court must conduct “individualized review” and make “specific, on-the-record findings that sealing is necessary to preserve higher values”
How later courts described this case
- court must conduct “individualized review” and make “specific, on-the-record findings that sealing is necessary to preserve higher values”
Written by the judges who cited it.
The opinion
The Honorable Arun Subramanian August 19, 2024
Daniel Patrick Moynihan U.S. Courthouse
500 Pearl St., Courtroom 15A
New York, NY 10007
Re: United States et al. v. Live Nation Entertainment, Inc., et al., No. 1:24-cv-3973-AS
Dear Judge Subramanian:
Plaintiffs seek the Court’s leave to file under seal an Amended Complaint and to
file a redacted version of the same on the public docket for the reasons stated below.
Contemporaneous with the filing of this letter-motion, and in accordance with Paragraph
11(c)(iii) of the Court’s Individual Practices and Paragraph 9 of the Protective Order,
ECF No. 213, Plaintiffs are (1) publicly filing on ECF a copy of the Amended Complaint
with proposed redactions and (2) filing under seal on ECF an unredacted copy of the
Amended Complaint with proposed redactions highlighted.
Plaintiffs Seek Provisional Redaction of the Amended Complaint Solely to
Comply with the Protective Order and the Court’s Individual Practices
Plaintiffs request provisional redaction of the Amended Complaint only because it
contains information that Defendants have designated as Confidential or Highly
Confidential and have requested to be redacted. The Protective Order and Your Honor’s
Individual Practices govern the procedures for filing such material on the Court’s docket.
Those procedures are three-fold.
First, if a person produces material designated Confidential or Highly
Confidential, any other person that intends in good faith to make a filing on the Court’s
docket containing such material may request that the producing party provide a version of
the material “with the Highly Confidential or Confidential information redacted.”
Protective Order ¶ 4. Such redactions “must be narrowly tailored to serve whatever
purpose justifies the redaction or sealing and must be otherwise consistent with the
presumption in favor of public access to judicial documents.” Individual Practices
¶ 11(B).
Second, the filing party “should meet and confer with any opposing party . . . in
advance to narrow the scope of the request” for redaction or sealing. Individual Practices
¶ 11(C)(i); accord Protective Order ¶ 9 (“The parties will use their best efforts to
minimize such sealing.”). If, following that meet and confer, the opposing party or third
party “has requested” that a document be filed “under seal or in redacted form,” then “the
filing party shall notify the opposing party or third party that it must file, within three
business days [of filing], a letter explaining the need to seal or redact the document.”
Individual Practices ¶ 11(C)(i).
Third, the filing party must file under seal “all portions of pleadings, motions, or
other papers . . . that disclose such Highly Confidential or Confidential” material, and the
filing “shall be . . . kept under seal until further order of the Court.” Protective Order ¶ 9.
To do so, the filing party must “file a letter-motion seeking leave to file a document in
redacted form,” which “shall be filed in public view” and “should explain the reasons for
seeking to file the document in redacted form.” Individual Practices ¶ 11(C)(iii).
highlighted.” Id.
Plaintiffs followed these procedures as to both non-parties and Defendants. After
conferrals, no non-party requested redaction of any information in the Amended
Complaint. As to Defendants, Plaintiffs first identified the specific portions of documents
designated Confidential or Highly Confidential that are the basis for the redacted portions
of the Amended Complaint and asked Defendants to propose redactions to those
documents. Plaintiffs sent Defendants such requests on June 13, June 26, and July 25.
Defendants responded to the first two requests on July 2, 2024, and they responded to the
third request on August 14, fourteen business days after it was made and three business
days before the Amended Complaint was due to be filed.
In an effort to eliminate, or at least narrow, the need for redactions, Plaintiffs
requested on August 15 to meet and confer with Defendants about Defendants’ basis for
the proposed redactions that are the subject of the present letter-motion. Defendants,
however, did not make themselves available for such a conferral.
