“[T]he official must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference.”
How later courts described this case
- “[T]he official must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
TOBY NUNEZ, as Administratrix of
the Estate of Raul A. Nunez,
Deceased,
Plaintiff, No. 22 Civ 5673 (LAP)
-against-
MEMORANDUM & ORDER
ROBERT BENTIVEGNA, KYOUNG S. KIM,
MARY ASHONG, ALBERT ACRISH,
WILLIAM MILLER and LESLIE CAREY,
Defendants.
LORETTA A. PRESKA, Senior United States District Judge:
Toby Nunez (“Plaintiff”), as administratrix of the estate
of Raul A. Nunez, deceased (“Decedent”), brings this action
against Dr. Robert Bentivegna (“Dr. Bentivegna”), Dr. Kyoung S.
Kim (“Dr. Kim”), Nurse Practitioner Mary Ashong (“Ashong”),
Nurse Practitioner Albert Acrish (“Acrish”), Nurse William
Miller (“Miller”), and Nurse Administrator Leslie Carey
(“Carey”) (collectively, “Defendants”), for alleged violations
of Decedent’s Eighth Amendment rights while he was incarcerated
at Green Haven Correctional Facility (“Green Haven”). Presently
before the Court is Defendants’ motion for summary judgment
pursuant to Federal Rule of Civil Procedure 56.1 Plaintiff
opposes the motion and cross moves to preclude Defendants’
expert report.2 For the reasons set forth below, Defendants’
motion for summary judgment is GRANTED and Plaintiff’s motion to
preclude is DENIED.
I. Background
The following facts are taken from the Parties’ respective
statements pursuant to Local Civil Rule 56.1 and unless
otherwise noted are not in dispute.
1 (See Mot. Summ. J., dated Dec. 6, 2023 [dkt. no. 61]; Mem. Law
Supp. Mot Summ. J. (“Defs.’ Br.”), dated Dec. 6, 2023 [dkt. no.
70]; Defs.’ Rule 56.1 Statement (“Defs.’ SOF”), dated Dec. 6,
2023 [dkt. no. 69]; Defs.’ Counter Pl.’s Rule 56.1 Statement
(“Defs.’ Counter SOF”), dated Jan. 12, 2024 [dkt. no. 88]; Decl.
of Leslie Carey (“Carey Decl.”), dated Dec. 6, 2023 [dkt. no.
62]; Decl. of Dr. Robert Bentivegna (“Bentivegna Decl.”), dated
Dec. 6, 2023 [dkt. no. 63]; Decl. of William A. Miller (“Miller
Decl.”), dated Dec. 6, 2023 [dkt. no. 64]; Decl. of Mary Ashong
(“Ashong Decl.”), dated Dec. 6, 2023 [dkt. no. 65]; Decl. of
Albert Acrish (“Acrish Decl.”), dated Dec. 6, 2023 [dkt. no.
66]; Decl. of Dr. Kyoung Kim (“Kim Decl.”), dated Dec. 6, 2023
[dkt. no. 67]; Decl. of Dr. Mark Korsten (“Korsten Decl.”),
dated Dec. 6, 2023 [dkt. no. 68].)
2 (See Pl.’s Mot. Preclude, dated Dec. 27, 2023 [dkt. no. 75];
Pl.’s Mem. Law Opp’n to Defs.’ Mot. for Summ. J. (“Pl.’s Br.”),
dated Dec. 27, 2023 [dkt. no. 81]; Pl.’s Counter Defs.’ Rule
56.1 Statement (“Pl.’s Counter SOF”), dated Dec. 27, 2023 [dkt.
no. 77 at 1–24]; Pl.’s Rule 56.1 Statement (“Pl.’s SOF”), dated
Dec. 27, 2023 [dkt. no. 77 at 24–34]; Decl. of Amy Jane Agnew
(“Agnew Decl.”), dated Dec. 27, 2023 [dkt. no. 79]; Decl. of Dr.
Homer D. Venters (“Venters Decl.”), dated Dec. 27, 2023 [dkt.
no. 80].)
A. Mr. Nunez’s Care at Green Haven
Mr. Nunez transferred to Green Haven on January 26, 2018.
(Pl.’s SOF ¶ 24; Defs.’ SOF ¶ 1.) Upon intake, Mr. Nunez was
seen by the medical unit at Green Haven. (Defs.’ SOF ¶ 1; Kim
Decl., Ex. A (Ambulatory Health Record Progress Notes (“AHR”))
[dkt. no. 67-1] at 0024.) The medical unit documented that Mr.
Nunez had a metal rod in his left foot, a bullet fragment in his
left rib cage, and that he had a hearing aid. (Defs.’ SOF ¶ 2.)
At that time, Mr. Nunez had no complaints and was not taking any
medications. (Id.)
Between his intake in January 2018 until April 2019, Mr.
Nunez complained of various medical ailments. During this time,
he was treated for an ear infection, leg pain, constipation,
abdominal pain, and strep throat. (See Pl.’s SOF ¶¶ 28–39.)
Regarding Mr. Nunez’s leg pain, Mr. Nunez’s Primary Care
Physician (“PCP”), Dr. Kim, ordered an X-ray of Mr. Nunez’s left
leg, which showed no abnormalities. (Defs.’ SOF ¶ 6; Pl.’s SOF
¶¶ 32–33; Kim Decl., Ex. B. [dkt. no. 67-2].) Dr. Kim also
referred Mr. Nunez to an orthopedist, provided Mr. Nunez arch
supports, and prescribed ibuprofen to manage his pain. (See
Venters Decl., Ex. 3 Part 2 [dkt. no. 80-3] at 115, 127.)
