The opinion
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Briefs March 30, 2010
STATE OF TENNESSEE v. DARIUS L. BROWN
Direct Appeal from the Criminal Court for Sullivan County
No. S55,544-547; S56,028 Robert H. Montgomery, Jr., Judge
No. E2009-01032-CCA-R3-CD - Filed May 14, 2010
The Defendant-Appellant, Darius L. Brown, entered eleven guilty pleas in five different
cases in the Sullivan County Criminal Court. He received an effective nine-year sentence
at thirty percent pursuant to his plea agreement, with the manner of service of his sentence
to be determined by the trial court. On appeal, Brown argues that the trial court abused its
discretion by denying an alternative sentence. Upon review, we affirm the trial court’s
judgments.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Criminal Court Affirmed
C AMILLE R. M CM ULLEN, J., delivered the opinion of the court, in which J AMES C URWOOD
W ITT, J R., and D. K ELLY T HOMAS, J R., JJ., joined.
Stephen M. Wallace, District Public Defender; Deborah Black-Huskins Lonon, Assistant
Public Defender, Blountville, Tennessee, for the Defendant-Appellant, Darius L. Brown.
Robert E. Cooper, Jr., Attorney General and Reporter; Clarence E. Lutz, Assistant Attorney
General; H. Greeley Wells, Jr., District Attorney General; and Kent L. Chitwood, Jr.,
Assistant District Attorney General, for the Appellee, State of Tennessee.
OPINION
FACTUAL BACKGROUND
Guilty Plea Hearing. At the February 27, 2009 guilty plea hearing, Brown stipulated
to the facts in the affidavits of complaint and the arrests warrants in case numbers S55,544;
S55,545; and S55,547. The State then outlined the facts supporting Brown’s guilty pleas
regarding the felony failure to appear offense in case number S55,546 and the sale and
delivery of cocaine offenses in case number S56,028:
[T]he State’s proof in S55,546 would be that having been lawfully
released from custody on condition of a subsequent appearance in an official
proceeding the defendant failed to appear in the General Sessions Court for
Sullivan County in Bristol, Tennessee on July [7], 2008 for the purpose of a
hearing in Case S219922, which was a felony offense of aggravated burglary
and that would be the State’s proof in the case.
The State’s proof in S56,028 would be that three buys of crack cocaine
were made from the defendant. All of these buys were made within the
boundaries of Sullivan County. The first one was made on January [14], 2008
where an informant was provided with $100.00 to make a purchase. After
receiving the money from the law enforcement he encountered the defendant,
got into the back seat of the – or the defendant got into the back seat of the
informant’s vehicle, while driving the defendant handed the informant the
crack cocaine for the $100.00. This occurred on East Mary Street and there’s
a video and audio of that transaction.
On July [15], 2008, an informant made a recorded phone call to the
defendant and agreed to meet in the area of 835 East Mary Street. The
informant was provided with $100.00 to purchase crack cocaine. The
informant then drove to the area of East Mary Street. The defendant got into
the passenger seat of the vehicle. The informant drove down East Mary Street,
handed the defendant $100.00 and the defendant handed the informant what
later was tested to be crack cocaine.
The third buy took place on July [16], 2008. The informant made a
couple of recorded phone calls to the defendant and agreed to meet him in the
area of 835 East Mary Street. He was provided with $200.00 for the purchase
of crack cocaine. While [e]n route to East Mary Street the informant observed
the defendant walking on East State Street. The defendant got into the
informant’s vehicle. The informant handed him the money and the defendant
handed him the crack cocaine.
In each occasion all this was recorded on video and audio in all three
buys. The drugs were sent off to the Tennessee Bureau of Investigation and
in each case did test positive for crack cocaine in the amount of over [a] half
gram. And that would be the State’s proof in all three of those buys.
