Opinion

Com. v. Coleman, J.

  • 320 A.3d 1217
  • 2024 Pa. Super. 167
Court
Superior Court of Pennsylvania
Filed
Aug 5, 2024
Status
Published
On the bench
Murray, J.
Cited by
10 cases
Authority
More cited than 61.8%

holding that “[c]ontract interpretation, including in the criminal plea-bargaining process, is a question of law” (citation omitted)

How later courts described this case

  • holding that “[c]ontract interpretation, including in the criminal plea-bargaining process, is a question of law” (citation omitted)
  • indicating that “disputes over any particular term of a plea agreement must be resolved by objective standards” and “must be based upon the totality of the surrounding circumstances” (cleaned up)
  • “Although a plea agreement occurs in a criminal context, it remains ____________________________________________ 4 The OAG did not contend that GOH should have exhausted its administrative remedies in the DLI proceeding rather than seeking an injunction from the court in this criminal action. -8- J-A23010-24 contractual in nature and is to be analyzed under contract-law standards.” (cleaned up)

Written by the judges who cited it.

The opinion

J-A16021-24

2024 PA Super 167

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF

: PENNSYLVANIA

:

v. :

:

:

JAYLAUN COLEMAN :

:

Appellant : No. 49 WDA 2024

Appeal from the Judgment of Sentence Entered November 17, 2023

In the Court of Common Pleas of Mercer County Criminal Division at

No(s): CP-43-CR-0001579-2018

BEFORE: KUNSELMAN, J., MURRAY, J., and McLAUGHLIN, J.

OPINION BY MURRAY, J.: FILED: AUGUST 5, 2024

Jaylaun Coleman (Appellant) appeals from the judgment of sentence

entered after resentencing on his guilty pleas to one count each of third-

degree murder, persons not to possess firearms, and firearms not to be

carried without a license, and 12 counts of recklessly endangering another

person (REAP).1 After careful review, we affirm.

In October 2018, the Commonwealth charged Appellant with first-

degree murder,2 persons not to possess firearms, and firearms not to be

carried without a license, in connection with the shooting death of Tyrone

____________________________________________

1 18 Pa.C.S.A. §§ 2502(c), 6105(a)(1), 6106(a)(1), 2705.

2 18 Pa.C.S.A. § 2502(a).

J-A16021-24

Cornish, Jr.3 Upon Appellant’s request, the trial court severed the persons not

to possess firearms charge from the remaining charges.

On January 9, 2020, Appellant entered an open guilty plea to persons not to

possess firearms. The court deferred sentencing pending disposition of the

remaining charges.

Subsequently, the trial court granted the Commonwealth’s unopposed

motion to amend the first-degree murder charge to a third-degree murder

charge, and to add 12 counts of REAP. On February 26, 2021, Appellant

entered a negotiated guilty plea to one count each of third-degree murder and

firearms not to be carried without a license, and 12 counts of REAP.

On June 23, 2021, the trial court sentenced Appellant, in accordance

with the plea agreement, to consecutive prison terms of 20 to 40 years for his

conviction of third-degree murder, 3½ to 7 years for his conviction of firearms

not to be carried without a license, an aggregate 11½ to 23 years for his

convictions of REAP, and 5 to 10 years for his conviction of persons not to

possess firearms. The court directed the sentences to run concurrently with

____________________________________________

3 The Commonwealth charged three additional individuals, at separate

dockets, in connection with the shooting. Appellant’s co-defendants are not

parties to the instant appeal.

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any other sentence Appellant was serving at that time.4 Appellant did not file

a direct appeal.

On May 9, 2022, Appellant, pro se, filed a timely Post Conviction Relief

Act (PCRA)5 petition asserting ineffective assistance of plea counsel. Following

additional procedure not relevant to this appeal, appointed PCRA counsel filed

an amended PCRA petition on Appellant’s behalf. In the amended PCRA

petition, Appellant argued plea counsel was ineffective in negotiating

Appellant’s guilty plea, which resulted in an illegal sentence. Amended PCRA

Petition, 4/13/23, ¶ 13. In particular, Appellant alleged:

19. At the time of sentencing, [the trial court] imposed the

sentence as agreed to by the parties and noted specifically that

“all counts shall run consecutively to one another pursuant to the

sentence agreement entered into between [Appellant] and the

Commonwealth; however, all counts shall run concurrent to any

other outstanding sentence that [Appellant] is presently serving.”

20. During the pendency of this matter, including at the time of

the entry of [Appellant’s] plea of guilty and his sentencing,

[Appellant] was on state parole for a previous criminal conviction.

