“The doctrine of qualified immunity protects government officials from civil damages liability when their actions could reasonably have been believed to be legal.”
How later courts described this case
- “The doctrine of qualified immunity protects government officials from civil damages liability when their actions could reasonably have been believed to be legal.”
- recognizing that the Eleventh Amendment bars claims for retrospective monetary damages as such claims “seek to impose a liability which must be paid from public fund in the state treasury.”
- “Process is not an end in itself. . . . The State may choose to require procedures for reasons other than protection against deprivation of ORDER – PAGE 24 substantive rights, of course, but in making that choice the State does not create an independent substantive right.”
- “This jurisdictional bar [of private suits against a State] applies regardless of the nature of the relief sought.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF TEXAS
DALLAS DIVISION
HANNAH HODGES, §
§
Plaintiff, §
§
v. § Civil Action No. 3:22-CV-2583-K
§
UNIVERSITY OF TEXAS §
SOUTHWESTERN MEDICAL §
SCHOOL, ANGELA MIHALIC, §
ROBERT REGE, ADITEE §
AMBARDEKAR, ERIN SINE, JESSICA §
SPANIOL, and DANIEL PODOLSKY, §
§
Defendants. §
MEMORANDUM OPINION AND ORDER
Before the Court is the Rule 12(b)(1) and 12(b)(6) Motion to Dismiss (the
“Motion”) (Doc. No. 12) filed by Defendants The University of Texas Southwestern
Medical School (“UTSW”), Angela Mihalic, Robert Rege, Aditee Ambardekar, Erin
Sine, Jessica Spaniol, and Daniel Podolsky (together in their individual capacities, the
“Individual Defendants”) (together in their official capacities, the “Official
Defendants”) (together with UTSW, the “Defendants”). Plaintiff Hannah Hodges
filed her Response (Doc. No. 14) and Defendants filed their Reply in Support (Doc.
No. 16). The Court has carefully considered the Motion, the Response, the Reply, the
applicable law, and the relevant portions of the record. The Court GRANTS in part
ORDER – PAGE 1
and DENIES in part the Motion to Dismiss. Plaintiff’s § 1983 claim for due process
violation is: dismissed without prejudice against UTSW as barred by Eleventh
Amendment immunity, dismissed with prejudice against the Individual Defendants
because qualified immunity applies, and dismissed without prejudice against the
Official Defendants for failure to state a due process claim. Plaintiff’s claims for
violation of Title II of the Americans with Disabilities Act and for violation of Section
504 of the Rehabilitation Act are: dismissed with prejudice against the Individual
Defendants as a matter of law, and dismissed without prejudice against UTSW and
the Official Defendants for failure to state a claim. Plaintiff’s state tort claims for
intentional infliction of emotional distress and negligent infliction of emotional distress
are: dismissed with prejudice against the Individual Defendants based on Plaintiff’s
concession, and dismissed with prejudice against UTSW and the Official Defendants
as Plaintiff abandoned these claims. The Court DENIES the Motion to Dismiss
Plaintiff’s claims against Defendants Erin Sine and Jessica Spaniol on the affirmative
defense of attorney immunity. The Court GRANTS Plaintiff leave to amend her
Complaint consistent with this Memorandum Opinion and Order and only if she has
a good faith basis to do so.
ORDER – PAGE 2
I. Factual and Procedural Background
The facts recited herein are those facts alleged in Plaintiff’s Complaint (Doc. No.
1) which are relevant to deciding this Motion to Dismiss. Plaintiff Hannah Hodges
(“Plaintiff”) has been diagnosed with Attention-Deficit/Hyperactivity Disorder
(“ADHD”) which affects her ability to stay focused and to “attend to schoolwork.” Id.
at ¶ 15. A symptom of Plaintiff’s ADHD is her hands start “mindlessly moving”. Id.
at ¶ 20; see also id. at ¶ 36. In the fall of 2021, Plaintiff was a first-year medical student
at Defendant The University of Texas Southwestern Medical School (“UTSW”). Doc.
No. 1 at ¶ 14. Plaintiff attended an anatomy lab on October 25, 2021, and, while
watching a classmate cut on a cadaver, Plaintiff cut an “H” and a partial “A” “into a
piece of fat of the cadaver.” Id. at ¶¶ 18, 20, 22. Plaintiff was unaware of her actions
at the time she was making those cuts and did not recall doing so later, therefore she
did not “self-report”. Id. at ¶¶ 23-25; see also id. at ¶ 27. When this incident happened,
Plaintiff’s ADHD was not fully controlled “due to her medication causing side effects,
particularly gastrointestinal distress.” Id. at ¶ 21.
On November 1, 2021, Dr. Alisa Winkler and Dr. Janine Prange-Kiel, both non-
parties, sent an e-mail to the anatomy lab students about this incident. Id. at ¶ 26.
Realizing for “the first time . . . what she had done”, Plaintiff immediately responded
and accepted responsibility. Id. at ¶ 27. Plaintiff met with Defendant Angela Mihalic
ORDER – PAGE 3
(“Mihalic”) on November 2, 2021. Id. at ¶ 28. (No where in the Complaint does
Plaintiff allege whether the individual Defendants are physicians or even what their
respective positions are with UTSW.) After the meeting, “the Deans [sic] office”
submitted an emergency meeting request for Plaintiff to see a psychiatrist “with the
student mental health office of [UTSW] Student Wellness and Counseling.” Id. at ¶¶
30-31. Plaintiff also emailed the professors involved and apologized. Id. at ¶ 32.
Later that same day, November 2, 2021, Defendant Mihalic informed Plaintiff
that she was charged with “violating EDU-151 Student Conduct and Discipline, as well
as the Human Structure Course Policies and Laboratory Rules and Procedures.” Id. at
¶ 33. In light of the accusations, Plaintiff was connected with non-party Dr. Blake
Barker, “another dean,” who was “to function as a third party”. Id. at ¶ 34. Plaintiff
met a second time with Defendant Mihalic who said that the disciplinary action being
taken “and [proposed] sanctions were based on the fact that her instructors have not
had a similar incident at [UTSW] yet.” Id. at ¶ 35.
On November 3, 2021, Plaintiff had an appointment with non-party Dr.
Timothy Wolff, a UTSW psychiatrist, who “stated that mindless hand-movements are
consistent with” untreated ADHD, like Plaintiff’s. Id. at ¶ 37. Over the next few days,
Plaintiff emailed her professors and Defendant Mihalic again expressing “her remorse”
and explaining how ADHD “had negatively impacted her during the incident.” Id. at
ORDER – PAGE 4
¶¶ 37-38. Plaintiff’s lab partners contacted Defendant Mihalic to say thee believed
Plaintiff did not act intentionally and, based on their knowledge, Plaintiff had not
previously treated a cadaver in a disrespectful manner. Id. at ¶ 39; see also id. at ¶ 19.
On November 8, 2021, Defendant Mihalic submitted a Notice of Disciplinary
Action which proposed Plaintiff’s expulsion from UTSW. Id. at ¶ 40. A student
disciplinary hearing was held on December 6, 2021, to address the charges against
Plaintiff. Id. at ¶ 42. Defendants Robert Rege, Aditee Ambardekar, Erin Sine, and
Jessica Spaniol comprised the hearing panel. Id. at ¶ 43. On December 17, 2021, the
hearing panel notified Plaintiff of their finding that she violated EDU-151 and that her
penalty was expulsion. Id. at ¶ 45. The decision letter did not mention Plaintiff’s
ADHD. Id. at ¶ 45. Plaintiff appealed this decision to Defendant Daniel Podolsky on
December 31, 2021, and her appeal was denied and her expulsion upheld on January
20, 2022. Id. at ¶¶ 46-47.
