“there is no federal constitutional liberty interest in having ... prison officials follow prison regulations”
How later courts described this case
- “there is no federal constitutional liberty interest in having ... prison officials follow prison regulations”
- prisoner’s disagreement about treatment of pain in his lower back and arm did not constitute an Eighth Amendment violation
- The continuing violation “applies not to discrete unlawful acts, even where those discrete acts are part of a serial violation, but to claims that by their nature accrue only after the plaintiff has been subjected to some threshold amount of mistreatment.”
- prisoner’s disagreement about treatment for mental deficiency, surgery for hernia, hearing deficiency, and nutritional deficiency found insufficient
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
HOT SPRINGS DIVISION
STEVEN C. HAYES PLAINTIFF
v. Civil No. 6:20-CV-06058-SOH-MEF
DR. THOMAS DANIEL, DEFENDANTS
DR. NANETTE VOWELL,
PHYSICIAN ASSISTANT SHARONDA S.
LONG,
DR. LARRY DAVIS, D.D.S,
DR. MADISON TALLIAFERRO, D.D.S.,
NURSE JASON M. KELLY,
DR. JEFFREY STIEVE,
OMBUDSMAN CHARLOTTE GARDNER,
STAN WOFFORD, SR. (Vice President of
Correct Care Solutions),
JORGE DOMINICIS (Executive of
CCS/WellPath),
GERARD “JERRY” BOYLE (Founder of
CCS),
NURSE PARSONS (WellPath),
MAIL ROOM SUPERVISOR SUE ALFORD
(Arkansas Division of Correction), and
CRYSTAL McCOY
MAGISTRATE JUDGE’S REPORT AND RECOMMENDATION
This is a civil rights action filed under 42 U.S.C. § 1983. Pursuant to the provisions of 28
U.S.C. § 636(b)(1) and (3), the Honorable Susan O. Hickey, Chief United States District Judge,
referred this case to the undersigned for the purpose of making a Report and Recommendation.
Currently before the Court are Motions for Summary Judgment by Defendant Alford (ECF
No. 93) and the Medical Defendants (all remaining Defendants) (ECF No. 108).
I. BACKGROUND
Plaintiff filed his Complaint on June 9, 2020. (ECF No. 1). On June 10, 2020, the Court
entered an Order directing Plaintiff to file an Amended Complaint by July 1, 2020. (ECF No. 7).
When Plaintiff failed to submit an Amended Complaint, the Court entered a Show Cause Order.
(ECF No. 8). Plaintiff submitted his Amended Complaint on July 14, 2020, with no explanation
for his failure to meet the initial deadline. (ECF No. 9). Plaintiff additionally filed a Motion for
Preliminary Injunction the same day. (ECF No. 10).
Plaintiff alleges that his federal constitutional rights have been violated by the Arkansas
Division of Correction (“ADC”) and their contracted healthcare provider Correct Care Solutions
(now WellPath, L.L.C.) based on the denial of adequate medical care starting in 2014. He alleged
fourteen separate claims.1
On August 3, 2020, Plaintiff filed a Motion to Amend which asked to add the first name of
Madison to Defendant Dr. Taliaferro’s name. (ECF No. 15). This motion was granted on August
5, 2020. (ECF No. 16). Plaintiff filed another Motion to Amend on August 6, 2020. (ECF No.
17). With this motion, Plaintiff sought to add five additional Defendants and correct an address
for a Defendant previously listed. (Id.). This Motion was denied on August 10, 2020, because
Plaintiff failed to comply with the Local Rules of Civil Procedure and failed to provide any factual
allegations to support the addition of these Defendants. Plaintiff was also advised that it was not
necessary to Amend his Complaint to correct an address, which, in this instance, was not in need
of correction. (ECF No. 18).
Pursuant to the preservice screening required under the Prison Litigation Reform Act
(“PLRA”), the undersigned entered a Report and Recommendation on August 21, 2020. (ECF
No. 20). It was recommended that any of Plaintiff’s claims which were dated prior to June 9,
2017, be dismissed without prejudice because they were barred by the statute of limitations, but it
1 These claims were described in detail in the PLRA preservice screening Report and Recommendation. (ECF No.
20). Because Plaintiff subsequently dropped a number of these claims in his Summary Judgment Response, only
those remaining for the summary judgment motion will be listed later in this Report and Recommendation.
also noted that this did not eliminate any of his claims in their entirety. (Id. at 8-9). It was
recommended that Plaintiff’s official capacity claims against ADC employees Griffin, Gardner,
Alford, and McCoy be dismissed without prejudice because these Defendants were state
employees, and the claims were barred by sovereign immunity. (Id. at 9). It was recommended
that Staff Psychiatrists Lee and Richard be terminated from the case as Defendants because
Plaintiff had failed to allege any claims against them, instead only listing them as Defendants in
the caption of the case. (Id. at 9-10). Finally, it was recommended that Plaintiff’s claims against
Defendants Griffin and McCoy regarding their handling of grievances be dismissed without
prejudice, and that Defendant Griffin be terminated as a Defendant in the case. (Id. at 10-11).
Plaintiff filed his Objection to the Report and Recommendation on August 31, 2020. (ECF
No. 21). On September 2, 2020, the Honorable Susan O. Hickey, Chief United States District
Judge, adopted all recommendations except that regarding the statute of limitations. (ECF No.
22). Chief Judge Hickey noted Plaintiff’s objection to the dismissal of his claims regarding Dr.
Molden for the alleged failure to provide adequate treatment and medication for Plaintiff’s
psychiatric issues from December 2014 to the present. It was further noted that Plaintiff argued
that Dr. Molden’s care constituted a continuing violation, so the statute of limitations should not
commence against Plaintiff’s Molden claims until the last incident of inadequate psychiatric care
from Molden concerning his insomnia, anxiety, and mental illnesses. (Id. at 3). Because the
Eighth Circuit has not addressed the application of the continuing violation doctrine in this context,
and because the case was at the initial stage without the development of a factual record, Chief
Judge Hickey declined to adopt the portion of the Report and Recommendation “to the extent it
recommends dismissal of any portion of Plaintiff’s claims that occurred before June 9, 2017.” (Id.
at 5). However, she “expressed no opinion at this time as to the validity or applicability of the
continuing violation doctrine to this case.” (Id. at 5, n. 3).
On October 13, 2020, Defendant Alford filed a Motion to Dismiss. (ECF No. 26). The
next day, the Court entered an Order directing Plaintiff to submit his Response, and he did so on
October 23, 2020, and by amendment on October 26, 2020. (ECF Nos. 31, 32). The Initial
Scheduling Order for the case was entered on November 10, 2020. (ECF No. 38).
On December 15, 2020, Plaintiff filed a Motion to File a Second Amended Complaint,
attaching a 229-page Proposed Amended Complaint, which was not submitted on the approved
Complaint form for this District. (ECF No. 42). On December 17, 2020, Plaintiff filed a Motion
to Withdraw his Motion for Preliminary Injunction. (ECF Nos. 43, 50). Plaintiff’s Motion to
Amend was granted on December 21, 2020.2 (ECF No. 45). In the Order he was directed to
submit his Second Amended Complaint using the Court approved form for the District and to limit
his submission to an additional five pages of paper if needed. (Id.). He was also cautioned that he
could not add back claims or Defendants which had been terminated earlier in the case pursuant
to PLRA preservice screening. (Id.). On January 4, 2021, Plaintiff filed a Motion to Withdraw
his Motion to File a Second Amended Complaint. (ECF No. 49). On January 14, 2021, the Court
entered an Order granting Plaintiff’s Motion to Withdraw his preliminary injunction filing. (ECF
No. 50). On January 21, 2021, the Court entered an Order granting Plaintiff’s Motion to Withdraw
his Motion to File a Second Amended Complaint. (ECF No. 52). In the Order, Plaintiff was
cautioned against any further attempts to circumvent the PLRA preservice screening Order entered
on September 2, 2020. (Id. at 2).
2 It appears that Defendant Alford’s Motion to Dismiss (ECF No. 26) was terminated by the subsequent Order granting
the Motion to Amend and was not reactivated.
On March 17, 2021, Plaintiff filed a Motion to Supplement his Amended Complaint. (ECF
No. 66). With this motion, Plaintiff sought to add claims and Defendants to his case for alleged
constitutional violations which occurred since he had filed this case. (Id. at 1). He also sought to
add 59 pages of grievances which he stated were either exhausted, or filed and exhausted, since he
had filed this case. (Id. at 3-4). This Motion was denied on April 12, 2021, because it was untimely
(filed more than a month past the scheduling order deadline to do so), and because Plaintiff failed
to provide any argument to support good cause for his delay in attempting to add these claims and
parties. (ECF No. 71 at 1-2). Plaintiff was advised that, to the extent he wished to use the 59
pages of grievances to support the existing claims in his case, he could submit them with his
response to any summary judgment motion that may be filed by the Defendants. (Id. at 2).
Plaintiff filed a Motion to Reconsider on May 3, 2021. (ECF No. 74). The undersigned
entered a Report and Recommendation regarding this motion on June 21, 2021. (ECF No. 82). It
was recommended that Plaintiff’s Motion to Reconsider be denied because “Plaintiff does not set
forth any manifest errors of law or fact, present any newly discovered evidence, or demonstrate
exceptional circumstances as required by Rules 59(e) and 60(b). Instead, he repeats the arguments
presented in his initial Motion to Supplement ....” (Id. at 2). Plaintiff filed his Objection on July
2, 2021. (ECF No. 84). Chief Judge Hickey adopted the Report and Recommendation and denied
Plaintiff’s Motion to Supplement on August 2, 2021. (ECF No. 86).
While the Report and Recommendation (ECF No. 82) was pending, Plaintiff filed another
Motion to Supplement his Complaint on July 12, 2021. (ECF No. 85). This Motion was denied
as untimely and “for the same reasons enumerated in Chief Judge Hickey’s Order of August 2,
2021,” on August 5, 2021. (ECF No. 87).
On August 16, 2021, Plaintiff filed a Motion for Reconsideration of Chief Judge Hickey’s
Order (ECF No. 90) denying his Motion to Supplement (ECF No. 86) and the undersigned’s Order
of August 12, 2021 (ECF No. 87), denying his subsequent Motion to Supplement. In this Motion,
Plaintiff raised a new argument that, pursuant to Local Rule of Civil Procedure 16.2, he was not
required to follow the Scheduling Order in the case because he is a pro se prisoner. On August
25, 2021, the undersigned entered a Report and Recommendation concerning this Motion. (ECF
No. 91). It was recommended that the motion be denied, and that Plaintiff be advised the Court’s
authority to manage cases includes the ability to fashion an appropriate sanction for conduct which
abuses the judicial process, up to and including the outright dismissal of a case. (Id. at 5). Plaintiff
did not file an Objection, and Chief Judge Hickey adopted the Report and Recommendation on
September 21, 2021. (ECF No. 92).