21. Pursuant to the Parole Act, 61 Pa.C.S.A. § 6138(a)(5)(i), “if a

new sentence is imposed on the parole offender, the service of the

balance of the term originally imposed by a Pennsylvania court

shall precede the commencement of the new term imposed in the

following cases: (i) if a person is paroled from a State correctional

institution and the new sentence imposed on the person is to be

served in the State correctional institution.”

____________________________________________

4 The trial court entered an amended sentencing order on June 28, 2021, to

grant Appellant credit for time served.

5 See Pa.C.S.A. §§ 9541-9546.

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J-A16021-24

22. In other words, where a state parolee, such as [Appellant],

receives a new state sentence, he must serve his backtime first

before the commencement of the new state sentence.

23. Thus, the sentence imposed upon [Appellant], particularly that

the sentences at all counts were to run concurrent to any

outstanding sentence, constitutes an illegal sentence in that it is

violative of the Parole Act and no statutory authorization exists for

the sentence.

Amended PCRA Petition, 4/13/23, ¶¶ 19-23 (brackets and some citations

omitted).6 Appellant requested the PCRA court order withdrawal of his guilty

plea and vacate the judgment of sentence. Id. (prayer for relief).

The Commonwealth conceded the merits of Appellant’s underlying

sentencing claim. The PCRA court directed the parties to file briefs addressing

the proper remedy. Appellant advocated for withdrawal of his guilty plea to

return the parties to their respective pre-plea positions. The Commonwealth,

on the other hand, argued the court should vacate Appellant’s sentence and

remand for resentencing.

On October 19, 2023, the PCRA court issued the following order:

IT IS THE ORDER OF THE COURT that [Appellant’s] Amended

Petition for Post-Conviction Collateral Relief is GRANTED. The

Sentence Order of June 23, 2021, and the Amended Sentence

Order of June 28, 2021, are vacated. [Appellant] shall be

scheduled for resentencing in accordance with the attached

opinion….

____________________________________________

6 “Because of the guilty plea in this case, the Pennsylvania Board of Parole

revoked [Appellant’s] parole in his robbery case and remanded him to a state

penitentiary to serve the balance of that sentence.” PCRA Court Opinion,

10/19/23, at 2 (unnumbered). The balance of Appellant’s sentence was three

years. N.T., 11/17/23, at 2.

-4-

J-A16021-24

Opinion and Order, 10/19/23, at 4 (unnumbered); see also id. at 3

(unnumbered) (directing the court on remand to sentence Appellant “to a

minimum of 37 years, which accounts for the three (3) year parole hit he

received.”). On November 17, 2023, the trial court, on remand, sentenced

Appellant to an aggregate prison term of 37 to 80 years.

On December 14, 2023, Appellant timely filed a notice of appeal.

Appellant and the trial court have complied with Pa.R.A.P. 1925.

Appellant raises the following issue for review:

Whether the trial court erred by vacating and resentencing

[Appellant] after [plea] counsel was found to be ineffective for

negotiating an illegal sentence as part of a plea agreement instead

of permitting [Appellant] to withdraw his guilty plea?

Appellant’s Brief at 4.

Appellant claims he should have been permitted to withdraw his guilty

plea. See id. at 10-18. According to Appellant, plea counsel and the

Commonwealth “began their plea negotiations from the incorrect standpoint

that [Appellant’s] sentence could be served concurrently with his previously

imposed sentence when it was a legal impossibility.” Id. at 12. Appellant

argues he “should be returned to the status quo prior to the entry of his guilty

plea.” Id.

The Commonwealth counters the trial court properly resentenced

Appellant. Commonwealth Brief at 10. The Commonwealth argues that

because the court subtracted three years from Appellant’s original aggregate

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J-A16021-24

sentence to account for his three-year parole violation sentence, Appellant

received the benefit of his plea bargain. Id. The Commonwealth also points

out that the parties specified during the plea hearing that Appellant agreed to

an aggregate sentence of 40 to 80 years in prison. Id. at 11-12. Therefore,

the Commonwealth asserts, “the obligations set forth in Appellant’s plea

agreement [were] fulfilled upon resentencing.” Id. at 26.

Preliminarily, we observe that the PCRA court, despite stating

Appellant’s PCRA petition was granted, afforded Appellant relief only in the

form of vacating his judgment of sentence and remanding for resentencing.