Plaintiff filed this suit against UTSW as well as Angela Mihalic, Robert Rege,
Aditee Ambardekar, Erin Sine, Jessica Spaniol, and Daniel Podolsky, in their individual
capacities (together, the “Individual Defendants”) and in their official capacities,
(together, the “Official Defendants”). Plaintiff asserts the following claims against
UTSW, the Official Defendants, and the Individual Defendants: (1) § 1983 claim for
violating Plaintiff’s right to due process pursuant to the Fourteenth Amendment; (2)
ORDER – PAGE 5
violation of Title II of the American with Disabilities Act (the “ADA”); (3) violation of
Section 504 of the Rehabilitation Act of 1973 (the “Rehabilitation Act”); (4)
intentional infliction of emotional distress; and (5) negligent infliction of emotional
distress.
II. Legal Standards and Applicable Law
A. Federal Rule of Civil Procedure 12(b)(1)
“A case is properly dismissed for lack of subject matter jurisdiction when the
court lacks the statutory or constitutional power to adjudicate the case.” Smith v. Reg’l
Transit Auth., 756 F.3d 340, 347 (5th Cir. 2014) (quoting Krim v. pcOrder.com, Inc., 402
F.3d 489, 494 (5th Cir. 2005)). With limited exceptions, the Eleventh Amendment
proscribes private suits brought in federal court against a State, including its agencies
or departments. See Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 100
(1984). Immunity under the Eleventh Amendment deprives the court of subject matter
jurisdiction and this may be challenged in a motion under Rule 12(b)(1) of the Federal
Rules of Civil Procedure. See, e.g., Ross v. Tex. Educ. Agency, 409 F. App’x 765, 768 (5th
Cir. 2011) (per curiam); cf. Pennhurst, 465 U.S. at 98 (“[T]he principle of sovereign
immunity is a constitutional limitation on the federal judicial power established in Art.
III[.]”). The court may dismiss for lack of subject matter jurisdiction on any one of the
following: (1) the complaint alone; (2) the complaint supplemented by undisputed
ORDER – PAGE 6
facts evidenced in the record; or (3) the complaint supplemented by undisputed facts
plus the court’s resolution of disputed facts. Williamson v. Tucker, 645 F.2d 404, 413
(5th Cir. 1981); accord Ramming v. United States, 281 F.3d 158, 161 (5th Cir. 2001).
A Rule 12(b)(1) motion that challenges the court’s subject matter jurisdiction
solely on the face of the complaint is a facial attack. See Williamson, 645 F.2d at 412.
“A ‘facial attack’ on the complaint requires the court merely to look and see if plaintiff
has sufficiently alleged a basis of subject matter jurisdiction, and the allegations in his
complaint are taken as true for the purposes of the motion.” Menchaca v. Chrysler Credit
Corp., 613 F.2d 507, 511 (5th Cir.), cert. denied, 449 U.S. 953 (1980); see Williamson,
645 F.2d at 412 (when Rule 12(b)(1) motion is facial attack, “the plaintiff is left with
safeguards similar to those retained” on a Rule 12(b)(6)). Thus, if the plaintiff has
sufficiently alleged jurisdiction, the court must deny the Rule 12(b)(1) motion. See
Patterson v. Rawlings, 287 F. Supp. 3d 632, 637 (N.D. Tex. 2018) (Fitzwater, J.).
B. Rule 12(b)(6)
In considering a Rule 12(b)(6) motion, the court must determine whether the
plaintiff has sufficiently stated a claim upon which relief may be granted. FED. R. CIV.
P. 12(b)(6). A well-pleaded complaint must allege facts upon which the claims are
based, not simply recite in a conclusory fashion the elements of a cause of action. Bell
Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). The court “accept[s] all well-pleaded
ORDER – PAGE 7
facts as true and draw[s] all reasonable inferences in favor of the nonmoving party.”
Morgan v. Swanson, 659 F.3d 359, 370 (5th Cir. 2011) (en banc). The court does not
accept as true “a number of categories of statements, including legal conclusions; mere
‘labels’; ‘threadbare recitals of the elements of a cause of action’; ‘conclusory
statements’; and ‘naked assertions devoid of further factual enhancement.’” Id.
(cleaned up) (quoting Aschcroft v. Iqbal, 556 U.S. 662, 677-78 (2009)). The claim must
be pled with “facial plausibility” meaning the “factual content . . . allows the court to
draw the reasonable inference that the defendant is liable for the misconduct alleged.”
Iqbal, 556 U.S. at 678; see Twombly, 550 U.S. at 570 (the alleged facts must be facially
plausible such that they nudge the plaintiff’s claims “across the line from conceivable
to plausible.”). “Of course, a well-pleaded complaint may proceed even if it strikes a
savvy judge that actual proof of those facts is improbable.” Kelson v. Clark, 1 F.4th 411,
416 (5th Cir. 2021).
C. Section 1983
“Section 1983 ‘is not itself a source of substantive rights,’ but merely provides
‘a method for vindicating federal rights elsewhere conferred.’” Albright v. Oliver, 510
U.S. 266, 271 (1994) (quoting Baker v. McCollan, 443 U.S. 137, 144 n. 3 (1979)). “A
plaintiff makes out a § 1983 claim if he ‘shows a violation of the Constitution or of
federal law, and then shows that the violation was committed by someone acting under
ORDER – PAGE 8
color of state law.’” Rich v. Palko, 920 F.3d 288, 293-94 (5th Cir. 2019) (cleaned up)
(quoting Brown v. Miller, 519 F.3d 231, 236 (5th Cir. 2008)).
A public official can invoke the defense of qualified immunity to avoid liability
when sued in his individual capacity for the performance of his duties. See Rich, 920
F.3d at 294. Qualified immunity shields a public official but only “‘insofar as their
conduct does not violate clearly established statutory or constitutional rights of which
a reasonable person would have known.’” Roque v. Harvel, 995 F.3d 325, 331 (5th Cir.
2021) (quoting Joseph v. Bartlett, 981 F.3d 319, 328 (5th Cir. 2020)); see also Morgan,
659 F.3d at 370 (“The doctrine of qualified immunity protects government officials
from civil damages liability when their actions could reasonably have been believed to
be legal.”). Qualified immunity “protects ‘all but the plainly incompetent or those who
knowingly violate the law,’ so [courts] do not deny immunity unless ‘existing precedent
must have placed the statutory or constitutional question beyond debate.’” Morgan, 659
F.3d at 371 (quoting Malley v. Briggs, 475 U.S. 335, 341 (1986) and Aschcroft v. al-Kidd,
--- U.S. ----, 131 S. Ct. 2074, 2083 (2011)).
At the motion to dismiss stage, the defendant is entitled to qualified immunity
unless the plaintiff meets her burden “to demonstrate the inapplicability of the
defense.” Kelson, 1 F.4th at 416. To do so, the plaintiff must allege facts sufficient to
plausibly show that (1) the defendant violated a constitutional right of the plaintiff
ORDER – PAGE 9
and (2) the constitutional right was clearly established at the time of the alleged
violation. Morgan, 659 F.3d at 371 (citing al-Kidd, 563 U.S. at 735).
The court may use its discretion in determining which of the two steps to address
first based on the circumstances in the particular case before it. al-Kidd, 563 U.S. at
735; accord Morgan, 659 F.3d at 371. The Fifth Circuit has “repeatedly emphasized
that there is value in addressing both questions ‘to develop robust case law on the scope
of constitutional rights.’” Roque, 995 F.3d at 332 (quoting Joseph, 981 F.3d at 331
n.40). However, the Fifth Circuit has also affirmed that “a court may rest its analysis
on either prong.” Dyer v. Houston, 964 F.3d 374, 380 (5th Cir. 2020).
III. Analysis
In their Motion, Defendants move the Court to dismiss all of Plaintiff’s claims
either for lack of subject matter jurisdiction under Rule 12(b)(1) and for failure to state
a claim under Rule 12(b)(6).
