Opinion

TOUSSAINT v. SANTOS

Court
District Court, D. New Jersey
Filed
Aug 3, 2021
Cited by
0 cases
Authority
More cited than 31.6%

“HIPAA does not provide a private right of action to remedy HIPAA violations”

How later courts described this case

  • “HIPAA does not provide a private right of action to remedy HIPAA violations”
  • noting that Section 1983 does not provide substantive rights; rather, it provides a vehicle for vindicating violations of other federal rights
  • “HIPAA does not create a private right of action for alleged disclosures of confidential medical information . . .”

Written by the judges who cited it.

The opinion

Not for Publication

UNITED STATES DISTRICT COURT

DISTRICT OF NEW JERSEY

FRITZ GERALD TOUSSAINT,

Plaintiff, Civil Action No. 21-cv-13814

v.

OPINION & ORDER

TOWNSHIP OF KEARNY, AL SANTOS,

STEPHEN MARKS, and VENANTE

TOUSSAINT

Defendants.

John Michael Vazquez, U.S.D.J.

Pro se Plaintiff Fritz Gerald Toussaint seeks to bring this action in forma pauperis pursuant

to 28 U.S.C. § 1915. In addition, Plaintiff filed a Motion for Preliminary Injunction. D.E. 3. For

the reasons discussed below, the Court GRANTS Plaintiff’s application to proceed in forma

pauperis, DISMISSES his Complaint without prejudice pursuant to 28 U.S.C. § 1915(e)(2)(B),

and DENIES Plaintiff’s Motion for Preliminary Injunction.

I. IFP Application

Under § 1915, this Court may excuse a litigant from prepayment of fees when the litigant

“establish[es] that [s]he is unable to pay the costs of [her] suit.” Walker v. People Express Airlines,

Inc., 886 F.2d 598, 601 (3d Cir. 1989). Plaintiff indicates that his1 monthly income is $3,400.00.

1 Plaintiff indicates his wife has significant income. D.E. 1-1 at 1. However, Plaintiff’s Complaint

alleges that he and his wife are separated. D.E. 1 at 3; see also D.E. 1-1 at 11. Accordingly, the

Court does not consider his spouse’s income in deciding this motion.

D.E. 1-1 at 2. Although Plaintiff did not list a total amount for his monthly expenses, it appears

that his monthly expenses equal at least $4,741.00. See id. at 5. Accordingly, Plaintiff has

sufficiently established his inability to pay the costs of his suit and the Court grants his application

to proceed in forma pauperis without prepayment of fees or costs.

II. BACKGROUND

Plaintiff lists his residence at 20 Rutland Avenue, Kearny, New Jersey. D.E. 1 at 1.

Defendant Venante Toussaint is Plaintiff’s wife, and she is located at the same address as Plaintiff.

Id. at 2. Defendant Al Santos is the Mayor of Kearny, with an address of 402 Kearny Ave., Kearny,

New Jersey. Id. at 2. Defendant Stephen Marks is alleged to be an “Administrator” also located

at 402 Kearny Ave., Kearny, New Jersey. Id. Defendant Town of Kearny is also located at 402

Kearny Ave., Kearny, New Jersey. Id. Plaintiff alleges he is a citizen of California and the

Republic of Haiti and that all the Defendants are citizens of New Jersey. Id. at 3.

Plaintiff claims that on June 15, 2021, Venante asked him to move from the couple’s

“primary residence” at 20 Rutland Avenue. Id. Plaintiff refused. Id. Plaintiff alleges that, in

response, Venante “implemented a scheme that was certain to have her Husband removed” from

the couple’s primary address. Id. Specifically, the Complaint states that Venante called “the

mental health crisis number” and claimed she was concerned for Plaintiff’s mental health. Id. As

a result, the following day, an officer from Kearny’s police department entered Plaintiff’s

residence while “Plaintiff was reading and listening to the bible on his computer.” Id. The officer

instructed Plaintiff to stop listening to his bible, but Plaintiff refused and told the officer to call his

lawyer. Id. The officer declined to call Plaintiff’s lawyer and forced Plaintiff to leave the residence

under duress. Id. Plaintiff invoked his right to remain silent. Id. Plaintiff alleges that once he

was outside the residence, Defendant Venante “changed the locks . . . the mailbox, sold the family

automobile, and gain[ed] sole access to the couple[’s] most valuable asset, 20 Rutland Ave.” Id.

at 4.

