questions of fact preclude entry of summary judgment on qualified immunity grounds
How later courts described this case
- questions of fact preclude entry of summary judgment on qualified immunity grounds
- unless the facts make out a violation of a constitutional right the Defendant is entitled to qualified 23 immunity
- “as Patterson alleges that the defendants failed to protect him from a specific threated posed by Black, his own inability to anticipate the surprise attack and his decision not to report his altercation with Black the previous 15 afternoon defeat liability”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
HARRISON DIVISION
PENNY JUANITA WHITSON PLAINTIFF
v. Civil No. 3:22-cv-03007-TLB-MEF
CORPORAL ANDREW HOLLIS,
Baxter County Detention Center (BCDC);
JAILER TABITHA MAZE, BCDC;
SERGEANT CLAY MAPLE, BCDC; and
FORMER JAILER DALTON MORRISON DEFENDANTS
REPORT AND RECOMMENDATION OF THE MAGISTRATE JUDGE
Plaintiff, Penny J. Whitson (“Whitson”), filed the above-captioned civil rights action
pursuant to 42 U.S.C. § 1983. Whitson is currently incarcerated at the McPherson Unit of the
Arkansas Division of Correction (“ADC”). On March 22, 2020,1 while she was incarcerated in
the Baxter County Detention Center (“BCDC”), Whitson was struck in the mouth by fellow inmate
Vanessa Henschel. Whitson contends the Defendants failed to protect her from attack by
Henschel and failed to provide her with adequate dental care. Whitson has sued the Defendants
in both their individual and official capacities. (ECF No. 1).
Pending before the Court is Defendants’ Motion for Summary Judgment. (ECF Nos. 33-
35). Whitson has responded. (ECF Nos. 49-50).2 The Motion is ready for decision. The
1 The jail incident report contains a date of March 22, 2020, at the top. (ECF No. 35-4 at 2). Jailer Maze in her
narrative refers to the incident date as being March 20, 2020. Id. at 5. Corporal Hollis in his narrative report list the
incident date as March 23, 2020. Id. at 4. The witness statements are dated March 22, 2020. Id. at 6, 8-10.
Whitson’s grievance regarding the incident is dated March 21, 2020. (ECF No. 35-3 at 21). Despite the uncertainty
about the date of the incident caused by these various reports, the date is not a material fact. The Court will, therefore,
utilize March 22, 2020, as the date of the incident throughout this report and recommendation as set forth in both the
Defendants’ Statement of Facts and Whitson’s Statement of Facts. (ECF Nos. 35, 50).
2The Court wishes to commend Whitson on her response. She clearly followed the Court’s Order in responding to
the Summary Judgment Motion. She cites relevant cases, distinguishes the cases relied on by Defendants, cites to
exhibits and submitted exhibits of her own behalf. She demonstrates a clear understanding of the relevant issues and
case law.
1
Honorable Timothy L. Brooks, United States District Judge, referred the case to the undersigned
in accordance with 28 U.S.C. § 636(b)(1) and (3) for the purpose of making a Report and
Recommendation on the pending Summary Judgment Motion.
I. BACKGROUND
A. The Summary Judgment Record
Whitson was booked into the BCDC on January 15, 2020, on a parole violation and various
pending criminal charges. (ECF No. 35-2 at 1).3 On January 28, 2020, Henschel was booked
into the BCDC on a parole revocation and several pending criminal charges, including aggravated
assault and three counts of battery. (ECF No. 35-8 at 1). Whitson remained incarcerated at the
BCDC until April 14, 2020, when she was released on bond. (ECF No. 35-2 at 1).
On February 14, 2020, Henschel walked by another inmate and punched her in the face.
(ECF No. 35-8 at 2). Henschel was placed in isolation. Id. On February 24, 2020, Henschel
struck Jailer Tabitha King in the left side of her face. Id. Henschel did this immediately after
thanking Jailer King for help with a shower. Id. Jailer King put Henschel in a head lock while
she resisted. Id. Officers arrived to assist and Henschel was placed in a restraint chair. Id.
During her deposition, Whitson testified that Henschel was placed on lock-down following
this incident and inmates were told that she was to remain on lock-down because of her violent
tendencies. (ECF No. 35-9 at 12-13). Whitson testified that the officers became lax and let
Henschel roam around the pod on the morning of March 22, 2020. Id. at 13, 16. When the
female inmates were moved to the visitation area, Henschel entered before Whitson and
backhanded Whitson in the face when she started to walk past Henschel. Id. Whitson testified
3 The booking sheet refers to a probation violation. (ECF No. 35-1). It is clear, however, that Whitson was
incarcerated on a parole violation. (See, e.g., ECF No. 35-3 at 6, “I’m doing a 90 day parole violation.”)
2
the blow knocked her over. Id. She indicated “there was no warning with Vanessa Henschel.
There are several incidents where she’s just went to hit people for no reason.” Id. at 14; see also
Id. at 17. Whitson was surprised when Henschel struck her as she “didn’t do anything to make
her hit me.” Id. at 14. Whitson believed she had asked Henschel earlier in the day to stop staring
at her as she showered. Id.
With respect to her injuries, Whitson testified that one of her front teeth was knocked out
and another one loosened. (ECF No. 35-9 at 25). The pain lasted for about a week. Id. at 26.
She saw the nurse the following day and showed her where the tooth had fallen out. Id. at 25.