A. Section 1983 Claim for Due Process Violation
Plaintiff alleges she was deprived of her constitutionally protected liberty and
property interests in her “good name and reputation” and in her education at UTSW
because Defendants violated her due process rights in the disciplinary proceedings and
in expelling her from UTSW. See Doc. No. 1 at ¶¶ 53-70. UTSW and the Official
Defendants move for dismissal of this claim (on the Complaint alone) because it is
ORDER – PAGE 10
barred by sovereign immunity and also, as to the Official Defendants, dismissal for
failure to state a claim. Doc. No. 12 at 8-13. The Individual Defendants assert
qualified immunity and argue this claim is barred on that basis. Id. at 13-16. Plaintiff
responds that this claim is not barred by either sovereign immunity or qualified
immunity and that she has sufficiently pled this claim.
1. UTSW
The Eleventh Amendment bars private suits in federal court against states,
including state agencies, unless the state has waived, or Congress has abrogated, the
state's sovereign immunity. Pennhurst, 465 U.S. at 98-100. The Supreme Court “‘has
consistently held that an unconsenting State is immune from suits brought in federal
courts by her own citizens . . . . Absent waiver, neither a State nor agencies acting under
its control may ‘be subject to suit in federal court.’” P.R. Aqueduct & Sewer Auth. v.
Metcalf & Eddy, Inc., 506 U.S. 139, 144 (1993) (quoting Edelman v. Jordan, 415 U.S.
651, 662-63 (1974) and Welch v. Tex. Dep’t of Highways & Public Transp., 483 U.S. 468,
480 (1987)); accord Corn v. Miss. Dept. of Public Safety, 954 F.3d 268, 274 (5th Cir.
2020); see also Sherwinski v. Peterson, 98 F.3d 849, 852 (5th Cir. 1996) (holding that the
Texas Tort Claims Act waived sovereign immunity “in state court only.”).
The Fifth Circuit previously held that UTSW is an arm of the State of Texas
and, therefore, entitled to Eleventh Amendment immunity. Daniel v. Univ. Of Tex. Sw.
ORDER – PAGE 11
Med. Ctr., 960 F.3d 253, 257 (5th Cir. 2020) (employing the six Clark factors in
determining that UTSW “is entitled to arm-of-the-state status”) (citing Clark v. Tarrant
Cty., Tex., 798 F.2d 736 (5th Cir. 1986)). Plaintiff acknowledges as much in her
Response. Doc. No. 14 at 7. Accordingly, taking the well-pled allegations as true,
Plaintiff’s § 1983 claim against UTSW is barred by Eleventh Amendment immunity.
See Moore, 743 F.3d at 963 (“Federal courts are without jurisdiction over suits against
a state, state agency, or a state official in his official capacity unless that state has
waived its sovereign immunity or Congress has abrogated it.”); cf. Will, 491 U.S. at 67
(Congress did not abrogate state sovereign immunity in enacting § 1983); Tex. Nat’l
Res. Conservation Comm’n v. IT-Davy, 74 S.W.3d 849, 857 (Tex. 2002) (only the Texas
Legislature can waive sovereign immunity).
Plaintiff argues, however, that the Ex parte Young exception applies to her § 1983
claim, so it is not barred. The Supreme Court acknowledged in Ex parte Young that “a
suit challenging the constitutionality of a state official’s action is not one against the
State.” Pennhurst, 465 U.S. at 102 (citing Ex parte Young, 209 U.S. 123 (1908)).
Plaintiff’s reliance on the limited Ex parte Young exception is misplaced though since it
applies only to claims brought against state officials and only for prospective injunctive
relief. See Will v. Mich. Dep’t of State Police, 491 U.S. 58, 71 n.10 (1989); cf. Moore v.
La. Bd. of Elementary & Secondary Educ., 743 F.3d 959, 963 (5th Cir. 2014) (federal
ORDER – PAGE 12
courts may enjoin a state official sued in their official capacity, but not state agencies,
“from taking future actions in furtherance of a state law that offends federal law or the
federal Constitution.”). “The [Ex parte] Young exception has no application in suits
against the States and their agencies, which are barred regardless of the relief sought.”
Moore, 743 F.3d at 963 (internal quotations omitted) (quoting P.R. Aqueduct, 506 U.S.
at 146); see Pennhurst, 465 U.S. at 102 (“This jurisdictional bar [of private suits against
a State] applies regardless of the nature of the relief sought.”). Accordingly, this
exception to Eleventh Amendment immunity does not apply and this claim is barred.
Plaintiff’s § 1983 claim against UTSW is dismissed without prejudice for lack
of subject matter jurisdiction under Rule 12(b)(1). See Shah v. Univ. of Tex. Sw. Med.
Sch., 54 F. Supp. 3d 681, 688 n.4 (N.D. Tex. 2014) (Fitzwater, C.J.) (“Shah I”) (“When
Eleventh Amendment immunity applies, it deprives the court of subject matter
jurisdiction.”).
2. The Official Defendants
The Official Defendants move to dismiss Plaintiff’s § 1983 claim against them
as barred by sovereign immunity and for failure to state a claim for due process
violation. Doc. No. 12 at 9-13. As for the sovereign immunity argument, Plaintiff
responds that the claim is not barred since the Ex parte Young exception applies. Doc.
No. 14 at 7-8. Although not addressed specifically to the Official Defendants’
ORDER – PAGE 13
argument that she fails to state a due process claim, Plaintiff does argue that she
plausibly states her due process claim in her response to the Individual Defendants’
assertion of qualified immunity. Doc. No. 14 at 8-15.
“A suit against a state official in his or her official capacity is not a suit against
the official but rather a suit against the official’s office. As such, it is no different from
a suit against the State itself.” Will v. Mich. Dep’t of State Police, 491 U.S. 58, 71 (1989).
For the same reasons UTSW enjoys immunity under the Eleventh Amendment, the
Official Defendants are likewise entitled to Eleventh Amendment immunity. See Will,
491 U.S. at 71. Plaintiff does argue that Ex parte Young applies so her § 1983 claim is
not barred. A plaintiff suing a state official in their official capacity for injunctive relief
is “a person under § 1983 because ‘official-capacity actions for prospective relief are
not treated as actions against the State,’” Will, 109 U.S. at 71 n. 10 (quoting Kentucky
v. Graham, 473 U.S. 159, 167 n. 14 (1985)); see also Pennhurst, 465 U.S. at 102 (“[A]
suit challenging the constitutionality of a state official’s action is not one against the
State.”). Therefore, “[s]uits by private citizens against state officers in their official
capacities are not . . . categorically barred.” NiGen Biotech, L.L.C. v. Paxton, 804 F.3d
389, 394 (5th Cir. 2015) (cleaned up) (quoting Fontenot, 777 F.3d at 752). “The theory
of the [Ex parte Young] case was than an unconstitutional enactment is ‘void’ and
therefore does not ‘impart to the officer any immunity from responsibility to the
ORDER – PAGE 14
supreme authority of the United States.’” Pennhurst, 465 U.S. at 102 (cleaned up)
(quoting Ex parte Young, 209 U.S. at 160).
“In determining whether the doctrine of Ex parte Young avoids an Eleventh
Amendment bar to suit, a court need only conduct a ‘straightforward inquiry into
whether the complaint alleges an ongoing violation of federal law and seeks relief
properly characterized as prospective.” Fontenot, 777 F.3d at 752 (cleaned up) (quoting
Verizon Md. Inc. v. Pub. Serv. Comm’n of Md., 535 U.S. 635, 645 (2002)). The Official
Defendants do not dispute that Plaintiff requests prospective injunctive relief, but
assert that Plaintiff’s allegations do not show an “ongoing violation of federal law”.
Doc. No. 12 at 10. The Official Defendants’ argument is two-fold: first, there is no
authority which holds that Plaintiff has a liberty or property interest in attending
medical school at UTSW or in her reputation; and second, even if she does have such
an interest, none of the Official Defendants deprived her of that interest. Id. at 11-12.