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Brown acknowledged that the facts in the affidavits of complaint and the arrests warrants in
case numbers S55,544; S55,545; and S55,547 and the State’s summary of the facts in case
numbers S55,546 and S56,028 were true. He then entered guilty pleas to the following
offenses and received the following sentences pursuant to his plea agreement:
Case Number S55,544 – Date of Offense: 6-30-08
Count 1- Aggravated Burglary (Class C felony) 3 years, Range I
Count 2- Telephone Harassment (Class A misd.) 11 months, 29 days
Count 3- Vandalism (Class A misd.) 11 months, 29 days
Case Number S55,545 – Date of Offense: 7-1-08
Count 1- Simple Poss. of Cocaine (Class A misd.) 11 months, 29 days
Count 2- Simple Poss. of Marijuana (Class A misd.) 11 months, 29 days
Case Number S55,546 – Date of Offense: 7-7-08
Count 1- Felony Failure to Appear (Class E felony) 1 year, Range I
Case Number S55,547 – Date of Offense: 7-18-2008
Count 1- Simple Poss. of Marijuana (Class A Misd.) 11 months, 29 days
Count 2- Simple Poss. of Cocaine (Class A Misd.) 11 months, 29 days
Case Number S56,028
Date of Offense: 7-14-08
Count 1- Sale over .5 gram of Cocaine (Class B felony) 8 years, Range I
Count 2- Delivery of over .5 gram of Cocaine - Merged with Count 1
Date of Offense: 7-15-08
Count 3- Sale over .5 gram Cocaine (Class B felony) 8 years, Range I
Count 4- Delivery of over .5 gram of Cocaine - Merged with Count 3
Date of Offense: 7-16-08
Count 5- Sale over .5 gram Cocaine (Class B felony) 8 years, Range I
Count 6- Delivery of over .5 gram of Cocaine - Merged with Count 5
Each of the counts within a case number was to be served concurrently. The sentences in
case numbers S55,544; S55,545, S55,547; and S56,028 were to be served concurrently with
one another but consecutively to Brown’s previous sentences in Virginia. In addition, the
sentence in case number S55,546 was to be served consecutively to the sentences in case
number S56,028. The manner of service of these sentences was determined by the trial court
at the sentencing hearing.
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Sentencing Hearing. At the April 16, 2009 sentencing hearing, the State’s only proof
was the presentence investigation report, which was entered into evidence. This report
showed that Brown had several convictions in Virginia, including three felony drug
convictions. Brown provided testimony in his own behalf.
Brown testified that he was twenty-two years old and had a nine-month-old son with
a woman he was currently dating. He stated that his son had received a liver transplant and
continued to need regular medical care:
[My son is] supposed to be at a hospital in Nashville once a month but if he
catch[es] any kind of cold or anything he has to go back on emergency – like
he’s been to the hospital the last three weeks, like right now, and he [was] just
released yesterday.
Brown stated that he subpoenaed his son’s mother to testify at the sentencing hearing, but she
was unable to appear because their child had been admitted to the hospital. He stated that
he would be willing to live in the residential section of Hay House, a community corrections
program. When asked if he had any job prospects, Brown replied, “Not any promises but it
wouldn’t be a problem for me to find a job.” He stated that he had previously worked for his
girlfriend’s grandfather on the weekends occasionally, but he was not an employee and was
paid in cash for his work. The presentence report directly contradicted this claim of prior
work. Brown asked the court to consider the following when determining whether he should
receive an alternative sentence:
. . . I would just like to tell the Court that I know what I did was wrong
and I shouldn’t have done it. I was – I was – I’d like to tell the Court what I
did was wrong and I do understand that. I found out I was having a son, I got
nervous, I was scared, I want[ed] him to have everything. And . . . I did go –
most of the things that he’s got now – I messed up and I know people tell you
every time that they won’t do it again but I really got, I got something to be out
there for now and I hope you will be able to give me some help instead of
sending me to prison.
On cross-examination, Brown acknowledged several juvenile convictions, including
convictions for simple possession of marijuana, theft of property, and aggravated burglary.
He claimed he received these juvenile convictions because his mother discovered that he had
committed these offenses and called the police. Brown admitted that he had received several
convictions in Virginia, including two convictions for cocaine possession and two
convictions for failure to appear in 2008. He also admitted that he had several violations of
probation in Virginia. Brown stated that he was currently on probation for three years in
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Virginia, and Virginia had not yet violated his probation because of the charges in this case.
At the end of the sentencing hearing, the trial court considered the applicable
enhancement and mitigating factors. First, the court determined that Brown had a history of
criminal convictions or criminal behavior, in addition to those necessary to establish the
appropriate range. See T.C.A. § 40-35-114(1) (2006). It specifically stressed the fact that
Brown had been previously convicted of several drug charges, as well as a failure to appear
charge, and that he had a history of cocaine and marijuana use. The court also found that
Brown had failed to comply with the conditions of a sentence involving release into the
community. See id. § 40-35-114(8) (2006). The court explained:
[Brown’s failure to comply with the conditions of a sentence involving release
into the community is] plainly evident from the fact that on January [8], 2007
[he was] placed on 3 years probation in Bristol Virginia Circuit Court, again
that was for a 3 year period of time. All these offenses occurred after [he was]
placed on probation for those cases. And of course [he had] violations
pending on the Virginia side as a result of that, too. So I have to give that a
great deal of weight.