The nurse did not “say anything” but wanted Whitson to be seen by the Advanced Practice
Registered Nurse (“APRN”). Id. Whitson was seen by the APRN a few days later and may have
been prescribed Tylenol. Id. Whitson was provided with no other treatment. Id. The APRN
just treated it like “it was not much to worry about.” Id. Whitson testified the BCDC did not
take responsibility to pay for her tooth to be replaced and she could not pay for it. Id. at 26.
Whitson submitted no requests for medical treatment after the encounter with the APRN. Id.
According to Whitson, Henschel usually did not talk and if she wanted something she put
her hand out. (ECF No. 35-9 at 15-16). Whitson testified that Henschel does not show emotion.
Id. at 16. Whitson had never had a conversation with Henschel. Id. Whitson testified she had
been incarcerated with Henschel on and off for several years. Id. at 15. While Whitson had
never had a problem with Henschel before March 22, 2020, she believed Henschel was mentally
unstable. Id. at 15-16. Whitson testified there was never any warning when Henschel hit
someone. Id. at 17.
Jailer Maze reported that on March 22, 2020, all female inmates from C-pod were placed
3
in the inmate visitation “due to Cpl. Hollis having 309s fix some things in the pod.” (ECF No.
35-4 at 5).4 Sergeant Maple, Corporal Hollis, and Jailer Morrison were in G-hall dealing with
another inmate. Id. Jailer Maze reports she was watching the situation in G-hall when the
incident occurred between Whitson and Henschel. Id. Right after the incident, Jailer Maze
indicates an inmate, Whitson she believed, stated they needed the door opened, Henschel was
hitting people, and they needed her out of the visitation area. Id. Corporal Hollis and Jailer
Morrison responded and removed Henschel. Id. Jailer Morrison watched the video of the
visitation room and observed Henschel strike Whitson a single time at approximately 12:42. Id.
Corporal Hollis also reviewed the video. Id.
Corporal Hollis reported that Whitson claimed she was struck in the mouth for no reason
by Henschel. (ECF No. 35-4 at 2). Henschel refused to speak when asked about the incident.
Id. It was noted the four other inmates in the room backed up Whitson’s claims. Id. Henschel
was charged with third-degree battery. Id. at 11.
On March 22, 2020, Whitson submitted a grievance regarding Henschel. (ECF No. 35-3
at 21). First, Whitson noted that Henschel had been staring at her while she showered. Id.
Whitson asked Henschel to stop. Id. Whitson also noted that two other inmates had submitted
grievances on March 20 because Henschel was staring at them while they showered. Id. Second,
Henschel complained that after they were all moved to visitation she was struck in the mouth by
Henschel for no reason. Id. (“when out of nowhere and for no reason [Henschel] punched me in
the mouth”). One front tooth fell out and another was loosened. Id. Third, Whitson stated that
Henschel had a known record of being violent towards other inmates and jail staff. Id. She
4 According to Corporal Hollis, the inmates were all put in the visitation room while a shakedown occurred in the pod.
(ECF No. 35-4 at 2).
4
maintained that the jail failed to protect her from attack. Id. Whitson asked that criminal charges
be brought against Henschel. Id. Whitson also requested treatment for her teeth. Id.
Whitson provided a witness statement on the date of the incident. (ECF No. 35-4 at 6).
She noted that Henschel had been watching her and other inmates in the shower. Id. Whitson
noted that earlier in the day she had told Henschel numerous times to stop watching her in the
shower. Id. Whitson again recounted Henschel’s history of striking a fellow inmate and Jailer
King and indicated her belief that Henschel should not have been in general population. Id.
Witness statements were also provided by Jennifer Uren, Marla Pennington, Dawn Rowland, and
Dakota Frasirr. Id. at 7-10. All recounted that Henschel had struck Whitson without any
warning. Id. On March 23, 2020, Jailer King reported that Whitson had bruises on her lip, one
tooth loose, and another missing. (ECF No. 35-5 at 2).
By affidavit, Jailer Maze5 states that on March 22, 2020, she was working as the tower
operator controlling the doors and watching the cameras. (ECF No. 35-10 at 1). Jailer Maze
reports that Henschel was a quiet person and she had no problems with her leading up to the
incident with Whitson. Id. Jailer Maze indicates she conducted cell checks on Henschel and
served her food. Id. On the day of the incident, Jailer Maze described Henschel’s demeanor as
normal, states Henschel was following orders, and did not appear frustrated or upset. Id. Jailer
Maze indicates she was unaware of any problems between Whitson and Henschel and none had
been reported by Whitson. Id. at 1-2. Jailer Maze says they cannot keep “pre-trial detainees
locked down or segregated indefinitely, as that could become a violation of that inmate’s
constitutional rights.” Id. at 2.6 When she saw Whitson a couple hours after the incident, Jailer
5 Tabitha Maze is currently a sergeant.
6 Whitson maintains Henschel was not a pre-trial detainee as she was being held on a probation/parole revocation
5
Maze states she did not appear to be injured and had no blood or marks on her. Id. Jailer Maze
also reports that Whitson never informed her that a tooth had been knocked out or that she needed
medical care. Id. Jailer Maze indicates it is her understanding that Whitson was examined by
the jail nurse and APRN. Id.
Sergeant Maple’s affidavit indicates he also was unaware of any problems between
Whitson and Henschel and none were reported to him. (ECF No. 35-11 at 1). Sergeant Maple
states he did not see Whitson until later in the day and she did not appear to be seriously injured.
Id. at 2. When he did see Whitson, he reports that she did not inform him that her tooth had been
knocked out or that she needed medical treatment.7 Id.
