affirming Rule 12(b)(6) dismissal because plaintiffs failed the “similarly situated” test
How later courts described this case
- affirming Rule 12(b)(6) dismissal because plaintiffs failed the “similarly situated” test
- “[Q]ualified immunity protects government officials from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
- affirming grant of summary judgment on Equal Protection claim when plaintiff’s pleadings did not compare treatment of plaintiff to treatment of any person similarly situated
- holding class of one claim not applicable to response of firefighters to ongoing fire
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF MAINE
GLEN PLOURDE, )
)
Plaintiff )
)
v. ) 1:24-cv-00291-LEW
)
KEN MASON, et al., )
)
Defendants )
RECOMMENDED DECISION AFTER REVIEW
OF PLAINTIFF’S COMPLAINT
Plaintiff seeks to recover damages allegedly resulting from Defendants’ failure to
respond to Plaintiff’s reports of criminal activity. (Complaint, ECF No. 1.) Plaintiff also
filed a motion to proceed without payment of fees, which motion the Court granted.
(Motion, ECF No. 4; Order, ECF No. 6.)
In accordance with the statute governing actions filed without the prepayment of
fees, a preliminary review of Plaintiff’s complaint is appropriate. 28 U.S.C. § 1915(e)(2).
Following a review of Plaintiff’s complaint, I recommend the Court dismiss the matter.
FACTUAL BACKGROUND
Plaintiff alleges that he has filed numerous reports describing criminal acts
committed against him with the Kennebec County Sheriff’s Office (KCSO). (Complaint
¶ 75, ECF No. 1.) The reports were filed on August 15, 2018; August 20, 2018; August
22, 2018; August 24, 2018; August 31, 2018; September 7, 2018; September 14, 2018;
September 26, 2018; and October 5, 2018. (Id.) Plaintiff asserts that the KCSO and the
other defendants did not contact him about the events described in his reports nor do
anything to assist Plaintiff. (Id. ¶¶ 76, 78.) Based on this alleged inaction, Plaintiff seeks
to assert federal and state claims against Kennebec County,1 the KCSO, Kennebec County
Commissioner George Jabar II, KCSO Office Manager Tom Feeney, and Kennebec
County Sheriff Ken Mason.2 Defendants Jabar, Feeney, and Mason are sued in their
individual capacities. (Id. ¶ 101.)
LEGAL STANDARD
28 U.S.C. § 1915 is designed to ensure meaningful access to the federal courts for
individuals unable to pay the cost of bringing an action. When a party is proceeding
pursuant to § 1915, however, “the court shall dismiss the case at any time if the court
determines,” inter alia, that the action is “frivolous or malicious” or “fails to state a claim
on which relief may be granted.” 28 U.S.C. § 1915(e)(2)(B). “Dismissals [under § 1915]
are often made sua sponte prior to the issuance of process, so as to spare prospective
defendants the inconvenience and expense of answering such complaints.” Neitzke v.
Williams, 490 U.S. 319, 324 (1989).
1 “[A] plaintiff seeking to impose liability on a municipality under § 1983 . . . [must] identify a municipal
‘policy’ or ‘custom’ that caused the plaintiff’s injury.” Bd. Of County Comm’rs v. Brown, 520 U.S. 397,
403 (1997). In his complaint, Plaintiff does not identify a specific policy or custom of Kennebec County
but instead states that he expects evidence of such a policy or custom to be uncovered during discovery.
(Complaint ¶ 54.) Because Plaintiff also names county employees in their individual capacity as
defendants, I address whether Plaintiff’s allegations are sufficient to allege a constitutional violation
regardless of whether he has alleged a claim of municipal liability.
2 The claims against Defendants KCSO, Jabar, Feeney, and Mason, might be barred or limited by qualified
immunity. Cf. Pearson v. Callahan, 555 U.S. 223, 231 (2009) (“[Q]ualified immunity protects government
officials from liability for civil damages insofar as their conduct does not violate clearly established
statutory or constitutional rights of which a reasonable person would have known.”). Because I conclude
that Plaintiff has not alleged a constitutional violation (see below), I do not reach the question of qualified
immunity.
When considering whether a complaint states a claim for which relief may be
granted, courts must assume the truth of all well-plead facts and give the plaintiff the
benefit of all reasonable inferences therefrom. Ocasio-Hernandez v. Fortuno-Burset, 640
F.3d 1, 12 (1st Cir. 2011). A complaint fails to state a claim upon which relief can be
granted if it does not plead “enough facts to state a claim to relief that is plausible on its
face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). “A self-represented
plaintiff is not exempt from this framework, but the court must construe his complaint
‘liberally’ and hold it ‘to less stringent standards than formal pleadings drafted by
lawyers.’” Waterman v. White Interior Sols., No. 2:19-cv-00032-JDL, 2019 WL 5764661,
at *2 (D. Me. Nov. 5, 2019) (quoting Erickson v. Pardus, 551 U.S. 89, 94 (2007)). “This
is not to say that pro se plaintiffs are not required to plead basic facts sufficient to state a
claim.” Ferranti v. Moran, 618 F.2d 888, 890 (1st Cir. 1980).