In April 2019, Mr. Nunez’s complaints of pain began to
intensify. On April 9, 2019, Mr. Nunez went to sick call and
reported lower back pain and left leg pain. (Pl.’s SOF ¶ 40;
AHR at 0031.) The nurse renewed his prescription for Motrin and
requested a follow up appointment with Dr. Kim.3 (Id.) On April
28, Mr. Nunez wrote a sick call slip and stated, “this is the
second letter I write. I have a lower back pain that has gone
down to my left side it is a pain going on for almost two month.
I have a hard ball on my lower back left side, and I’m being
force to take 4 ibuprofen a day to not have to much pain, but
the pain does not go away and it is very, very painful, I cannot
even stand straight for to long.”4 (Venters Decl., Ex. 3 Part 2
at 128.) Mr. Nunez wrote another sick call slip the following
day, reiterating that despite the pain medication, he was
feeling substantial pain in his “left side hip and hamstring,”
numbness in his calves and feet, and pain “to the point that I
can’t even sleep good. Please help me.” (Id. at 129.) Mr.
Nunez was seen by Nurse Soltish the following day. She recorded
his complaints and referred him to his PCP. (Pl.’s SOF ¶ 43;
AHR at 0031.)
On May 2, 2019, Mr. Nunez filed a grievance. In his
grievance, Mr. Nunez noted that he had “been complaining to sick
call staff for over a month about” his pain, indicated that the
3 The Parties dispute whether the nurse actually made the
referral as no referral is documented in the FHS1 System
records. (See Pl.’s SOF ¶ 40; Agnew Decl., Exs. 1–2; Kim Decl.
¶ 28.)
4 The Court has not altered the language and spelling of Mr.
Nunez’s correspondences.
pain medication “does nothing,” and stated that he was in
“urgent need to get X-ray and real medication for the pain.”
(Venters Decl., Ex. 3 Part 2 at 130.) Nurse Administrator Carey
responded to the grievance by memorandum dated May 9, 2019.
(Defs.’ SOF ¶ 54; Carey Decl., Ex. B. [dkt. no. 62-2].) Carey
noted that Mr. Nunez’s medical records indicated that he had
been seen multiple times for back and leg pain, noted that
previous X-rays indicated that he had “internal metal fixation
to his left ankle” with a screw broken, but that there was “good
healing and alignment.” (Carey Decl., Ex. B.) She further
replied that Mr. Nunez had an expedited follow up appointment
with his PCP by May 21, 2019, which was “[s]ignificantly sooner
than the standard waiting period” of “2-3 months.” (Id.)
On May 24, 2019, Mr. Nunez was seen by a nurse at an
Emergency Sick Call. (AHR at 0032.) The nurse noted that Mr.
Nunez complained of the “knot” on his back, pain in his lower
left back and leg, and that the ibuprofen was “messing with
[his] stomach.” (Id.) The nurse advised Mr. Nunez to
discontinue the ibuprofen, encouraged Mr. Nunez to apply heat
and analgesic balm to his back, and instructed him to discuss
his symptoms with Dr. Kim at his upcoming appointment. (Id.)
On May 28, 2019, Dr. Kim saw Mr. Nunez. Mr. Nunez stated
that ibuprofen was upsetting his stomach, complained of left
side lower back pain, and reported that he felt a pop in his
back while working out. (Defs.’ SOF ¶ 13.) Dr. Kim ordered
Aleve and advised Mr. Nunez to discontinue any prescriptions
that caused him stomach problems. (Defs.’ SOF ¶ 14; AHR at
0032.) Dr. Kim also ordered X-rays of Mr. Nunez’s lumbar spine
and back, which were reported as unremarkable. (Kim Decl.,
Ex. C [dkt. no. 67-3].)
In June 2019, Mr. Nunez’s condition continued to
deteriorate. On June 3, 2019, Mr. Nunez submitted a sick call
slip indicating that he was “getting tiredness and fever” and
that the pain was “unbearable . . . . I been in pain for over 3
months. This is just to much!” (Venters Decl., Ex. 3 Part 2 at
140.) Later that same day, Mr. Nunez submitted a sick call
emergency slip that indicated he had stopped taking the
“naproxen three days ago” but was still experiencing “strong
pain” in his stomach, loss of appetite, constant fever, and that
he was feeling so weak that he “almost fainted.” (Id. at 141.)
He wrote that he was in “a lot of pain, my lower back, stomach
and this is been going on for to long. Over 3 months. I am
highly upset!” (Id.) The following day, Mr. Nunez was seen by
nurse Miller who referred Mr. Nunez to follow up with Dr. Kim
within a week. (AHR at 0032.)
On June 9, 2019, Mr. Nunez submitted another sick call slip
which read, “I am havin stomach cramps and a lot of pain on my
belly, I have been getting fever for over 5 days at nighttime I
wake up swetty and the pain on my back is unbearable. This is
for over 4 month already, please help me.” (Venters Decl.,
Ex. 3 Part 2 at 144.) Having seen the sick call slip, nurse
Miller saw Mr. Nunez again on June 11, 2019 and updated his
referral to Dr. Kim to include that Mr. Nunez had been
experiencing night sweats for four months.5 (Id. at 155.)