Claim Against Defendant Sue Alford
Plaintiff’s sole claim against Defendant Alford is Claim Thirteen, in which he alleges he
received requested medical records from the Arkansas State Hospital on March 20, 2019. Plaintiff
alleges Mail Room Supervisor Alford intercepted his medical records from the Arkansas State
Hospital, which were marked as “Certified - Privileged Mail.” Plaintiff alleges that at the time of
filing this action, he has still not been notified by Alford that he had received certified mail and
has not received the medical records. Plaintiff had requested these records to show he had been
previously diagnosed with existing illness, and to request appropriate treatment. Plaintiff believes
they were intercepted to prevent him from grieving the denial of physical and mental health care.
(ECF No. 9 at 15-16). Plaintiff states he knows he received the mail because he received the
certified mail receipt from the medical records analyst at the state hospital, signed by Alford. (Id.
at 16). Plaintiff proceeds against Defendant Alford in her personal capacity. (Id. at 16).
Defendant Alford filed a Motion for Summary Judgment on October 5, 2021. (ECF No.
93). On October 6, 2021, the Court entered an Order directing Plaintiff to file his Response. (ECF
No. 96). In the Order, Plaintiff was advised that he must file a separate Statement of Facts which
lists:
(a) any disagreement with the specifically numbered factual assertions contained in
the Statement of Undisputed Facts filed by the Defendant; and (b) any other
disputed facts that must be resolved at a hearing or trial.
If Plaintiff disputes any of the facts set forth by the Defendant in the Statement of
Undisputed Facts, each numbered paragraph must be identified that contains the
fact in dispute and, for each paragraph identified, explain why there is a dispute.
(Id.) (emphasis in original). The Order also advised Plaintiff that failure to timely and properly
comply with the Order would result in all of Defendant’s facts being deemed admitted, or with the
dismissal of his case pursuant to Local Rule 5.5(c)(2). (Id.).
Plaintiff filed a Motion for Extension of Time to file his Response on October 18, 2021.
(ECF No. 99). This was granted on October 19, 2021. (ECF No. 101). Plaintiff filed his Response
on October 25, 2021. (ECF No. 102). Defendant Alford filed a Reply on October 25, 2021. (ECF
No. 103). The Reply noted that Plaintiff failed to file a separate Statement of Facts. (ECF No.
103 at 1-2). Plaintiff filed a Motion to Submit a Sur-Reply on November 3, 20121. (ECF No.
104). This was denied on November 4, 2021. (ECF No. 105).
Claims Against the Medical Defendants
After two extensions, the Medical Defendants filed their Motion for Summary Judgment
on November 19, 2021. (ECF No. 108). On November 29, 2021, the Court entered an Order
directing Plaintiff to submit his Response. (ECF No. 111). This Order repeated the instructions
to submit a separate Statement of Facts. (Id.). On December 2, 2021, Plaintiff filed a Motion for
Extension of Time to File, which was granted on December 3, 2021. (ECF Nos. 112, 113).
Plaintiff filed a second Motion for Extension on January 10, 2022, which was granted on January
13, 2022. (ECF Nos. 114, 115). Plaintiff filed his Response on February 14, 2022. (ECF No.
116).
The Medical Defendants filed their Reply on February 22, 2022, also noting that Plaintiff
failed to file a separate Statement of Facts in his Response. (ECF No. 117 at 2). The Medical
Defendants also note that Plaintiff concedes that he is only pursuing five of his original claims
against the Medical Defendants. They indicate these are:
1) Claim Number 1 regarding psychiatric medication and Dr. Raymond Molden
(DE # 116 at 2-6); 2) Claim Number 2 regarding pull-ups against Dr. Thomas
Daniel (DE # 116 at 6-13); 3) Claim Number 3 regarding urinary incontinence, self-
harm, change pads and pull-ups against Dr. Thomas Daniel, Dr. Nannette Vowell,
Jason Kelley, Sharonda Long, Dr. Jeffrey Stieve, and Crystal McCoy; 4) Claim
Number 5 regarding dental issues against Dr. Larry Davis and Dr. Madison
Taliaferro; and 5) Claim Number 11 regarding foot and toe pain and swelling
against Tonya Parson.
(Id. at 7). The Medical Defendants also note that Plaintiff concedes that Claim Number Fourteen
only concerns Rory Griffin, who is no longer a Defendant in this case. (Id.). Careful review of
Plaintiff’s Response indicates this summary is correct.
Thus, Plaintiff’s remaining claims against the Medical Defendants are as follows:
Claim One: Plaintiff alleges that Dr. Raymond K. Molden ignored his current medication
administration record (“MAR”) from the Saline County Jail in Benton, Arkansas. Plaintiff alleges
Dr. Molden abruptly stopped his psychiatric medications on December 19, 2014, resulting in a
severe psychotic episode and at least two attempted suicides. Plaintiff alleges that Dr. Molden
knew or should have known that his medications were taper-stop only, and the abrupt cessation of
a taper-stop medication is cruel and unusual punishment. Plaintiff alleges that Dr. Molden’s denial
of psychiatric medication is ongoing as of June 15, 2020. (ECF No. 9 at 4). Plaintiff further
alleges that by custom, Wellpath does not treat insomnia and other serious mental health needs,
even though sleep is a basic need. (Id. at 5). Plaintiff proceeds against Dr. Molden in both his
official and personal capacity. (ECF No. 9 at 4).
Claim Two: Plaintiff alleges that from August 23, 2017, to December 11, 2017, Dr. Daniel
refused to treat Plaintiff’s urinary incontinence with pull-ups or adult diapers. Plaintiff suffered
rashes due to sleeping in puddles of urine, and suffered from humiliation, depression, and suicidal
ideation. (Id. at 5). Plaintiff proceeds against Dr. Daniel in his personal capacity. (Id.).
Claim Three: Plaintiff alleges that from August 23, 2017, to the present, Dr. Daniel, Dr.
Vowell, Nurse Kelley, Physician Assistant (“PA”) Long, Dr. Stieve, and Crystal McCoy denied
him urinary incontinence supplies, including pull-ups, change pads, extra sheets, and other
bedding. (Id. at 6). Plaintiff alleges that other inmates with urinary incontinence received these
supplies; he is not aware of any other inmate with urinary incontinence who has been denied
supplies. Plaintiff further alleges that he was frequently woken up by other inmates who demanded
that he clean up and change his bed when urine ran off his mat onto the floor. This resulted in
chronic sleep-deprivation. Plaintiff believes the denial of incontinence supplies was a form of
retaliation because he filed grievances concerning his medical care. (Id. at 11). Plaintiff proceeds
against these Defendants in their personal capacity. (Id. at 6).
Claim Five: Plaintiff alleges Dr. Davis and Dr. Talliaferro have provided him with
inadequate and untimely dental care starting in November 2016. (Id. at 11). Plaintiff alleges the
delays in dental care have resulted in the loss of teeth that could have been saved if he had been
seen in a timely manner. The delays have also caused severe pain and suffering. Further, when
more than one repair is needed, one repair is made, then the other repair is moved to the bottom of
the repair list. Plaintiff alleges he has been required to have teeth extracted before others would
be filled and has waited for nearly one and a half years to have two teeth filled. He was told last
week that one tooth must now be extracted due to the delay. Plaintiff further alleges that Dr.
Talliaferro is physically incapable of performing his job because his hands shake. Teeth filled by
Dr. Talliaferro have needed to be extracted, and he left pieces of tooth in Plaintiff’s jaw after an
extraction. Plaintiff then needed to undergo dental surgery where his jawbone was shaved, and
the leftover parts of teeth removed. Plaintiff states he just needs the pain to stop; it currently hurts
to chew soft noodles. (Id. at 12). Plaintiff alleges that Wellpath has a custom of delaying dental
care so that inmates will choose extractions, which are provided in a timelier manner than other
dental work, and of moving additional repairs to the bottom of the repair list. (Id.) Plaintiff
proceeds against these Defendants in both their official and personal capacities. (Id.).
Claim Eleven: Plaintiff alleges Nurse Parsons denied him medical care for foot pain on
June 13, 2019. (Id. at 14). He alleges she refused to acknowledge that his toe was swollen, refused
to provide any care, and delayed his appointment with a podiatrist. He was seen by a podiatrist on
August 20, 2019, at which time the specialist diagnosed him with torn ligaments “within 1 minute”
of seeing him, and prescribed surgery. Plaintiff underwent surgery on October 31, 2019. (Id. at
14-15). He alleges Nurse Parsons regularly ignores his medical complaints. Plaintiff proceeds
against this Defendant in her personal capacity. (Id. at 14).
On March 8, 2022, mail sent to Plaintiff was returned marked “Inmate Refused.” (ECF
No. 118). The Court entered a Show Cause Order on March 8, 2022, directing Plaintiff to Respond
by March 22, 2022. (ECF No. 119). This Order was not returned as undeliverable. Plaintiff filed
a Response on May 2, 2022, stating that he had never refused mail, and believed that an ADC
officer had mistaken him for another inmate with the same last name who often refused mail. (ECF
No. 120).
II. LEGAL STANDARD
Summary judgment is appropriate if, after viewing the facts and all reasonable inferences
in the light most favorable to the non-moving party, Matsushita Elec. Indus. Co. v. Zenith Radio
Corp., 475 U.S. 574, 587 (1986), the record “shows that there is no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a).
“Once a party moving for summary judgment has made a sufficient showing, the burden rests with
the non-moving party to set forth specific facts, by affidavit or other evidence, showing that a
genuine issue of material fact exists.” National Bank of Commerce v. Dow Chemical Co., 165
F.3d 602, 607 (8th Cir. 1999).
The non-moving party “must do more than simply show that there is some metaphysical
doubt as to the material facts.” Matsushita, 475 U.S. at 586. “They must show there is sufficient
evidence to support a jury verdict in their favor.” National Bank, 165 F.3d at 607 (citing Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986)). “A case founded on speculation or suspicion is
insufficient to survive a motion for summary judgment.” Id. (citing Metge v. Baehler, 762 F.2d
621, 625 (8th Cir. 1985)). “When opposing parties tell two different stories, one of which is
blatantly contradicted by the record, so that no reasonable jury could believe it, a court should not
adopt that version of the facts for purposes of ruling on a motion for summary judgment.” Scott
v. Harris, 550 U.S. 372, 380 (2007).
III. ANALYSIS
A. Plaintiff’s Failure to Comply with Local Rules
Local Rule 56.1(a) requires any party moving for summary judgment to submit a separate
statement of undisputed material facts. Local Rule 56.1(b) requires the non-moving party
opposing the summary judgment motion to file a separate statement of disputed facts. Pro se
inmates are advised of this requirement in the Order directing them to file a summary judgment
response. Pro se inmates are also advised of this requirement in the District’s Prisoner Litigation
Guide, which contains an example to help them understand the concept of using the same
paragraph numbering as that used by the moving party in their own statement of disputed facts.
As both Defendant Alford and the Medical Defendants have correctly argued, Plaintiff
failed to provide his separate Statement of Disputed Facts in his Responses to both summary
judgment motions. Given Plaintiff’s prior motion concerning Local Rule 16.2, he has clearly read
the Local Rules. Thus, the Court can only infer that Plaintiff chose to ignore both the Local Rules
and two Court Orders when he failed to file his Statement of Disputed Facts in both of his
Responses.
