Opinion

Suffolk County Police Benevolent Association v. County of Suffolk

Court
District Court, E.D. New York
Filed
Jul 17, 2024
Cited by
0 cases
Authority
More cited than 31.6%

“[A]t early stages in the proceedings, ... little is to be gained by way of judicial economy from retaining jurisdiction.”

How later courts described this case

  • “[A]t early stages in the proceedings, ... little is to be gained by way of judicial economy from retaining jurisdiction.”
  • holding that a district court exercising supplemental jurisdiction at an early stage was an abuse of discretion
  • “[W]here section 1367(a) is satisfied, the discretion to decline supplemental jurisdiction is available only if founded upon an enumerated category of subsection 1367(c).”

Written by the judges who cited it.

The opinion

EASTERN DISTRICT OF NEW YORK CLE RK

----------------------------------------------------------------------X 2:18 pm, Jul  17, 2024

SUFFOLK COUNTY POLICE BENEVOLENT U.S. DISTRICT COURT

ASSOCIATION, and NOEL DIGEROLAMO, as EASTERN DISTRICT OF NEW YORK

President of the SUFFOLK COUNTY POLICE LONG ISLAND OFFICE

BENEVOLENT ASSOCIATION,

Plaintiffs, MEMORANDUM & ORDER

22-cv-05803 (JMA) (LGD)

-against-

ROBERT TROTTA, as Legislator for the

COUNTY OF SUFFOLK individually and in

his official capacity,

Defendant.

----------------------------------------------------------------------X

AZRACK, United States District Judge:1

Before the Court is Plaintiff Suffolk County Police Benevolent Association and Plaintiff

Noel DeGerolamo’s (“Plaintiffs”) motion to dismiss Defendant Robert Trotta’s (“Defendant”)

state-law counterclaim, which alleges violations of New York Civil Rights Law §§ 70-a and 76-a

(“Anti-SLAPP Counterclaim”). (See ECF No. 48.) For the below reasons, Plaintiffs’ motion to

dismiss Defendant’s counterclaim is GRANTED, and Defendant’s counterclaim is DISMISSED

without prejudice to its potential refiling in state court.

I. BACKGROUND2

A. Factual Background

On May 6, 2021, Defendant, Suffolk County Legislator Robert Trotta, requested a

determination from the Suffolk County Board of Ethics (“SCBOE”) whether the district attorney

1 Jonathan M. Hyman, a rising second-year student at the New York University School of Law and an intern

in my Chambers, provided substantial assistance in researching and drafting this Opinion.

2 This Opinion draws its facts from Plaintiffs’ Complaint (ECF No. 1 (“Compl.”)), the well-pleaded allegations

of which are taken as true for purposes of this Opinion. See Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). For ease of

reference, the Court refers to Plaintiffs’ Memorandum of Law in Support of their Motion to Dismiss for Lack of

Jurisdiction Over Counterclaims as “Pls.’ Mot.” (ECF No. 48) and Defendant’s Memorandum of Law in Opposition

to Plaintiffs’ Motion to Dismiss for Lack of Jurisdiction Over Counterclaims as “Def. Mot.” (ECF No. 49).

(“PBA”) or its political action committee. (ECF No. 1, ¶ 34 (“Compl.”).) The SCBOE at first

decided that issuing an advisory opinion on such a question was outside its “standing.” (Id. at ¶

35.) But on September 15, 2021, Defendant requested that the SCBOE reconsider whether it could

issue an advisory opinion. (Id. at ¶ 38.) Shortly thereafter, at Defendant’s behest, the SCBOE

conducted a legal analysis, reconsidered the issue, and determined that it did, in fact, have standing

to issue an advisory opinion. (Id. at ¶¶ 38, 39, 41.)

The advisory opinion stipulates that it does not make a formal determination of whether

contributions from the PBA’s political action committee violate New York Election Law § 14-116

and the Suffolk County Code of Ethics. (Id. at ¶¶ 42, 48.) It also acknowledges that there is no

explicit prohibition on unions like the PBA contributing as long as they comply with monetary

caps and reporting requirements. (Id. at ¶ 45.) The opinion notes, however, that a “prosecuting

attorney”—such as the district attorney—accepting campaign contributions from a police union is

“improper” given the district attorney’s role in prosecuting police misconduct. (Id. at ¶¶ 49, 51,

55.)