The Official Defendants contend the Eleventh Amendment bars Plaintiff’s § 1983
claim as asserted against them. Id. at 10-13; Doc. No. 16 at 2-5. Plaintiff argues this
claim is not barred because her request to be reinstated into UTSW’s medical program
as a medical student is prospective injunctive relief which is “acceptable . . . for Ex parte
Young purposes.” Doc. No. 14 at 8. This is the extent of Plaintiff’s responsive
argument. In their Reply, Defendants reassert their argument that Plaintiff’s
ORDER – PAGE 15
allegations fail to satisfy the “ongoing violation” requirement of Ex parte Young. Doc.
No. 16 at 2.
Having made a “straightforward inquiry” of the allegations in Plaintiff’s
Complaint, the Court concludes the Ex parte Young exception applies. First, Plaintiff
seeks prospective relief in the form of an injunction that “order[s] all records related to
her expulsion [] be expunged and reinstat[e] Plaintiff as a full-time student at UT
Southwestern.” Doc. No. 1 at 13; see Shah v. Univ. of Tex. Sw. Med. Sch., 129 F. Supp.
3d 480, 495 (N.D. Tex. 2015)(Fitzwater, C.J.) (“Shah II”) (injunctive relief plaintiff
sought was “clearly prospective” for he sought to require defendants to remove the
“unconstitutional dismissal” from his record and to prevent defendants from
“disseminating information regarding his dismissal to other universities.”), aff’d, 668 F.
App’x 88 (5th Cir. 2016) (adopting and incorporating district court’s opinion in toto
because “the analysis, reasoning, and conclusions” are “comprehensive and correct”
rendering a separate opinion unnecessary); Gilani v. Univ. of Tex. Sw. Med. Ctr., Civ.
Action No. 3:21-CV-1461-N, 2023 WL 2518811, at * 3 (N.D. Tex. Mar. 13,
2023)(Godbey, C.J.) (plaintiff’s requested relief was prospective to the extent he sought
an injunction requiring defendants to correct his transcript “to reflect passing grades
and no disciplinary actions” and “to release his transcript and other relevant academic
ORDER – PAGE 16
records.”). Moreover, Defendants do not dispute that Plaintiff seeks prospective
injunctive relief.
The Court turns now to the “ongoing violation of federal law” requirement. On
multiple occasions, the Supreme Court and the Fifth Circuit have assumed without
deciding that a student has a protected interest in higher education at a public
university. See Regents of Univ. of Mich. v. Ewing, 474 U.S. 214, 222-23 (1985); Bd. of
Curators of Univ. of Mo. v. Horowitz, 435 U.S. 78, 98 (1978); Shaboon v. Duncan, 252
F.3d 722, 730 (5th Cir. 2001); Davis v. Mann, 882 F. 2d 967, 973 (5th Cir. 1989).
Earlier this year, another court in this District reaffirmed a previous holding “that
interference with a constitutionally protected liberty or property interest, such as
attending medical school, constitutes an ongoing violation under Ex parte Young.”
Gilani, 2023 WL 2518811, at * 3 (citing Shah II, 129 F. Supp. 3d at 496). Plaintiff
alleges her expulsion from UTSW “will be communicated to [her] future academic
programs and employers” and will “forever” remain on her academic record, thereby
harming her reputation. Doc. No. 1 at ¶¶ 59, 67. In Shah (I and II), a medical student
with ADHD was dismissed from medical school for “professionalism” violations and
he sued numerous defendants asserting several claims related to his dismissal and he
sought injunctive relief. Shah I, 54 F. Supp. 3d at 687-88; Shah II, 129 F. Supp. 3d at
486-88. The court concluded that the plaintiff alleged a continuing deprivation of “his
ORDER – PAGE 17
property and liberty interests in his professional reputation” because of the threat that
defendants would inform other medical schools or “third parties” of the plaintiff’s
negative evaluation forms and his dismissal from the medical school. Shah II, 129 F.
Supp. 3d at 496.
Here, the Court may reasonably infer from Plaintiff’s factual allegations in the
Complaint that there is an “ongoing violation”. See also Gilani, 2023 WL 2518811, at
* 3 (plaintiff’s allegations that his former medical school would send “deficient
transcript” including failing grades and disciplinary notes to another medical school
allowed the court to reasonably infer an “ongoing violation”). Plaintiff faces the threat
that the Official Defendants will send another school or potential employer Plaintiff’s
UTSW records, which include her expulsion, and this might prevent Plaintiff from
being accepted into another academic program at a public university or from being
offered employment, which would further deprive her of a protected property interest.
See Shah II, 129 F. Supp. 3d at 495-96 (assuming without deciding student has some
protected interest in higher education at a public university); Gilani, 2023 WL
2518811, at * 3.
The Court notes that Plaintiff specifically seeks an award of monetary damages,
costs, and attorneys’ fees related to her § 1983 claim. Doc. No. 1 at 13. This relief is
barred by the Eleventh Amendment and the Ex parte Young exception does not save it.
ORDER – PAGE 18
See Pennhurst, 465 U.S. at 102-03 (“[T]he federal court may award an injunction that
governs the official’s future conduct, but not one that awards retroactive monetary
relief.”); NiGen Biotech, 804 F.3d at 394 (recognizing that the Eleventh Amendment
bars claims for retrospective monetary damages as such claims “seek to impose a
liability which must be paid from public fund in the state treasury.”) (internal
quotations omitted). Accordingly, Plaintiff’s § 1983 claim seeking retrospective
monetary relief against the Official Defendants is barred by Eleventh Amendment
immunity and dismissed without prejudice.
Although the Ex parte Young exception saves Plaintiff’s § 1983 claim against the
Official Defendants for prospective injunctive relief, the Court concludes for the
detailed reasons set forth below in Section III.A.3 that Plaintiff fails to plausibly plead
a due process claim against the Official Defendants. Therefore, Plaintiff’s § 1983
claims against the Official Defendants for prospective injunctive relief is dismissed
under Rule 12(b)(6).
3. Individual Defendants
Plaintiff alleges the Individual Defendants’ conduct related to her expulsion
violated her due process rights as guaranteed under the Fourteenth Amendment, which
prohibits states from depriving “any person of life, liberty, or property, without due
process of law[.]” U.S. CONST. amend. XIV. To state a § 1983 claim, the plaintiff
ORDER – PAGE 19
must “‘show[] a violation of the Constitution or of federal law, and then show[] that
the violation was committed by someone acting under color of state law.’” Rich, 920
F.3d at 293-94 (cleaned up) (quoting Brown, 519 F.3d at 236).
The Individual Defendants move to dismiss Plaintiff’s § 1983 claim against them
on the basis of qualified immunity. At the motion to dismiss stage, the plaintiff bears
the burden “to demonstrate the inapplicability of the [qualified immunity] defense.”
Kelson, 1 F.4th at 416. The plaintiff must allege facts which plausibly show that (1)
the defendant violated a constitutional right of the plaintiff and (2) the constitutional
right was clearly established at the time of the alleged violation. Morgan, 659 F.3d at
371 (citing al-Kidd, 563 U.S. at 735).
The Court first determines whether Plaintiff alleges facts which permit the Court
to reasonably infer that the Individual Defendants’ conduct violated her Fourteenth
Amendment right to due process.
Although it is not clear from her Complaint, Plaintiff’s argument in her Response
addresses both substantive due process and procedural due process. Doc. No. 14 at 9,
13. Plaintiff alleges she has a liberty and property interest in her continued education
at UTSW and also in her “good name and reputation”. Id. at ¶¶ 55, 58-59, 67-68.
These constitutionally protected interests, according to Plaintiff, were “directly
ORDER – PAGE 20
threatened” and affected by the disciplinary process and hearing, and her expulsion.
Id. at ¶¶ 60-68, 70.
a. Procedural Due Process
“Procedural due process imposes constraints on governmental decisions which
deprive individuals of ‘liberty’ or ‘property’ interests within the meaning of the Due
Process Clause of the . . . Fourteenth Amendment.” Shah I, 54 F. Supp. 3d at 691. To
state a claim for due process violation under the Fourteenth Amendment, the plaintiff
must show “(1) [s]he was deprived of a life, liberty, or property interest (2) without
the process that was due.” Aragona v. Berry, Civ. Action No. 3:10-CV-1610-G, 2012
WL 467069, at *5 (N.D. Tex. Feb. 14, 2012)(Fish, S.J.) (quoting Saucedo-Falls v.
