, 10/24/22, and 10/25/22, by Adam Green at a rate of $425; 3.7 hours

billed on: 11/17/23 and 12/1/23, by David Carney at a rate of $425; 9.4 hours billed on: 9/29/22, 10/5/22,

10/19/22, 10/20/22, and 10/26/22, by David Carney at a rate of $400; and 13.4 hours billed on: 11/22/23,

11/25/23, 11/26/23, and 11/27/23, by Evan Baker at a rate of $200.

7 This time was billed by David Carney at a rate of $400 and by Evan Baker as a law student at a rate of

$157.50. See ECF No. 48 at 23.

8 Special masters may use comparisons to attorneys performing similar tasks to determine if hours are

excessive. See Saxton v. Sec’y of Health & Hum. Servs., 3 F.3d 1517, 1518-1521 (Fed. Cir. 1993).

9 These decisions can be found on the United States Court of Federal Claims website, and/or

at https://www.govinfo.gov/app/collection/uscourts/national/cofc (last visited Mar. 24, 2024).

5

entitlement and damages brief – although some time was doubtlessly saved by my March

9, 2020 factual ruling finding an appropriate pain onset); C.H. v. Sec’y of Health & Hum.

Servs., No. 20-0249V (May16, 2023) (12.9 and 6.1 hours billed for drafting an entitlement

and damages brief and responsive entitlement and damages brief, respectively).

The circumstances of this case did not warrant devoting so much time to briefing.

The primary areas of dispute involved pain onset, symptom location, and the Vaccine

Act’s severity requirement10 and the appropriate amount of compensation for Petitioner’s

past pain and suffering. See Smith v. Sec’y of Health & Hum. Servs., No. 20-0409V, 2023

WL 9288086 (Fed. Cl. Spec. Mstr. Dec. 11, 2023). Regarding damages, the parties’ views

differed by $20,000.00 to $30,000.00 - Petitioner sought $70,000.00 to $80,000.00, and

Respondent countered with $50,000.00. Id. at *11-12.

Still, I ultimately awarded an amount closer to that proposed by Petitioner

($77,000.00), differing by only $3,000.00 – supporting the need for damages briefing. Id.

And I recognize that Petitioner was forced to expend the additional time to prepare a

second reply brief (17.1 of the total 52.7 hours) due to Respondent’s failure to address

the appropriate amount of damages in his initial response. See Order, issued Oct. 20,

2023, ECF No. 41. Thus, although I still find the amount of time expended to be excessive,

I will reduce the hours billed by a lower amount than I otherwise would apply. See, e.g.,

Callejas v. Sec’y of Health & Hum. Servs., No. 20-1767V, 2023 WL 9288086 (Fed. Cl.

Spec. Mstr. Oct. 24, 2023).

Of course, having prevailed in this case, a fees award is generally appropriate.

ECF No. 44. But the Act permits only an award of a reasonable amount of attorney’s fees.

Accordingly, I will reduce the sum to be awarded for damages briefing (a total of 52.1

hours, or $19,147.50) by twenty percent. Such an across-the-board reduction (which I

am empowered to adopt)11 fairly captures the overbilling evidenced by this work, without

requiring me to act as a “green eye-shaded accountant” in identifying with specificity each

objectionable task relevant to this one sub-area of work performed on the case. This

results in a reduction of $3,829.50.12

10 Section 11(c)(1)(D) (six-month severity requirement); 42 C.F.R. C.F.R. § 100.3(c)(10)(ii) & (iii) (2017).

11 Special masters are permitted to employ percentage reductions to hours billed, provided the reduction is

sufficiently explained. See, e.g., Abbott v. Sec’y of Health & Hum. Servs., 135 Fed. Cl. 107, 111 (2017);

Raymo v. Sec’y of Health & Hum. Servs, 129 Fed. Cl. 691, 702-704 (2016); Sabella v. Sec’y of Health &

Hum. Servs., 86 Fed. Cl. 201, 214 (2009).

12 This amount is calculated as follows: (29.9 hrs. x $425 x .20) + (9.4 hrs. x $400 x .20) + (13.4 hrs. x $200

x .20) = $3,829.50.

6

ATTORNEY COSTS

Petitioner requests $2,126.91 in overall costs. ECF No. 48 at 3. She has provided

receipts for all but $5.20. Id. at 31-64. Given Petitioner’s failure to file a list of all requested

costs, I am unable to ascertain the exact nature of this cost, but will assume it is due to

due to copying and/or postage which is often reimbursed without exact documentation.

And Respondent offered no specific objection to the rates or amounts sought. I have

reviewed the requested costs and find them to be reasonable.

CONCLUSION

The Vaccine Act permits an award of reasonable attorney’s fees and costs for

successful claimants. Section 15(e). Accordingly, I hereby GRANT Petitioner’s Motion for

attorney’s fees and costs. I award a total of $47,691.91 (representing $45,565.00 for

fees and $2,126.91 in costs) as a lump sum in the form of a check jointly payable

to Petitioner and Petitioner’s counsel, David J. Carney. In the absence of a timely-

filed motion for review (see Appendix B to the Rules of the Court), the Clerk of Court shall

enter judgment in accordance with this Decision.13

IT IS SO ORDERED.

s/Brian H. Corcoran

Brian H. Corcoran

Chief Special Master

13 Pursuant to Vaccine Rule 11(a), the parties may expedite entry of judgment by filing a joint notice

renouncing their right to seek review.

7

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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