Due to Plaintiff’s failure, both Statements of Facts submitted by the Defendants are deemed
admitted pursuant to Local Rule 56.1(c). In determining whether there are genuine disputes of
material fact, however, the Court has also considered the allegations set forth in Plaintiff’s verified
Amended Complaint. A verified complaint is the equivalent of an affidavit for summary judgment
purposes. See, e.g., Roberson v. Hayti Police Dep’t., 241 F.3d 992, 994-95 (8th Cir. 2001). “[A]
complaint signed and dated as true under penalty of perjury satisfies the requirements of a verified
complaint ....” Id. As the Court in Roberson pointed out, “[a]lthough a party may not generally
rest on his pleadings to create a fact issue sufficient to survive summary judgment, the facts alleged
in a verified complaint need not be repeated in a responsive affidavit to survive the summary
judgment motion. Id. The Court will, therefore, “piece[] together [Plaintiff’s] version of the facts
from the verified complaint ....” McClanahan v. Young, No. 4:13-cv-04140, 2016 WL 520983, *1
(D.S.D. Feb. 5, 2016).
There is some question, however, as to what portion of Plaintiff’s Amended Complaint
should be considered verified. Plaintiff did not submit his Original Complaint on the Complaint
form for this District. Although his Original Complaint had a section at the end for him to sign
and date it under penalty of perjury, it was left blank. (ECF No. 1 at 61). Plaintiff was ordered to
submit an Amended Complaint on the approved form for this District, which he submitted two
weeks after the deadline and after an Order to Show Cause was entered. (ECF No. 9). Plaintiff
failed to submit his Complaint on the form for this District as ordered. Instead, he retyped the
form, copying some standard questions and format, and adding, deleting, and reordering sections
at will. (Id.). As a result, his signature stating that the “foregoing” was true and submitted under
penalty of perjury was inserted at page seven, and precedes Claims Three through Fourteen, which
are typed on pages eleven through sixteen. (Id.). Thus, there is some question as to whether Claim
Three through Claim Fourteen were submitted under penalty of perjury. As the case has
progressed to the summary judgment stage, however, the Court will accept the verification as
applying to all his claims in his Amended Complaint.
This leaves the issue of document citation to the summary judgment record. Plaintiff was
also advised in the Court’s Orders directing him to file a Response that:
if he intends to rely upon any records or exhibits that have been previously filed
with the Court, Plaintiff must specifically refer to those documents by ECF
document and page numbers. The Court will not sift through the file to find support
for the factual contentions. See Crossley v. Georgia-Pacific Corp., 355 F.3d 1112,
1113-14 (8th Cir. 2004) (affirming the grant of summary judgment because a
plaintiff failed to properly refer to specific pages in the record that supported his
position).
(ECF Nos. 96, 111) (emphasis in original). Plaintiff only intermittently employed a close facsimile
of the ordered document citation in his Reponses. The Court will reference those documents which
Plaintiff identified by the required citation for this Report and Recommendation. The Court will
not sift through the voluminous summary judgment record or guess at the identity of documents
to find factual support for his arguments.
B. Defendant Sue Alford
Defendant Sue Alford argues that summary judgment in her favor is appropriate on
Plaintiff’s Claim Thirteen because Plaintiff failed to allege sufficient facts to support a
constitutional claim against her as she merely handed a mail packet to her supervisor who then
took the packet to the ADC health administrator. (ECF No. 95).
Plaintiff argues that Defendant Alford’s actions concerning his medical records from the
Arkansas State Hospital were a violation of both ADC mail policy regarding privileged mail and
the constitutional principles detailed in Procunier v. Martinez, 416 U.S. 396 (1974).
Defendant Alford’s Statement of Facts indicates she received Plaintiff’s Medical Records
from the Arkansas State Hospital on March 29, 2019. (ECF No. 94 at ¶ 3). She was not able to
determine if the mail was privileged, as the sender of the mail was listed as an individual, not a
state agency. (Id. at ¶¶ 13, 14). She did not open the mail. Instead, she took it to her supervisor,
Deputy Warden Outlaw, who informed her that mail sent by an individual was not privileged. (Id.
at ¶ 4; 94-5 at 2). Deputy Warden Outlaw opened the mail and told Defendant Alford that he
would take care of it. (Id. at ¶ 15). Deputy Warden Outlaw later informed her that he had notified
Plaintiff and forwarded the medical records to the health administrator. (Id. at ¶ 17). Plaintiff
stated in his grievance that on or about April 20, 2019, he was stopped in the hallway by Deputy
Warden Outlaw, who stated, “those medical records you have been trying to get are in the day
clinic. When they finish removing what is a security risk, you can have the rest.” (Id. at ¶ 12).
Plaintiff deposition testimony confirms that he was informed by Deputy Warden Outlaw that his
medical records are in the day clinic. (Id. at ¶ 17). Plaintiff also stated in his deposition that the
ADC mental health administrator notified him that she had the requested records. (Id. at ¶ 19).
Plaintiff’s medical records were available for review at his request. (Id. at ¶ 20). Defendant Alford
also described ADC Medical Policy 800 which outlines how inmates place requests to view
medical records, and how they are given additional time to do so when there is pending litigation.
(Id. at ¶¶ 5-11). Defendant Alford has no responsibility for an inmate’s review of their medical
records. (Id. at ¶ 21). Plaintiff “suffered no prejudice and no injury as his medical records were
available for his review at the mental health administrator.” (Id. at ¶ 20).
Plaintiff cited two documents regarding this claim in his Response. He cites to Document
94-3 at paragraph 7. This is a declaration by Defendant Alford. Plaintiff quotes Defendant
Alford’s statement that she was unable to determine if the mail packet was privileged because “the
sender of the mail was Monica Simon, ASH, 305 S. Palm Street, Little Rock, Arkansas 72205.”
(ECF No. 94-3 at 1). Plaintiff also cites to “Doc 94-5 PageID 1085, it states at 3.” This is an ADC
Administrative Directive 18-37, concerning Inmate Correspondence. Plaintiff points to paragraph
3, page 2, which states that mail from any Federal or State Official or Agency is privileged mail,
if it is sent in an official capacity. (ECF No. 94-5 at 2). The policy also indicates that incoming
privileged mail should be opened only in the presence of the inmate, and then inspected for
contraband. Further, “[a]ll incoming privileged mail should be in official letterhead envelopes and
should be clearly identified as “Privileged Correspondence.” (ECF No. 94-5 at 5).
Even assuming, arguendo, that Defendant Alford violated ADC Administrative Directive
18-37, such a violation does not constitute a violation of Plaintiff’s federal constitutional rights. It
is well settled that prisoners do not have a constitutional right to enforce compliance with internal
prison rules or regulations. See Phillips v. Norris, 320 F.3d 844, 847 (8th Cir. 2003) (“there is no
federal constitutional liberty interest in having ... prison officials follow prison regulations”);
Gardner v. Howard, 109 F.3d 427, 430 (8th Cir. 1997) (“there is no § 1983 liability for violating
prison policy”).3
Plaintiff also cites to Procunier v. Martinez, 416 U.S. 396 (1974), arguing that the case
lays out certain constitutional requirements for prisoner mail:
(1) prisoners must be notified when officials refuse to send their letters, or
rejecting in-coming letters; (2) the author of a censored/confiscated letter must
be afforded an opportunity to contest the decision; (3) complaint must be heard
by a person other than the person who originally disapproved the letter; and (4)
regulations censoring mail violate the First Amendment.
(ECF No. 102 at 3) (emphasis added by Plaintiff). Plaintiff argues that Defendant Alford violated
these requirements when she intercepted his mail for a second time,4 and she did not notify him of
the Arkansas State Hospital mail packet arrival or permit him to contest the confiscation of the
mail. Plaintiff’s reliance on this case is misplaced, as Procunier is no longer valid precedent for
the purpose Plaintiff cited the case. See Human Rights Defense Center v. Baxter County, Arkansas,
999 F.3d 1160, 1164 (8th Cir. 2021) (citing Turner v. Safley, 482 U.S. 78 (1987); Thornburgh v.
Abbott, 490 U.S. 401 (1989)). Further, even if Procunier still stated the correct legal standard for
incoming inmate mail, it is factually distinguishable, because Plaintiff’s Arkansas State Hospital
mail was not rejected or confiscated by Defendant Alford or the ADC. Instead, the medical records
were sent to the ADC Health Administrator and Plaintiff was informed they would be available
for his review after a security check was performed.
Accordingly, there is no material issue of disputed fact concerning Plaintiff’s claim against
Defendant Alford, and she is entitled to summary judgment as a matter of law.
3 To the extent Plaintiff’s medical records from the Arkansas State Hospital could be considered a form of legal mail,
it is well-settled in the Eighth Circuit that “an isolated incident [of opening legal mail] with no evidence of interference
with an inmate’s right to counsel or access to the courts is insufficient to state a claim.” Beaulieu v. Ludeman, 690
F.3d 1017, 1037 (8th Cir. 2012).
4 Plaintiff references a request for these documents from the Arkansas Hospital, which were sent by standard mail, as
opposed to certified mail, in December of 2018. His Complaint, however, is limited to the March 20, 2019, claim.
C. The Medical Defendants
Plaintiff alleges that the Medical Defendants were deliberately indifferent to his many
reported medical needs. The Eighth Amendment prohibition of cruel and unusual punishment
prohibits deliberate indifference to the serious medical needs of prisoners. Luckert v. Dodge Cnty.,
684 F.3d 808, 817 (8th Cir. 2012). “Because society does not expect that prisoners will have
unqualified access to health care, deliberate indifference to medical needs amounts to an Eighth
Amendment violation only if those needs are ‘serious.’” Hudson v. McMillian, 503 U.S. 1, 9
(1992). “[T]he failure to treat a medical condition does not constitute punishment within the
meaning of the Eighth Amendment unless prison officials knew that the condition created an
excessive risk to the inmate’s health and then failed to act on that knowledge.” Long v. Nix, 86
F.3d 761, 765 (8th Cir. 1996). “As long as this threshold is not crossed, inmates have no
constitutional right to receive a particular or requested course of treatment, and prison doctors
remain free to exercise their independent medical judgment.” Dulany v. Carnahan, 132 F.3d 1234,
1239 (8th Cir. 1997) (citing Long, 86 F.3d at 765).
The deliberate indifference standard includes “both an objective and a subjective
component: ‘The [Plaintiff] must demonstrate (1) that [he] suffered [from] objectively serious
medical needs and (2) that the prison officials actually knew of but deliberately disregarded those
needs.’” Jolly v. Knudsen, 205 F.3d 1094, 1096 (8th Cir. 2000) (quoting Dulany, 132 F.3d at
1239). To show he suffered from an objectively serious medical need, Plaintiff must show he “has
been diagnosed by a physician as requiring treatment” or has an injury “that is so obvious that even
a layperson would easily recognize the necessity for a doctor’s attention.” Schaub v. VonWald,
638 F.3d 905, 914 (8th Cir. 2011) (internal quotations and citations omitted). To establish the
subjective prong of deliberate indifference, “the prisoner must show more than negligence, more
even than gross negligence, and mere disagreement with treatment decisions does not give rise to
the level of a constitutional violation. Deliberate indifference is akin to criminal recklessness,
which demands more than negligent misconduct.” Popoalii v. Correctional Medical Services, 512
F.3d 488, 499 (8th Cir. 2008) (internal quotation marks and citations omitted). This is an “onerous
standard,” Thompson v. King, 730 F.3d 742, 747 (8th Cir. 2013), requiring a prisoner to “clear a
substantial evidentiary threshold.” Nelson v. Shuffman, 603 F.3d 439, 449 (8th Cir. 2010). A
plaintiff must show that an official “actually knew of but deliberately disregarded his serious
medical need.” Gordon v. Frank, 454 F.3d 858, 862 (8th Cir. 2006). Intentionally denying or
delaying access to medical care may constitute deliberate indifference. See Dulany, 132 F.3d at
1239.