Kunkle, 299 F. App’x 315, 319 (5th Cir. 2016)). As previously stated, the Supreme
Court and the Fifth Circuit have assumed without deciding that a student has some
protected interest in higher education at a public university. See Shah I, 54 F. Supp.
3d at 691 (citing Horowitz, 435 U.S. at 98, Shaboon, 252 F.3d at 730, and Davis, 882
F. 2d at 973). The Individual Defendants offer no sound basis for this Court to decline
to do the same. Regardless, “a court can avoid the constitutional interest question
when it is clear that the plaintiff ‘has been awarded at least as much due process as the
Fourteenth Amendment requires.’” Aragona, 2012 WL 467069, at * 5 (quoting
Horowitz, 435 U.S. at 84-85). Here, the Court concludes that Plaintiff was given at
ORDER – PAGE 21
least the procedural due process required under the Fourteenth Amendment in
academic disciplinary proceedings.
“The fundamental requirement of due process is the opportunity to be heard ‘at
a meaningful time and in a meaningful manner.’” Id. (quoting Mathews v. Eldridge, 424
U.S. 319, 333 (1976)). This requirement is “flexible and calls for such procedural
protections as the particular situation demands.” Mathews, 424 U.S. at 333. In the
context of a public university student who has been dismissed, the due process
requirements hinge on whether the dismissal was disciplinary or academic. Shah I, 54
F. Supp. 3d at 692 (citing Horowitz, 435 U.S. at 86). A student dismissed for
disciplinary reasons rather than academic reasons is required more due process. Id.
Where a student is dismissed in a disciplinary proceeding, the Supreme Court defined
“more process” under the Fourteenth Amendment as giving the student “oral or written
notice of the charges against [her] and, if [s]he denies them, an explanation of the
evidence the authorities have and an opportunity to present his side of the story.” Goss
v. Lopez, 419 U.S. 565, 581 (1975). “The [Due Process] Clause requires at least these
rudimentary precautions against unfair or mistaken findings of misconduct and
arbitrary exclusion from school.” Id.
Plaintiff alleges that “the hearing panel found her in violation of EDU-151
[Student Conduct and Discipline] and confirmed her penalty of expulsion.” Doc. No.
ORDER – PAGE 22
1 at ¶ 45. Plaintiff’s allegations support a reasonable inference that her expulsion was
for disciplinary reasons. Cf. Aragona, 2012 WL 467069, at *5 (“A student is dismissed
for disciplinary reasons when he violates a valid rule of conduct.”). Therefore, the
Court will apply the more stringent standard for disciplinary dismissals.
It is clear from Plaintiff’s allegations, taken in the light most favorable to her,
that she was afforded at least as much procedural due process as is constitutionally
required by the Fourteenth Amendment. Plaintiff was “informed” of the charges
against her, see Doc. No. 1 at ¶ 33, and her proposed expulsion was set forth in a “Notice
of Disciplinary Action”, see id. at ¶ 40. Plaintiff alleges that she “took responsibility”
for her actions; she does not allege she denied the accusations. Id. at ¶ 27. Moreover,
Plaintiff met with Defendant Mihalic twice to discuss the incident and had more than
one opportunity to explain her side of the story, in person and through e-mail, with
professors and various individual Defendants. Id. at ¶¶ 27-28, 32, 35, 37-38; see also
id. at ¶ 39 (Plaintiff’s lab partners called Defendant Mihalic to explain Plaintiff’s
actions as unintentional). A disciplinary hearing was held. Id. at ¶¶ 42-43. After
receiving the letter informing her of the disciplinary finding and her expulsion, Plaintiff
appealed the decision, which was ultimately upheld. Id. at ¶¶ 45-47. Taking the
allegations in the light most favorable to Plaintiff, the Court finds she received at least
the due process required under the Fourteenth Amendment for a disciplinary dismissal.
ORDER – PAGE 23
See Goss, 419 U.S. at 581 (when a student is dismissed for disciplinary reasons, the
student must receive “oral or written notice of the charges against" [her] and, if [s]he
denies them, an explanation of the evidence the authorities have and an opportunity
to present his side of the story.”). Thus, even assuming Plaintiff has some protected
interest in her continued education at UTSW, the facts alleged do not plausibly state
a claim for a procedural due process violation regarding the disciplinary process and
her expulsion.
In her Complaint, Plaintiff does allege that “Defendants were, at a minimum,
constitutionally required to adhere to [UTSW’s] internal policy which provides that
the decision ‘shall be based on the totality of the evidence.’” Doc. No. 1 at ¶ 60; see
also id. at ¶¶ 44-45, 62, 64, 65. Plaintiff alleges her evidence of her ADHD was ignored
and the disciplinary decisions were made “without a preponderance of all available
evidence.” Id. at ¶¶ 62, 64-65. This argument is unfounded. “A student does not have
any due process rights to the procedures established by a state entity’s rules or
regulations.” Aragona, 2012 WL 467069, at * 6. Even if UTSW implemented certain
procedures or requirements for disciplinary proceedings, that alone does not add to the
constitutional requirements under the Fourteenth Amendment. Olim v. Wakinekona,
461 U.S. 238, 250-51 (1983) (“Process is not an end in itself. . . . The State may choose
to require procedures for reasons other than protection against deprivation of
ORDER – PAGE 24
substantive rights, of course, but in making that choice the State does not create an
independent substantive right.”). Even if the Court accepted as true Plaintiff’s
allegations that UTSW had such an internal policy on disciplinary proceedings and
that it was not followed, any failure to follow that policy would not itself render the
process unconstitutional. See Pham v. Univ. of La. at Monroe, 194 F. Supp. 3d 534, 545
(W.D. La. 2016).
Finally, Plaintiff alleges in a conclusory and vague fashion that “her questions
about the process and next steps were often left unanswered.” Doc. No. 1 at ¶ 66; see
id. at ¶ 34. But Plaintiff fails to allege any other facts giving further explanation or
context to this conclusory allegation. The Court does not accept as true “conclusory
statements” and “naked assertions devoid of further factual enhancement”. See Iqbal,
556 U.S. at 678.
The Court finds that, taken in the light most favorable to her, Plaintiff does
not allege sufficient facts to permit the Court to reasonably infer that her procedural
due process rights were violated by the Individual Defendants’ actions. See Iqbal, 556
U.S. at 678. Because Plaintiff fails to plausibly show that the Individual Defendants
violated her constitutional right, the Court’s qualified immunity inquiry ends. For
these reasons, Plaintiff fails to meet her burden to show qualified immunity does not
apply and, therefore, the Individual Defendants are entitled to qualified immunity.
ORDER – PAGE 25
See Kelson, 1 F.4th at 416 (defendant is entitled to qualified immunity unless the
plaintiff meets her burden). Also, for all these same reasons that the Court finds
Plaintiff fails to plausibly state a procedural due process claim, the Official Defendants
are entitled to dismissal of this claim under Rule 12(b)(6). See Rich, 920 F.3d at 293-
94 (to state a § 1983 claim, the plaintiff must plausibly allege a constitutional
violation committed by someone acting under color of state law).
b. Substantive Due Process
Substantive due process “bar[s] certain government actions regardless of the
fairness of the procedures used to implement them.” Shah I, 54 F. Supp. 3d at 695
(internal quotations omitted) (quoting Cnty. of Sacramento v. Lewis, 523 U.S. 833, 840
(1986)). “The reach of substantive due process is limited, however, and it protects
against only the most serious of governmental wrongs.” Id. at 695-96. In a case
involving a student’s substantive due process challenge to a public university’s decision
to dismiss him, the Supreme Court warned of the “profound importance” of “restrained
judicial review” of decisions by educational institutions, quoting Justice White in
explaining:
Although the Court regularly proceeds on the assumption that the
Due Process Clause has more than a procedural dimension, we must
always bear in mind that the substantive content of the Clause is
suggested neither by its language nor by preconstitutional history;
that content is nothing more than the accumulated product of
judicial interpretation of the Fifth and Fourteenth Amendments.
