Opinion

Claudio v. Commissioner, Social Security Administration

Court
District Court, N.D. Texas
Filed
Jul 25, 2023
Cited by
0 cases
Authority
More cited than 31.9%

absent objection at the hearing, a VE’s testimony may qualify as substantial evidence even when unaccompanied by supporting data

How later courts described this case

  • absent objection at the hearing, a VE’s testimony may qualify as substantial evidence even when unaccompanied by supporting data

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF TEXAS

FORT WORTH DIVISION

ANDRES LOPEZ CLAUDIO, §

§

Plaintiff, §

§

v. § Civil Action No. 4:23-cv-108-BP

§

COMMISSIONER OF §

SOCIAL SECURITY, §

§

Defendant. §

MEMORANDUM OPINION AND ORDER

Andres Lopez Claudio (“Claudio”) applied for Title II Disability Insurance Benefits

(“DIB”) under the Social Security Act (“SSA”). The Commissioner denied his application initially

and upon reconsideration, deciding that he was not disabled. Claudio appealed. There is no

reversible error in the residual functional capacity (“RFC”) that the Administrative Law Judge

(“ALJ”) formulated, and there is substantial evidence to support the ALJ’s finding that a significant

number of jobs exist in the national economy that Claudio can perform. Accordingly, the Court

AFFIRMS the Commissioner’s decision and DISMISSES the case with prejudice.

I. BACKGROUND

Claudio seeks disability benefits under Title II of the SSA, claiming disability status since

January 26, 2018. Soc. Sec. Admin. R. (hereinafter “Tr.”), ECF No. 11-1 at 11. The Commissioner

decided that he was not disabled and denied his application initially and upon reconsideration. Id.

Claudio requested a hearing before an ALJ who conducted the hearing and affirmed the

Commissioner’s decision. Tr. 11, 22. After the Appeals Council denied review (Tr. 1-5), Claudio

filed this civil action seeking judicial review under 42 U.S.C. §§ 405(g) and 416(g). See ECF

No. 1; Higginbotham v. Barnhart, 405 F.3d 332, 334 (5th Cir. 2005) (citing 20 C.F.R.

§ 416.1400(a)(5)) (“[T]he Commissioner’s decision does not become final until after the Appeals

Council makes its decision denying the claimant’s request for review.”).

II. STANDARD OF REVIEW

Title II of the SSA, 42 U.S.C. §§ 401-434, governs the disability insurance program. A

person is disabled if he is unable “to engage in any substantial gainful activity by reason of any

medically determinable physical or mental impairment which can be expected to result in death or

which has lasted or can be expected to last for a continuous period of not less than 12 months.” Id.

§ 423(d)(1)(A). To determine whether a claimant is disabled and thus entitled to disability benefits,

the Commissioner employs a sequential five-step evaluation process. 20 C.F.R. § 404.1520.

First, the claimant must not be presently doing any substantial gainful activity. Id.

§ 404.1520(a)(4)(i). “Substantial gainful activity” is work that “involves doing significant physical

or mental activities” for pay or profit. Id. § 404.1572. Second, the claimant must have a severe

impairment or combination of impairments. Id. § 404.1520(a)(4)(ii). Third, disability exists if the

impairment or combination of impairments meets or equals an impairment in the federal regulatory

list. See 20 C.F.R. § 404.1520(a)(4)(iii) (referencing 20 C.F.R. pt. 404, subpt. P, app. 1). Before

proceeding to steps four and five, the Commissioner assesses the claimant’s RFC and considers

his past relevant work (“PRW”). See id. § 404.1520(a)(4), (e)-(f). RFC means “the most [a

claimant] can still do despite [his] limitations,” id. § 404.1545(a)(1), while PRW means work the

claimant has done “within the past 15 years, that was substantial gainful activity, and that lasted

long enough for [the claimant] to learn to do it.” Id. § 404.1560(b)(1). Fourth, if the claimant’s

medical status alone does not constitute a disability, the impairment or impairments must prevent

the claimant from returning to his PRW considering his RFC. Id. § 404.1520(a)(4)(iv). Fifth, the

impairment must prevent the claimant from doing any other relevant work, considering the

claimant’s RFC, age, work experience, and education. Id. § 404.1520(a)(4)(v); Crowley v. Apfel,

197 F.3d 194, 197-98 (5th Cir. 1999).

“A finding that a claimant is disabled or is not disabled at any point in the five-step review

is conclusive and terminates the analysis.” Lovelace v. Bowen, 813 F.2d 55, 58 (5th Cir. 1987).