Defendant’s inquiry was also referred to several other government agencies, including the

Office of the New York State Attorney General, the Internal Revenue Service, the Office of the

Suffolk County District Attorney, the New York State Comptroller, and the New York State

Department of Taxation and Finance. (Id. at ¶ 36.) At the time of Plaintiff’s complaint, none of

these agencies had taken any action regarding the referral. (Id. at ¶ 37.)

On July 15, 2022, Plaintiffs attempted to contribute $5,000 to the district attorney’s

authorized candidate committee. (Id. at ¶ 63.) Shortly thereafter, however, the district attorney’s

campaign returned the check to Plaintiffs, notifying them that the office was abiding by the

SCBOE’s advisory opinion. (Id. at ¶¶ 66–67.)

Plaintiffs commenced this action by filing a complaint on September 28, 2022 against

Defendant Trotta and then-Defendants the County of Suffolk, the Suffolk County Board of Ethics,

and Eric A. Kopp, then-chair of the SCBOE. (See Compl.) The complaint alleges that by

preventing the PBA from donating to political candidates, Defendant sought to abridge Plaintiff’s

freedoms under the First Amendment to the United States Constitution, (id. at ¶¶ 103–08), the

Fourteenth Amendment to the United States Constitution, (id. at ¶¶ 165–66), and the New York

State Constitution, (id. at ¶¶ 112–16). Plaintiffs also allege that Defendant sought to usurp New

York state election law, (id. at ¶¶ 117–131), and the Suffolk County Code, (id. at ¶ 145). Plaintiffs

sought compensatory and punitive damages and declaratory relief to declare the SCBOA’s

advisory opinion unlawful. (Id. at ¶¶ 5–6.)

On December 19, 2022, Defendant Trotta counterclaimed alleging violations of New York

Civil Rights Law § 76-a. (See ECF No. 27 (“Counterclaim”).) The Anti-SLAPP Counterclaim

alleges that Plaintiffs initiated their lawsuit to intimidate Defendant. (Id. at ¶¶ 43–44.) As a result,

Defendant seeks compensatory damages, punitive damages, attorney’s fees, and costs under New

York Civ. Rights Law § 70-a. (Id.)

On March 29, 2023, the parties entered into a voluntary stipulation of dismissal with regard

to Defendant Kopp. (ECF No. 36.) The Court issued an order effectuating the stipulation with

prejudice on March 29, 2023. (Elec. Order dated Mar. 29, 2023.) Subsequently, on July 19, 2023,

the parties entered into a voluntary stipulation of dismissal with prejudice as to all defendants

except Defendant Trotta. (ECF No. 41.) The Court effectuated the stipulation on July 20, 2023.

(Elec. Order dated Jul. 20, 2023.) On October 27, 2023, the Court filed an electronic order

directing the parties to apply to dismiss the remaining causes of action against Defendant with

prejudice. (Elec. Order dated Oct. 27, 2023.) In that Order, the Court also directed the parties to

purpose of adjudicating remedies available to Defendant Robert Trotta under New York’s anti-

SLAPP legislation.” (Id.)

On November 28, 2023, the parties entered into a voluntary stipulation of dismissal with

prejudice regarding Plaintiffs’ claims against Defendant Trotta. (ECF No. 47.) That same day, in

accordance with the Court’s October 27 Order, Plaintiffs moved to dismiss Defendant’s Anti-

SLAPP Counterclaim for lack of subject matter jurisdiction. (ECF No. 48 (“Pls.’ Mot.”).) Therein,

Plaintiffs argue that the Court should not exercise supplemental jurisdiction over Defendant’s

Anti-SLAPP Counterclaim. (Id. at 2.) Defendant timely opposed Plaintiffs’ motion, arguing the

Anti-SLAPP Counterclaim should remain in federal court because his counsel intends to seek

attorneys’ and costs fees under 42 U.S.C. § 1988(b). (ECF No. 49 (“Def. Mot.”).)