The court also noted that Brown was released on bond for the failure to appear charge when
he committed the offenses in this case. See id. § 40-35-114(13)(A) (2006). The trial court
found that mitigating factor nine applied because Brown had assisted the police in
uncovering offenses committed by other individuals or in detecting or apprehending other
individuals who had committed offenses. See id. § 40-35-113(9) (2006).
The court concluded that Brown had “a significant history of criminal conduct” and
that “measures less restrictive than confinement [had] recently been applied unsuccessfully
to [him].” See id. § 40-35-103(1)(A), (C) (2006).
Regarding whether Brown was a proper candidate for community corrections, the trial
court stated:
[Y]ou know, I do find that he does have some history of committing violent
offenses. I would argue and submit that disorderly conduct would fit in that
category for which he does have a conviction for that; criminal trespass, going
on the property of another and remaining there knowing that he didn’t have the
permission of the person to be there I find fits into that category. Also the
facts and circumstances of this aggravated burglary and vandalism and
telephone harassment all, in this particular case, all fit into that kind of
category. But even if that’s – let’s just assume that he doesn’t have a history
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of violence, but as I say, or violent type behavior and I find some of that, I also
find the issue where he has an unserved sentence in another state, while it’s a
violation of probation, he still has a hold on him from another state. That I
think creates problems with regard to placing someone into community
corrections. And so let’s assume then that that also puts him in a situation of
where you need to look at special needs and in looking at the special needs,
yes, he does have a history of use of alcohol under the age of 21 and even after
he turned 21 some of which seems to be a significant amount of alcohol; does
have some use of crack cocaine; does have use of marijuana and it appears to
be, you know, pretty much on a regular basis. But I don’t – I mean I really just
see the issue, particularly the crimes that he’s admitted to selling cocaine or
more, not because of any special drug addiction, I mean it’s really a financial
decision for him and it appears to be a pattern that has continued over a long
period of time. The crimes that occurred in Virginia, he was on probation for
those when these occurred. He was out on – a failure to appear in another case
when the Virginia cases occurred. I just think that in my opinion, even though
I did find a mitigating factor, I just find that based on all these facts and
circumstances that confinement is necessary to protect society by restraining
the defendant with a long history of criminal conduct when measures less
restrictive than confinement have frequently or recently [have] been . . .
applied unsuccessfully to the defendant and so I’m going to order him to serve
his sentence in the Tennessee Department of Correction[.]
The court then addressed Brown directly regarding the fact that he committed the offenses
in this case while on probation in Virginia:
You know, Mr. Brown, . . . you had opportunities in Virginia when they
placed you on probation and that’s why they kept you in [that] area was to do
what they could to help you successfully complete probation and yet it’s not
just one offense, its not just two offenses, I mean you’ve got I guess five
different case numbers here, you know, sales of cocaine over a several day
period of time, the aggravated burglary and then just felony failure to appear.
So in my opinion [it’s] just too much and I don’t think that based on what I –
in my findings with regard to community corrections that community
corrections is an appropriate place for you to be as well because I just don’t
find significant enough special needs to override the need to serve your
sentence and because I also have found the fact that you have the hold on you
in another state and the fact that there was some violence involved in at least
part of the crimes in this case plus you have some prior violent crim[inal]
history.
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At the conclusion of the sentencing hearing, the trial court denied probation and
community corrections and sentenced Brown to an effective sentence of nine years in the
Tennessee Department of Correction. Brown filed a timely notice of appeal.
ANALYSIS
Brown argues that the trial court abused its discretion in denying him an alternative
sentence. He acknowledges that he was not a candidate for probation but claims that the trial
court abused its discretion in denying him a community corrections sentence. In response,
the State contends that Brown’s sentences are proper and that the trial court’s judgments
should be affirmed.
On appeal, we must review issues regarding the length and manner of service of a
sentence de novo with a presumption that the trial court’s determinations are correct. Id. §
40-35-401(d) (2006). Nevertheless, “the presumption of correctness which accompanies the
trial court’s action is conditioned upon the affirmative showing in the record that the trial
court considered the sentencing principles and all relevant facts and circumstances.” State
v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). The defendant has the burden of showing the
impropriety of the sentence. T.C.A. § 40-35-401(d) (2006), Sentencing Comm’n Comments.
This means that if the trial court followed the statutory sentencing procedure, made adequate
findings of fact that are supported by the record, and gave due consideration and proper
weight to the factors and principles that are relevant to sentencing under the 1989 Sentencing
Act, this court may not disturb the sentence even if we would have preferred a different
result. State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim. App. 1991). Because the trial
court in this case properly considered the sentencing principles and all relevant facts and
circumstances, our review is de novo with a presumption of correctness. See Ashby, 823
S.W.2d at 169.
