“[A]lthough the Eighth Amendment does not require a prisoner to suffer ‘serious injury,’ the ‘absence’ of such an injury goes a long way to disprove any claim that an officer used force with the required intent to harm.”
How later courts described this case
- “[A]lthough the Eighth Amendment does not require a prisoner to suffer ‘serious injury,’ the ‘absence’ of such an injury goes a long way to disprove any claim that an officer used force with the required intent to harm.”
- “In order to survive summary judgment, Plaintiff cannot rely on conjecture or conclusory allegations.”
- “Federal Rule of Civil Procedure 56(e) states that a party must offer ‘specific facts showing that there is a genuine issue for trial.’”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
ANTHONY PERRY, :
:
Plaintiff, : Case No. 1:22-cv-178
:
vs. : Judge Jeffery P. Hopkins
:
RONALD ERDOS, et al.,
:
:
Defendants.
:
ORDER ADOPTING IN PART AND REJECTING IN PART
REPORT AND RECOMMENDATION
This matter is before the Court on the Report and Recommendation issued by
Magistrate Judge Chelsey M. Vascura on January 30, 2024. Doc. 138. The Magistrate Judge
recommends that Defendants’ motion for summary judgment (Doc. 136) be granted in part
and denied in part. Plaintiff Anthony Perry and Defendants Robert Dofflemyer and Michael
Pierce have objected to the R&R. See Docs. 139, 140. For the reasons below, Plaintiff’s
objections are OVERRULED, Defendants’ objections are SUSTAINED, and the Magistrate
Judge’s R&R is ADOPTED IN PART and REJECTED IN PART.
I. BACKGROUND
A. Factual Background
Plaintiff Anthony Perry was incarcerated at the Southern Ohio Correctional Facility
on June 25, 2020. On that date, another inmate, Caleb Willis, was involved in a physical
altercation with one of the correctional officers. Perry Dep., 136-1, 21:3–22. Mr. Perry was
locked down in his cell when that altercation occurred, so while he could not see what was
happening, he could hear the altercation. Id. at 22:2–6. Some officers that responded to that
altercation, including Defendants Robert Dofflemyer, Michael Pierce, Curtis Scott, and
Garth Fri, came to Plaintiff’s cell around 8:00 p.m. after Mr. Willis had been sent out. Id. at
23:19–24:14. Plaintiff believes they came to his cell because he is Muslim like Mr. Willis. Id.
at 34:13–20.
Upon arrival, Plaintiff and Defendants exchanged words, including one of them
calling Plaintiff “a nigger.” Id. at 25:22–26:4. Defendant Scott then said, “you motherfuckers
want to come here and put your hands on our COs, we’ll beat your ass, boy.” Id. at 27:10–
28:4. Plaintiff insisted that he was not a threat and came out of his cell with his hands up. Id.
Defendant Scott then began to search Plaintiff’s cell and break his personal items. Id. at 28:10–
29:14. Defendant Fri was present but “didn’t do nothing” when Plaintiff commented on
Defendant Scott’s conduct. Id. Plaintiff then “had an irate moment and [he] just started
cussing and going crazy because [Defendant Scott] was breaking his stuff.” Id.
Defendants Dofflemyer and Pierce then cuffed Plaintiff and began escorting him away.
Id. at 30:1–22. Plaintiff was walking in front of them, and at the time, he was on medication
for depression, anxiety, and paranoid schizophrenia. Id. at 31:17–32:3. Plaintiff reports that,
due to his medication, he had an episode and started twitching. Id. When his body locked up,
Defendants Dofflemyer and Pierce allegedly threw him into a window headfirst, causing
Plaintiff to fall back and hit his head. Id. He was “completely knocked out,” and Defendants
Dofflemyer and Pierce allegedly proceeded to beat him while he was on the ground with PR
sticks. Id. at 32:5–14, 36:21–37:6. A female bystander screamed at them to stop. Id.