Plaintiff claims these acts violated his right to due process, the First and Fifth Amendments,

the Americans with Disabilities Act (“ADA”) and the “HIPPA Rule.” Id. Plaintiff seeks the

following remedies to redress these claims: (1) “to secure from Mrs. Toussaint the keys that have

been changed during the illegal lockout”; (2) “to resume all his rights, all his privileges that he

enjoyed at the residence prior to 6/16/2021”; (3) “for all construction demolition to stop”; (4)

“for the plaintiff to be granted sole access and use of Apt 2”; (5) “[f]or the Plaintiff to be authorized

to hire [an] independent director to protect the entity that manages 20 Rutland Ave”; (6) “[t]o enjoy

[sic] the Town of Kearny from abridging or violating the Plaintiff’s civil and constitutional right”;

(7) “that it stop discriminating on the basis of gender”; (8) “that it pays [sic] damages to the

Plaintiff in the sum of $33 million.” Id. On July 29, 2021, Plaintiff filed an “Amened Motion for

Preliminary Injunction” seeking the above relief on an expedited basis. D.E. 3.

III. STANDARDS

A. IFP Screening

When allowing a plaintiff to proceed in forma pauperis, a court must review the complaint

and dismiss the action if it determines that the action (i) is frivolous or malicious, (ii) fails to state

a claim upon which relief may be granted, or (iii) seeks monetary relief against a defendant who is

immune. 28 U.S.C. § 1915(e)(2)(B). When considering dismissal under § 1915(e)(2)(B)(ii) for

failure to state a claim upon which relief can be granted, the Court must apply the same standard

of review as that for dismissing a complaint under Federal Rule of Civil Procedure 12(b)(6).

Schreane v. Seana, 506 F. App’x 120, 122 (3d Cir. 2012).

To state a claim that survives a Rule 12(b)(6) motion to dismiss, a complaint must contain

“enough facts to state a claim to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly,

550 U.S. 544, 570 (2007). “A claim has facial plausibility when the plaintiff pleads factual content

that allows the court to draw the reasonable inference that the defendant is liable for the misconduct

alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). Although the plausibility standard “does

not impose a probability requirement, it does require a pleading to show more than a sheer

possibility that a defendant has acted unlawfully.” Connelly v. Lane Const. Corp., 809 F.3d 780,

786 (3d Cir. 2016) (internal quotations and citations omitted). As a result, a plaintiff must “allege

sufficient facts to raise a reasonable expectation that discovery will uncover proof of her claims.”

Id. at 789. In other words, although a plaintiff need not plead detailed factual allegations, “a

plaintiff’s obligation to provide the grounds of [his] entitlement to relief requires more than labels

and conclusions, and a formulaic recitation of the elements of a cause of action will not do.” Bell

Atl. Corp., 550 U.S. at 555 (internal quotations omitted).

Moreover, because Plaintiff is proceeding pro se, the Court construes the Complaint

liberally and holds it to a less stringent standard than papers filed by attorneys. Haines v. Kerner,

404 U.S. 519, 520 (1972). The Court, however, need not “credit a pro se plaintiff’s ‘bald

assertions’ or ‘legal conclusions.’” Grohs v. Yatauro, 984 F. Supp. 2d 273, 282 (D.N.J. 2013)

(quoting Morse v. Lower Merion Sch. Dist., 132 F.3d 902, 906 (3d Cir. 1997)).

B. Motion for Temporary Restraining Order and Preliminary Injunction

Injunctions and restraining orders are governed by Federal Rule of Civil Procedure 65 and

Local Civil Rule 65.1. Injunctive relief is an “extraordinary remedy, which should be granted only

in limited circumstances.” Novartis Consumer Health, Inc. v. Johnson & Johnson-Merck

Consumer Pharm. Co., 290 F.3d 578, 586 (3d Cir. 2002) (quoting Instant Air Freight Co. v. C.F.