DISCUSSION
Plaintiff, citing 42 U.S.C. § 1983 and 5 M.R.S. § 4682 as authority for his claims,
alleges Defendants violated his rights secured by the Fifth and Fourteenth Amendments to
the United States Constitution and Section 6-A of the Maine State Constitution.
A. Plaintiff’s Federal Claims
Plaintiff cites 42 U.S.C. § 1983 as a basis for this Court’s jurisdiction. Pursuant to
the federal civil rights statute:
Every person who, under color of any statute, ordinance, regulation, custom,
or usage ... subjects, or causes to be subjected, any citizen of the United States
or other person within the jurisdiction thereof to the deprivation of any rights,
privileges, or immunities secured by the Constitution and laws, shall be liable
to the party injured in an action at law . . . .
42 U.S.C. § 1983.
Section 1983 “‘is not itself a source of substantive rights,’ but merely provides ‘a
method for vindicating federal rights elsewhere conferred.’” Albright v. Oliver, 510 U.S.
266, 271 (1994) (quoting Baker v. McCollan, 443 U.S. 137, 144 n.3 (1979)). To maintain
a claim under section 1983, a plaintiff must establish: “1) that the conduct complained of
has been committed under color of state law, and 2) that this conduct worked a denial of
rights secured by the Constitution or laws of the United States.” Barreto-Rivera v. Medina-
Vargas, 168 F.3d 42, 45 (1st Cir. 1999).
Plaintiff alleges that Defendants’ conduct was under color of state law. The issue
is whether Plaintiff has alleged sufficient facts to assert an actionable claim based on the
denial of rights secured to him under the Constitution.
1. Fifth Amendment
The Due Process Clause of the Fifth Amendment provides that “[n]o person shall .
. . be deprived of life, liberty, or property without due process of law. . . .” U.S. Const.
amend. V. “The Fifth Amendment Due Process Clause . . . applies ‘only to actions of the
federal government—not to those of state or local governments.” Martinez-Rivera v.
Sanchez Ramos, 498 F.3d 3, 8 (1st Cir. 2007) (quoting Lee v. City of Loss Angeles, 250
F.3d 668, 687 (9th Cir. 2001). Because none of the defendants in this case is a federal
actor, Plaintiff has not alleged an actionable claim under the Fifth Amendment.
2. Fourteenth Amendment
a. Due Process Claim
The Fourteenth Amendment’s Due Process Clause prohibits state deprivations of
“life, liberty, or property, without due process of law.” U.S. Const. amend. XIV, § 1. The
Supreme Court explained in DeShaney v. Winnebago County Department of Social
Services that the Due Process Clause does not
require[] the State to protect the life, liberty, and property of its citizens
against invasion by private actors. The Clause is phrased as a limitation on
the State’s power to act, not as a guarantee of certain minimal levels of safety
and security. It forbids the State itself to deprive individuals of life, liberty,
or property without ‘due process of law,’ but its language cannot fairly be
extended to impose an affirmative obligation on the State to ensure those
interests do not come to harm through other means. . . . [The Due Process
Clause’s] purpose was to protect people from the State, not to ensure that the
State protected them from each other. The Framers were content to leave the
extent of governmental obligation in the latter area to the democratic political
process. Consistent with these principles, [] cases have recognized that the
Due Process Clauses generally confer no affirmative right to governmental
aid, even where such aid may be necessary to secure life, liberty, or property
interests of which the government itself may not deprive the individual. . . .
If the Due Process Clause does not require the State to provide its citizens
with particular protective services, it follows that the State cannot be held
liable under the Clause for injuries that could have been averted had it chosen
to provide them. As a general matter then, we conclude that a State’s failure
to protect an individual against private violence simply does not constitute a
violation of the Due Process Clause.
DeShaney v. Winnebago Cty. Dept. of Soc. Servs., 489 U.S. 189, 195–96 (1989) (using
State to refer “generically to state and local governmental entities and their agents.”); see
also Warren v. District of Columbia, 444 A.2d 1, 4 (D.C. App. 1981) (affirming lower
court’s holding recognizing “the well-established rule that official police personnel and the
government employing them are not generally liable to victims of criminal acts for failure
to provide adequate police protection.”).
Here, Plaintiff alleges a Fourteenth Amendment violation based on Defendants’
inaction in response to his complaints about criminal activity perpetrated against him.
