Opinion

Jimmerson v. Commissioner Social Security Administration

Court
District Court, D. Oregon
Filed
Aug 26, 2024
Cited by
0 cases
Authority
More cited than 31.8%

requiring the level of activity to be inconsistent with the claimant’s alleged limitations to be relevant to his or her credibility

How later courts described this case

  • requiring the level of activity to be inconsistent with the claimant’s alleged limitations to be relevant to his or her credibility
  • summarizing the standard for determining the proper remedy
  • except in “rare circumstances,” the proper remedy upon a finding of harmful error is to remand for further administrative proceedings

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF OREGON

BLONDELL J.,1 No. 3:22-cv-1612-JR

Plaintiff, OPINION & ORDER

v.

COMMISSIONER, SOCIAL

SECURITY ADMINISTRATION,

Defendant.

RUSSO, Magistrate Judge:

Plaintiff Blondell J. brings this action for judicial review of the final decision of the

Commissioner of Social Security (“Commissioner”) denying her application for Title II

Disability Insurance Benefits and Title XVI Supplemental Security Income under the Social

Security Act (“the Act”). All parties have consented to allow a Magistrate Judge to enter final

orders and judgement in this case in accordance with Fed. R. Civ. P. 73 and 28 U.S.C. § 636(c).

1 In the interest of privacy, this opinion uses only the first name and the initial of the last name of

the nongovernmental party in this case.

ECF No. 20. For the reasons set forth below, the Commissioner’s decision is reversed, and this

case is remanded for further proceedings.

PROCEDURAL BACKGROUND

Born in December, 1974, plaintiff alleges disability beginning August 25, 2017, with a

date last insured of June 30, 2023, due to “neck issues; shoulder issues; back; numbness from

elbow to fingertips; nerve damage; can’t lift right shoulder; migraines; borderline diabetic; have

to roll out of bed; [and] depression.” Tr. 15, 17, 91, 200-10. Her application was denied initially

and upon reconsideration. Tr. 104-50. On June 17, 2021, plaintiff appeared at an administrative

hearing before Administrative Law Judge (“ALJ”) Derek Johnson. Tr. 35-55. On July 2, 2021,

the ALJ issued a decision finding plaintiff not disabled. Tr. 12-34. After the Appeals Council

denied her request for review, plaintiff filed a complaint in this Court. Tr. 1-6.

THE ALJ’S FINDINGS

At step one of the five step sequential evaluation process, the ALJ found plaintiff had

engaged in substantial gainful activity since December 15, 2020. Tr. 17. At step two, the ALJ

determined the following impairments were medically determinable and severe: “cervical spine

degenerative disc disease, status post two surgeries.” Tr. 18. At step three, the ALJ found

plaintiff’s impairments, either singly or in combination, did not meet or equal the requirements

of a listed impairment. Tr. 20.

Because plaintiff did not establish presumptive disability at step three, the ALJ continued

to evaluate how her impairments affected her ability to work. The ALJ resolved that plaintiff had

the residual function capacity (“RFC”) to perform light work as defined in 20 C.F.R. §

404.1567(b) except:

[S]he can never crawl or climb ladders, ropes, or scaffolds. With the dominant

right upper extremity, she can occasionally push/pull, occasionally reach

overhead, frequently reach in all other directions, and frequently handle and

finger. She can tolerate occasional exposure to extreme cold and vibration. She

can tolerate no exposure to hazards such as unprotected heights or moving

mechanical machinery.

Tr. 21-22.

At steps four and five, the ALJ determined that the claimant was capable of performing

both past relevant work as a retail clerk, dental assistant, and hospital cleaner, as well as other

jobs existing in significant numbers in the national economy such as routing clerk, router, and

coin machine collector. Tr. 27-29. The ALJ therefore found plaintiff not disabled from August

25, 2017, through July 2, 20221, the date of the decision. Tr. 29.