“The claimant bears the burden of showing he is disabled through the first four steps of the

analysis; on the fifth, the Commissioner must show that there is other substantial work in the

national economy that the claimant can perform.” Audler v. Astrue, 501 F.3d 446, 448 (5th Cir.

2007).

Judicial review is limited to determining whether the Commissioner applied correct legal

standards and whether substantial evidence in the record supports the Commissioner’s decision.

Leggett v. Chater, 67 F.3d 558, 564 (5th Cir. 1995); Hollis v. Bowen, 837 F.2d 1378, 1382 (5th

Cir. 1988). “Substantial evidence is such relevant evidence as a reasonable mind might accept to

support a conclusion.” Ripley v. Chater, 67 F.3d 552, 555 (5th Cir. 1995) (quoting Greenspan v.

Shalala, 38 F.3d 232, 236 (5th Cir. 1994)). “It is more than a mere scintilla and less than a

preponderance.” Boyd v. Apfel, 239 F.3d 698, 704 (5th Cir. 2001) (quoting Harris v. Apfel, 209

F.3d 413, 417 (5th Cir. 2000)). “A finding of no substantial evidence is appropriate only if no

credible evidentiary choices or medical findings support the decision.” Id. (quoting same). The

Court may neither reweigh evidence in the record nor substitute its judgment for the

Commissioner’s, but it will carefully scrutinize the record to determine if substantial evidence is

present. Harris v. Apfel, 209 F.3d 413, 417 (5th Cir. 2000); Hollis, 837 F.2d at 1383. “Conflicts in

the evidence are for the [Commissioner] and not the courts to resolve.” Brown v. Apfel, 192 F.3d

492, 496 (5th Cir. 1999) (alteration in original) (quoting Selders v. Sullivan, 914 F.2d 614, 617

(5th Cir. 1990)).

III. ANALYSIS

The Commissioner, acting through the ALJ, completed the five-step evaluation process

here. See Tr. 13-22. First, the ALJ found Claudio had not engaged in substantial gainful activity

since January 26, 2018. Id. at 13. Second, he found one medically severe impairment of lumbar

radiculitis. Id. He found four non-severe impairments: obesity, somatic symptom disorder,

generalized anxiety disorder, and major depressive disorder. Tr. 14. Third, he identified no

impairment or combination of impairments that qualify under the federal regulatory list. Tr. 15.

He then assessed Claudio’s RFC:

After careful consideration of the entire record, the undersigned finds that the

claimant has a [RFC] to perform sedentary work as defined in 20 CFR 404.1567(a)

except he could climb ramps and stairs occasionally, but never climb ladders, ropes,

or scaffolds. The claimant could occasionally climb, balance, stop, kneel, crouch,

and crawl.

Tr. 16. Using this RFC determination and after hearing the testimony of a vocational expert

(“VE”), the ALJ determined at step four that Claudio could not perform PRW. Tr. 20. However,

at Step Five, the ALJ found that there were jobs that existed in significant numbers in the national

economy that Claudio could perform, specifically as a document preparer, ticket checker, eyeglass

frame polisher, and addresser. Tr. 21-22. The step five finding meant that Claudio was ineligible

for DIB because he was not disabled, a finding that terminated the ALJ’s evaluation. Id.; see

Lovelace, 813 F.2d at 58.

Claudio argues that the Court should reverse the ALJ’s decision on five grounds. ECF No.

13. First, he argues that substantial evidence does not support the ALJ’s finding that he does not

have a severe mental impairment. Id. at 20. Second, he asserts that the ALJ failed to consider the

impact of his mental impairments when assessing his RFC. Id. at 27. Third, he contends that the

ALJ derived the physical limitations in his RFC without a basis in medical evidence and,

accordingly, substantial evidence did not support the RFC. Id. at 31. Fourth, he states that

substantial evidence did not support the ALJ’s finding on the persuasiveness of Dr. Benjamin

Kim’s medical opinion. Id. at 35. Finally, he claims that there is no substantial evidence that the

number of jobs the ALJ found in the national economy that Claudio could perform is a significant

number. Id. at 41.

A. The ALJ’s not considering all of the medical opinions in the record when

determining the severity of Claudio’s mental impairments was harmless error.