On June 10, 2019, Mr. Nunez wrote a letter to Dr.
Bentivegna, the Facility Health Services Director at Green
Haven. (Bentivegna Decl. ¶ 6; Bentivegna Decl., Ex. A [dkt. no.
63-1].) In his letter, Mr. Nunez reported that he was “not
getting the proper medical attention.” (Bentivegna Decl.,
Ex. A.) He indicated that he had been in pain for over four
months, that his stomach was “cramped up,” that he had lost
“over 20 pounds” and was “getting a lot of fever and lost of
appetite.” (Id.) He complained that he had “already been
through sick call and clinic,” had written a grievance, and that
“Dr. Kim keeps telling me I need to wait, but this back pain is
unbearable, I need to get an MRI and see a doctor that knows
about my condition fast! Please help me.” (Id.)
5 The parties dispute whether Miller saw Mr. Nunez at sick call
on June 11. Miller testifies that Mr. Nunez did not show up for
sick call that day. (Miller Decl. ¶ 22.) Plaintiff maintains
that Mr. Nunez attended the appointment and that Miller updated
his referral in the FHS1 system to include “night sweats [for]
four months, lower back pain.” (Pl.’s Counter SOF ¶ 21.). For
the purposes of this motion, the Court will assume Miller saw
Mr. Nunez on both occasions.
Dr. Bentivegna reviewed Mr. Nunez’s medical records, (Bentivegna
Decl. ¶ 13), and responded by letter, telling Mr. Nunez to
“address [his] issues with Dr. Kim.” (Bentivegna Decl., Ex. B
[dkt. no. 63-2].) Dr. Bentivegna also referred Mr. Nunez for an
EMG “in order to determine possible underlying causes of back
pain.” (Bentivegna Decl. ¶ 17; Bentivegna Decl., Ex. C [dkt. no.
63-3].)
On June 17, 2019, Mr. Nunez submitted another sick call
slip. He indicated that he had “been communicating my back pain
for over 4 months,” that he had “lost over 25 pounds,” had loss
of appetite, got “tired just from standing to long and get heavy
breathing . . . my mobility has become difficult . . . how much
suffering do I have to go through? I need to see a outside
doctor now. Please help me.” (Venters Decl., Ex. 3 Part 2 at
148.) Later that day, Mr. Nunez was seen by a nurse who
recorded his symptoms and referred him to his upcoming
appointment with Dr. Kim. (AHR at 0033.)
On June 20, 2019, Nurse Ching Wang saw Mr. Nunez. Nurse
Ching Wang noted “[reports of] diarrhea every day, stomach pain,
lost 25 pounds in 4 months” and referred Mr. Nunez to be seen in
the clinic “today.” (AHR at 0033.) Physician’s Assistant
Kristin Infantino and Defendant Ashong saw Mr. Nunez in the
clinic. (Ashong Decl. ¶¶ 12–13; AHR at 0034.) Infantino
recorded Mr. Nunez’s complaints, including that Mr. Nunez had a
“history [of] chronic low back pain and stomach pain [with]
weight loss all over 5 months. Nothing new. Has been seen
multiple times.” (AHR at 0034.) Infantino further recorded
that Mr. Nunez had normal vital signs, did not appear to be in
distress or have difficulty ambulating. (Id.) Defendant Ashong
ordered an X-ray and told Mr. Nunez to follow up with his PCP at
his upcoming appointment. (Ashong Decl. ¶¶ 17, 20.)
On June 21, 2019, Mr. Nunez fainted and was taken to the
clinic for further evaluation. (Pl.’s SOF ¶ 61; AHR at 0035.)
In the clinic, Mr. Nunez was seen by Defendant Acrish. (Pl.’s
SOF ¶ 62.) Acrish recorded Mr. Nunez’s complaints of back and
abdominal pain, noted that Mr. Nunez reported he could not “walk
long distances” and wanted “to be admitted to hospital.” (AHR
at 0035.) Acrish reviewed recent X-rays, which showed
constipation, and examined Mr. Nunez’s abdomen, noting that his
abdomen was tender upon deep palpitations. (Acrish Decl. ¶¶ 15,
17.) Acrish prescribed Milk of Magnesia, Tylenol, and ordered
that Mr. Nunez be allowed to have meals in his cell and be
relieved of work until his upcoming appoint with Dr. Kim on June
25, 2019. (Id. at ¶ 19). Acrish further noted that Mr. Nunez
might be experiencing “anxiety related symptoms.” (AHR at
0035.)
On June 25, 2019, Mr. Nunez was seen by Dr. Kim. (Kim
Decl. ¶ 51.) Dr. Kim recorded Mr. Nunez’s symptoms and noted
that he had fainted on June 21 and June 24. (AHR at 0035.)
Noting his weight loss and inability to stand, Dr. Kim sent Mr.
Nunez to the Emergency Room at Mount Vernon Hospital. (Kim
Decl. ¶ 51.) While being treated at Mount Vernon, Mr. Nunez was
diagnosed with pancreatic cancer. (Id. at ¶ 54.) Upon release
from the hospital, Mr. Nunez was transferred to the DOCCS
Regional Medical Unit, where he died on August 10, 2019. (Id.;
Venters Decl., Ex. 3 Part 3 [dkt. no. 80-4] at 255.)
