“Delay or no delay, the sentence the judge was 19-KA-363 109 required to impose would have been the same. Thus, no prejudice could possibly have resulted from the failure of the court to comply with the delay.”
How later courts described this case
- “Delay or no delay, the sentence the judge was 19-KA-363 109 required to impose would have been the same. Thus, no prejudice could possibly have resulted from the failure of the court to comply with the delay.”
- fact that defendant was an illiterate, unemployed 17-year-old with the mental age of 8 and an IQ between 50 and 69, coupled with ambivalent police testimony about whether he understood the rights, supported conclusion he was incapable of executing a valid waiver
- 19-year-old with IQ of 68 who did not know his own age intelligently waived his rights, which were explained in simplistic terms
- declining to consider the defendant’s claim that the trial court erred in denying the defense’s challenge for cause due to the defendant’s failure to exhaust peremptory challenges
Written by the judges who cited it.
The opinion
STATE OF LOUISIANA NO. 19-KA-363
VERSUS FIFTH CIRCUIT
TEDDY CHESTER COURT OF APPEAL
STATE OF LOUISIANA
ON APPEAL FROM THE TWENTY-FOURTH JUDICIAL DISTRICT COURT
PARISH OF JEFFERSON, STATE OF LOUISIANA
NO. 96-2598, DIVISION "K"
HONORABLE ELLEN SHIRER KOVACH, JUDGE PRESIDING
February 03, 2021
MARC E. JOHNSON
JUDGE
Panel composed of Judges Marc E. Johnson,
Stephen J. Windhorst, and Hans J. Liljeberg
AFFIRMED
MEJ
SJW
HJL
COUNSEL FOR PLAINTIFF/APPELLEE,
STATE OF LOUISIANA
Honorable Paul D. Connick, Jr.
Thomas J. Butler
Darren A. Allemand
COUNSEL FOR DEFENDANT/APPELLANT,
TEDDY CHESTER
Shanita Farris
Rachel I. Conner
AMICUS CURIAE,
THE CENTER FOR INTEGRITY IN FORENSIC SCIENCES AND THE
INNOCENCE NETWORK
Bidish J. Sarma
JOHNSON, J.
Appellant, Teddy Chester, was convicted of first degree murder in violation
of La. R.S. 14:30 on May 14, 1997, after a two-day trial, and the jury
recommended a sentence of death shortly thereafter. Defendant applied for federal
relief after exhausting all avenues for relief in the state court system. The United
States District Court for the Eastern District of Louisiana granted Defendant’s writ
of habeas corpus and ordered the State to either release or retry Defendant. After a
second trial in 2018, Defendant was convicted of second degree murder and
sentenced to life imprisonment. On appeal, Defendant has identified several
assignments of error, which Defendant urges cumulatively, if not individually,
require reversal of his conviction and sentence. For the following reasons, we
affirm Defendant’s conviction and sentence.
FACTS AND PROCEDURAL HISTORY
In the early morning hours of December 27, 1995, Mr. John Adams was shot
and killed inside the cab he operated on Calhoun Street in Kenner, Louisiana, an
area known for drug-related activity. Investigators were told that “Fella,” as Elbert
Ratcliff was known in the area, was involved with the murder. Jefferson Parish
Sheriff’s Office (JPSO) personnel found the fingerprints on business cards found in
Mr. Adams’ cab matched Mr. Ratcliff’s fingerprints. Once apprehended, Mr.
Ratcliff told JPSO that Defendant, Teddy Chester, shot Mr. Adams. Defendant
insisted he was only trying to sell the victim fake drugs, but Mr. Ratcliff shot the
victim while trying to rob him. A grand jury indicted both Defendant and Ratcliff
for the murder of Mr. Adams in April of 1996.
On May 14, 1997, after a two-day trial, a jury found Defendant guilty of first
degree murder, in violation of La. R.S. 14:30, and, two days later, recommended
he be sentenced to death. Defendant unsuccessfully challenged his conviction and
19-KA-363 1
death sentence in the state courts. Having exhausted all avenues of relief in the
state court system, Defendant filed a federal petition for a writ of habeas corpus
under 28 U.S.C. § 2254(d). On June 11, 2018, the federal court granted the writ
and ordered the State of Louisiana to either retry Defendant or to release him from
state custody within the following 120 days. See Chester v. Vannoy, 16-17754,
2018 WL 2970912, at *1 (E.D. La. June 11, 2018).
On August 16, 2018, the State amended the 1996 indictment to charge
Defendant with second degree murder. On September 13, 2018, a Jefferson Parish
Grand Jury indicted Defendant with second degree murder in violation of La. R.S.
14:30.1, and Defendant was arraigned and pled not guilty. On October 1, 2018, the
United States District Court for the Eastern District gave the State until November
15, 2018, to retry Defendant.
Defendant’s trial began on October 29, 2018.
Nancy Clary, the designated representative for the custodian of records for
the Jefferson Parish Sheriff’s Office (JPSO) 9-1-1 call center, testified that on
December 27, 1995, at 6:15 a.m., a 9-1-1 call came in from 713 Calhoun Street and
the 9-1-1 caller advised that there was a cab parked across the street with its motor
running, doors open, and lights on.
Robert Murphy, a retired JPSO deputy, testified that on December 27, 1995,
he responded to the call regarding an abandoned vehicle in the area around 713
Calhoun Street. When Mr. Murphy, who was less than two minutes away, arrived
at that location, he observed a Kenner cab leaning against a cement object, with its
motor running, its lights on, and the driver-side door open. He observed through
the open driver’s door a white male, later identified as John Adams, slumped in the
driver’s seat with his head back and a wound to the back of his head. Mr. Murphy
secured the crime scene, called for Emergency Medical Services, and notified the
detective bureau, the crime scene division, and his supervisor.
19-KA-363 2
Mr. Murphy testified that there were cards, including King Cab business
cards, a lottery ticket, miscellaneous pieces of paper on the ground outside of the
cab, business cards on the floor of the vehicle on the driver’s side, and a
photograph lying on the victim’s left thigh. Mr. Murphy testified that the rear
driver-side door was slightly ajar and that there was red liquid pooling in the rear
seat area on the floor. He further testified that there was a plastic bag hanging on
the interior handle of the driver-side rear door and that the bag contained a long
sleeved Guess t-shirt with tags on it.
The trial court qualified Dr. Fraser MacKenzie, who performed the autopsy
of Mr. Adams, as an expert in the field of forensic pathology. Dr. MacKenzie
testified that the cause of death was a gunshot wound to the head and that the
manner of death was homicide. Dr. MacKenzie explained that the firearm was held
firmly against the skin as it was fired. He described the trajectory of the bullet as
having traveled from the lower left back side of the head to the upper right front
side of the head. Dr. MacKenzie testified that a projectile and its copper jacket
were recovered from just inside the victim’s head and fragments of lead were
removed from the skull.
JPSO Lieutenant Ralph Sacks was the lead detective on the case. Lt. Sacks
testified that he learned that on December 27, 1995, at approximately 4:00 a.m.,
someone called the cab company from a pay phone and requested to be picked up
at 713 Calhoun and taken to Susan Park, a neighborhood in Kenner. He stated that
he canvassed the Calhoun Street area but could find no eyewitnesses to the
shooting. He discovered that Mr. Adams had $34.00 in his left shirt pocket and
$260.00 in his wallet, but his pouch was missing. He also stated that he met with
Mr. Adams’ mother, Hazel Adams, who told him that Mr. Adams kept cards in his
pouch.
19-KA-363 3
Lt. Sacks explained that the people at 713 Calhoun initially did not provide
any helpful information, but a “guy named Franklin” later told him Elbert Ratcliff,
also known as “Fella,” visited the home from time to time. During Lt. Sacks’
investigation, at least two other individuals named “Fella” as a possible suspect.
Lt. Sacks asked the crime lab to compare the fingerprints on the business cards
found at the crime scene to Mr. Ratcliff’s fingerprints, and the prints matched.1 He
subsequently obtained an arrest warrant for Mr. Ratcliff and a search warrant for
his residence at 525 Richard, Apartment 1 in River Ridge. Lt. Sacks testified that
Ratcliff’s last known residence was in close proximity to the scene of the
homicide. On March 5, 1996, Lt. Sacks informed Mr. Ratcliff’s father of the
warrant for his son’s arrest but no items were seized during the search of the home.
Later that day, Mr. Ratcliff contacted Lt. Sacks and was subsequently arrested for
first degree murder.
Lt. Sacks recalled that Mr. Ratcliff implicated Defendant, Teddy Chester, in
the homicide on the way to the detective bureau. Once Mr. Ratcliff arrived at the
detective bureau, he was advised of his Miranda rights, which he waived, and then
he gave a statement. Lt. Sacks presented a photographic lineup to Mr. Ratcliff
containing Defendant’s picture, and Mr. Ratcliff positively identified Defendant.
He recalled that Mr. Ratcliff acknowledged handling the business cards at the
crime scene and removing the pouch. Lt. Sacks attempted to locate Defendant as a
person of interest using a flyer. Lt. Sacks acknowledged that Mr. Ratcliff, in the
third of several recorded statements he made, identified Defendant as the person
who shot John Adams. He later made contact with Defendant’s family and advised
them that he was looking for Defendant.
1
Patricia Cole, who the trial court qualified as an expert in the field of latent print examination and identification,
testified that the fingerprints on two of the State’s exhibits matched Mr. Ratcliff’s right thumb and left thumb
prints.”
19-KA-363 4
Lt. Sacks testified that on March 18, 1996, police were dispatched to a
residence regarding a disturbance. Earlier, Lt. Sacks’ colleague, JPSO Lt. Vincent
Bosco, testified that at approximately 9:00 a.m. that day, he responded to a call at
11108 Newton Street, Apartment C. The dispatcher had advised that a female
caller was having problems with a male. When Lt. Bosco arrived, there were two
females present. One of the females told him that the male inside was the one who
killed the cab driver. He observed a black male dive headfirst out of the second-
story window. He then got on the radio and advised headquarters so more units
could respond and establish a perimeter to contain that individual. Lt. Bosco
testified that the black male was later located, detained, and identified at 429
Upland Street. Lt. Sacks later testified that the male, identified as Defendant, was
taken to the detective bureau along with Quinice Pollard, Defendant’s girlfriend,
and her sister, Kaprice Pollard.2 The sisters gave the police aliases during initial
contact but the police discovered their true identities and that they had warrants so
they were arrested.
On that same day, before speaking with Defendant, Lt. Sacks obtained an
arrest warrant for him and a search warrant for his residence at 308 Jackson Street
in Kenner. He stated that when he went to Defendant’s residence to execute the
search warrant, no one answered the door. Lt. Sacks explained that he entered the
home through an open window he found on the side of the house. During the
search, Lt. Sacks retrieved items, including an Oakland Raiders baseball cap, a pair
of jeans, and a letter. He believed that the cap and the jeans had blood on them.
Lt. Sacks testified that he went to JPSO’s Homicide Division after executing
the search warrant and advised Defendant of his rights on March 18, 1996. He
further testified that Defendant waived his rights and then gave a statement.
2
In this opinion, Quinice Pollard will be referred to as “Ms. Pollard” or “Quinice,” and Kaprice Pollard will be
referred to as “Kaprice.”
19-KA-363 5
In his statement, Defendant said that his date of birth was November 10,
1977, he was eighteen years old, and his highest level of education was eighth or
ninth grade. He stated that in December of 1995, he walked along the tracks down
Tullis Street and went to Calhoun Street where he saw “Fellow”3 standing on the
corner. Defendant said that he had known “Fellow” for a couple of years and that
they had smoked a little “weed” in the past, but he did not know “Fellow’s” real
name. Defendant asserted that “Fellow” wanted to sell or trade a Guess shirt in a
plastic bag for a “rock.” He asked “Fellow” if “any money was coming around,”
and “Fellow” said “yes,” so defendant continued to walk down the street.
Defendant believed “Fellow” was a crack cocaine user but that he had never
seen him use it. He did not know what time it was, but he recalled that it was dark
outside and that the club had closed early. He did not see anyone else out on the
street at that time. Defendant said that he started walking toward Airline from the
tracks and that by the time he made it “down,” the cab driver was coming down
Calhoun Street. He thought the cab driver was “looking for some drugs.”
Defendant recalled that the cab driver stopped and was trying to say something, so
Defendant opened the “back passenger door” and asked him what he wanted. He
said that when he opened the door, he put one foot in and left the other foot
“hanging out.” Defendant then stated that he pulled the door closed to make it
look like he was in the cab “so no police could a stop or nothing.” Defendant
asked the cab driver if he was looking for anything, and the cab driver told him
“no,” so Defendant got out of the cab. Defendant noted that the cab driver pulled
further down the street and then turned around and came back. He said that was
when he saw “Fellow” just “pop up” behind him asking if the cab driver wanted
anything. Defendant told “Fellow” “no,” but “Fellow” still wanted to see on his
3
It is noted that Mr. Ratcliff’s nickname was “Fella,” also spelled as “Feller” and “Fellow” throughout the record
and this opinion also.
19-KA-363 6
own if the cab driver wanted something. He asserted that “Fellow” stopped the cab
driver and got completely in the cab directly behind the cab driver. Defendant
recalled that the cab driver started pulling off slowly and he saw that “Fellow” had
a gun up to the back of the cab driver’s head. Defendant told Lt. Sacks he saw the
cab driver struggling to move the gun from behind his head. He then saw “Fellow”
reach up and pull the radio out.
Defendant stated that the cab speeded up and that was when he heard a
“pow” and saw a flash inside the cab. He thought that after “Fellow” shot the cab
driver, the cab driver must have lost control of the cab, and it went straight into a
pole. “Fellow” was in the car when it crashed. Defendant asserted that “Fellow”
then got out of the back of the cab and opened the driver-side front door. He
believed “Fellow” was checking the cab driver to see if he had “anything on him.”
Defendant saw “Fellow” “fooling around with something,” but he did not know
what it was. He subsequently observed that “Fellow” “ducked off” behind a tree.
Defendant estimated he was approximately fifteen to twenty feet away from
“Fellow” when he observed this. He recalled that the cab driver was a “fat guy”
with white hair and glasses.
Defendant stated that he got behind a tree and attempted to hide from
“Fellow.” “Fellow” then ran towards a “cut” to the next street. Defendant recalled
that before “Fellow” got to the “cut,” he stopped, called him, and waved the gun in
defendant’s direction. Defendant said that the gun was a black .38 revolver.
“Fellow” pointed the gun in his direction and said to “come on.” Defendant told
him “no,” but when “Fellow” said it again in an aggressive way, defendant went
with him. He recalled that he and “Fellow” were running and that “Fellow” was
holding Defendant’s jacket by the shoulder and pulling Defendant along with him.
Defendant stated that after they went over the tracks, “Fellow” told him that if he
told anyone about what had happened, he would kill Defendant, Defendant’s “old
19-KA-363 7
lady,” and her baby. He said that “Fellow” ran one way and that he ran straight to
his sister’s house on Jackson Street.
No one was home when Defendant arrived, but he eventually told his
girlfriend what happened. He further stated that his “old lady” came back several
times and said that “Fellow” had told her that “if Defendant opened his mouth
about something, there was going to be ‘some drama or something’” between
“Fellow” and Defendant.
Defendant said he did not see if “Fellow” got any blood on him when the
shooting happened. Defendant denied having any blood on his clothes. He
remembered that he was wearing “some green Girbaud,” a black sweater, and a
black jacket. Defendant also remembered that he was wearing a “Dallas” baseball
cap. He guessed that “Fellow” left the plastic bag containing the shirt in the cab
because when “Fellow” went to the cab, he had the bag, and when “Fellow” came
back from the cab, he did not have anything in his hand. He said that “Fellow”
told him that one of his friends had given him the Guess shirt.
Defendant reiterated that when he first saw the cab driver, he approached the
cab because he thought the cab driver might want to buy some crack cocaine that
Defendant was trying to sell. Defendant asserted that there were “a lot of cabs that
buy crack.” He insisted that no one else was out there and “no money was coming
around,” so he was going to leave. He did not know how the cab driver came to be
back there.
Lt. Sacks testified that after Defendant gave his statement, he confronted
Defendant with details of the case and the evidence he recovered from Jackson
Street. As a result, Defendant then provided him with a second (recorded)
statement. In that second statement, Defendant said that “Fellow” stopped the cab
driver on Calhoun Street and got into the back seat directly behind the cab driver.
