implying Young applies to the ADEA
How later courts described this case
- implying Young applies to the ADEA
- finding the “district court properly dismissed Chhim's ADEA claim [against UT] because the University is a state university,” but implying that Young may apply to the ADEA where a plaintiff seeks prospective relief against the appropriate state official
- “Because sovereign immunity deprives the court of jurisdiction, the claims barred by sovereign immunity can be dismissed only under Rule 12(b)(1) and not with prejudice.”
- “Congress did not abrogate Eleventh Amendment immunity by granting federal courts supplemental jurisdiction over state law claims in 28 U.S.C. § 1367(a).”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF LOUISIANA
ANITA MARIA CIVIL ACTION
MUHAMMAD
VERSUS NO. 23-1314-JWD-EWD
LOUISIANA HOUSING
CORPORATION
ORDER GRANTING PARTIAL MOTION TO DISMISS
Before the Court is a partial Motion to Dismiss (R. Doc. 20) filed by Defendant, the
Louisiana Housing Corporation (LHC). LHC seeks dismissal of certain claims under Rule 12(b)(1)
of the Federal Rules of Civil Procedure for lack of subject matter jurisdiction. In response, Plaintiff,
Anita Muhammad (Plaintiff), filed an Opposition (R. Doc. 22). Plaintiff included with her
Opposition a proposed amended Complaint. (R. Doc. 22-1).1 But Plaintiff has neither sought nor
been granted the Court’s leave to amend.2 And so, the October 10, 2023 Complaint remains the
1 Plaintiff has already amended her Complaint once on October 10, 2023. (R. Doc. 7) (asserting an additional claim
for race discrimination under the Louisiana Employment Discrimination Law). For that reason, she can no longer
amend as a matter of course pursuant to Rule 15(a)(1) (“A party may amend its pleading once as a matter of course”
within “(A) 21 days of serving it; or (B) 21 days after service of a responsive pleading or . . . motion under Rule 12(b)
. . . .”). Instead, Rule 15(a)(2) (requiring opponent’s written consent or court’s leave to amend) applies to the proposed
amendment.
2 Rule 15(a)(2) of the Federal Rules of Civil Procedure states: “a party may amend its pleading only with the opposing
party's written consent or the court's leave. The court should freely give leave when justice so requires.” Plaintiff has
not obtained LHC’s written consent. Therefore, she was required but failed to move the Court for leave to amend. But
if Plaintiff had sought leave to amend, that motion would be denied. The proposed amendment, which simply changes
the relief sought under the ADEA and LEDL to reinstatement — i.e., prospective relief — is futile. Plaintiff believes
the Ex Parte Young exception to the 11th Amendment would apply to save her ADEA and LEDL claims if only she
were seeking prospective relief. But as the Court explains in the discussion below, Ex Parte Young would remain
inapplicable.
operative pleading. (R. Doc. 7). Following the Opposition, LHC filed a Reply Memorandum
focusing on the proposed amended Complaint. (R. Doc. 24).
As explained below, the 11th Amendment bars Plaintiff’s claims against LHC under both
the Age Discrimination in Employment Act (ADEA), 29 U.S.C. § 623(a), and the Louisiana
Employment Discrimination Law (LEDL), La. Rev. Stat. § 23:312(A) (age discrimination) and §
23:332(A) (race discrimination). The Court therefore lacks subject matter jurisdiction over these
claims. What’s more, the proposed amended Complaint (R. Doc. 22-1) would not cure the
jurisdictional defect.
LHC’s Motion to Dismiss (R. Doc. 20) will therefore be GRANTED and Plaintiff’s ADEA
and LEDL claims dismissed without prejudice. See Warnock v. Pecos Cnty., Tex., 88 F.3d 341,
343 (5th Cir. 1996) (“Because sovereign immunity deprives the court of jurisdiction, the claims
barred by sovereign immunity can be dismissed only under Rule 12(b)(1) and not with
prejudice.”). The Court, however, will give Plaintiff leave to amend her Complaint within 21 days
of this Order to assert a viable claim under the ADEA.