“[A]n impairment can be considered as not severe only if it is a slight abnormality [having]

such minimal effect on the individual that it would not be expected to interfere with the individual's

ability to work, irrespective of age, education or work experience.” Stone v. Heckler, 752 F.2d

1099, 1101 (5th Cir. 1985). Accordingly, to meet the severity threshold at step two, “the claimant

need only . . . make a de minimis showing that [the] impairment is severe enough to interfere with

her ability to do work.” Anthony v. Sullivan, 954 F.2d 289, 294 n.5 (5th Cir. 1992). “Because a

determination [of] whether an impairment[ ] is severe requires an assessment of the functionally

limiting effects of an impairment[ ], [all] symptom-related limitations and restrictions must be

considered at this step.” Martinez v. Kijakazi, No. 3:20-cv-3282-BH, 2022 WL 4590577, at *11

(N.D. Tex. Sept. 29, 2022) (quoting Social Security Ruling (“SSR”) 96-3P, 1996 WL 374181, at

*2 (S.S.A. July 2, 1996)). Ultimately, a severity determination may not be “made without regard

to the individual's ability to perform substantial gainful activity.” Stone, 752 F.2d at 1104.

Although a claimant's step-two burden is quite low, it remains exceedingly difficult to show

that substantial evidence does not support an ALJ's opinion, in whole or in part. Evidence is

substantial if it “is more than a mere scintilla,” but it need not be greater than a preponderance.

Boyd, 239 F.3d at 704. It is the bare minimum needed for “a reasonable mind [to] accept to support

a conclusion.” Ripley, 67 F.3d at 555 (quoting Greenspan, 38 F.3d at 236). A finding of no

substantial evidence is only appropriate where a reasonable mind could not support the ALJ's

conclusion based on the evidence under consideration.

Claudio argues that substantial evidence does not support the ALJ’s determination because

he did not consider the opinions of other doctors who suggested that Claudio’s limitations were

severe. ECF No. 13 at 22-27. Instead, the ALJ only relied on a psychiatric evaluation performed

by Dr. Lisa Bellah and the initial disability determination of State Agency Medical Consultant

(“SAMC”) Ryan Mendoza, Psy.D. Id. at 22. Claudio contends that other evidence in the record

supports his assertion that his mental impairments were severe, but his “burden is not to highlight

evidence contrary to the ALJ's ruling, but to show that there is no substantial evidence supporting

the ALJ's decision.” Ray v. Saul, No. 4:20-cv-00453-BP, 2021 WL 2043100, at *4 (N.D. Tex. May

21, 2021); Caldwell v. Colvin, No. 4:15-cv-00576-O-BL, 2016 WL 3621097, at *3 (N.D. Tex.

June 10, 2016), rec. adopted, No. 4:15-cv-00576-O, 2016 WL 3523780 (N.D. Tex. June 28, 2016).

Claudio’s disagreement with the ALJ's severity finding does not carry his burden of establishing

that no substantial evidence supports the ALJ's determination. Ray, 2021 WL 2043100 at *4.

An ALJ “generally cannot reject a medical opinion without providing an explanation for

that rejection, even if good reasons exist for disregarding the opinion. Failure to explain the

rejection of a medical opinion justifies a remand.” Winston v. Berryhill, 755 F. App'x 395, 398

(5th Cir. 2018) (citing Kneeland v. Berryhill, 850 F.3d 749, 759-61 (5th Cir. 2017)). Claudio

contends that the ALJ failed to give proper weight and consideration to the medical opinions of

Dr. Lopez, Dr. Adami Gabriel, Dr. Kalra, and Dr. Benjamin Kim. ECF No. 13 at 27.

All four of these medical opinions detailed worse mental impairments than the SAMCs

found. Id. at 22-27. However, the ALJ never discussed the medical opinions of Dr. Lopez or Dr.

Kalra in his decision. See Tr. 1-22. Moreover, the ALJ’s discussion of Dr. Gabriel and Dr. Kim

occurred during his RFC determination, not at Step Two, and he only evaluated their reports

regarding Claudio’s physical impairments. Tr. 19-20. Thus, it appears that the ALJ either did not

consider these doctors’ medical opinions regarding Claudio’s mental impairments or assigned

them no weight.

If the ALJ had disregarded these opinions when formulating an RFC, remand would be

appropriate for either option. Kneeland, 850 F.3d at 761. However, at Step Two, an error by the

ALJ in failing to find an impairment “severe” is not grounds for reversal. Adams v. Bowen, 833

F.2d 509, 512 (5th Cir. 1987); Michel v. Astrue, No. 4:09-cv-622-A, 2011 WL 1750235, at *1

(N.D. Tex. May 6, 2011). Claudio’s case did not depend upon a conclusion of the “non-severity”

of Claudio’s condition, and the ALJ went on to find, pursuant to the fifth step of the sequential

evaluation analysis, that Claudio’s impairment did not disable him from working. Adams, 833 F.2d

at 512.