Defendant said he ran around to the right rear passenger door and got in with one
19-KA-363 8
foot in and one foot out. After he got in, Defendant asked the cab driver if he
wanted anything, and the cab driver said, “no.” He said that “Fellow” “pretended”
to ask the cab driver if he wanted something, but the cab driver said he did not do
anything like that. Defendant explained that “Fellow” then said, “well Mother
F*cker give it up,” and “Fellow” placed the gun to the back of the cab driver’s
head. He further explained that the cab driver tried to move the gun away from his
head.
Defendant recalled that the cab driver said, “ohh Lord not this, not this,” and
that the cab slowly pulled off. Afterwards, “Fellow” reached up and pulled out the
radio because the cab driver was reaching for it. Defendant stated that the cab
driver sped up and that is when the flash went off. He further stated that the cab
driver fell back to where his head was leaning over the front part of the seat to the
back and that was when blood started dripping over Defendant’s left pant leg and
splattered on his arms, hands, jacket, face, hat, and “all over” his legs. Defendant
recalled that after the cab driver was shot, the cab continued to move until it ran
into two small poles. He stated that “Fellow” then jumped out of the cab and began
“checking the man” and his pockets. Defendant said he scooted across the seat and
got out of the cab on the same side as “Fellow,” the driver-side left rear door, and
he ran and hid behind a tree. He saw some cards on the ground after he jumped out.
Defendant thought they stayed in the cab for approximately ten minutes.
Defendant stated that “Fellow” ran toward a “cut” to the next street and
made him run with him. He also stated that “Fellow” told him that if he said
anything about what happened, he would kill his “old lady” or other family
members. He asserted that he was wearing blue jeans that night and a black and
white Raiders hat. Defendant denied having a gun that night.
Defendant said that after the shooting, he went to his sister’s house at 308
Jackson Street. He took a bath and put his clothes in a dirty clothes basket.
19-KA-363 9
Defendant said that he left the clothes there and that after a while, his “old lady”
washed them. He stated that she asked him where all the blood had come from, and
he told her that “Fellow” had shot somebody. Defendant claimed that he did not
know what happened to the gun used in the shooting. He explained that he did not
tell the police this information before because he thought by him being in the cab
and getting blood on him, he was “gonna be accused of being a part of it.”
Defendant did not know if “Fellow” or someone else called the cab, but he
insisted that he did not. He stated that he did not know what “Fellow” was going to
do when they got into the cab.
Defendant contended that all he was trying to do was “make a little hussle
[sic]” and to see if he could make some money when suddenly the gun was
produced, and he just “fell into shock.” He recalled “Fellow” telling him that he
left the Guess shirt in the cab. He stated that he did not tell anybody what
happened because of “Fellow’s” threats to kill his family and because of his
probation. He explained that he ran that morning because he thought his “old lady
daddy” had called the police about him.
Defendant indicated that his girlfriend wore his hat and that he did not wash
it. He admitted that the blood should still be on the hat. He reiterated that when he
got in the cab, he thought that it was going to be a drug sale, “me making a lil
money or him making a lil money [sic].” Defendant said that he did not touch the
cab driver’s pockets and that the only things he touched were the outside and the
inside of the door handles. He believed that “Fellow” sold drugs there before and
that he had seen other cab drivers buy drugs there. He thought the victim was the
cab driver who had gone back there to buy drugs before and that was what “really
keyed” him onto trying to sell drugs to him. Defendant stated that if the cab driver
had wanted to buy drugs, he would have sold him some “fake” crack cocaine. He
explained that he himself did not buy the Guess shirt from “Fellow” because all he
19-KA-363 10
had were “fake” drugs, and he did not have enough money. Audiotapes of both
statements were played at trial and jurors were provided with copies of the
transcripts.
Lt. Sacks testified that he arrested Defendant after taking his statements. He
requested scientific testing on Defendant’s clothes, and he obtained a search
warrant for Defendant’s blood. Lt. Sacks recalled that Defendant was
uncooperative and that Defendant said he had already told Lt. Sacks that the blood
on the cap was the cab driver’s blood. He noted that the murder weapon was never
recovered.
On cross, Lt. Sacks acknowledged that the first statement Mr. Ratcliff gave
was “full of demonstrable lies” and that “some of” his second statement was true
and some of it was demonstrably false. Lt. Sacks also agreed that he did not find
any drugs, drug paraphernalia or firearms when he searched Defendant’s sister’s
home.
In December of 1995, Donna LaRocca worked as a cab driver and as an
office manager for King Cab. She testified that she called the JPSO when she saw
an article in the newspaper that said the two individuals arrested for the murder of
the cab driver said that they had never been in “the cab” before. She told the JPSO
that those two individuals rode in her cab both before and after the victim’s
murder. Ms. LaRocca remembered a time, about a week after the victim’s death,
when she picked up the two men, black males in their early twenties, from 525
Richard Street and took them to Farrar in Kenner. Ms. LaRocca asserted that she
had picked both of the men up from 525 Richard before. She said that all the
drivers were “kind of nervous” but she told the men when they called back that she
“personally would come and get them” because “we picked them up all of the
time.” On the way, they questioned Ms. LaRocca about what the police knew
19-KA-363 11
about the murder. She replied that the police were only telling them that they
intended to offer a reward.
Later, a detective showed Ms. LaRocca two sets of photographic lineups.
She positively identified number five in a photographic lineup as an individual
whom she had picked up from 525 Richard numerous times. She learned the man
who lived at 525 Richard and had called for the ride was named “Elbert Ratcliff.”
In the second photographic lineup, although she was able to narrow it down to two
choices, Ms. LaRocca did not positively identify a suspect. Ms. LaRocca was sure,
however, that the two suspects whose pictures appeared in the paper were the two
men in her cab that day.
Quinice Pollard testified that she was eighteen years old when she first met
Defendant at a club in October of 1995 and started dating him. She lived on
Newton Street in River Ridge with her then two-month old daughter and her sisters
at the time. Ms. Pollard stated that she sometimes stayed with Defendant on
Jackson Street where he lived with his sisters. Ms. Pollard testified that Defendant
helped to support her using money he received from a job at a car wash, a
government check for an intellectual disability, and from dealing drugs,
particularly crack cocaine. She recalled that Defendant always wore his gray and
black Raiders hat.
Ms. Pollard testified that Defendant “hung out” with Mr. Ratcliff who was
also known as “Fella.” She knew Mr. Ratcliff, who used and sold drugs, before she
knew Defendant. She further described Defendant and Mr. Ratcliff as friends and
said that Defendant used Mr. Ratcliff to “run” or sell drugs for him. Ms. Pollard
clarified that Defendant and “Fella” sold drugs together, Defendant was the “head”
drug dealer, and Defendant was not intimidated by “Fella.”
In December of 1995, Ms. Pollard and defendant were still dating but had an
on-again, off-again relationship. Ms. Pollard explained that one time, when she
19-KA-363 12
went to his residence to do his laundry, she saw a lot of blood on some of his
clothes. She maintained that she did all of Defendant’s laundry while they were
dating. She asked Defendant about it, and he responded that the blood came from
him and a “guy” whom he had gotten into an altercation with in a club, noting that
he had to pistol whip the “guy.”
Ms. Pollard testified that she first heard about the cab driver’s murder from
her sister, Kaprice. Ms. Pollard saw Defendant at a corner store in her
neighborhood soon after, and Defendant said that he wanted her to come to his
Jackson Street residence so they could talk. She asked him at the store if he knew
anything about the murder, and Defendant told her “no.” Ms. Pollard testified that
she visited Defendant at his residence a few days later. Defendant sat her down at
the kitchen table and told her that he was involved in the cab driver’s murder.
Defendant told her that he was there, and “the other guy” did it, but he asked her to
say that she was with him at the time of the incident in order to create an alibi.
Ms. Pollard recalled that Defendant had a gun when he told her this
information. She had seen the gun before which she described as a .38 revolver and
that it was the type of gun “that you put the bullets in.” She described the gun’s
brown handle, “tint-color” chrome “nose”, and “wheel.” Ms. Pollard indicated that
defendant kept that gun in a small box or under the mattress. Defendant pointed the
gun at her, and Ms. Pollard testified that she was nervous and scared and told him
she would say he was with her. She recalled that Defendant played with that gun
“a lot” and the gun had gone off while Defendant was playing with it before.
After that conversation, Ms. Pollard returned to her apartment and told her
sister, Kaprice, that Defendant had some involvement in the cab driver’s murder.
Ms. Pollard recalled that Defendant subsequently came over to her apartment on a
daily basis asking if she had told anyone about his involvement in the murder. She
testified that she and Defendant talked again about the murder and Defendant told
19-KA-363 13
her three or four versions of what happened. The first version was the one where
he was at the scene of the crime, “Fella” shot the victim, but Defendant asked her
to provide an alibi for his whereabouts at that time. The second version was that he
and “Fella” were there to rob the cab driver and that “Fella” did it. The third
version was that “Fella” did it. The fourth version was that Defendant and “Fella”
were robbing the cab driver, Defendant put the gun to the cab driver’s head, and
then the gun accidentally went off, and the blood got all over his clothes. Ms.
Pollard testified that she believed that Defendant accidentally shot the victim
because that was the version of events that sounded believable when Defendant
told it to her. She also noted that Defendant provided the most detail in his fourth
version. Ms. Pollard stated that Defendant asked her again to be his alibi.
Defendant also told Ms. Pollard that if “Fella” came to her looking for Defendant
that she should say she had not seen him.
The night before police came to her house to arrest Defendant, Ms. Pollard
recalled that Defendant had his gun with him and that he told her he was going to
California. Defendant asked her to go with him, but Ms. Pollard said she had no
reason to go and asked him to leave. Just as he was leaving, it started to rain, so
Defendant spent the night.
Ms. Pollard testified that, the next morning, she woke up to JPSO coming
through her house with dogs. Defendant dove out the window of her second-floor
apartment. Ms. Pollard later saw the police bring Defendant out of a house around
the corner. Ms. Pollard admitted that she did not go back to her apartment because
she was on probation for a felony plea and knew she could be arrested. She instead
went to Defendant’s home on Jackson Street to “see if I [had] anything in that
house” but the police were there waiting when she arrived. The police later
brought Ms. Pollard to the police station. Ms. Pollard was reluctant to cooperate;
she did not tell the police everything, but she did tell them about the gun and that
19-KA-363 14
she was not involved in the murder. She further testified that “[it] was a lot going
on the interrogation room,” but the police did not hit her, or tell her what to say,
and she went to jail due to an attachment from a misdemeanor case.
Ms. Pollard also testified that she remained in touch with Defendant after he
went to jail. She visited and talked on the phone and exchanged letters with
Defendant. In his letters to Ms. Pollard, Defendant asked her to ask her sister and
others for help. Defendant also asked her to change her statement and to not go to
court. Ms. Pollard explained that she wanted to believe Defendant did not commit
the murder, so she continued to communicate with him even after he began to send
her threatening letters. Those threatening letters, eight of which were admitted
into evidence at trial, led Ms. Pollard to believe that Defendant may try to kill her,
so she eventually severed contact with Defendant.
Ms. Pollard further testified that Defendant asked her to burn the letters, but
she did not do so. Because she was afraid of Defendant, Ms. Pollard recalled that
she wrote him many letters telling him how much she loved and missed him,
although at some point she began dating someone else. Ms. Pollard became
pregnant in November of 1996 with another man’s child and had her second
daughter in July of 1997. By then, she and Defendant were no longer exchanging
letters with one another.
From March 18, 1996 until September of 2018, Ms. Pollard testified, no one
asked her to tell the whole story of what happened until the Assistant District
Attorneys (ADAs) asked. Ms. Pollard insisted that the ADAs did not pressure her
and she never called for the reward money nor ever received any reward. Ms.
Pollard admitted that she had prior convictions of misdemeanor disturbing the
peace in 1994, possession with intent to distribute cocaine in 1994, and felony theft
of goods in 1998. She also testified that there were several attachments for her
arrest in March 1996 due to missed court dates and that she was on two years of
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probation for the cocaine conviction at that time. Ms. Pollard also attributed any
proposed discrepancies in her testimony between the two trials to not wanting to be
involved and not wanting Defendant to be in trouble or die.
Defendant also placed approximately 165 pages of Ms. Pollard’s letters to
Defendant into evidence. In the excerpts selected for Ms. Pollard to read, she
professed her love for Defendant, promised to pray for him, expressed appreciation
for his support, and asked him not to entertain other women. Ms. Pollard also read
excerpts from their letters to one another where they referred to one another as
“wife” and “husband,” and to Ms. Pollard’s child as their child.
At the conclusion of Ms. Pollard’s testimony, she confirmed that she did not
feel safe when Defendant sent letters that said he was “going to kill” her and that
he could send someone to her apartment “to show [her] and just to let [her] know
that he could get to [her]”. She also reiterated that Defendant and “Fella” sold
drugs together and that Defendant was not intimidated by “Fella.”
Anthony Curtis testified that he was incarcerated for conspiracy to distribute
cocaine and was serving a 240-month sentence. He recalled the killing of a cab
driver in December of 1995 on Calhoun. Mr. Curtis explained that he was out
riding with a friend and thought he heard gunshots, but he was drunk and “kind of
high” on marijuana at the time. Mr. Curtis did not see where the gunshots came
from, but he saw the cab. He testified that he saw afterwards that the cab driver had
been shot in the cab and that there were a lot of people out there. Initially, Mr.
Curtis asserted that he could not remember if he saw anyone exit the cab at the
time of the gunshot. However, he read his affidavit dated September 23, 2013 to
refresh his memory; he told the investigator then that he had seen “Teddy” and
“Fella” exit the cab after the gunshots. Mr. Curtis knew Defendant and had seen
him around before. Mr. Curtis further testified that he thought that he saw
Defendant or “Fella” with a weapon, but he was not sure. Later, on redirect, Mr.
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Curtis insisted that he did not remember whether he saw Defendant and “Fella”
jump out of the cab that day.
Bonnie Dubourg was qualified by the trial court as an expert in the field of
forensic serology—the identification of biological fluids. Ms. Dubourg previously
worked for JPSO and testified that she tested samples from Defendant’s jeans and
Raiders baseball cap. The stains on the left and right legs of the jeans tested
negative for the presence of blood. She further testified that that the three small
stains on the inside bill of Defendant’s cap tested positive for the possible presence
of blood. Due to the insufficient sample sizes, she did not conduct further analysis.
Ms. Dubourg recalled that she tested the Guess t-shirt “Fella” was trying to sell
that night and that the examination of the “loose crust blood-like substance” on the
shirt yielded a positive serological test for Group O blood. She explained that,
again, the insufficient sample size precluded further analysis. Ms. Dubourg
testified that the victim’s blood type was O and that Defendant’s blood type was A.
Anne Montgomery worked for GenTest Laboratories in the 1990s and
testified that she was responsible for “the forensics department and those testing
and reports and testimony.” The trial court accepted her as an expert in the fields
of molecular biology and DNA analysis. Ms. Montgomery testified that she
conducted DNA testing in the instant case in 1996. She indicated that she obtained
samples from the baseball cap and reference samples from the victim and
Defendant. Ms. Montgomery testified that the DNA test results for the cutting from
the bill area of the baseball cap and the cuttings from the inside of the baseball cap
were consistent with a mixture of the reference blood sample from the victim and
Defendant, and therefore, neither the victim nor the defendant could not be
excluded as DNA donors.
Ms. Montgomery explained that the data suggested there was a minor
contributor and a major contributor. She testified that she looked at two genetic
19-KA-363 17
markers to generate population frequencies. She further explained that
approximately one in 339 Caucasian individuals would have those two genetic
markers in their profile if she looked at random Caucasian individuals and that one
in 707 Hispanic individuals would have those genotypes if she randomly tested
that population. Ms. Montgomery noted that those two genotypes were rarer in the
Black/African-American population than they were in the Caucasian population.
Ms. Montgomery testified although DNA testing in 2018 was much more
discriminating than in 1996, she did not feel that that 2018 testing invalidated or
negated the earlier results in any way. Ms. Montgomery concluded that those tests
used to analyze the samples in 1996 were accurate and state of the art at the time.