DISCUSSION

Plaintiff argues the ALJ committed four harmful errors in his written opinion. She

contends the ALJ erred by (1) improperly rejecting plaintiff’s symptom testimony, (2) rejecting

lay witness testimony without a germane reason for doing so, (3) improperly evaluating David

Hays, M.D.’s medical opinion, and (4) relying on vocational expert testimony at steps four and

five that was the product of incomplete hypotheticals. For the reasons that follow, the Court finds

the ALJ erred, the errors were harmful, and reverses the ALJ’s decision.

I. Symptom Testimony

Plaintiff contends the ALJ erred by discrediting her testimony that pain limited her ability

to manage an eight-hour workday. Pl.’s Br., ECF No. 17 at 9-12. When a claimant has medically

documented impairments that could reasonably be expected to produce some degree of the

symptoms complained of, and the record contains no affirmative evidence of malingering, “the

ALJ can reject the claimant’s testimony about the severity of ... symptoms only by offering

specific, clear and convincing reasons for doing so.” Smolen v. Chater, 80 F.3d 1273, 1281 (9th

Cir. 1996) (internal citation omitted). A general assertion the claimant is not credible is

insufficient; the ALJ must “state which ... testimony is not credible and what evidence suggests

the complaints are not credible.” Dodrill v. Shalala, 12 F.3d 915, 918 (9th Cir. 1993). The

reasons proffered must be “sufficiently specific to permit the reviewing court to conclude that the

ALJ did not arbitrarily discredit the claimant’s testimony.” Orteza v. Shalala, 50 F.3d 748, 750

(9th Cir. 1995) (internal citation omitted). In other words, the “clear and convincing” standard

requires an ALJ to “show [their] work.” Smartt v. Kijakazi, 53 F.4th 489, 499 (9th Cir. 2022).

Thus, in formulating the RFC, the ALJ is not tasked with “examining an individual’s

character” or propensity for truthfulness, and instead assesses whether the claimant’s subjective

symptom statements are consistent with the record as a whole. SSR 16-3p, available at 2017 WL

5180304. If the ALJ’s finding regarding the claimant’s subjective symptom testimony is

“supported by substantial evidence in the record, [the court] may not engage in second-

guessing.” Thomas v. Barnhart, 278 F.3d 947, 959 (9th Cir. 2002) (internal citation omitted).

The question is not whether the ALJ’s rationale convinces the court, but whether the ALJ’s

rationale “is clear enough that it has the power to convince.” Smartt, 53 F.4th at 499.

Plaintiff testified at the hearing about significant pain and an inability to use her dominant

right hand. For example, plaintiff shared that she “couldn’t stand, sit, or lay for a long period of

time,” and would have “to rotate my position often” due to pain. Tr. 49, 52. The pain is so severe

she cannot complete her physical therapy exercise. Tr. 50. Plaintiff described that she “can't hold

anything with [her] right side, [] can't carry, [and] can't reach up to go over the stove cabinet, or

on top of the refrigerator.” Tr. 52. As a result, she uses her non-dominant left hand for these

tasks. Tr. 52. Describing her mental health during the relevant period, plaintiff testified that she

“wasn’t in a good place…kind of like depression,” and wasn’t able to do anything for herself like

pay the bills. Tr. 51-52.

The ALJ found plaintiff’s medically determinable impairments could reasonably be

expected to cause the alleged symptoms and did not identify evidence of malingering. Tr. 22.

However, the ALJ concluded that plaintiff’s statements concerning the intensity, persistence and

limiting effects of her symptoms were not entirely consistent with the medical evidence and

other evidence in the record. Tr. 22. Specifically, the ALJ found plaintiff’s symptom allegations

were inconsistent with objective medical evidence, plaintiff’s treatment history, and that

plaintiff’s daily activities conflicted with her symptom allegations. Tr. 22-24.