B. Procedural History
On July 3, 2022, Plaintiff commenced this action pursuant
to 42 U.S.C § 1983, alleging that Defendants were deliberately
indifferent to Mr. Nunez’s medical needs in violation of the
Eighth Amendment. (Dkt. no. 1.) On December 6, 2023, after
completing discovery, Defendants moved for summary judgment,
seeking to dismiss Plaintiff’s complaint in its entirety. (Dkt.
no. 61.) Defendants aver that they are entitled to summary
judgment because they did not violate Mr. Nunez’s rights and on
the grounds of qualified immunity. (See generally Defs.’ Br.)
On December 27, 2023, Plaintiff filed her opposition and moved
to preclude the report of Defendants’ expert, Dr. Mark Korsten.
(Dkt. nos. 75, 81.) On January 12, 2024, Defendants replied.
(Dkt. nos. 87, 89.) The matter is now fully briefed and ripe
for adjudication.
II. Applicable Legal Standard
A court “shall grant summary judgment if the movant shows
that there is no genuine dispute as to any material fact and the
movant is entitled to judgment as a matter of law.” Fed. R.
Civ. P. 56(a). A material fact is one that “might affect the
outcome of the suit under the governing law.” Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A factual
dispute is genuine “if the evidence is such that a reasonable
jury could return a verdict for the nonmoving party.” Id. In
assessing whether summary judgment is proper, the Court
construes the evidence in the light most favorable to the non-
moving party. Lucente v. IBM Corp., 310 F.3d 243, 253 (2d Cir.
2002).
III. Discussion
A. Plaintiff’s Deliberate Indifference Claim
1. Applicable Law
“The Cruel and Unusual Punishments Clause of the Eighth
Amendment imposes a duty upon prison officials to ensure that
inmates receive adequate medical care.” Salahuddin v. Goord,
467 F.3d 263, 279 (2d Cir. 2006), abrogated in part on other
grounds by Kravitz v. Purcell, 87 F.4th 11 (2d Cir. 2023).
“There are two elements to a claim of deliberate indifference to
a serious medical condition.” Melvin v. Cnty. of Westchester,
No. 14 Civ. 2995, 2019 WL 1227903, at *8 (S.D.N.Y. Mar. 15,
2019).
“The first requirement is objective: the alleged
deprivation of adequate medical care must be ‘sufficiently
serious.’” Salahuddin, 467 F.3d at 279 (quoting Farmer v.
Brennan, 511 U.S. 825, 834 (1994)). Under this requirement, a
court must inquire first “whether the prisoner was actually
deprived of adequate medical care” and second “whether the
inadequacy in medical care is sufficiently serious.” Id. at
279–80. Regarding the first element, “[m]edical care is
adequate where the care provided is a reasonable response to the
inmate’s medical condition.” Melvin, 2019 WL 1227903, at *9
(quotation omitted). With regard to the second element, where,
as here, the challenge is to the adequacy of care, “the inquiry
focuses on the particular risk of harm faced by a prisoner due
to the challenged deprivation of care, rather than the severity
of the prisoner’s underlying medical condition, considered in
the abstract.” Sanchez v. New York Correct Care Sols. Med.
Servs., P.C., No. 16 Civ. 6826, 2018 WL 6510759, at *7 (W.D.N.Y.
Dec. 11, 2018).
“The second requirement is subjective: the charged
officials must be subjectively reckless in their denial of
medical care.” Spavone v. New York State Dep’t of Corr. Servs.,
719 F.3d 127, 138 (2d Cir. 2013). “This mental state requires
that the charged official act or fail to act while actually
aware of a substantial risk that serious inmate harm will
result.” Salahuddin, 467 F.3d at 280; see also Farmer, 511 U.S.
at 837 (“[T]he official must both be aware of facts from which
the inference could be drawn that a substantial risk of serious
harm exists, and he must also draw the inference.”). “The
reckless official need not desire to cause such harm or be aware
that such harm will surely or almost certainly result. Rather,
proof of awareness of a substantial risk of the harm suffices.”
Salahuddin, 467 F.3d at 280.
“By contrast, mere negligence is not enough to state a
claim for deliberate indifference.” Candelario v. Quality
Choice Corr. Healthcare, No. 16 Civ. 2083, 2018 WL 2266850, at
*4 (S.D.N.Y. May 17, 2018). “It is well-established that mere
disagreement over the proper treatment does not create a
constitutional claim. So long as the treatment given is
adequate, the fact that a prisoner might prefer a different
treatment does not give rise to an Eighth Amendment violation.”
Chance v. Armstrong, 143 F.3d 698, 703 (2d Cir. 1998).
2. Analysis
The parties contest both the objective and subjective
elements of Plaintiff’s Eighth Amendment claim. For the
purposes of the instant motion, the Court will assume that the
objective element is met, i.e., that Mr. Nunez was actually
deprived of adequate medical care and that this deprivation was
sufficiently serious.
It is on the subjective element that Plaintiff’s case
founders. To demonstrate the subjective recklessness required
to sustain a claim of deliberate indifference, Plaintiff must do
more than show that Defendants were negligent in diagnosing and
treating Mr. Nunez’s condition; she must demonstrate that each
Defendant “kn[ew] of and disregard[ed] an excessive risk to
inmate health or safety.” Farmer, 511 U.S. at 837. Moreover,
to survive summary judgment, “Plaintiff must point to actual
evidence in the record permitting the inference that Defendants
acted with deliberate indifference; he cannot rely on conjecture
or speculation.” Castillo v. Rodas, No. 09 Civ. 9919, 2014 WL
1257274, at *6 (S.D.N.Y. Mar. 25, 2014).