Elaine Schneida, JPSO’s DNA Laboratory Director, was accepted as an
expert in the field of forensic DNA analysis. Ms. Schneida testified that she
conducted further testing in August of 2018 on the Raiders baseball cap and the
denim jeans. She stated that she tested several different locations on the baseball
cap for possible blood, but the tests were all negative. She acknowledged that there
was a positive result for blood on the baseball cap previously but explained that
either the sample was consumed or it degraded over time. Ms. Schneida further
stated that she also tested the jeans for possible blood, but all of the spots were
negative. She did not know how the evidence was stored but noted that extreme
heat and/or exposure to humidity or moisture, or light could degrade DNA. Ms.
Schneida stated that the results she obtained did not invalidate the prior positive
result.
Ms. Schneida testified that she also performed a DNA extraction on cuttings
from the baseball cap and the jeans. She asserted that the partial DNA profile
obtained from the cutting from the stain on the exterior right front pocket of the
jeans was consistent with being a mixture of DNA from at least two individuals,
one major contributor and at least one minor contributor. Ms. Schneida further
19-KA-363 18
asserted that the victim was excluded as the major contributor to the DNA in this
mixture. She testified that, due to the complexity of the mixture, the profile was
determined to be uninterpretable for inclusionary purposes, and therefore, no
conclusion could be made regarding the contributor status of Defendant. She was
also unable to develop any sort of profile from the baseball cap. Ms. Schneida
explained that the 2018 testing was not inconsistent with the findings from 1996
because they tested different sections of the jeans and cap – the samples tested in
1996 were no longer available for her to test.
Louise Walzer is a retired forensics firearm and toolmark examiner who was
recognized as an expert in her field by the trial court. She conducted an
examination on one large lead-like fragment, four small lead-like fragments, and
an unknown caliber copper jacket obtained from the victim during the autopsy.
Ms. Walzer concluded that the jacket was a .38 caliber class ammunition which
was more consistent with a .38 special or a 357 revolver. She noted that the jacket
in the instant case could not have been shot from the three weapons JPSO secured,
clearing other possible suspects JPSO found during their investigation.
Albert Majeau, an investigator for the Jefferson Parish District Attorney’s
Office, testified that, in August of 2018, he collected the jeans and the cap from the
Jefferson Parish Clerk of Court’s evidence custodian’s warehouse and brought
them to the District Attorney’s Office where they were locked in their climate
controlled evidence room. Later that month, he picked up the jeans and the cap
from the DA’s evidence room and delivered them to the Jefferson Parish Crime
Laboratory.
JPSO Chief Deputy Timothy Scanlan, commander of the technical services
bureau, oversaw the crime lab, the crime scene division, the DNA lab, records, and
the 9-1-1 call center. He informed the trial court that he still performed firearm
and toolmark examinations, crime scene reconstruction, and bloodstain pattern
19-KA-363 19
analysis. He was accepted as an expert in the fields of crime scene reconstruction
and bloodstain pattern analysis.
Deputy Scanlan testified that he was not employed with the JPSO in 1995;
however, he reviewed the lab reports, the autopsy report, and the crime scene
photos in the instant case. He concluded that the victim was shot in the back of the
head from the rear of the car going forward. Chief Deputy Scanlan also concluded
that there was post-attack activity after the bloodshed occurred. He noticed that
there was a lot of “stuff” out of place inside and outside of the car and that the
items had been rummaged through. He explained that the victim did not move
around in the car after he was shot but that there was someone who got an
accumulation of blood on himself and then transferred the blood around the car as
he moved from the front of the car rearward.
Chief Deputy Scanlan reviewed the crime scene photographs and testified
that although the victim’s injury was consistent with the shooter being in the rear
seat, he could not tell whether the shooter was in the driver-side or passenger-side
rear seat. He mentioned that a subtle change in the position of the victim’s head
would have changed the angle fairly significantly and that he could not tell whether
the victim moved immediately before he was shot. Chief Deputy Scanlan also
testified that he examined the Raiders baseball cap. He explained that there were
small amounts of blood on the cap that were “nondescript stains,” meaning that
those stains could be spatter stains where blood was projected or flung after the
shooting, or they could be non-spatter stains where the blood was transferred.
Chief Deputy Scanlan testified that he thought the cap had to be off of the head
because the blood stains were underneath the cap. He stated that the cap could have
been off the head lying down or taken off with bloody hands or that blood could
have been flung onto the cap.
19-KA-363 20
After the State rested its case, the defense called Elbert Ratcliff as a witness.
Mr. Ratcliff testified that he was convicted of second degree murder as a principal
for the killing of Mr. Adams and was serving a life sentence. Mr. Ratcliff advised
that he was diagnosed as a schizophrenic around age eleven or twelve. He also
disclosed that he smoked crack every day in his twenties, but still takes Haldol.
Mr. Ratcliff knew people who lived at 713 Calhoun but he did not “hang out”
there. He asserted that people sold drugs on Calhoun and that he was on that street
“a lot.” Mr. Ratcliff stated that those were not his fingerprints at the crime scene,
that he was not present on Calhoun when the victim was murdered, and that he had
not been at the crime scene. Mr. Ratcliff also insisted he did not call King Cab that
night to go from Calhoun to Susan Park because he was in Destrehan with his
cousin, and he also had a car with full insurance. He also testified that he was not
a regular customer of King Cab and Ms. LaRocca lied when she said that she had
seen him in her cab before.
Mr. Ratcliff testified that he only said what the police told him to say. He
explained that the police wanted him to say that he was at the scene or had seen the
deceased victim. He also stated that the police told him that he was going to be
able to go home, that they knew he did not commit the crime but wanted him to
point the finger at someone else, that they knew who did it, and that if he did not
tell them who that person was, he would be booked with first degree murder.
Mr. Ratcliff claimed that everything he told the police was a lie except when
he told them the first time that he was not at the scene. Mr. Ratcliff acknowledged
telling the police that he saw the victim after he died and that he went through the
victim’s “stuff.” He admitted that he told the police during his first statement that
he was “high.” Mr. Ratcliff denied that he and Defendant were partners, or
friends, and he testified that they did not “hang out” together. He explained that he
19-KA-363 21
had chased Defendant off of Calhoun a couple of times trying to “jack” Defendant
and get drugs from him.
Mr. Ratcliff testified that the police wanted him to say in his third statement
that he saw the victim get killed, and he recalled telling Lt. Sacks that Defendant
shot the victim. Mr. Ratcliff claimed that he implicated Defendant because he had
heard “on the street” that Defendant shot the victim. Mr. Ratcliff denied signing
the photographic lineup identifying Defendant as the shooter. He also did not
recall telling the assistant district attorneys that he saw Defendant shoot the victim
that night.
After the defense rested its case, the State called Lt. Sacks as a rebuttal
witness. Lt. Sacks testified that he met with Mr. Ratcliff at the detective bureau,
told him he was under arrest for first degree murder, and advised him of his rights.
He indicated that Mr. Ratcliff waived his rights and gave several statements. Lt.
Sacks asserted that he did not tell Mr. Ratcliff he could go home if he pointed the
finger at someone else. He testified that Mr. Ratcliff told him that he saw
Defendant shoot the victim. Lt. Sacks stated that he showed Mr. Ratcliff a
photographic lineup and Mr. Ratcliff positively identified Defendant as the person
who shot the victim. Lt. Sacks thought Mr. Ratcliff was “coherent” when JPSO
took his statements and he did not know that Mr. Ratcliff was diagnosed with
schizophrenia as a young child. Lt. Sacks recalled that the first time he heard of
Defendant was in the car when he was taking Mr. Ratcliff to jail and Mr. Ratcliff
gave him Defendant’s name. Lt. Sacks emphasized that Mr. Ratcliff’s name came
up several times in his investigation as someone involved in the shooting, but he
did not know who Defendant was and Defendant’s name had not come up in the
investigation prior to Mr. Ratcliff mentioning it.
Six days after the trial began, a twelve-person jury unanimously found
Defendant guilty of second degree murder. On December 12, 2018, Defendant
19-KA-363 22
filed Motions for New Trial, to Bar a Life Without Parole Sentence for
Adolescents as Unconstitutional, and for Post-Verdict Judgment of Acquittal that
were denied on that same date. The trial court also sentenced Defendant to life
imprisonment at hard labor without benefit of parole, probation, or suspension of
sentence. Defendant filed a Motion to Reconsider Sentence that was denied on
February 8, 2019. Defendant then timely filed a Notice of Appeal that was granted
on March 14, 2019.
On appeal, Defendant asserts eighteen assignments of error and argues that,
if not individually, the cumulative errors require his conviction and sentence to be
reversed.
ASSIGNMENTS OF ERROR NUMBER ONE
There is insufficient evidence to support a jury’s finding of second-degree murder.
DISCUSSION
In reviewing the sufficiency of evidence, an appellate court must determine
that the evidence, whether direct or circumstantial, or a mixture of both, viewed in
the light most favorable to the prosecution, was sufficient to convince a rational
trier of fact that all of the elements of the crime have been proven beyond a
reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d
560 (1979); State v. Neal, 00-674 (La. 6/29/01); 796 So.2d 649, 657, cert. denied,
535 U.S. 940, 122 S.Ct. 1323, 152 L.Ed.2d 231 (2002); State v. Earls, 12-448 (La.
App. 5 Cir. 12/11/12); 106 So.3d 1149, 1154, writ denied, 13-132 (La. 9/20/13);
122 So.3d 1012. Encompassed within proving the elements of an offense is the
necessity of proving the identity of the defendant as the perpetrator. State v.
Nelson, 14-252 (La. App. 5 Cir. 3/11/15); 169 So.3d 493, 500, writ denied, 15-
685 (La. 2/26/16); 186 So.3d 468. Where the key issue is identification, the
State is required to negate any reasonable probability of misidentification in
order to carry its burden of proof. Id.
19-KA-363 23
Defendant argues that the evidence was insufficient to support his second
degree murder conviction. He contends that there was no direct evidence that he
shot or attempted to rob the victim, and no physical evidence that connected him to
the crime scene, and therefore, the State’s case was strictly circumstantial.
Defendant asserts that the physical evidence was consistent with Mr. Ratcliff being
the shooter, getting blood on his hands, and rummaging through the front of the
cab in an attempt to rob the victim. He further asserts that the forensic evidence
shows that Mr. Ratcliff was sitting behind the victim in the rear driver-side seat
when the victim was shot in the left back of the head and that Defendant was
sitting in the rear passenger-side seat.
Defendant also argues that Ms. Pollard’s testimony was not credible or
reliable because she lied to the police during her interrogation and because she had
an interest in testifying favorably for the State. Defendant contends that Mr.
Ratcliff was a violent, drug addicted, mentally ill man, and therefore, his
statements to the police were not credible or reliable. He maintains that there was
no evidence that he and Mr. Ratcliff planned to rob the victim, or that he had a
weapon, or knew Mr. Ratcliff had a weapon.
The State responds that it presented sufficient evidence to sustain
Defendant’s conviction for second degree murder. It further responds that
Defendant’s claim that there was no direct evidence that he shot or attempted to
rob the victim is untrue. The State points out that he admitted to Quinice Pollard
that he was attempting to rob the victim and that while he was holding the gun to
the victim’s head, it “accidentally” went off. It contends that confessions are
considered to be direct evidence of guilt, citing State v. Faciane, 17-224 (La. App.
5 Cir. 11/15/17); 233 So.3d 195, 207, writ denied, 17-2069 (La. 10/8/18); 253
So.3d 797.
The State further contends that Ms. Pollard’s testimony was sufficient to
19-KA-363 24
sustain the conviction. It argues that even if Defendant “accidentally” shot the
victim and thus did not have the specific intent to kill or to inflict great bodily
harm upon Mr. Adams, by Defendant’s own admission to Ms. Pollard, he was
committing either an armed robbery or an attempted armed robbery of Mr.
Adams which resulted in Mr. Adams’ death. Thus, the State argues that, under
either theory of second degree murder, the evidence was sufficient to support
the conviction.
The State also asserts that Defendant seeks to exculpate himself by claiming
that the forensic evidence supports his innocence; however, the State argues that
the forensic evidence was entirely consistent with Defendant’s guilt. The State
maintains that evidence other than Ms. Pollard’s testimony puts Defendant at the
scene, including Mr. Adams’s blood on defendant’s baseball cap and Defendant’s
statements to Lt. Sacks wherein he placed himself at the scene and acknowledged
being in the cab and getting Mr. Adams’ blood on his baseball cap. The State also
responds that Defendant’s claims regarding Ms. Pollard’s inconsistencies, motives,
and other supposed issues with her testimony were explored by Defendant at trial,
yet the jury chose to find her credible and unanimously found Defendant guilty as
charged.
In cases involving circumstantial evidence, the trial court must instruct the
jury that “assuming every fact to be proved that the evidence tends to prove, in
order to convict, it must exclude every reasonable hypothesis of innocence.” La.
R.S. 15:438. The reviewing court is not required to determine whether another
possible hypothesis of innocence suggested by the defendant offers an
exculpatory explanation of events. Rather, the reviewing court must determine
whether the possible alternative hypothesis is sufficiently reasonable that a
rational juror could not have found proof of guilt beyond a reasonable doubt.
State v. Mitchell, 99-3342 (La. 10/17/00); 772 So.2d 78, 83; State v. Washington,
19-KA-363 25
03-1135 (La. App. 5 Cir. 1/27/04); 866 So.2d 973, 977.
In the absence of internal contradiction or irreconcilable conflict with
physical evidence, one witness’s testimony, if believed by the trier of fact, is
sufficient to support a requisite factual finding. State v. Caffrey, 08-717 (La.
App. 5 Cir. 5/12/09); 15 So.3d 198, 203, writ denied, 09-1305 (La. 2/5/10); 27
So.3d 297. A reviewing court may impinge on the fact-finder’s discretion only to
the extent necessary to guarantee the fundamental due process of law. State v.
Harris, 02-1589 (La. 5/20/03); 846 So.2d 709, 713 (citing State v. Mussall, 523
So.2d 1305, 1310 (La. 1988)).
Defendant was convicted of second degree murder, which is defined in La.
R.S. 14:30.1 as the killing of a human being when the offender: 1) has specific
intent to kill or to inflict great bodily harm; or 2) is engaged in the perpetration or
attempted perpetration of one of several enumerated felonies, even though he has
no intent to kill or to inflict great bodily harm. State v. Lewis, 05-170 (La. App. 5
Cir. 11/29/05); 917 So.2d 583, 589-90, writ denied, 06-757 (La. 12/15/06); 944
So.2d 1277. Here, the written jury charges, signed by the trial judge, reflect that
the jury was informed it could convict Defendant under the theory that he had the
specific intent to kill or inflict great bodily harm upon the victim or because
Defendant was engaged in the commission or attempted commission of an armed
robbery.4
Specific intent is “that state of mind which exists when the circumstances
indicate that the offender actively desired the prescribed criminal consequences
4
Armed robbery is defined in La. R.S. 14:64 as “the taking of anything of value belonging to another from the
person of another or that is in the immediate control of another, by use of force or intimidation, while armed with
a dangerous weapon.”
Attempt is defined in La. R.S. 14:27 as “any person who, having a specific intent to commit a crime, does
or omits an act for the purpose of and tending directly toward the accomplishing of his object is guilty of an attempt
to commit the offense intended; and, it shall be immaterial whether, under the circumstances, he would have
actually accomplished his purpose.”
19-KA-363 26
to follow his act or failure to act.” La. R.S. 14:10(1). Because specific intent is a
state of mind, it need not be proven as a fact, but may be inferred from the
circumstances and actions of the accused as well as the extent and severity of the
victim’s injuries. State v. Bone, 12-34 (La. App. 5 Cir. 9/11/12); 107 So.3d 49,
58, writ denied, 12-2229 (La. 4/1/13); 110 So.3d 574. Whether a defendant
possessed the requisite intent in a criminal case is a question for the trier of fact,
and a review of the correctness of this determination is guided by the Jackson
standard. State v. Gonzalez, 07-449 (La. App. 5 Cir. 12/27/07); 975 So.2d 3, 8,
writ denied, 08-228 (La. 9/19/08); 992 So.2d 949.
Specific intent to kill can be inferred from the intentional use of a deadly
weapon such as a knife or a gun. State v. Knight, 09-359 (La. App. 5 Cir.
2/9/10); 34 So.3d 307, 317, writ denied, 10-2444 (La. 10/21/11); 73 So.3d 376.
Specific intent may be inferred from the circumstances and from the defendant’s
actions, and the intent to kill or to inflict great bodily harm may be inferred from
the extent and severity of the victim’s injuries. A defendant’s act of aiming a
lethal weapon and discharging it in the direction of the victim supports a finding
by the trier of fact that the defendant acted with specific intent to kill. State v.