The objective medical evidence the ALJ cited may have been sufficient to discount

plaintiff’s testimony, but because the ALJ did not state his reasons with sufficient specificity, the

Court remands to the ALJ for further consideration on the issue. When discounting symptom

testimony, an ALJ’s decision “must be sufficiently specific to allow a reviewing court to

conclude the adjudicator rejected the claimant’s testimony on permissible grounds and did not

arbitrarily discredit a claimant’s testimony regarding pain.” Bunnell v. Sullivan, 947 F.2d 341,

345 (9th Cir. 1991). In this context, that means an ALJ must “identify the testimony she found

not credible,” and “link that testimony to the particular parts of the record supporting her non-

credibility determination.” Brown-Hunter v. Colvin, 806 F.3d 487, 494 (9th Cir. 2015). When

considering plaintiff’s testimony, the ALJ thoroughly summarized the medical record, but failed

to provide any analysis regarding how the cited medical records undermined any of plaintiff’s

specific allegations. See Tr. 18-22. This does not fulfill the Ninth Circuit’s expectation that an

ALJ identify which of plaintiff’s statements or testimony is supposedly undermined by the

record, and specifically what parts of the record undermine it. Brown-Hunter, 806 F.3d at 494.

Furthermore, little of the medical record the ALJ summarizes directly addresses

plaintiff’s allegations of debilitating pain, and her inability to work a full 8-hour day as a result.

See, e.g., Tr. 23-34 (reflecting plaintiff’s consistent reports of pain, and decreased cervical range

of motion due to pain). The ALJ cites medical records about plaintiff’s strength and range of

motion, but those do not conflict with her testimony about, for example, how her pain renders

her unable to “stand, sit, or lay for a long period of time,” and that she needs “to rotate [her]

position often” due to pain. Tr. 49, 52. Nor do any of the medical records address her alleged

depression. Id. Indeed, a closer look at the medical records the ALJ cites shows that the records

seem to support plaintiff’s testimony, rather than conflict with it. See, e.g., Tr. 22 (citing Tr. 1107

as proof of strength and range of motion, but neglecting to acknowledge the same note’s

diagnosis of, for example, “[s]ignificantly decreased range of motion secondary to pain.”).

Ultimately, the ALJ’s opinion paints with too broad a brush, and leaves this Court to surmise on

its own which “testimony [the ALJ] found not credible” and what “particular parts of the record

supporting h[is] non-credibility determination.” Brown-Hunter, 806 F.3d at 494. Failure to

provide such clear analysis is error, the Court therefore finds the ALJ failed to give a sufficiently

clear and convincing reason for discounting plaintiff’s symptom testimony. On remand, the ALJ

must be more explicit about what testimony is being discounted and why.

B. Improvement with Treatment

An ALJ may reject a claimant’s symptom testimony if that testimony is contradicted by

evidence in the medical record. Carmickle v. Comm'r of Soc. Sec. Admin., 533 F.3d 1155, 1161

(9th Cir. 2008). If the record shows a claimant’s symptoms have improved with treatment, that

improvement is “an important indicator of the intensity and persistence of ... symptoms.” 20

C.F.R. §§ 404.1529(c)(3), 416.929(c)(3). The Ninth Circuit holds that “evidence of medical

treatment successfully relieving symptoms can undermine a claim of disability.” Wellington v.

Berryhill, 878 F.3d 867, 876 (9th Cir. 2017). Symptom improvement, however, must be weighed

within the context of an “overall diagnostic picture.” Holohan v. Massanari, 246 F.3d 1195,

1205 (9th Cir. 2001).

The ALJ also failed to provide a clear and convincing reason to discount plaintiff’s

symptom testimony when he noted that plaintiff benefited from treatments like acupuncture and

medication. Tr. 24. When weighing a plaintiff’s treatment history against her pain allegations,

ALJs must take the plaintiff’s specific testimony and the “overall diagnostic picture” of the

record into account. Holohan, 246 F.3d at 1205. In the written opinion’s summation of the

medical record, the ALJ noted that plaintiff received beneficial treatment during the relevant

period including acupuncture treatment and oxycodone. Tr. 24 (citing, e.g., Tr. 797). The ALJ

did not, however, conclude that the beneficial treatment directly related to any of plaintiff’s

allegations. Id. Nor did the ALJ acknowledge that those same medical records referencing

beneficial treatment recognized that plaintiff’s pain was unchanged. Tr. 797. Indeed, at the

hearing plaintiff testified she suffered from disabling pain despite the treatment she received

during the relevant period. See Tr. 49-50 (reiterating disabling pain symptoms despite

acupuncture, physical therapy, and medication treatments). Because the ALJ failed to directly tie

plaintiff’s treatment history to testimony it supposedly undermined and did not consider the

overall diagnostic picture of plaintiff’s pain, he erred in discounting plaintiff's symptom

testimony due to symptom improvement.