Defendants Must Show “Extraordinary Circumstances” to Justify Any
Continuing Redaction of the Amended Complaint
Plaintiffs request provisional redaction of certain information from the Amended
Complaint solely because Defendants requested such redaction. Plaintiffs do not believe,
however, that the information at issue should remain sealed because it is not confidential
or sensitive enough to overcome the “presumption of public access” to “judicial
documents.” Bernstein v. Bernstein Litowitz Berger & Grossman LLP, 814 F.3d 132, 141
(2d Cir. 2016). That presumption is “firmly rooted in our nation’s history,” deriving from
both the common law and the First Amendment. Lugosch v. Pyramid Co. of Onondaga,
435 F.3d 110, 119–20 (2d Cir. 2006).
The presumption of public access applies with special force to a complaint
because, among other things, (1) “[c]omplaints have historically been publicly accessible
by default, even when they contain arguably sensitive information,” (2) “public access to
the complaint and other pleadings has a ‘significant positive role’ in the functioning of
the judicial process,” and (3) complaints “are highly relevant to the exercise of Article III
judicial power” and “among the most likely [records] to affect judicial proceedings.”
Bernstein, 814 F.3d at 141–42 (citation omitted). For core judicial documents like a
complaint, the presumption of public access “is at its zenith, and thus can be overcome
only be extraordinary circumstances.” Id. (citation omitted).
“The burden of demonstrating that a document submitted to a court should be
sealed rests on the party seeking such action,” DiRussa v. Dean Witter Reynolds Inc., 121
F.3d 818, 826 (2d Cir. 1997), and sealing “should not be done without a compelling
reason,” City of Hartford v. Chase, 942 F.2d 130, 135 (2d Cir. 1991). Therefore,
Defendants, as the only parties advocating continuing redaction of the Amended
Complaint, have the burden to establish “a compelling reason” and “extraordinary
circumstances” to maintain redactions. Defendants’ burden extends to each specific piece
of information. See Brown v. Maxwell, 929 F.3d 41, 48–51 (2d Cir. 2019) (court must
conduct “individualized review” and make “specific, on-the-record findings that sealing
is necessary to preserve higher values”).
Although Defendants have not yet explained their basis for their redaction
Defendants can carry their burden of showing “extraordinary circumstances,” Bernstein,
814 F.3d at 142, or establishing that all of the redactions at issue are otherwise
“consistent with the presumption in favor of public access to judicial documents.”
Individual Practices § 11(B). Although Plaintiffs request a fuller opportunity to respond
to any letter-motion to seal filed by Defendants, the redactions at issue do not appear to
present a sufficient “risk of competitive disadvantage” to overcome the strong
presumption of public access to complaints. See Wenger S.A. v. Olivet Int'l Inc., 2024
WL 3581796, at *2 (S.D.N.Y. June 25, 2024) (Subramanian, J.) (denying proposed
redactions in a summary judgment opinion). Much, if not all, the information at issue
appears to be sufficiently aggregated, non-specific, historical or otherwise competitively
non-actionable, such that public disclosure would be unlikely to cause Defendants harm.
If Defendants seek continued redaction of any information in the Amended
Complaint, Plaintiffs request that Defendants be required to file a letter-motion to seal
within three business days “explaining the need to seal or redact the document,” see
Individual Practices § 11(C)(), and Plaintiffs further request an opportunity to respond to
that letter-motion within three business days.
Respectfully submitted,
/s/ Bonny Sweeney
BONNY SWEENEY
Lead Trial Counsel
The application for provisional sealing is
Matthew R. Huppert
granted. If Defendants want the unredacted . .
: . United States Department of Justice
complaint to remain under seal, they must Antitrust Division
file a letter-motion within three business 450 Fifth Street N.W., Suite 4000
days explaining the basis for continued Washington, DC 20530
sealing. See Bernstein v. Bernstein Litowitz Telephone: (202) 725-0165
Berger & Grossmann LLP, 814 F.3d 132, Facsimile: (202) 514-7308
140 (2d Cir. 2016). Email:Bonny.Sweeney@usdo}j.gov
The Clerk of Court is directed to terminate Attorneys for Plaintiff
the motion at ECF No. 232. United States of America
SO ORDERED.
Arun Subramanian, U.S.D.J.