The Medical Defendants do not argue that Plaintiff failed to meet the objective prong of
the test. As discussed below, however, the summary judgment record shows no evidence that the
subjective prong of the deliberate indifference standard was met. Instead, Plaintiff’s allegations
are merely a long diatribe of disagreement with his medical treatment.5
1. Claim One – Psychiatric Medication
In his Amended Complaint, Plaintiff alleges that Dr. Raymond K. Molden (“Dr. Molden”)
ignored his current medication administration record (“MAR”) from the Saline County Jail in
Benton, Arkansas. Plaintiff alleges that Dr. Molden abruptly stopped psychiatric medications on
December 19, 2014, resulting in a severe psychotic episode and at least two attempted suicides.
Plaintiff alleges that Dr. Molden knew or should have known that his medications were taper-stop
only, and the abrupt cessation of a taper-stop medication is cruel and unusual punishment. Plaintiff
5 As there is no evidence of deliberate indifference to Plaintiff’s medical needs in the summary judgment record, it is
not necessary to address whether that alleged deliberate indifference was applied in retaliation for Plaintiff filing
grievances about the quality of his care.
alleges that Dr. Molden’s denial of psychiatric medication is ongoing as of June 15, 2020. (ECF
No. 9 at 4). He proceeds against this Defendant in both personal and official capacity, stating that
Wellpath has a custom of failing to treat insomnia and other serious mental health needs, “even
though sleep is a basic need.” (Id. at 5).
In his deposition, Plaintiff clarified that he saw Dr. Molden on his intake into the ADC,
which occurred at the Ouachita River Unit, and that Dr. Molden only sees ADC intake patients.
(ECF No. 109-7 at 81-82). Plaintiff also confirmed that he only saw Dr. Molden on that single
occasion and was transferred to another unit shortly thereafter. (Id. at 82). He testified that his
claim against Dr. Molden is based on Dr. Molden’s discontinuation of some of his psychotropic
medications, that other psychiatrists referred to Dr. Molden’s notes, and that he still suffers from
ADHD and insomnia, which began when his medications were stopped in 2014. (Id. at 85-86).
In his Objection to the pre-service screening Report and Recommendation, Plaintiff argued
that Dr. Molden’s psychiatric care constituted a continuing violation which should defer the
accrual of his claim. (ECF No. 21). In support of this argument, Plaintiff cites West headnote
number one in Jervis v. Mitcheff, 258 F. App’x 3 (7th Cir. 2007):
State prisoner’s § 1983 claim alleging deliberate indifference to a serious medical
need was not barred by statute of limitations, regardless of whether prisoner sued
more than two years after he saw prison doctor for the first and only time, as statute
of limitations commenced anew every day that treatment was withheld.
(ECF No. 21 at 3). Plaintiff states that the ongoing conditions that have not been treated were
insomnia and psychosis. (ECF No. 21 at 3). Plaintiff argues he should receive Trazedone for his
insomnia and Thorazine for his psychosis. He argues his symptoms are now only partly controlled
with alternative medications. (Id.).
The Medical Defendants argue that most of Plaintiff’s grievances for this claim relate to a
period outside of the statute of limitations for this case. Further, they argue that Plaintiff testified
in his deposition that he was only examined and treated one time by Dr. Molden – on December
19, 2014. Thus, they appear to argue6 that even if Plaintiff retrospectively grieved Dr. Molden’s
actions within the three-year statute of limitations for this case, Dr. Molden’s conduct occurred
well outside the applicable statute of limitations.
The Medical Defendants note that, in his deposition for this case, Plaintiff testified he filed
several grievances concerning Claim One: VU-15-00152; VU-15-01393; VU-15-01542; OR-17-
00005; OR-17-00018; OR-17-00403; OR-17-00694; OR-17-00903; OR-17-01126; OR-18-01006;
and OR-18-01131. The Court has reviewed these grievances.
In VU-15-00152, signed by Plaintiff on January 25, 2015, Plaintiff states he is experiencing
hallucinations, is confused, and is hearing voices, and needs to be put back on his mental health
medications. (ECF No. 109-5 at 2). He also states he has been on anti-psychotic medication for
16 years. (Id.). Plaintiff does not mention Dr. Molden by name in the grievance. (Id.). The final
grievance response states he was seen by Dr. Richard since arriving at the Varner Unit on January
5th, 15th, and 26th of 2015. He was also seen by mental health department on February 9th and
March 2nd of 2015. Dr. Richard prescribed psychiatric medications on February 2, 2015. (ECF
No. 109-5 at 1). The response further notes that Dr. Richard indicated that Plaintiff “was not going
to be happy unless started on at least 3 meds including primarily Thorazine. This is consistent
with personality disorder.” (Id.). The response also notes that he was seen in the psychiatric clinic
at the Ouachita River Unit on intake, and the psychiatric provider there found no clinical evidence
that warranted the prescription of psychotropic medications at that time. (Id.). The appeal was
found to be without merit. (Id.).
6 The Medical Defendants’ argument on this issue is not entirely clear, as it is limited to two sentences which are
devoid of any citation to legal precedent or of any actual legal analysis.
In VU-15-01393, signed by Plaintiff on July 25, 2015, Plaintiff grieved that he was taken
off Thorazine because it was removed from the formulary, and was placed on another psychotropic
medication. (ECF No. 109-5 at 5). He states he has taken Thorazine for many years when not
incarcerated, and alleges Dr. Lee “is providing easier, less efficacious care.” (Id.). Dr. Molden is
not identified at the beginning of the grievance, as required by the ADC grievance policy. He is
mentioned in Plaintiff’s grievance appeal, where he states that Dr. Molden prescribed him
Thorazine in 2009 to 2010. “The same Dr. that cut me off after 10 days in Diagnostics.” (Id. at
6). The final response indicates that Dr. Lee prescribed three different psychotropic medications
to treat Plaintiff’s reported symptoms. It also admonishes Plaintiff that Dr. Lee is a licensed
psychiatrist who may “decide not to prescribe meds, prescribe meds, change, or discontinue
psychotropic medications utilizing his expertise and professional judgment.” (ECF No. 109-5 at
4). The Response also indicates that Plaintiff’s community records were requested, received, and
reviewed. (Id.). The appeal was found to be without merit. (Id.).
In VU-15-01542, signed by Plaintiff on August 4, 2015, Plaintiff grieves that Dr. Molden
was well-aware of his mental illnesses but does not like him. Thus, he discontinued all his
psychiatric medications, including Thorazine, on intake in the ADC. As a result, Plaintiff “had SI,
HI, and could not sleep or eat for more than [off edge of page copy] days.” (ECF No. 109-5 at 9).7
The initial response states Plaintiff has been seen by the psychiatric provider and prescribed the
medication deemed appropriate. (Id.). Plaintiff’s appeal for this grievance was rejected as
untimely. (ECF No. 109-5 at 7).
The remaining grievances for this claim were filed in the ADC Ouachita River Unit.
Starting with OR-17-00005, Plaintiff begins grieving of a “conspiracy to deprive him of treatment
7 In his deposition for this case, Plaintiff stated he could not sleep “for four or five days when he first got to Varner.”
(ECF No. 109-7 at 54).
for serious illness” starting in 2014 with Dr. Molden. (ECF No. 109-5 at 12). It appears that
Plaintiff signed the unit level grievance on December 23, 2016.8 (Id.). In his appeal for this
grievance Plaintiff indicates that an unnamed new doctor, who talked to him by video, adjusted
one of his medications, listed as “venlafoxine.” (Id. at 11). He also identifies his current issues as
“anxiety, grinding teeth, anxious fidgeting - counting complicating my going to sleep.” (Id.). This
grievance was found to be without merit, with the Health Service response stating that Plaintiff is
seen by mental health staff on a regular basis and is being prescribed medication deemed
appropriate by the psychiatrist. (Id. at 11). The final response indicates this grievance was a
duplicate of “numerous grievances previously filed” by Plaintiff, and as such, should have been
rejected at the unit level.
Grievance OR-17-00018 was found to be a duplicate of “numerous grievances previously
filed by you regarding your mental health medications and your medical health services.” (Id. at
14). It was found to be without merit, and it was determined it should have been rejected at the
Unit Level as a duplicate. (Id.). Plaintiff received the same response for OR-17-00403, OR-17-
00903, OR-17-01126, and OR-17-01126. (Id. at 18, 25, 26, 31). Plaintiff’s appeal in OR-17-
00694 was denied as untimely. (Id. at 22). In OR-18-01006, Plaintiff grieved that he was having
side effects from the drugs “Risperdol” and “Pherphenazine,” including vison issues and male
breast enlargement, and was not warned of these risks. He states he had no issues with the
Chlorpromazine and Thorazine that Dr. Molden gave him in 2009. (ECF No. 109-5 at 38). The
Response noted that he had not informed his psychiatric provider about the side effects he was
grieving and should do so. (Id. at 35). The grievance was found to be without merit. (Id. at 36).
OR-18-01131 was denied as a duplicate of OR-18-01006. (Id. at 39).
8 The copy of this grievance is in poor condition and difficult to read.
In his summary judgment Response, Plaintiff does not dispute that these are the relevant
grievances. Plaintiff alleges there are several references in unidentified documents indicating that
providers were consulting Dr. Molden concerning his treatment. He accuses the Defendants of
failing to provide those documents to the Court. (ECF No. 116 at 4). Plaintiff does not reference
the grievances in his Declaration.
Plaintiff’s argument that Dr. Molden’s decision to discontinue certain medications in 2014
was a continuing violation which should permit him to defer accrual of his claim is contradicted
by the summary judgment record. As Chief Judge Hickey noted in her Order of September 20,
2020 (ECF No. 22), the doctrine of continuing violation is not one that has been applied to a case
such as this in the Eighth Circuit. (Id. at 4). She further noted that:
The Second Circuit has held “that the continuing violation doctrine can apply to
Eighth Amendment claims of medical indifference brought under 42 U.S.C. § 1983
when the plaintiff ... ‘allege[s] both the existence of an ongoing policy of [deliberate
indifference to a serious medical need] and some non-time-barred acts taken in
furtherance of that policy.’” Shomo v. City of N.Y., 579 F.3d 176, 179-82 (2d Cir.
2009) (citing Harris v. City of N.Y., 186 F.3d 243, 250 (2d Cir. 1999)).
