Opinion

Morgan v. Wilson

Court
District Court, W.D. Arkansas
Filed
Aug 5, 2022
Cited by
0 cases
Authority
More cited than 31.2%

a general responsibility for supervising operations is insufficient to establish personal involvement

How later courts described this case

  • a general responsibility for supervising operations is insufficient to establish personal involvement
  • statement of claim requires more than “labels and conclusions or a formulaic recitation of the elements of a cause or action”
  • warden must play a personal role in the constitutional deprivation
  • Prosecutor acting as an advocate for the state in a criminal prosecution is entitled to absolute immunity while a prosecutor acting in an investigatory or administrative capacity is only entitled to qualified immunity

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

WESTERN DISTRICT OF ARKANSAS

FAYETTEVILLE DIVISION

KRISTOPHER MORGAN PLAINTIFF

v. Civil No. 5:22-cv-05130

YOSITA PIHARA, Parole Officer, Phoenix House;

CLINT DOE, Director, Phoenix House; NICK DOE,

Director, Returning Home; DETECTIVE WILSON,

Springdale Police Department; DETECTIVE WRIGHT,

Springdale Police Department; MATTHEW DURRETT,

Prosecuting Attorney; DISTRICT COURT JUDGE MARK

LINDSAY; DISTRICT COURT JUDGE CASEY JONES;

JOHN OR JANE DOE (referred to as DD), Phoenix House;

PHOENIX HOUSE RENTALS; STATE OF ARKANSAS; and

KARAS HEALTH, Provider for Washington County Detention

Center

DEFENDANTS

REPORT AND RECOMMENDATION OF THE MAGISTRATE JUDGE

This is a civil rights action brought by Plaintiff, Kristopher Morgan (“Morgan”) pursuant

to the provisions of 42 U.S.C. § 1983. Morgan proceeds pro se and in forma pauperis. Morgan

is currently incarcerated at the Washington County Detention Center (“WCDC”). A portion of

the events that are the subject of this action occurred while Morgan was residing at Phoenix House,

a residential recovery center for men, located in Springdale, Arkansas. The remaining events

concern his incarceration at the WCDC. Morgan has sued the Defendants in both their individual

and official capacities.

Pursuant to the provisions of 28 U.S.C. §§ 636(b)(1) and (3), the Honorable P.K. Holmes,

III, Senior United States District Judge, referred this case to the undersigned for the purpose of

making a Report and Recommendation. The case is before the Court for preservice screening of

1

the Complaint (ECF No. 1) under 28 U.S.C. § 1915A(b). Pursuant to § 1915A(b), the Court has

the obligation to screen any complaint in which a prisoner seeks redress from a governmental

entity or officer or employee of a governmental entity.

I. BACKGROUND

On April 27, 2022, Morgan says his property was unlawfully searched by Yosita Pihara, a

parole officer, Detective Wilson, and Detective Wright. (ECF No. 1 at 7). At the time, Morgan

was living at Phoenix House. Id. During the search, Morgan asserts that all his confidential

correspondence was rifled through and read. Id. He further maintains that his banking

information regarding five debit cards was seized.

When Morgan was arrested, he says he was deprived of all his property. (ECF No. 1 at

7). Morgan feels he was unfairly discriminated against and ill-treated as a result of his prior sex

offender charges. Id. In fact, he alleges he was bullied, tortured, taunted, threatened, and

otherwise disrespected. Id. at 8. Morgan says the arrest was tantamount to human trafficking

and a kidnapping. Id. As a result of the arrest, Morgan contends he lost his job and his progress

towards becoming a productive citizen is in ruins. Id. at 1. Morgan asserts that Clint Doe, the

director of Phoenix House, was involved in these unconscionable activities. Id. at 8.

During the week of May 1, 2022, while he was incarcerated at the WCDC, Morgan

indicates Detectives Wilson and Wright charged him with an unspecified crime as a result of

evidence found during the search. (ECF No. 1 at 9). Further, Morgan says Karas Health refused

to provide him with medication. Id.