Moreover, in formulating an RFC, “[an] ALJ [must] consider the restrictions and

limitations caused by all of [the claimant’s] impairments, even those that are non-severe.” Cotter

v. Comm'r, Soc. Sec. Admin., No. 4:21-cv-748-P, 2022 WL 3970057, at *5 (N.D. Tex. Aug. 10,

2022), rec. adopted, 2022 WL 3974493 (N.D. Tex. Aug. 31, 2022), aff'd sub nom. Cotter v.

Kijakazi, No. 22-10953, 2023 WL 2759064 (5th Cir. Apr. 3, 2023). Thus, any error at this stage is

a harmless error that does not require reversal.

B. The ALJ did not consider the impact of Claudio’s mental impairments when

assessing his RFC, but the error was harmless.

The RFC “is an assessment of an individual's ability to do sustained work-related physical

and mental activities in a work setting on a regular and continuing basis.” SSR 96-8p, 1996 WL

374184, at *1, *3–*5 (S.S.A. July 1, 1996). “The RFC assessment must first identify the

individual's functional limitations or restrictions and assess his work-related abilities on a function-

by-function basis, including functions in paragraphs (b), (c), and (d) of 20 C.F.R. [§§] 404.1545

and 416.945.” Id. at *1.

The RFC determination falls solely to the ALJ, who is responsible for resolving any

conflicts in the evidence. See Chambliss v. Massanari, 269 F.3d 520, 522 (5th Cir. 2001). The ALJ

need not expressly state all of the limitations on which he bases the RFC. Martha L. v. Saul, No.

1:20-cv-00003-H-BU, 2021 WL 3610316, at *3 (N.D. Tex. July 27, 2021), rec. adopted, No. 1:20-

cv-003-H-BU, 2021 WL 3604082 (N.D. Tex. Aug. 13, 2021) (citing Bordelon v. Astrue, 281 F.

App'x 418, 422-23 (5th Cir. 2008)). Nor must an ALJ incorporate limitations in the RFC that he

did not find that the record supported. See Morris v. Bowen, 864 F.2d 333, 336 (5th Cir. 1988).

The Court has found no legal error where an ALJ did not include mental limitations in a

claimant's RFC so long as the ALJ considered the limiting effects and restrictions of all

impairments in the RFC analysis, even non-severe impairments. Martha, 2021 WL 3610316 at

*5.; see also Gonzales v. Colvin, No. 3:15-cv-0685-D, 2016 WL 107843, at *8 (N.D. Tex. Jan. 11,

2016) (holding that “the ALJ adequately discussed and considered the limiting effects of

[Plaintiff's] mental impairments in formulating his RFC” when the ALJ's RFC analysis considered

relevant mental health records, reports, and plaintiff's testimony regarding his mental

impairments); Danny R. C. v. Berryhill, No. 3:17-cv-1682, 2018 WL 4409795, at *15–16 (N.D.

Tex. Sep. 17, 2018) (finding no legal error where the ALJ declined to include mental limitations

in plaintiff's RFC because the ALJ's “decision reflect[ed] that he considered Plaintiff's mental

functioning when performing his RFC analysis”).

Here, the ALJ did not thoroughly discuss Claudio’s mental limitation in his RFC

determination. As noted above, the ALJ recognized that Claudio suffered from non-severe mental

impairments and assessed him with mild limitations on his ability to interact with others. Tr. 14.

However, the ALJ did not mention the effect of Claudio’s mental impairments on his ability to

work in his RFC analysis. Tr. 16-20. The ALJ’s RFC discussion focused on Claudio’s physical

impairments. Id. The impact of the mental limitations remained underdeveloped, and it is unclear

whether the ALJ properly considered the restriction of Claudio’s non-severe mental impairments

and mild mental limitation in determining his RFC.

However, while the ALJ erred in not including Claudio’s mental limitations in his RFC

assessment, remand is not required if the error is harmless. “Procedural perfection in administrative

proceedings is not required” as long as “the substantial rights of a party have [not] been affected.”

Mays v. Bowen, 837 F.2d 1362, 1364 (5th Cir. 1988). Harmless error exists when it is

inconceivable that a different administrative conclusion would have been reached absent the error.