I. BACKGROUND
Plaintiff filed suit in federal district court against her former employer, LHC, an arm of the
State of Louisiana.3 Plaintiff claims that LHC terminated her employment because of her race and
age in violation of Title VII of the Civil Rights Act, 42 U.S.C. § 2000e-5 (race discrimination), the
Again, Plaintiff has not sought leave to amend. But the Court must recognize that, in general, “when a plaintiff seeks
to amend following a motion to dismiss, the preferred course is to grant leave to amend even if doing so renders moot
the motion to dismiss, rather than granting the motion to dismiss and rendering moot the motion for leave.” Louisiana
v. Bank of Am. Corp., 2020 WL 3966875, at *2 (M.D. La. July 13, 2020). But because the proposed amendment is
futile and would not cure the defects cited in the Motion to Dismiss, the Court will not treat the Opposition as a motion
for leave to amend or otherwise allow the proposed amendment (R. Doc. 22-1).
3 The Fifth Circuit has found the Eleventh Amendment bars suit against LHC, which is an arm of the state. See Rowan
Court Subdivision 2013 Ltd. P'ship v. Louisiana Hous. Corp., 749 F. App'x 234, 236 (5th Cir. 2018).
Age Discrimination in Employment Act, 29 U.S.C. § 623(a) (age discrimination), and the
Louisiana Employment Discrimination Act, La. Rev. Stat. § 23:312(A) (age discrimination) and §
23:332(A) (race discrimination). In response, LHC moved to dismiss (R. Doc. 20) Plaintiff’s
ADEA and LEDL claims under Rule 12(b)(1) of the Federal Rules of Civil Procedure for lack of
subject matter jurisdiction.
According to LHC, the “State of Louisiana has not waived its sovereign immunity, nor has
Congress waived the State’s sovereign immunity for . . . plaintiff’s claims of race and age-based
discrimination . . . brought pursuant to the [ADEA] and [LEDL].”4 (R. Doc. 20 at 2). And because
LHC is an arm of the State, the Court lacks subject matter jurisdiction over these claims. In
opposition, Plaintiff seemingly acknowledges that the Eleventh Amendment bars her claims under
both the ADEA and the LEDL. (R. Doc. 22 at 2). Because of this, Plaintiff attaches a proposed
amended Complaint “clarify[ing]” the relief sought under these claims—i.e., “equitable relief in
the form of prospective reinstatement to her former position.” (R. Doc. 22 at 2). According to
Plaintiff, “claims for [equitable relief] come under the Ex parte Young exception to the Eleventh
Amendment sovereign immunity bar.” (R. Doc. 22 at 2).
But as explained below, Plaintiff’s argument does not hold water. Even if her proposed
amendment were allowed, her claims under the ADEA and the LEDL are still barred by the
Eleventh Amendment.
II. LEGAL STANDARD
“Federal courts are courts of limited jurisdiction; without jurisdiction conferred by statute,
they lack the power to adjudicate claims.” In re FEMA Trailer Formaldehyde Product Liability
4 The Eleventh Amendment does not bar Plaintiff’s Title VII claim, as Congress expressly abrogated sovereign
immunity under Title VII. See Ussery v. State of Louisiana on behalf of La. Dep't of Health and Hosps., 150 F.3d 431,
434 (5th Cir. 1998).
Litigation, 668 F.3d 281, 286 (5th Cir. 2012). Under Rule 12(b)(1), “a claim is ‘properly dismissed
for lack of subject-matter jurisdiction when the court lacks the statutory or constitutional power to
adjudicate’ the claim.” Id. “The burden of proof for a Rule 12(b)(1) motion to dismiss is on the
party asserting jurisdiction.” Ramming v. U.S., 281 F.3d 158, 161 (5th Cir. 2001). When a court
determines that it does not have subject matter jurisdiction over an action, the action is dismissed
without prejudice. See Hitt v. City of Pasadena, 561 F.2d 606, 608 (5th Cir. 1977).