C. Daily Activities

The ALJ also discounted plaintiff’s subjective symptom testimony because it was

inconsistent with her “own statements about daily activities.” Tr. 27. Activities of daily living

can form the basis for an ALJ to discount a claimant’s testimony in two ways: (1) as evidence a

claimant can work if the activities “meet the threshold for transferable work skills,” or (2) where

the activities “contradict [a claimant’s] testimony.” Orn v. Astrue, 495 F.3d 625, 639 (9th Cir.

2007). The relevant regulations require an ALJ to consider a claimant’s daily activities when

evaluating subjective symptom statements. 20 C.F.R. §§ 404.1529(c)(3)(i), 416.929(c)(3)(i). The

Ninth Circuit has even found such routine activities as playing video games, using public

transportation, and preparing meals to undercut a claimant’s testimony of disabling limitations.

Ahearn v. Saul, 988 F.3d 1111, 1117 (9th Cir. 2021). A claimant need not be utterly

incapacitated to receive disability benefits, however, and sporadic completion of minimal

activities is insufficient to support a negative credibility finding. Vertigan v. Halter, 260 F.3d

1044, 1050 (9th Cir. 2001); see Reddick v. Chater, 157 F.3d 715, 722 (9th Cir. 1998) (requiring

the level of activity to be inconsistent with the claimant’s alleged limitations to be relevant to his

or her credibility).

The ALJ failed to adequately identify transferable work skills or inconsistencies between

plaintiff’s daily activities and symptom testimony, and therefore erred. The Ninth Circuit has

instructed that a modest level of activity is not sufficient to reject subjective complaints.

Vertigan, 260 F.3d at 1050 (“This court has repeatedly asserted that the mere fact that a Plaintiff

has carried on certain daily activities, such as grocery shopping, driving a car, or limited walking

for exercise, does not in any way detract from her credibility as to her overall disability. One

does not need to be ‘utterly incapacitated’ in order to be disabled”) (quoting Fair, 885 F.2d at

603). The ALJ summarily referred to plaintiff’s “statements about daily activities” in the written

opinion, but did not specify which activities, or how those activities either transfer to work or

contradict hearing testimony. Tr. 27. Such a limited discussion fails to explain “what symptom

testimony [was] not credible and what facts in the record lead to that conclusion.” Smolen, 80

F.3d at 1284; see Dodrill, 12 F.3d at 918. The ALJ merely concluded that plaintiff’s activities

“do not support a more restrictive finding.” Tr. 27. This was error, and not a clear or convincing

reason to discount plaintiff’s subjective symptom testimony about disabling pain.

In sum, the ALJ erred in rejecting plaintiff’s subjective symptom testimony because he

failed to provide specific, clear, and convincing reasons as to why her testimony contradicted, or

was undermined by, the objective medical record, treatment history, or her daily activities.

II. Lay Witness Testimony

“Lay testimony as to a claimant’s symptoms is competent evidence that the Secretary

must take into account.” Nguyen v. Chater, 100 F.3d 1462, 1467 (9th Cir. 1996) (citation

omitted); 20 C.F.R. §§ 404.1529(c)(1), 416.929(c)(1) (“In evaluating the intensity and

persistence of your symptoms, we consider all of the available evidence from your medical

sources and nonmedical sources about how your symptoms affect you.”). Under the 2017

regulations, the ALJ is not “required to articulate how [they] considered evidence from

nonmedical sources” using the same criteria required for the evaluation of medical sources. 20

C.F.R. §§ 404.1520c(d), 416.920c(d).