Morgan contends he was illegally charged by Matt Durrett, the prosecuting attorney, under

the wrong statutes. (ECF No. 1 at 11). Morgan says Prosecutor Durrett and Judge Casey Jones

2

ignored his claims of double jeopardy and of rule violations that occurred during open court. Id.

at 9. Morgan alleges he was discriminated against in open court because of his prior sex offender

charges. Id. at 11. As a result of not being scheduled to appear before Judge Lindsay until

October, Morgan maintains he is being subjected to six months of involuntary servitude. Id.

As relief, Morgan asks for an award of compensatory in the amount of 60 million dollars

and punitive damages in the amount of 100 million dollars. (ECF No. 1 at 12). He also asks for

an award of a house and land and transportation of his choice. Id.

II. LEGAL STANDARD

Under § 1915A, the Court is obligated to screen the case prior to service of process being

issued. The Court must dismiss a complaint, or any portion of it, if it contains claims that: (1) are

frivolous, malicious, or fail to state a claim upon which relief may be granted, or (2) seeks

monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915A(b).

A claim is frivolous if “it lacks an arguable basis either in law or fact.” Neitzke v.

Williams, 490 U.S. 319, 325 (1989). An action is malicious when the allegations are known to be

false, or it is undertaken for the purpose of harassing or disparaging the named defendants rather

than to vindicate a cognizable right. In re Tyler, 839 F.2d 1290, 1293-94 (8th Cir. 1988); Spencer

v. Rhodes, 656 F. Supp. 458, 464 (E.D.N.C. 1987). A claim fails to state a claim upon which

relief may be granted if it does not allege “enough facts to state a claim to relief that is plausible

on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007).

“In evaluating whether a pro se plaintiff has asserted sufficient facts to state a claim, we

hold ‘a pro se complaint, however inartfully pleaded ... to less stringent standards than formal

pleadings drafted by lawyers.’” Jackson v. Nixon, 747 F.3d 537, 541 (8th Cir. 2014) (quoting

3

Erickson v. Pardus, 551 U.S. 89, 94 (2007)). This means “that if the essence of an allegation is

discernable, even though it is not pleaded with legal nicety, then the district court should construe

the complaint in a way that permits the layperson’s claim to be considered within the proper legal

framework.” Jackson, 747 F.3d at 544 (cleaned up). However, the complaint must still allege

specific facts sufficient to support a claim. Martin v. Sargent, 780 F.2d 1334, 1337 (8th Cir.

1985).

III. DISCUSSION

A. Judicial Immunity

“Few doctrines were more solidly established at common law than the immunity of judges

for liability for damages for acts committed within their judicial jurisdiction.” Pierson v. Ray,

386 U.S. 547, 553-54 (1967). The Supreme Court “has pronounced and followed this doctrine of

the common law for more than a century.” Cleavinger v. Saxner, 474 U.S. 193, 199

(1985)(citation omitted). Judicial immunity is only overcome in two narrow situations: (1) if the

challenged act is non-judicial; and (2) if the action, although judicial in nature, was taken in the

complete absence of all jurisdiction. Mireles v. Waco, 502 U.S. 9, 11 (1991) Id. Moreover,

“[a] judge will not be deprived of immunity because the action he took was in error, was done

maliciously, or was in excess of his authority; rather, he will be subject to liability only when he

has acted in the clear absence of all jurisdiction.” Stump v. Sparkman, 435 U.S. 349, 356-57

(1978)(citations omitted). Morgan’s factual allegations against the Judge Jones and Judge

Lindsay concern actions taken in their judicial capacity. Thus, Judge Jones and Judge Lindsay

are immune from suit on the individual capacity claims.