Bonilla, 15-529 (La. App. 5 Cir. 2/24/16); 186 So.3d 1242, 1253, writ denied,
16-567 (La. 5/2/16); 206 So.3d 881, cert. denied, -- U.S. --, 137 S.Ct. 239, 196
L.Ed.2d 183 (2016).
In the instant case, the jury was instructed regarding the law of principals.
Under La. R.S. 14:24, “[a]ll persons concerned in the commission of a crime,
whether present or absent, and whether they directly commit the act constituting
the offense, aid and abet in its commission, or directly or indirectly counsel or
procure another to commit the crime, are principals.” Only those persons who
“knowingly participate in planning or execution of a crime” are principals to that
crime. State v. Pierre, 93-893 (La. 2/3/94); 631 So.2d 427, 428; State v. King, 06-
19-KA-363 27
554 (La. App. 5 Cir. 1/16/07); 951 So.2d 384, 390, writ denied, 07-371 (La.
5/4/07); 956 So.2d 600.
An individual may only be convicted as a principal for those crimes for
which he personally has the requisite mental state. King, supra. The mental state
of one defendant may not be imputed to another defendant. Thus, mere presence
at the scene of a crime does not make one a principal to the crime. Id. However,
“[i]t is sufficient encouragement that the accomplice is standing by at the scene
of the crime ready to give some aid if needed, although in such a case it is
necessary that the principal actually be aware of the accomplice’s intention.”
State v. Anderson, 97-1301 (La. 2/6/98); 707 So.2d 1223, 1225 (per curiam). In
State v. Hill, 98-1087 (La. App. 5 Cir. 8/31/99); 742 So.2d 690, 696-97, writ
denied, 99-2848 (La. 3/24/00); 758 So.2d 147, this Court upheld the defendant’s
second degree murder conviction after the jury determined he was at least a
principal to the crime. This Court determined that: 1) the defendant chose to
remain with the co-defendant, at the murder scene, with knowledge, by his own
admission, that his co-defendant planned to rob the victim; 2) the defendant did
nothing to prevent the crime; and 3) the defendant did not come to the victim’s
aid after the shooting, but rather fled the scene. See also State v. Page, 08-531
(La. App. 5 Cir. 11/10/09); 28 So.3d 442, 449-50, writ denied, 09-2684 (La.
6/4/10); 38 So.3d 299.
In the instant case, the State introduced evidence to show that Defendant
either killed the cab driver or was at least a principal to the crime. Quinice Pollard
testified that Defendant was her ex-boyfriend, that he and Mr. Ratcliff sold drugs
together, and that Defendant was the “head drug dealer.” She further testified
that, although Defendant offered several explanations about what happened that
early morning, she believed Defendant when he told her that while he and Mr.
Ratcliff were attempting to rob the cab driver, Defendant put the gun to the cab
19-KA-363 28
driver’s head, and the gun accidentally discharged, and blood got on his clothes.
Ms. Pollard testified that Defendant owned a revolver which she had seen before
and had with him when he told her about what happened. She also testified that,
while Defendant was incarcerated, he sent letters to her asking her to change her
statement, to not present at court to testify, to talk to her sister about changing her
statement, and to talk to other people about helping him out. Quinice also testified
that in some of the letters, Defendant threatened to kill her or to send someone
else to kill her if she betrayed him.
Lt. Sacks testified that Defendant gave a statement wherein he explained
that he and Mr. Ratcliff got into the backseat of the cab, after which Defendant
tried to sell fake drugs to the victim, and Mr. Ratcliff “pretended” to sell a Guess
shirt. Defendant stated to Lt. Sacks that when the cab driver said he was not
interested in buying anything, Mr. Ratcliff told the driver to “give it up.”
Defendant said that then the cab driver slowly pulled off and reached for the
radio, after which Mr. Ratcliff shot him in the head. Defendant noted that the
victim’s blood got on his clothing. In his statement, Defendant said that after the
shooting, they exited the vehicle, Mr. Ratcliff rummaged through the front seat
and the victim’s pockets. Defendant noticed some business cards on the ground.
Lt. Sacks also testified that Defendant exclaimed that the blood on his cap was the
cab driver’s blood when Defendant tried to avoid having his blood sample drawn.
We find that the evidence is sufficient under the Jackson standard to support
Defendant’s second degree murder conviction. Similar to Page, supra, Defendant
remained with Mr. Ratcliff at the scene, did nothing to prevent the crime, fled the
scene rather than render aid to the victim, and did not attempt to report the
shooting. Defendant, through statements to police and his girlfriend at the time,
placed himself at the scene of the crime. Defendant’s statement to the police was
that he tried to sell “fake drugs” then Mr. Ratcliff attempted to sell the victim a
19-KA-363 29
shirt, before Mr. Ratcliff shot the cab driver. Mr. Ratcliff testified that he only
implicated Mr. Chester because the police told him to, but Lt. Sacks and Ms.
Pollard testified that Defendant himself admitted he was involved. According to
Ms. Pollard, Defendant said that he accidentally shot the victim, but also said that
Mr. Ratcliff shot the victim. We find that the evidence is sufficient to establish
that Defendant was either the shooter or a principal to the shooting. The trier of
fact shall evaluate credibility, and when faced with a conflict in testimony, is free
to accept or reject, in whole or in part, the testimony of any witness. State v.
Bradley, 03-384 (La. App. 5 Cir. 9/16/03); 858 So.2d 80, 84, writs denied, 03-2745
(La. 2/13/04); 867 So.2d 688 and 08-1951 (La. 1/30/09); 999 So.2d 750. After
listening to the testimony and considering all of the evidence, the jury found the
State’s witnesses more credible. It is not the function of the appellate court to
assess credibility or re-weigh the evidence. State v. Smith, 94-3116 (La. 10/16/95);
661 So.2d 442, 443.
ASSIGNMENT OF ERROR NUMBER TWO
The trial court erred in admitting Mr. Chester’s custodial statements.
DISCUSSION
The State has the burden of proving the admissibility of a purported
confession or statement by the defendant. La. C.Cr.P. art. 703(D); State v. Arias-
Chavarria, 10-116 (La. App. 5 Cir. 9/28/10); 49 So.3d 426, 433, writ denied, 10-
2432 (La. 2/25/11); 58 So.3d 460. The trial court’s denial of a motion to suppress
is afforded great weight and will not be set aside unless the preponderance of the
evidence clearly favors suppression. State v. Bellow, 07-824 (La. App. 5 Cir.
3/11/08); 982 So.2d 826, 829.
Before an inculpatory statement made during a custodial interrogation may
be introduced into evidence, the State must prove, beyond a reasonable doubt, that
19-KA-363 30
the defendant was first advised of his Miranda rights, that he voluntarily and
intelligently waived them, and that the statement was made freely and voluntarily
and not under the influence of fear, intimidation, menaces, threats, inducements, or
promises. State v. Loeb, 09-341 (La. App. 5 Cir. 2/23/10); 34 So.3d 917, 924-25,
writ denied, 10-681 (La. 10/15/10); 45 So.3d 1110.
Defendant argues that the trial court erred by denying the motions to
suppress his statements because of Defendant’s limited intellect and diminished
mental capacity, and because the State did not adequately prove that those
statements were voluntarily and intelligently given and were not the product of
coercion. Defendant’s statements were made to detectives over a five-hour period.
Lt. Sacks testified that Defendant, who had only turned eighteen years old a few
months prior, arrived at the bureau at 11:00 am on March 18, 1996 and was
advised of his Miranda rights by Deputy Rocky Burr. He further testified that he
got Defendant something to drink and made bathroom facilities available if he
needed them. Lt. Sacks said that he advised Defendant of his Miranda rights using
a standard JPSO waiver of rights form. He said that he read the form out loud and
gave Defendant an opportunity to read the form for himself and Defendant did not
have any questions.
After Defendant signed the form, there was an unrecorded pre-interview,
before he made a recorded statement. Lt. Sacks advised that Defendant did not ask
to stop or ask for an attorney. Lt. Sacks spoke with Defendant again before taking
another recorded statement and he testified that, again, Defendant did not request
to stop or ask for an attorney. He further stated that he did not do anything to force,
threaten, or coerce Defendant into making another statement.
Lt. Sacks testified that Defendant exclaimed, “I already told you that it was
the cab driver’s blood,” while JPSO attempted to execute a search warrant to
obtain a sample of Defendant’s blood for comparative analysis. Lt. Sacks testified
19-KA-363 31
that Defendant was not re-advised of his Miranda rights, but his statement, made
before his blood was drawn, which defense counsel argues was involuntary and
unreliable, was made prior to being held down by deputies and not in response to
questioning.
A determination of voluntariness is made on a case-by-case basis, depending
on the totality of the facts and circumstances of each situation. The admissibility
of a confession or statement is a determination for the trial judge, and the judge’s
conclusions on the credibility and weight of the testimony relating to the voluntary
nature of the confession or statement are entitled to great weight and will not be
overturned unless unsupported by the evidence. Testimony of the interviewing
police officer alone may be sufficient proof that a defendant’s statements were
freely and voluntarily given. Arias-Chavarria, 49 So.3d at 433.
In determining whether the trial court’s ruling on the motion to suppress is
correct, an appellate court is not limited to the evidence presented at the
suppression hearing; it may also review relevant evidence presented at trial. State
v. Poupart, 11-710 (La. App. 5 Cir. 2/28/12); 88 So.3d 1132, 1140, writ denied,
12-705 (La. 10/8/12); 98 So.3d 867.
In State v. Doyle, 11-597 (La. 3/23/11); 56 So.3d 948, 949, the supreme
court ruled that a “defendant may introduce evidence of mental retardation, defect,
and/or diminished capacity at the guilt stage of trial as part of the circumstances
surrounding the making of a confession for jurors to consider in determining the
weight or probative value given the statement.” “This limited purpose stands in
contrast to introducing such evidence on the issue of guilt or innocence.” See
generally, La. C.Cr.P. art. 651 (“When a defendant is tried upon a plea of ‘not
guilty,’ evidence of insanity or mental defect at the time of the offense shall not be
admissible.”)
19-KA-363 32
The Louisiana Supreme Court has noted that diminished mental or
intellectual capacity does not itself vitiate the ability to knowingly and intelligently
waive constitutional rights and make a free and voluntary confession. State v.
Benoit, 440 So.2d 129, 131 (La. 1983). Thus, low intellect, moderate mental
retardation, or diminished mental capacity does not per se and invariably vitiate
capacity to make a knowing and intelligent Miranda waiver. State v. Manning, 03-
1982 (La. 10/19/04); 885 So.2d 1044, 1074, cert. denied, 544 U.S. 967, 125 S.Ct.
1745, 161 L.Ed.2d 612 (2005). In cases involving allegations of diminished
mental capacity, a defendant has the burden of proving the existence of any mental
abnormality that might render his confession per se involuntary. A diminished
intellectual capacity does not alone vitiate the ability to knowingly and intelligently
waive constitutional rights and make a free and voluntary confession. The critical
factor is whether the defendant was able to understand the rights explained to him
and voluntarily gave the statement. State v. Pugh, 02-171 (La. App. 5 Cir.
10/16/02); 831 So.2d 341, 352-53.
In State v. Chester, 15-2304 (La. 12/16/16); 208 So.3d 338, after his
conviction for first degree murder and sentence of death on direct appeal was
affirmed, Defendant filed an application for post-conviction relief arguing that
his counsel erred in litigating the motion to suppress his custodial statements
because she failed to show the statements were not made pursuant to a valid
waiver. Defendant argued that he was a scared-eighteen-year-old with
intellectual disabilities—circumstances which should have prompted counsel to
argue that he could not have understood his rights well enough to knowingly and
intelligently waive them.
The Louisiana Supreme Court found that because Defendant expressly
waived his rights, the question was whether his waiver was knowing and
intelligent under the totality of the circumstances, including his “background,
19-KA-363 33
experience, and conduct,” and that his alleged diminished capacity was but one
factor to consider. The supreme court further found:
His assertion that it was nevertheless invalid because of his
youth and low intellect, as evinced by his reading and language
comprehension deficits, without more, is insufficient to vitiate
his waiver. See State v. Brown, 414 So.2d 689, 696 (La. 1982).
(“[M]oderate mental retardation and low intelligence or
illiteracy do not of themselves vitiate the ability to knowingly
and intelligently waive constitutional rights and make a free
and voluntary confession.”) (citations and internal quotes
omitted); see also State v. Holmes, 06-2988, pp. 20-21, 43 (La.
12/2/08), 5 So.3d 42, 59-60, 72-73 (defendant with IQ of 77
and fetal alcohol syndrome made knowing and intelligent
waiver); Green, 94-0887, pp. 7-19, 655 So.2d at 278-845
(mildly retarded defendant’s waiver was knowing and
intelligent, despite psychologist’s testimony that he was unable
to comprehend his rights, because psychologist also testified he
was educable and could be made to understand, and officers
testified he understood, at least partially because of his criminal
history); compare State v. Istre, 407 So.2d 1183, 1186-87 (La.
1981) (19-year-old with IQ of 68 who did not know his own
age intelligently waived his rights, which were explained in
simplistic terms); and State v. Anderson, 379 So.2d 735, 736
(La. 1980) (fact that defendant was an illiterate, unemployed
17-year-old with the mental age of 8 and an IQ between 50 and
69, coupled with ambivalent police testimony about whether he
understood the rights, supported conclusion he was incapable of
executing a valid waiver).
Under the circumstances, we find that the state would
have carried its burden of proving that Chester’s waiver was
knowing and intelligent, had trial counsel attacked the
statements’ admissibility on these grounds. Thus, Chester
cannot show that his motion to suppress would have been
granted but for trial counsel’s omission. See generally Ortiz-
Sandoval v. Clarke, 323 F.3d 1165, 1170 (9th Cir. 2003)
(petitioner must show the overlooked motion would have been
meritorious and a reasonable probability of a different verdict
absent the alleged error) (citing Kimmelman v. Morrison, 477
U.S. 365, 106 S.Ct. 2574, 91 L.Ed.2d 305 (1986)). [Footnote
added].
Id. at 344-45. We find that, although Defendant stated that he had a limited
education and could not read very well, he did not prove the existence of any
5
State v. Green, 94-887 (La. 5/22/95); 655 So.2d 272.
19-KA-363 34
mental abnormality that might render his confession per se involuntary.6
Defendant further complains that his pre-interviews were not recorded.
He made this same complaint in his motion to suppress statements, and it was
also raised in Defendant’s previous appeal. In State v. Flowers, 16-130 (La.
App. 1 Cir. 9/19/16); 204 So.3d 271, writ denied, 16-1871 (La. 9/6/17); 224
So.3d 983, the defendant argued that the trial court erred in denying his motion
to suppress his statement. He complained that only eight minutes of a three-and-
one-half-hour interview were recorded. According to the defendant, he was
denied his rights under La. R.S. 15:4507 because a portion of the interview was
not recorded and the hours that the defendant was alone in the room with the
detective likely would offer some explanation as to what led the defendant to
make the statement. The appellate court found that the defendant’s confession
was properly admitted in compliance with La. R.S. 15:450. It further found that,
despite the fact that not all of the defendant’s conversation with the detective
was taped, the entire tape recording of the confession was played before the jury
at the defendant’s trial, and the detective explained what was discussed during
the remainder of the conversation. The appellate court noted that according to
the detective, prior to the recorded statement, he explained the allegations and
6
Additionally, the record reflects that on November 12-15, 2013, the trial court held an extensive hearing
regarding Defendant’s claim of mental retardation pursuant to Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153
L.Ed.2d 335 (2002), prior to the granting of federal habeas corpus relief (on different grounds). In Atkins v.
Virginia, the Supreme Court held that the execution of mentally retarded persons (now referred to as intellectually
disabled persons) constitutes excessive punishment and therefore violates the Eighth Amendment. Although the
contents of the Atkins hearing and the ruling were not admitted into evidence at the suppression hearing or at trial in
the instant case, it is noted that the same judge who presided over that hearing presided over the trial in the instant
case. In a written judgment dated December 5, 2013, the trial court stated that Defendant had an average IQ, and
the judge denied Defendant’s claim, stating in pertinent part:
In summary, Petitioner fails to meet his burden of proving he is mentally retarded by
preponderance of evidence. Petitioner did not submit sufficient evidence to meet this burden.
