holding that dismissal based on Eleventh Amendment grounds “does not constitute a judgment on the merits”
How later courts described this case
- holding that dismissal based on Eleventh Amendment grounds “does not constitute a judgment on the merits”
- requiring a complaint to allege sufficicient factual matter which, if taken as true, would state a claim for relief
Written by the judges who cited it.
The opinion
Southern District of Texas
ENTERED
UNITED STATES DISTRICT COURT December 15, 2022
SOUTHERN DISTRICT OF TEXAS Nathan Ochsner, Clerk
CORPUS CHRISTI DIVISION
JEWELL THOMAS, §
§
Plaintiff, §
V. § CIVIL ACTION NO. 2:22-CV-00157
§
ROSALINDA TREVINO, et al., §
§
Defendants. §
ORDER ADOPTING MEMORANDUM AND RECOMMENDATION
Before the Court is Magistrate Judge Julie Hampton’s Memorandum and
Recommendation (““M&R”). (D.E. 12). The M&R recommends that:
(1) Plaintiff's 42 U.S.C. § 1983 claims for money damages against Major Rosalinda
Trevino and Deputy Warden Juan Nunez in their official capacities be dismissed
without prejudice as barred by the Eleventh Amendment;
(2) Plaintiff's due process; Americans with Disabilities Act (“ADA”) 42 U.S.C. §
12112(b)(5)(A); Rehabilitation Act (“RA”), 29 U.S.C. § 794; and TEX. REV. □□□□
STAT. Ann. art. 6166a (1976) claims against Defendants in their respective
individual and official capacities be dismissed with prejudice as frivolous and/or
for failure to state a claim for relief pursuant to 28 U.S.C. §§ 1915(e)(2)(B) and
1915A(b)(1); and
(3) the dismissal of this case count as a strike for the purposes of 28 U.S.C.§ 1915(g).
(D.E. 12, p. 1-2). Plaintiff filed a letter opposing the M&R, containing what the Court will
construe as written objections. (D.E. 15); see 28 U.S.C. § 636(b)(1)(C).
When a party objects to the findings and recommendations of a magistrate judge, the
district judge “shall make a de novo determination of those portions of the report or specified
proposed findings or recommendations to which objection is made.” 28 U.S.C.§ 636(b)(1)(C).
As to any portion for which no objection is filed, a district court reviews for clearly erroneous
factual findings and conclusions of law. United States v. Wilson, 864 F.2d 1219, 1221 (Sth Cir.
1989) (per curiam).
I. Plaintiff's Objections to the M&R
A. Plaintiff's ADA and RA Claims
Here, Plaintiff objects to the M&R’s recommendation that his ADA and RA claims
should be dismissed. See (D.E. 15, p. 1, 4-5). Plaintiff argues that the M&R is “flawed by
statute and important precedent.” Jd. at 1.
In support, Plaintiff first appears to argue that he was entitled to be placed in the LMHA
Restrictions Program, and his not being put in this program is a violation of the ADA and RA.
See id. at 2. According to Plaintiff, this program allows for prisoners with mental health □□□□□□
to be put on the mental health caseload, meaning “the inmate has to be cleared by a mental
health team member before any disciplinary action is to take place.” Jd. at 2. Plaintiff alleges
that the “mental health team failed to place the Plaintiff on the caseload thus denying tlie
Plaintiff of the benefits, services and programs by reasons of his disability.” Jd. He also argues
that, because he was excluded from the LMHA Restrictions Program, Trevino and Nunez “did
not enforce or adopt ‘policy’ that inmates with mental health disabilities should be exempt or
excluded frorn disciplinary actions based on their mental health disabilities.” Jd. at 4.
According to Plaintiff, “Defendants failed to follow their own rules[, and] this policy violation
caused the Plaintiff harm.” Jd. at 5.
Plaintiffs objection largely fails to point to any errors within the M&R; rather, Plaintiff
adds additional factual allegations for the Court to consider. See generally id. Reviewing the
M&R’s analy’sis of Plaintiff's ADA/RA claims de novo, and taking Plaintiff's objection into
consideration, the Court agrees with the M&R’s conclusion that “Plaintiff's ADA/RA claims
... constitute thinly veiled challenges to his disciplinary conviction.” (D.E. 12, p. 12); see
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Gutierrez Martinez v. Ross-Taylor, No. 02-11083, 2003 WL 21140057, at *1 (Sth Cir. Apr.