(Id.). The court in Shomo further stated, however, “[t]hat the continuing violation doctrine can
apply, however, does not mean it must. ... This test screens out Eighth Amendment claims that
challenge discrete acts of unconstitutional conduct or that fail to allege acts within the relevant
statutory period that are traceable to a policy of deliberate indifference.” Shomo, 579 F.3d at 182;
see also Gonzalez v. Hasty, 802 F.3d 212, (2d Cir. 2015) (The continuing violation “applies not to
discrete unlawful acts, even where those discrete acts are part of a serial violation, but to claims
that by their nature accrue only after the plaintiff has been subjected to some threshold amount of
mistreatment.”) (Cleaned up).
Given the summary judgment record before the Court, Plaintiff’s citation to Jervis v.
Mitcheff, 258 F. App’x 3 (7th Cir. 2007) (unpublished) is deserving of closer review. The case
was appealed after the lower court granted a Motion to Dismiss in favor of the Defendant. The
Seventh Circuit succinctly summarized the facts as follows:
According to Jervis, another prisoner shoved him down a flight of stairs on August
2, 2003, and he landed on a cement floor with his left leg pinned beneath him.
Afterward he experienced extreme pain in his left knee. The fall also reinjured a
herniated disc in his back that had required surgery in 1999, which caused
additional pain. Jervis has been confined to a wheelchair since the fall.
Jervis saw Dr. Mitcheff on September 2, 2003. Mitcheff told Jervis that he did not
need the wheelchair because there was nothing wrong with him. Mitcheff also
accused Jervis of lying about his previous back surgery and made no effort to obtain
the medical records from that surgery. During the examination, Mitcheff grabbed
and twisted Jervis's left knee, causing him excruciating pain. Despite the pain,
Jervis was placed in a hospital segregation cell for six months, during which time
he did not receive medical care.
For the next 24 months until Jervis filed suit (he signed his original complaint in
August 2005, but it did not reach the district court until September), he continued
directing complaints to Dr. Mitcheff about the pain in his knee and back but was
never examined again. Jervis also asked to be evaluated by an orthopedic specialist,
but Mitcheff refused to order a consult or even give him pain medication for his
injuries. As far as we can discern, Jervis has not yet received treatment for his knee
or back injuries.
Jervis, 258 F. App’x at 4-5. Because the plaintiff in Jervis had seen only one physician for a single
exam, and he had received no medical care whatsoever after that single exam, the Seventh Circuit
held that his claim was not barred by the statute of limitations.
The Jervis case, however, is distinguishable from the situation in the present case. In
Jervis, the plaintiff was seen one time by the prison doctor, was denied all care (including pain
medication) for 24 months based on that single examination, and he was not seen by any other
medical provider during that time. The Seventh Circuit also noted that the prison doctor made no
attempt to verify the plaintiff’s earlier medical records concerning his earlier back surgery. Here,
Dr. Molden examined Plaintiff a single time during his ADC intake on December 19, 2014. The
similarity between Jervis and this case ends after that single examination, however, because the
responsibility for Plaintiff’s mental health care was assumed by another psychiatrist a few weeks
later at the Varner Unit, where he was housed after intake. Further, the grievance responses,
Plaintiff’s own statements in the grievances, his deposition testimony, and his ADC psychiatric
records, show that he was seen in the mental health clinic frequently, his free-world and Arkansas
State Hospital records were sought and included in his ADC medical file for review, and his
psychiatric medications were discussed, reviewed, and adjusted or changed as deemed medically
appropriate by medical professionals. Plaintiff’s grievances and ADC psychiatric records indicate
he was seen by at least three other psychiatrists prior to filing this case, one of which he praised as
“very professional” in OR-17-00403. (ECF No. 109-14 at 35, 39). Nothing in Plaintiff’s ADC
psychiatric records indicates that these subsequent psychiatrists failed to use their independent
medical judgment. Although Dr. Molden’s intake notes did, of course, remain in Plaintiff’s ADC
psychiatric record, nothing in the summary judgment record indicates that Dr. Molden was in any
way responsible for Plaintiff’s mental health care past that single, discrete, intake examination on
December 19, 2014.9
Thus, even if the Eighth Circuit were to consider the adoption of the continuing violation
doctrine as outlined by the Second and Seventh Circuits, this is not a case where it would apply.
Plaintiff’s argument that Dr. Molden’s care constituted a continuing violation which delayed
accrual of his cause of action is plainly contradicted by the summary judgment record. Plaintiff’s
Claim One against Dr. Molden for a single intake examination on December 19, 2014, is barred
9 Similarly, the Shomo case also fails to support Plaintiff’s contention. The court in Shomo held that the policy in
question for the case could not be construed as an ongoing policy of denial of medical care when the plaintiff had been
seen frequently by doctors and brought to hospitals. Shomo, 579 F.3d at 182. Instead, the ongoing policy to be
addressed was that of on-site staff repeatedly denying the plaintiff disability accommodations despite the
recommendation of treating physicians. (Id.). Plaintiff makes no such allegation here. Instead, his continuing
violation argument is based on the speculation that his treating psychiatrists continued to follow Dr. Molden’s
recommendations after his intake exam, which, as discussed above, is contradicted by the summary judgment record
before the Court.
by the statute of limitations. There are no material facts in dispute, and Dr. Molden is entitled to
summary judgment on this claim as a matter of law.
2. Claim Two – Pull-Ups
For Claim Two, Plaintiff alleges that from August 23, 2017, to December 11, 2017, Dr.
Daniel refused to treat Plaintiff’s urinary incontinence with pull-ups or adult diapers. Plaintiff
alleges he suffered rashes due to sleeping in puddles of urine, humiliation, depression, and suicidal
ideation because he was not given pull-ups. (ECF No. 9 at 5).
It is undisputed that Plaintiff received a prescription for pull-ups on December 11, 2017.
What is less clear from the record is when Plaintiff first reported to Dr. Daniel that he was having
issues with incontinence. In his summary judgment Response, Plaintiff states he complained about
wetting the bed to Dr. Daniel on September 3, 2017 (ECF No 116 at 6), but first started wetting
the bed on August 23, 2017. (Id. at 7). In his Declaration, Plaintiff states that on September 3,
2017, non-Defendant LPN Gifford wrote on a sick call that he “must report any episodes of falls,
blacking out, and bed-wetting, when they happen.” (ECF No. 116-1 at 6) (emphasis in original).
The Medical Defendants note that Plaintiff filed three grievances on this issue, only one of
which was addressed on the merits, and they appear to suggest that October 2017 should be the
starting date for this claim. The Medical Defendants note that Plaintiff testified in his deposition
to filing three grievances on this issue: OR-17-01794, OR-17-01832, and OR-17-01833.10 (ECF
No. 110 at 15). Grievance OR-17-01832 was rejected as untimely on appeal. (Id.). The appeal
response to OR-17-01794 was found to be a duplicate of OR-17-01833 and Plaintiff was told refer
to that grievance. (Id.). The final appeal Response to OR-17-01833 states:
On October 16, 2017, you grieved you have not been given pull ups. You state you
have started wetting yourself at night and have been asking for pull ups for over a
10 In his Response, Plaintiff argues that he filed “numerous grievances, not just three,” but does not identify those
additional grievances. (ECF No. 116 at 6).
month. You stated you informed Nurse Gifford, Nurse McCoy, and Dr. Daniel of
your issue, but Nurse Gifford informed you that you needed to get security to check
for a wet bed before you would be issued pull ups. You stated you are in danger
because of your issue, and you are in a barracks where incontinence is not taken
lightly by the other inmates.
The medical department responded, “You state that you need pull ups for
incontinence and staff will [not] provide pull ups for you. A review of. your
medical record reveals that you were seen by a provider on 10/10/2017 and that
pull ups were not medically indicated for your condition. For this reason I find
your grievance to be without merit.”
Your appeal states it is cruel and unusual punishment to force you to release your
waste in front of others, and it is unhygienic. You state you are wetting your bed
every single night, and you need to know why you are incontinent. You state you
are too young for pull ups, but need them until you can receive a diagnosis.
Dr. Daniel noted in your October 10, 2017 encounter that you were attempting to
manipulate him because he denied your request for pull ups. He noted that there
was no indication that pull ups were medically necessary, and that he would
consider ordering them when you asked if he would order them if you showed an
officer evidence of you peeing the bed. You were seen by Dr. Daniel again on
November 13, 2017 and he issued you a restriction to return to the Infirmary if any
involuntary urination occurred. Dr. Daniel saw you again on December 11, 2017
and issued pull ups until you can be seen by urology.
You have been seen and treated based on what is medically indicated per Dr.
Daniel’s medical judgment, and you have been issued pull ups until your urology
consult; therefore, this appeal ls without merit.
(ECF No. 109-5 at 47).
Based on Plaintiff’s medical record, Plaintiff was seen twice on August 1, 2017, for his
complaints of a cough. (ECF No. 109-10 at 30-31). He was seen by Dr. Daniel on August 25,
2017, and, while he had several other physical complaints, he “denied ... abdominal pain or bladder
issues.” (ECF No. 109-10 at 31). Plaintiff was seen by Dr. Daniel on September 1, 2017, and he
complained of the need to urinate frequently at night, and that this issue had been ongoing for
about three (3) weeks. He did not complain of incontinence or bed-wetting. (ECF No. 109-10 at
32). Plaintiff’s first report of incontinence and first request for pull-ups appears in his medical
record in his exam with Dr. Daniel on September 22, 2017. (Id. at 33). Thus, Plaintiff’s claim
that Dr. Daniel denied him pull-ups starting on August 23, 2017, is contradicted by the medical
record. Accordingly, the Court will use September 22, 2017, as the starting date for Claim One.
As will be discussed below, however, the exact starting date is largely irrelevant to the analysis of
this claim, as there is no evidence in the summary judgment record that Dr. Daniel was deliberately
indifferent to Plaintiff’s medical needs.
Plaintiff’s argument for Claim Two is, essentially, that Dr. Daniel should have immediately
given him pull-ups when Plaintiff requested them rather than trying to verify if they were medically
necessary. In his Amended Complaint, Plaintiff speculates that the denial was a form of retaliation
for filing grievances about the quality of his medical care.
A thorough review of Plaintiff’s ADC medical and psychiatric records, however, indicates
that objective verification of any health complaint by Plaintiff had been recommended by
Plaintiff’s psychiatrists and was, itself, a medical necessity. Specifically, Plaintiff’s psychiatric
records indicate a long history of malingering.11 Plaintiff’s intake psychiatric examination on
December 19, 2014, indicates that when Plaintiff was last in the ADC in 2010, his diagnoses were
Alcohol Dependence, Cluster B Personality, rule out malingering, and rule out schizoaffective
disorder. (ECF No. 109-14 at 1). His diagnosis at intake was Alcohol Dependence, Rule out
Malingering, Personality Disorder NOS, and Rule Out Borderline Personality Disorder. (Id. at 2).