II. DISCUSSION

A. Supplemental Jurisdiction Under 28 U.S.C. § 1367

“[I]n any civil action of which the district courts have original jurisdiction, the district

courts shall have supplemental jurisdiction over all other claims that are so related to claims in the

action within such original jurisdiction that they form part of the same case or controversy under

Article III of the United States Constitution.” 28 U.S.C. § 1367(a); see generally Montefiore Med.

Ctr. v. Teamsters Loc. 272, 642 F.3d 321, 332 (2d Cir. 2011). To be related, the “federal claim

and state claim must stem from the same ‘common nucleus of operative fact’; in other words, they

must be such that the plaintiff ‘would ordinarily be expected to try them all in one judicial

proceeding.’” Montefiore Med. Ctr., 642 F.3d at 332 (quoting United Mine Workers of Am. v.

Gibbs, 383 U.S. 715, 725 (1966)).

That said, supplemental jurisdiction is not mandatory, and courts should, under certain

circumstances, “decline to exercise supplemental jurisdiction over a claim.” 28 U.S.C. § 1367(c).

law,” id. § 1367(c)(1); “the claim substantially predominates over the claim or claims over which

the district court has original jurisdiction,” id. § 1367(c)(2); “the district court has dismissed all

claims over which it has original jurisdiction,” id. § 1367(c)(3); or “exceptional circumstances”

exist such that “there are other compelling reasons for declining jurisdiction,” id. § 1367(c)(4).

Should a court find that any of these categories is implicated, it must “balance the values of judicial

economy, convenience, fairness, and comity”—the “Cohill factors”—in determining whether to

exercise jurisdiction. Klein & Co. Futures, Inc. v. Bd. of Trade of City of N.Y., 464 F.3d 255, 262

(2d Cir. 2006) (citing Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343, 350 (1988)). In weighing

these values, courts look to “the circumstances of [each] particular case.” City of Chicago v. Int’l

Coll. of Surgeons, 522 U.S. 156, 173 (1997). In general, though, “if the federal claims are

dismissed before trial, ... the state claims should be dismissed as well.” United Mine Workers of

Am., 383 U.S. at 726. Moreover, “[a]lthough the exercise of supplemental jurisdiction is

discretionary, the ordinary case ‘will point toward declining jurisdiction over the remaining state-

law claims.’” Jordan v. Chase Manhattan Bank, 91 F. Supp. 3d 491, 511 (S.D.N.Y. 2015) (quoting

In re Merrill Lynch Ltd. P’ships Litig., 154 F.3d 56, 61 (2d Cir. 1998)). In the end, the decision

whether to exercise supplemental jurisdiction is entirely within the court’s “discretion[ ] and [is]

not a litigant’s right.” Klein & Co. Futures, Inc., 464 F.3d at 263.

B. Recovery of Fees Under 42 U.S.C. § 1988

Title 42 U.S.C. § 1988 provides that, in certain federal civil rights actions, “the court, in its

discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee

as part of the costs.”3 42 U.S.C. § 1988. While prevailing plaintiffs will often recover fees, courts

3 When a claim is voluntarily dismissed with prejudice, defendants can be considered prevailing parties eligible

for fee-shifting under Section 1988 so long as there is a “material alteration of the legal relationship of the parties.”

See Carter v. Inc. Vill. of Ocean Beach, 759 F.3d 159, 165–66 (2d. Cir. 2014) (quoting Buckhannon Bd. & Care Home

399 (2d Cir. 2006). Indeed, “[a] prevailing defendant should not be awarded fees unless a court

finds that the plaintiff’s claim was ‘frivolous, unreasonable, or groundless, or that the plaintiff

continued to litigate after it clearly became so.’” Nicholas v. Harder, 637 F. App’x 51, 52 (2d Cir.

2016) (quoting Panetta, 460 F.3d at 399). A claim is frivolous when it lacks an arguable basis

either “in law or in fact.” Alvarez v. Garland, 33 F.4th 626, 637 (2d Cir. 2022).

But Section 1988 provides neither an independent cause of action nor “a basis for

jurisdiction.” Cano v. City of N.Y., No. 23-cv-3807 (LTS), 2023 WL 4134341, at *3 (S.D.N.Y.