The ALJ must give reasons “germane to the witness” when discounting the testimony of

lay witnesses. Valentine, 574 F.3d at 694. But the ALJ is not required “to discuss every witness’s

testimony on an individualized, witness-by-witness basis.” Molina v. Astrue, 674 F.3d 1104,

1114 (9th Cir. 2012), superseded on other grounds by 20 C.F.R. § 404.1502(a). If the ALJ gives

valid germane reasons for rejecting testimony from one witness, the ALJ may refer only to those

reasons when rejecting similar testimony by a different witness. Id. Additionally, where “lay

witness testimony does not describe any limitations not already described by the claimant, and

the ALJ’s well-supported reasons for rejecting the claimant’s testimony apply equally well to the

lay witness testimony,” any error by the ALJ in failing to discuss the lay testimony is harmless.

Id. at 1117, 1122.

On October 21, 2019, the claimant’s sister provided a third-party function report

indicating the following: (1) the claimant is unable to maintain regular, continuous work due to

the inability to stand for extended periods, the inability to lift her arms over her head, and pain

symptoms even while lying in bed and using multiple pillows; (2) she takes extended time with

personal care due to her limitations; (3) she requires multiple breaks to prepare meals and/or

needs assistance from others; (4) she is unable to enjoy previous hobbies due to overwhelming

pain; (5) she requires many breaks when walking and is unable to lift more than five pounds; (6)

she has difficulty handling stress due to constant pain; and (7) she is unable to drive due to pain

medications. Tr. 265-72.

The ALJ erred by rejecting the lay witness testimony in conclusory fashion for the same

reasons he rejected plaintiff’s symptom testimony. Although defendant suggests the ALJ “did

not have to” consider the lay testimony, this Court still requires ALJs to provide germane reasons

for dismissing lay witness testimony. See, e.g., Nichole M. v. Comm’r, Soc. Sec. Admin., 2023

WL 2889777, at *8 (D. Or. Apr. 11, 2023). As noted above, the ALJ committed legal error in the

consideration of plaintiff’s testimony, so those same reasons cannot support the rejection of

plaintiff’s sister’s similar allegations. This error was harmful. “[W]here the ALJ’s error lies in a

failure to properly discuss competent lay testimony favorable to the claimant, a reviewing court

cannot consider the error harmless unless it can confidently conclude that no reasonable ALJ,

when fully crediting the testimony, could have reached a different disability determination.”

Molina, 674 F.3d at 1116 (quoting Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 1050, 1056 (9th

Cir. 2006)). On remand, therefore, the ALJ must squarely consider the lay witness testimony and

provide a germane reason supported by substantial evidence if he wishes to discount it.

III. Medical Opinion Evidence

Plaintiff also argues that the ALJ erred in rejecting aspects of her treating doctor David

Hays, M.D.’s medical opinions. Pl. Br. at 10-15. For claims filed on or after March 27, 2017,

ALJs are no longer required to give deference to any medical opinion, including treating source

opinions. 20 C.F.R. § 404.1520c. Instead, the agency considers several factors. 20 C.F.R. §

404.1520c(a). These are: supportability, consistency, relationship to the claimant, specialization,

and “other factors.” 20 C.F.R. § 404.1520c(c)(1)-(5). The “most important” factors in the

evaluation process are supportability and consistency. 20 C.F.R. § 404.1520c(b)(2).

Under this framework, the ALJ must “articulate ... how persuasive [they] find all of the

medical opinions” from each doctor or other source. 20 C.F.R. § 404.1520c(b)(2). In doing so,

the ALJ is required to explain how supportability and consistency were considered and may

explain how the other factors were considered. 20 C.F.R § 404.1520c(b)(2). When two or more

medical opinions or prior administrative findings “about the same issue are both equally well-

supported ... and consistent with the record ... but are not exactly the same,” the ALJ is required

to explain how the other factors were considered. 20 C.F.R. § 404.1520c(b)(3). “Even under the

new regulations, an ALJ cannot reject an examining or treating doctor’s opinion as unsupported

or inconsistent without providing an explanation supported by substantial evidence.” Woods v.