As discussed further below, Plaintiff has failed to raise
a triable issue of fact as to Defendants’ mental state. The
record demonstrates that between April 2019, when his symptoms
began, to June 25, 2019, when he was admitted to the hospital,
Mr. Nunez was seen over ten times by medical personnel at Green
Haven. Over this period, he was referred for multiple tests,
including X-rays of his stomach and back, prescribed medication,
including Motrin, Aleve, and analgesic balm, and ultimately was
referred to the hospital within weeks of the onset of his more
severe symptoms. Nothing in the record suggests that any
Defendant believed that their course of treatment presented a
substantial risk of harm to Mr. Nunez, or that his treatment was
“so devoid of sound medical basis . . . as to raise an inference
of deliberate indifference.” Green v. Shaw, No. 17 Civ. 00913,
2019 WL 1427448, at *8 (D. Conn. Mar. 29, 2019), aff’d, 827 F.
App’x 95 (2d Cir. 2020). At most, Plaintiff’s allegations
implicate negligence, which does not amount to an Eighth
Amendment violation. As such, and for the reasons that follow,
the Court grants Defendants’ motion for summary judgment on
Plaintiff’s deliberate indifference claim.
a. Nurse Administrator Carey
Carey’s involvement in Mr. Nunez’s care was limited to
responding to a grievance he filed on May 2, 2019. (Pl.’s SOF
¶¶ 44–45.) At this time, Mr. Nunez had complained of severe
lower back and leg pain for roughly a month. (Id. at ¶¶ 40–43.)
As of April 28, he further indicated that the ibuprofen was not
relieving his pain and noted that he was experiencing numbness
in his calves and feet. (Id. at ¶¶ 41–42.) Carey responded on
May 9, 2019, noting that he had been seen multiple times for
back and leg pain, that previous X-rays were unremarkable, and
referred him to an upcoming appointment with his PCP on May 21,
2019. (Carey Decl., Ex. B.) Plaintiff argues that Carey was
deliberately indifferent because she “had the opportunity to
intervene, but only replied to Mr. Nunez that he had a PCP
appointment scheduled in 3 weeks.” (Pl.’s SOF ¶ 45.)
Carey’s decision to defer Mr. Nunez’s treatment to his
upcoming PCP appointment does not give rise to a constitutional
claim. Carey based her decision to defer Mr. Nunez’s care on a
review of his medical records, which showed that he was being
treated for leg and back pain, had recent unremarkable X-rays,
and an upcoming appointment with his PCP. Her medical judgment
to defer to his PCP, without more, cannot support a deliberate
indifference claim. See Coke v. Med., Dep’t of Corr. & Cmty.
Supervision, No. 17 Civ. 0866, 2018 WL 2041388, at *5 (S.D.N.Y.
Apr. 30, 2018) (“[A] medical professional’s discretionary
decisions to not refer a patient or order certain tests do not
constitute the level of culpability required for a deliberate
indifference claim.”); Washington v. Westchester Cnty. Dep’t of
Correction, No. 13 Civ. 5322, 2014 WL 1778410, at *6 (S.D.N.Y.
Apr. 25, 2014) (“[I]t is well-settled that the ultimate decision
of whether or not to administer a treatment or medication is a
medical judgment that, without more, does not amount to
deliberate indifference.”).
This conclusion is underscored by the fact that Carey
interacted with Mr. Nunez’s care on only a single occasion early
in his illness. At the time of his grievance, Mr. Nunez had not
yet presented with stomach pain, fatigue, fever, weight loss,
loss of appetite, and faintness. (See Pl.’s SOF ¶¶ 48–51.)
That her involvement preceded the onset of these symptoms
indicates that she was not aware that deferring to his upcoming
PCP appointment would subject Mr. Nunez to a substantial risk of
serious harm. Such isolated and early involvement in his
treatment does not support a constitutional violation.
Patterson v. Lilley, No. 02 Civ. 6056, 2003 WL 21507345, at *4
n.3 (S.D.N.Y. June 30, 2003) (“Nurse Eggler could only be held
deliberately indifferent to an existing, serious medical
condition, not a speculative, future medical injury. The
requisite culpable state of mind would necessarily be absent for
the unknown, future injury.”); Lloyd v. Lee, 570 F. Supp. 2d
556, 569 (S.D.N.Y. 2008) (Chin, D.) (dismissing complaint
against two prison medical providers who had seen the plaintiff
only once shortly after the onset of his symptoms because of
“their limited roles early in Lloyd’s treatment”).
b. Dr. Kim
Dr. Kim saw Mr. Nunez on four occasions: on November 7,
2018 to address complaints of leg pain and constipation (Pl.’s
SOF ¶¶ 29–31); on December 5, 2018 for an earache (id. at ¶¶ 34–
35); on May 28, 2019 to address Mr. Nunez’s worsening stomach
issues and pain (id. at ¶ 47); and finally on June 25, 2019,
when Dr. Kim referred Mr. Nunez to the emergency department at
Mt. Vernon Hospital (id. at ¶ 65). Plaintiff makes no argument
that Dr. Kim deprived Mr. Nunez of adequate care at his first
two encounters. Nor does she argue that Dr. Kim was
deliberately indifferent when he sent Mr. Nunez to the hospital
on June 25, 2019. Accordingly, to survive summary judgment,
Plaintiff must demonstrate that Dr. Kim was subjectively
reckless in rendering care to Mr. Nunez at his May 28
appointment.