Moreover, the State presented ample evidence that Petitioner is not mentally retarded. The
court has had the opportunity to observe Petitioner in court on several occasions, and is
impressed with petitioner’s intellectual abilities to discuss complicated legal issues with an
obvious degree of understanding. Petitioner has also filed numerous pleadings and has a strong
grasp of the law in areas at issue.
7
La. R.S. 15:450 provides:
Every confession, admission or declaration sought to be used against any one must be
used in its entirety, so that the person to be affected thereby may have the benefit of any
exculpation or explanation that the whole statement may afford.
19-KA-363 35
charges to the defendant. Id. at 278-80; State v. Chism, 08-474 (La. App. 5 Cir.
12/16/08); 3 So.3d 41, writ denied, 09-153 (La. 10/2/09); 18 So.3d 102.
In State v. Thibodeaux, 98-1673 (La. 9/8/99); 750 So.2d 916, cert. denied,
529 U.S. 1112, 120 S.Ct. 1969 (2000), the defendant maintained that his due
process rights were violated because the officer talked to him while the tape
recorder was turned off. The Louisiana Supreme Court held:
[T]here is no due process requirement that a statement given to the
police must be recorded. Nor is there any support in the record for
the Defendant’s claim that a portion of his statement was unrecorded
somehow violated his due process rights or coerced him into giving a
confession. The law does not require the production of non-existent
portions of the confession or portions which cannot be recalled. State
v. Marmillion, 339 So.2d 788, 793 (La. 1976). In the absence of proof
to the contrary, the fact that the purported statement of the accused as
testified to by the investigating officer does not consist of a verbatim
reiteration of the conversation between them due to the witness’s
inability to recall or other valid explanation does not violate the rights
of the accused. State v. Lefevre, 419 So.2d 862, 867 (La.1982).
Id. at 923-24.
Even though there were unrecorded pre-interviews, we find Defendant’s
custodial statements were properly admitted in compliance with La. R.S. 15:450.
As in Flowers, the record in the instant case reflects that both of Defendant’s
custodial statements were played before the jury in their entirety and that Lt. Sacks
explained what was discussed during the remainder of the conversation. Also, as
in Chism, we find that the jurors in the instant case were made aware of the
circumstances under which Defendant made the incriminating statements to the
lieutenant (then detective) and that the jury had an adequate basis for deciding the
credibility issue against Defendant. Further, the law does not require the
production of non-existent portions of the confession or portions which cannot be
recalled. See Thibodeaux, supra.
Next, Defendant argues that the statements should have been suppressed
because he was detained and questioned for a long period of time. Defendant said
19-KA-363 36
that he was detained and/or questioned for approximately six hours. Lt. Sacks
testified that Defendant was brought to the detective bureau at 11:00 a.m. The
rights of arrestee form is dated March 18, 1996, at 1536 hours (3:36 p.m.). The
record reflects that Defendant’s first statement was taken at 4:22 p.m., and his
second statement was taken at 5:11 p.m. and concluded at 5:34 p.m.
In State v. Green, 19-123 (La. App. 5 Cir. 12/26/19); 286 So.3d 1230, this
Court found that the length of the interview did not render the defendant’s
statement involuntary. This Court recognized that “[a]lthough the statement was
approximately twelve and one-half hours long, the length of the interview was not
attributable to coercion, but rather, it was precipitated by the defendant’s deception
in denying his involvement in the homicides for many hours.” Id. at. 1240. This
Court further found that with respect to the conditions surrounding the statement,
the videotaped statement reflected that the defendant was allowed to use the
restroom and was given something to eat and drink. This Court noted that the
video also showed that the defendant rested and slept alone for periods of time in
the chair he was sitting in during the twelve-and-one-half-hour period. See also
State v. Bradley, 03-384 (La. App. 5 Cir. 9/16/03); 858 So.2d 80, writs denied, 03-
2745 (La. 2/13/04); 867 So.2d 688 and 08-1951 (La. 1/30/09); 999 So.2d 750;
State v. Blank, 04-204 (La. 4/11/07); 955 So.2d 90, cert. denied, 552 U.S. 994, 128
S.Ct. 494, 169 L.Ed.2d 346 (2007).
In the instant case, Defendant was at the detective bureau from 11:00 a.m.
until approximately 5:30 p.m. During that time, there were two pre-interviews and
two recorded statements. Although Defendant was detained approximately six and
one-half hours, he was not questioned the entire time. This Court finds, as we did
in Green and Bradley, that the length of the interview was not attributable to
coercion, but rather, it was precipitated by Defendant’s deception in his initial
19-KA-363 37
statement. Also, we note that Defendant was given something to drink and
allowed to use the bathroom facilities as needed. Defendant also argued that there
was no proof that in the lengthy time periods during which the tape recorder was
intentionally turned off, no law enforcement officer exerted any coercion,
intimidation, or undue influence on him. However, Lt. Sacks testified that none of
the JPSO investigators in the homicide division applied any force or coercion to
Defendant for him to make a statement. Further, he knowingly and voluntarily
waived his rights and never invoked his right to remain silent while speaking to Lt.
Sacks. Therefore, we find that the trial court did not err in denying the motion to
suppress on this ground.
Defendant additionally contends that his statement at the time his blood was
drawn should have been suppressed. Lt. Sacks recalled that he went to the
correctional facility and met with Defendant in the medical pod to advise Defendant
that he had a search warrant to obtain blood from him. He testified that Defendant
then said, “I already told you it was the cab driver’s blood.” Lt. Sacks said that he
did not ask Defendant any questions. Lt. Sacks recalled that Defendant was
uncooperative and had to be held down on a gurney by three deputies so medical
personnel could procure the sample. He did not believe Defendant was handcuffed
at the time. He further testified that he did not re-advise Defendant of his Miranda
rights. Lt. Sacks stated that he did not force, threaten, or coerce Defendant into
making that statement at the time his blood was drawn.
The obligation to provide Miranda warnings attaches when a person is
questioned by law enforcement after he has been taken into custody or otherwise
deprived of his freedom of action in any significant way. Miranda, 384 U.S. at
444, 86 S.Ct. at 1612; State v. Payne, 01-3196 (La. 12/4/02); 833 So.2d 927, 934.
As such, Miranda warnings are applicable only when it is established that the
19-KA-363 38
defendant has been subject to a “custodial interrogation.” Interrogation under
Miranda refers not only to express questioning but also to any words or actions on
the part of the police (other than those normally attendant to arrest and custody)
that the police should know are reasonably likely to elicit an incriminating
response from the suspect. Payne, 833 So.2d at 938.
Spontaneous and voluntary statements, not given as a result of police
interrogation or compelling influence, are admissible without Miranda warnings
even where a defendant is in custody. State v. Castillo, 389 So.2d 1307, 1310 (La.
1980), cert. denied, 453 U.S. 922, 101 S.Ct. 3159, 69 L.Ed.2d 1004 (1981). Police
officers are not obliged to ignore spontaneous and unsolicited statements by
someone in custody, as long as the statements do not result from police-initiated
custodial interrogation or questioning “reasonably likely to elicit an incriminating
response.” State v. Ross, 95-1798 (La. 3/8/96); 669 So.2d 384, 386. Even if a
suspect is in custody, one’s spontaneous statements need not be suppressed
because they are not the product of custodial interrogation. See State v. Smith, 00-
1838 (La. 5/25/01); 785 So.2d 815, 817.
In the instant case, the record reflects that Lt. Sacks informed Defendant of
his intention to draw blood pursuant to the warrant, after which Defendant made a
spontaneous statement to Lt. Sacks that the blood on the cap was the cab driver’s
blood. We find that Defendant’s spontaneous statement to Lt. Sacks was not made
in response to questioning, and therefore, it need not be suppressed.
Based on the foregoing, we find that the trial court did not abuse its
discretion by denying Defendant’s motion to suppress his statements.
ASSIGNMENT OF ERROR NUMBER THREE
The trial court erred in allowing the State to admit fifty-two pages of incomplete
letters.
19-KA-363 39
DISCUSSION
Defendant argues that the trial court erred by allowing the State to admit
fifty-two pages of incomplete and confusing letters that he allegedly wrote to his
girlfriend, Quinice Pollard. He further argues that the letters were more prejudicial
than probative and should have been excluded. Defendant contends that the
letters were the product of an immature and cognitively-disabled teenager
struggling to do what he could to help his case. He also contends that the letters
painted a one-sided version of their communication. Defendant asserts that he
never told Ms. Pollard to lie but instead to “help him out.” He maintains that the
context of the letters is unclear and impossible to clarify given the passage of time
and his right not to testify.
The State responds that the trial court did not err by admitting letters
Defendant wrote to Ms. Pollard. It further responds that it introduced the letters
to show Defendant’s threats toward Ms. Pollard and his attempts to get her to not
cooperate with the prosecution. The State maintains that it was not attempting to
“cherry pick” parts of the letters and that it introduced all of the letters in its
possession subject to agreed-upon redactions. It argues that ruling the letters
inadmissible due to missing pages that could not be located would lead to absurd
and inequitable results as the Louisiana Supreme Court “likely recognized” in
State v. Marmillion, 339 So.2d 788 (La. 1976).
The State asserts that probative evidence should not be rendered
inadmissible due to limited portions of evidence being unavailable through no
fault of the State or of Defendant. It further asserts that Defendant was free to
explore the incomplete nature of the letters and to posit his own interpretation of
the content of the letters to the jury. The State contends that while Defendant
claimed the incomplete letters only showed that he was a dangerous ex-boyfriend
19-KA-363 40
who threatened to kill Ms. Pollard, the defense, during cross-examination of Ms.
Pollard, highlighted for the jury the parts of the letters where Defendant
demonstrated care toward Ms. Pollard and her daughter. The State argues that
under the circumstances, there is no violation of La. R.S. 15:450, which requires
that every declaration must be used in its entirety.
On August 31, 2018, the State filed State’s Notice of Intent to Use Other
Acts Evidence Pursuant to La. C.E. Article 404(B). In that notice, the State sought
to introduce evidence of other acts at trial, namely, multiple letters Defendant
wrote to his girlfriend, Quinice Pollard, while he was incarcerated. In the letters,
Defendant threatened to kill Ms. Pollard if she left him for another man and told
her to change her statement, testify that she did not remember what Defendant
told her, or if she saw him with the gun, and to tell her sister and the other
witnesses to help by not coming to court. The State indicated that the letters
written to Quinice to attempt to dissuade her from testifying about his confessions
were highly probative and relevant to prove identity, opportunity, plan, intent,
guilty knowledge, and absence of mistake or accident.
On September 7, 2018, at the hearing on the motion, the trial judge denied
the motion in limine to exclude the evidence, explaining that she was allowing the
letters in their entirety. The court also asked counsel to try to come to a consensus
on redacting portions of the letters.
Defendant filed a writ application challenging the trial judge’s ruling. On
September 14, 2018, this Court denied the writ application, stating in pertinent
part:
In its motion filed pursuant to La. C.E. art. 404(B), the State
first requested leave to introduce letters relator wrote to his girlfriend,
Quinice Pollard, and her sister, Kaprice Pollard, which include threats
and attempts to influence their testimony against him. The State notes
that in his statement, relator claimed Elbert Ratcliff shot the victim
and relator further claimed he was unaware of the armed robbery
committed by Ratcliff and was just trying to sell fake drugs to the
19-KA-363 41
victim. The State notes that Quinice Pollard and her sister, Kaprice,
will testify that relator confessed to participating in the armed robbery
and murder. The State argues that relator’s threats and attempts to
influence their testimony is relevant to negating relator’s defense and
establishing his guilty knowledge and intent to commit the murder.
Other crimes evidence may be used to prove knowledge when
proof of such knowledge is required to establish guilt. State
v.Silguero, 608 So.2d 627, 629 (La. 1992); State v. Leday, 11-1022
c/w 12-54 (La. App. 5 Cir. 6/28/12), 97 So.3d 501, 505, writ denied,
12- 1765 (La. 3/1/13) 108 So.3d 788. Guilty knowledge is used to
negate an innocent explanation for an undoubtedly unlawful act, as
possibly done unknowingly. Id.
We find the trial court did not abuse its discretion in granting
the State’s motion to introduce relator’s jailhouse letters. We agree
with the State’s position that the letters contain relevant evidence to
establish guilty knowledge and further agree the probative value of
these letters outweighs any potential prejudice. We further note that at
the hearing on this motion, the State offered to redact irrelevant
portions of the letters if relator does not want to introduce the letters
in their entirety.
See State v. Chester, 18-K-525 (La. App. 5 Cir. 9/14/18) (unpublished writ
disposition).
On September 17, 2018, defense counsel moved to exclude any of the
letters that were incomplete. The prosecutor responded that the trial court had
already ruled that all of the letters were admissible. Later that day, Defendant
filed a Motion in Limine to Exclude Incomplete Statements Attributed to the
Defendant. In that motion, Defendant acknowledged the existing order allowing
the letters to be admitted but argued that they should not be admitted because the
letters were missing pages and La. R.S. 15:450 prohibited the introduction of
incomplete confessions, admissions, or declarations. Defendant contended that
introduction of these letters in their current form would cause a material injustice
at trial as statements attributed to him would be presented to the jury without a
full understanding of the context and circumstances surrounding the statements.
On September 19, 2018, at the hearing on the motion, the prosecutor
responded that the issue was moot, noting that he had attached all of the letters to
19-KA-363 42
his 404(B) motion, the objection was not raised timely, and the trial court and this
Court had already found those letters to be admissible. After hearing arguments
of counsel, the trial judge denied the motion to exclude the letters, stating in
pertinent part:
With respect to - - with respect to the statements, I mean, I’m
sorry, the letters, there’s been - - there’s a mo - - there’s been a motion
to exclude the letters on the grounds of lack of completeness. And I
think it’s 15:450 if I’m not mistaken is the statute that applies. What
has been produced and what is going - - what is intended to be offered
is all that is available to the State. The State’s not attempting to
cherry-pick parts and not present others. I believe that the intent of
15:450 is satisfied here, and I am denying the request to exclude the
letters.
Defendant filed a writ application challenging the trial court’s ruling.
This Court denied the writ, stating in pertinent part:
A motion in limine presents an evidentiary matter that is subject
to the great discretion of the trial court. State v. Calderon, 16-690
(La. App. 5 Cir. 4/12/17); 220 So.3d 830, 837. An appellate court will
not disturb the trial court’s rulings on the State’s motions in limine
absent an abuse of discretion. Id.
On the showing made, we do not find the trial court erred in
denying Relator’s motion. We note that Relator has an adequate
remedy on appeal in the event of a conviction. Accordingly, the writ
application is denied.
See State v. Chester, 18-K-542 (La. App. 5 Cir. 9/20/18) (unpublished writ
disposition)
Ultimately, the trial court admitted Defendant’s letters to Ms. Pollard for
record purposes only and without redactions, as well as Ms. Pollard’s letters to
Defendant, which the defense asserted showed that Ms. Pollard was not afraid of
Defendant and the two enjoyed a close, loving relationship at some point.
Under the doctrine of “law of the case,” an appellate court will generally
refuse to reconsider its own rulings of law on a subsequent appeal in the same
case. State v. Falcon, 13-849 (La. App. 5 Cir. 3/12/14); 138 So.3d 79, 87-88, writ
denied, 14-769 (La. 11/14/14); 152 So.3d 877. Reconsideration of a prior ruling is
warranted when, in light of a subsequent trial record, it is apparent that the
19-KA-363 43
determination was patently erroneous and produced unjust results. Id. We find
that there is no additional evidence in the subsequent trial record that would
suggest that this Court’s prior determination on this issue was patently erroneous
or produced unjust results and decline to reconsider this Court’s previous rulings
regarding the motion to exclude the letters.
ASSIGNMENT OF ERROR NUMBER FOUR
The trial court erred in failing to conduct a Daubert hearing for the 1996 DNA
testing.
ASSIGNMENT OF ERROR NUMBER FIVE
The trial court erred in admitting unreliable and prejudicial DNA evidence.
DISCUSSION8
Defendant argues that the trial court erred by failing to conduct a Daubert9
hearing for the 1996 testing; however, he failed to brief that assignment of error.
All specifications or assignments of error made to the courts of appeal must be
briefed; the court may consider as abandoned any specification or assignment of
error which has not been briefed. Uniform Rules – Courts of Appeal, Rule 2-
12.4; State v. Camp, 16-473 (La. App. 5 Cir. 3/15/17); 215 So.3d 969, 973.