Jailer Morrison by affidavit says that:
prior to putting Inmate Henschel in the visitation area, we asked if the other female
inmates were okay with Inmate Henschel being placed in the visitation area with
them. The other female inmates, including Plaintiff, stated that it would be okay
for Inmate Henschel to be in the visitation area with them.
(ECF No. 35-12 at 1). Whitson denies ever being asked whether it was okay to put Henschel in
the visitation area with them. (ECF No. 50 at 5).
Jailer Morrison also indicates Henschel was acting normally on the day of the incident; he
was unaware of any incidents between Henschel and Whitson; and Whitson had not informed him
that she feared for her safety because of Henschel. (ECF No. 35-12 at 1). In fact, prior to the
incident, Jailer Morrison states he “recall[ed] seeing Plaintiff sitting with Inmate Henschel and
bench warrant as indicated on her booking sheet. (ECF No. 49 at 14). For purposes of this Motion, the Court does
not believe, despite certain statements made by Defendants, that Henschel’s conviction status is at issue. Even a
pretrial detainee may be housed in administrative segregation, if the detainee is dangerous to herself, other detainees,
or jail staff.
7 Whitson maintains that Sergeant Maple did not make himself available to her either before or after the incident.
(ECF No. 50 at 5).
6
eating with her. The conversations between Plaintiff and Inmate Henschel were polite.”8 Id. at
2. After the incident, Jailer Morrison noted Whitson had a small red mark underneath her neck.
Id. Jailer Morrison indicated it did not appear Whitson needed emergency medical care. Id. He
also states Whitson did not inform him her tooth had been knocked out and did not inform him
that she needed medical care for “her purported tooth injury.” Id.
Corporal Hollis by affidavit states that several days prior to the incident, Henschel was out
in the pod with the other female inmates including Whitson. (ECF No. 35-13 at 1). He asked
the inmates “if they were okay with Inmate Henschel being in general population with them.” Id.
No objections were made. Id. Corporal Hollis therefore asserts that Whitson was “okay with
Inmate Henschel being in general population with her.” Id. Whitson denies ever having been
asked if she was okay with Henschel being in general population. (ECF No. 50 at 6).
On the day of the incident, Corporal Hollis indicates Henschel’s behavior was normal; she
did not argue with jailers on that day; she did not exhibit any strange behavior; and she followed
orders and did not appear frustrated or upset about anything. (ECF No. 35-13 at 1). Nothing
struck him as odd about Henschel’s behavior. Id. Corporal Hollis states that Whitson had not
reported any issues between her and Henschel and did not indicate she feared for her safety. Id.
In short, Corporal Hollis asserts he had “no reason to think Inmate Henschel would hit anyone on
the day of the incident.” Id. at 2.
After the incident, Whitson did inform Corporal Hollis that her tooth had been knocked
out; and she swallowed it. (ECF No. 35-13 at 2). Whitson did not appear to be seriously injured
or in need of emergency medical care. Id. Corporal Hollis understood Whitson had been
8 Whitson denies that any jailer entered the pod on the date in question. (ECF No. 50 at 2).
7
examined by the nurse. Id. According to Corporal Hollis, Whitson never complained she was
“provided inadequate medical care by the jail nurse or nurse practitioner.” Id.
In her deposition, Whitson testified she was aware of a number of inmates Henschel had
struck. (ECF No. 35-9 at 21). Whitson named four inmates and testified the “list goes on and
on and on.” Id. She asserted that this happened routinely with Henschel. Id. When asked how
she heard about those incidents, Whitson indicated she had been incarcerated with the individuals
she named and she read reports. Id.
When asked how Jailer Maze failed to protect her, Whitson testified Jailer Maze would
have seen Henschel out of her cell when she was supposed to be locked down. (ECF No. 35-9 at
22). Whitson stated that at the time she was unaware that Jailer Maze was the staff member in
the tower because the windows are black. Id.
Whitson testified Corporal Hollis was “over the jailers” and is supposed to ensure
compliance with orders. (ECF No. 35-9 at 23). Specifically, Whitson testified he should have
“told his officers that he was over that day to make sure [Henschel] was put back into her cell and
not around general population.” Id. Whitson spoke with Corporal Hollis shortly after the attack
and he indicated it was a surprise that Henschel struck Whitson. Id. at 23-24. Whitson believed
Corporal Hollis should have been aware of Henschel’s propensity for surprise attacks. Id.
Regarding Jailer Morrison, Whitson testified he was “probably the one that serviced chow
that let [Henschel] out of her cell and to get her tray and didn’t put her back up.” (ECF No. 35-9
at 24). Whitson did not believe she spoke with Jailer Morrison that day. Id.
As the sergeant-on-duty, Whitson testified Sergeant Maple was “over Hollis and all the
other jailers” and “should have informed them . . . to keep [Henschel] away from everybody.”
8
(ECF No. 35-9 at 24). Whitson did not recall speaking to Sergeant Maple the day of the incident.
Id.
Concerning her official capacity claim, Whitson testified that the Defendants knew
Henschel was dangerous and failed to protect her from attack. (ECF No. 35-9 at 29).
When she was transferred to the Arkansas Division of Correction (“ADC”), Whitson asked
for treatment. (ECF No. 35-9 at 27). The loose tooth had to be pulled. Id. at 30. Two years
later, Whitson was given a partial but it does not fit well and despite adjustments is painful and
cuts her lip. Id. at 27. As a result, Whitson does not wear it. Id. Because of the missing teeth,
Whitson does not like to talk to people, smile, or laugh and has difficulty eating certain food items
such as apples. Id.