Bornette v. Barnhart, 466 F. Supp. 2d 811, 816 (E.D. Tex. 2006) (citing Frank v. Barnhart, 326

F.3d 618, 622 (5th Cir. 2003)).

Dr. Bellah found that Claudio had no limitations in each of the four “paragraph B”

categories and that his mental health symptoms were not likely to interfere with his ability to

function in a work setting. Tr 14, 5828. SAMC Mendoza found that Claudio’s depression caused

mild limitations on his ability to understand, remember, or apply information and on his ability to

concentrate, persist, or maintain pace. Tr. 15, 54-55. But he found no limitations on Claudio’s

ability to interact with others or to adapt or manage himself. Id. Moreover, he stated that these

limitations did not appear to add any significant limits on functioning. Tr. 15, 55.

There is scant difference between the ALJ’s lack of limitations in the RFC and the mild

limitations detailed by SAMC Mendoza and Dr. Bellah. Thus, Claudio has not shown how the

exclusion of an evaluation of his mental limitations either affected a substantial right or prejudiced

him. He has not shown that the result of the ALJ’s analysis likely would have been any different

if the ALJ had specifically evaluated his mental impairments when determining his RFC. Thus,

he has not shown that it was conceivable that the ALJ would have reached a different

administrative conclusion absent the error. ECF No. 13 at 30-31. Accordingly, any error that the

ALJ committed on this point was harmless, and reversal is not warranted.

C. The ALJ correctly evaluated the persuasiveness of Dr. Kim’s medical opinion.

An ALJ has broad discretion to resolve conflicts in the evidence without the Court second-

guessing him. Hernandez v. Astrue, 269 F. App'x 511, 515 (5th Cir. 2008) (citing Martinez v.

Chater, 64 F.3d 172, 174 (5th Cir. 1995)). An ALJ is free to reject any medical opinion when the

evidence supports a contrary conclusion. See generally Harris v. Apfel, 209 F.3d 413, 417 (5th

Cir. 2000); Qualls v. Astrue, 339 F. App'x 461, 466 (5th Cir. 2009) (quoting Bradley v. Bowen,

809 F.2d 1054, 1057 (5th Cir. 1987)). An ALJ may even completely disregard the opinion of a

treating physician. See Brown v. Apfel, 192 F.3d 492, 500 (5th Cir. 1999).

Regardless of whether an ALJ accepts or rejects a medical opinion, the ALJ must

“articulate in [his] determination or decision how persuasive [he] find[s] all of the medical

opinions . . . in [a claimant's] case record.” 20 C.F.R. § 404.1520c(b); Guy v. Comm'r of Soc. Sec.,

No. 4:20-cv-01122-O-BP, 2022 WL 1008039, at *3 (N.D. Tex. Mar. 14, 2022), rec. adopted 2022

WL 1004241 (N.D. Tex. Apr. 4, 2022). This requirement is obligatory for claims filed on or after

March 27, 2017. Id. Claudio applied for DIB on April 23, 2020, and is, therefore, entitled to the

explanation.

While ALJs need not exhaustively recount their reasoning, they must “explain how [they

considered the supportability and consistency factors for . . . medical opinions . . . in [a claimant's]

determination or decision.” 20 C.F.R. § 404.1520c(b)(2); Guy, 2020 WL 1008039, at *3. Mere

evidentiary summaries fall short of § 404.1520c's requirements, as evidenced in the plain meaning

of the regulatory text. Id. Determining supportability and consistency involve different analyses

and “require the ALJ to explain his reasoning for his persuasiveness finding with respect to each

factor.” Heleodoro C. v. Commissioner, Social Security Administration, No. 3:20-cv-3520-E-BK,

2022 WL 4259148, at *3 (N.D. Tex. July 20, 2022), rec. adopted 2022 WL 4360555 (N.D. Tex.

Sept. 19, 2022) (quoting Kilby v. Kijakazi, No. 4:20-cv-03035, 2022 WL 1797043, at *3 (S.D.

Tex. Mar. 15, 2022)). While “supportability” measures the degree of relatedness between a

medical provider's opinion and the medical evidence she provides to support that opinion,

“consistency” is “an all-encompassing inquiry” that focuses on “how well a medical source is

supported, or not supported, by the entire record.” Id; See 20 C.F.R. §§ 404.1520c(c)(1),

404.1520c(c)(2).