III. DISCUSSION
The Eleventh Amendment bars citizens of a state from suing their own state or another
state in federal court, see Hans v. Louisiana, 134 U.S. 1, 11 (1890), unless the state has waived its
sovereign immunity or Congress has expressly abrogated it, see Ysleta del Sur Pueblo v. Texas, 36
F.3d 1325, 1335 (5th Cir. 1994). As an arm of the state, the 11th Amendment entitles LHC to the
same immunity from suit in federal court. See Rowan Court Subdivision 2013 Ltd. P'ship v.
Louisiana Hous. Corp., 749 F. App'x 234, 236 (5th Cir. 2018) (Eleventh Amendment applies to
bar suits against LHC); Williams v. City of Baton Rouge, 383 So. 3d 251, 256 (La. App. 1 Cir.
2024) (“the LHC is a public entity”).
Louisiana has declined to waive its 11th Amendment immunity from suit in federal court,
even for state law claims like those brought under the LEDL. See La. Rev. Stat. Ann. § 13:5106(A)
(2010) (providing that “[n]o suit against the state or a state agency or political subdivision shall be
instituted in any court other than a Louisiana state court”); Richardson v. Southern University, 118
F.3d 450, 453 (5th Cir.1997) (“Louisiana has not waived its sovereign immunity for suits brought
in federal court”). And while Congress abrogated state sovereign immunity for discrimination
claims under Title VII, Fields v. Dep't of Pub. Safety, 911 F. Supp. 2d 373, 383 (M.D. La. 2012)
(“Title VII contains the requisite clear statement of congressional intent to abrogate”), it did not
do so under the ADEA, see Kimel v. Florida Board of Regents, 528 U.S. 62, 91 (2000).
Sovereign immunity is not limitless, however. Under Ex parte Young, 209 U.S. 123, 167-
68 (1908), “a litigant may sue a state official in his official capacity if the suit seeks prospective
relief to redress an ongoing violation of federal law.” Williams On Behalf of J.E. v. Reeves, 954
F.3d 729, 736 (5th Cir. 2020); Rowan Ct. Subdivision 2013 Ltd. Partnership v. Louisiana Housing
Corp., 749 F. App'x 234, 237 (5th Cir. 2018) (“Ex parte Young holds that the Eleventh Amendment
permits actions to enjoin state officers, in their official capacities, from violations of federal law.”).
Put simply, Ex parte Young requires three basic elements:
The suit must: (1) be brought against state officers who are acting in their official
capacities; (2) seek prospective relief to redress ongoing conduct; and (3) allege a
violation of federal, not state, law.
Williams On Behalf of J.E. v. Reeves, 954 F.3d 729, 736 (5th Cir. 2020).
To avail herself of Ex parte Young’s exception, Plaintiff proposes amending the relief
sought in her Complaint under both the ADEA and LEDL — from monetary damages to
reinstatement. (R. Doc. 22 at 2). For argument’s sake, the Court will consider the proposed
amendment, despite Plaintiff’s failure to seek or obtain the required leave to amend.
The Fifth Circuit has found that a claim for reinstatement to public employment meets the
second element of Ex parte Young, “as it is a claim for prospective relief designed to end a
continuing violation of federal law.” Nelson v. Univ. of Texas at Dallas, 535 F.3d 318, 324 (5th Cir.
2008).5 But this proposed amendment alone cannot carry the day.
5 In Nelson, the Fifth Circuit also recognized that its holding inconsistently “treats terminations as ongoing violations
of law with respect to Ex parte Young but not with respect to employment discrimination limitations issues.” Nelson
v. Univ. of Texas at Dallas, 535 F.3d 318, 324 (5th Cir. 2008). In a later opinion considering the application of Ex parte
Young, the court reiterated “the validity of arguments that employment termination is a discrete, not ongoing, act,”
Cantu Servs., Inc. v. Roberie, 535 F. App'x 342, 345 (5th Cir. 2013), but explained that when deciding Nelson “it felt
bound by [its] decision in Warnock v. Pecos County, Texas, holding that a request for reinstatement of employment
was cognizable under Ex parte Young.” Id. (citing Warnock v. Pecos Cnty., Tex., 88 F.3d 341, 343 (5th Cir.1996)).