B. The Video Evidence
Defendants have provided two video clips. The first is dated March 20, 2020, and begins
at time stamp 14:10:15 and ends at 15:57:28.9 The video contains no audio. The video shows
the day-room or common area of a cell block and two tiers of four cells each. Four metal tables
with attached stools can be seen. The cell doors on the bottom tier are open; the cell doors on the
top tier are closed. When the video begins Whitson is seated at a table with one other inmate
while Henschel is standing next to the table. A fourth inmate approaches and takes a seat as does
Henschel. Henschel is seated next to Whitson. While there are periods when one or more of the
inmates are moving around the day-room, the four are seated together for significant periods of
time.
It is clear Henschel does interact with the inmates seated at the table; however, the video
9 In Defendants’ statement of facts, they indicate the video ends at 16:53:00. (ECF No. 35 at 2). This is not true of
the video submitted to the Court.
9
is of poor quality and the Court cannot say with any confidence that Henschel and Whitson are at
any point engaging in a conversation. At one point, Whitson slides what appears to be a food
item over to Henschel. There are also times when Whitson and Henschel are turned towards one
another suggesting they perhaps exchanged remarks. At approximately 15:52, the inmates are
provided with meals. Inmates from the top tier come down for their trays. Henschel and
Whitson return to the same table with the same other two inmates. At no point is Henschel
involved in any altercation; she does not strike any other inmates; nor does she appear to be arguing
with any other inmate.
The second video is of the visitation room on March 22, 2020, beginning at time stamp
12:41:57. The video contains no audio. The visitation room is a long narrow area that one side
has three cubicles, separated by half walls made of cement block, containing a metal stool bolted
to the floor and a telephone. Each cubicle has a glass wall through which can be seen an identical
set up on the other side of the glass. There are seven inmates present in the visitation area.
Plaintiff is standing to the left side of the door, which is to the far right of the screen, with her back
to the camera as the video begins. Henschel is standing a few feet from the door leaning on the
wall that appears on the right side of the screen. Another inmate is standing at the door with
Whitson. Whitson gestures at something outside the door. A third inmate walks up to the door,
looks out, and then turns around and returns to a cubicle. The other inmate standing at the door
with Whitson turns and goes to the first cubicle. At approximately 12:42:42, Whitson turns and
faces the other inmates and the camera. A second inmate walks to the door again and peers out.
At 12:42:54, Whitson walks toward the camera and as she nears Henschel, she is struck on the
lower right chin by Henschel. Henschel also pushes Whitson into another inmate and Whitson
10
grabs the cement block half-wall separating the first and second cubicle. Henschel moves toward
the door and the other inmates move away from her. One inmate reaches over and appears to
push an intercom. At 12:43:29 a male officer is visible at the door. The door is opened and two
male officers are present. Henschel walks out of the visitation room. Henschel re-enters the
visitation room as Whitson is talking to the officers and is pulled out of the visitation area. The
remaining video is not relevant to this case.
II. SUMMARY JUDGMENT STANDARD
Summary judgment is appropriate if, after viewing the facts and all reasonable inferences
in the light most favorable to the non-moving party, the record “shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R.
Civ. P. 56(a); Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986).
“Once a party moving for summary judgment has made a sufficient showing, the burden rests with
the non-moving party to set forth specific facts, by affidavit or other evidence, showing that a
genuine issue of material fact exists.” Nat’l Bank of Comm. v. Dow Chem. Co., 165 F.3d 602,
607 (8th Cir. 1999). A fact is “material” if it may “affect the outcome of the suit.” Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).
The non-moving party “must do more than simply show that there is some metaphysical
doubt as to the material facts.” Matsushita, 475 U.S. at 586. “They must show there is sufficient
evidence to support a jury verdict in their favor.” Nat’l Bank, 165 F.3d at 607 (citing Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986)). “A case founded on speculation or suspicion
is insufficient to survive a motion for summary judgment.” Id. (citing Metge v. Baehler, 762 F.2d
621, 625 (8th Cir. 1985)). “When opposing parties tell two different stories, one of which is
11
blatantly contradicted by the record, so that no reasonable jury could believe it, a court should not
adopt that version of the facts for purposes of ruling on a motion for summary judgment.” Scott
v. Harris, 550 U.S. 372, 380 (2007).
III. DISCUSSION
Turning to the Motion currently before the Court, Defendants argue they are entitled to
summary judgment in their favor on the following grounds: (1) they did not fail to protect Whitson
from a known risk of serious harm; (2) as non-medical Defendants, they exhibited no deliberate
indifference to Whitson’s serious medical needs; (3) they are entitled to qualified immunity on
both claims; and (4), there is no basis for official capacity liability. Each argument will be
addressed in turn.
A. Failure to Protect
“Because being subjected to violent assault is not ‘part of the penalty that criminal
offenders [must] pay for their offenses,’ Farmer v. Brennan, 511 U.S. 825, 834 (1994), ‘[t]he
Eighth Amendment imposes a duty on the part of prison officials to protect prisoners from violence
at the hands of other prisoners.’” Whitson v. Stone Cnty. Jail, 602 F.3d 920, 923 (8th Cir. 2010)
(quoting Perkins v. Grimes, 161 F.3d 1127, 1129 (8th Cir. 1998)) (cleaned up).10 Prison officials
must “take reasonable measures to guarantee the safety of inmates.” Farmer, 511 U.S. at 832.
