“The complaint specifically seeks damages from the defendants in their individual capacities and the mere fact that the state may reimburse them does not make the state the real party in interest.”
How later courts described this case
- “The complaint specifically seeks damages from the defendants in their individual capacities and the mere fact that the state may reimburse them does not make the state the real party in interest.”
- “To the extent that Teichmann only seeks a declaration that his state conviction is invalid, he seeks nothing more than review of a state court judgment.”
- dismissing Section 1983 claims under Rooker-Feldman
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
------------------------------------x
REUBEN BRAMBLE,
Plaintiff, MEMORANDUM & ORDER
23-CV-5141 (EK)(LB)
-against-
CHARLES H. HYNES, JONATHAN FINK,
JULIE SCHWARTZ, MICHAEL JUVILER, and
LEWIS DOUGLASS1
Defendants.
------------------------------------x
ERIC KOMITEE, United States District Judge:
Reuben Bramble brought this action against former
King’s County District Attorney Charles Hynes, two former
Assistant District Attorneys in his office, and former Kings
County Supreme Court Justices Michael Juviler and Lewis
Douglass. Bramble is proceeding pro se.2 Retired Justice
Douglass has filed a motion to dismiss pursuant to Rules
12(b)(1) and 12(b)(6); the two former ADAs — Jonathan Fink and
Julie Schwartz — have moved to dismiss for failure to state a
claim.3
1 The complaint misidentifies the defendants as “Mr. Fink, Julie Swartz,
M. Juviler, and L. Douglass.” The Court respectfully directs the Clerk of
Court to amend the official caption of this case to conform to the caption
above.
2 Bramble paid the filing fee and was therefore not subject to Section
1915 review. See ECF No. 2.
3 Justice Juviler passed away in 2017 and his estate has not yet been
served. See ECF No. 14 at 11. Justice Douglass is represented in this
action by the New York State Attorney General’s office, which — although it
For the reasons set forth below, the defendants’
motions are granted.
I. Background
The following facts are taken from Bramble’s complaint
and materials attached thereto, and are assumed to be true,
unless otherwise indicated. Thirty years ago, Bramble was
arrested and charged in connection with a gunpoint home-invasion
robbery. Compl. ¶¶ 11-13, ECF No. 1. An alleged accomplice,
Vincent Lubin, was charged alongside him. Id. ADAs Schwartz
and Fink prosecuted the case under Hynes’s direction; Justices
Juviler and Douglass presided over the relevant judicial
proceedings.4 Id. at ¶ 1. In October 1994, Bramble pleaded
guilty to Robbery in the First Degree. People v. Bramble, No.
303/1994, 2008 WL 3333884 at *1 (N.Y. Sup. Ct. May 5, 2008).
Justice Juviler sentenced him to five to fifteen years’
imprisonment. Id.
His co-defendant, however, apparently did not wait
around for trial: Lubin absconded while on pretrial release and
was not rearrested until 2001.5 Id. The following year, Lubin
is not representing Justice Juviler — maintains that “all defenses described
herein apply equally” to both former justices. Id. Similarly, all of Fink
and Schwartz’s arguments apply equally to their former boss, District
Attorney Hynes.
4 Justice Juviler presided over Bramble’s sentencing in 1994, while
Justice Douglass granted the State’s motion to dismiss Lubin’s indictment in
2002.
5 These facts appear in a state court judgment, of which the Court may
take judicial notice. See Simmons v. Trans Express Inc., 16 F.4th 357, 360
filed a pro se motion to dismiss the indictment because of the
prosecution’s ostensibly “improper receipt of the hearsay
ballistics report” and the “consequent infirmity of the Grand
Jury evidence.” Id. at *1 n.3. That motion was denied by
Justice Douglass. Still, the district attorney eventually
declined to pursue the case against Lubin, apparently (as
discussed below) because of the passage of time. Id. On the
prosecutor’s oral application, Justice Douglass dismissed the
indictment against Lubin in 2002. Id.; Compl. ¶ 16.