A trial court, when sentencing a defendant must consider the following:
(1) The evidence, if any, received at the trial and the sentencing hearing;
(2) The presentence report;
(3) The principles of sentencing and arguments as to sentencing alternatives;
(4) The nature and characteristics of the criminal conduct involved;
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(5) Evidence and information offered by the parties on the mitigating and
enhancement factors set out in §§ 40-35-113 and 40-35-114;
(6) Any statistical information provided by the administrative office of the
courts as to sentencing practices for similar offenses in Tennessee; and
(7) Any statement the defendant wishes to make in the defendant’s own behalf
about sentencing.
T.C.A. § 40-35-210(b) (2006); see also State v. Imfeld, 70 S.W.3d 698, 704 (Tenn. 2002);
State v. Osborne, 251 S.W.3d 1, 24 (Tenn. Crim. App. 2007), perm. to appeal denied (Tenn.
Jan. 28, 2008).
Any sentence that does not involve complete confinement is an alternative sentence.
See generally State v. Fields, 40 S.W.3d 435 (Tenn. 2001). Under the revised Tennessee
Code Annotated section 40-35-102(6)(A) (2006), a defendant who does not require
confinement under subsection (5) and “who is an especially mitigated or standard offender
convicted of a Class C, D, or E felony, should be considered as a favorable candidate for
alternative sentencing options in the absence of evidence to the contrary[.]” A trial court
should consider the following when determining whether there is “evidence to the contrary”
that would prevent an individual from receiving alternative sentencing:
(A) Confinement is necessary to protect society by restraining a defendant who
has a long history of criminal conduct;
(B) Confinement is necessary to avoid depreciating the seriousness of the
offense or confinement is particularly suited to provide an effective deterrence
to others likely to commit similar offenses; or
(C) Measures less restrictive than confinement have frequently or recently
been applied unsuccessfully to the defendant[.]
T.C.A. § 40-35-103(1)(A)-(C) (2006); see also Ashby, 823 S.W.2d at 169.
We note that the trial court’s determination of whether the defendant is entitled to an
alternative sentence and whether the defendant is a suitable candidate for full probation are
different inquiries with different burdens of proof. State v. Boggs, 932 S.W.2d 467, 477
(Tenn. Crim. App. 1996), perm. to appeal denied (Tenn. Oct. 14, 1996). Where a defendant
is considered a favorable candidate for alternative sentencing, the State has the burden of
presenting evidence to the contrary. See State v. Bingham, 910 S.W.2d 448, 454 (Tenn.
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Crim. App. 1995), overruled on other grounds by State v. Hooper, 29 S.W.3d 1, 9 (Tenn.
2000), perm. to appeal denied (Tenn. Oct. 2, 1995). However, the defendant has the burden
of establishing suitability for full probation, even if the defendant is considered a favorable
candidate for alternative sentencing. See id. (citing T.C.A. § 40-35-303(b)).
A defendant is eligible for probation if the actual sentence imposed upon the
defendant is ten years or less and the offense for which the defendant is sentenced is not
specifically excluded by statute. T.C.A. § 40-35-303(a) (2006). The trial court shall
automatically consider probation as a sentencing alternative for eligible defendants. Id. §
40-35-303(b) (2006). However, “the defendant is not automatically entitled to probation as
a matter of law.” Id. § 40-35-303(b) (2006), Sentencing Comm’n Comments. Rather, the
defendant must demonstrate that probation would serve the ends of justice and the best
interests of both the public and the defendant. See State v. Souder, 105 S.W.3d 602, 607
(Tenn. Crim. App. 2002) (citation omitted), perm. to appeal denied (Tenn. Mar. 17, 2003).
Here, Brown entered guilty pleas to nine offenses, including three Class B felonies,
one Class C felony, and one Class E felony. Accordingly, he was not considered a favorable
candidate for alternative sentencing. See T.C.A. § 40-35-102(6)(A) (2006). Despite this
fact, Brown contends that the trial court abused its discretion in denying a community
corrections sentence.