Treatment notes indicated Plaintiff should be monitored for “signs & symptoms of genuine illness”
and psychology testing for malingering was ordered. (Id.). On December 22, 2014, the Miller
11 “Malingering” is not considered a mental illness. In the Diagnostic and Statistical Manual of Mental Disorders,
Fifth Edition (DSM-5), malingering receives a V code as one of the other conditions that may be a focus of clinical
attention. The DSM-5 describes malingering as the intentional production of false or grossly exaggerated physical or
psychological problems. Motivation for malingering is usually external (e.g., avoiding military duty or work,
obtaining financial compensation, evading criminal prosecution, or obtaining drugs).” Available online at
Medscape.com. (Last accessed June 8, 2022).
Forensic Assessment of Symptoms Test (M-Fast) was administered to Plaintiff. This test is an
“assessment of malingering.” (Id.). “He obtained a Total Score of 13, which is a significantly
elevated score (cut-off score is 6) and indicates the inmate may be malingering mental illness. He
tended to endorse unlikely and inconsistent symptoms, extreme and uncommon symptoms and his
self-report was inconsistent with observed behavior.” (Id.). On June 10, 2015, while Plaintiff was
incarcerated in the ADC Varner Unit, Plaintiff’s records from the Arkansas State Hospital were
received and reviewed. Notes indicated, “Psychological testing [at the Arkansas State Hospital]
found that patient was likely grossly exaggerating or feigning symptoms.” (Id. at 10). On
November 21, 2016, Plaintiff was given psychological testing after he filed a grievance stating he
was experiencing thoughts of self-harm and other mental health issues. (Id. at 39). The results
were as follows: “Four subscale scores significantly elevated above clinical cutoff score. Total
Score significantly elevated above clinical cutoff score. Test results consistent with malingering
psychiatric symptoms, with amnestic problems subscale elevated four to five times above clinical
cutoff score.” (Id.).
On January 9, 2017, psychiatric clinic notes indicated that a diagnosis of Somatic Symptom
Disorder (SSD) might be appropriate and might partially explain Plaintiff’s “preoccupation with
pain and perceived function problems.” (Id. at 42). On January 30, 2017, staff notes state Plaintiff
admitted to lying about information to acquire desired medication and appeared to be doing so in
that exam. Plaintiff also admitted to preparing other inmates “to go to psychiatric clinic to get
medication they did not need. He presents as someone trying to manipulate the system for other
reasons than true mental health issues.” (Id. at 43). On January 31, 2017, notes by psychiatrist
Dr. Brush-Strode noted his history of malingering and stated “[u]nfortunately, due to the presence
of malingering, it will be very difficult to rely on this inmate’s reports of distress; rather, objective
indices must remain the primary index of determination.”12 (Id. at 45) (emphasis added).
With this psychiatric context in mind, the ADC medical record contradicts Plaintiff’s
allegations that Dr. Daniel denied him pull-ups in retaliation for Plaintiff filing medical grievances.
Instead, the summary judgment record indicates Dr. Daniel merely attempted to objectively verify
the existence and cause of Plaintiff’s reported urinary incontinence for several weeks prior to
prescribing pull-ups. As stated earlier, Plaintiff first reported his incontinence to Dr. Daniel on
September 22, 2017. Dr. Daniel’s notes state: “Incontinence: this has never been seen or
documented. Urine ex no real growth. Dipstick showed 70 WBC. IM wants pull-ups.” (ECF No.
109-10 at 33). Dr. Daniel further notes: “Pull-ups were considered but denied b/c not medical
necessity. No evidence to cooberate (sic) his story.” (Id.). An antibiotic for a UTI was prescribed
and a follow-up with neurology was scheduled. (Id.). Plaintiff saw Dr. Daniel again on October
5, 2017, and the notes indicate: “Incontinence: this has never been seen or documented. Has been
worked up for UTI. IM admits to drinking a LOT of sodas.” (Id.). Dr. Daniel advised Plaintiff to
stop drinking so many soft drinks and drink a reasonable amount of water. He further notes that
Plaintiff would “likely benefit from RPU and lots of mental health intervention,” and the
possibility of BPH.13 (Id.).
Plaintiff was seen again by Dr. Daniel on October 10, 2017. (ECF No. 109-10 at 34).
Notes indicate Plaintiff threatened Dr. Daniel, stating he would get him fired because he would
not give him pull-ups simply because Plaintiff felt he needed them. (Id.). The following discussion
is noted:
12 Plaintiff’s psychiatric record is replete with references to malingering, as the word appears 28 times in an 81- page
document. The Court will not refer to all instances.
13 BPH is benign prostatic hyperplasia or enlarged prostate. Available online at Medline Plus. (last accessed June 8,
2022).
Nothing has ever been documented in this IM. He has asked that if he pees his bed
& shows an officer, would I get him pull-ups? I replied that I would think about it
& I now fully anticipate that the patient will urinate on himself in the middle of the
night just to manipulate the situation. IM has a neurology appointment to be
scheduled. His UA & cultures have been WNL.14 It appears that the IM has to
have something wrong with him and is almost an attention seeking behavior. There
is no basis or findings in any complaint that the patient has ever brought to me. I
lowered his baclofen to see if it would help his "dizziness" & urination problems.
(Id.).
Plaintiff repeated his urinary complaints to Dr. Daniel on November 13, 2017, stating that
“he has urinated in the floor and communicated this to officers who do not report the incident.”
(ECF No. 109-10 at 34). Dr. Daniel noted that urinalysis was normal and renal function was good.
Dr. Daniel also noted that Plaintiff’s sister had made complaints to the Arkansas State Nursing
Board about Plaintiff’s care. (Id.). A urology consult was to be scheduled upon approval. (Id. at
35). The notes for the December 11, 2017, exam are as follows:
Again this was another 45 minute visit as previous visits. The patient will go from
one thing to another that he thinks is wrong with him. IM had a magazine that he
had written all over from top to bottom on multiple pages in permanent marker in
tiny writing for us to discuss.
Today, patient states that he is refusing to drink water so he will not urinate on
himself. There has only been one documentation when night nurse was called down
and it was not evident that the IM urinated on himself. He continues to talk about
sleep walking. He mentioned looking up all my information at AR State Medical
Board. He says this b/c he has given out everybody’s home addresses here. He is
trying to get Nurse Gifford fired & states she is biased against him which is not the
case. We discussed that they should keep things professional and cordial. He said
he would apologize. He is wondering if increasing his terazosin would help. He
states he sleeps but “is not sure I actually sleep.”
(Id. at 36). Dr. Daniel adjusted his terazosin and prescribed pull-ups until Plaintiff was seen by
urology. (Id.)
14 Within normal limits.
The Medical Defendants provided an affidavit from Dr. Chris Horan, the Regional Medical
Director for WellPath, LLC. (ECF No. 109-16). He agrees with Dr. Daniel’s approach to ask
Plaintiff to provide evidence of his urinary incontinence. (Id. at 2). He further notes that items
such as pull-ups and catheters can be contraband in a prison setting, and the clinician must both
address the needs of the patient while being conscious of prison security considerations. He
identified the policy is to “trust, but verify.” (Id.).
In his Response and Declaration, Plaintiff stresses that he was humiliated, depressed, and
suicidal because Dr. Daniel denied him pull-ups immediately upon his request. (ECF Nos. 116 at
10-11; 116-1 at 7). Plaintiff made no mention, however, of incontinence or other urinary issues
during psychiatric exams on September 27 and October 25 of 2017. (ECF No. 109-14 at 52). On
October 31, 2017, he mentioned the incontinence, but denied any acute mental health distress, and
was judged to be doing well from “an objective perspective.” (ECF No. 109-14 at 52-53). Urinary
tract issues were not mentioned in subsequent visits, although Plaintiff did mention “not as good
as before because of some [unspecified] medical concerns” on December 19, 2017. (ECF No.
109-14 at 53-54). Again, there is no dispute that Plaintiff received pull-ups on December 11, 2017,
pending his urology consult. Finally, although Plaintiff alleges in his Amended Complaint that he
suffered from a rash due to the denial of pull-ups, there is no indication that he complained to any
medical care provider of a rash in the urogenital or rectal areas between August 2017 to December
11, 2017.
Thus, the summary judgment record indicates that Plaintiff was seen frequently in the
medical clinic for a wide variety of physical complaints; Dr. Daniel ordered urinalysis and other
medical tests to determine if there was a physical cause for any incontinence; he prescribed
antibiotics and made other adjustments to medication; a urology consult was ordered; and,
ultimately, Dr. Daniel prescribed pull-ups pending that urology consult after several weeks of
Plaintiff’s continued unverified complaints of incontinence. Dr. Horan found this approach to be
medically appropriate and in accord with prison security concerns regarding contraband. As
Plaintiff was found to have hoarded eight packages (160 pull-ups) in August 2018, this appears to
have been a valid security concern. (ECF No. 109-10 at 52). Finally, Dr. Daniel’s actions were
also in accord with Plaintiff’s ADC psychiatric file, which repeatedly emphasized Plaintiff’s
malingering, and recommended that any self-reports of symptoms should be objectively verified.
The summary judgment record undermines Plaintiff’s allegations that Dr. Daniel was
deliberately indifferent to his medical needs regarding incontinence or the prescription of pull-ups.
There is no material fact in dispute, and summary judgment in favor of Dr. Daniel on this claim is
appropriate as a matter of law.
3. Claim Three – Pull-ups, Change Pads, Extra sheets, and Other Bedding
For Claim Three, Plaintiff alleges that from August 23, 2017, to “the present,” Dr. Daniel,
Dr. Vowell, Nurse Kelley, Physician Assistant (“PA”) Long, Dr. Stieve, and Crystal McCoy
denied him urinary incontinence supplies, including pull-ups, change pads, extra sheets, and other
bedding. (ECF No. 9 at 6). Plaintiff alleges that other inmates with urinary incontinence received
these supplies, and he is not aware of any other inmate with urinary incontinence who has been
denied supplies. Plaintiff further alleges that he was frequently woken up by other inmates who
demanded that he clean up and change his bed when urine ran off his mat onto the floor. This
resulted in chronic sleep-deprivation. Plaintiff believes the denial of incontinence supplies was a
form of retaliation because he filed grievances concerning his medical care. (Id. at 11).
As was discussed above in connection with Claim Two, the beginning date for this claim
should be September 22, 2017, instead of August 23, 2017. The alleged ending date for this claim,
i.e., “the present,” is also inconsistent with the summary judgment record. Plaintiff filed his
original Complaint on June 9, 2020, alleging that he had been denied incontinence supplies up to
the time of the Complaint. In his deposition, however, Plaintiff testified he no longer needed pull-
ups and other incontinence supplies starting at the “end of 2019.” (ECF No. 109-7 at 66). In his
Declaration, Plaintiff says he stopped bed-wetting on July 11, 2019. (ECF No. 116-1 at 9). A
medical record dated July 29, 2019, notes that Plaintiff reported he was no longer bed-wetting.
(ECF No. 109-10 at 74). Accordingly, the Court will consider July 11, 2019, as the end date for
this claim.