The PCRA court did not grant Appellant’s requested relief, i.e., withdrawal of

his guilty plea. Appellant did not file an appeal from the PCRA court’s

order or otherwise challenge the implicit denial of his request to

withdraw his guilty plea. We further note that no outstanding petition to

withdraw the guilty plea appears on the record. Thus, to the extent Appellant

attempts to challenge the PCRA court’s partial denial of relief, we lack

jurisdiction to reconsider the PCRA court’s order. See Commonwealth v.

Sepulveda, 144 A.3d 1270, 1279 (Pa. 2016) (“Once the PCRA court renders

a decision on a PCRA petition, … that matter is concluded before the PCRA

court, having been fully adjudicated by that court, and the order generated is

a final order that is appealable by the losing party.”).

Moreover, Appellant cannot now challenge the trial court’s “decision” to

resentence him rather than permit a withdrawal of his plea. Indeed, the trial

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court complied with the PCRA court’s final order; it had no discretion to do

otherwise. Appellant’s claim, which appears to collaterally attack the PCRA

court’s order, is improper.

Thus, at this juncture, our review is limited to a determination of

whether Appellant’s new judgment of sentence is appropriate under plea

bargaining principles.7 Contract interpretation, including in the criminal plea-

bargaining process, is a question of law. See Commonwealth v. Kerns, 220

A.3d 607, 612 (Pa. Super. 2019). Therefore, our standard of review is de

novo, “and to the extent necessary, the scope of our review is plenary.” Id.

We begin by emphasizing the importance of plea bargains in our criminal

justice system:

With respect to plea bargains, the reality of the criminal

justice system is that nearly all criminal cases are disposed of by

plea bargains: ninety-seven percent of federal convictions and

ninety-four percent of state convictions are the result of guilty

pleas. Plea bargaining is not some adjunct to the criminal justice

system; it is the criminal justice system. Accordingly, it is critical

that plea agreements are enforced, to avoid any possible

perversion of the plea bargaining system. The disposition of

criminal charges by agreement between the prosecutor and the

accused, is an essential component of the administration of

justice. Properly administered, it is to be encouraged. In this

____________________________________________

7 There is no dispute that the plea agreement was breached, as the

Commonwealth’s promise that Appellant’s sentence in this case would run

concurrently with his parole back time could not be fulfilled as a matter of law.

See 61 Pa.C.S.A. § 6138(a)(5)(i) (providing that if a paroled offender commits

a crime while on parole and a new sentence is imposed, “the service of the

balance originally imposed by a Pennsylvania court shall precede the

commencement of the new term[,]” when the offender was paroled from

a State correctional institution and the new sentence is to be served in the

State correctional institution) (emphasis added).

-7-

J-A16021-24

Commonwealth, the practice of plea bargaining is generally

regarded favorably, and is legitimized and governed by court rule.

A “mutuality of advantage” to defendants and prosecutors flows

from the ratification of the bargain.

Assuming the plea agreement is legally possible to fulfill,

when the parties enter the plea agreement and the court accepts

and approves the plea, then the parties and the court must abide

by the terms of the agreement. Specific enforcement of valid plea

bargains is a matter of fundamental fairness. The terms of plea

agreements are not limited to the withdrawal of charges, or the

length of a sentence. Parties may agree to—and seek

enforcement of—terms that fall outside these areas.

Although a plea agreement occurs in a criminal context, it

remains contractual in nature and is to be analyzed under

contract-law standards. Furthermore, disputes over any

particular term of a plea agreement must be resolved by objective

standards. A determination of exactly what promises constitute

the plea bargain must be based upon the totality of the

surrounding circumstances and involves a case-by-case

adjudication.

… Regarding the Commonwealth’s duty to honor plea

agreements, well-settled Pennsylvania law states:

Our courts have demanded strict compliance with that duty

in order to avoid any possible perversion of the plea

bargaining system, evidencing the concern that a defendant

might be coerced into a bargain or fraudulently induced to

give up the very valued constitutional guarantees attendant

to the right to trial by jury.

Commonwealth v. Snook, 230 A.3d 438, 444 (Pa. Super. 2020) (citation,

brackets, and some ellipses omitted).

Our Supreme Court addressed a negotiated plea agreement’s conflict

with the Parole Act in Commonwealth v. Zuber, 353 A.2d 441 (Pa. 1976).

Therein, the defendant entered a negotiated plea agreement, whereby, in

exchange for his guilty plea, the Commonwealth would request the State

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J-A16021-24

Board of Parole to run the defendant’s new sentence (7 to 15 years in prison)

concurrently with his parole back time (4½ years). Id. at 443. The defendant

appealed, claiming his plea was induced by the Commonwealth’s promise

concerning back time. Id. The Commonwealth’s promise could not be fulfilled

as a matter of law, because the Parole Act required the defendant to “serve

his … back time and the new sentence in consecutive order.” Id. at 443.