4

B. Prosecutorial Immunity

The United States Supreme Court in Imbler v. Pachtman, 424 U.S. 409, 431 (1976),

established the absolute immunity of a prosecutor from a civil suit for damages under 42 U.S.C. §

1983 “in initiating a prosecution and in presenting the State’s case.” Id. at 427. This immunity

extends to all acts that are “intimately associated with the judicial phase of the criminal

process.” Id. at 430; see also Buckley v. Fitzsimmons, 509 U.S. 259 (1993) (Prosecutor acting as

an advocate for the state in a criminal prosecution is entitled to absolute immunity while a

prosecutor acting in an investigatory or administrative capacity is only entitled to qualified

immunity).

Immunity is not defeated by “[a]llegations of unethical conduct and improper motive in the

performance of prosecutorial functions.” Sample v. City of Woodbury, 836 F.3d 913, 916 (8th

Cir. 2016). “[A] prosecutor is immune from suit even if he knowingly presented false,

misleading, or perjured testimony . . . or withheld or suppressed exculpatory evidence.”

Woodworth v. Hulshof, 891 F.3d 1083, 1089 (8th Cir. 2018)(cleaned up).

Morgan has failed to allege Prosecutor Durrett engaged in any conduct other than

prosecutorial functions. “Whatever [Prosecutor Durrett’s] motives may have been . . . [his]

conduct in filing [and pursuing] the charges is protected by absolute immunity.” Sample, 836

F.3d at 916. Accordingly, Prosecutor Durrett is entitled to absolute immunity on the individual

capacity claims against him. See also Brodnicki v. City of Omaha, 75 F.3d 1261 (8th Cir. 1996)

(County prosecutors were entitled to absolute immunity from suit).

C. Eleventh Amendment Immunity

Morgan’s official capacity claims against Judge Jones, Judge Lindsay, Prosecutor Durrett,

5

Parole Officer Yosita, and the State of Arkansas are subject to dismissal. In Arkansas,

prosecuting attorneys are officers of the state. Ark. Const. amend. 80, §20. Judges are also state

officials. Ark. Const. amend. 80, § 17. Likewise, Parole Officer Pihara is employed by the

Arkansas Division of Community Correction (formerly Arkansas Community Correction). The

Arkansas Division of Community Correction is a state agency.

The Eleventh Amendment provides that “[t]he Judicial power of the United States shall not

be construed to extend to any suit in law or equity, commenced or prosecuted against any one of

the United States.” U.S. Const. amend XI. “The Eleventh Amendment confirms the sovereign

status of the States by shielding them from suits by individuals absent their consent.” Frew ex re.

Frew v. Hawkins, 540 U.S. 431, 437 (2004). “[A] suit against a state official in his or her official

capacity is not a suit against the official but rather is a suit against the official’s office. As such,

it is no different from a suit against the state itself.” Will v. Michigan Dep’t. of State Police, 491

U.S. 58, 71 (1989)(citation omitted). “Eleventh Amendment jurisprudence is well-settled: ‘a

suit by private parties seeking to impose a liability which must be paid from public funds in the

state treasury is barred by the Eleventh Amendment.’” Burk v. Beene, 948 F.2d 489, 492 (8th Cir.

1991)(quoting Edelman v. Jordan, 415 U.S. 651, 663 (1974)).

This bar exists whether the relief sought is legal or equitable. Papasan v. Allain, 478 U.S.

265, 276 (1986). Furthermore, “neither a State nor its officials acting in their official capacity

are ‘persons’ under § 1983.” Will, 491 U.S. at 71.

Exceptions to the reach of the Eleventh Amendment exist only when the state has

unequivocally waived its immunity or Congress has abrogated the immunity. Hutto v. Finney,

437 U.S. 678, 693 (1978). The State of Arkansas has not waived its sovereign immunity. See

e.g., Hadley v. North Ark. Cmty. Tech. Coll., 76 F.3d 1437, 1438 (8th Cir. 1996). Nor did

6

Congress abrogate sovereign immunity when enacting § 1983. Quern v. Jordan, 440 U.S. 332,

345 (1979). The official capacity claims against Judge Jones, Judge Lindsay, Prosecutor Durrett,

Parole Officer Pihara, and the State of Arkansas are therefore barred by the Eleventh Amendment.