Plaintiff testified that he did not receive medical attention for a week after the incident1
and that any medical records that indicate he was seen on June 25, 2020, would be
“incorrect.” Id. at 40:1–9. However, medical records produced for that day indicate that
Plaintiff was seen by a nurse on June 25, 2020. Plaintiff reported that he was “okay,” and
denied pain or injury. Doc. 136-4, PageID 914. The nurse observed that Plaintiff was alert
and oriented, respirations were even and unlabored, his gait was steady, and there were no
signs of injuries or distress noted. Id. Plaintiff refused medical treatment and was released to
restrictive housing. Id. The nurse signed the record at 8:43 p.m.
The accounts of Defendants Dofflemyer and Pierce differ. Defendants Dofflemyer and
Pierce assert that they responded to a disturbance in Plaintiff’s housing block on June 25,
2020, because Plaintiff was “threatening staff, stating that he kills people on the streets.”
Dofflemyer Aff., Doc. 136-2; Pierce Aff., Doc. 136-3. They were escorting Plaintiff out of his
block when he tensed up and lunged toward Defendant Pierce. Id. Plaintiff’s head then struck
Defendant Pierce’s head, and Plaintiff “continued thrashing his body around uncontrollably
and ignoring direct orders to calm down.” Id. Defendants Dofflemyer and Pierce “used force”
to place Plaintiff against the wall or window so they could gain control. Id. Plaintiff
“continued to twist and turn his body in an attempt to get out of [their] grasps,” and ignored
their orders to calm down. Id. Defendants Dofflemyer and Pierce then used additional force
to place Plaintiff on the ground. Id. After that, others helped gain control of Plaintiff. Id.
Plaintiff was assisted to his feet, escorted to the J2 housing block without further incident, and
was then evaluated by medical staff. Id; see also Doc. 136-4, PageID 881, 888.
1 Plaintiff also conveyed during his deposition that he requested an x-ray and that an x-ray was completed after
the incident—though it is unclear to the Court when this allegedly occurred. Perry Dep., 136-1, 41: 4–10.
Plaintiff did not provide any supporting documentation or testify as to the results of the x-ray.
B. Procedural Background
After the Magistrate Judge’s initial review of Plaintiff’s second amended complaint
pursuant to 28 U.S.C. § 1915, the Court permitted Plaintiff to proceed on his individual-
capacity Eighth Amendment claims under 42 U.S.C. § 1983 predicated on the use excessive
force against Defendants Dofflemyer, Pierce, Scott, and Fri. On December 14, 2023,
Defendants moved for summary judgment on that claim. Doc. 136. Plaintiff did not file a
response.
The Magistrate Judge recommends in the R&R that Defendants’ motion for summary
judgment be granted in part and denied in part. Doc. 138. The Magistrate Judge concluded
that the undisputed facts show that Defendants Scott and Fri were not involved in the use of
force at issue. Doc. 138, PageID 938–39. But the Magistrate Judge determined that
Defendants Dofflemyer and Pierce, who were personally involved, have not shown that their
use of force was reasonable, nor that they are entitled to qualified immunity. Id. at PageID
939–44. Both parties have filed objections. Plaintiff objects to the Magistrate Judge’s finding
that Defendants Scott and Fri are entitled to summary judgment. Defendants Dofflemyer and
Pierce object to the determination that they are not entitled to summary judgment.
II. STANDARDS OF REVIEW
A. Reports and Recommendation
If a party objects within the allotted time to a report and recommendation, the Court
“shall make a de novo determination of those portions of the report or specified proposed
findings or recommendations to which objection is made.” 28 U.S.C. § 636(b)(1)(C); see also
Fed. R. Civ. P. 72(b). Upon review, the Court “may accept, reject, or modify, in whole or in
part, the findings or recommendations made by the magistrate judge.” Id., § 636(b)(1).