In his decision, the ALJ explained why he found Dr. Kim’s testimony unpersuasive:

The extreme limitations opined by Dr. Kim are inconsistent with his entirely

conservative course of pain management treatment with the claimant, and the

claimant’s conservative treatment even since his last lumbar surgery in April 2019.

The opinion of Dr. Kim appears to be based largely on the claimant’s subjective

complaints, and it is inconsistent with the claimant’s daily activities, which includes

his ability to provide care for pets, his young children, shop in stores for groceries,

drive at least short distances, prepare meals, and perform light household chores

[ ]. Because it is unsupported and inconsistent with the record as a whole, the

opinion is not persuasive.

Tr. 19-20. Claudio argues that the ALJ incorrectly found that Dr. Kim’s medical opinion was

unpersuasive because his analysis failed to consider all of Claudio’s surgeries. ECF No. 13 at 35.

Moreover, Claudio states that the ALJ’s opinion regarding his performance of daily activities fails

to consider the significant limitations he reported in performing such activities. Id. at 39. However,

an ALJ need not exhaustively recount his reasoning for rejecting a medical opinion. Guy, 2020

WL 1008039, at *3. Based on the ALJ’s explanation, it is clear that he considered the

supportability and consistency of Dr. Kim’s final opinion as being contrary to the course of

treatment that he provided Claudio, Claudio’s testimony, and the ALJ’s perception of Claudio.

The ALJ carefully explained why he did not find Dr. Kim’s opinion persuasive. Thus, this point

does not require reversal.

D. Substantial evidence supports the RFC’s physical limitations.

Substantial evidence did not support the ALJ’s RFC determination in Ripley, thus

warranting remand, because the record “d[id] not clearly establish…the effect [the claimant’s]

condition had on his ability to work.” Id. at 557. The ALJ found Ripley not disabled because he

could perform sedentary work. Id. Even though the record included “a vast amount of medical

evidence,” including “reports discussing the extent of Ripley’s injuries,” no reports from “qualified

medical experts” showed how Ripley’s condition affected his ability to perform sedentary work.

Id. at 557 & n.27.

After Ripley, the Court found that reversible error lies where the “record does not clearly

establish” how an applicant’s condition affects his ability to work. Bowles v. Comm'r of Soc. Sec.,

No. 7:20-cv-00112-O-BP, 2021 WL 7451148, at *3 (N.D. Tex. Oct. 19, 2021), rec. adopted, 2022

WL 768546 (N.D. Tex. Mar. 14, 2022); Fitzpatrick v. Colvin, No. 3:15-cv-3202-D, 2016 WL

1258477, at *7-8 (N.D. Tex. Mar. 31, 2016); Thornhill v. Colvin, No. 3:14-cv-335-M, 2015 WL

232844, at *10 (N.D. Tex. Dec. 15, 2014), rec. adopted, 2015 WL 232844 (N.D. Tex. Jan. 16,

2015).

Claudio relies on this line of cases to argue that substantial evidence does not support the

ALJ’s physical limitations. ECF Nos. 13 at 31, 16 at 5. However, in those cases, the ALJ

completely rejected the only medical evidence that supported his or her determination. Here, the

ALJ found that the record established that Claudio was more limited in his physical abilities than

SAMC Mendoza and SAMC Sharka Junejo, M.D., found him to be. Tr. 19. Accordingly, the ALJ

considered the SAMCs’ opinions to be partially persuasive, deciding that Claudio had a sedentary

exertional level. Id. Additionally, the ALJ found the medical opinion of Dr. Kim unpersuasive as

previously noted. Tr. 19-20. Thus, Claudio asserts that no medical evidence supports the ALJ’s

determination of his physical limitations, and that reversal must follow. ECF Nos. 13 at 31, 16 at

5.

Claudio’s argument is unavailing. His case is distinguishable from the cases noted above

where the Court reversed the ALJ’s decision. In those post-Ripley cases, the Court found that

substantial evidence did not support the ALJs’ RFC determinations “when the ALJ rejected all

medical opinions of record and independently determined [ ] the plaintiff[s’] [limitations].” Ernest

A. J. v. Saul, No. 1:18-cv-00194-BU, 2020 WL 6877706, at *17 (N.D. Tex. Oct. 19, 2020), rec.

adopted, 2020 WL 6873609 (N.D. Tex. Nov. 23, 2020). Here, the ALJ did not completely reject

the SAMCs’ opinions, but instead found them to be “partially persuasive” given the other evidence

of record. Tr. 25. “Assigning less persuasive merit to particular areas of a specific evidentiary

source is a far cry from rejecting that source in its entirety.” Vasquez v. Comm'r of Soc. Sec., No.