Attached to Bramble’s complaint in this case is a copy
of Lubin’s motion to dismiss the indictment — the motion that
was denied. Bramble argues that Lubin’s motion establishes that
the ADAs “intentionally presented legally insufficient evidence
before a Grand Jury to secure an invalid indictment” against the
two of them. Id. at ¶ 12; see Ex. A., Id. at 10-11. Bramble
also claims — inaccurately — that Justice Douglass granted
Lubin’s motion. According to Bramble, this decision to dismiss
the indictment as to Lubin, but not Bramble himself, denied
Bramble the “equal protection of the law.” Id.
Bramble made this same claim to the state courts
before coming here. Bramble, 2008 WL 3333884 at *1. In 2008,
the New York Supreme Court denied Bramble’s C.P.L. Section
(2d Cir. 2021) (courts may take judicial notice of state-court judgments and
filings).
440.10 motion to vacate his conviction. Id. The court pointed
out Bramble’s misimpression, noting that the charges against
Lubin were not dismissed because of any defect in the
proceedings before the grand jury:
[T]he defendant continues to raise this argument
because he is laboring under the misapprehension that
his co-defendant’s case was dismissed on this same
ground. That is not true. While the co-defendant had
brought the identical claim seeking dismissal of his
case on the basis of the alleged improper receipt of
the hearsay ballistics report and consequent infirmity
of the Grand Jury evidence (by way of a pro se motion
dated March 19, 2002), such was not the ground upon
which the indictment was ultimately dismissed against
him.
On the contrary, it is evident that the co-defendant's
case was dismissed upon an application by the District
Attorney’s Office because the People were no longer in
a position to prosecute the case against the co-
defendant given the passage of time and loss of
witnesses due to Mr. Lubin's having absconded and
being at large for seven years.
While the co-defendant benefitted from his flight,
this provides no ground to reverse Mr. Bramble's
conviction and vacate his plea, entered years earlier.
In any event, none of this affects the defendant's
subsequent conviction, after trial, upon the charge of
Manslaughter in the Second Degree and his sentence of
seven to 14 years thereon.
Id. at *1 n.3.
II. Legal Standard
When a party moves for dismissal under both Rule
12(b)(1) and other grounds, “the court should consider the Rule
12(b)(1) challenge first” because, following a dismissal for
lack of subject matter jurisdiction, “the accompanying defenses
and objections become moot and do not need to be determined.”
Rhulen Agency, Inc. v. Ala. Ins. Guar. Ass’n, 896 F.2d 674, 678
(2d Cir. 1990). The plaintiff bears the burden of establishing
subject matter jurisdiction. Makarova v. United States, 201
F.3d 110, 113 (2d Cir. 2000).
To overcome a motion to dismiss under Rule 12(b)(6), a
complaint must plead facts sufficient “to state a claim to
relief that is plausible on its face.” Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 570 (2007). The Court must accept all
factual allegations in the complaint as true and draw all
reasonable inferences in the plaintiff’s favor. See Lundy v.
Cath. Health Sys. of Long Island Inc., 711 F.3d 106, 113 (2d
Cir. 2013).
Moreover, when a plaintiff is proceeding pro se,
courts “construe [the] complaint liberally and interpret it to
raise the strongest arguments that it suggests.” Chavis v.
Chappius, 618 F.3d 162, 170 (2d Cir. 2010). That said, a pro se
plaintiff must still comply “with relevant rules of procedural
and substance law.” Traguth v. Zuck, 710 F.2d 90, 95 (2d Cir.
1983).
III. Discussion
Bramble brings claims for “wrongful conviction,
unlawful imprisonment, and denial of equal protection of the
law,” Compl. ¶ 1, which the Court construes as Fourteenth
Amendment due process and equal protection claims brought under
42 U.S.C. § 1983. As relief, Bramble requests that the Court
“[d]ismiss the entire indictment and anything that proceeds
[sic] it” and award $100 million in compensatory damages, $100
million for pain and suffering, and $100 million in punitive
damages. Compl. at 9.