B. Summary Judgment
Summary judgment is appropriate “if the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
Fed. R. Civ. P. 56(a). The movant bears the burden of identifying the portions of the record
that demonstrate the absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477
U.S. 317, 323 (1986)). The non-moving party, however, cannot defeat summary judgment
merely by pointing to any factual dispute. As the Sixth Circuit has explained, “the mere
existence of some alleged factual dispute between the parties will not defeat an otherwise
properly supported motion for summary judgment; the requirement is that there be no genuine
issue of material fact.” Int’l Outdoor, Inc. v. City of Troy, 974 F.3d 690, 697 (6th Cir. 2020)
(quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247–48 (1986)).
The reviewing court must ultimately determine whether there is some “sufficient
disagreement” that demands submitting the matter to a jury. Moore v. Phillip Morris Cos., Inc.,
8 F.3d 335, 340 (6th Cir. 1993) (quoting Anderson, 477 U.S. at 251–52). In making that
determination, the court must afford all reasonable inferences, and view the evidence in the
light most favorable to the nonmoving party. Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
475 U.S. 574, 587 (1986); Cox v. Ky. Dep’t of Transp., 53 F.3d 146, 150 (6th Cir. 1995).
III. LAW AND ANALYSIS
The only claim remaining in this § 1983 action is the one Plaintiff brought for excessive
force. An excessive force claim may arise under the Fourth, Eighth, or Fourteenth
Amendments. Hopper v. Plummer, 887 F.3d 744, 751 (6th Cir. 2018). As here, when an
excessive force claim is brought by a convicted person, the claim falls within the purview of
the Eighth Amendment’s bar on unnecessary and wanton infliction of pain against prisoners.
See Whitley v. Albers, 475 U.S. 312, 318–19 (1986). In that context, the “prisoner must satisfy
both an objective and subjective component.” Williams v. Curtin, 631 F.3d 380, 383 (6th Cir.
2011).
The state of mind of prison officials is central to the subjective component. In this
instance, the relevant inquiry is “whether force was applied in a good faith effort to maintain
or restore discipline or maliciously and sadistically for the very purpose of causing harm.” Id.
(quoting Hudson v. McMillian, 503 U.S. 1, 6 (1992)). Factors such as “the need for the
application of the force, the relationship between the need and the amount of force that was
used, [and] the extent of injury inflicted are relevant to the ultimate determination,” as are
other factors such as “the extent of the threat to the safety of staff and inmates, as reasonably
perceived by the responsible officials on the basis of the facts known to them, and any efforts
made to temper the severity of a forceful response.” Whitley, 475 U.S. at 321 (citations
omitted).
The objective component, on the other hand, requires a court to consider whether the
pain inflicted qualifies as “sufficiently serious.” Wilson v. Seiter, 501 U.S. 294, 298 (1991).
“This is a ‘contextual inquiry’ that is ‘responsive to contemporary standards of decency.’”
Williams, 631 F.3d at 383 (quoting Hudson, 503 U.S. at 8–9). Importantly, “[w]hen prison
officials maliciously and sadistically use force to cause harm, contemporary standards of
decency are always violated…whether or not significant injury is evident.” Hudson, 503 U.S.
at 9.
A. Defendants Dofflemyer and Pierce are entitled to summary judgment.
Defendants Dofflemyer and Pierce contend that the Magistrate Judge erroneously
evaluated the subjective and objective components. The Court need not reach consideration
of the subjective component because, as discussed below, Defendants Dofflemyer and Pierce
have raised a legitimate and prevailing concern related to the objective component—such that
when considering the evidence related thereto, there is no genuine dispute of material fact.