Under the reasoning of DeShaney, Plaintiff’s allegations do not support a due process
claim. See Stow v. Sloper, No. 18-cv-1108-LM, 2020 WL 1516557, at *1 (D.N.H. Jan. 3,
2020), rec’d dec. aff’d, 2020 WL 1517062 (D.N.H. Mar. 27, 2020) (“There is no cause of
action under 42 U.S.C. § 1983 for the failure to investigate a crime, as there is no federal
constitutional right to have criminal wrongdoers investigated or brought to justice.”) (citing
Linda R. S. v. Richard D., 410 U.S. 614 (1973)).
b. Equal Protection Claim
The Fourteenth Amendment provides under the Equal Protection Clause that “[n]o
State shall . . . deny to any person within its jurisdiction the equal protection of the laws.”
U.S. Const. amend XIV, § 1. For a plaintiff to allege a claim under the Equal Protection
Clause, the plaintiff must establish that she or he was “treated differently from others
similarly situated.” Estate of Bennett v. Wainwright, 548 F.3d 155, 166 (1st Cir. 2008)
(affirming grant of summary judgment on Equal Protection claim when plaintiff’s
pleadings did not compare treatment of plaintiff to treatment of any person similarly
situated); City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439 (1985); see Vill. of
Willowbrook v. Olech, 538 U.S. 562, 564 (2000); Santos v. Fed. Emergency Mgmt. Agency,
327 F. Supp. 3d 328, 341 (D. Mass. 2018). This requirement “demands more than lip
service” and “is meant to be ‘a very significant burden.” Cordi-Allen v. Conlon, 494 F.3d
245, 251 (1st Cir. 2007) (quoting Discovery House, Inc. v. Consol. City of Indianapolis,
319 F.3d 277, 283 (7th Cir. 2003)); see Barrington Cove Ltd. P’ship v. R.I. Hous. And
Mortg. Fin. Corp, 246 F.3d 1, 8 (1st Cir. 2001) (affirming Rule 12(b)(6) dismissal because
plaintiffs failed the “similarly situated” test).
Plaintiff asserts that he was intentionally treated differently from other residents of
Kennebec County seeking police assistance. (Complaint ¶ 52.) Plaintiff’s relevant
allegations are conclusory; he does not allege any facts that would support the disparate
treatment necessary to support an equal protection claim.3
B. Plaintiff’s State Law Claims
5 M.R.S. § 4682 is the Maine analogue to 42 U.S.C. § 1983. Cohen ex rel. Cohen
v. City of Portland, 110 F.4th 400, 404 (1st Cir. 2024). “The disposition of a [section]
1983 claim also controls a claim under the [analogous Maine statute].” Id. (quoting Berube
v. Conley, 506 F.3d 79, 85 (1st Cir. 2007)). Therefore, the above analyses apply to any
claims brought under 5 M.R.S. 4682 alleging violations of the Fifth and Fourteenth
3 Even if Plaintiff had alleged enough facts to support a finding that he was treated differently from similarly
situated individuals, Plaintiff’s allegations would likely not allege an actionable equal protection claim. If
Plaintiff had an equal protection claim, the claim would undoubtedly be a “class of one” claim. See Snyder
v. Gaudet, 756 F.3d 30, 34 (1st Cir. 2014) (When an individual alleges the government singled that person
out for reasons unique to the person, rather than for the person’s membership in any group, that “class of
one” claim requires the individual to show that he or she was “intentionally treated differently from others
similarly situated and that there is no rational basis for the difference in treatment”) (quoting Vill. of
Willowbrook v. Olech, 528 U.S. 562, 564 (2000) (per curiam)). In Engquist v. Oregon Department of
Agriculture, the Supreme Court held that class of one claims do not apply to “forms of state action . . .
which by their nature involve discretionary decisionmaking based on a vast array of subjective,
individualized assessments.” 553 U.S. 591, 603 (2008) (holding class of one claim not applicable to public
employment); see also Cousins v. Higgins, No. 1:14-cv-515-DBH, 2015 WL 3755272, at *5 (D. Me. June
15, 2015) (holding class of one claim not applicable to response of firefighters to ongoing fire). Given law
enforcement’s discretion to decide whether and how to respond to the complaints it receives, Plaintiff has
not alleged and would likely be unable to allege facts that would support an actionable class of one claim.
Amendments to the U.S. Constitution. Because Plaintiff has not alleged an actionable
claim based on the violation of a federal right or law, Plaintiff cannot proceed on his claims
based on an alleged violation of the Maine State Constitution.
CONCLUSION
Based on the foregoing analysis, after a review of Plaintiff’s complaint in
accordance with 28 U.S.C. § 1915, I recommend the Court dismiss the matter.
NOTICE
A party may file objections to those specified portions of a magistrate
judge’s report or proposed findings or recommended decisions entered
pursuant to 28 U.S.C. § 636(b)(1)(B) for which de novo review by the district
court is sought, together with a supporting memorandum, within fourteen
(14) days of being served with a copy thereof.
Failure to file a timely objection shall constitute a waiver of the right
to de novo review by the district court and to appeal the district court’s order.
/s/ John C. Nivison
U.S. Magistrate Judge
Dated this 4th day of October, 2024.