The defendants move for dismissal. They argue that
Bramble’s request that the Court dismiss his state court
indictment and conviction is barred by Rooker-Feldman, and that
his request for money damages is barred by the doctrines of
sovereign and absolute immunity.
A. Rooker-Feldman
The Rooker-Feldman doctrine precludes consideration of
Bramble’s request that this Court dismiss his indictment and
vacate his state court conviction. And Rooker-Feldman is
jurisdictional: it “pertains not to the validity of the suit but
to the federal court’s subject matter jurisdiction to hear it.”
Vossbrinck v. Accredited Home Lenders, Inc., 773 F.3d 423, 427
(2d Cir. 2014).
Under the Rooker-Feldman doctrine, federal district
courts “are precluded from exercising appellate jurisdiction
over final state-court judgments.” Lance v. Dennis, 546 U.S.
459, 463 (2006). The doctrine bars suit where:
(1) the federal-court plaintiff lost in state court;
(2) the plaintiff complains of injuries caused by a
state court judgment;
(3) the plaintiff invites review and rejection of that
judgment; and
(4) the state judgment was rendered before the
district court proceedings commenced.
Hunter v. McMahon, 75 F.4th 62, 68 (2d Cir. 2023).
District courts have been instructed to employ a
“claim-by-claim” approach to Rooker-Feldman preclusion. See
Behr v. Campbell, 8 F.4th 1206, 1213 (11th Cir. 2021). And when
a plaintiff seeks multiple remedies on a single claim — say,
both vacatur of a conviction and money damages, in response to a
single due-process violation — it becomes necessary to break
that approach down even further. In such cases, courts will
bifurcate the analysis of a single claim, asking whether Rooker-
Feldman bars consideration thereof “to the extent that” the
plaintiff seeks one remedy or the other. See, e.g., Teichmann
v. New York, 769 F.3d 821, 826 (2d Cir. 2014) (“To the extent
that Teichmann only seeks a declaration that his state
conviction is invalid, he seeks nothing more than review of a
state court judgment.”). Here, Rooker-Feldman clearly precludes
consideration of Bramble’s due-process and equal protection
claims to the extent that he seeks to vacate his conviction.
As to the first Rooker-Feldman requirement above,
Bramble lost in state court when he was convicted pursuant to
his plea in 1994. “[T]hat the state court violated [a
plaintiff]’s constitutional rights in accepting a guilty plea
. . . is precisely the kind of claim the Rooker-Feldman doctrine
bars.” Gokadze v. Hynes, No. 11-cv-6099, 2012 WL 6737505, at *2
(E.D.N.Y. Dec. 28, 2012); see also Molina v. James, No. 21-CV-
3144, 2022 WL 813815, at *4 (E.D.N.Y. Mar. 17, 2022).
The second element is also clearly met. Bramble’s
injuries — that he was “unlawfully imprisoned for more than two
decades” — are the direct result of his state court conviction.
Compl. ¶ 17.
As to the third requirement, Bramble “invite[s] review
and rejection” of the state court’s judgment when he asks that
this Court “[d]ismiss the entire indictment and anything that
proceeds [sic] it.” Compl. at 9; see Teichmann, 769 F.3d at 826
(dismissing Section 1983 claims under Rooker-Feldman); see also
Mitchell v. New York State, No. 22-CV-1747 (LDH), 2023 WL
2734823, at *4 (E.D.N.Y. Mar. 31, 2023) (“Because Plaintiff
challenges the validity of his state court criminal conviction,
he necessarily invites the Court to review the judgment of
conviction.”).
Rooker-Feldman does not bar Bramble’s request for
money damages. “[A]lthough plaintiffs may not seek to have a
state court judgment voided, our court has concluded that
Rooker-Feldman does not bar plaintiffs from seeking compensatory
damages for misconduct that defendants pursued in obtaining
state court judgments.” Dorce v. City of N.Y., 2 F.4th 82, 104
(2d Cir. 2021); see also Cowan v. Hunter, 762 F. App’x 521, 523
(10th Cir. 2019) (while Rooker-Feldman barred plaintiff’s
request to vacate state conviction, his “claim for money damages
doesn’t trigger the Rooker-Feldman doctrine”); Molina, 2022 WL
813815 at *4 (Rooker-Feldman barred request for a declaration
that the plaintiff was not guilty, but not request for money
damages).