Air Freight, Inc., 882 F.2d 797, 800 (3d Cir. 1989)). Such relief may only be granted when a party

demonstrates that he has a reasonable probability of success on the merits, he will suffer immediate

and irreparable harm if the injunction does not issue, the grant of preliminary relief will not result

in greater harm to the nonmoving party, and the injunctive relief is in the public interest. N.J.

Retail Merchs. Ass’n v. Sidamon-Eristoff, 669 F.3d 374, 385-86 (3d Cir. 2012) (citing Crissman

v. Dower Down Entm’t Inc., 239 F. 3d 357, 364 (3d Cir. 2001)); see also Reilly v. City of

Harrisburg, 858 F.3d 173, 176 (3d Cir. 2017).

IV. ANALYSIS

The Court first evaluates the Complaint for plausibility. Plaintiff asserts claims for (1)

violation of his right to due process; (2) violation of his First and Fifth Amendment rights; (3)

violation of the Americans with Disabilities Act (“ADA”); and (4) violation of the “HIPPA Rule.”

See D.E. 1. The Court addresses each claim in turn.

A. Plaintiff’s 42 U.S.C. § 1983 Claims

A plaintiff may have a cause of action under 42 U.S.C. § 1983 for violations of his

constitutional rights by a state official or employee. The statute provides, in relevant part:

Every person who, under color of any statute, ordinance, regulation,

custom, or usage, of any State or Territory . . . subjects, or causes to

be subjected, any citizen of the United States or other person within

the jurisdiction thereof to the deprivation of any rights, privileges,

or immunities secured by the Constitution and laws, shall be liable

to the party injured in an action at law, suit in equity, or other proper

proceeding for redress.

42 U.S.C. § 1983. To obtain relief under Section 1983, a plaintiff must establish: (1) that one of

his rights secured by the Constitution or laws of the United States was violated; and (2) that this

violation was caused or committed by a person acting under color of state law. See West v. Atkins,

487 U.S. 42, 48 (1988); Graham v. Connor, 490 U.S. 386, 393-94 (1989) (noting that Section 1983

does not provide substantive rights; rather, it provides a vehicle for vindicating violations of other

federal rights).

Plaintiff’s first claim is that his due process rights were violated. D.E. 1 at 4. Generally,

“[t]o state a claim under § 1983 for deprivation of procedural due process rights, a plaintiff must

allege that (1) he was deprived of an individual interest that is encompassed within the Fourteenth

Amendment’s protection of ‘life, liberty, or property,’ and (2) the procedures available to him did

not provide ‘due process of law.’” Hill v. Borough of Kutztown, 455 F.3d 225, 233–34 (3d Cir.

2006) (citation omitted)). Here, Plaintiff is alleging the deprivation of his property interests – his

residence, the possessions therein, and his vehicle. D.E. 1 at 3. This is not sufficiently alleged.

Plaintiff does not allege that he was deprived of his property by a person acting under color of state

law. Plaintiff complains that his wife is depriving him of access to his property, not a state actor.

In addition, Plaintiff fails to identify any procedures that failed to provide him due process of law.

Construing the Complaint liberally, Plaintiff may also be asserting the deprivation of a

liberty interest. Specifically, it appears that Plaintiff may be alleging that the Kearny police

officer’s removal of Plaintiff from his home violated Plaintiff’s liberty interest. D.E. 1 at 3. This

claim also fails because Plaintiff fails to adequately allege a deficient procedure. In addition, the

extent of the deprivation is unclear to the Court. Plaintiff merely alleges that the Kearny police

officer removed him from his home. Plaintiff does not allege he was arrested or indicate any other

deprivation. Plaintiff’s due process claim is not sufficiently pled.