Accordingly, our Supreme Court concluded the defendant’s plea was

unknowingly and involuntarily entered. Id. at 444-45. The Zuber Court

explained, “[I]t is well settled that where a plea bargain has been entered into

and is violated by the Commonwealth, the defendant is entitled at the

least, to the benefit of the bargain.” Id. at 444 (citation, internal

quotation marks, and some capitalization omitted; emphasis added). The

Supreme Court agreed with the defendant that the appropriate remedy would

be a reduced sentence of 2½ to 15 years in prison. Id. at 446. The Court

remanded the matter to the trial court to impose the modified sentence,

which, it reasoned, would bestow upon the defendant the benefit of his

bargain. Id.; see also id. (indicating the defendant would “still serve a prison

sentence commensurate with the term contemplated by all of the parties to

the plea proceedings.”).

Recently, in Commonwealth v. Gillins, 302 A.3d 155 (Pa. Super.

2023), this Court reversed the PCRA court’s conclusion that it could not

consider the defendant’s guilty plea challenge under contract law principles.

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In Gillins, the defendant entered a negotiated guilty plea in exchange for a

10- to 20-year prison sentence, and an agreement that his sentence would

run concurrently with the federal sentence he was then serving. Id. at 157.

However, “unbeknownst to both parties and the trial court[,]” the federal

Bureau of Prisons is not bound by state court orders directing new state

sentences to run concurrently with an existing federal sentence. Id. at 157,

161. The trial court therefore had no authority to direct the defendant’s state

sentence to run concurrently with his federal sentence. Id. at 166; see also

id. (noting that federal inmates may receive credit for a detention that is not

credited against another sentence).

The Gillins Court first clarified that collateral petitions to enforce plea

agreements are addressed outside the ambit of the PCRA. Id. at 160.

Applying contract principles, this Court concluded the defendant had been

deprived of the benefit of the bargain he made during his guilty plea, as he

served a 20-year state sentence without receiving federal credit. Id. at 165.

In considering the appropriate remedy, this Court stated,

Vacatur of [the defendant’s] 20-year sentence, while keeping

intact his underlying state convictions, would serve the dual

purpose of providing [the defendant] an opportunity to receive

federal credit for his state time and otherwise retaining [the

defendant’s] record of conviction. In this way, the

Commonwealth’s plea agreement with [the defendant], as

accepted by the trial court, may be effectuated to provide the

benefit of the bargain struck between the parties.

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Id. at 166. The Gillins Court therefore vacated the PCRA court’s order, and

remanded the case to the trial court to vacate the defendant’s sentence but

retain his underlying conviction. Id.

Relevant case law is clear that we must consider challenges to a plea

agreement under contract law principles. See Snook, supra. It is also clear

that when the Commonwealth breaches a plea agreement by virtue of a legal

inability to fulfill a particular promise, the relief granted must give a defendant

the benefit of his bargain. See Zuber, 353 A.3d at 446; Gillins, 302 A.2d at

166. Cf. Commonwealth v. Lowman, 278 A.3d 361, 368 (Pa. Super. 2022)

(where trial court vacated the appellant’s consecutive sentences as illegal on

merger grounds, vacatur of the guilty plea was improper because the plea

agreement was silent on the issue of sentencing; instead, the court should

correct the sentence and leave the plea undisturbed).

Instantly, the guilty plea transcript reflects that the parties agreed to

negotiated, consecutive sentences for each of the offenses to which Appellant

pled guilty. See N.T., 2/26/21, at 6-7. As “an explicit component” of the plea

agreement, the parties clarified Appellant’s aggregate prison sentence would

be 40 to 80 years. Id. at 7. Accordingly, notwithstanding the parties’ shared

misunderstanding that the trial court could order Appellant’s new sentence to

run concurrently with his back time, the record reflects that Appellant

specifically agreed to serve an aggregate 40 to 80 years’ imprisonment. By

reducing Appellant’s sentence to 37 to 80 years at resentencing, the court

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appropriately accounted for the three years of back time. We therefore

conclude that Appellant received the benefit of his bargain. See Gillins, 302

A.3d at 166; Zuber, 353 A.2d at 446. See also generally Lowman, supra.

For the foregoing reasons, we affirm the November 17, 2023, judgment

of sentence imposed after Appellant’s resentencing.

Judgment of sentence affirmed.

DATE: 8/5/2024

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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