However, not “every injury suffered by one prisoner at the hands of another . . . translates into
constitutional liability for prison officials responsible for the victim’s safety.” Id. at 834.
To prevail on a failure to protect claim, Whitson must establish: (1) she was “incarcerated
under conditions posing a substantial risk of serious harm,” and (2) prison officials were
10 The Plaintiff in the present case was also the plaintiff in the Stone County Jail case.
12
“deliberately indifferent [to her] health or safety.” See Holden v. Hirner, 663 F.3d 336, 341 (8th
Cir. 2011) (internal citations omitted).
The first prong is an objective requirement to ensure the deprivation of a constitutional
right is sufficiently serious. Nelson v. Shuffman, 603 F.3d 439, 446 (8th Cir. 2010). “The
deprivation is objectively, sufficiently serious, under the first requirement when the official’s
failure to protect resulted in the inmate being incarcerated under conditions posing a substantial
risk of serious harm.” Id. (cleaned up).
The second prong, however, is subjective, requiring Whitson to show the named official
“both knew of and disregarded ‘an excessive risk to inmate’s health or safety.’” Holden, 663 F.3d
at 341 (quoting Farmer, 511 U.S. at 837). “An official is deliberately indifferent if he or she
actually knows of the substantial risk and fails to respond reasonably to it.” Young v. Selk, 508
F.3d 868, 873 (8th Cir. 2007).
Defendants maintain Whitson cannot satisfy either prong. First, they argue there is no
evidence that Whitson’s incarceration posed a substantial risk to her safety. Second, they contend
there is no evidence that they knew of and deliberately disregarded that substantial risk of harm.
They stress that there is no evidence Whitson had ever been threatened by Henschel; no evidence
Whitson ever had problems with Henschel or reported any problems with Henschel; and no
evidence Whitson feared Henschel. They note that just two days prior to the attack Whitson was
observed sitting at the same table with Henschel and interacting with her for over two hours; no
animus was observed between the two on the date of the attack; and both Whitson and several
other inmates reported there was no warning that Henschel would attack Whitson. Instead,
Defendants insist the attack came as a complete surprise to Whitson, the other female inmates, and
13
them. Defendants argue the fact that it was a surprise attack is an insurmountable barrier for
Whitson and at a minimum entitles them to the protections of qualified immunity.
Whitson asks the Court to focus on Henschel’s known propensity for violence. Whitson
provides evidence that on prior incarcerations in the BCDC, specifically in 2017 and 2018,
Henschel assaulted other inmates. In May 2017, Henschel was charged with aggravated assault
after she stabbed another inmate. (ECF No. 49 at 61-63; victim indicated the attack came out of
nowhere; she did not know it was coming; she did not know what set it off). In November 2017,
Henschel initiated a fight by punching a fellow inmate in the face. (ECF No. 49 at 48). In
February 2018, Henschel was again involved in a fight, but it was determined the other inmate
instigated the fight. (ECF No. 49 at 67).
Whitson also asks the Court to consider the violent offenses (aggravated assault and third-
degree battery) Henschel was booked into the BCDC on in 2020, and the two assaults Henschel
was involved in in February 2020 (one against an inmate and one against a staff member). (ECF
No. 35-8 at 1; ECF No. 35-8 at 2 (February 13, 2020, punched another inmate in the face); ECF
No. 49 at 50 (February 24, 2020, struck Jailer King in the left side of face and head)). The
February 24, 2020, incident resulted in Henschel being charged with second degree battery and
impairing the operations of a vital facility. (ECF No. 49 at 53). Henschel was also removed
from general population “until any safety and security issues abated, at which time Detainee
Henschel was returned to general population.” Id. The precise date of Henschel’s return to
general population is unclear from the record. Whitson maintains it was the date of the attack
against her; while Defendants’ video exhibit shows Henschel was at the very least allowed to
remain out of her cell with other inmates in the pod for more than an hour-and-a-half on March
14
20, 2020. (ECF No. 35-7).
In Vandevender v. Sass, 970 F.3d 972 (8th Cir. 2020), the Court of Appeals for the Eighth
Circuit noted that most of their prior failure-to-protect cases arising out of “an inmate-on-inmate
assault have involved an attacker who was known to be a volatile, dangerous man; or who
previously threatened or fought the victim; or a victim who should have been better protected
because of known inmate threats.” Id. at 976 (citations omitted). In those cases, the Eighth
Circuit noted that the “substantial risk of serious harm was obvious, and defendants’ liability
turned on the subjective issue of deliberate indifference (unless the victim had denied or not
disclosed the prior threat or altercation to prison officials).” Id.
In Vandevender, the Eighth Circuit noted there was no evidence that the attacker, Latimer,
had threatened Vandevender or any other inmate; that Latimer was known to be a violent, volatile
inmate; that Latimer had previously argued or fought with Vandevender or that the two even knew
each other; or that either Latimer or Vandevender had recently been in protective custody or in a
restrictive status such as administrative segregation. Vandevender, 970 F.3d at 976. Without
any of these factors present, the Eighth Circuit held that Vandevender was the “unfortunate victim
of a surprise attack by a fellow inmate.” Id. In cases involving surprise attacks, the Eighth
Circuit noted it had upheld the grant of qualified immunity to prison officials.