Plaintiff also alleges a violation of his First Amendment rights. D.E. 1 at 3. It appears that

Plaintiff is alleging that the Kearny police officer violated his First Amendment rights when the

police officer instructed him to stop listening to his bible in the process of removing him from his

residence. Id. The First Amendment to the Constitution provides: “Congress shall make no law

respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the

freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition

the Government for a redress of grievances.” U.S. Const. amend. I. Where, as here, Plaintiff’s

Section 1983 claim is based on a First Amendment violation, he must demonstrate that “(1) []he

engaged in protected activity, (2) the defendant took an adverse action against h[im], and (3) the

protected activity was a ‘substantial or motivating factor’ in the adverse action.” J.G. on behalf of

K.C. v. Hackettstown Pub. Sch. Dist., No. 18CV2365PGSDEA, 2018 WL 3756952, at *3 (D.N.J.

Aug. 8, 2018). Here, listening to the bible appears to be a protected activity. D.E. 1 at 3. However,

even assuming the police officer’s instruction to Plaintiff to stop listening to the bible constituted

an adverse action, Plaintiff has not alleged facts connecting the adverse action to his protected

activity. Plaintiff alleges the officer told Plaintiff to stop listening to the bible and removed him

from his residence to address the mental health crisis his wife reported, D.E. 1 at 3, not because

the officer was motivated to stop Plaintiff from worshipping. Plaintiff’s First Amendment claim

also falls short.

In addition, Plaintiff asserts a violation of his Fifth Amendment rights. D.E. 1 at 3. Plaintiff

appears to allege that officers of the Kearny Police Department refused to call Plaintiff’s lawyer

“to schedule an appointment” after he directed them to do so and that Plaintiff “invoked his right

to remain silent.” Id. In relevant part, the Fifth Amendment to the Constitution provides: “No

person shall be . . . compelled in any criminal case to be a witness against himself . . . . U.S. Const.

amend. V. “In Miranda, the Supreme Court held that the Self–Incrimination Clause of the Fifth

Amendment prohibits a prosecutor from using ‘statements, whether exculpatory or inculpatory,

stemming from custodial interrogation of the defendant unless it demonstrates the use of

procedural safeguards effective to secure the privilege against self-incrimination.’” Renda v. King,

347 F.3d 550, 557 (3d Cir. 2003) (quoting Miranda v. Arizona, 384 U.S. 436, 444 (1966)). The

procedural safeguards are as follows:

[T]hat a person be warned prior to custodial interrogation of his right

to remain silent, that anything he says can be used against him in a

court of law, that he has the right to the presence of an attorney, and

that if he cannot afford an attorney one will be provided to him.

Id.

Plaintiff’s Fifth Amendment claim fails for several reasons. First, Plaintiff does not allege

that the Kearny police officer subjected him to custodial interrogation such that his Miranda rights

attached. Second, Plaintiff does not allege that he provided any statement to the Kearny police.

Third, “[q]uestioning a plaintiff in custody without providing Miranda warning is not a basis for

a § 1983 claim as long as the plaintiff’s statements are not used against him at trial.” Coley v.

Lord, No. CV 13-735-GMS, 2013 WL 3801664, at *5 (D. Del. June 27, 2013) (quoting Renda v.

King, 347 F.3d at 557-58)). Assuming that Plaintiff made a statement (which he does not allege),

Plaintiff’s claim does not allege that his coerced statements were used against him during a

criminal prosecution. Id. (dismissing Fifth Amendment claim under 28 U.S.C. § 1915(e)(2)(B)

where the plaintiff “was not compelled to be a witness against himself in a criminal prosecution

related to his arrest.”)). Plaintiff’s claim under the Fifth Amendment fails.

Plaintiff named the Town of Kearny as a Defendant in this matter. A municipality or local

governing body cannot be held liable under a theory of respondeat superior for a § 1983 claim.

Monell v. Dept. of Social Servs. of N.Y.C., 436 U.S. 658, 691 (1978). Instead, a municipality may

be liable under § 1983 only “if the plaintiff identifies a municipal ‘policy’ or ‘custom’ that was the

‘moving force’ behind the injury.” Jewell v. Ridley Township, 497 F. App’x 182, 185 (3d Cir.

2012) (quoting Monell, 436 U.S. at 694). A policy exists “when a decision-maker with final

authority issues an official proclamation, policy, or edict.” Noble v. City of Camden, 112 F. Supp.