Date: August 19, 2024
Office of the Arizona Attorney General Kim Carlson McGee (admitted pro hac vice)
Consumer Protection & Advocacy Section Assistant Attorney General
2005 N. Central Avenue Office of the Attorney General of Connecticut
Phoenix, AZ 85004 165 Capitol Avenue
Telephone: (602) 542-3725 Hartford, CT 06106
Fax: (602) 542-4377 Telephone: 860-808-5030
Robert.Bernheim@azag.gov Email: kim.mcgee@ct.gov
Attorney for Plaintiff State of Arizona Attorney for Plaintiff State of Connecticut
/s/ Amanda J. Wentz /s/ Elizabeth G. Arthur
Amanda J. Wentz (admitted pro hac vice) Elizabeth G. Arthur (admitted pro hac vice)
Assistant Attorney General Assistant Attorney General
Arkansas Attorney General's Office Office of the Attorney General for the District
323 Center Street, Suite 200 of Columbia
Little Rock, AR 72201 400 6th Street NW, 10th Floor
Phone: (501) 682-1178 Washington, DC 20001
Fax: (501) 682-8118 Attorney for Plaintiff District of Columbia
Email: amanda.wentz@arkansasag.gov
Attorney for Plaintiff State of Arkansas /s/ Lizabeth A. Brady
Lizabeth A. Brady
/s/ Paula Lauren Gibson Director, Antitrust Division
Paula Lauren Gibson (Admitted Pro Hac Liz.Brady@myfloridalegal.com
Vice) Florida Office of the Attorney General
Deputy Attorney General PL-01 The Capitol
(CA Bar No. 100780) Tallahassee, FL 32399-1050
Office of the Attorney General 850-414-3300
California Department of Justice Attorney for Plaintiff State of Florida
300 South Spring Street, Suite 1702
Los Angeles, CA 90013 /s/ Richard S. Schultz
Tel: (213) 269-6040 Richard S. Schultz (Admitted pro hac vice)
Email: paula.gibson@doj.ca.gov Assistant Attorney General
Attorneys for Plaintiff State of California Office of the Illinois Attorney General
Antitrust Bureau
/s/ Conor J. May 115 S. LaSalle Street, Floor 23
Conor J. May (admitted pro hac vice) Chicago, Illinois 60603
Assistant Attorney General (872) 272-0996 cell phone
Antitrust Unit f (312) 814-4209 facsimile
Colorado Department of Law Attorney for Plaintiff State of Illinois
Conor.May@coag.gov
1300 Broadway, 7th Floor /s/ Schonette J. Walker
Denver, CO 80203 Schonette J. Walker (Admitted pro hac vice)
Assistant Attorney General
Telephone: (720) 508-6000
Chief, Antitrust Division
Attorney for Plaintiff State of Colorado 200 St. Paul Place, 19th floor
Baltimore, Maryland 21202
(410) 576-6470
Attorney for Plaintiff State of Maryland
/Ks/a tKhaerthineeri nWe .W K.r eKmresm (sa d m itted pro hac /s/ Yale A. Leber
vice) Yale A. Leber (admitted pro hac vice)
Assistant Attorney General, Antitrust Division Deputy Attorney General
Office of the Massachusetts Attorney New Jersey Office of the Attorney General
General 124 Halsey Street, 5th Floor
One Ashburton Place, 18th Floor Newark, NJ 07101
Boston, MA 02108 Phone: (973) 648-3070
(617) 963-2189 Attorney for Plaintiff State of New Jersey
Attorney for Plaintiff Commonwealth of
Massachusetts /s/ Jeremy R. Kasha
Jeremy R. Kasha
/s/ LeAnn D. Scott Assistant Attorney General
LeAnn D. Scott (admitted pro hac vice) Jeremy.Kasha@ag.ny.gov
Assistant Attorney General New York State Office of the Attorney General
Corporate Oversight Division 28 Liberty Street
Michigan Department of Attorney General New York, NY 10005
P.O. Box 30736 (212) 416-8262
Lansing, MI 48909 Attorney for Plaintiff State of New York
Tel: (517) 335-7632
Attorney for Plaintiff State of Michigan /s/ Sarah G. Boyce
Sarah G. Boyce (admitted pro hac vice)
/s/ Zach Biesanz Deputy Attorney General & General Counsel
Zach Biesanz North Carolina Department of Justice
Senior Enforcement Counsel Post Office Box 629
Antitrust Division Raleigh, North Carolina 27602
zach.biesanz@ag.state.mn.us Phone: (919) 716-6000
Office of the Minnesota Attorney General Facsimile: (919) 716-6050
445 Minnesota Street, Suite 1400 Attorney for Plaintiff State of North Carolina
Saint Paul, MN 55101
Phone: (651) 757-1257 /s/ Sarah Mader