Kijakazi, 32 F.4th 785, 792 (9th Cir. 2022).

On June 14, 2021, the claimant’s treating physician Dr. Hays, provided a medical source

statement indicating the following: (1) [plaintiff] suffers from cervical radiculopathy and cervical

disc disorder at C5-C6; (2) she suffers symptoms of right shoulder and neck pain, as well as

limited range of motion in the neck and right shoulder; (3) she is very limited in her ability to

lift/carry; (4) she is limited to standing and/or walking for 30 minutes at one time and less than

two hours in an 8-hour day; (5) she is limited to sitting for 30 minutes at one time and less than

two hours in an 8-hour day; (6) her chronic neck and shoulder pain necessitates frequent position

changes, including lying down or reclining; (7) she is limited in her upper extremities, as she can

never reach overhead or at shoulder height, and is restricted to occasional handling, fingering,

and feeling; (8) her upper extremity limitations are based on ongoing pain, weakness, and

occasional numbness in her right upper extremity, which severely limits her ability to do

activities that involve her right arm; (9) she is markedly limited in her ability to concentrate,

persist, or maintain pace due to impairment in focus and keeping up resulting from chronic pain;

(10) she would be off-task 20% of the time due to deficits in attention and concentration caused

by her pain, medications, position changes, and exercises just to get some relief; (11) she would

be expected to miss at least 16 hours of work per month due to pain flares especially with using

the right arm; and (12) her limitations were present from August 25, 2017, through October 31,

2020. Tr. 1297-1300.

The ALJ rejected Dr. Hays’ disabling opinion, stating the following:

The opinion of David Hayes, M.D. is not persuasive…This opinion, while

supported by explanation, is not consistent with the record. For example, the

bilateral pushing and pulling limits and “very limited” lifting and carrying limits

are inconsistent with the claimant’s remaining 4/5 right upper extremity strength

and normal left upper extremity strength and range of motion. 1F/11; 2F/64, 120,

174, 266; 6F/80. The standing and walking limits are inconsistent with the

claimant’s normal gait. 2F/64; 4F/53; 6F/80. The off-task limitations are

inconsistent with the claimant’s normal memory (4F/30, 53), linear and logical

thought process (2F/200; 4F/23; 6F/163), alertness and orientation (see 2F/13, 63,

141; 4F/30), and normal speech (2F/63; 4F/23). Therefore, this opinion is not

persuasive.

Tr. 26

The ALJ adequately discussed the strength of the evidence underlying Dr. Hays’ lifting,

pushing/pulling, left extremity, and off-task limitations and their consistency with other evidence

in the record when finding them unpersuasive. The supportability factor requires ALJs to

consider the persuasiveness of a medical opinion based on how “relevant the objective medical

evidence and supporting explanations presented by a medical source are to support his or her

medical opinion.” 20 C.F.R. § 404.1520c(c)(1). The consistency factor requires the ALJ to assess

medical opinions’ alignment with “evidence from other medical sources and nonmedical sources

in the claim.” 20 C.F.R. § 404.1520c(c)(2). The ALJ reasonably found these aspects of Dr. Hays’

opinion inconsistent with the record because they conflicted with objective medical evidence. Tr.

26. For example, the ALJ noted findings showing minimal tenderness to palpation of the

shoulder, mild to moderate findings on Plaintiff's imaging reports, but no evidence of hardware

complications, good and intact grip strength, and improved numbness and paresthesia of the

fingers. Tr. 24 (citing Tr. 404, 840, 849, 858, 941, 1045, 1165. The ALJ likewise considered

reduced (4/5) right upper extremity strength (Tr. 409–10, 465, 629, 672, 1107) but noted that the

remaining upper extremity range of motion was 75–90 degrees of forward flexion and 48 degrees

of extension. Tr. 26 (citing Tr. 398, 404). In addition, plaintiff had normal left upper extremity

strength and range of motion. Tr. 329, 409, 465, 611, 1107. These objective findings were

inconsistent with Dr. Hays’ limitations, and the ALJ adequately considered the supportability

and consistency of his opinion by examining the bases for his conclusions, and discounting them

for their inconsistency with the record.