23, 2003). As such, the Court agrees that Plaintiff “cannot bring his ADA/RA claims ‘absent
a showing the [disciplinary hearing results have] been overturned or otherwise declared
invalid, which he has not done.’” (D.E. 12, p. 12) (quoting Williams v. Bergt, No. 5:18cv63,
2019 WL 7560433, at *2 (E.D. Tex. Apr. 15, 2019) (Craven, Mag. J) adopted by No. 5:18-
CV-00063, 2019 WL 5558060, at *2 (E.D. Tex. Oct. 29, 2019) (Schroeder, J.)).
Moreover, Plaintiff fails to plead sufficient facts to support his ADA/RA claims
because Plaintiff cannot show that Defendants discriminated against him because of a
disability while having actual knowledge of an ADA or RA violation.! See Ashcroft v. Iqbal,
556 U.S. 662, 678 (2009) (requiring a complaint to allege sufficicient factual matter which, if
taken as true, would state a claim for relief). Plaintiff has indicated that he was not eligible to
participate in the LMHA Restrictions Program at the time of his disciplinary hearing because
he wan not placed on the mental health caseload. (D.E. 15, p. 2). Plaintiff has not alleged that
any of the defendants in this matter had the authority to place him on the mental health
caseload. See id. at 2~3. Rather, Plaintiff specifically states that the “mental health team” failed
to place him on the mental health caseload. /d. at 2. Plaintiff seems to argue that if Trevino had
allowed a mental health team member to participate in Plaintiff's disciplinary proceedings, he
or she would have put Plaintiff on the mental health caseload, and he would not have had to
participate in disciplinary proceedings. See id. at 2-4. As such, Plaintiff's complaint against
Trevino (and thus against Nunez for not overturning Trevino’s decision), see (D.E. 12, p. 12),
appears to be that Defendants discriminated against him by not allowing a mental health team
Court assumes—for purposes of this Order only—that Plaintiff has a qualifying disability. .
member to be at his disciplinary proceeding—not that Trevino could have placed Plaintiff in
the LMHA Restrictions Program and did not do so. See (D.E. 15, p. 3-4).
However, for intentional discrimination to exist, a defendant must “at least have actual
notice of a violation.” Miraglia v. Bd. of Supervisors of the La. State Museum, 901 F.3d 565,
575 (5th Cir. 2018). Even if Trevino knew about the LMHA Restrictions Program and
Plaintiff's alleged disability, Plaintiff fails to sufficiently allege that Trevino was on notice that
she was violating the ADA/RA by not bringing in a mental health team member to the
disciplinary proceeding to explain the program. See (D.E. 15). Plaintiff has alleged conclusory
and insufficient facts to indicate that Defendants discriminated against him because of his
alleged disability (his mental health issues) and with knowledge of an ADA or RA violation.
See id.; Iqbal, 556 U.S. at 678; 42 U.S.C. § 12132; 29 U.S.C. § 794(a).
Moreover, to the extent that Plaintiff claims he was denied “reasonable
accommodations” by Trevino’s failure to allow a mental health team member to explain the
LMHA Restrictions Program, see (D.E. 15, p. 3), his claim fails to allege sufficient facts that
would raise his “right to relief above the speculative level,” see Bell Atl. Corp. v. Twombly,
550 U.S. 544, 555 (2007). To succeed on a reasonable accommodation claim, “Plaintiff must
show he was treated differently because of his qualified disability.” Thomas v. Carter, No.
2:22-CV-00133, 2022 WL 16587238, at *8 (S.D. Tex. Oct. 4, 2022) (Neurock, Mag. J.)
adopted by No. 2:22-CV-00133, 2022 WL 16577873, at *1 (S.D. Tex. Oct. 31, 2022) (Morales,
J.). Plaintiff fails to sufficiently allege facts that would indicate whether or how he was treated
differently than other prisoners because of his disability. Moreover, to succeed on his
reasonable accommodation claim, Plaintiff must have requested an accommodation in direct
and specific terms. See Windham v. Harris Cnty., Tex., 875 F.3d 229, 237 (Sth Cir. 2017).
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Plaintiff provides no factual allegations indicating that he did so. Rather, Plaintiff alleges
merely that Trevino “denied [his] mental health records during [his] disciplinary hearing[.]”
(D.E. 9, p. 1). Thus, having conducted a de novo review of this portion of the M&R, the Court
OVERRULES Plaintiff's objection regarding his ADA and RA claims. (D.E. 15).