ORDER – PAGE 26
Ewing, 474 U.S. at 225 (quoting Moore v. E. Cleveland, 431 U.S. 494, 543-44
(1977)(WHITE, J., dissenting).
To state a claim for a substantive due process violation, the plaintiff must allege
that “(1) [s]he was deprived of a life, liberty, or property interest (2) in an arbitrary
and capricious manner.” Saucedo-Falls, 299 F. App’x at 319 (citing Moulton, 991 F.2d
at 230). “In determining whether the government’s action has been arbitrary in the
constitutional sense, the Court asks whether the government action ‘shocks the
conscience.’” Eustice v. Tex. A&M Univ., 2016 WL 8710444, at * 7 (S.D. Tex. Sept.
30, 2016) (determining plaintiff’s substantive due process claim arising from his
disciplinary-related expulsion) (quoting Pham, 194 F. Supp. 3d at 545). “Only the
most egregious executive action can be said to be ‘arbitrary in the constitutional sense.’”
Cnty. of Sacramento, 523 U.S. at 834. “In the context of dismissal from an academic
program, substantive due process amounts to a constitutional protection against
arbitrary dismissal.” Logarbo v. La. State Univ. Health Scis. Ctr., 2022 WL 17683219,
at * 6 (W.D. La. Nov. 29, 2022).
In asserting this claim, Plaintiff alleges she a constitutionally protected interest
in her continued education at UTSW and in her “good name and reputation”. Doc.
No. 1 at ¶¶ 55, 58-59, 68. Although the Supreme Court has assumed without deciding
that a student has a constitutionally protected property right in continued enrollment
ORDER – PAGE 27
at a public university, see, e.g., Ewing, 474 U.S. at 222-23, there is no case law which
directly holds that a student has a substantive due process right to continued education.
See Shah I, 54 F. Supp. 3d at 696-97 (“The law regarding substantive due process rights
in the context of higher education, however, is far from settled.”) (collecting cases in
which the courts assumed without deciding that such a right exists). Further, binding
case law instructs that any constitutionally protected interest in Plaintiff’s “good name
and reputation” does not alone trigger due process protections. The Supreme Court
confirmed that case law, including Wisconsin v. Constantineau, 400 U.S. 433 (1971) as
cited by Plaintiff, “does not establish the proposition that reputation alone, apart from
some more tangible interests such as employment, is either ‘liberty’ or ‘property’ by
itself sufficient to invoke the procedural protections of the Due Process Clause.” Paul
v. Davis, 424 U.S. 693, 701 (1976); see also Bledsoe v. City of Horn Lake, Miss., 449 F.3d
650, 653 (5th Cir. 2006) (“Neither damage to reputation alone nor the stigma resulting
from the [dismissal] itself trigger the protections of due process.”). Therefore, any
constitutionally protected interest Plaintiff has in her “good name and reputation” does
not alone trigger due process protections.
The Court is not convinced that Plaintiff can assert a substantive due process
claim since a student’s “substantive due process rights in the context of higher
education . . . is far from settled.” Shah I, 54 F. Supp. 3d at 696-97. Nevertheless, the
ORDER – PAGE 28
Court will assume without deciding that she can and that she has at some
constitutionally protected property interest in her education at UTSW and, taken
together, in her “good name and reputation”. Taking the allegations in the light most
favorable to Plaintiff, the Court finds that Plaintiff alleges no facts from which the
Court can reasonably infer that the Individual Defendants’ conduct was so arbitrary as
to “shock the conscience” when she received notice (written and oral) of the charges, a
hearing by a panel of four people, and an appeal of the decision to expel her from
UTSW, all arising from the disciplinary violation of cutting letters into a cadaver. See
also Pham, 194 F. Supp. 3d at 548 (“Expelling a student [for a disciplinary violation)
after a hearing, a supplemental hearing, and an appeals process is not the type of
conduct which shocks the conscience as a matter of law.”).
Plaintiff fares no better were the Court to apply the standard for a “genuinely
academic decision” rather than a disciplinary decision. “When judges are asked to
review the substance of a genuinely academic decision . . .they show great respect for
the faculty’s professional judgment. Plainly, they may not override it unless it is such
a substantial departure from accepted academic norms as to demonstrate that the
persons or committee responsible did not actually exercise professional judgment.”
Ewing, 474 U.S. at 225; see also Salcido v. Univ. of S. Miss., 557 F. App’x 289, 294 (5th
Cir. 2014) (“Substantive due process requires public officials exercising their
ORDER – PAGE 29
professional judgment to do so in a nonarbitrary and noncapricious manner.”).
Plaintiff alleges no facts which, taken in the light most favorable to her, allow the Court
to reasonably infer that the Individual Defendants’ actions were “such a substantial
departure from accepted norms” that the Individual Defendants “did not actually
exercise professional judgment” in deciding to expel her and in upholding that decision
on appeal. See Ewing, 474 U.S. at 225.
Taken in the light most favorable to Plaintiff, the factual allegations do not
support a reasonable inference that the Individual Defendants’ conduct, in deciding to
take disciplinary action and expel her and in upholding the decision on appeal, satisfies
“the constitutional concept of conscience shocking,” Cnty. of Sacramento, 523 U.S. at
848, or even was “a substantial departure from accepted norms” of exercising
professional judgment, Ewing, 474 U.S. at 225. Because Plaintiff fails to plausibly state
a claim that the Individual Defendants violated her substantive due process rights, the
Court’s qualified immunity inquiry ends. For these reasons, Plaintiff fails to meet her
burden to show that qualified immunity does not apply and, therefore, the Individual
Defendants are entitled to qualified immunity. See Kelson, 1 F.4th at 416. Also, for all
these same reasons that the Court finds Plaintiff fails to plausibly state a substantive
due process claim, the Official Defendant are entitled to dismissal of this claim under
Rule 12(b)(6). See Rich, 920 F.3d at 293-94 (to state a § 1983 claim, the plaintiff must
ORDER – PAGE 30
plausibly allege a constitutional violation committed by someone acting under color of
state law).
4. Conclusion
The Court finds Plaintiff’s § 1983 claim for due process violations against
UTSW is barred by Eleventh Amendment immunity and is, therefore, dismissed
without prejudice for lack of subject matter jurisdiction. The Individual
Defendants are entitled to qualified immunity on Plaintiff’s § 1983 claim because she
fails to plausibly allege facts showing a violation of her procedural or substantive due
process rights under the Fourteenth Amendment; therefore, the claim against the
Individual Defendants is dismissed with prejudice. Although Plaintiff’s § 1983 claim
for injunctive relief against the Official Defendants is not barred by Eleventh
Amendment immunity, the Court finds Plaintiff fails to plausibly state a claim for
procedural due process violation or substantive due process violation. Therefore, the §
1983 claim against the Official Defendants is dismissed without prejudice pursuant
to Rule 12(b)(6).
B. Disability Discrimination Claim Under the ADA and the
Rehabilitation Act
Defendants move to dismiss Plaintiff’s claims against UTSW and the Official
Defendants under the ADA and the Rehabilitation Act for failure to state a claim. Doc.
No. 12 at 16-18. Defendants argue that Plaintiff fails to allege facts showing that she
ORDER – PAGE 31
was expelled because of her disability. Id. at 17 (emphasis added). Defendants also argue
that, to the extent Plaintiff asserts these claims against the Individual Defendants, the
claims fail as a matter of law because the ADA and the Rehabilitation Act do not permit
individual capacity claims. Id. at 18 n. 5. Plaintiff responds that her disability was
known to UTSW and her professors, that her professors knew “she often doodles to
maintain concentration”, and that she “further provided additional evidence to the
hearing board that was ultimately disregarded.” Doc. No. 14 at 16. Plaintiff argues
that her “doodling on the cadaver lead to [her] misconduct violation and ultimately
her expulsion” and “Defendants failed to take into consideration that it was because of
[her] disability that she was brought before the disciplinary board.” Id. Plaintiff also
makes a single conclusory statement for the first time in her Response that UTSW
discriminated against her in denying her “services as a result of her disability and its
manifestation.” Id. Plaintiff makes no allegation in the Complaint that her ADA and
Rehabilitation Act claims arise from the denial of any services or accommodations
related to her disability. The Court does not consider this conclusory assertion in
determining the sufficiency of Plaintiff’s claims under the ADA and the Rehabilitation
Act as alleged in her Complaint.