Defendants maintain insofar as Whitson alleges that they failed to protect her from a
specific threat posed by Henschel, that Whitson’s own inability to anticipate the surprise attack
defeats liability. Patterson v. Kelley, 902 F.3d 845, 851 (8th Cir. 2018) (“as Patterson alleges that
the defendants failed to protect him from a specific threated posed by Black, his own inability to
anticipate the surprise attack and his decision not to report his altercation with Black the previous
15
afternoon defeat liability”). The Court agrees the evidence presented does not suggest the
existence of a specific risk that Henschel would attack Whitson.
As Whitson correctly argues, however, the surprise attack analysis does not end the Court’s
inquiry in this case. This is because Whitson has presented evidence tending to establish that
Henschel posed a non-specific or general risk of harm to the female inmates she was housed with.
Specifically, Whitson has advanced evidence that Henschel had both a past history of attacking
fellow inmates at the BCDC, and had in the month just prior to the March 2020 incident attacked
both an inmate and a staff member; that Henschel had been placed in restrictive housing following
her recent attack on a fellow inmate and her recent attack staff member; that the evidence is unclear
as to when a decision, or even if a decision, was made that Henschel could safely be removed from
her restrictive housing assignment; and that Henschel had been booked in on violent crimes.
Given this evidence, the Court believes a reasonable trier of fact could conclude Whitson was
objectively incarcerated under conditions constituting a substantial risk of inmate attacks.
The more difficult question is whether the subjective prong of the failure-to-protect claim
has been met. In other words, has Whitson shown a genuine issue of material fact exists as to
whether each of the named Defendants was deliberately indifferent to a general risk of harm to
female inmates as a result of Henschel’s being in general population. “[A]n obvious risk of harm
may justify an inference that prison officials subjectively disregarded that risk. But to make such
an inference, there must be some evidence showing that the defendants were exposed to the
underlying facts revealing that risk.” Patterson, 902 F.3d at 852 (citing Farmer, 511 U.S. at 842).
For example, if there was evidence “that a substantial risk of inmate attacks was longstanding,
pervasive, well-documented, or expressly noted by prison officials in the past” and evidence that
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the named Defendant was exposed “to information concerning the risk and thus must have known
about it, then such evidence could be sufficient to permit a trier of fact to find that the defendant-
official had actual knowledge of the risk.” Id. (quoting Farmer, 511 U.S. at 842).
Defendants again seek to shift the Court’s focus to the specific fact that not even Whitson
anticipated the attack. If Whitson could not anticipate the attack, they contend they could not
have anticipated it. It would be an error, however, to focus on “Whitson’s state of mind as to
whether [Henschel] would attack her that morning—[this] fact . . . is mostly irrelevant.” Whitson,
602 F.3d at 923. “Whitson’s failure to give advance notice of the unanticipated [attack] is
inconclusive as to the defendants’ subjective knowledge. A prison official may not ‘escape
liability for deliberate indifference by showing that, while he was aware of an obvious, substantial
risk to inmate safety, he did not know that the complainant was especially likely to be assaulted
by the specific prisoner who eventually committed the assault.’” Id. (quoting Farmer, 511 U.S.
at 843).
Defendants also suggest they could not constitutionally segregate Henschel indefinitely
based on the fact that some of her charges on arrest were violent offenses. The Court agrees that
in general “prisons ‘are not required to segregate indefinitely all inmates whose original crimes
suggest they might be capable of further violence.’” Blades v. Schuetzle, 302 F.3d 801, 803 (8th
Cir. 2002) (inmate serving long sentence) (quoting Curry v. Crist, 226 F.3d 974, 978 (8th Cir.
2000) (inmate serving life sentence)). But Defendants seek to carry these holdings too far. First,
there is no evidence that Henschel was, or would be, incarcerated at the BCDC for a lengthy period.
Second, these cases do not stand for the proposition that Defendants could not have constitutionally
segregated Henschel, even if she was in pretrial status, where there is evidence both that she was
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incarcerated in January on crimes of violence and that by mid-February she had already attacked
another inmate and a jailer.
As previously noted, each named Defendant denies having any knowledge that Henschel
had threatened Whitson, posed a threat to Whitson, had any problems with Whitson, or would
attack Whitson; each named Defendant denies having had any issues or problems with Henschel;
none of the Defendants were physically present with the attack occurred; Defendants deny having
observed any serious injuries; and Defendants maintain they did not deny Whitson access to jail
medical staff. All Defendants state they do not keep pretrial detainees locked down or segregated
indefinitely as to do so would violate the detainee’s constitutional rights.
Defendant Maze was operating the tower but did not see the altercation as her focus was
on G-Hall. (ECF No. 35-10 at 1). Sergeant Maple was on-duty but did not see Whitson until
later that day. (ECF No. 35-11 at 2). Jailer Morrison indicates he was on-duty and that prior to
placing Henschel in the visiting area they asked the other female inmates, including Whitson, if it
would be “okay for Inmate Henschel to be in the visitation area with them.” (ECF No. 35-12 at
1). Jailer Morrison also states that prior to the date of the incident, he recalled seeing Whitson
sitting with Henschel, eating with her, and engaging in polite conversation with her. Id. at 2.
Corporal Hollis was also on duty on the date of the incident. (ECF No. 35-13 at 1). Corporal
Hollis maintains that “[s]everal days prior to the incident at issue in this lawsuit, Inmate Henschel
was out in the pod with the other females, including Plaintiff. I asked the inmates housed in the
pod if they were okay with Inmate Henschel being in the pod with them.” Id. There were no
objections. Id. After the incident Whitson did inform Corporal Hollis that her tooth had been
knocked out but he did not observe any serious injuries or need for emergency medical care. Id.