The upshot of Plaintiff’s allegations against Dr. Kim is
that he failed to diagnose accurately Mr. Nunez’s cancer or
adequately treat the severity of his symptoms. (See Pl.’s Br.
at 14–16.) Plaintiff’s expert adds that Dr. Kim failed to
document his May 28 visit adequately, noting that Dr. Kim’s
notes “lack vital signs, any weight and appear to mention low
back pain but no physical examination of Mr. Nunez’s back or
legs.” (Venters Decl., Ex. 1 (“Venters Report”) [dkt. no. 80-1]
at 8.)
These allegations do not demonstrate that Dr. Kim acted
with deliberate indifference to Mr. Nunez’s serious medical
needs. The record shows that in response to Mr. Nunez’s
complaints—which consisted of several months of severe lower
back and leg pain, numbness in his legs and feet, and stomach
pain—Dr. Kim discontinued ibuprofen to alleviate his stomach
issues, ordered Aleve to manage Mr. Nunez’s pain, and ordered an
X-ray to determine the underlying causes of Mr. Nunez’s
symptoms. (Pl.’s SOF ¶ 47; Defs.’ SOF ¶¶ 13, 16.) Plaintiff
offers no evidence to show that Dr. Kim chose this course of
treatment while actually aware that it subjected Mr. Nunez to a
substantial risk of harm, nor has she pointed to evidence from
which an inference of deliberate indifference could be drawn.
Dr. Kim provided treatment which responded to Mr. Nunez’s
complaints, and “where the treatment provided is responsive to
the prisoner’s condition . . . ‘the fact that a prisoner might
prefer different treatment does not give rise to an Eighth
Amendment violation.’” Victor v. Milicevic, 361 F. App’x 212,
215 (2d Cir. 2010) (quoting Chance, 143 F.3d at 703); see also
Thomas v. Wright, No. 99 Civ. 2071, 2002 WL 31309190, at *9
(N.D.N.Y. Oct. 11, 2002) (granting summary judgment for prison
medical provider-defendants who failed to diagnose an inmate’s
colon cancer for nearly one year in part because “[h]e was seen
numerous times and given various medications to alleviate his
pain and suffering”).
Likewise, that Dr. Kim failed to conduct a proper physical
examination6 or diagnose Mr. Nunez with pancreatic cancer does
not alter this conclusion. It is well-settled that
misdiagnosis, even if negligent, does not rise to the level of a
6 The parties dispute whether Dr. Kim conducted a physical exam
at his May 28 encounter with Mr. Nunez. (See Defs.’ Counter SOF
¶ 47; Venters Report at 8.) For the purposes of this motion,
the Court assumes that he did not.
constitutional violation. See Green, 2019 WL 1427448, at *7
(“[T]he mere fact that Defendants misdiagnosed Plaintiff or
failed to recognize the severity of his medical condition—even
if their mistake was obvious or highly consequential—cannot,
standing alone, support an Eighth Amendment claim.”). At most,
Plaintiff’s allegations suggest that Dr. Kim was negligent in
failing to detect that Mr. Nunez’s symptoms represented a life-
threatening condition, but such allegations are insufficient to
implicate the Eighth Amendment. See Sheils v. Flynn, No. 06 Civ
407, 2009 WL 2868215, at *18 (N.D.N.Y. Sept. 2, 2009) (“While
Defendants’ failure to immediately diagnose the lesion on
Plaintiff’s shoulder as cancer was undoubtedly frustrating and
frightening for Plaintiff, the record simply does not indicate
any behavior on Defendants’ part that elevates the situation
from possible medical malpractice to the level of a
constitutional violation.”).
c. Nurse Miller
Miller saw Mr. Nunez at his housing block sick call on June
4 and June 11. By this time, Mr. Nunez’s symptoms had
progressed to include back, leg, and stomach pain, fatigue, loss
of appetite, fever, substantial weight loss, and night sweats.
(See Pl.’s SOF ¶¶ 48–52.) Miller noted Mr. Nunez’s new symptoms
and scheduled an appointment with his PCP within one week. (AHR
at 0032.) Plaintiff appears to contend that Miller was
deliberately indifferent to Mr. Nunez’s medical needs because he
did not immediately refer Mr. Nunez to be seen by a physician.
(See Venters Report at 15; Pl.’s SOF ¶ 53.)
No reasonable jury could find that Miller was deliberately
indifferent to Mr. Nunez’s serious medical needs because he made
a referral for Mr. Nunez to be seen by his PCP within one week
rather than that same day. Drawing all inferences in
Plaintiff’s favor, Miller should have recognized that the onset
of these new symptoms required immediate assessment by a
physician. However, “the mental-state inquiry does not include
an objective-reasonableness test.” Salahuddin, 467 F.3d at 282.
Thus, even if Miller was negligent in scheduling an appointment
within a week instead of a day, such negligence falls short of
supporting a claim for deliberate indifference. See Vallade v.
Fischer, No. 12 Civ. 231, 2012 WL 4103864, at *6 (W.D.N.Y. Sept.
13, 2012) (delay of five weeks to see physician not actionable
under the Eighth Amendment because plaintiff “did receive
treatment for his injuries—in the form of x-rays, pain relief
medication and a shoulder sling—and [because] he was in fact
referred to and seen by an outside specialist”).
d. Dr. Bentivegna
Dr. Bentivegna interacted with Mr. Nunez’s care once on
June 10, 2019, when he received a letter from Mr. Nunez.