Title II of the ADA provides that “no qualified individual with a disability shall,
by reason of such disability, be excluded from participation in or be denied the benefits
ORDER – PAGE 32
of the services, programs, or activities of a public entity, or be subjected to
discrimination by any such entity.” 42 U.S.C. § 12132. Section 504 of the
Rehabilitation Act states that “[n]o otherwise qualified individual with a disability . . .
shall solely by reason of her or his disability, be excluded from the participation in, be
denied the benefits of, or be subjected to discrimination under any program or activity
receiving Federal financial assistance. . . .” 29 U.S.C. § 794(a). “The only difference
between the ADA and the Rehabilitation Act in the application of these elements
concerns the final requirement.” Maples v. Univ. of Tex. Med. Branch at Galveston, 901
F. Supp. 2d 874, 879 (S.D. Tex. 2012), aff’d, 524 F. App’x 93 (5th Cir. 2013). The
ADA prohibits an individual’s exclusion “by reason of [their] disability,” 42 U.S.C.
§ 12132, whereas the Rehabilitation Act prohibits an individual’s exclusion “solely by
reason” of their disability, 29 U.S.C. § 794(a). “Thus, while Section 504 establishes a
‘sole cause’ test for causation, the ADA instead establishes a ‘motivating factor’ test.”
Maples, 901 F. Supp. 2d at 879; see Pinkerton v. Spellings, 529 F.3d 513, 516-19 (5th
Cir. 2008).
The ADA and the Rehabilitation Act “are judged under the same legal standards,
and the same remedies are available under both Acts.” Kemp v. Holder, 610 F.3d 231,
234 (5th Cir. 2010). “A plaintiff states a claim under Title II of the ADA or Section
504 of the Rehabilitation Act ‘in the context of a student excluded from an educational
ORDER – PAGE 33
program,’ if he establishes that: (1) he has a qualifying disability; (2) he is qualified to
participate in the defendant’s program; and (3) he was excluded from the defendant’s
program due to his disability.” Shrub v. Univ. of Tex. Health Sci. Ctr. at Houston-Sch. of
Med., 63 F. Supp. 3d 700, 707 (S.D. Tex. 2014) (internal quotation omitted).
As an initial matter, the Court agrees with Defendants and finds that Plaintiff’s
claim for violation of the ADA or the Rehabilitation Act against the Individual
Defendants fails as a matter of law. “Suits under the ADA and the Rehabilitation Act
must be brought against a ‘public entity’ as opposed to individuals.” Phillips next friend
of J.H. v. Prator, 2022 WL 3376524, at * 2 n.2 (5th Cir. Aug, 3, 2021) (citing Smith v.
Harris Cnty., 956 F.3d 311, 317 (5th Cir. 2020) and Smith v. Hood, 900 F.3d 180, 184
n. 6 (5th Cir. 2018)). For this reason, Plaintiff’s claims for violation of the ADA and
the Rehabilitation Act against the Individual Defendants are dismissed with
prejudice.
Turning to UTSW and the Official Defendants, they dispute only the third
prong, arguing Plaintiff fails to allege facts plausibly showing her expulsion was by
reason of her ADHD or that her disability was the sole cause for her expulsion. Plaintiff
alleges her ADHD, affects her ability to remain focused and “attend to schoolwork”.
Doc. No. 1 at ¶ 15. Plaintiff alleges that a symptom of her ADHD is her hands
“mindlessly mov[e]”, and that she “subconsciously” cut an “H” and a partial “A” into
ORDER – PAGE 34
a cadaver. Id. at ¶¶ 20, 22-23; see also id. at ¶¶ 25, 27, 36-37. Specifically in support
of her ADA and Rehabilitation Act claims, Plaintiff alleges that: Defendants ignored
evidence of her disability during the disciplinary process, in the Hearing Decision
Letter, and during the appeal, and expelled her for actions that were a symptom of her
ADHD, id. at ¶¶ 78, 90; Defendants compared her to students without disabilities
because they “based their conclusion” (presumably as to the disciplinary action and
decision) on never having previously seen a similar incident, id. at ¶¶ 79, 91; and
Defendants discriminated against her based on her disability “as evidenced, amongst
other things, by Defendant Mihalic’s statements about ADHD” and Adderall, a
treatment drug, id. at ¶¶ 81, 93. Plaintiff claims Defendant Mihalic has “biased views”
because she previously told “a group of students” no one should use Adderall,
irrespective of an ADHD diagnosis. Id. at ¶ 29.
Taking the allegations in the light most favorable to Plaintiff, the Court finds
that she fails to allege facts which plausibly show her ADHD was the sole cause for her
expulsion (the Rehabilitation Act) or even that ADHD was a motivating factor (the
ADA). Based on her own allegations, Plaintiff was disciplined and expelled for violating
EDU-151- Student Conduct and Discipline, see id. at ¶ 45, when she “cut” letters into
a cadaver. That Plaintiff’s ADHD allegedly caused her to cut these letters into a
cadaver, even subconsciously, “is of no matter.” Harkey v. NextGen Healthcare, Inc., 2022
ORDER – PAGE 35
WL 2764870, at * 4 (5th Cir. July 15, 2022). In Harkey, the plaintiff was fired for
“severe, unprofessional, and inappropriate conduct” which she alleged was caused by
her sleepwalking disorder. Id. at * 4. Examining prior holdings, the Fifth Circuit
highlighted “the line between” suffering an adverse action because of the disability and
suffering the adverse action because of the conduct that occurred as a result of the
disability. Id. at * 3-4. The Fifth Circuit held that, even though the plaintiff
maintained that her sleepwalking disorder caused her to “sleepwalk[] into her male co-
worker’s room” on a work trip, the conduct itself gave the defendant “reason to fire”
her. Id.; see also Hamilton v. Sw. Bell Tel. Co., 136 F.3d 1047, 1052-53 (5th Cir. 1998)
(holding that an employee’s “angry and profane confrontation with his manager” was
presumably caused by his PTSD, but his conduct “violated company policy” which
resulted in his termination). Therefore, “the ADA is no barrier to her termination.”
Harkey, 2022 WL 2764870, at * 4.
Although not factually on all fours, the Court finds Harkey to be instructive if
not on point for the third prong of ADA and Rehabilitation Act claims. Plaintiff does
not allege any facts which plausibly show that her ADHD itself, rather than her conduct
even if caused by her ADHD as she alleges, was a motivating factor or the sole reason
for her expulsion from UTSW. Rather, the Court can reasonably infer from Plaintiff’s
allegations, taken in the light most favorable to her, that she was expelled because her
ORDER – PAGE 36
conduct, cutting letters into a cadaver during an anatomy lab, violated UTSW’s code
of student conduct and discipline. Cf. Harkey, 2022 WL 2764870, at * 4 (“The ADA
does not give employees license to act with impunity.”). That Plaintiff’s actions might
have happened as a result of her ADHD and her “mindlessly moving” hands “is of no
matter”. Harkey, 2022 WL 2764870, at * 3. Accordingly, the Court finds that Plaintiff
fails to plausibly state a claim for violation of the ADA or a claim for violation of the
Rehabilitation Act against UTSW and the Official Defendants and, therefore, these
claims are both dismissed without prejudice under Rule 12(b)(6).