The Medical Defendants indicate that Plaintiff identified four grievances concerning this
issue in his deposition: OR-19-00019; OR-19-00139; OR-19-00220; and OR-19-00233.15 Plaintiff
does not dispute these grievances. The appeal responses to these documents consistently indicate
that Plaintiff had been seen multiple times by multiple providers for this issue, including a urology
consult, and there was no medical necessity for the additional supplies. The final appeal response
for OR-19-00233, dated April 8, 2019, states:
It is documented in the January 31, 2019 [medical] encounter that it was explained
to you your case was discussed with the HSA, medical director, and the medical
team. Together, they decided there was no medical necessity at that time for
additional supplies at that time. You have a consult request for urology to re-
evaluate symptoms and for the urologist to guide treatment and additional supplies.
You were seen February 14, 2019 for your complaints of needing pads and the
nurse did not note any change or reason to refer you to the provider at that time.
(ECF No. 109-5 at 56).
As stated for Claim Two, Plaintiff was given pull-ups on December 11, 2017, pending his
urology consult. A review of the medical record indicates Plaintiff reported his urinary
15 The Court notes that other than a statement in OR-19-00139 that Defendant Vowel and Kelley were “made aware”
of issues (ECF No. 109-5 at 62), none of the named Defendants for this claim except Dr. Daniel are named in these
grievances as required by ADC grievance policy.
incontinence was “much better” on January 4, 2018. (ECF 109-10 at 37). He repeated that it was
“much better” on January 12, 2017. (Id. at 38). The notes also state: “The patient never went to
urology appointment & it is being rescheduled.” (Id.). Plaintiff was seen at the University of
Arkansas Medical Sciences (“UAMS”) urology clinic on March 12, 2018. (ECF No. 109-10 at
40). The UAMS clinic recommendation was for Plaintiff to a self-catheterization four times daily,
and to return to UAMS for a urodynamic study. (Id.). The catheters were prescribed on March
14, 2018. (Id.). Plaintiff also continued to receive pull-ups, and he asked for an increase in the
number in April. This was initially denied because he was also using the catheters, but then
increased in May from 18 per week to 21 per week pending his pending urodynamic study. (Id. at
42, 45). Plaintiff was also prescribed Oxybutynin16 on May 22, 2018. (ECF No. 109-1 at 16).
Plaintiff was seen at UAMS on May 30, 2018, for the urodynamic study, the results of
which were negatively affected by his constipation. (ECF No. 109-10 at 46). UAMS was
contacted to determine if the study needed to be repeated. (Id.). Plaintiff continued to use self-
catheters and pull-ups. Oxybutynin was continued. Requests for an increase in pull-ups were
denied. (ECF No. 109-10 at 48-49).
At some point prior to his medical clinic visit on August 30, 2018, a contraband check
found Plaintiff to have been hoarding his pull-ups and catheters as contraband. Specifically:
Routine contraband round-up found the patient to have 4 boxes of I/0 catheters that
inmates were using as straws and 8 packages (160 pull-ups) of pull-ups showing
that the patient has not been using his supplies in any way close to how much he
stated he was needing them.
(ECF No. 109-10 at 52). The Medical Defendants have provided a photo of the large contraband
pile. (ECF No. 109-13). Plaintiff’s catheters and pull-ups were reduced to one per day to reflect
his actual use. (Id. at 53). On October 16, 2018, the catheters were increased to four times per
16 A drug used for overactive bladder. Available at www.pdr.net (last accessed June 9, 2022).
day at the recommendation of urology, and pull-ups were continued. (ECF No. 109-10 at 55).
Pull-ups were increased to 21 per week on November 7, 2018. (ECF No. 109-10 at 57).
On January 9, 2019, notes indicate that Plaintiff was sent to UAMS for another urodynamic
study, but he refused the test because he was “doing better.” (ECF No. 109-10 at 60). Plaintiff
asked for a plastic cover for his mat. A new mat was ordered. (Id. at 61). On January 16, 2019,
Plaintiff first asked for additional supplies for his incontinence such as bed pads, sheets, blankets,
and trash bags. (ECF No. 109-10 at 63). Plaintiff was given an extra blanket, but the rest was
denied as not medically necessary. (Id.). On January 28, 2019, Plaintiff’s requests were again
denied, stating they were following the recommendations from urology. (Id. at 64). A urology
follow-up and another urodynamic study were ordered. (Id.). Plaintiff continued to request
additional supplies. (ECF No. 109-10 at 65-68). On April 3, 2019, Plaintiff was seen by Dr.
Breving. He was diagnosed with an enlarged prostate. Dr. Breving recommended a surgical
procedure called a “Button Turp,”17 which Plaintiff refused. Another urodynamic study was
suggested with Dr. Lai. (Id. at 68).
After the exam with Dr. Breving, Plaintiff’s demands for additional incontinence supplies
abruptly ceased. On July 29, 2019, the following comment was entered:
Patient was switched from Perphenazine to Loxapine. After Dr. Breving suggested
Dr. Lai, needs a Turp, the patient reported that the bed wetting has stopped. He is
no longer self cathing. He believes this is secondary to the med change.
(ECF No. 109-10 at 74). Plaintiff continued to be provided with pull-ups and catheters, and
urology consults were scheduled. (Id.). Medical records after this focus largely on Plaintiff’s
complaints of gastrointestinal and other issues, with only the occasional comment concerning
urinary frequency as opposed to incontinence. (ECF No. 109-10 at 75-99). A comment by Dr.
17 A Button TURP, also called bipolar cautery vaporization, used low temperature plasma energy to remove excess
prostate tissue. Available at www.healthline.com (last accessed June 9, 2022).
Vowell on October 29, 2019, indicates Plaintiff has “no significant medical issues – more
somatic/psychiatric issues.” (ECF No. 109-10 at 83). A chronic care summary on April 23, 2020,
states: “Patient has been seen for 8 provider sick calls, 26 nurse sick calls, and 6 outside consults
since his last chronic care visit late October 2019.” (ECF No 109-10 at 91).
The Medical Defendants provided an affidavit from Dr. Chris Horan, the Regional Medical
Director for WellPath, LLC. (ECF No. 109-16). He states that pull-ups are sufficient to absorb
the amount of urine normally held in the bladder. In his 18 years as the director of a nursing home,
where urinary incontinence is often an issue, it is his experience that pull-ups are effective, and
additional pads and other items are unnecessary. (Id. at 3).
Plaintiff does not directly dispute any statements or arguments by the Medical Defendants
in his Response for this Claim. Instead, he summarizes the complaints in the grievances listed
above for this claim. (ECF No. 116 at 15). Plaintiff addresses Dr. Horan’s testimony by arguing
for the first time in this case that:
on 12/15/21, I learned by reading Lange Current Medical Diagnosis and Treatment
that even if you use a catheter just prior to going to bed, “peripheral edema can
cause the overwhelming production of urine when previously dependent legs
assume the horizontal position.” At the same time I was wetting the bed, I was
being treated for pitting edema in my legs.
(ECF No. 116-1 at 5) (emphasis removed). Plaintiff does not provide document cites or dates to
support this claim. Mention of “minimal” and “mild” edema occurs in the medical record starting
April 10, 2018. (ECF No. 109-10 at 43). On April 24, 2019, Plaintiff was prescribed Ted hose
for swelling of his lower extremities. (ECF No. 109-10 at 69). These dates do not coincide with
either his allegations of when bed-wetting began or when he began asking for additional
incontinence supplies.
In his Declaration, Plaintiff blames his bed-wetting on the drug Perphenazine, stating that
he stopped bed-wetting two days after he stopped taking it and has not wet the bed “one-time”
since. (ECF No. 116-1 at 9). He also states the drug caused the bed-wetting by causing him to
have “ED and deep sleep.” (Id.). Plaintiff’s psychiatric records indicate that Plaintiff requested
and received Perphenazine starting on March 2, 2016. (ECF No. 109-14 at 27). This pre-dates
any of his complaints of bed-wetting by more than a year. In their Reply, the Medical Defendants
also point out that Plaintiff simultaneously complains of ongoing insomnia for Claim One, but of
a Perphenazine-induced sleep so deep that it caused bed-wetting in Claims Two and Three. (ECF
No. 117 at 10).
Thus, the summary judgment record blatantly contradicts Plaintiff’s allegation that Dr.
Daniel or any other medical provider was deliberately indifferent to his medical needs by denying
him additional incontinence supplies. Instead, the record reflects that Plaintiff was seen frequently
by medical providers, testing and medications were prescribed, UAMS urology consults were
arranged, and he was given catheters and pull-ups. It was then discovered that Plaintiff was
hoarding those supplies and sharing them with other inmates, some of whom used the catheters as
straws. The number of catheters and pull-ups was reduced, and then later increased pursuant the
recommendation of the next urology consult, and Plaintiff’s treatment continued to be guided by
the recommendations of UAMS urologists.
There is no genuine issue of material fact in this claim, and the Medical Defendants are
entitled to summary judgment as a matter of law.
4. Claim Five – Dental Care
For Claim Five, Plaintiff alleges Dr. Davis and Dr. Talliaferro (the “Dental Defendants”)
have provided him with inadequate and untimely dental care starting in November 2016. (ECF
No. 9 at 11). Plaintiff alleges that delays in dental care have resulted in the loss of teeth that could
have been saved if he had been seen in a timely manner. He alleges the delays have also caused
severe pain and suffering. Further, when more than one repair is needed, only one repair is made,
then the other repair is moved to the bottom of the repair list. Plaintiff alleges he has been required
to have teeth extracted before others would be filled and has waited for nearly one and a half years
to have two teeth filled. He was recently told that one tooth must now be extracted due to the
delay. Plaintiff further alleges that Dr. Talliaferro is physically incapable of performing his job
because his hands shake. Teeth filled by Talliaferro have needed to be extracted, and he left pieces
of tooth in Plaintiff’s jaw after an extraction. Plaintiff then needed to undergo dental surgery where
his jawbone was shaved, and the leftover parts of teeth removed. Plaintiff states he just needs the
pain to stop, and that it currently hurts to chew soft noodles. (Id. at 12). Plaintiff alleges that
Wellpath has a custom of delaying dental care so that inmates will choose extractions, which are
provided in a timelier manner than other dental work, and of moving additional repairs to the
bottom of the repair list. (Id.).
Dental Defendants indicate Plaintiff testified that he filed five grievances concerning Dr.
Davis and Dr. Talliaferro, but two of them concern periods of time more than three years prior to
this case, and as such are irrelevant.18 (ECF No. 110 at 19). They state Plaintiff grieved a delay
in treatment for tooth 18 in OR-17-00901. (Id. at 18-19). They state Plaintiff was examined by
Dr. Davis on May 15, 2017, for a requested filling on Plaintiff’s right side. Dr. Davis believed
fillings for teeth 31 and 32 (lower left side) were more urgent and filled them instead. Because
dentists typically do not perform work on opposite sides of the mouth at the same time, Plaintiff
was placed back on the list for fillings. Teeth 18 and 19 were filled on July 27, 2017. (Id.).
18 Further, neither OR-16-01826 nor OR-17-00616 name Dr. Davis or Dr. Taliaferro. (ECF No. 109-5). As a result,
these grievances were not exhausted against either of them under ADC grievance policy.