June 20, 2023) (rejecting a Section 1988 claim as a basis for exercising supplemental jurisdiction

over a state-law claim); see also Baltas v. Bowers, No. 23-cv-0764 (VAB), 2023 WL 4684650, at

----------------

*7 (D. Conn. Jul. 21, 2023) (dismissing a claim asserted under Section 1988 because the statute

“does not provide an independent cause of action”) (quoting Moor v. Alameda Cty., 411 U.S. 693,

702–06 (1973) (“[W]e do not believe that [§ 1988], without more, was meant to authorize the

wholesale importation into federal law of state causes of action—not even one purportedly

designed for the protection of federal civil rights.”)). “Rather, it is a law that provides for awards

of reasonable attorney’s fees in certain cases.” Id. Accordingly, while a court can exercise

supplemental jurisdiction over a state-law counterclaim under 42 U.S.C. § 1983 (a contention

neither Plaintiff nor Defendant denies), invoking Section 1988 does not by itself confer

independent subject matter jurisdiction on this Court.

C. Analysis

Plaintiffs ask the Court to decline to exercise supplemental jurisdiction over the remaining

Anti-SLAPP Counterclaim for two reasons. First, Plaintiffs maintain that supplemental

v. W. Va. Dep’t of Health and Human Res., 532 U.S. 598, 604 (2001)). Dismissal of a cause of action with prejudice

suffices as a material alteration. See id.

same common nucleus of operative fact as do the claims Plaintiffs raised in their complaint. (See

Pls.’ Mot. at 3.) In the alternative, Plaintiffs entreat the Court to, in its discretion, decline to

exercise supplemental jurisdiction over Defendant’s Anti-SLAPP Counterclaim under 28 U.S.C.

§ 1367(c). (See id. at 3–5.) The Court assumes, without deciding, that Defendant’s Anti-SLAPP

Counterclaim falls within the Court’s supplemental jurisdiction under 28 U.S.C. §1367(a). Thus,

the operative question is whether the Court should otherwise decline to exercise supplemental

jurisdiction under 28 U.S.C. §1367(c). See Shahriar v. Smith & Wollensky Rest. Grp., Inc., 659

F.3d 234, 245 (2d Cir. 2011) (“[W]here section 1367(a) is satisfied, the discretion to decline

supplemental jurisdiction is available only if founded upon an enumerated category of subsection

1367(c).”).

1. Plaintiffs Demonstrate that Declination of Jurisdiction Is Appropriate Under

28 U.S.C. § 1367(c).

Plaintiffs argue that two of the enumerated categories of subsection 1367(c) apply. First,

they argue that subsection 1367(c)(1) applies because Defendant’s Anti-SLAPP Counterclaim

“raises a novel or complex issue of State law.”4 (Pls.’ Mot. at 4.) Second, Plaintiffs argue that

subsection 1367(c)(3) applies because “the district court has dismissed all claims over which it has

original jurisdiction.” (Id. at 2–3.) Plaintiffs then argue—because two enumerated categories of

subsection 1367(c) apply—that exercising supplemental jurisdiction would not “promote [judicial]

economy, convenience, fairness, and comity.” (Id. at 3.)

Defendant offers two arguments in response. First, Defendant appears to argue that

subsection 1367(c)(3) does not apply here. (See Def. Mot. at 4.) In Defendant’s view, “a federal

question”—i.e., whether Defendant is entitled to attorney’s fees as a prevailing party under Section

4 As discussed further below, Defendant does not appear to dispute Plaintiffs’ contention that subsection

1367(c)(1) applies. (See generally Def. Mot. at 4.)

jurisdiction. (Id. at 4.) Second, Defendant argues that “judicial economy, convenience, fairness,

and comity” considerations militate in favor of exercising supplemental jurisdiction over the Anti-

SLAPP Counterclaim. (Def. Mot. at 4–5.)

Plaintiffs have the better argument for two reasons. First, Plaintiffs have met their burden

to establish that the statutory exemptions of 28 U.S.C. § 1367(c)(1) and (3) apply. Second,

exercising supplemental jurisdiction over Defendant’s counterclaim would violate interests of

judicial economy, convenience, fairness, and comity. Accordingly, for the below reasons, the

Court will decline to retain supplemental jurisdiction over Defendant’s Anti-SLAPP Counterclaim

and will dismiss it without prejudice to its potential refiling in state court.

a) Subsections 1367(c)(1) and 1367(c)(3) Apply.