In their motion for summary judgment, Defendants rely on medical evidence that
shows Plaintiff was evaluated by a medical professional on June 25, 2020—within an hour or
so of the use of force incident. That evidence reflects that there were “no signs of injuries or
distress noted,” and that Plaintiff denied pain or injury, “refused” medical treatment, and
reported he was “okay.” Doc. 136-4, PageID 914. Because he did not file any response, there
is no discernable evidence beyond Plaintiff’s testimony and allegations that would rebut the
medical evidence offered by Defendants. The complaint alleged that Defendants Dofflemyer
and Pierce’s actions caused him “severely [sic] hurt, suffering, and severe pain in [his] left
hand, arm, and wrist.” Doc. 31, PageID 297. Contrary to the medical evidence Plaintiff
testified that he was not seen by medical staff at the prison on June 25. Perry Dep., Doc. 136-
1, 40:1–9. And according to Plaintiff, if there are any records that show otherwise, they are
“incorrect.” Id. Even though Plaintiff alleges that he was not seen by medical professionals
until a week after the June 25 incident and that he had an x-ray taken of his injuries at some
later point, he has not produced into evidence any of those records.
Plaintiff seems to suggest that this inconsistency in the evidence—between his version
of what occurred on June 25 and Defendants’ version of the story as far as the medical
treatment he did or did not receive—creates a genuine issue of material fact. But “[w]hen
opposing parties tell two different stories, one of which is blatantly contradicted by the record,
so that no reasonable jury could believe it, a court should not adopt that version of the facts
for purposes of ruling on a motion for summary judgment.” Scott v. Harris, 550 U.S. 372, 380
(2007). Plaintiff’s own statements are contradicted by the evidence, and his argument that the
medical evidence is “incorrect” is merely speculation. Arendale v. City of Memphis, 519 F.3d
587, 605 (6th Cir. 2008) (“In order to survive summary judgment, Plaintiff cannot rely on
conjecture or conclusory allegations.”). Aside from the medical evidence itself, other evidence
in the record reflects that Plaintiff was evaluated by prison medical staff on June 25, 2020,
shortly after the use of force incident. Doc. 136-4, PageID 881, 888. This again contradicts
Plaintiff’s own self-serving and uncorroborated account that he was not seen by medical staff
on that date. While self-serving statements can in some circumstances create a genuine dispute
of material fact to be resolved at trial, the opposite is true when self-serving testimony is
demonstrably false or blatantly contradicted by other evidence. Davis v. Gallagher, 951 F.3d
743, 750 (6th Cir. 2020).
In short, the evidence clearly shows that Plaintiff had no apparent injuries when
evaluated by medical personnel at the prison and that he refused medical treatment on June
25. Brooks v. Dillow, No. 1:15-cv-812, 2016 WL 6493419, at *11 (S.D. Ohio Nov. 2, 2016),
report and recommendation, adopted, 2016 WL 7034241 (S.D. Ohio Dec. 2, 2016) (“the lack
of any discernible injury” undermined plaintiff’s allegations that defendant “forcefully
‘slammed’ or ‘rammed’ him into two walls”); see also Johnson v. Sootsman, 79 F.4th 608, 618–
19 (6th Cir. 2023) (“[A]lthough the Eighth Amendment does not require a prisoner to suffer
‘serious injury,’ the ‘absence’ of such an injury goes a long way to disprove any claim that an
officer used force with the required intent to harm.”) (citation omitted).
Similar facts were before the Sixth Circuit in Richmond v. Settles, 450 F. App’x 448, 454
(6th Cir. 2011). There, the plaintiff brought an Eighth Amendment excessive force claim
against correctional officers after he was tripped and battered by them. The district court in
that case granted summary judgment in favor of the officers because the plaintiff had not
established a sufficiently serious injury. The Sixth Circuit agreed because the record showed
that the plaintiff had suffered no more than de minimis injury and he did not require any
medical treatment after his initial evaluation. Id. The Sixth Circuit emphasized that “a
prisoner must allege that he suffered more than a de minimis injury in order to state a viable
excessive force claim.” Id. (citing Hudson, 503 U.S. at 9–10).