(Bentivegna Decl. ¶ 9.) In his letter, Mr. Nunez indicated that
he had lower back pain for four months, stomach cramping, weight
loss, loss of appetite, and fever. (Bentivegna Decl., Ex. A.)
Mr. Nunez requested an MRI and to “see a doctor that knows about
my condition fast!” (Id.) In response to this letter, Dr.
Bentivegna “investigated his medical records” and saw that Mr.
Nunez had been seen by Dr. Kim two weeks earlier and had an
upcoming appointment at the end of the month. (Bentivegna Decl.
¶¶ 13–14.) Dr. Bentivegna further ordered an EMG “to determine
possible underlying causes of back pain” (id. at ¶ 17) and
indicated that Mr. Nunez should “follow up with his provider, at
this upcoming appointment, as it was his primary care doctor who
would make specific decisions regarding his care.” (Id. ¶ 16.)
Plaintiff maintains that Dr. Bentivegna was deliberately
indifferent to Mr. Nunez’s serious medical needs because he
“could have expedited treatment or spoken to Mr. Nunez’s
provider” but instead wrote “a perfunctory letter telling him to
address his issues with Dr. Kim.” (Pl.’s SOF ¶ 55.)
The record does not raise a triable issue of fact regarding
Dr. Bentivegna’s mental state. The record demonstrates that Dr.
Bentivegna reviewed Mr. Nunez’s medical records, referred him to
an upcoming appointment with his PCP, and ordered additional
testing to assist Dr. Kim. As with the other Defendants,
Plaintiff’s argument amounts to a disagreement over treatment,
which is “not adequate grounds for a Section 1983 claim.” Sonds
v. St. Barnabas Hosp. Corr. Health Servs., 151 F. Supp. 2d 303,
312 (S.D.N.Y. 2001). That Dr. Bentivegna did not order
different testing or expedite Mr. Nunez’s upcoming appointment
at most may suggest negligence, but “such medical judgments do
not amount to deliberate indifference in violation of the Eighth
Amendment.” Gibson v. Mount Vernon Montefiore Hosp. Exec. Dir.,
No. 22 Civ. 4213, 2024 WL 1217528, at *12 (S.D.N.Y. Mar. 19,
2024).
e. Nurse Practitioners Ashong and Acrish
Ashong and Acrish saw Mr. Nunez on June 20 and 21,
respectively. By this time, Mr. Nunez’s condition continued to
deteriorate. In addition to the constellation of symptoms he
reported to Miller and Dr. Bentivegna, Mr. Nunez now reported a
swollen vein on his leg, daily diarrhea, and further weight
loss. (Pl.’s SOF ¶¶ 56–62.) Moreover, on June 21, Mr. Nunez
fainted while at the gym. (Pl.’s SOF ¶ 61; AHR at 0035.)
Plaintiff avers that Ashong and Acrish exhibited deliberate
indifference to Mr. Nunez’s serious medical needs by failing to
evaluate Mr. Nunez properly and by not immediately referring him
to be seen by a physician. (See Pl.’s SOF ¶¶ 60, 63; Venters
Report at 17.) Plaintiff further maintains that both Ashong and
Acrish blew off Mr. Nunez’s complaints as inconsequential
despite “the potential for these problems to represent life
threatening illness.” (Venters Report at 17.) Indeed, both
Ashong and Acrish appear to minimize the severity of Mr. Nunez’s
illness. Ashong’s note indicates that she believed that Mr.
Nunez’s symptoms were “all chronic” and “nothing new,” and
indicated there were “[n]o red flag[s].” (AHR at 0034.)
Likewise, Acrish noted that Mr. Nunez’s symptoms were
potentially “anxiety related.” (AHR at 0035.)
The actions of Ashong and Acrish do not give rise to an
inference of subjective recklessness necessary to support
Plaintiff’s Eighth Amendment claim. The record shows that on
June 20, Ashong examined Mr. Nunez, referred him to his PCP,
with whom he had an upcoming appointment in five days (AHR at
0034), and ordered an X-ray on an “urgent” basis to assist Dr.
Kim at his upcoming visit. (Ashong Decl., Ex. B [dkt. no. 65-
2]). Similarly, Acrish conducted a physical exam of Mr. Nunez,
reviewed recent X-rays, ordered milk of magnesium and Tylenol to
alleviate his symptoms, and referred him to his upcoming PCP
visit. (Acrish Decl. ¶¶ 15–19; AHR at 0035.) Acrish further
authorized Mr. Nunez to have meals in his cell and relieved him
of work duties until he could see Dr. Kim. (Id.) In sum, both
examined the patient, ordered tests, prescribed medication,
allowed him rest, and deferred to Mr. Nunez’s PCP, with whom he
would see in a matter of days. This may not have been the care
that Plaintiff would have preferred, but such medical judgments
do not support a claim of deliberate indifference. Gibson, 2024
WL 1217528, at *12.
This finding is supported by the fact that both explicitly
minimized the severity of Mr. Nunez’s symptoms in their notes.
(See AHR at 0034 (Ashong’s note indicating “nothing new” and
“[n]o red flag[s]”); AHR at 0035 (Acrish’s note suggesting Mr.