Attorney for Plaintiff State of Minnesota Sarah Mader (Admitted pro hac vice)
Assistant Attorney General
/s/ Lucas J. Tucker Antitrust Section
Lucas J. Tucker (admitted pro hac vice) Office of the Ohio Attorney General
Senior Deputy Attorney General 30 E. Broad St., 26th Floor
Office of the Nevada Attorney General Columbus, OH 43215
Bureau of Consumer Protection Telephone: (614) 466-4328
100 N. Carson St. Attorney for Plaintiff State of Ohio
Carson City, NV 89701
Email: ltucker@ag.nv.gov /s/ Caleb J. Smith
Attorney for Plaintiff State of Nevada Caleb J. Smith (admitted pro hac vice)
Assistant Attorney General
/s/ Zachary Frish Consumer Protection Unit
Zachary A. Frish (admitted pro hac vice) Office of the Oklahoma Attorney General
Assistant Attorney General 15 West 6th Street
Consumer Protection & Antitrust Bureau Suite 1000
New Hampshire Attorney General’s Office Tulsa, OK 74119
Department of Justice Telephone: 918-581-2230
1 Granite Place South Email: caleb.smith@oag.ok.gov
Concord, NH 03301 Attorneys for Plaintiff State of Oklahoma
(603) 271-2150
Attorney for Plaintiff State of New
Hampshire
/s/ Tim Nord
Tim Nord (admitted pro hac vice) /s/ Diamante Smith
Special Counsel Diamante Smith (admitted pro hac vice)
Civil Enforcement Division Assistant Attorney General, Antitrust Division
Oregon Department of Justice Trevor Young (admitted pro hac vice)
1162 Court Street NE Deputy Chief, Antitrust Division
Salem, Oregon 97301 Office of the Attorney General of Texas
Tel: (503) 934-4400 P.O. Box 12548
Fax: (503) 378-5017 Austin, TX 78711-2548
Attorney for Plaintiff State of Oregon (512) 936-1674
Attorney for Plaintiff State of Texas
/s/ Joseph S. Betsko
Joseph S. Betsko (admitted pro hac vice) /s/ Tyler T. Henry
Assistant Chief Deputy Attorney General Tyler T. Henry (admitted pro hac vice)
Antitrust Section Senior Assistant Attorney General
Pennsylvania Office of Attorney General Office of the Attorney General of Virginia
Strawberry Square, 14th Floor
202 North 9th Street
Harrisburg, PA 17120 Richmond, Virginia 23219
Phone: (717) 787-4530 Telephone: (804) 786-2071
Attorney for Plaintiff Commonwealth of Facsimile: (804) 786-0122
Pennsylvania thenry@oag.state.va.us
Attorney for Plaintiff Commonwealth of
/s/ Paul T.J. Meosky Virginia
Paul T.J. Meosky (admitted pro hac vice)
Special Assistant Attorney General /s/ Rachel A. Lumen
150 South Main Street Rachel A. Lumen (admitted pro hac vice)
Providence, RI 02903 Assistant Attorney General, Antitrust Division
(401) 274-4400, ext. 2064 Washington Office of the Attorney General
(401) 222-2995 (Fax) 800 Fifth Avenue, Suite 2000
Attorney for Plaintiff State of Rhode Island Seattle, WA 98104-3188
(206) 464-5343
/s/ Danielle A. Robertson Attorney for Plaintiff State of Washington
Danielle A. Robertson (admitted pro hac
vice) /s/ Douglas L. Davis
Assistant Atorney General Douglas L. Davis (admitted pro hac vice)
Office of the Attorney General of South Senior Assistant Attorney General
Carolina Consumer Protection and Antitrust Section
P.O. Box 11549 West Virginia Office of Attorney General
Columbia, South Carolina 29211 P.O. Box 1789
DaniRobertson@scag.gov Charleston, WV 25326
(803) 734-0274 Phone: (304) 558-8986
Attorney for Plaintiff State of South Fax: (304) 558-0184
Carolina Attorney for Plaintiff State of West Virginia
/s/ Hamilton Millwee /s/ Laura E. McFarlane
Hamilton Millwee (admitted pro hac vice) Laura E. McFarlane (admitted pro hac vice)
Assistant Attorney General Assistant Attorney General
Office of the Attorney General and Wisconsin Department of Justice
Reporter Post Office Box 7857
P.O. Box 20207 Madison, WI 53707-7857
Nashville, TN 38202 (608) 266-8911
Telephone: 615.291.5922 mcfarlanele@doj.state.wi.us
/s/ William T. Young
William T. Young
Assistant Attorney General
Wyoming Attorney General’s Office
109 State Capitol
Cheyenne, WY 82002
(307) 777-7841
william.young@wyo,gov
Attorney for the Plaintiff State of Wyoming