stating that the district court possesses the power to dismiss sua sponte under Rule 41(b)
How later courts described this case
- stating that the district court possesses the power to dismiss sua sponte under Rule 41(b)
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
FORT SMITH DIVISION
JAMES PAUL SYROCK PLAINTIFF
v. Civil No. 2:22-cv-02126-PKH-MEF
SERGEANT BRANDON HICKS, et. al. DEFENDANTS
MAGISTRATE JUDGE’S REPORT AND RECOMMENDATION
This is a civil rights action filed under 42 U.S.C. § 1983. Pursuant to the provisions of 28
U.S.C. § 636(b)(1) and (3), the Honorable P. K. Holmes, III, Senior United States District Judge,
referred this case to the undersigned for the purpose of making a Report and Recommendation.
Currently before the Court is Plaintiff’s failure to obey two Court Orders and failure to
prosecute this case.
I. BACKGROUND
Plaintiff filed his Complaint on July 29, 2022. (ECF No. 1). On August 16, 2022, the
undersigned entered an Order directing Plaintiff to file an Amended Complaint to address
deficiencies in his initial Complaint. (ECF No. 6). Plaintiff was directed to submit his Amended
Complaint by September 6, 2022, and was advised that his case would be subject to dismissal if
he failed to do so. (Id.). This Order was not returned as undeliverable. When Plaintiff failed to
submit his Amended Complaint, the undersigned entered a Report and Recommendation on
September 12, 2022, recommending that Plaintiff’s Complaint be dismissed for failure to obey a
court order and failure to prosecute his case. (ECF No. 7). Plaintiff filed an Objection on
September 21, 2022, stating that he was unaware that the Court did not receive his Amended
Complaint. (ECF No. 8). As a result, Judge Holmes declined to adopt the Report and
Recommendation and gave Plaintiff another opportunity to comply with the Order to file an
Amended Complaint. (ECF No. 9). On September 22, 2022, the undersigned entered an Order
directing Plaintiff to file his Amended Complaint by October 13, 2022. (ECF No. 10).
Plaintiff filed his Amended Complaint on October 11, 2022. (ECF No. 11). On November
2, 2022, the undersigned entered an Order giving Plaintiff another opportunity to correct the
remaining deficiencies in his Amended Complaint. The deadline for Plaintiff to do so was set for
November 23, 2022. (ECF No. 12). When Plaintiff failed to file his second Amended Complaint,
the undersigned entered a Show Cause Order directing Plaintiff to respond by December 21, 2022.
(ECF No. 13). Both the Order directing the second Amended Complaint and the Show Cause
Order advised Plaintiff that failure to respond by the deadline would result in the dismissal of his
case. (ECF Nos. 12, 13). Neither Order was returned as undeliverable.
To date, Plaintiff has failed to file either his second Amended Complaint or his Show Cause
Response, and he has not otherwise communicated with the Court.
II. LEGAL STANDARD
Although pro se pleadings are to be construed liberally, a pro se litigant is not excused
from complying with substantive and procedural law. Burgs v. Sissel, 745 F.2d 526, 528 (8th Cir.
1984). The local rules state in pertinent part:
It is the duty of any party not represented by counsel to promptly notify the Clerk
and the other parties to the proceedings of any change in his or her address, to
monitor the progress of the case, and to prosecute or defend the action diligently. .
. . If any communication from the Court to a pro se plaintiff is not responded to
within thirty (30) days, the case may be dismissed without prejudice. Any party
proceeding pro se shall be expected to be familiar with and follow the Federal Rules
of Civil Procedure.
Local Rule 5.5(c)(2).
Additionally, the Federal Rules of Civil Procedure specifically contemplate dismissal of a
case on the grounds that the plaintiff failed to prosecute or failed to comply with orders of the
court. Fed. R. Civ. P. 41(b); Link v. Wabash R.R. Co., 370 U.S. 626, 630-31 (1962) (stating that
the district court possesses the power to dismiss sua sponte under Rule 41(b)). Pursuant to Rule
41(b), a district court has the power to dismiss an action based on “the plaintiff’s failure to comply
with any court order.” Brown v. Frey, 806 F.2d 801, 803-04 (8th Cir. 1986) (emphasis added).
III. ANALYSIS
Plaintiff has failed to comply with two Court Orders. Plaintiff has failed to prosecute this
matter. Accordingly, pursuant to Federal Rule of Civil Procedure 41(b) and Local Rule 5.5(c)(2),
Plaintiff’s first, and deficient, Amended Complaint should be dismissed without prejudice for
failure to comply with the Court’s Local Rules and Orders and failure to prosecute this case.
IV. CONCLUSION
Accordingly, it is recommended that Plaintiff’s Amended Complaint (ECF No. 11) be
DISMISSED WITHOUT PREJUDICE.
The parties have fourteen (14) days from receipt of the Report and Recommendation
in which to file written objections pursuant to 28 U.S.C. § 636(b)(1). The failure to file timely
objections may result in waiver of the right to appeal questions of fact. The parties are
reminded that objections must be both timely and specific to trigger de novo review by the
district court.
DATED this 16th day of February 2023.
/s/
HON. MARK E. FORD
UNITED STATES MAGISTRATE JUDGE