Defendant does not dispute Plaintiffs’ contention that the Anti-SLAPP Counterclaim

“raises a novel or complex issue of State law” under 28 U.S.C. § 1367(c)(1). (Compare Pls.’ Mot.

at 4, with Def. Mot. at 4.) And for good reason. Litigation of claims arising under New York’s

anti-SLAPP legislation would require this Court to delve into its novel and complex application,

including derogation of New York common law principles and the determination of actual malice.5

Additionally, courts in the Second Circuit conflict as to whether Section 70-a New York’s anti-

SLAPP statute even applies in federal court; some courts have taken the view that its pleading

standards conflict with those in the Federal Rules of Civil Procedure. Compare Nat’l Acad. of TV

5 New York’s anti-SLAPP (“strategic lawsuits against public participation”) statutes provide several

procedural and substantive mechanisms for defendants in cases with no substantial basis in law about an issue of

public interest. See N.Y. Civ. Rights Law §§ 70-a and 76-a. SLAPP suits are those intended to chill a defendant’s

exercise of free speech, and in 2020, New York’s Legislature amended the state’s anti-SLAPP statutes to broaden

rights for defendants facing defamation. See Carol v. Trump, 590 F. Supp. 3d 575, 580 (S.D.N.Y. 2022). The

amended laws require, inter alia, the dismissal of a covered complaint or counterclaim unless the plaintiff demonstrates

a “substantial basis in law”, N.Y. CPLR 3211(g), subd. 1., and “[r]equire[] a court to award costs and fees in any

covered actions in which the defendant demonstrates that such a substantial basis in law and fact was lacking.” Trump,

590 F. Supp. 3d at 581 (quoting N.Y. Civ. Rts. L. § 70-a, subd. 1(a)).

(finding that pleading standards in N.Y. Civ. Rts. L. §70-a conflict with FRCP 12(b)(6)), and

Prince v. Intercept, 634 F. Supp. 3d 114, 142 (S.D.N.Y. 2022) (same), with Goldman v.

Reddington, No. 18-cv-3662 (RPK) (ARL), 2021 WL 4099462, at *5 (E.D.N.Y. Sept. 9, 2021)

(holding that an anti-SLAPP counterclaim does not necessarily conflict with the Federal Rules of

Civil Procedure). Considering the foregoing, the Court concludes that the statutory exemption

under 28 U.S.C. § 1367(c)(1) clearly applies under these facts. See Kolari v. New York-

Presbyterian Hosp., 455 F.3d 118, 124 (2d Cir. 2006) (“We have repeatedly held that a district

particularly abuses its discretion when it retains jurisdiction over state-law claims raising unsettled

questions of law following dismissal of all original-jurisdiction claims.”).

The parties do appear to dispute, however, that “the district court has dismissed all claims

over which it has original jurisdiction” under 28 U.S.C. § 1367(c)(3). (Compare Pls.’ Mot. at 2,

with Def. Mot. at 4.) For their part, Plaintiffs contend the statutory exemption of § 1367(c)(3)

applies because every federal claim brought against Defendant was voluntarily dismissed with

prejudice. (See Pls.’ Mot. at 4; see also Elec. Order dated Nov. 19, 2023.) Defendant counters

that the availability of “cognizable remedies under 42 U.S.C. § 1988(b) as a ‘prevailing party’ in

the action” is a “federal question [that] remain[s] in controversy.” (Def. Mot. 4.) Not so.

Defendant’s request for attorney’s fees under Section 1988(b) is not a cause of action that can

independently support supplemental jurisdiction over a state-law counterclaim. See Cano, 2023

WL 4134341, at *3. Rather, Section 1988 “is a law that provides for awards of reasonable

attorney’s fees in certain [federal civil rights] cases.” Id. Thus, the Court concludes that the

statutory exemption of 28 U.S.C. § 1367(c)(3) applies as well.

Considerations Support Declining Supplemental Jurisdiction.