In OR-19-00689,19 Defendants indicate Plaintiff grieved that he had pain chewing “where
bone spurs were removed several weeks ago. Plaintiff was examined by Dr. Davis on April 15,
2019, and 500 milligrams of ibuprofen twice a day was prescribed. (Id. at 19). Decay in tooth 19
was noted and it was “non-restorable.” (Id.). Tooth 18 was also noted to have decay and was
“non-restorable.” There was no infection or swelling, and Plaintiff was noted to have an extremely
dry mouth with signs of thrush. A “Nystatin suspension and Biotene mouthwash” were
prescribed.20 (Id.). Plaintiff was already on the extraction list for those teeth. (Id.). Dr. Taliaferro
extracted teeth 17 and 18 on May 28, 2019. Plaintiff was prescribed painkillers, and antibiotics
after the extraction. (Id. at 20). On June 4, 2019, Plaintiff was seen for a complaint of something
sharp protruding on his tongue. (Id.). Dr. Taliaferro prescribed more painkillers, Ensure, and
antibiotics, and scheduled Plaintiff for an alveoplasty at the extraction site of tooth 18. (Id.). Dr.
Taliaferro performed the alveoplasty and bone spur removal for the tooth 18 site on June 13, 2019.
Painkillers, antibiotics, and Ensure were prescribed. (Id.). On June 25, 2019, Plaintiff complained
of sensitivity in tooth 31 when eating sweets. (Id.). Decay was noted, but no swelling or infection
was present. Tooth 31 was filled on August 19, 2019. (Id.).
Dental Defendants provided an affidavit from Dr. Stringfellow, the Regional Dental
Director for WellPath, which provided detail and clarification to Plaintiff’s dental care, and opined
as to the quality of the care. In his opinion, Plaintiff’s dental care was appropriate and satisfactory
for his complaints during the relevant period. (ECF No. 109-17).
19 Defendants do not reference the contents of Grievance OR-19-00733. It appears this Grievance was filed on July
4, 2019, but it does not appear to have been exhausted based on the documents in the summary judgment record.
Plaintiff complains of a delay in filling a tooth. (ECF No. 109-5 at 96-97).
20 Nystatin oral suspension is used to treat fungal and yeast infections in the mouth. Available at rxlist.com (last
accessed June 23, 2022). Biotene is a saliva substitute used to treat dry mouth. (Available at drugs.com (last accessed
June 23, 2022).
In his Response and Declaration, Plaintiff does not dispute the content or number of
grievances, or the summary of his dental care provided by the Dental Defendants. (ECF Nos. 116
at 15-16; 116-1 at 15-16). Instead, he brings up a new claim that he is still awaiting a partial for
his lower jaw. (Id.).
Thus, the summary judgment record contradicts Plaintiff’s claim that the Dental
Defendants were deliberately indifferent to Plaintiff's dental needs. Instead, the summary
judgment record indicates Plaintiff was seen and treated multiple times for dental complaints. This
treatment included pain medication, antibiotics, dental rinses for oral fungal and yeast conditions
and dry mouth, Ensure, amalgam fillings, tooth extractions, and oral surgery. Plaintiff does not
dispute he received this treatment. Dr. Stringfellow reviewed the treatment and found it to be
appropriate.
Plaintiff’s primary complaint appears to be that his dental exams and treatments were not
provided as quickly as he would prefer. However, the “Constitution does not require jailers to
handle every medical complaint as quickly as each inmate might wish.” Jenkins v. County of
Hennepin, Minn., 557 F.3d 628, 633 (8th Cir. 2009). “A prisoner alleging a delay in treatment
must present verifying medical evidence that the prison officials ‘ignored an acute or escalating
situation or that [these] delays adversely affected his prognosis.’” Holden v. Hirner, 663 F.3d 336,
342 (8th Cir. 2011) (citations omitted). “In the face of medical records indicating that treatment
was provided and physician affidavits indicating that the care provided was adequate, an inmate
cannot create a question of fact by merely stating that she did not feel she received adequate
treatment.” Meuir v. Greene County Jail Employees, 487 F.3d 1115, 1119 (8th Cir. 2007) (quoting
Dulany v. Carnahan, 132 F.3d 1234, 1240 (8th Cir. 1997).
Here, the summary judgment record shows that Plaintiff has been provided with dental care
and there is no objective evidence of any unreasonable delay in providing that dental care.
Additionally, Plaintiff has failed to provide any verifying medical evidence showing that any
alleged delay in dental treatment negatively affected his prognosis. Finally, Defendants have
provided a dentist’s affidavit indicating that the dental care provided was appropriate and
satisfactory.
There is no question of material fact in dispute for this claim, and the Dental Defendants
are entitled to summary judgment as a matter of law.
5. Claim Eleven – Foot Pain
For Claim Eleven, Plaintiff alleges Nurse Parsons denied him medical care for foot pain
on June 13, 2019. (ECF No. 9 at 14). He alleges she refused to acknowledge that his toe was
swollen, refused to provide any care, and delayed his appointment with a podiatrist. He was seen
by a podiatrist on August 20, 2019, at which time the specialist diagnosed him with torn ligaments
“within 1 minute” of seeing him, and prescribed surgery. Plaintiff underwent surgery on October
31, 2019. (Id. at 14-15). He alleges Nurse Parsons regularly ignores his medical complaints.
Plaintiff proceeds against this Nurse Parsons in her personal capacity. (Id. at 14).
Medical Defendants note that Plaintiff testified he filed one grievance concerning this
claim: OR-19-01088. (ECF No. 110 at 24). The final grievance response states that Plaintiff was
seen by Dr. Gauldin on August 20, 2019, who noted “surgical planning.” (ECF No. 109-5 at 167).
A consult was placed, but it was rescheduled due to transportation issues. Plaintiff underwent
surgery with Dr. Gauldin on October 31, 2019. (Id.).
A review of the medical record indicates Plaintiff was seen on May 30, 2019, requesting
uric acid test results for foot pain. (ECF No. 109-10 at 70). The uric acid test was slightly elevated,
and a new drug prescribed. (Id. at 71). He was seen again on June 24, 2019, complaining that his
toe and foot were worse. (Id.). His toe was x-rayed, taped for support, and he was given pain
medication. (Id. at 72). On July 29, 2019, he again complained of foot pain and reported the
taping and pain medication did not help. Notes indicated the prior x-ray was normal. (Id. at 73).
A podiatry consult was ordered. (Id. at 73-74). Plaintiff saw the podiatrist on August 20, 2019.
(Id. at 77). On August 28, 2019, Dr. Gauldin diagnosed him with a hammertoe on the right and a
dislocation at “MTP1 2nd Right foot.” He suggested surgical planning to “repair plantar plate and
hammer toe.” (Id. at 78). Plaintiff had surgery on October 31, 2019. (Id. at 83).
The Medical Defendants provided an affidavit from Dr. Chris Horan, stating that Plaintiff’s
condition was not emergent, and he was provided with appropriate pain medication and
appropriate medical restrictions. (ECF No. 109-16 at 4-5). He further states there was no adverse
effect to Plaintiff’s prognosis resulting from the short delay in scheduling the surgery. (Id. at 5).
In his Response, Plaintiff does not dispute the facts in the medical record, and he does not
state he suffered any adverse effect to his foot prognosis due to the delay in receiving surgery.
(ECF No. 116 at 17-18). He does not address this claim in his Declaration.
Thus, the summary judgment record contradicts Plaintiff’s allegation that Nurse Parsons
was deliberately indifferent in her treatment of Plaintiff’s foot pain. Plaintiff was seen for a painful
foot, was provided with appropriate pain medication, received a podiatry consult for the foot, and
underwent surgery to correct the issue, all within several months of his first complaint for this
issue. Plaintiff makes no allegations that the prognosis for his foot was negatively affected by any
delay in seeing the podiatrist.
There is no question of material fact on this claim, and Nurse Parsons is entitled to
summary judgment as a matter of law.
IV. CONCLUSION
Overall, the summary judgment record before the Court indicates that Plaintiff was seen
very frequently by psychiatric, medical, and dental providers for a multitude of ever-shifting,
inconsistent, and at times mutually incompatible complaints of distress. The summary judgment
record contains over 550 pages of medical, dental, and psychiatric records. Multiple medications
and supplies have been frequently reviewed, discussed, and adjusted, with every indication that
the medical providers were exercising their independent medical judgment. Plaintiff has been seen
for outside consults with urologists, podiatrists, gastroenterologists, neurologists, and oral
surgeons. He has received surgery when it was recommended. He has been given mental
assessment instruments, urodynamic studies, a colonoscopy, and had countless other labs and tests
performed – often at his request.
Based on this summary judgment record, the Court concludes the care Plaintiff received
was constitutionally sufficient. Courts “hesitate to find an [E]ighth [A]mendment violation when
a prison inmate has received medical care.” Smith v. Jenkins, 919 F.2d 90, 93 (8th Cir. 1990). See
also, e.g., Hudson v. McMillian, 503 U.S. 1, 9 (1992) (Eighth Amendment does not require that
prisoners receive “unqualified access to health care”); Harris v. Thigpen, 941 F.2d 1495, 1510
(11th Cir. 1991) (it is not constitutionally required that care be “perfect, the best obtainable, or
even very good”) (citation omitted); Schaub v. VonWald, 638 F.3d 905, 935 (8th Cir. 2011) (Beam,
J., dissenting) (“inmates are only entitled to adequate medical care, not the best care possible”)
(internal quotation marks and citation omitted).
While Plaintiff disagrees vehemently and volubly with the quality of care provided, such
disagreement does not state a constitutional violation. The Eighth Circuit has “repeatedly held
that a prisoner’s mere difference of opinion over matters of expert medical judgment or a course
of medical treatment fail to rise to the level of a constitutional violation.” Smith v. Marcantonio,
910 F.2d 500, 502 (8th Cir. 1990) (prisoner’s disagreements on location of rehabilitation for burn
injuries, amounts of pain medication, and frequency of bandage changes failed to state deliberate
indifference); Taylor v. Turner, 884 F.2d 1088, 1090 (8th Cir. 1989) (prisoner’s disagreement
about treatment for mental deficiency, surgery for hernia, hearing deficiency, and nutritional
deficiency found insufficient); Lair v. Ogelsby, 859 F.2d 605, 606 (8th Cir. 1988) (mere
disagreement about which medication should have been prescribed does not constitute an Eighth
Amendment violation); Martin v. Sargent, 780 F.2d 1334, 1339 (8th Cir. 1985) (prisoner’s
disagreement about treatment of pain in his lower back and arm did not constitute an Eighth
Amendment violation).
Accordingly, it is recommended that the Motions for Summary Judgment by Defendant
Alford (ECF No. 93) and the Medical Defendants (all remaining Defendants) (ECF No. 108) be
GRANTED, and that Plaintiff’s Amended Complaint (ECF No. 9) be DISMISSED WITH
PREJUDICE.
The parties have fourteen (14) days from receipt of the Report and Recommendation
in which to file written objections pursuant to 28 U.S.C. § 636(b)(1). The failure to file timely
objections may result in waiver of the right to appeal questions of fact. The parties are
reminded that objections must be both timely and specific to trigger de novo review by the
district court.
DATED this 24th day of June 2022.
/s/
HON. MARK E. FORD
UNITED STATES MAGISTRATE JUDGE