D. Personal Involvement with respect to Doe Defendants

“Liability under § 1983 requires a causal link to, and direct responsibility for, the alleged

deprivation of rights.” Madewell v. Roberts, 909 F.2d 1203, 1208 (8th Cir. 1990). Plaintiff must

allege some direct involvement or personal responsibility on the part of each named Defendant for

the specific constitutional violations at issue. Id. “A federal complaint must contain the who,

what, when and where of what happened and each defendant must be linked to a particular action.”

Drummer v. Corizon Corr. Health Care, No. 4:16-cv-1170, 2016 WL 3971399, at *1 (E.D. Mo.

July 25, 2016)(cleaned up). Further, supervisors may be held liable for the actions of subordinates

only if they personally participated in the unconstitutional conduct or when there is a causal

connection between his actions and the constitutional violation at issue. Keeper v. King, 130 F.3d

1309, 1314 (8th Cir. 1997)(a general responsibility for supervising operations is insufficient to

establish personal involvement); Glick v. Sargent, 696 F.2d 43, 415 (8th Cir. 1983)(warden must

play a personal role in the constitutional deprivation).

Morgan has failed to plead specific facts establishing an actual link between these named

Defendants and the alleged constitutional violations. See Neubauer v. FedEx Corp., 849 F.3d

400, 404 (8th Cir. 2017)(statement of claim requires more than “labels and conclusions or a

formulaic recitation of the elements of a cause or action”). Morgan has alleged no cognizable

claims against Clint Doe, Nick Doe, or John or Jane Doe.

7

E. Official Capacity Liability with respect to Named Entity Defendants

Morgan has named as Defendants Phoenix House Rentals and Karas Health. A private

corporation may only be held liable for its own policies, customs, or official action that inflicted

an actionable injury; it may not be held liable on a respondeat superior theory for actions of its

employees. Johnson v. Hamilton, 452 F.3d 967, 973 (8th Cir. 2006); Monell v. Dep’t. of Soc.

Servs., 436 U.S. 658, 694 (1978)(governmental entity liability).

Morgan has made no factual allegations against Phoenix House Rentals. With respect to

Karas Health, Morgan has alleged its staff is not properly certified and it has “refused [him]

prescription medication.” He makes no allegations about any policies, customs, or deliberate

action of Karas Health that caused his denial of medication. He has not named the staff

member(s) who refused him medication. No plausible official liability claims have been made

against Phoenix House Rentals or Karas Health.

IV. CONCLUSION

For these reasons, it is recommended that the following claims be DISMISSED

WITHOUT PREJUDICE:

• All claims against Clint Doe, Nick Doe, Prosecuting Attorney Matt Durrett, District Judge

Casey Jones, District Judge Mark Lindsay, John or Jane Doe, Phoenix House Rentals, the

State of Arkansas, and Karas Health; and

• The official capacity claims against Parole Officer Yosita Pihara.

These claims are subject to dismiss as they are frivolous, fail to state claims upon which relief

may be granted, or are against individuals immune from suit. 28 U.S.C. § 1915A(b).

By separate order the Complaint will be served on Parole Officer Pihara, Detective

8

Wilson, and Detective Wright.

The parties have fourteen (14) days from receipt of the Report and Recommendation

in which to file written objections pursuant to 28 U.S.C. § 636(b)(1). The failure to file

timely objections may result in waiver of the right to appeal questions of fact. The parties

are reminded that objections must be both timely and specific to trigger de novo review by

the district court.

DATED this 5th day of August 2022.

s/ Christy Comstock

CHRISTY COMSTOCK

UNITED STATES MAGISTRATE JUDGE

9

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.