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at 2.
Curiously, and likely purposefully, no Defendant addresses the issue of whether they were
aware of Henschel’s history of violent attacks on inmates and staff. No Defendant indicates when
Henschel was removed from lock down status or segregated housing because of her attack on a
fellow inmate and Jailer King in February 2020. However, if Henschel were not on some type of
lock down status, it belies reason that both Corporal Hollis and Jailer Morrison would ask the other
females in the pod whether it would be “okay” if Henschel was allowed to remain in general
population on any given date or whether she could be moved to visitation with them on the date in
question. The Court knows of no other detention center where an inmate’s housing status or
movement is dictated by the whims of the other pod inmates. Given these curious gaps in the
evidence presented by Defendants and considering the evidence submitted by Whitson showing
Henschel’s propensity towards violence, the Court believes an inference could be drawn that the
named Defendants exhibited deliberate indifference to a substantial risk of harm to the female
inmates caused by Henschel’s presence in general population. Defendants have not met their
burden of showing they are entitled to summary judgment as a matter of law.
Defendants also maintain they are entitled to qualified immunity. “Government officials
performing discretionary functions, generally are shielded from liability for civil damages insofar
as their conduct does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). “The
qualified immunity standard ‘gives ample room for mistaken judgments’ by protecting ‘all but the
plainly incompetent or those who knowingly violate the law.’” Hunter v. Bryant, 502 U.S. 224,
229 (1991) (quoting Malley v. Briggs, 475 U.S. 335, 341-43 (1986)).
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Public officials are “immune from suit under § 1983 unless [their] actions [1] violated
constitutional or statutory rights that [2] were clearly established at the time of the violation.”
Perry v. Adams, 993 F.3d 584, 587 (8th Cir. 2021). The Court may take up the questions in either
order. L.G. Through M.G. v. Columbia Public Sch., 990 F.3d 1145, 1147 (8th Cir. 2021).
As noted above, there are genuine issues of material fact as to both the objective and
subjective prongs of the failure to protect claim. Whitson is, therefore, entitled to proceed on her
claim unless the Defendants are entitled to qualified immunity. The question becomes “whether
on the facts presented, [Defendants] knew of a substantial risk of harm yet failed to act.” Perry,
993 F.3d at 587.
The Eighth Circuit has:
identified three ways in which a plaintiff can show that law is clearly established.
She may identify existing circuit precedent involving sufficiently similar facts that
squarely governs the situation. Or a plaintiff may point to “a robust consensus of
cases of persuasive authority” establishing that the facts of her cases make out a
violation of clearly established right. Finally, a plaintiff may show, in rare
instances, that a general constitutional rule applies with “obvious clarity” to the
facts at issue and carries the day for her.
L.G. Through M.G., 990 F.3d at 1147-48.
The problem with the analysis in this case is there are issues of fact about what each
Defendant knew about Henschel’s background, her propensity for violence, and when, or
if, she was officially allowed off lock-down or segregated housing. While the following
are undisputed facts (1) Defendants were unaware that Henschel posed a specific threat to
Henschel; (2) during prior incarcerations in the BCDC, Henschel had attacked other
inmates; (3) Henschel was incarcerated on violent offenses; (4) after her incarceration on
January 28, 2020, Henschel had attacked, without warning, a fellow inmate and then a staff
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member; and (5), Henschel attacked Whitson without warning on March 22, 2020, the
Court does not know whether each Defendant was aware of facts two through four.
Defendants knowledge in this regard is critical to the Court’s analysis of the “clearly
established” prong of the qualified immunity analysis.
The Court is required to review the summary judgment record in the light most
favorable to Whitson and to afford her all reasonable inferences to be drawn from that
record. Davis v. Hall, 375 F.3d 703, 711 (8th Cir. 2004). “Entry of summary judgment
resting on qualified immunity is appropriate if, viewed through this lens, no genuine issue
of material facts exists regarding whether the officials’ actions, even if unlawful, were
objectively reasonable ‘in light of the legal rules that were clearly established at the time
[the actions were] taken.’” Id. (quoting Anderson v. Creighton, 483 U.S. 635, 639 (1987)
(internal citation omitted)). This is a fact-intensive inquiry to be undertaken in the light
of the specific context of the case. The decision as to whether there was an Eighth
Amendment failure-to-protect violation turns on the question of whether each of the named
Defendants had actual knowledge that Henschel posed a substantial risk of serious harm to
the female inmates. If they had this knowledge, the clearly established law is such that a
reasonable detention officer would have known that placing Henschel in general population
with the other female inmates would subject them to a substantial risk of serious harm.
In other words, to determine if Plaintiff’s right was clearly established at the time
of the alleged deprivation, the Court “must . . . examine the information possessed by the
governmental official accused of wrongdoing in order to determine whether, given the facts
known to the official at the time, a reasonable government official would have known that
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his actions violated the law.” Langford v. Norris, 614 F.3d 445, 461 (8th Cir. 2010). As
questions of fact exist as to what Defendants knew at the time Henschel was moved to the
visitation room with Whitson, the Court cannot find Defendants are entitled to qualified
immunity. See Davis, 375 F.3d at 712 (questions of fact preclude entry of summary
judgment on qualified immunity grounds); see also Yellow Horse v. Pennington Cnty., 225
F.3d 923, 927 (8th Cir. 2000) (once Defendant asserts qualified immunity, Plaintiff bears
the burden of showing a material question of fact exists).