3d 208, 221 (D.N.J. 2015) (internal quotations and citations omitted). “[A] custom may be

established by showing that a given course of conduct, although not specifically endorsed or

authorized by law, is so well-settled and permanent as virtually to constitute law.” Id. (internal

quotations and citations omitted). Here, Plaintiff does not identify a policy or custom of the Town

of Kearny, let alone a policy or custom that was the moving force behind his wife locking him out

of his residence or any other of Plaintiff’s claimed injuries. Plaintiff’s Monell claim fails.

B. Plaintiff’s Other Claims

Plaintiff also asserts a claim under the ADA. D.E. 1 at 4. To establish a prima face case

of discrimination under the ADA, “the plaintiff must show: (1) he is a disabled person within the

meaning of the ADA; (2) he is otherwise qualified to perform the essential functions of the job,

with or without reasonable accommodations by the employer; and (3) he has suffered an otherwise

adverse employment decision as a result of discrimination.” Taylor v. Phoenixville Sch. Dist., 184

F.3d 296, 306 (3d Cir. 1999) (internal quotation and citation omitted). Plaintiff does not allege

that he is a disabled person within the meaning of the ADA. In addition, Plaintiff’s employer is

not named as a defendant in this case, and Plaintiff does not allege an adverse employment action

taken against him. Plaintiff’s ADA claim also fails.

Finally, Plaintiff alleges that Defendants violated the “HIPPA Rule.” D.E. 1 at 4. But

Plaintiff does not allege a disclosure of his medical information. Even if he had, Plaintiff’s

HIPAA-related claims are dismissed because the disclosure of his “medical records without his

permission cannot form the basis for a civil rights action or a federal claim under [HIPAA].” Voth

v. Hoffman, No. 14-7582, 2016 WL 7535374, at *7 n.6 (D.N.J. Apr. 28, 2016); see also

Kashkashian v. Markey, 2017 WL 5518024, at *2 (E.D. Pa. Nov. 17, 2017) (“HIPAA, which deals

with access to protected health information, does not provide a private cause of action and therefore

is not a cognizable Fourteenth Amendment claim [against state officials under Section 1983].”);

Dade v. Gaudenzia DRC, Inc., 2013 WL 3380592, at *2 (E.D. Pa. July 8, 2013) (finding that

Plaintiff could not bring a private action to enforce HIPAA obligations, whether through the statute

itself or through § 1983); accord Hatfield v. Berube, 714 F. App’x 99, 105 (3d Cir. 2017) (“HIPAA

does not create a private right of action for alleged disclosures of confidential medical information

. . .”) (internal citations omitted); Polanco v. Omnicell, Inc., 988 F. Supp. 2d 451, 468 (D.N.J.

2013) (“HIPAA does not provide a private right of action to remedy HIPAA violations”).

Plaintiff’s “HIPAA” claim fails.2

As to Plaintiff’s request for a preliminary injunction, he has failed to demonstrate the first

element – a reasonable probability of success on the merits – because none of his claims are

sufficiently pled.

V. CONCLUSION

IT IS on the 2nd day of August, 2021,

ORDERED that Plaintiff’s application to proceed in forma pauperis, D.E. 1-1, is

GRANTED; and it is further

ORDERED that Plaintiff’s Complaint, D.E. 1, is DISMISSED without prejudice

pursuant to 28 U.S.C. § 1915(e)(2)(B). The Court grants Plaintiff leave to file an amended

complaint within thirty (30) days curing the deficiencies noted herein. If Plaintiff does not file an

amended complaint withing thirty (30) days, then this matter will be dismissed with prejudice; and

it is further

2 In addition to the above noted deficiencies, the Court further notes that Plaintiff fails to provide

any allegations as to the conduct of Al Santos and Stephen Marks.

ORDERED that Plaintiffs motion for a preliminary injunction, D.E. 3, is DENIED; and

it is further

ORDERED that the Clerk shall serve this Order and Opinion upon Plaintiff by regular and

certified mail return receipt.

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Joht\Michael Vazquez, U.S(D/J:!

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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