7:21-cv-00028-O-BP, 2022 WL 2975471, at *5 (N.D. Tex. June 30, 2022), rec. adopted, 2022 WL

2972240 (N.D. Tex. July 26, 2022). See also Ernest A. J., 2020 WL 6877706 at *17 (“[t]he ALJ

. . . departed from the SAMCs' medical opinions insofar as the ALJ found Plaintiff to be more

limited than the SAMCs opined. However, this departure does not constitute a rejection of those

opinions, as Plaintiff suggests.”); Michael L. v. Berryhill, No. 3:18-cv-0010-G-BK, 2019 WL

1243866, at *5 (N.D. Tex. Feb. 20, 2019), rec. adopted sub nom. Layton v. Berryhill, 2019 WL

1244076 (N.D. Tex. Mar. 18, 2019) (“the ALJ did not reject the assessments of the SAMCs by

including additional restrictions in her RFC assessment”).

ALJs may assign more or less persuasive value to certain evidentiary sources and reach an

RFC based on some, but not all, of the evidentiary record. Vasquez, 2022 WL 2975471 at *5. Thus,

even though the ALJ found the SAMCs’ opinions only “partially persuasive” and Dr. Kim’s

opinion unpersuasive, the ALJ’s decision is not devoid of any medical opinions. The ALJ did not

wholly reject the SAMC's assessments, and he explained the reasoning for his decision.

Accordingly, the ALJ properly evaluated the medical opinion evidence of record and did not

commit a Ripley error.

Even if the ALJ erred, inclusion of limitations on a claimant's activity beyond those

expressed by a medical source or SAMC does not automatically constitute reversible error. Ernest

A. J., 2020 WL 6877706 at *13. The Court will not reverse the Commissioner’s decision where

“the substantial rights of a party have not been affected.” Mays v. Bowen, 837 F.2d 1362, 1364

(5th Cir. 1988).

As shown above, the ALJ did not commit an error by finding Dr. Kim’s opinion

unpersuasive. Thus, if the ALJ had matched the limitations that the SAMCs formulated, his

limitations on work activities would be “light” instead of “sedentary.” Tr. 61, 87. Claudio does not

show how inclusion of restrictions that would qualify him for less work than the SAMCs

recommended affected a substantial right. See Steven K. v. Kijakazi, No. 3:20-cv-01655-G-BT,

2022 WL 1056920, at *13 (N.D. Tex. Jan. 19, 2022). Likewise, the Court finds that an ALJ’s

formulation of an RFC that makes it less likely for a claimant to perform PRW, thus giving him a

greater chance of being found disabled, does not affect a claimant’s substantial rights.

Moreover, Claudio did not demonstrate prejudice by noting any additional evidence that

he could or would have changed ALJ's decision. See Michael L, 2019 WL 1243866 at *5. The

record reflects that the ALJ considered the entire evidentiary record and incorporated into his

decision treatment notes and observations of several doctors, Claudio’s testimony and hearing

evidence regarding his functional impairments, Claudio’s description of what he could and could

not do, and the SAMCs' functional estimates to the extent that they supplemented and were

consistent with the rest of the record. See Tr. 18-21, 24-25. Because those considerations are “such

relevant evidence as a reasonable mind might accept to support a conclusion,” substantial evidence

supports the RFC. See Ripley, 67 F.3d at 555 (quoting Greenspan, 38 F.3d at 236).

While Claudio disagrees with the RFC assessment, “[a] finding of no substantial evidence

is appropriate only if no credible evidentiary choices or medical findings support the decision.”

Boyd, 239 F.3d at 704 (quoting Harris, 209 F.3d at 417). That is not the case here, and the Court

is “highly deferential” to the Commissioner. Perez v. Barnhart, 415 F.3d 457, 464 (5th Cir. 2005).

Thus, any error on the evidence before the ALJ is not a reversible error.

E. Substantial evidence supports the ALJ’s finding that there are a significant

number of jobs for Claudio to perform in the national economy.

The ALJ found that Claudio was not disabled within the meaning of the Act because he

could perform jobs that existed in significant numbers in the national economy. Tr. 21-22. The

ALJ determined, based on the VE’s testimony, that Claudio could perform the jobs of a document

preparer, ticket checker, eye glass frame polisher, and addresser. Id. These jobs exist in the number

of 17,000, 7000, 1300, and 2000, respectively, in the national economy. Id. Claudio argues that

the number of jobs that the VE suggested does not represent a significant number of jobs in the

national economy. ECF No. 13 at 42.