B. Denial of Medical Care
The Eighth Amendment prohibition of cruel and unusual punishment prohibits deliberate
indifference to prisoners’ serious medical needs. Luckert v. Dodge Cnty., 684 F.3d 808, 817 (8th
Cir. 2012). To prevail on her Eighth Amendment claim, Plaintiff must prove that each Defendant
acted with deliberate indifference to her serious medical needs. Estelle v. Gamble, 429 U.S. 97,
106 (1976).
The deliberate indifference standard includes “both an objective and a subjective
component: ‘The [Plaintiff] must demonstrate (1) that [she] suffered [from] objectively serious
medical needs and (2) that the prison officials actually knew of but deliberately disregarded those
needs.’” Jolly v. Knudsen, 205 F.3d 1094, 1096 (8th Cir. 2000) (quoting Dulany v. Carnahan,
132 F.3d 1234, 1239 (8th Cir. 1997)).
To show that she suffered from an objectively serious medical need Whitson must show
she “has been diagnosed by a physician as requiring treatment” or has an injury “that is so obvious
that even a layperson would easily recognize the necessity for a doctor’s attention.” Schaub v.
VonWald, 638 F.3d 905, 914 (8th Cir. 2011) (citation omitted). In this regard, Whitson maintains
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that loss of one front tooth and the loosening of another constitutes a serious permanent injury that
is obvious to a layperson. (ECF No. 50 at 6).
For the subjective prong of deliberate indifference, “the prisoner must show more than
negligence, more even than gross negligence, and mere disagreement with treatment decisions
does not give rise to the level of a constitutional violation.” Popoalii v. Correctional Med. Servs.,
512 F.3d 488, 499 (8th Cir. 2008) (citation omitted). “Deliberate indifference is akin to criminal
recklessness, which demands more than negligent misconduct.” Id.
Deliberate indifference may be manifested by “prison guards in intentionally denying or
delaying access to medical care or intentionally interfering with the treatment once prescribed.”
Estelle, 429 U.S. at 104–05. However, the “Constitution does not require jailers to handle every
medical complaint as quickly as each inmate might wish.” Jenkins v. County of Hennepin, Minn.,
557 F.3d 628, 633 (8th Cir. 2009).
In this case, none of the named Defendants are on the medical staff. There is no evidence
they ignored an acute or escalating situation. Although not seen that day, Whitson was seen by
the jail nurse the following day and the APRN on March 25, 2020. (ECF No. 50 at 5). “Prison
officials lacking medical expertise are entitled to rely on the opinions of medical staff regarding
inmate diagnosis and the decision of whether to refer the inmate to outside doctors or dentists.”
Holden v. Hirner, 663 F.3d 336, 343 (8th Cir. 2011). No reasonable trier of fact could find that
the named Defendants were deliberately indifferent to Whitson’s serious medical needs. Having
found that the facts do not make out a constitutional violation, Defendants are entitled to qualified
immunity on this claim. See, e.g., Krout v. Goemmer, 583 F.3d 557, 564 (8th Cir. 2009) (unless
the facts make out a violation of a constitutional right the Defendant is entitled to qualified
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immunity).
C. Official Capacity Liability
From her summary judgment response, it is clear that Whitson is no longer pursuing her
official capacity claims. In her response, she indicates she has sued the Defendants in their
individual capacities only. (ECF No. 48 at 1, 2). Further, even if she had not made this clear,
she advances no argument that Baxter County had an unconstitutional, policy, custom, or practice;
but rather, her claim is that Defendants failed to follow BCDC policies regarding the classification
of inmates and the use of administrative segregation. In this regard, Whitson argues the BCDC
classification policy was misapplied when both she and Henschel were given the same
classification despite the fact that Whitson had not been charged with violent crimes and had no
history of attacking other inmates or staff. Whitson additionally argues that Defendants clearly
could have used the administrative segregation policy to separate Henschel from other inmates.
“[T]here is no § 1983 liability for violating prisoner policy.” Gardner v. Howard, 109 F.3d 427,
430 (8th Cir. 1997).
D. Request to Amend Complaint
In her summary judgment response, Whitson asks to be allowed to add the APRN as a
Defendant. (ECF No. 48). The request is untimely. As provided in the Initial Scheduling Order
(ECF No. 26), which was issued on May 26, 2022, all motions to amend pleadings or join other
parties must have been filed by August 24, 2022. Now, more than five months later, and when
the Court has a dispositive motion before it for decision, Whitson seeks belatedly to add a
Defendant. It is far too late at this stage of the litigation to add a new party. Moreover, Whitson
advances no justification for her failure to move to add the APRN as a Defendant before the
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deadline on August 24, 2022.
IV. CONCLUSION
For the reasons discussed above, the undersigned recommends that:
• Defendants’ Motion for Summary Judgment (ECF No. 33) be DENIED on the
failure-to-protect claim.
• Defendants’ Motion for Summary Judgment be GRANTED on the denial of
medical care claims and the official capacity claims. And,
• Plaintiff’s request to amend her Complaint to add the APRN as a Defendant be
DENIED as it was not timely made under the Initial Scheduling Order.
The parties have fourteen (14) days from receipt of the Report and Recommendation
in which to file written objections pursuant to 28 U.S.C. § 636(b)(1). The failure to file
timely objections may result in waiver of the right to appeal questions of fact. The parties
are reminded that objections must be both timely and specific to trigger de novo review by
the district court.
DATED this 13th day of February 2023.
/s/
HON. MARK E. FORD
UNITED STATES MAGISTRATE JUDGE
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