Having found that 28 U.S.C. §§ 1367(c)(1) and (3) apply to the facts at hand, the Court

considers “the familiar factors of judicial economy, convenience, fairness[,] and comity.” Catzin

v. Thank You & Good Luck Corp., 899 F.3d 77, 81 (2d Cir. 2018). In doing so, the Court finds

the factors taken together weigh decidedly against the Court exercising supplemental jurisdiction,

and in favor of the resolution of the Anti-SLAPP Counterclaim by the appropriate state court.

Beginning with judicial economy, the Court “consider[s] [its] familiarity with the facts, the

timing of the case, the number of parties and claims, the amount of discovery, and whether there

is ongoing parallel litigation.” Chenensky v. N.Y. Life Ins., 942 F. Supp. 2d 388, 392 (S.D.N.Y.

2013) (citing Allard v. Arthur Andersen & Co., 957 F. Supp. 409, 425 (S.D.N.Y. 1997)). After

considering the parties’ arguments, the Court finds that considerations of judicial economy weigh

in favor of declining supplemental jurisdiction. Defendant argues, and the Court disagrees, that

“[j]udicial economy weighs strongly in favor of remaining in federal court … because that is where

Mr. Trotta’s entitlement to § 1988(b) fees will be appropriately heard.” (Def. Mot. at 5.)

Reasons abound. For one, litigation over the lingering state-law counterclaim remains at

an early stage, and the Court has expended few judicial resources to reach the merits of

Defendant’s Anti-SLAPP Counterclaim at large. Moreover, this Court finds no reason Defendant

could not seek damages in state court for damages associated with litigating the now-dismissed

federal claims. In fact, New York’s Anti-SLAPP statute specifically creates a cause of action to

recover “damages including costs and attorney’s fees” if the original lawsuit lacked a basis in fact.

N.Y. Civ. Rights Law §§ 70-a; see also Max v. Lissner, No. 22-cv-5070 (VEC), 2023 WL

2346365, at *8–9 (S.D.N.Y. Mar. 3, 2023) (finding that, although insufficiently pled, a plaintiff

can bring a substantive cause of action under New York’s Anti-SLAPP statute). It follows that

the Court’s decision to decline supplemental jurisdiction over the Anti-SLAPP Counterclaim need

in state court and [litigation of] the federal remedy in federal court.” (Def. Mot. at 5.) Thus, the

Court rejects Defendant’s argument that judicial economy favors the case remaining in federal

court. See Valencia v. Sung M. Lee, 316 F.3d 299, 306 (2d Cir. 2003) (holding that a district court

exercising supplemental jurisdiction at an early stage was an abuse of discretion); McKoy v.

Trump Corp., No. 18-cv-9936 (LGS), 2024 WL 233936, at *2 (S.D.N.Y. Jan. 11, 2024) (denying

supplemental jurisdiction because “the parties’ pre-trial submissions must be filed and decided, a

final pre-trial conference must be held and a trial date rescheduled”); Cedar Swamp Holdings, Inc.

v. Zaman, 487 F. Supp. 2d 444, 453 n.63 (S.D.N.Y. 2007) (“[A]t early stages in the proceedings, ...

little is to be gained by way of judicial economy from retaining jurisdiction.”).

Relatedly, the Anti-SLAPP Counterclaim is not “easily resolvable,” such that it would be

more convenient for this Court to “resolve the case than decline to exercise jurisdiction.” UBS

Secs. LLC v. Dondero, No. 23-cv-1965 (KPF), 2023 WL 8472322, at *8 (S.D.N.Y. Dec. 7, 2023).

As Plaintiffs acknowledge, the Anti-SLAPP Counterclaim would require this Court to “wade into

unsettled issues of state law” after intense motion practice. (Pls.’ Mot. at 4.) Given the novelty

and the complexity of New York’s anti-SLAPP legislation, it follows that resolution of the Anti-

SLAPP Counterclaim should be entrusted to a court that is an expositor of New York law.