Beyond the general allegations of his injuries detailed in the second amended
complaint and his other filings, Plaintiff has not offered specific facts that rebut the medical
evidence. See Doc. 31, PageID 297; Doren v. Battle Creek Health Sys., 187 F.3d 595, 598 (6th
Cir. 1999) (“Federal Rule of Civil Procedure 56(e) states that a party must offer ‘specific facts
showing that there is a genuine issue for trial.’”). And, during his deposition, Plaintiff did not
try to describe the injuries he received during the use of force incident. Thus, the Court is left
to rely on Plaintiff’s vague allegations that he was “severely hurt,” “suffering,” and had
“severe pain in [his] left hand, arm, and wrist” in deciding whether the pain inflicted was
sufficiently serious. Doc. 31, PageID 297. Merely reciting allegations such as these, without
more, in no way substantiates Plaintiff’s claim that Defendants engaged in an
unconstitutional application of force when Defendants sought to gain control of him. See
Fortson v. Henness, No. 1:22-cv-410, 2024 WL 3512747, at *11 (S.D. Ohio Feb. 23, 2024) (“In
short, the evidence that [defendant] presents is all consistent with him applying a de minimis
amount of force to [plaintiff]. Therefore, absent additional evidence creating a genuine factual
dispute, [plaintiff’s] excessive-force claim related to that incident fails on the objective
prong.”).
Although an inmate “does not lose his ability to pursue an excessive force claim merely
because he has the good fortune to escape without serious injury,” Wilkins v. Gaddy, 559 U.S.
34, 38 (2010), not “every malevolent touch by a prison guard gives rise to a federal cause of
action.” Hudson, 503 U.S. at 9. Because he has not shown that he suffered more than de
minimis injury—let alone any injury at all—Plaintiff has failed to allege that the conduct of
Defendants Dofflemyer and Pierce during the use of force incident was objectively harmful
enough to establish a violation of his Eighth Amendment rights. See Penn v. Eash, No. 1:22-
cv-262, 2023 WL 6961839, at *10–11 (S.D. Ohio Oct. 20, 2023), report and recommendation,
adopted, 2023 WL 7699832 (S.D. Ohio Nov. 15, 2023). Defendants Dofflemyer and Pierce
are therefore entitled to summary judgment.
B. Defendants Scott and Fri are entitled to summary judgment.
As the Magistrate Judge correctly noted, Plaintiff must show “personal involvement”
by Defendants Scott and Fri to establish liability under 18 U.S.C. § 1983. See Grinter v. Knight,
532 F.3d 567, 575 (6th Cir. 2008). Based upon Plaintiff’s own deposition testimony, it is clear
that these defendants—Scott and Fri—were not personally involved in the use of force at
issue. Perry Dep., Doc. 136-1, 31:2–16. To the extent that he raises a theory of respondeat
superior, Plaintiff must show that these defendants were “somehow personally involved in the
unconstitutional activity of a subordinate,” “or at least acquiesced in the alleged
unconstitutional activity.” Wingo v. Tenn. Dept. of Corr., 499 F. App’x 453, 455 (6th Cir. 2012)
(citing Dunn v. State of Tenn., 697 F.2d 121, 128 (6th Cir. 1982), Bellamy v. Bradley, 928 F.2d
416, 421 (6th Cir. 1984). Plaintiff has not done so and his objections are therefore overruled.
Defendants Scott and Fri are entitled to summary judgment.
IV. CONCLUSION
In sum, Plaintiff's objections (Doc. 140) are OVERRULED, Defendant Dofflemyer
and Pierce’s objections (Doc. 139) are SUSTAINED, and the Magistrate Judge’s R&R (Doc.
138)is ADOPTED IN PART and REJECTED IN PART. Accordingly, Defendants’ motion
for summary judgment (Doc. 136) is therefore GRANTED and Plaintiff's second amended
complaint (Doc. 31) is DISMISSED with prejudice. The Court therefore DIRECTS the Clerk
to enter judgment and to TERMINATE this case on its docket.
IT IS SO ORDERED.
Dated: August 21, 2024 arg, □ Labora
on. ¥difey” P. Hopkins
United States District Judge
11