To begin, Ex parte Young only applies to suits against state actors in their official capacities.
But here, LHC is the only Defendant named in the Complaint. And critically, the same is true of
the proposed amended Complaint. (R. Doc. 22-1) (naming LHC as the only defendant). And so,
even if Plaintiff were seeking prospective relief under the ADEA and LEDL, “the Ex parte Young
exception [still] requires [her] to name state officials as defendants in their official capacities.
[Plaintiff] sued only [LHC].” Duncan v. Univ. of Texas Health Sci. Ctr. at Houston, 469 F. App'x
364, 367 (5th Cir. 2012); see also Raj v. Louisiana State Univ., 714 F.3d 322, 328 (5th Cir. 2013)
(“Although Raj has asserted claims for injunctive and declaratory relief, he cannot overcome
sovereign immunity under Ex parte Young because he has named only LSU, LSU Health, and the
LSU Board as defendants.”).
The Ex parte Young exception therefore cannot apply to Plaintiff’s ADEA and LEDL
claims against LHC — an arm of the state. See Rowan Court, 749 F. App’x at 237 (Because LHC
is an arm of the state, Ex parte Young exception did not apply to claims brought against LHC in
federal court). And so, Plaintiff’s age discrimination and state law claims are “flatly barred by the
Eleventh Amendment” and must therefore be dismissed without prejudice. Id.; Murray v. LeBlanc,
629 F. Supp. 3d 437, 449 (M.D. La. 2022) (“It is clear, of course, that in the absence of consent[,]
a suit in which the State or one of its agencies or departments is named as the defendant is
proscribed by the Eleventh Amendment. This jurisdictional bar applies regardless of the nature of
the relief sought.”); Hudson v. Louisiana State Bd. of Elementary & Secondary Educ., 2023 WL
2771566, at *7 (M.D. La. Mar. 31, 2023) (“[The state’s] immunity serves as a bar to recovery of
damages and injunctive relief from claims asserted under ADEA.”)
As a final matter, the Court notes that even if Plaintiff were seeking prospective relief
against only state officials, Ex parte Young would still not save her state law claims under the
LEDL.6 Ex parte Young’s exception applies to violations of federal law.7 And since “state law
claims do not implicate federal rights or federal supremacy concerns, the Young exception does
not apply to state law claims . . . .” See, e.g., McKinley v. Abbott, 643 F.3d 403, 406 (5th Cir. 2011);
Babinski v. Queen, 2021 WL 4483061, at *3 (M.D. La. Sept. 29, 2021) (For Ex parte Young to
apply, a plaintiff must “allege a violation of federal, not state, law.”). For this additional reason, Ex
parte Young cannot save Plaintiff’s claims under the LEDL. See Delaphous v. Bullock, 2023 WL
5839302, at *5 (W.D. La. Aug. 24, 2023) (“Delaphous may not . . . assert an LEDL claim against
Defendants . . . or the DCFS directly, because the DCFS is a state agency that has not consented
to be sued in federal court.”); McLin v. Twenty-First Judicial Dist., 2023 WL 5274403, at *3 n.23
(5th Cir. Aug. 16, 2023) (LEDL discrimination claim is barred by Eleventh Amendment).
6 Plaintiff additionally suggests that this Court, which does have federal question subject matter jurisdiction over her
Title VII claim, may exercise supplemental jurisdiction over her state law claims brought under the LEDL. (R. Doc.
7 at ¶ 6 (supplemental jurisdiction over state law claims); (R. Doc. 22 at 3) (“[T]his court has supplemental jurisdiction
over Plaintiff’s claims under Louisiana Employment Discrimination Law . . . .”). But Plaintiff is incorrect.