Nunez’s symptoms were “anxiety related”).) To support a claim
of deliberate indifference, Plaintiff must demonstrate that both
were actually aware that their course of treatment would subject
Mr. Nunez to a substantial risk of serious harm. That Ashong’s
and Acrish’s contemporaneous notes both reflect that they
believed, perhaps callously, that Mr. Nunez was exaggerating his
symptoms is strong evidence that they lacked the requisite
culpable mental state. Cf. Melvin, 2019 WL 1227903, at *11
(“[A]lthough [defendant’s] alleged statement accusing Decedent
of “faking” his pain may arguably demonstrate a lack of empathy,
it also permits the inference that [defendant] genuinely
believed that Decedent’s health was not at risk.”); McClinton v.
Connolly, No. 13 Civ. 2375, 2014 WL 5020593, at *5 (S.D.N.Y.
Oct. 8, 2014) (“If [defendants] believed Plaintiff’s asthma
attack was a mere ruse, they could not have been aware of a
substantial risk that Plaintiff would suffer serious harm.”).
* * *
In conclusion, Plaintiff has failed to raise a triable
issue of fact as to the subjective element of the deliberate
indifference analysis. Nothing in the record demonstrates that
any Defendant acted or failed to act while actually aware of a
substantial risk to Mr. Nunez’s health or safety. Accordingly,
Defendants’ motion for summary judgment is granted, and
Plaintiff’s claims for deliberate indifference are dismissed.
B. Qualified Immunity
Defendants next argue that they are protected by qualified
immunity. “The doctrine of qualified immunity protects
government officials ‘from liability for civil damages insofar
as their conduct does not violate clearly established statutory
or constitutional rights of which a reasonable person would have
known.’” Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting
Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). “Where a
defendant asserts a qualified immunity defense on summary
judgment, the court must assess ‘whether the evidence, viewed in
the light most favorable to the plaintiff, makes out a violation
of a statutory or constitutional right,’ and, if so, ‘whether
that right was clearly established at the time of the alleged
violation.’” Jackson v. Kaufman, No. 13 Civ. 6544, 2015 WL
5521432, at *13 (S.D.N.Y. Sept. 18, 2015) (quoting Tracy v.
Freshwater, 623 F.3d 90, 96 (2d Cir. 2010)). “A court may
consider these two questions in either order and, if it
determines that one prong is not satisfied, it need not reach
the other.” Green, 2019 WL 1427448, at *10.
With respect to the first factor, the Court has determined
that Plaintiff has failed to demonstrate the existence of a
genuine issue of material fact regarding whether Defendants
violated Mr. Nunez’s Eighth Amendment rights. For the same
reasons, the evidence, viewed in the light most favorable to
Plaintiff, is not capable of “mak[ing] out a violation of a
statutory or constitutional right.” Tracy, 623 F.3d at 96.
Defendants are thus entitled to qualified immunity on
Plaintiff’s deliberate indifference claims. See Jackson, 2015
WL 5521432, at *13 (S.D.N.Y. Sept. 18, 2015) (finding defendant
entitled to summary judgment on the issue of qualified immunity
where plaintiff failed to establish that defendant violated his
constitutional or statutory rights); Green, 2019 WL 1427448, at
*10 (same).
C. Plaintiff’s Motion to Preclude
Finally, Plaintiff moves to preclude the report of
Defendants’ expert, Dr. Mark Korsten. (Pl.’s Br. at 21.)
Plaintiff argues that Defendants’ expert report (Korsten Decl.,
Ex. B (“Korsten Report”) [dkt. no. 68-2]) is inadmissible
pursuant to Federal Rule of Evidence 702 because his testimony
is not the product of reliable principles and methods. (Pl.’s
Br. at 21.) Specifically, Plaintiff objects that Korsten
repeatedly opines that Defendants did not deviate from the
standard of care without first establishing the relevant
standard of care. As Defendants’ expert failed to lay the
proper foundation, Plaintiff argues the report must be
precluded.
The Court denies Plaintiff’s motion to preclude as moot.
As discussed above, the dispositive issue in this case is
whether Defendants acted or failed to act with a sufficiently
culpable mental state, i.e., while actually aware of a
substantial risk that serious inmate harm would result from
their prescribed course of treatment. Korsten’s opinion that
Defendants did not deviate from the standard of care sheds
little light on Defendants’ mental state. Thus, the Court need
not, and has not, relied on the Korsten Report in rendering its
decision. As the report played no role in the Court’s decision,
the Court need not determine the admissibility of the proffered
testimony. See Williams v. Broome Cnty., No. 07 Civ. 0200, 2009
WL 5102258, at *5 (N.D.N.Y. Dec. 17, 2009) (denying motion to
preclude expert report as moot “because the expert’s report in
question cannot create an issue of material fact with regard to
the subjective element—deliberate indifference—in Plaintiff’s
inadequate-medical-care claim under the Eighth Amendment”).
Iv. Conclusion
For the reasons discussed above, Defendants’ motion for
summary Judgment [dkt. no. 61] is GRANTED, and Plaintiff’s
motion to preclude [dkt. no. 75] is DENIED. The Clerk of the
Court is directed to close the open motions at Docket Entry
Numbers 61 and 75, to mark the above-captioned case as closed,
and to mark all pending motions denied as moot.
SO ORDERED.
Dated: August 7, 2024
New York, New York
witlia lh Yeh
LORETTA A. PRESKA —————
Senior United States District Judge
29