B. Plaintiff's Due Process Claims
Plaintiff also asks that all his due process claims be dismissed without prejudice, (D.E.
15, p. 5), rather than with prejudice as the M&R recommends, (D.E. 12, p. 1-2). Plaintiff is
bringing due process claims against Trevino and Nunez in their official and individual
capacities, presumably under 42 U.S.C. § 1983. The M&R recommends that Plaintiff's due
process claims against Trevino and Nunez in their official capacity be dismissed without
prejudice as barred by the Eleventh Amendment. (D.E. 12, p. 1, 7). However, the M&R also
recommends that Plaintiffs due process claims against Trevino and Nunez in their individual
capacities be dismissed with prejudice as frivolous and/or for failure to state a claim for relief.
Id. at 8-9, 14 (citing Heck v. Humphrey, 512 U.S. 477, 486-87 (1994)). Plaintiff requests that
his due process claims be dismissed without prejudice “pending Plaintiff's submission of his
Habeas Corpus 2254 application for disciplinary charges so that the Plaintiff can demonstrate
that he has achieved the requisite relief.” (D.E. 15, p. 5).
Upon review, the Court agrees that Plaintiff's due process claims against Trevino and
Nunez in their official capacities should be dismissed without prejudice as the dismissal is
based on Eleventh Amendment immunity, rather than an adjudication on the merits. See (D.E.
12, p. 1, 7); Darlak v. Bobear, 814 F.2d 1055, 1064 (Sth Cir. 1987) (holding that dismissal
based on Eleventh Amendment grounds “does not constitute a judgment on the merits”). As to
Plaintiff's § 1983 claims against Trevino and Nunez in their individual capacities, the Court
again agrees with the M&R that Plaintiff's claims should be dismissed with prejudice as the
claims are frivolous and fail to state a claim for relief considering the Heck doctrine. See (D.E.
12, p. 8-9) (referencing Heck, 512 U.S. 477). If a court is dismissing actions that are not
cognizable § 1983 claims under Heck with prejudice, the Fifth Circuit has noted that the
following dismissal language is preferable: “Plaintiffs claims are dismissed with prejudice to
their being asserted again until the Heck conditions are met.” Johnson v. McElveen, 101 F.3d
423, 424 (1996); see also Clifford v. Doe, 303 F. App’x 174, 176 (Sth Cir. 2008) (per curiam)
(finding that “the district court did not err when it dismissed [defendant’s] due process claim
arising from the disciplinary proceeding in which he lost good time credit with prejudice until
the Heck conditions were met”). As such, the Court will dismiss Defendant’s due process
claims against Trevino and Nunez in their individual capacities with prejudice to their being
asserted again until the Heck conditions are met. See Johnson, 101 F.3d at 424.
II. Conclusion
Having reviewed the proposed findings and conclusions of the M&R, the record, the
applicable law, and having made a de novo review of the portions of the M&R to which
Plaintiff's objections are directed, 28 U.S.C. § 636(b)(1)(C), the Court OVERRULES
Plaintiff's objections, (D.E. 15), and ADOPTS the M&R as modified, (D.E. 12). Accordingly:
(1) Plaintiffs § 1983 due process claims for money damages against Major Rosalinda
Trevino and Deputy Warden Juan Nunez in their official capacities are
DISMISSED without prejudice as barred by the Eleventh Amendment. (D.E. 1).
(2) Plaintiff's § 1983 due process claims against Trevino and Nunez in their individual
capacities are DISMISSED with prejudice to their being asserted again until the
Heck conditions are met. (D.E. 1).
(3) Plaintiffs ADA, RA, and TEX. REv. Civ. STAT. Ann. art. 6166a claims against
Defendants are DISMISSED with prejudice as frivolous and/or for failure to state
a claim for relief pursuant to 28 U.S.C. §§ 1915(e)(2)(B) and 1915A(b)(1). (D.E. 9-
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1; D.E. 10, p. 16~17).
(4) The Court ORDERS that the dismissal of this case count as a strike for the purposes
of 28 U.S.C. § 1915(g). The Clerk of Court is INSTRUCTED to send notice of this
dismissal to the Manager of the Three Strikes List for the Southern District of Texas
at Three_Strikes@txs.uscourts.gov.
SO ORDERED.
C MORALES
UNITED STATES DISTRICT JUDGE
Dated: Corpus Christi, Texas
December 72022
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