Neither the Fifth Circuit nor this Court has endorsed a bright-line rule for what constitutes

a “significant” number of jobs. See, e.g., Jackson v. Berryhill, No. 3:16-cv-2957-G-BK, 2017 WL

4457539, at *3 (N.D. Tex. Sept. 11, 2017), rec. adopted, 2017 WL 4410812 (N.D. Tex. Oct. 3,

2017) (“The Court of Appeals for the Fifth Circuit has not, in a published opinion, determined

what constitutes a ‘significant number’ of jobs.”). Instead, the Fifth Circuit has indicated the

determination should be based on “common sense.” Id.

In Lirley v. Barnhart, the court held that 50,000 was a sufficient number of jobs in the

national economy to be significant, but there was no indication that 50,000 was the minimum

needed to be significant. 124 F. App’x 283, 284-85 (5th Cir. 2005). Claudio is correct in stating

that the Court has found job numbers similar to those here did not constitute a significant number

of jobs in the national economy. Adrienne W. v. Berryhill, No. 3:17-cv-1218-N-BT (N.D. Tex.

Aug. 24, 2018), rec. adopted, No. 3:17-cv-1218-N-BT (N.D. Tex. Sept. 14, 2018) (1,300 call out

operator jobs in Texas and 16,000 jobs nationally, and 1,000 surveillance system monitor jobs in

Texas and 17,000 jobs nationally not significant); Morgan v. Colvin, No. 3:15-cv-2589-L-BH,

2016 WL 5369495 (N.D. Tex. Sept. 6, 2016), rec. adopted, 2016 WL 5341305 (N.D. Tex. Sept.

23, 2016) (1,000 surveillance system monitor jobs in Texas and 17,000 jobs nationally, and 780

school bus monitor jobs in Texas not significant); Johnson v. Colvin, No. 3:15-cv-1737-N, 2016

WL 1212436, at *4 (N.D. Tex. Feb. 25, 2016), rec. adopted, No. 3:15-cv-01737-N, 2016 WL

1228630 (N.D. Tex. Mar. 28, 2016) (1,000 jobs in Texas and 9,200 nationally not a significant

number).

However, whether the job numbers are significant is a moot point as the Court must only

determine whether substantial evidence supports the ALJ’s finding. ECF No. 13 at 41. Here, the

ALJ specifically asked the VE whether jobs existed in the national economy for an individual with

Claudio’s age, education, work experience, and RFC. Tr. 43-44. The VE testified that given his

limitations, there were four sedentary jobs that existed in significant numbers in the national

economy that he could perform. Tr. 44-45. An attorney represented Claudio at the administrative

hearing, and the attorney had ample opportunity to question the VE regarding the validity of the

job numbers. Pitts, 2020 WL 6566412 at *7 (citing Stacey R. M. v. Berryhill, No. 3:17-cv-2287-

N-BN, 2018 WL 3803860, at *11 (N.D. Tex. July 23, 2018), rec. adopted, No. 3:17-cv-2287-N-

BN, 2018 WL 3769876 (N.D. Tex. Aug. 9, 2018)). Thus, if Claudio wanted to question the basis

of the VE’s job numbers, his attorney should have raised the issue at the hearing. Perez, 415 F.3d

at 464.

Claudio did not challenge the VE's testimony at the hearing or counter it with other

evidence. Without such an objection, the ALJ was within his discretion to rely solely on the

uncontested VE testimony. See Biestek v. Berryhill, 139 S. Ct. 1148, 1155 (2019) (absent objection

at the hearing, a VE’s testimony may qualify as substantial evidence even when unaccompanied

by supporting data). Therefore, because Claudio did not object to the VE’s testimony at the

hearing, the ALJ properly relied on the VE’s testimony, which provided evidence of a substantial

number of jobs in the national economy that Claudio could perform. Those numbers meet the Fifth

Circuit’s definition of a “common sense” substantial number of jobs. Accordingly, reversal on this

point is not required.

IV. CONCLUSION

Because the ALJ applied the proper legal standards and substantial evidence supports the

ALJ’s decision, the Court AFFIRMS the Commissioner’s decision and DISMISSES this case

with prejudice.

It is so ORDERED on July 25, 2023.

2.

UNITED STATES MAGISTRATE JUDGE

17

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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