In enacting 28 U.S.C. § 1367(a), Congress did not abrogate states’ sovereign immunity and this Court may not exercise
supplemental jurisdiction over state law claims that are otherwise barred by the 11th Amendment. See Raygor v.
Regents of Univ. of Minnesota, 534 U.S. 533, 541 (2002) (“we cannot read § 1367(a) to authorize district courts to
exercise jurisdiction over claims against nonconsenting States”); Thomas v. State, 294 F. Supp. 3d 576, 591 (N.D. Tex.
2018) (“Congress did not abrogate Eleventh Amendment immunity by granting federal courts supplemental
jurisdiction over state law claims in 28 U.S.C. § 1367(a).”).
7 The Fifth Circuit has implied that Ex parte Young may apply to suits against state officials for prospective relief
under the ADEA. See Chhim v. Univ. of Texas at Austin, 836 F.3d 467, 469, 470 n.2 (5th Cir. 2016) (finding the
“district court properly dismissed Chhim's ADEA claim [against UT] because the University is a state university,” but
implying that Young may apply to the ADEA where a plaintiff seeks prospective relief against the appropriate state
official); see also Fernandez v. Texas A & M Univ. Sys., 2018 WL 2563383, at *2 (S.D. Tex. June 4, 2018) (The Fifth
Circuit has rejected “the argument that Ex parte Young applies only to constitutional claims. Consequently, any
continuing violation of the ADEA, a federal law, triggering prospective relief” may be brought in federal court
assuming the remaining requirements of Young are met.)
What’s more, other circuits have persuasively applied Ex parte Young to the ADEA. See State Police for Automatic
Ret. Ass'n v. DiFava, 317 F.3d 6, 12 (1st Cir. 2003) (Young applies to the ADEA); Meekison v. Voinovich, 67 Fed.
App’x 900, 901 (6th Cir. 2003) (same); Thomas v. Washington Metro. Area Transit Auth., 305 F. Supp. 3d 77, 88
(D.D.C. 2018) (same); see also Peirick v. Indiana Univ.–Purdue Univ. Indianapolis Athletics Dep't, 510 F.3d 681, 695-
97 (7th Cir. 2007) (implying Young applies to the ADEA); Duva v. Bd. of Regents of the Univ. Sys. of Georgia, 654
Fed. App’x 451, 453 (11th Cir. 2016) (same); Shahin v. Delaware, 563 Fed. App’x 196, 198 (3d Cir. 2014) (same).
IV. CONCLUSION
As explained above, Plaintiff’s ADEA and LEDL claims against the Louisiana Housing
Corporation are barred by the 11th Amendment and the Court lacks subject matter jurisdiction over
these claims. And the 11th Amendment would still bar Plaintiff’s ADEA and LEDL claims even if
the Court allowed the proposed amended Complaint to be filed. (R. Doc. 22-1) (amending the type
of relief sought under the ADEA and LEDL to equitable, prospective relief). Therefore,
Defendant’s Motion to Dismiss (R. Doc. 20) is GRANTED and Plaintiff’s ADEA and LEDL
claims against the Louisiana Housing Corporation are DISMISSED without prejudice pursuant
to Rule 12(b)(1) of the Federal Rules of Civil Procedure.
While it does not seem any amendment to the Complaint could save Plaintiff’s causes of
action under the LEDL,8 the same may not be true for the ADEA. See Chhim v. Univ. of Texas at
Austin, 836 F.3d 467, 469, 470 n.2 (5th Cir. 2016) (implying that Young may apply to the ADEA
where a plaintiff seeks prospective relief against the appropriate state official); Amsel v. Texas
8 As previously discussed, Plaintiff’s LEDL claims are barred by the 11th Amendment. And none of the three
exceptions to 11th Amendment immunity apply to Plaintiff’s state law claims. See Fields v. Dep't of Pub. Safety, 911
F. Supp. 2d 373, 378 (M.D. La. 2012) (There are 3 exceptions to 11th Amendment immunity: “(1) a State may waive
its Eleventh Amendment immunity by consenting to suit in federal court; (2) Congress may abrogate the States'
sovereign immunity by acting pursuant to a grant of constitutional authority; and (3) the Ex Parte Young doctrine may
apply.”).