B. Immunity
Bramble’s requests for monetary damages are subject to
dismissal based on certain immunities. Bramble has named all
defendants in “their official and individual capacities.”
Compl. ¶ 1. As set forth below, New York judges and prosecutors
are afforded Eleventh Amendment immunity from damages claims
asserted against them in their official capacities. And they
are accorded absolute immunity on the damages claims asserted
against them here in their individual capacities.
1. Eleventh Amendment Immunity
Bramble professes to assert claims against all
defendants in their official capacities. In that posture, the
Second Circuit has instructed that we “treat the suit as one
against the entity of which an officer is an agent.”
D’Alessandro v. City of New York, 713 F. App’x. 1, 8 (2d Cir.
2017) (citing Kentucky v. Graham, 473 U.S. 159, 165–66 (1985)).
When “a district attorney or an assistant district attorney acts
as a prosecutor, she is an agent of the State, and therefore
immune from suit in her official capacity.” Id. (citing Ying
Jing Gan v. City of New York, 996 F.2d 522, 536 (2d Cir. 1993)).
When the Eleventh Amendment applies, a damages action
cannot proceed “unless the state has waived its sovereign
immunity or Congress has abrogated it.” Dean v. Univ. at
Buffalo Sch. of Med. & Biomedical Scis., 804 F.3d 178, 193 (2d
Cir. 2015). New York has not waived its sovereign immunity in
Section 1983 suits. Trotman v. Palisades Interstate Park
Comm’n, 557 F.2d 35, 39-40 (2d Cir. 1977). And Congress has not
abrogated it. Dube v. State Univ. of N.Y., 900 F.2d 587, 594
(2d Cir. 1990).
Still, Bramble’s allegation that the defendants acted
in their official capacities does not make it so; official-
capacity action is defined more narrowly than the nomenclature
might suggest. The Eleventh Amendment bars actions against
state officials only when “the state is the real party in
interest,” see Farid v. Smith, 850 F.2d 917, 921 (1988) — or,
put differently, when “the action is in reality a suit against
the state itself.” Id. (citing Pennhurst State School &
Hospital v. Halderman, 465 U.S. 89, 101 (1984)).
These criteria are not inherently satisfied when state
officials’ actions violate the Constitution, even if they are
acting pursuant to a state-law requirement. Farid, 850 F.2d at
921-22. More is required: for example, some indication that the
plaintiff is demanding “a judgment payable from state funds.”
Id. at 923 (citing Cory v. White, 457 U.S. 85, 90 (1982)); see
also Berman Enterprises, Inc. v. Jorling, 3 F.3d 602, 606 (2d
Cir. 1993) (“The complaint specifically seeks damages from the
defendants in their individual capacities and the mere fact that
the state may reimburse them does not make the state the real
party in interest.”). There is no such indication here.
To the extent Bramble seeks to proceed against the
defendants in their official capacities, his claims for damages
are dismissed under Rule 12(b)(1). See Nat’l Ass’n for
Advancement of Colored People v. Merrill, 939 F.3d 470, 479 (2d
Cir. 2019) (sovereign immunity deprives court of subject matter
jurisdiction); Puerto Rico Aqueduct & Sewer Auth. v. Metcalf &
Eddy, Inc., 506 U.S. 139, 150 (1993) (Stevens, dissenting)
(Eleventh Amendment “goes to the jurisdiction of the federal
court”). Given that he also — and more plausibly — asserts
claims against them in their individual (or “personal”)
capacities, we proceed to consider the immunities that apply in
that context.
2. Absolute Immunity for Judges and Prosecutors
As noted above, Bramble sued all defendants “in their
official and individual capacities.” Compl. ¶ 1. The
individual-capacity claims, too, must be dismissed, as the
defendants are immune from suit for damages in their individual
capacities. See Ying Jing, 996 F.2d at 530.