Because Defendant has failed to brief this assignment, we will consider it waived
and pretermit further discussion of the issue.
Defendant also argues that the trial court erred by admitting unreliable and
prejudicial DNA evidence. He contends that the introduction of DNA evidence
which connected the victim to a blood spot found on a cap seized from his
brother’s house had such a low statistical probability of being Mr. Adams’ blood
that it unfairly prejudiced him at trial. He further argues that the statistical
8
The assignments of error are discussed together because they are related, and Defendant addresses them
together in his brief.
9
Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993).
19-KA-363 44
probability of a match was so low as to be more prejudicial than probative. He
also contends that the State relied on the statistic of one in 339 Caucasian men
and women matching the profile of the blood found on the cap to support its
position that Defendant was inside of the cab during the shooting. Defendant also
asserts that the prosecutor overstated the probative value of the test results during
closing arguments. He argues that because the DNA testing did not produce
relevant results and confused the jury into believing that it proved more than it
did, this Court must grant him a new trial.
The State responds that the trial court did not abuse its discretion by
admitting this DNA evidence. It further responds that Defendant’s protestations
relative to the probative value of the DNA evidence properly go to the weight of
the evidence rather than its admissibility. The State argues that the mere fact that
the statistical probabilities from tests performed in 1996 are not as discriminating
as the statistical probabilities from tests performed with modern technology does
not make the scientific methodology “unreliable” in any way. It also argues that
the scientific methodology is reliable because the statistical probabilities can be
trusted to be what they purport to be, and it is properly the function of the jury to
decide what weight, if any, to accord to those statistical probabilities. The State
asserts that Defendant extensively cross-examined the State’s witnesses as to the
statistical probabilities at issue and presented to the jury Defendant’s account of
why the jury should place no weight on the DNA evidence.
In the instant case, the State also argues that under the law of the case
doctrine, this Court need not revisit this issue because nothing has changed from
the trial court’s first ruling prior to the first trial. On April 23, 1997, prior to
Defendant’s first trial, a hearing was held on Defendant’s motion for admissibility
of DNA testing. At that hearing, Anne Montgomery testified, and the trial judge,
not the same judge as in the instant case, allowed the DNA evidence to be
19-KA-363 45
admitted at trial. Under the doctrine of law of the case, an appellate court will
generally refuse to reconsider its own rulings of law on a subsequent appeal in the
same case. Falcon, supra.
In State v. Langley, 10-969 (La. App. 3 Cir. 4/6/11); 61 So.3d 747, 765-67,
writ denied, 11-1226 (La. 1/20/12); 78 So.3d 139, cert. denied, 568 U.S. 841,
133 S.Ct. 148, 184 L.Ed.2d 73 (2012), the third circuit stated that a review of the
jurisprudence had found no case in which the law of the case doctrine had been
applied to a trial judge’s rulings on issues that were ruled upon by an earlier trial
judge in a prior trial of the same case. The third circuit found that the law of the
case doctrine was not applicable to the case before it because the trial at issue
was not a later stage of the prior trials. Although the doctrine manifests the
appellate court’s general practice not to re-litigate decided matters, the doctrine
is not a limit on judicial authority. See id. Therefore, in this case, because this
new trial is not a later stage of the prior trial, we find that the law of the case
doctrine is not applicable in this instance.
On August 31, 2018, Defendant filed a Motion to Exclude DNA Evidence
Where Statistical Probability of a Match is So Low as to be More Prejudicial
than Probative. In that motion, Defendant moved to exclude the DNA evidence
on the cap and asked for a Daubert hearing. At the hearing on the motion,
defense counsel argued that the prior DNA testing done in 1996 on the cap
should be excluded because it was more prejudicial than probative and because
the statistics were so common as to not have any relevance to whether Defendant
was wearing that cap on the night the victim was killed. The prosecutor
responded that the nature of the probability did not make the evidence irrelevant.
Rather, he contended that it went to the weight of the evidence and that the jury
could determine how much weight, if any, to give it. After hearing arguments of
counsel, the trial court denied the motion, finding that the evidence was relevant
19-KA-363 46
and that defense counsel could make their arguments about the weight it
deserved. Defense counsel noted her objection to the trial court’s ruling.
At trial, Anne Montgomery, qualified as an expert in the fields of
molecular biology and DNA analysis, testified that she conducted DNA testing
in the instant case in 1996 on the baseball cap and that neither the victim nor the
Defendant could be excluded as DNA donors. Ms. Montgomery noted that she
looked at two genetic markers to generate population frequencies, and she
explained that approximately one in 339 Caucasian individuals would have
those two genetic markers in their profile if she looked at random Caucasian
individuals.
Ms. Montgomery testified that between 1996 and 2018, DNA science had
evolved and expanded. When Ms. Montgomery was contacted about the instant
case, she recommended re-testing the evidence using “today’s markers” – the
standard at the present time is fifteen to twenty-two markers for a composite
profile, versus only two markers in 1996. The increased numbers of markers
make DNA tests more sensitive and the analysis results more discriminating, Ms.
Montgomery explained. The Jefferson Parish Crime Lab re-tested samples from
the jeans and baseball cap in evidence. The crime lab was unable to generate a
profile due to either the inadequate sample size or degradation of the evidence
after twenty-plus years; however, that did not invalidate or negate her 1996
results. Ms. Montgomery also testified that there was nothing in the way DNA
testing was done in 2018 that would cause her to have any doubt in the accuracy
of the results she obtained in 1996. Nevertheless, she testified that the methods
she used to conduct DNA analysis in 1996 were considered to be state of the art
at the time and that the improved testing methods do not render the 1996 test
results unreliable or invalid.
Ms. Schneida testified that she was the JPSO DNA Director and the trial
19-KA-363 47
court qualified her as an expert in the field of forensic DNA analysis. Ms.
Schneida testified that she conducted further testing in August of 2018 on the
Raiders baseball cap for possible blood, but the results were negative. She
acknowledged that there was a positive result for blood on the baseball cap
previously but explained that either the sample was consumed or it degraded over
time. She did not know how the evidence was stored but noted that extreme heat,
exposure to humidity or moisture, or light could degrade DNA. Ms. Schneida
also felt that the inability to redo DNA testing, due to the lack of forensic
material available for testing, did not invalidate the prior positive result.
As a general matter, under La. C.E. art. 702, “if scientific, technical, or
other specialized knowledge will assist the trier of fact to understand the evidence
or to determine a fact in issue, a witness qualified as an expert by knowledge,
skill, experience, training, or education, may testify ... in the form of an opinion
or otherwise.” State v. Mosley, 08-1318 (La. App. 5 Cir. 5/12/09); 13 So.3d 705,
714, writ denied, 09-1316 (La. 03/5/10); 28 So.30.d 1002; State v. Higgins, 03-
1980 (La.4/1/05); 898 So.2d 1219, 1239, cert. denied, 546 U.S. 883, 126 S.Ct.
182, 163 L.Ed.2d 187 (2005).
The decision whether to reject or accept the person as an expert falls to the
great discretion of the trial court, whose rulings will not be disturbed absent an
abuse of that discretion. State v. Craig, 95-2499 (La. 5/20/97); 699 So.2d 865,
870, cert. denied, 522 U.S. 935, 118 S.Ct. 343, 139 L.Ed.2d 266 (1997).
With regard to the relevance of DNA testing, La. R.S. 15:441.1 provides
that “[e]vidence of deoxyribonucleic acid profiles, genetic markers of the blood,
and secretor status of the saliva offered to establish the identity of the offender of
any crime is relevant as proof in conformity with the Louisiana Code of
Evidence.” In State v. Ledet, 00-1103 (La. App. 5 Cir. 7/30/01); 792 So.2d 160,
173, writ denied, 01-2451 (La. 9/30/02); 825 So.2d 1185, this Court found that it
19-KA-363 48
was clear from La. R.S. 15:441.1 that the Louisiana Legislature intended DNA
evidence to be admissible absent a showing that the evidence was unreliable. This
Court acknowledged that Louisiana courts had recognized that DNA “typing” was
sufficiently scientifically reliable to cross the admissibility threshold and that both
federal and other state courts had found, in general, that DNA profiling is a
reliable technique and is admissible. It noted that both federal and other state
courts had found that, in general, DNA profiling was a reliable technique and was
admissible.
La. R.S. 15:441.1 provides that DNA evidence is relevant to establish
identity. See Ledet, supra. Further, defense counsel extensively cross-examined
Ms. Montgomery regarding the DNA evidence, eliciting testimony that the
statistical probabilities in 1996 were not as discriminating as those of today.
Additionally, it was the function of the jury to determine what weight, if any, to
give the DNA evidence. A determination of the weight of evidence is a question
of fact, resting solely with the trier of fact who may accept or reject, in whole or
in part, the testimony of any witnesses. State v. Silman, 95-154 (La. 11/27/95);
663 So.2d 27, 35. Accordingly, we find that the trial court did not abuse its
discretion by denying the motion to exclude the DNA testing in this case. The
evidence and testimony given at trial regarding the DNA test results show that at
least two people’s blood were on the cap, and Defendant and the victim could not
be excluded as donors. We further find that the trial court did not err in admitting
the DNA evidence as it was cumulative of Defendant’s statements to the police
where he placed himself in the cab at the time of the shooting and his statement to
Lt. Sacks that the blood on the cap was the victim’s blood.10
10
Compare State v. Williams, 17-0312 (La. App. 4 Cir. 12/20/17); 234 So.3d 1040, 1054, “Even if the trial court
erred in admitting the evidence regarding the preliminary gunshot residue test, we find that the error was harmless.
This Court has recognized that ‘[w]here improperly admitted evidence is merely corroborative and cumulative of
other properly introduced evidence, it is considered harmless error.’”
19-KA-363 49
ASSIGNMENT OF ERROR NUMBER SIX
The trial court erred in excluding expert testimony on Mr. Chester’s vulnerability
and false confession.
DISCUSSION
Defendant argues that the trial court abused its discretion by excluding
expert testimony on his vulnerability, mental capacity, and false confession that
violated his Sixth Amendment right to present a defense. He contends that the
trial court accepted Dr. Gregory DeClue as an expert in forensic psychology but
erroneously failed to recognize him as an expert in police psychology as it related
to false confessions. Defendant argues that although he did not confess to a crime
he did not commit, he did make false statements due to his diminished mental
capacity. He asserts that his defense was that there was no reliable forensic
evidence that linked him to the crime and that his false statements regarding
being inside of the cab at the time of the shooting, wearing a Raiders cap, having
blood on his clothes and hat, and that the blood belonged to the cab driver should
not be believed. Defendant argues that this error requires reversal.
The State responds that the trial court did not abuse its discretion by
excluding Dr. DeClue’s testimony. It contends that while a defendant has a
constitutional right to present a defense, constitutional guarantees do not assure
the defendant the right to the admissibility of any type of evidence, but rather,
only that which is deemed trustworthy and has probative value. The State points
out that the law is unsettled, and the jurisprudence is split as to whether expert
testimony on false confessions should be admissible in a criminal trial. It submits
that expert testimony on false confessions is not even relevant in the instant case
given that Defendant did not confess to the police; rather, it explains that
Defendant gave statements which, while placing him on the scene, were
essentially inculpatory, with the Defendant claiming that he was in the wrong
19-KA-363 50
place at the wrong time.
In any event, the State contends that even if the testimony could have some
marginal relevance, the trial court did not abuse its broad discretion in excluding
it. The State argues that Dr. DeClue, who never met or tested Defendant, never
met the detectives, never analyzed the interrogation techniques, and never
reviewed important information, would have little to offer the jury except for the
abstract conclusions that false confessions can occur, that an individual of limited
intelligence could potentially be vulnerable to police pressure, and that
“contaminating” an interrogation such as by feeding a suspect information could
potentially taint the results. The State further contends that all of these abstract
conclusions were within the understanding of average jurors and that having Dr.
DeClue testify to these conclusions would only invade the province of the jury
and waste time by telling the jury what it already could be expected to know. The
State further submits that there is not a sufficient showing of scientific reliability,
either in this case, or as to this “science” in general, to justify admissibility.
On August 31, 2018, Defendant filed Motion to Admit Expert Testimony
on False Confessions. In that motion, Defendant stated that he wished to call Dr.
Gregory DeClue as an expert witness to explain the existence of false
confessions, the factors that create vulnerability in individuals to falsely confess,
and the situational factors in interrogations or other circumstances that can lead to
false confessions, in order to educate and assist the jury in assessing the weight to
be given to the evidence of confessions the State intended to present. Defendant
also stated that he intended to call Dr. DeClue regarding the reliability of the
interrogation process and not the truthfulness of witnesses. He asserted that Dr.
DeClue’s testimony would be relevant to the voluntariness of Defendant’s
statements and that he did not intend for Dr. DeClue to give an ultimate
conclusion or opinion as to whether the confessional statements made were false.
19-KA-363 51
On September 6, 2018, the State filed State’s Motion in Limine and
Opposition with Incorporated Memorandum to Exclude Expert Testimony on
False Confessions. In its opposition, the State submitted that the law suggested
that there was support both for and against the admissibility of expert testimony
on false confessions. The State argued that the majority of the cases had
permitted expert testimony on false confessions where there was evidence that
Defendant suffered from a mental disorder that caused him to make such
inculpatory statements. It further argued that the instant case is distinguishable
because Defendant does not assert any claim that such statements were made
pursuant to a mental disorder that caused the Defendant to make such statements.
The State contended that there had been no showing made that: (1) the expert’s
scientific, technical, or other specialized knowledge will help the trier of fact to
understand the evidence or to determine a fact in issue; (2) the testimony is based
on sufficient facts or data; (3) the testimony is the product of reliable principles
and methods; and (4) the expert has reliably applied the principles and methods to
the facts of the case. The State also contended that the testimony Defendant
wished to elicit from Dr. DeClue was not relevant, it did not assist the trier of
fact, and what, if any, probative value it had was substantially outweighed by the
danger of undue prejudice, confusion of the issues, and was misleading to the
jury. The State maintained that Defendant never claimed that he gave a false
confession prior to the filing of the motion to admit expert testimony and that his
motion to suppress statements was devoid of such a claim.
On September 7, 2018, at the hearing on the motion, the trial court decided
that a Daubert hearing was necessary. She also ordered defense counsel to
provide a report to the State.
On September 17, 2018, the State filed State’s Supplemental Motion in
Limine and Opposition with Incorporated Memorandum to Exclude Expert
19-KA-363 52
Testimony. In its supplemental opposition, the State argued that the expert’s
testimony should also be excluded because Defendant failed to comply with the
discovery articles. The State pointed out that despite assurances in court from
defense counsel that a report would be provided by September 12, 2018, it had
not received any expert report from this proposed expert or any written list of
materials upon which his conclusion was based and the opinion and reason as
required by La. C.Cr.P. art. 725.
On September 19, 2018, a Daubert hearing was held. At that hearing, the
trial court admitted Defense Exhibit D3, in globo—twelve documents relied upon
by Dr. DeClue—into evidence for purposes of the hearing. Dr. DeClue testified
that he was a forensic psychologist. After listening to Dr. DeClue’s educational
and employment background, the trial court accepted him as an expert in the field
of forensic psychology but not in police psychology.
Dr. DeClue further testified that suspects and witnesses sometimes make
false confessions. He stated that there had been controlled studies of false
confessions that were subject to peer review. He asserted that an interview could
be “contaminated” if the police tell details of the crime to the media, witnesses,
or suspects because it could make it difficult to know whether details in the
suspect’s statement came from actual knowledge.
Dr. DeClue testified that best practices for police interrogation had been
developed, which were to record the entire interaction, to investigate before you
interrogate, to hold back details that would likely be known by the person who
committed the crime, and to use non-leading questions. Dr. DeClue testified that
there were best practices with respect to special precautions that should be taken
with juveniles, mentally impaired people, and people who were deemed
vulnerable. He explained that some police deliberately mislead or lie or
inadvertently say something that is false during an interrogation and that those
19-KA-363 53
people with limited cognitive ability and other vulnerable populations are
considered to be more at risk to succumb to that type of pressure and come to
believe in that moment that they would be better off by saying that they
committed the crime even if they did not.
Dr. DeClue stated that he had reviewed materials from the instant case
which included Defendant’s statements, police records, school records,
psychological reports, SSI materials, and witness statements. He learned that
Defendant only completed the seventh grade and had to repeat first, second, and
third grades. Dr. DeClue maintained that up until the time of his questioning by
the police, the records were clear that he had difficulty learning and that he was
classified as mentally retarded as a child and received disability benefits for that.