Defendant argues, and the Court disagrees again, that “[c]onvenience weighs in favor of

remaining in federal court because the issues to be litigated under Mr. Trotta’s state-law claim

mirror the issues to be decided under § 1988(b)—namely, the extent to which attorney fees should

be paid as a remedy for malicious and frivolous litigation.” (Def. Mot. at 5.) As explained above,

Defendant’s view of his entitlement to attorney’s fees under Section 1988(b) is misguided. Any

convenience consideration revolving around Defendant having to “brief those issues twice” is

unfounded, as this case need not be “fractur[ed]” into “a federal 1988(b) component and a state

can effectively and efficiently resolve the entirety of Defendant’s claims for relief.

Fairness, the next factor, “involves questions of equity: Will declining jurisdiction

prejudice the parties, and are the parties responsible for any such prejudice?” Chenensky v. N.Y.

Life Ins., 942 F. Supp. 2d 388, 392 (S.D.N.Y. 2013) (citing Pitchell v. Callan, 13 F.3d 545, 549

(2d Cir. 1994)). Given that litigation over Defendant’s counterclaim is still nascent, “refiling in

state court will present only a minor inconvenience to the parties.” Corley v. Vance, 365 F. Supp.

3d 407, 462 (S.D.N.Y. 2019). The Court sees no reason why Plaintiffs or Defendant would be

unduly prejudiced by having to litigate the Anti-SLAPP Counterclaim in the appropriate New York

state court.

Finally, comity “takes into account such factors as the nature of the state law claims, the

character of the governing state law, and the relationship between the state and federal claims.”

Chenensky, 942 F. Supp. 2d at 392 (alteration adopted) (quoting Int’l Coll. of Surgeons, 522 U.S.

at 173). At a more fundamental level, comity “reflects a proper respect for state functions, a

recognition of the fact that the entire country is made up of a Union of separate state governments,

and a continuance of the belief that the National Government will fare best if the States and their

institutions are left free to perform their separate functions in separate ways.” Levin v. Com.

Energy Inc., 560 U.S. 413, 421 (2010) (internal quotation marks and citation omitted). The Court

finds this factor also weighs in favor of declining supplemental jurisdiction. Defendant’s

counterclaim raises a novel question of state law, and the Second Circuit has held repeatedly that,

when all federal claims have been dismissed, “comity counsels strongly against the exercise of

supplemental jurisdiction.” Norton v. Town of Brookhaven, No. 22-1015-CV, 2023 WL 3477123,

at *4 (2d Cir. May 16, 2023); see Kolari, 455 F.3d at 124 (“We have repeatedly held that a district

unsettled questions of law following dismissal of all original-jurisdiction claims.”)

Defendant acknowledges that “the comity factor will ordinarily favor a state court

making … pronouncements about state statutes” but nonetheless argues that comity “flows in the

other direction” when a state court pronounces entitlement to attorney’s fees under federal law.

(Def. Mot. at 5.) That may be, but the Court sees no reason why an anti-SLAPP claim for malicious

prosecution brought in state court could not adequately compensate Defendant for the alleged

damages inflicted by Plaintiffs—a result which would avoid contradictory rulings from state and

federal courts. Against that backdrop, the Court is hesitant to wade into unsettled issues of state

law, and for that reason, comity weighs strongly in favor of declining to exercise supplemental

jurisdiction.

Ultimately, and as noted above, “insofar as a § 1367(c) category is applicable,

supplemental jurisdiction is a ‘doctrine of discretion, not of plaintiffs’ right.’” Catzin, 899 F.3d at

85 (quoting Kolari, 455 F.3d at 122). For the reasons just detailed, an exercise of such discretion

is appropriate here, as the Court finds that, in the aggregate, the familiar factors of judicial

economy, convenience, fairness, and comity weigh strongly in favor of declining supplemental

jurisdiction over Defendant’s Anti-SLAPP Counterclaim.

For the reasons stated above, the Court GRANTS Plaintiffs’ motion to dismiss Defendant’s

state-law counterclaim (ECF No. 48). Defendant’s counterclaim is DISMISSED without prejudice

to its potential refiling in state court. The Clerk of Court is respectfully directed to close ECF No.

48.

SO ORDERED.

Dated: July 17, 2024

Central Islip, New York

/s/ (JMA)

JOAN M. AZRACK

UNITED STATES DISTRICT JUDGE

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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