C. State Tort Claims
Plaintiff alleges claims against the Defendants for intentional and negligent
infliction of emotional distress. The Defendants move to dismiss these claims against
UTSW and the Official Defendants as barred by sovereign immunity and against the
Individual Defendants as barred by official immunity. Doc. No. 12 at 19-21. In her
Response, Plaintiff makes a single statement: “Plaintiff concedes that the claims for
negligent and intentional infliction of emotional distress should be dismissed as to the
Individual Defendants pursuant to Tex. Civ. Prac. & Rem. Code § 101.106.” Doc. No.
14 at 16. Plaintiff wholly fails to respond to the sovereign immunity argument put
forth by UTSW and the Official Defendants.
ORDER – PAGE 37
In light of Plaintiff’s concession regarding the Individual Defendants, the Court
hereby dismisses with prejudice the state law tort claims for intentional and negligent
infliction of emotional distress against the Individual Defendants. The Court finds
these claims against UTSW and the Official Defendants should be dismissed. “A
plaintiff abandons claims when it fails to address the claims or oppose a motion
challenging those claims.” Terry Black’s Barbeque, L.L.C. v. State Auto. Mut. Ins. Co., 22
F.4th 450, 459 (5th Cir. 2022); accord In re Dallas Roadster, Ltd., 846 F.3d 112, 126
(5th Cir. 2017). Because Plaintiff effectively abandoned these claims by failing to
respond, Plaintiff’s claims for intentional and negligent infliction of emotional distress
against UTSW and the Official Defendants are dismissed with prejudice.
The Court would nevertheless be compelled to dismiss these tort claims against
UTSW and the Official Defendants. See, e.g., Tex. Dep’t of Parks & Wildlife v. Miranda,
133 S.W.3d 217, 225 (Tex. 2004) (internal citation omitted) (Texas Tort Claims Act
(“TTCA”) expressly waives sovereign immunity in only “three areas: ‘use of publicly
owned automobiles, premises defects, and injuries arising out of conditions or use of
property.’”); DeHorney v. Talley, 630 S.W.3d 297, 307 (Tex. App.—El Paso 2021, no
pet. h.) (“[T]he TTCA does not contain a waiver of immunity for claims for negligent
infliction of emotional distress because no such cause of action is recognized under
Texas law.”); TEX. CIV. PRAC. & REM. CODE § 101.057(2) (sovereign immunity
ORDER – PAGE 38
expressly not waived for intentional torts); see also id. § 101.102(a) (emphasis added)
(“A suit under this chapter shall be brought in state court in the county in which the
cause of action arose or a part of the cause of action arises.”); see also id. § 101.106(e)
(“If a suit is filed . . . against both a governmental unit and any of its employees, the
employees shall be dismiss on the filing of a motion by the governmental unit.”).
D. Attorney Immunity
Defendants also move the Court to dismiss each of Plaintiff’s claims against
Defendants Sine and Spaniol on the basis of attorney immunity. Defendants Sine and
Spaniol contend that they are attorneys for UTSW, which is not alleged in the
Complaint, and ask the Court to take judicial notice of this fact. Doc. No. 12 at 21.
Defendants Sine and Spaniol argue that it is apparent from the face of Plaintiff’s
Complaint that “any involvement Ms. Sine or Ms. Spaniol may have had in the
dismissal of Plaintiff from UTSW would have been as part of those attorneys’ routine
practice of providing advice to UTSW as its full-time legal counsel.” Id. The Court
disagrees. In Texas, attorney immunity shields attorneys and law firms from suit by
third parties for legal services provided in representing a client. See Haynes & Boone,
LLP v. NFTD, LLC, 631 S.W.3d 65, 76, 81 (Tex. 2021). This affirmative defense is
“intended to ensure loyal, faithful, and aggressive representation by attorneys
ORDER – PAGE 39
employed as advocates.” Cantey Hanger, LLP v. Byrd, 467 S.W.3d 477, 481 (Tex. 2015)
(internal quotations omitted).
A Rule 12(b)(6) motion to dismiss on the basis of an affirmative defense may be
granted only if the defense appears on the face of the complaint. Bell v. Eagle Mountain
Saginaw Indep. Sch. Dist., 27 F.4th 313, 320 (5th Cir. 2022). “[I]t must be apparent
from the plaintiff’s own allegations that a defense is fatal to the claim.” Id. (internal
quotations omitted). The attorney has the burden to establish attorney immunity
applies. Kelly v. Nichamoff, 868 F.3d 371, 375 (5th Cir. 2017). Even taking judicial
notice of Defendants Sine’s and Spaniol’s employment with UTSW as legal counsel,
the Court cannot conclude that attorney immunity is apparent from the face of
Plaintiff’s Complaint. See Bell, 27 F.4th at 320. Therefore, the Court denies the
Motion to Dismiss under Rule 12(b)(6) Plaintiff’s claims against Defendants Sine and
Spaniol on the basis of the affirmative defense of attorney immunity.
IV. Leave to Amend
Plaintiff requests leave to amend her Complaint if the Court determines any
portion of it “deficient in any manner.” Doc. No. 14 at 17-18. Plaintiff notes that she
has not yet amended her Complaint, even as a matter of course. Id. at 17. Rule
15(a)(2) provides that a court “should freely give leave when justice so requires.” FED.
R. CIV. P. 15(a)(2). Although “leave to amend is not automatic”, “there is a strong
ORDER – PAGE 40
presumption in favor of granting leave to amend[.]” Fin. Acquisition Partners LP v.
Blackwell, 440 F.3d 278, 291 (5th Cir. 2006). Here, the Court has determined that
Plaintiff’s original Complaint should be dismissed in its entirety for the aforementioned
reasons. To be sure, certain claims are barred by immunity and, therefore, not subject
to being amended. But the Court is not securely certain that Plaintiff is unable to cure
some of the other deficiencies with further factual allegations.
Courts in this circuit recognize that “[i]n view of the consequences of dismissal
on the complaint alone, and the pull to decide cases on the merits rather than on the
sufficiency of pleadings, district courts often afford plaintiffs at least one opportunity
to cure pleading deficiencies before dismissing a case, unless it is clear that the defects
are incurable or the plaintiffs advise the court that they are unwilling or unable in a
manner that will avoid dismissal.” In re Am. Airlines, Inc., Privacy Litig., 370 F. Supp.
2d 552, 567-68 (N.D. Tex. 2005)(Fitzwater, J.) (quoting Great Plains Tr. Co. v. Morgan
Stanley Dean Witter & Co., 313 F.3d 305, 329 (5th Cir. 2002)). Accordingly, the Court
grants Plaintiff leave to amend her Complaint, consistent with this Memorandum
Opinion and Order and only if she has a good faith basis to do so, by October 17,
2023. If Plaintiff is unwilling or unable to amend her complaint in such a way as to
avoid dismissal, she must file a written notice stating as much by October 17, 2023.
If Plaintiff files a written notice with the Court that she is unwilling or unable to amend
ORDER – PAGE 41
her complaint, the Court will dismiss this case and enter a final judgment without
further notice.
V. Conclusion
For the foregoing reasons, the Court GRANTS in part and DENIES in part
the Motion to Dismiss. Plaintiff's § 1983 claim for due process violation is: dismissed
without prejudice against UTSW, dismissed with prejudice against the Individual
Defendants, and dismissed without prejudice against the Official Defendants.
Plaintiff's claims for violation of Title II of the Americans with Disabilities Act and for
violation of Section 504 of the Rehabilitation Act are: dismissed with prejudice
against the Individual Defendants, and dismissed without prejudice against UTSW
and the Official Defendants; and Plaintiff's claims for intentional infliction of
emotional distress and negligent infliction of emotional distress are dismissed with
prejudice against UTSW, the Official Defendants, and the Individual Defendants.
The Court DENIES the Motion to Dismiss Plaintiff's claims against Defendants Erin
Sine and Jessica Spaniol on the affirmative defense of attorney immunity.
SO ORDERED.
Signed September 29", 2023.
ED KINKEADE
UNITED STATES DISTRICT JUDGE
ORDER — PAGE 42