He noted that Defendant’s IQ testing had been inconsistent and that he had
trouble reading and writing. Therefore, Dr. DeClue concluded that Defendant
could have been a vulnerable person when he was questioned by the police in the
instant case. Dr. DeClue noted that he had never met Defendant or administered
any tests to him. He said that it was still possible that he might meet with
Defendant and conduct tests on him. He opined that the statements of Quinice
and Kaprice Pollard contained examples of contamination and psychological
coercion, which could contribute to a false statement. Dr. DeClue also stated that
he did not meet with the detectives, that he did not know about the detectives’
experience and training, and that he did not review the Atkins hearing.
Following Dr. DeClue’s testimony, defense counsel and the State argued
their respective positions. The trial court then denied the motion to allow Dr.
DeClue to testify, stating in pertinent part:
Okay. I don’t even think it’s a close question here. Dr.
DeClue never met Mr. Chester. He never evaluated whether
Mr. Chester gave a false confession, nor did he analyze the
interrogation techniques used. He would ask the jury to apply
19-KA-363 54
science and abstract with only remote if any connection
between the testimony and the facts of this case.
I don’t think he has anything more than abstract scientific
notions, and he does not recognize - - apply recognized
acceptable principles to Mr. Chester’s particular circumstances.
He offers only that false confessions can occur.
I think that the testimony is not helpful and does invade
the province of the jury. And I do think that probative value if
any is substantially outweighed by the danger of misleading the
jury and jury confusion. So there would be prejudice.
I think the jury’s capable of using its common sense and
common knowledge to determine the reliability of the
Defendant’s statement, is capable of understanding the reasons
it may be unreliable without the assistance of Dr. DeClue’s
opinions.
Again, he never met with Mr. Chester. He’s going to
make a determination or base his opinion on vulnerability of
Mr. Chester on Mr. Chester’s early school records and an SSI
determination of retardation. I find his information is
incomplete and conclusions are not reliable. And in fact, he
admits no factual basis for him to reach conclusions to a
reasonable degree of certainty, and yet he’s - - he doesn’t shy
away from doing so despite those admissions.
Also he wants to be able to get in - - He said the two
purposes were to get in the information about the SSI and the
early school struggles and to have - - tell the jury about the
dangers of contamination. I just - - I just don’t think that this is
going to be helpful to the jury at all.
Also I have to say I did find the doctor’s responses to
questioning to be largely evasive, and I thought - - I felt that
he was intentionally obtuse at times.
And for all those reasons I am not allowing his
testimony.
Defense counsel objected to the trial court’s ruling.
As a general matter, under La. C.E. art. 702, “if scientific, technical, or
other specialized knowledge will assist the trier of fact to understand the evidence
or to determine a fact in issue, a witness qualified as an expert by knowledge,
skill, experience, training, or education, may testify ... in the form of an opinion
or otherwise.” See Mosley, supra. Notably, the supreme court has placed
19-KA-363 55
limitations on this codal provision in that “[e]xpert testimony, while not limited to
matters of science, art or skill, cannot invade the field of common knowledge,
experience and education of men.” State v. Stucke, 419 So.2d 939, 945 (La.
1982). See also State v. Young, 09-1177 (La. 4/5/10); 35 So.3d 1042, 1046-47,
cert. denied, 562 U.S.1044, 131 S.Ct. 597, 178 L.Ed.2d 434 (2010). Although
relevant, evidence may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice, confusion of the issues, or
misleading the jury. La. C.E. art. 403. The decision whether to reject or accept
the person as an expert falls to the great discretion of the trial court, whose rulings
will not be disturbed absent an abuse of that discretion. See Craig, supra.
In Foret, supra, the Louisiana Supreme Court adopted the test set forth in
Daubert, supra, regarding proper standards for the admissibility of expert
testimony which requires the trial court to act in a gatekeeping function to ensure
that any and all scientific testimony or evidence admitted is not only relevant,
but reliable. See Chauvin, supra.
In State v. Lamonica, 09-1366 (La. App. 1 Cir. 7/29/10); 44 So.3d 895,
900- 07, writ denied, 10-2135 (La. 2/18/11); 57 So.3d 331, the defendant argued
that his expert witness should have been allowed to testify at trial about false
confessions and the influence of “high-control” groups or cults. The first circuit
found no reason to disturb the trial court’s ruling. Although the facts in Lamonica
are different from those in the instant case, the first circuit discussed the law in
general regarding false confessions. The first circuit stated that there was little
case law in Louisiana on false confessions in a police interrogation setting. It
further stated that the law in other jurisdictions suggested that there was support
both for and against the admissibility of expert testimony on false confessions.
The appellate court noted that various courts had found it inappropriate to admit
this testimony, citing United States v. Griffin, 50 M.J. 278, 285 (U.S.A.F. 1999);
19-KA-363 56
State v. Cobb, 30 Kan. App. 2d 544, 43 P.3d 855, 869 (2002); State v. Tellier,
526 A.2d 941, 944 (Me. 1987); State v. Davis, 32 S.W.3d 603, 608-09 (Mo. App.
2000); State v. Free, 351 N.J.Super. 203, 798 A.2d 83, 95-96 (2002); Green v.
State, 55 S.W.3d 633, 640 (Tex. App. 2001), cert. denied, 535 U.S. 958, 122
S.Ct. 1366, 152 L.Ed.2d 360 (2002); and Vent v. State, 67 P.3d 661, 669 n. 37
(Alaska App. 2003). The first circuit in Lamonica also noted that other courts
had permitted expert testimony on false confessions, citing United States v. Shay,
57 F.3d 126, 132-34 (1st Cir. 1995); Callis v. State, 684 N.E.2d 233, 239 (Ind.
App. 1997); State v. Buechler, 253 Neb. 727, 572 N.W.2d 65, 72-74 (1998); State
v. Baldwin, 125 N.C.App. 530, 482 S.E.2d 1, 5 (1997); and Vent, 67 P.3d at 669
n.36. It asserted that, of the aforementioned cases, cases that had upheld the
admissibility of expert testimony on false confessions, all were concerned with
false confessions in a police interrogation setting.
In a case similar to the instant one, State v. Smith, 14-1744 (La. App. 1 Cir.
4/24/15); 2015 WL 1893288 (unpublished opinion), the defendant argued that the
trial court erred in denying his motion to admit expert testimony on false
confessions and on the influence of interrogation methods. He argued that this
testimony would have assisted the jury in determining whether his statement that
he was present during the murders was false. In Smith, the expert testified at the
hearing regarding false confessions, noting that he had met with the defendant and
determined that he had personality issues that made him vulnerable to pleasing
others. The appellate court found no abuse of discretion in the trial court’s ruling,
finding that there was merit to the trial court’s concerns regarding the scientific
reliability and relevance of the expert’s testimony. The first circuit noted that the
defendant did not provide law enforcement with a confession; rather, he simply
stated that he was at the park while someone else committed the crimes. Further,
the appellate court asserted that the jury heard testimony regarding the length of
19-KA-363 57
time that the defendant was interrogated, the receipt and waiver of his Miranda
rights, and the content of the questions that led to the statement. Additionally, the
first circuit found that because the expert did not indicate how or if studies related
to false confessions translated into an ability to determine when a false confession
had occurred or how often one may occur, it was unclear whether there was any
way to test the accuracy of an unconfirmed confession. It also found that the jury
was capable of using its common knowledge in deciding the issue of scientific
reliability of the defendant’s statement and was capable of understanding reasons
that the statement may be unreliable without the assistance of expert testimony.
In United States v. Dixon, 261 Fed. Appx. 800 (5th Cir. 2008), the
defendant argued that the district court abused its discretion by excluding Dr.
DeClue’s testimony regarding false confessions. Dr. DeClue never evaluated
whether Dixon had given a false confession nor did he analyze the interrogation
techniques used on Dixon. The district court made an oral ruling excluding Dr.
DeClue’s proffered testimony, concluding that “Dr. DeClue would ask the jury to
apply a science in the abstract only, ... [with] too remote a connection between his
testimony and the facts of this case....” The appellate court found that Dr.
DeClue’s proffered testimony did not apply recognized or accepted principles to
Dixon’s particular circumstances. It further found that Dr. DeClue offered only
the general proposition that false confessions can occur. Accordingly, the
appellate court found that even if the district court could have properly admitted
the evidence, it was not “manifestly erroneous” to exclude it.
In the instant case, we find that the trial court did not abuse its discretion by
excluding Dr. DeClue’s testimony regarding false confessions. First, testimony on
false confessions was not relevant in the instant case because Defendant did not
confess to committing the crime. Rather, he said that he was in the cab attempting
to sell fake drugs to the cab driver when Mr. Ratcliff shot the victim in the head.
19-KA-363 58
Also, the jury heard Defendant’s statements and testimony regarding the length of
time that Defendant was interrogated, the circumstances surrounding the
interrogation, the receipt and waiver of his Miranda rights, and the content of the
questions that led to the statements. We conclude that the jury was capable of
using its common knowledge in deciding the issue of reliability of Defendant’s
statements and was capable of understanding reasons that the statements might be
unreliable without the assistance of expert testimony.
Further, Dr. DeClue did not meet and evaluate Defendant, nor did he meet
the detectives who interrogated him. Dr. DeClue did not review the experience
and training of the detectives, the interrogation techniques used, or a transcript of
the Atkins hearing. In addition, Dr. DeClue indicated that he would be offering
testimony that, based on his limited review of Defendant’s records, Defendant
was a vulnerable person. Also, he planned to offer testimony that interrogations
can be contaminated when officers provide details of the crime to a defendant.
However, Dr. DeClue acknowledged that the jury would determine whether
contamination of the interrogation actually occurred. Considering the foregoing,
we find that the trial court did not abuse its discretion by excluding Dr. DeClue’s
testimony from trial.
ASSIGNMENT OF ERROR NUMBER SEVEN
The prosecutor made improper statements during closing arguments.
DISCUSSION
Defendant argues that the prosecutors’ closing arguments contained highly
prejudicial unsupported theories that he was the shooter or was involved in the
attempted armed robbery, which he contends were not based on any evidence
presented at trial. Defendant also argues that in rebuttal closing arguments, the
prosecutor misrepresented the population frequency for the two genetic markers
19-KA-363 59
analyzed in the DNA profile, thus misstating the strength of the DNA evidence
in this case and creating the impression that it was stronger than the evidence
that was actually established.
Defendant further asserts that the prosecutor made statements during
closing arguments, including that if a person was shot in the back of the head,
he would fall forward. Defendant argues that no witness testified to such a
conclusion. He points out that the prosecutor also stated during closing
arguments that if someone puts a gun to the back of your head, you are going to
turn, so the gun would then be positioned in the middle of the back of the head.
He contends that the prosecutor also alleged that the shooter was smaller than
the victim. Defendant notes that there was no testimony to support these
statements.
Additionally, Defendant argues that during closing arguments, after
conceding that it could not prove that defendant had blood on his jeans, the State
shifted from proving its evidence to attacking how the defense thoroughly cross-
examined DNA witnesses and mentioned the DNA statistics in closing
arguments. He also argues that the State improperly shifted the burden in its
closing arguments. Defendant asserts that the prosecutor’s misconduct is
grounds for reversal as it misled the jury about the law and the elements the
State had to prove and misled the jury to misinterpret the evidence.
The State responds that Defendant’s guilt was based on the evidence
presented at trial, and therefore, its closing arguments were proper. The State
further responds that it made an inadvertent mathematical miscalculation during
its closing argument and that the numbers appear closer to 0.2 percent rather
than 0.02 percent. However, it argues that although defense counsel objected,
she did not articulate a basis for the objection; thus, this issue has not been
preserved for review pursuant to La. C.Cr.P. art. 841(A). The State also argues
19-KA-363 60
that raising this issue in a motion for new trial does not suffice to preserve it for
review. It maintains, however, that if this Court should find that this claim has
been preserved, Defendant is not entitled to relief. The State contends that the
mistakes in its closing argument did not influence the jury or contribute to the
verdict. It asserts that it told the jury during closing argument that the numbers
were one in 339 but merely miscalculated how those numbers translated to
percentages. It also asserts that the jury saw the evidence and was instructed that
closing arguments were not evidence.
The State further responds that defense counsel did not object to the
comments Defendant refers to in his brief, namely, that if you are shot in the
back of the head you will fall forward and for the jury to use its common sense.
As such, the State contends that these issues have not been preserved for review
pursuant to La. C.Cr.P. art. 841(A). The State further notes that in any event,
there was nothing improper about suggesting to the jury what “common sense”
would show. With respect to Defendant’s complaints of “burden shifting” in the
State’s closing argument, the State argues that calling into question why
Defendant would take a certain course of action in arguing his case was not
“burden shifting.” Furthermore, the State points out that the jury was instructed
that the State bears the burden of proof.
Defendant challenges comments made during the prosecutor’s rebuttal
argument regarding DNA probabilities, “burden shifting,” and common sense.
During his rebuttal argument, the prosecutor stated in pertinent part:
MR. RUSHTON:
Now, we talked to you briefly about the DNA. The
DNA in this case I told you was not going to be the be-
all, end-all. But I feel -- I feel like there -- it needs to be
addressed, is that this is not one in every 1300 people
walking around with that DNA. The DNA expert told
you that’s not true. That’s a mischaracterization of the
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evidence. It said one in 339 Caucasians that’s
consistent, consistent with one in 339.
You have to remember that this is also not from
the tip of the cap. You remember that tip of the cap
piece of evidence was not enough to develop a full
profile. It’s from the -- it’s from the inside of the cap
where there were bloodstains that tested presumptively
positive for blood. And this -- You remember when
they went through the statistics here. This is -- And
Anne Montgomery told you that this area here, you’ve
got about ten percent of the Caucasian population,
you have -- this type here, about two percent. And
you can multiply those together to figure out the
statistics. And one way to say that is one person in
every 339. It’s important to remember what that -- this
population frequency. 2.95 to the negative 3. So one in
339 may sound like it was -- it is not like one in ten
billion. Not even close. But we're still talking about .02
percent of the Caucasian population.
MS. CONNER:
Objection.
THE COURT:
Overruled.
MR. RUSHTON:
.02 percent. That’s something. And again,
that’s -- Move back three decimal places. And
you’re at .02. Just like here where we have ten
percent, that’s where that comes from. Now, the
jeans, maybe they got the wrong jeans. Maybe Quinice
washed them, and they couldn’t get a profile. Can’t tell
you much about the jeans.
But also Defense counsel spent all that time talking about
the DNA. Why challenge that?
MS. CONNER:
Objection.
MR. RUSHTON:
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They’re –
MS. CONNER:
Burden-shifting.
MR. RUSHTON:
It’s not burden-shifting, Judge. I’m asking why
she make – I’m try -- asking them that question, why
she’s making that argument.
THE COURT:
Overruled.
MR. RUSHTON:
Thank you.
They're already saying that he’s out there. Now they
want to move him back outside the car, back to the first
statement. That’s what they’re trying to do, trying to move
him back outside the car to try to get you to disregard the
DNA evidence even though it was their own expert that was
hired by them just as well -- also by the State to come in here
and testify about it.
Now, the real reason is because they know the evidence
shows that Teddy Chester is in the back of that cab. He says it,
Ms. Pollard says it, and the evidence is consistent with that
when you look at the scene.
I want to talk about the scene. Now, if you recall, Chief
Scanlan told you about how the -- basically can’t really say
what side of the -- what side of the seat the shooter was
positioned based on just his -- just his looking at the
bloodstain. He can’t say it’s consistent with the shot from the
back, but it depends on the -- how the body was positioned
right before that shot to figure out exact -- to say exactly
where the shot came from.
And the Defense would have you believe that Elbert
Ratcliff goes and is sitting right behind him, maybe Teddy
Chester beside him, maybe not. They didn’t really hone in on
that. And that Elbert Ratcliff shot him from the back.
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They're assuming. And the assumpt -- what they’re
assuming there is that you have is that John Adams is sitting
straightforward in the seat and gets shot from the back here
(indicating) at the time. But what you can see is how he’s
slumped over and back towards the middle. If you’re shot in
the back of the head, even at an angle, you're not going to --
Common sense tells you you're not going to -- you’re going
to fall forward.