To plead a viable individual-capacity claim, Bramble
must demonstrate that the defendants acted entirely outside
their respective mandates. “Judges are absolutely immune from
damages suits for judicial acts, even when a complaint raises
allegations of bad faith or malice, as long as that conduct was
not taken in the complete absence of all jurisdiction.” Idlibi
v. Burgdorff, No. 23-7384, 2024 WL 3199522, at *3 (2d Cir. June
27, 2024) (affirming dismissal of religious-discrimination claim
against judge in her individual capacity).
Likewise, “unless a prosecutor proceeds in the clear
absence of all jurisdiction, absolute immunity exists for those
prosecutorial activities intimately associated with the judicial
phase of the criminal process.” Barr v. Abrams, 810 F.2d 358,
361 (2d Cir. 1987); see also D’Allessandro, 713 F. App’x. at *5
(prosecutor is not protected “when she acts without any
colorable claim of authority”). And in the Second Circuit, “a
prosecutor unquestionably acts as an advocate — and therefore
receives absolute immunity — when she initiates and pursues a
criminal prosecution.” Id. (citing Shmueli v. City of New York,
424 F.3d 231, 236 (2d Cir. 2005)).
Here, all of Bramble’s allegations stem from actions
that fall squarely within the defendants’ core duties as judges
and prosecutors in the criminal proceedings: they prosecuted,
convicted, and / or sentenced him for committing robbery. The
defendants are thus absolutely immune from suit with respect to
their alleged actions. Bramble’s claims against them are
dismissed.
C. Plaintiff’s Claims are Time-Barred
The prosecutors’ immunity, at least, is not
jurisdictional; instead, it is “a common law immunity available
upon a Rule 12(b)(6) motion.” Tigano v. United States, 527 F.
Supp. 3d 232, 243 n.4 (E.D.N.Y. 2021) (citing Imbler v.
Pachtman, 424 U.S. 409, 419-22 (1976); Bouchard v. Olmstead, 775
F. App’x 701, 702-03 (2d Cir. 2019)). Accordingly, we go on to
hold that Bramble’s claims are barred by the applicable statute
of limitations.
A complaint that is time-barred fails to state a claim
on which relief may be granted, see Griffin v. Carnes, 72 F.4th
16, 21 (2d Cir. 2023), and a district court may sua sponte
dismiss a complaint as time-barred “where the facts supporting
the statute of limitations defense are set forth in the papers
plaintiff himself submitted.” Walters v. Indus. & Commer. Bank
of China, Ltd., 651 F.3d 280, 293 (2d Cir. 2011). “Under
well-settled law, claims under Section 1983 . . . are governed
by New York’s general statute of limitations for personal injury
actions under N.Y. C.P.L.R. § 214(5), which is three years.”
Kane v. Mount Pleasant Cent. Sch. Dist., 80 F.4th 101, 104 (2d
Cir. 2023). This clock “begins to run once the plaintiff knows
of the injury on which the claim is based.” Jaghory v. N.Y.
State Dep’t of Educ., 131 F.3d 326, 331 (2d Cir. 1997).
Bramble’s Section 1983 claims are clearly time-barred.
Bramble alleges that he was convicted in 1994 and that the
indictment against his accomplice was dismissed in 2002. He has
had over two decades to contemplate the injuries he now asserts.
Indeed, he has used that time to bring similar claims in state
court, see Bramble, 2008 WL 3333884 at *1, before finally
initiating this action.
Because Bramble’s complaint was filed long after the
expiration of the applicable statute of limitations, the Court
sua sponte dismisses his claims as time-barred.
IV. Conclusion
For the foregoing reasons, the defendants’ motions to
dismiss are granted. The Clerk of Court is respectfully
directed to mail a copy of this Order to the plaintiff, to enter
judgment, and to mark this action as closed.
SO ORDERED.
/s/ Eric Komitee
ERIC KOMITEE
United States District Judge
Dated: September 26, 2024
Brooklyn, New York