The intent of the Community Corrections Act was to “[e]stablish a policy within the
state to punish selected, nonviolent felony offenders in front-end community based
alternatives to incarceration, thereby reserving secure confinement facilities for violent
felony offenders.” Id. § 40-36-103(1) (2006). Eligible offenders under the Community
Corrections Act include:
(A) Persons who, without this option, would be incarcerated in a correctional
institution;
(B) Persons who are convicted of property-related, or drug-or alcohol-related
felony offenses or other felony offenses not involving crimes against the
person as provided in title 39, chapter 13, parts 1-5;
(C) Persons who are convicted of nonviolent felony offenses;
(D) Persons who are convicted of felony offenses in which the use or
possession of a weapon was not involved;
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(E) Persons who do not demonstrate a present or past pattern of behavior
indicating violence;
(F) Persons who do not demonstrate a pattern of committing violent offenses;
and
(2) Persons who are sentenced to incarceration or are on escape at the time of
consideration will not be eligible for punishment in the community.
Id. § 40-36-106(a)(1)(A)-(F), (2) (2006). Simply because an offender meets the minimum
requirements under the Community Corrections Act “does not mean that he is entitled to be
sentenced under the Act as a matter of law or right.” State v. Ball, 973 S.W.2d 288, 294
(Tenn. Crim. App. 1998) (citing State v. Taylor, 744 S.W.2d 919, 922 (Tenn. Crim. App.
1987)). Instead, the Act’s criteria “shall be interpreted as minimum state standards, guiding
the determination of eligibility of offenders under this chapter.” T.C.A. § 40-36-106(d)
(2006).
In this case, the trial court determined that Brown was ineligible for community
corrections, in part, because it considered Brown’s prior convictions of aggravated burglary,
misdemeanor telephone harassment, and misdemeanor vandalism as violent felony offenses
under §40-36-106(a)(1)(E), (F) (2006). We disagree that these convictions, without proof
of actual violence, constitute violent offenses to exclude Brown from consideration for
community corrections. However, our review of the record supports the trial court’s denial
of community corrections and imposition of a sentence of confinement in this case.
Here, the trial court expressed concern that Brown’s unserved sentence in Virginia
would also prevent him from receiving a community corrections sentence in Tennessee.
Then the court considered subsection (c) of the Community Corrections Act, known as the
“special needs” provision, which states:
Felony offenders not otherwise eligible under subsection (a), and who would
be usually considered unfit for probation due to histories of chronic alcohol or
drug abuse or mental health problems, but whose special needs are treatable
and could be served best in the community rather than in a correctional
institution, may be considered eligible for punishment in the community under
the provisions of this chapter.
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Id. § 40-36-106(c) (2006).
First, before being eligible for a community corrections sentence under subsection (c),
the offender must be eligible for probation. State v. Boston, 938 S.W.2d 435, 438 (Tenn.
Crim. App. 1996) (citing State v. Staten, 787 S.W.2d 934, 936 (Tenn. Crim. App. 1989);
State v. Lanny Crowe, No. 01C01-9503-CC-00064, 1995 WL 392967, at *1 (Tenn. Crim.
App., at Nashville, July 6, 1995)). Second, the trial court must determine whether the
offender is suitable for placement in the community corrections program by finding the
following:
(1) the offender has a history of chronic alcohol, drug abuse, or mental health
problems, (2) these factors were reasonably related to and contributed to the
offender’s criminal conduct, (3) the identifiable special need (or needs) are
treatable, and (4) the treatment of the special need could be served best in the
community rather than in a correctional institution.
Id. at 439 (citing State v. Robert Wilson, No. 03C01-9209-CR-00305, 1993 WL 79626, at
*5 (Tenn. Crim. App., at Knoxville, Mar. 22, 1993)).
The trial court made specific findings regarding whether Brown was a candidate for
community corrections under the “special needs” provision. See id. at 439. Although the
trial court acknowledged that Brown had a history of alcohol and drug use, it concluded that
Brown sold cocaine not because of his addiction but because it was a “financial decision[.]”
In other words, the court determined that Brown’s chronic alcohol and drug use was not
“reasonably related to and contributed to [his] criminal conduct[.]” Id.
The court further noted that Brown was on probation for convictions in Virginia when
he committed the crimes in this case and was out on bond in another case when he committed
the offenses in Virginia. The presentence report shows that Brown had fifteen convictions
in Virginia over a three-year period, including three felony drug convictions, four violations
of probation, and two misdemeanor failure to appear convictions. Ultimately, the trial court
determined that confinement was necessary because Brown had “a significant history of
criminal conduct” and that “measures less restrictive than confinement [had] recently been
applied unsuccessfully to [him].” See T.C.A. § 40-35-103(1)(A), (C) (2006). As previously
stated, the record supports the trial court’s imposition of a sentence of confinement.
Accordingly, Brown’s effective nine-year sentence in the Tennessee Department of
Correction is proper.
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CONCLUSION
Upon review of the record, we affirm the trial court’s judgments.
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CAMILLE R. McMULLEN, JUDGE
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