Well, how does he end up like that? Now, we don’t
have a video camera to go inside that cab and come back and
show you. But that – If you look at that positioning, when you
think about the other evidence, you think about what makes
sense. John Adams is coming there to pick up a fare at 713
Calhoun. That fare -- If somebody comes up and is outside the
car talking to him about buying crack or something like that,
you know -- they know -- you heard that he’s not involved in
that kind of thing. He’s out of there. You’ve got to get
somebody to get into the cab, pretend to be the fare, start to
distract him. That’s Elbert Ratcliff’s role. Gets in, slides
across, got the Guess shirt, starts talking to him about, hey,
man, you want to buy this shirt, pretending to try to sell the
shirt just like the defendant tells you.
Gets him distracted. That’s when Teddy Chester gets in
the -- in the seat behind the victim. Tells him to give it up. He
said he tells you that Elbert Ratcliff says that. It’s him doing
it.
And how -- and how do you know that that’s how it
happened? Use your common sense. If someone puts a gun to
the back of your head and says give it up, doesn’t matter how
cool you are. In that first moment when you feel the gun in the
back of your head, you’re going to turn. And as you turn, that
gun that’s in the middle of the back of your head, to the right
side (indicating), with that gun pressed up against the Teddy
Chester’s finger on the trigger, goes off.
How do you know that’s not Elbert Ratcliff? Defense
counsel spent a whole lot of time talking to you about how big
he is, how little Teddy Chester is. Having that bullet travel
through John Adams’ brain. Up. That shooter is much smaller
than John Adams, and the physical evidence on the scene
shows you that.
(Emphasis added).
Closing arguments in criminal cases should be restricted to the evidence
admitted, to the lack of evidence, to conclusions of fact that may be drawn
therefrom, and to the law applicable to the case. The State’s rebuttal shall be
19-KA-363 64
confined to answering the argument of the defendant. See La. C.Cr.P. art. 774;
State v. Honor, 19-379 (La. App. 5 Cir. 1/29/20); 289 So.3d 249, writ denied,
20-370 (La. 7/24/20); 299 So.3d 72.
Prosecutors are allowed wide latitude in choosing closing argument tactics;
however, this latitude is not without limits. State v. Draughn, 05-1825 (La.
1/17/07); 950 So.2d 583, 614, cert. denied, 552 U.S. 1012, 128 S.Ct. 537, 169
L.Ed.2d 377 (2007); State v. Greenup, 12-881 (La. App. 5 Cir. 8/27/13); 123
So.3d768, 775, writ denied, 13-2300 (La. 3/21/14); 135 So.3d 617; State v.
Vansant, 14-1705 (La. App. 1 Cir. 4/24/15); 170 So.3d 1059, 1063. A prosecutor
should refrain from argument that tends to divert the jury from its duty to decide
the case on the evidence by injecting issues broader than the guilt or innocence of
the accused under the controlling law or by making predictions of the
consequences of the jury’s verdict. State v. Messer, 408 So.2d 1354, 1356 (La.
1982). Even where a prosecutor’s argument has exceeded the scope of Article 774
or is deemed to be improper, a reviewing court should credit the good sense and
fairmindedness of the jurors who have heard the evidence. State v. Williams, 96-
1023 (La. 1/21/98); 708 So.2d 703, 716, cert. denied, 525 U.S. 838, 119 S.Ct. 99,
142 L.Ed.2d 79 (1998).
The trial judge has broad discretion in controlling the scope of closing
arguments, and a conviction will not be reversed on the basis of improper closing
argument unless thoroughly convinced that the remarks influenced the jury and
contributed to the verdict. See Draughn, 950 So.2d at 614; Vansant, 170 So.3d at
1063.
In State v. Spencer, 93-571 (La. App. 5 Cir. 1/25/94); 631 So.2d 1363,
1369, writ denied, 94-488 (La. 2/3/95); 649 So.2d 400, the defendant argued that
the trial court erred in denying his motion for a mistrial after closing argument.
This Court noted that the defense objected after the State had concluded its
19-KA-363 65
rebuttal instead of immediately when the contested statement was made. This
Court stated that the failure to contemporaneously object prevented the trial
court from immediately remedying the situation if corrective action had been
necessary. Similarly, in State v. Paul, 15-501 (La. App. 5 Cir. 1/27/16); 185
So.3d 188, 201, this Court, citing Spencer, supra, found that the defendant’s
failure to object during or after the State’s closing arguments prevented him
from raising the issue on appeal. This Court found that since the defendant did
not contemporaneously object to the alleged inflammatory statement made by
the State and only moved for a mistrial after the jury had retired for deliberation,
the trial court did not have the opportunity to remedy the situation had corrective
action been necessary.
In the instant case, Defendant argues that the prosecutor’s closing
arguments contained highly prejudicial unsupported theories that he was the
shooter or was involved in the attempted armed robbery, which he contends
were not based on any evidence presented at trial. However, as was discussed
previously, a rational trier of fact could have found that the evidence was
sufficient under the Jackson standard to support the conviction. Contrary to
Defendant’s assertion, there was ample evidence to show that Defendant was the
shooter or at least a principal to the shooting.
With respect to the prosecutor’s argument about the DNA probabilities,
Defendant is not entitled to relief. The record reflects that the prosecutor told the
jury that the DNA probabilities regarding the blood found on the cap were one in
339 or .02 percent. The percentage would actually be approximately .29 percent.
Even if the prosecutor told the jury an incorrect percentage, he correctly stated
that it was one in 339 at approximately the same time he said it was .02 percent.
Also, the jury had the benefit of seeing the actual evidence and was instructed
that opening and closing arguments were not evidence. Further, we find that the
19-KA-363 66
DNA test results were cumulative since Defendant admitted to Lt. Sacks that he
was present in the cab at the time of the shooting and that the blood on the cap
belonged to the victim.
Considering Defendant’s complaint that the prosecutor incorrectly shifted
the burden during his rebuttal argument, the record reflects that the prosecutor
informed the jury that the State had the burden of proof. Also, the prosecution
calling into question why defense counsel would spend a lot of time talking
about DNA evidence in her closing argument was not “burden shifting.” The
prosecutor drew the jury’s attention to the fact that defense counsel wanted the
jury to disregard the DNA evidence.
Also, defense counsel did not object when the prosecutor told the jury to
use common sense when considering the evidence and what it showed.
Therefore, the issue has not been preserved for review pursuant to La. C.Cr.P.
art. 841(A). Nevertheless, even if the prosecutor’s comments were outside the
proper scope of closing arguments, we find that Defendant is still not entitled to
relief. The court must be thoroughly convinced that the argument influenced the
jury and contributed to the verdict before reversing a conviction based on
misconduct during the closing arguments. State v. Franklin, 15-1060 (La. App. 4
Cir. 8/24/16); 198 So.3d 1222, 1231, writ denied, 16-1754 (La. 9/6/17); 224
So.3d 982.
After reviewing the prosecutors’ closing and rebuttal arguments, and
considering the entirety of the record, we find that the jury verdict was reasonable
based on the evidence presented by the State having found nothing in the record to
demonstrate that the prosecutor’s comments regarding common sense, burden
shifting, or DNA probabilities so influenced the jury and contributed to the verdict
that it would warrant a reversal of the conviction and sentence.
19-KA-363 67
ASSIGNMENT OF ERROR NUMBER EIGHT
The State has not fulfilled complied with Brady v. Maryland requirement. [sic]
ASSIGNMENT OF ERROR NUMBER NINE
The trial court erred in permitting Quinice Pollard to testify.
ASSIGNMENT OF ERROR NUMBER TEN
The trial court prevented Mr. Chester from fully cross examining Quinice Pollard.
DISCUSSION
Defendant argues that the State failed to produce crucial evidence of
Quinice Pollard’s criminal history, which directly undermined her credibility and
revealed her personal interest in cooperating with the prosecution. He contends
that by doing so, the State violated his due process rights to exculpatory
evidence under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215
(1963), and Giglio v. United States, 405 U.S. 150, 92 S.Ct. 763, 31 L.Ed.2d 104
(1972). He further contends that on the eve of the retrial date, September 16,
2018, the State disclosed substantial new impeachment information regarding
Ms. Pollard’s criminal history from 1994 to 1996 that had never been produced.
He asserts that the State did not provide documentation as to the disposition on
these charges.
Defendant also argues that the trial court’s ruling that the State could call
Ms. Pollard as a witness after suppressing this critical evidence before trial for
twenty-two years violated his due process rights. He maintains that without this
information, his right to confront Ms. Pollard was violated. Additionally, he
contends that the trial court limited defense counsel’s cross-examination of Ms.
Pollard. Defendant asserts that without the ability to cross-examine her
regarding her bias in the first trial, and subsequent inconsistent testimony, the
jury could not fully assess whether her testimony was first given in hope or in
exchange for leniency in her criminal cases.
19-KA-363 68
The State responds that prior to Defendant’s second trial, it turned over
information relative to Ms. Pollard’s criminal record, and Defendant sought
“Brady sanctions,” claiming that the State should be penalized for this
information supposedly not being turned over in advance of Defendant’s first
trial and further claiming that, because the information was incomplete, the State
should be prohibited from calling Ms. Pollard as a witness. It further responds
that the trial court twice denied the request for “Brady sanctions,” that Defendant
sought writs, and that this Court and the Louisiana Supreme Court denied writs.
The State asserts that this Court ruled that any Brady violation prior to the first
trial was cured by the granting of a new trial and further ruled that
notwithstanding certain gaps in the information, there was nothing to
demonstrate that the State withheld anything. The State also asserts that this
Court further noted that Defendant would have an opportunity to cross-examine
Ms. Pollard at trial.
The State submits that with respect to this portion of Defendant’s
argument, this Court should decline to revisit this issue under the law of the
case doctrine as there is nothing new that justifies this Court revisiting its prior
decision. The State argues that if this Court finds otherwise, its position is that
the trial court did not err in denying the request for “Brady sanctions.” It
contends that it turned over everything in its possession and complied with its
obligations pursuant to Brady. The State argues that it has no duty to provide
Defendant with information which he already has or which he can obtain on his
own with due diligence. It further argues that it cannot produce that which does
not exist in the records and that it is unaware of any precedent dictating that the
remedy for an incomplete criminal record of a State’s witness is to forever bar
that witness from testifying.
With respect to the Confrontation Clause, the State asserts that the
19-KA-363 69
jurisprudence is clear that the Confrontation Clause guarantees only an
opportunity for effective cross-examination. The State notes that while
Defendant complains that the trial court curtailed the cross-examination into
previous arrests, La. C.E. art. 609.1 restricts cross-examination to prior
convictions. It also notes that although there is “somewhat” of a jurisprudential
exception for pending charges leading to bias, Ms. Pollard had no pending
charges at the time she testified at the second trial. The State asserts that the trial
court followed the rules of evidence in disallowing Defendant from going into
arrests where Ms. Pollard did not deny her convictions. It submits that
Defendant extensively cross-examined Ms. Pollard relative to her inconsistent
statements, her not being forthcoming to the police, her letters to and from
Defendant, her alleged bias, and other aspects of her account. The State
maintains that even if the trial court erred, which it denies, any error during
cross-examination was harmless.
On September 17, 2018, Defendant filed Motion for Sanctions Based on
Brady and Giglio Violation. In that motion, Defendant asserted that the day
before trial, the State disclosed substantial impeachment information as to
Quinice Pollard, namely, that she was arrested on March 18, 1996, for two
counts of battery on a police officer, resisting an officer, and disturbing the
peace, and that she had a 1996 charge for possession of a controlled dangerous
substance. Defendant moved for sanctions based on the State’s withholding of
this information for two decades, including exclusion of Ms. Pollard as a witness
at trial.
On September 19, 2018, at the hearing on the motion, after hearing
arguments of counsel, the trial judge denied the motion for sanctions, stating,
“And the information is certainly available now. It’s not hard to understand, and
it shouldn’t delay the matters. You’re certainly allowed to use it by law. I am not
19-KA-363 70
going to exclude a witness at this point. The request for Brady sanctions is
denied.”
On September 24, 2018, Defendant filed Supplemental Motion for
Sanctions Based on Prosecutorial Misconduct and Continued Brady and Giglio
Violations. On that same date, at the hearing, defense counsel argued that
records were missing regarding Ms. Pollard’s criminal history, and therefore, she
should be excluded from testifying. Defense counsel stated that according to
the rap sheet given to the defense, Ms. Pollard was arrested on May 2, 1994, for
resisting arrest and battery on a police officer and was sentenced to ninety days
probation, which she violated; on November 21, 1995, she was arrested for a
controlled dangerous substance; on November 28, 1995, she violated her
probation; and on December 22, 1995, she was arrested on an attachment
regarding that first probation and an additional charge of disturbing the peace.
Defense counsel asserted that at the time Ms. Pollard was interviewed in
the instant case by Lt. Sacks, she had six charges of violation of probation and
an attachment. Defense counsel pointed out that there was no information on
JeffNet with respect to any of those charges and that the record had been missing
since 1998. She noted that the record was missing for both of the co-defendants
also. Defense counsel explained that there were issues in First Parish Court and
at the 24th Judicial District Court and that it was suspicious that there were no
entries between December of 1995 and 2013.
The prosecutor responded that there was no evidence of mass conspiracy
to remove documents and be lenient with Ms. Pollard. He further responded that
Ms. Pollard received no special consideration for her testimony for the upcoming
trial. He also pointed out that defense counsel could question Lt. Sacks, Chief
Deputy Scanlan, and Ms. Pollard at trial regarding any favors she might have
been given. The prosecutor noted that he had provided defense counsel with Ms.
19-KA-363 71
Pollard’s “DOC” record which showed she was sentenced to two years.
After hearing arguments of counsel, the trial court denied the motion,
stating, “Okay. There are certainly - - there are certainly some questions here
and missing - - some missing documents apparently. However, I don’t think it’s
- - it supports the conclusions that Defense counsel’s urging. And you certainly
can cross-examine Ms. Pollard. And so, I am going to deny the motion.”
Defendant filed a writ application with this Court challenging the
trial court’s ruling. This Court denied the writ, stating in pertinent part:
On the showing made, we find that defendant is not entitled
to the relief requested. First, any violations with respect to the
State’s failure to disclose information about Quinice Pollard’s
criminal history prior to the first trial have been remedied by the
granting of a new trial. Second, the State did comply with its duty
to provide relator with exculpatory information prior to the second
trial. We acknowledge relator’s argument that the information
disclosed by the State had gaps in the time periods relating to the
records provided and therefore left many unanswered questions.
However, we have nothing to suggest that the State withheld any
exculpatory information or committed any type of prosecutorial
misconduct with regard to the disclosure of information. Third,
defense counsel will have the opportunity to cross-examine the
State’s witnesses at this second trial, including the opportunity to
cross-examine them, as allowed by law, about Quinice Pollard’s
criminal history as well as the time gaps and missing information in
the documents provided by the State.
See State v. Chester, 18-558 (La. App. 5 Cir. 10/16/18) (unpublished writ
disposition), writ denied, 18-1747 (La. 10/26/18); 254 So.3d 695.
The arguments presented by Defendant herein are essentially the same as
those made in his prior writ application. Under the discretionary principle of law
of the case, an appellate court will generally refuse to reconsider its own rulings
of law on a subsequent appeal in the same case. State v. Burciaga, 05-357 (La.
App. 5 Cir. 2/27/06); 924 So.2d 1125, 1128; State v. Junior, 542 So.2d 23, 27
(La. App. 5 Cir. 1989); writ denied, 546 So.2d 1212 (La. 1989). The principle is
applicable to all decisions of an appellate court, not solely those arising from full
19-KA-363 72
appeal. State v. Johnson, 06-859 (La. App. 5 Cir. 4/11/07); 957 So.2d 833, 840.
One reason for imposition of the doctrine is the avoidance of indefinite re-
litigation of the same issue, but it will not be applied in cases of palpable former
error. Id. Reconsideration is warranted when, in light of a subsequent trial
record, it is apparent that the determination was patently erroneous and produced
unjust results. State v. Davis, 03-488 (La. App. 5 Cir. 11/12/03); 861 So.2d 638,
641 n.2, writ denied, 03-3401 (La. 4/2/04); 869 So.2d 874; In re K.R.W., Jr., 03-
1371 (La. App. 5 Cir. 5/26/04); 875 So.2d 903, 905.
Here, Defendant has failed to cite to any new facts adduced at trial or
additional jurisprudence tending to indicate that this Court’s prior disposition
was patently erroneous and produced an unjust result. However, since prior
denial of supervisory writs does not preclude reconsideration of the issue on
appeal,
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