First, the State of Louisiana has not consented to suit in federal court. See Raj v. Louisiana State Univ., 714 F.3d 322,
328 (5th Cir. 2013) (“Louisiana has expressly declined to waive its immunity under the Eleventh Amendment.”); La.
Rev. Stat. § 13:5106(A) (“No suit against the state or a state agency or political subdivision shall be instituted in any
court other than a Louisiana state court.”).
“Second, it is self-evident that Congress did not abrogate the states’ immunity from state law claims.” Jones v. Bd. of
Supervisors of Univ. of Louisiana Sys., 2023 WL 5487358, at *2 (W.D. La. Aug. 8, 2023); see also, cf. Gruver v.
Louisiana Bd. of Supervisors for LSU A&M, 959 F.3d 178, 181 (5th Cir. 2020) (“[The United States] Congress can
also unilaterally abrogate a state's Eleventh Amendment immunity by enacting [federal] legislation under Section Five
of the Fourteenth Amendment.”).
Third, the Ex parte Young exception does not apply to state law claims. See Williams On Behalf of J.E. v. Reeves, 954
F.3d 729, 736 (5th Cir. 2020) (for Ex parte Young to apply, a plaintiff must “allege a violation of federal, not state,
law”).
Water Dev. Bd., 2009 WL 10699100, at *5 (W.D. Tex. Sept. 3, 2009) (“Plaintiff's claim against
[the state agency] under the ADEA should be dismissed. However . . . permitting [plaintiff] to
assert a claim under the ADEA against [a state official] in [their] official capacity for reinstatement
would not be futile. He should, therefore, be permitted leave to amend his complaint to assert such
a claim.”). And given the procedural posture of this litigation,9 the Court will allow Plaintiff a final
opportunity to assert a viable cause of action under the ADEA.10 Therefore,
IT IS ORDERED that Plaintiff be permitted leave to file an amended Complaint within
21 days of this Order to assert a viable cause of action under the ADEA. To be clear, the Court’s
grant of leave is limited in time (within 21 days) and scope (only those amendments necessary to
assert a viable claim under the ADEA).
Any amendment filed beyond the 21-day deadline or addressing claims other than those
brought under the ADEA must comply with Rule 15(a)(2) of the Federal Rules of Civil Procedure.
See Fed. R. Civ. P. 15(a)(2) (amendment may only be filed after obtaining opponent’s written
consent or leave of court).
Signed in Baton Rouge, Louisiana, on July 26, 2024.
S
JUDGE JOHN W. deGRAVELLES
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF LOUISIANA
9 The Court has deferred entry of a Scheduling Order pending resolution of this Motion to Dismiss. (R. Doc. 26).
10 See Chhim v. Univ. of Texas at Austin, 836 F.3d 467, 469, 470 n.2 (5th Cir. 2016) (implying that Young may apply
to the ADEA where a plaintiff seeks prospective relief against the appropriate state official); see also Fernandez v.
Texas A & M Univ. Sys., 2018 WL 2563383, at *2 (S.D. Tex. June 4, 2018) (The Fifth Circuit has rejected “the argument
that Ex parte Young applies only to constitutional claims. Consequently, any continuing violation of the ADEA, a
federal law, triggering prospective relief” may be brought in federal court assuming the remaining requirements of
Young are met.); see also City of Austin v. Paxton, 943 F.3d 993, 997 (5th Cir. 2019) (For the Ex parte Young “exception
to apply, the state official, by virtue of his office, must have some connection with the enforcement of the challenged
act, or else the suit is merely making him a party as a representative of the state, and thereby attempting to make the
state a party.”); King v. Sharp, 2023 WL 4303637, at *6 (E.D. Tex. June 30, 2023) (“[T]he correct view of Youngi’s
connection requirement in this context is whether the named public official—by virtue of his office—handles
employment decisions at the respective state agency and can provide the reinstatement that is requested.”).