The ALJ erred, however, in his consideration of Dr. Hays’ proposed limitations on

plaintiff’s ability to stand and walk. Dr. Hays opined that plaintiff was limited to standing and/or

walking for 30 minutes at one time and less than two hours in an 8-hour day, sitting for 30

minutes at one time and less than two hours in an 8-hour day, and that she needed frequent

position changes, including lying down or reclining. Tr. 1297-1300. The ALJ rejected this aspect

of Dr. Hays’ opinion as “inconsistent with the claimant’s normal gait.” Tr. 26. Gait—how a

person walks or moves—does not relate to how long a person can walk, stand, or sit. Dr. Hays

explicitly linked his opinion about plaintiff’s inability to walk stand or sit to her “chronic pain,”

and the ALJ cited no evidence that suggests this opinion was inconsistent with the record (where

there is significant evidence of pain), or that the opinion lacked support. See Tr. 26. This was

error. On remand, the ALJ must address the supportability or consistency of Dr. Hays’ sitting,

standing, and position-changing limitations with the record.

IV. Remedy2

The decision whether to remand for further proceedings or for the immediate payment of

benefits lies within the discretion of the court. Harman v. Apfel, 211 F.3d 1172, 1176-78 (9th

Cir. 2000). The issue turns on the utility of further proceedings. A remand for an award of

benefits is appropriate when no useful purpose would be served by further administrative

proceedings or when the record has been fully developed and the evidence is insufficient to

support the Commissioner’s decision. Treichler v. Comm’r of Soc. Sec. Admin., 775 F.3d 1090,

1090-1100 (9th Cir. 2014). The court may not award benefits punitively and must conduct a

“credit-as-true” analysis on evidence that has been improperly rejected by the ALJ to determine

if a claimant is disabled. Strauss v. Comm’r of Soc. Sec. Admin., 635 F.3d 1135, 1138 (9th Cir.

2 Plaintiff also argues the ALJ erred at steps four and five by concluding she could perform past

relevant work and relying on hypotheticals posed to the VE that did not reflect all of her

limitations. See Pl. Br., ECF No. 12 at 19-20. Because the Court is remanding this case for the

ALJ to reconsider plaintiff’s testimony, lay witness testimony, and aspects of Dr. Hays’ medical

opinion, the ALJ will need to formulate a new RFC and conduct a new analysis at steps four and

five. For that reason, plaintiff’s claim of error at steps four and five is moot and need not be

considered at this time.

2011); see also Dominguez v. Colvin, 808 F.3d 403, 407-08 (9th Cir. 2015) (summarizing the

standard for determining the proper remedy).

The ALJ committed harmful error by failing to provide specific, clear, and convincing

reasons to reject plaintiff’s subjective symptom testimony, and by failing to support the decision

to discount lay witness testimony and aspects of Dr. Hays’ medical opinion with substantial

evidence. The record is still ambiguous, however, concerning whether plaintiff’s pain rendered

her totally disabled during the relevant period. See Treichler, 775 F.3d at 1099 (except in “rare

circumstances,” the proper remedy upon a finding of harmful error is to remand for further

administrative proceedings). The Court therefore remands for further proceedings so that the

ALJ may adequately evaluate plaintiff’s testimony, the lay testimony, and Dr. Hays’ opinion,

reformulate the RFC if necessary, and seek further VE testimony at step five, if necessary.

CONCLUSION

For the reasons given above, the Commissioner’s decision is reversed and remanded for

further proceedings.

IT IS SO ORDERED.

DATED: August 26, 2024

___/s_/ _J_o_li_e_ A__. _R_u_s_s_o__________________

Jolie A. Russo

United States Magistrate Judge

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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